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CIRO to Hold a Settlement Hearing for PFSL Investments Canada Ltd. (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 13 Feb 2026
If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at https.//www.ciro.ca ... CIRO Office ... avisconti@ciro.ca ... CIRO - Canadian Investment ...
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CIRO to Hold a Settlement Hearing for Sholeh Sharifian (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 13 Feb 2026
... CIRO Enforcement Staff and Sholeh Sharifian ... If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at https.//www.ciro.ca ... avisconti@ciro.ca.
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CIRO to Hold a Continuation Hearing for Ronald Aleri Scott (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 13 Feb 2026
Calgary (Alberta), February 13, 2026 - A hearing was held before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules in the matter of Ronald Aleri Scott on January 26-28, 2026.
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Hearing Notice - CIRO to Hold a Continuation Hearing for Ronald Aleri Scott Français

Canada Newswire 13 Feb 2026
13, 2026 /CNW/ - A hearing was held before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules in the matter of Ronald Aleri Scott on January 26-28, 2026.
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Hearing Notice - CIRO to Hold a Settlement Hearing for Sholeh Sharifian Français

Canada Newswire 13 Feb 2026
If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at www.ciro.ca ... For more information, visit www.ciro.ca ... SOURCE Canadian Investment Regulatory Organization (CIRO).
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Hearing Notice - CIRO to Hold a Settlement Hearing for PFSL Investments Canada Ltd. Français

Canada Newswire 13 Feb 2026
If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at www.ciro.ca ... For more information, visit www.ciro.ca ... SOURCE Canadian Investment Regulatory Organization (CIRO).
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Hearing Notice – Hearing Date 2026 BCSECCOM 47 (Canadian Investment Regulatory Organization (CIRO), Teymur Englesby and Cale Nishimura) (British Columbia Securities Commission)

Public Technologies 12 Feb 2026
). BRITISH COLUMBIA SECURITIES COMMISSION. Securities Act, RSBC 1996, c. 418. Citation. Re CIRO and Englesby, 2026 BCSECCOM 47 Date ... Hearing Notice - Hearing Date ... Disclaimer ... (noodl.
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Proposed Dual Registration amendments – Proposed CIRO Rules (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 12 Feb 2026
If approved, we intend to have the Proposed Dual Registration amendments come into force at the same time as the CIRO Rules ... a blackline comparison of the Proposed Dual Registration amendments to the Proposed CIRO Rules.
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Rule Consolidation Project – Proposed CIRO Rules (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 12 Feb 2026
One of the initial CIRO priorities is to consolidate the IDPC Rules and MFD Rules into one set of rules applicable to both Investment Dealers and Mutual Fund Dealers ... The CIRO Rules will include the following series of rules ... Proposed CIRO Rules.
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ATB Capital Markets Corp. (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 11 Feb 2026
CIRO - Canadian Investment Regulatory Organization published this content on February ...
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CIRO InnovateSafe: Application Guidance for Firms (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 11 Feb 2026
The sandbox provides a structured, time-limited environment that allows firms to operate within defined parameters, enabling CIRO to evaluate risks, gather data, and assess the implications of emerging market practices ... CIRO Review Process.
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CIRO to Hold a Disciplinary Hearing for Debojyoti (Debo) Majumder (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 06 Feb 2026
Toronto (ON), February 6, 2026 - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules in the matter of Debojyoti (Debo) Majumder ... avisconti@ciro.ca.
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List of floating and tracking error margin rates for qualifying Canadian and U.S. index products (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 06 Feb 2026
index products is available in Microsoft Excel format on the CIRO website, under Rules and Enforcement - Dealer Member Rules - Supporting Resources - Supporting Schedules ... set up an account with CIRO.
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Hearing Notice - CIRO to Hold a Disciplinary Hearing for Debojyoti (Debo) Majumder Français

Canada Newswire 06 Feb 2026
6, 2026 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules in the matter of Debojyoti (Debo) Majumder.
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IntelligentInvesting Securities Inc. (CIRO - Canadian Investment Regulatory Organization)

Public Technologies 05 Feb 2026
CIRO - Canadian Investment Regulatory Organization published this content on February 05, 2026, and is ...

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