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Disciplinary Action 2021069218305 (John Lowry, Kim Monchik - Spartan Capital Securities, LLC CRD) (FINRA - Financial Industry Regulatory Authority Inc)

Public Technologies 25 Nov 2025
John Lowry, ... Respondent John Lowry, Spartan's CEO and owner, was the sole owner and control person of the issuers of these Offerings, which were three unregistered, private investment funds (collectively, the "Atlas Funds").
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