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                                                                Lori Chaffin Jordan, MD, PhD, FAHA                    David L. Tirschwell, MD, MS, MSc, FAHA
                                                                Sadiya S. Khan, MD, MSc                               Connie W. Tsao, MD, MPH, Vice Chair Elect
                                                                Brett M. Kissela, MD, MS                              Mintu P. Turakhia, MD, MAS, FAHA
                                                                Kristen L. Knutson, PhD                               Lisa B. VanWagner, MD, MSc, FAST
                                                                Tak W. Kwan, MD, FAHA                                 John T. Wilkins, MD, MS, FAHA
                                                                Daniel T. Lackland, DrPH, FAHA                        Sally S. Wong, PhD, RD, CDN, FAHA
                                                                Tené T. Lewis, PhD                                    Salim S. Virani, MD, PhD, FAHA, Chair Elect
                                                                Judith H. Lichtman, PhD, MPH, FAHA                    On behalf of the American Heart Association
                                                                Chris T. Longenecker, MD                                 Council on Epidemiology and Prevention
                                                                Matthew Shane Loop, PhD                                  Statistics Committee and Stroke Statistics
                                                                Pamela L. Lutsey, PhD, MPH, FAHA                         Subcommittee
                                                                Seth S. Martin, MD, MHS, FAHA
https://www.ahajournals.org/journal/circ
                                                                         TABLE OF CONTENTS                                                                        advocates, and others seeking the best available data
CLINICAL STATEMENTS
                                                                         name to be taken to that chapter.                                                        (CVD) produces immense health and economic burdens
                                                                                                                                                                  in the United States and globally. The Statistical Update
                                                                         Summary .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  e2    also presents the latest data on a range of major clinical
                                                                         1.		 About These Statistics .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e12           heart and circulatory disease conditions (including stroke,
                                                                         2.		 Cardiovascular Health .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e15
                                                                                                                                                                  congenital heart disease, rhythm disorders, subclinical
                                                                         Health Behaviors                                                                         atherosclerosis, coronary heart disease [CHD], heart fail-
                                                                         3.		 Smoking/Tobacco Use .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .            e32   ure [HF], valvular disease, venous disease, and peripheral
                                                                         4.		 Physical Inactivity .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .      e44
                                                                                                                                                                  arterial disease) and the associated outcomes (including
                                                                         5.		 Nutrition .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .    e64
                                                                         6.		 Overweight and Obesity  .  .  .  .  .  .  .  .  .  .  .  .  .  .              e83
                                                                                                                                                                  quality of care, procedures, and economic costs). Since
                                                                                                                                                                  2007, the annual versions of the Statistical Update have
                                                                         Health Factors and Other Risk Factors
                                                                                                                                                                  been cited >20 000 times in the literature.
                                                                         7.		 High Blood Cholesterol and Other Lipids .  .  .  .  .  . e106
                                                                         8.		 High Blood Pressure .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e119
                                                                                                                                                                     Each annual version of the Statistical Update under-
                                                                         9.		 Diabetes Mellitus .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e138         goes revisions to include the newest nationally rep-
                                                                         10.	 Metabolic Syndrome .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e157              resentative data, add additional relevant published
                                                                         11.	 Kidney Disease .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e178         scientific findings, remove older information, add new
                                                                         12.	Sleep .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e194    sections or chapters, and increase the number of ways
                                                                         Cardiovascular Conditions/Diseases                                                       to access and use the assembled information. This
                                                                         13.	 Total Cardiovascular Diseases .  .  .  .  .  .  .  .  .  .  .  . e202               year-long process, which begins as soon as the previ-
                                                                         14.	 Stroke (Cerebrovascular Disease) .  .  .  .  .  .  .  .  .  . e226                  ous Statistical Update is published, is performed by the
                                                                         15.	Congenital Cardiovascular Defects and                                               AHA Statistics Committee faculty volunteers and staff
                                                                              Kawasaki Disease  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e272            and government agency partners. This year’s edition
                                                                         16.	 Disorders of Heart Rhythm .  .  .  .  .  .  .  .  .  .  .  .  . e291                includes data on the monitoring and benefits of car-
                                                                         17.	 Sudden Cardiac Arrest, Ventricular Arrhythmias,                                     diovascular health in the population, metrics to assess
                                                                              and Inherited Channelopathies .  .  .  .  .  .  .  .  .  .  . e322
                                                                                                                                                                  and monitor healthy diets, a new chapter on sleep, an
                                                                         18.	 Subclinical Atherosclerosis  .  .  .  .  .  .  .  .  .  .  .  .  . e346
                                                                                                                                                                  enhanced focus on social determinants of health, a
                                                                         19.	Coronary Heart Disease, Acute Coronary
                                                                              Syndrome, and Angina Pectoris  .  .  .  .  .  .  .  .  .  . e360                    substantively expanded focus on the global burden of
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         20.	 Cardiomyopathy and Heart Failure .  .  .  .  .  .  .  .  . e383                     CVD, and further evidence-based approaches to chang-
                                                                         21.	 Valvular Diseases .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e400         ing behaviors, implementation strategies, and implica-
                                                                         22.	Venous Thromboembolism (Deep Vein                                                   tions of the AHA’s 2020 Impact Goals. Below are a few
                                                                              Thrombosis and Pulmonary Embolism), Chronic                                         highlights from this year’s Statistical Update.
                                                                              Venous Insufficiency, Pulmonary Hypertension  .  .  .  . e417
                                                                         23.	 Peripheral Artery Disease and Aortic Diseases .  .  .  . e426
                                                                         Outcomes
                                                                                                                                                                  Cardiovascular Health (Chapter 2)
                                                                         24.	 Quality of Care .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e442          •	 New data expand the benefits of better cardio-
                                                                         25.	 Medical Procedures  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e456                  vascular health to include lower prevalence of
                                                                         26.	 Economic Cost of Cardiovascular Disease  .  .  .  .  . e461                              aortic sclerosis and stenosis, improved progno-
                                                                         Supplemental Materials                                                                        sis after myocardial infarction (MI), lower risk of
                                                                         27.	 At-a-Glance Summary Tables .  .  .  .  .  .  .  .  .  .  .  . e467                       atrial fibrillation, and greater positive psychologi-
                                                                         28.	Glossary  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . e471           cal functioning (dispositional optimism).
                                                                                                                                                                    •	 Among children, from 1999 to 2000 to 2015
                                                                                                                                                                       to 2016, prevalence of nonsmoking, ideal total
                                                                         SUMMARY                                                                                       cholesterol, and ideal BP improved. For example,
                                                                         Each year, the American Heart Association (AHA), in con-                                      nonsmoking among children aged 12 to 19 years
                                                                         junction with the National Institutes of Health and other                                     went from 76% to 94%. However, meeting ideal
                                                                         government agencies, brings together in a single docu-                                        levels for physical activity, body mass index (BMI),
                                                                         ment the most up-to-date statistics related to heart dis-                                     and blood glucose did not improve. For example,
                                                                         ease, stroke, and the cardiovascular risk factors in the AHA’s                                prevalence of ideal BMI declined from 70% to
                                                                         My Life Check − Life’s Simple 7 (Figure1), which include                                      60% over the same time period.
                                                                         core health behaviors (smoking, physical activity, diet, and
                                                                         weight) and health factors (cholesterol, blood pressure
                                                                         [BP], and glucose control) that contribute to cardiovascular                             Smoking/Tobacco Use (Chapter 3)
                                                                         health. The Statistical Update represents a critical resource                              •	 The prevalence of current smoking in the United
                                                                         for the lay public, policy makers, media professionals,                                       States in 2016 was 15.5% for adults, and 3.4% of
                                                                         clinicians, healthcare administrators, researchers, health                                    adolescents smoked cigarettes in the past month.
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                            AND GUIDELINES
                                                                Figure. AHA’s My Life Check – Life’s Simple 7.
                                                                Seven approaches to staying heart healthy: be active, keep a healthy weight, learn about cholesterol, don’t smoke or use
                                                                smokeless tobacco, eat a heart‐healthy diet, keep blood pressure healthy, and learn about blood sugar and diabetes mellitus.
                                                                      Although there has been a consistent decline in                  adult television and tablet use has decreased
                                                                      tobacco use in the United States, significant dispari-           modestly in recent years, adult smartphone use
                                                                      ties persist. Substantially higher tobacco use preva-            increased from the 2012 to 2014 period to 2017
                                                                      lence rates are observed in American Indian/Alaska               by >1 hour each day.
                                                                      Natives and lesbian, gay, bisexual, and transgender
                                                                      populations, as well as among individuals with low
                                                                      socioeconomic status, those with mental illness,            Nutrition (Chapter 5)
                                                                      individuals with HIV who are receiving medical care,         •	 In a 2013 to 2014 nationally representative sam-
                                                                      and those who are active-duty military.                         ple of 827 nonpregnant, noninstitutionalized US
                                                                   •	 Tobacco use remains a leading cause of prevent-                 adults, estimated mean sodium intake by 24-hour
                                                                      able death in the United States and globally. It                urinary excretion was 4205 mg/d for males and
                                                                      was estimated to account for 7.1 million deaths                 3039 mg/d for females. In a diverse sample of
                                                                      worldwide in 2016.                                              450 US adults in 3 geographic locations, ≈70%
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                                                                   •	 Over the past 6 years, there has been a sharp                   of sodium was added to food outside the home,
                                                                      increase in e-cigarette use among adolescents,                  13% to 16% was inherent to food, 4% to 9%
                                                                      and e-cigarettes are now the most commonly                      was added in home food preparation, 3% to 8%
                                                                      used tobacco product in this demographic.                       was added at the table, and <1% was from dietary
                                                                   •	 Policy-level interventions such as Tobacco 21 Laws              supplements and home tap water; amounts var-
                                                                      and MPOWER are being adopted and have been                      ied modestly by race/ethnicity.
                                                                      associated with reductions in tobacco use inci-              •	 After a 1 peso per liter excise tax on sugar-sweet-
                                                                      dence and prevalence.                                           ened beverages (SSBs) was implemented in Mexico
                                                                                                                                      in January 2014, SSB purchases were reduced by
                                                                                                                                      5.5% after 1 year and 9.7% after 2 years com-
                                                                Physical Inactivity (Chapter 4)                                       pared with predicted SSB purchases based on pre-
                                                                   •	 The trends in the prevalence of self-reported inac-             tax trends. The effect of the SSB tax was greatest
                                                                      tivity among adults decreased from 1998 to 2016,                among households of the lowest socioeconomic
                                                                      with the largest drop occurring in the past decade,             status. A similar 1 cent per ounce excise tax on
                                                                      from 40.1% to 26.9% between 2007 and 2016,                      SSBs was implemented in Berkeley, California, in
                                                                      respectively. Despite this decrease in inactivity over          January 2015, and SSB sales declined by 9.6%
                                                                      recent years, currently, <23% of adults report par-             after 1 year compared with predicted SSB pur-
                                                                      ticipating in adequate leisure-time aerobic and                 chases based on pretax trends.
                                                                      muscle-strengthening activity to meet the 2008               •	 The Special Supplemental Nutrition Program for
                                                                      federal guidelines for physical activity.                       Women, Infants, and Children food package was
                                                                   •	 Converging evidence from epidemiological stud-                  revised in 2009 to include more fruits, vegetables,
                                                                      ies suggests that limiting sedentary time is asso-              whole grains, and lower-fat milk. These food
                                                                      ciated with a lower risk of cardiovascular events               package revisions were associated with a signifi-
                                                                      and mortality after accounting for other tradi-                 cant improvement in Healthy Eating Index-2010
                                                                      tional risk factors and physical activity levels.               score (3.7 higher Healthy Eating Index points;
                                                                   •	 A Nielsen report from 2017 suggests that technol-               95% CI, 0.6–6.9). By contrast, participation in
                                                                      ogy use is changing rapidly, with potential implica-            the Supplemental Nutrition Assistance Program
                                                                      tions for influencing sedentary behavior. Although              (SNAP), which does not regulate nutritional
                                                                                 quality, was associated with less healthy house-             using guideline thresholds from the Seventh
CLINICAL STATEMENTS
                                                                                 hold purchases (15–20 more calories from SSBs                Report of the Joint National Committee on
   AND GUIDELINES
                                                                                 per person per day, 174–195 more milligrams of               Prevention, Detection, Evaluation, and Treatment
                                                                                 sodium per person per day, and 0.52 fewer grams              of High Blood Pressure.
                                                                                 of fiber per person per day).                           •	   In prospective follow-up of the REGARDS, MESA
                                                                                                                                              (Multi-Ethnic Study of Atherosclerosis), and JHS
                                                                                                                                              (Jackson Heart Study) cohorts, 63.0% of incident
                                                                         Overweight and Obesity (Chapter 6)                                   CVD events occurred in participants with systolic BP
                                                                              •	 According to NHANES (National Health and                     (SBP) <140 mm Hg and diastolic BP <90 mm Hg.
                                                                                 Nutrition Examination Survey) 2015 to 2016,             •	   US non-Hispanic (NH) blacks (13.2%) are more
                                                                                 39.6% of US adults and 18.5% of youths were                  likely than NH Asians (11.0%), NH whites (8.6%),
                                                                                 obese, and 7.7% of adults and 5.6% of youth                  or Hispanics (7.4%) to use home BP monitoring
                                                                                 had severe obesity. The overall prevalence of obe-           on a weekly basis.
                                                                                 sity and severe obesity in youth (aged 2–19 years)      •	   In 2015, the worldwide prevalence of SBP ≥140
                                                                                 did not increase significantly from 2007 to 2008             mm Hg was estimated to be 20 526 per 100 000.
                                                                                 to 2015 to 2016. However, the age-standardized               This represents an increase from 17       307 per
                                                                                 prevalence of obesity and severe obesity increased           100 000 in 1990. Also, the prevalence of SBP
                                                                                 significantly in the past decade (from 2007–2008             of 110 to 115 mm Hg or higher increased from
                                                                                 to 2015–2016) among adults.                                  73  119 per 100    000 to 81   373 per 100      000
                                                                              •	 A recent mendelian randomization study of par-               between 1990 and 2015. There were 3.47 billion
                                                                                 ticipants from 7 prospective cohorts demonstrated            adults worldwide with SBP of 110 to 115 mm Hg
                                                                                 that genetic variants associated with higher BMI             or higher in 2015.
                                                                                 were significantly associated with incident atrial      •	   Among African Americans in the JHS not taking
                                                                                 fibrillation, which supports a causal relationship           antihypertensive medication, the prevalence of
                                                                                 between obesity and atrial fibrillation.                     clinic hypertension (mean SBP ≥140 mm Hg or
                                                                              •	 In a study of 189 672 participants from 10 US lon-           mean diastolic BP ≥90 mm Hg) was 14.3%, the
                                                                                 gitudinal cohort studies, obesity was associated             prevalence of daytime hypertension (mean day-
                                                                                 with a shorter total longevity and greater pro-              time SBP ≥135 mm Hg or mean daytime diastolic
                                                                                 portion of life lived with CVD. Higher BMI was
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Metabolic Syndrome (Chapter 10) hours per night; RR, 1.35; 95% CI, 1.29–1.41)
                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                      were associated with a greater risk of all-cause
                                                                   •	 The overall prevalence of metabolic syndrome has
                                                                                                                                                                                                           AND GUIDELINES
                                                                                                                                      mortality. In addition, short sleep (<7 hours per
                                                                      remained stable at 34.3% across all sex, age, and
                                                                                                                                      night) was associated with total CVD (RR, 1.14;
                                                                      racial/ethnic groups since 2008 according to data
                                                                                                                                      95% CI, 1.09–1.20) and CHD (RR, 1.22; 95%
                                                                      from NHANES 2007 to 2014. 
                                                                                                                                      CI, 1.13–1.31) but not stroke (RR, 1.09; 95% CI,
                                                                   •	 In a recent meta-analysis of 26 609 young adults
                                                                                                                                      0.99–1.19). Long sleep duration was associated
                                                                      (aged 18–30 years) across 34 studies, the preva-
                                                                                                                                      with total CVD (RR, 1.36; 95% CI, 1.26–1.48),
                                                                      lence of metabolic syndrome was 4.8% to 7%
                                                                                                                                      CHD (RR, 1.21; 95% CI, 1.12–1.30), and stroke
                                                                      depending on the definition used.
                                                                                                                                      (RR, 1.45; 95% CI, 1.30–1.62).
                                                                   •	 In addition to well-established associations with
                                                                                                                                   •	 A meta-analysis of 27 cohort studies found that
                                                                      poor CVD outcomes and all-cause mortality,
                                                                                                                                      mild obstructive sleep apnea (hazard ratio, 1.19;
                                                                      the presence of metabolic syndrome also has
                                                                                                                                      95% CI, 0.86–1.65), moderate obstructive sleep
                                                                      been shown to be associated with poorer can-
                                                                                                                                      apnea (1.28; 95% CI, 0.96–1.69), and severe
                                                                      cer outcomes, including increased risk of cancer
                                                                                                                                      obstructive sleep apnea (2.13; 95% CI, 1.68–
                                                                      recurrence, cancer-related mortality, and overall
                                                                                                                                      2.68) were associated with all-cause mortality in
                                                                      mortality.
                                                                                                                                      a dose-response fashion. Only severe obstructive
                                                                                                                                      sleep apnea was associated with cardiovascular
                                                                Kidney Disease (Chapter 11)                                           mortality (hazard ratio, 2.73; 95% CI, 1.94–3.85).
                                                                   •	 According to the United States Renal Data System,
                                                                      the overall prevalence of chronic kidney disease            Total Cardiovascular Diseases
                                                                      in the United States among NHANES participants
                                                                                                                                  (Chapter 13)
                                                                      ≥20 years of age was 14.8% (95% CI, 13.6%–
                                                                      16.0%) in 2011 to 2014.                                      •	 On the basis of NHANES 2013 to 2016 data,
                                                                   •	 In 3 community-based cohort studies (JHS,                       the prevalence of CVD (comprising CHD, HF,
                                                                      Cardiovascular Health Study, and MESA), abso-                   stroke, and hypertension) in adults ≥20 years of
                                                                      lute incidence rates (per 1000 person-years) for                age is 48.0% overall (121.5 million in 2016) and
                                                                      HF, CHD, and stroke for participants with versus                increases with advancing age in both males and
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                                                                      without chronic kidney disease were 22 versus                   females. CVD prevalence excluding hypertension
                                                                      6.2 for HF, 24.5 versus 8.4 for CHD, and 13.4 ver-              (CHD, HF, and stroke only) is 9.0% overall (24.3
                                                                      sus 4.8 for stroke.                                             million in 2016).
                                                                   •	 A recent meta-analysis of 43 studies examin-                 •	 In 2016, 2 744 248 resident deaths were registered
                                                                      ing associations between socioeconomic indica-                  in the United States. Ten leading causes accounted
                                                                      tors (income, education, and occupation) found                  for 74.1% of all registered deaths. The 10 leading
                                                                      that lower socioeconomic status, particularly                   causes of death in 2016 were the same as in 2015;
                                                                      income, was associated with a higher prevalence                 these include heart disease (No. 1), cancer (No. 2),
                                                                      of chronic kidney disease and faster progres-                   unintentional injuries (No. 3), chronic lower respi-
                                                                      sion to end-stage renal disease. This association               ratory diseases (No. 4), stroke (No. 5), Alzheimer
                                                                      was observed in higher- versus lower- or middle-                disease (No. 6), DM (No. 7), influenza and pneu-
                                                                      income countries and was more pronounced in                     monia (No. 8), kidney disease (No. 9), and suicide
                                                                      the United States, relative to Europe.                          (No. 10). Seven of the 10 leading causes of death
                                                                                                                                      had a decrease in age-adjusted death rates. The
                                                                                                                                      age-adjusted death rates decreased 1.8% for
                                                                Sleep (Chapter 12)                                                    heart disease, 1.7% for cancer, 2.4% for chronic
                                                                   •	 Data from the Centers for Disease Control and                   lower respiratory diseases, 0.8% for stroke, 1.4%
                                                                      Prevention indicated that the age-adjusted prev-                for DM, 11.2% for influenza and pneumonia, and
                                                                      alence of healthy sleep duration (≥7 hours) was                 2.2% for kidney disease. The age-adjusted rate
                                                                      65.2% for all Americans and was lower among                     increased 9.7% for unintentional injuries, 3.1%
                                                                      Native Hawaiians/Pacific Islanders (53.7%), NH                  for Alzheimer disease, and 1.5% for suicide.
                                                                      blacks (54.2%), multiracial NH people (53.6%),               •	 In 2016, ≈17.6 million (95% CI, 17.3–18.1 mil-
                                                                      and American Indians/Alaska Natives (59.6%)                     lion) deaths were attributed to CVD globally,
                                                                      compared with NH whites (66.8%), Hispanics                      which amounted to an increase of 14.5% (95%
                                                                      (65.5%), and Asians (62.5%).                                    CI, 12.1%–17.1%) from 2006. The age-adjusted
                                                                   •	 A meta-analysis of 43 studies indicated that both               death rate per 100 000 population was 277.9 (95%
                                                                      short sleep (<7 hours per night; relative risk [RR],            CI, 272.1–284.6), which represents a decrease of
                                                                      1.13; 95% CI, 1.10–1.17) and long sleep (>8                     14.5% (95% CI, −16.2% to −12.5%) from 2006.
coronary artery stenosis, plaque composition, compared with an estimated 5.7 million between
                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                      and coronary segment location, does not offer                   2009 and 2012.
                                                                                                                                                                                                           AND GUIDELINES
                                                                      additional prognostic value for all-cause mortality          •	 Primary prevention of HF can be augmented by
                                                                      beyond traditional risk factors and coronary cal-               greater adherence to the Life’s Simple 7 goals;
                                                                      cium in asymptomatic individuals.                               optimal profiles in smoking, BMI, physical activity,
                                                                   •	 In contrast to the US population, the majority                  diet, cholesterol, BP, and glucose are associated
                                                                      (≈85%) of middle-aged people living a forager-                  with a lower lifetime risk of HF and more favor-
                                                                      horticulturalist lifestyle in the Bolivian Amazon               able cardiac structure and functional parameters
                                                                      remain free of coronary artery calcium, which indi-             by echocardiography.
                                                                      cates that coronary atherosclerosis can typically be         •	 Of incident hospitalized HF events, approximately
                                                                      avoided by maintaining a low lifetime burden of                 half are characterized by reduced ejection frac-
                                                                      risk factors. Even among those Bolivian Amazon                  tion and the other half by preserved ejection frac-
                                                                      individuals >75 years of age, 65% remained free                 tion. The prevalence of HF with preserved ejection
                                                                      of coronary artery calcium.                                     fraction, compared with prevalence of HF with
                                                                                                                                      reduced ejection fraction, appears to be increas-
                                                                                                                                      ing over time along with aging of the population.
                                                                Coronary Heart Disease, Acute Coronary
                                                                Syndrome, and Angina Pectoris (Chapter 19)
                                                                                                                                  Valvular Diseases (Chapter 21)
                                                                   •	 Data from the BRFSS (Behavioral Risk Factor
                                                                      Surveillance System) 2016 survey indicated that              •	 Although rheumatic heart disease is uncommon
                                                                      4.4% of respondents had been told that they had                 in high-income countries such as the United
                                                                      had an MI and 4.1% of respondents had been                      States, it remains an important cause of morbidity
                                                                      told that they had angina or CHD.                               and mortality in low- and middle-income coun-
                                                                   •	 From 2006 to 2016, the annual death rate attrib-                tries. In 2015, 33.4 million people were estimated
                                                                      utable to CHD declined 31.8%. CHD age-adjusted                  to be living with rheumatic heart disease around
                                                                      death rates per 100 000 were 132.3 for NH white                 the world, with sub-Saharan Africa, South Asia,
                                                                      males, 146.5 for NH black males, and 95.6 for                   and Oceania having the highest concentration of
                                                                      Hispanic males; for NH white females, the rate was              disability-adjusted life-years attributable to rheu-
                                                                                                                                      matic heart disease.
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                                                                         Peripheral Artery Disease and Aortic                               •	 The estimated direct costs of CVD and stroke
CLINICAL STATEMENTS
The expert peer review of AHA-commissioned documents (eg, scientific Permissions Request Form” appears in the second paragraph (https://www.
                                                                                                                                                                                                                                      CLINICAL STATEMENTS
                                                                statements, clinical practice guidelines, systematic reviews) is conducted by       heart.org/en/about-us/statements-and-policies/copyright-request-form).
                                                                                                                                                                                                                                         AND GUIDELINES
                                                                the AHA Office of Science Operations. For more on AHA statements and
                                                                guidelines development, visit http://professional.heart.org/statements. Select
                                                                the “Guidelines & Statements” drop-down menu, then click “Publication               Acknowledgments
                                                                Development.”                                                                       We wish to thank our colleagues: Lucy Hsu, Michael Wolz, Sean Coady, and Dr
                                                                    Permissions: Multiple copies, modification, alteration, enhancement, and/       Gina Wei, National Heart, Lung, and Blood Institute; Ian Golnik and Kathleen
                                                                or distribution of this document are not permitted without the express permis-      Smith, AHA; and all the dedicated staff of the Centers for Disease Control and
                                                                sion of the American Heart Association. Instructions for obtaining permission       Prevention and the National Heart, Lung, and Blood Institute for their valuable
                                                                are located at https://www.heart.org/permissions. A link to the “Copyright          comments and contributions.
                                                                Disclosures
                                                                Writing Group Disclosures
                                                                                                                                            Other         Speakers’                                    Consultant/
                                                                  Writing Group                                                            Research        Bureau/          Expert      Ownership       Advisory
                                                                  Member                    Employment               Research Grant        Support        Honoraria         Witness      Interest        Board           Other
                                                                  Emelia J. Benjamin Boston University School        American Heart          None            None            None           None           None          None
                                                                                     of Medicine, Cardiology        Association†; NIH/
                                                                                          Department               NHLBI†; RWJF†; AHA/
                                                                                                                           NIH†
                                                                  Paul Muntner        University of Alabama at           Amgen†              None            None            None           None           None          None
                                                                                      Birmingham, Department
                                                                                          of Epidemiology
                                                                  Alvaro Alonso           Emory University,        NIH†; American Heart      None            None            None           None           None          None
                                                                                           Department of               Association†
                                                                                           Epidemiology
                                                                  Marcio S.            University of Sao Paulo           Sanofi*             None            None            None           None           None          None
                                                                  Bittencourt
                                                                  Clifton W.           University of Pittsburgh,
                                                                  Callaway                 Department of
                                                                                        Emergency Medicine
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                  April P. Carson     University of Alabama at   Centers for Disease         None            None            None           None           None          None
                                                                                      Birmingham, Department Control and Prevention†;
                                                                                          of Epidemiology      National Heart, Lung,
                                                                                                                and Blood Institute†;
                                                                                                                National Institute for
                                                                                                               Diabetes and Digestive
                                                                                                               and Kidney Diseases†;
                                                                                                                    Amgen, Inc†
                                                                  Alanna M.              Mayo Clinic Health         EpidStat Institute†      None            None            None           None           None          None
                                                                  Chamberlain            Sciences Research
                                                                  Alexander R.        Geisinger Health System             None               None            None            None           None           None          None
                                                                  Chang                     Nephrology
                                                                  Susan Cheng          Brigham and Women’s
                                                                                       Hospital, Cardiovascular
                                                                                              Medicine
                                                                  Sandeep R. Das         University of Texas              None               None            None            None           None           None          None
                                                                                       Southwestern Medical
                                                                                       Center, Department of
                                                                                         Internal Medicine
                                                                  Francesca N.         University of California          NHLBI†              None            None            None           None           None          None
                                                                  Delling                  San Francisco,
                                                                                       Cardiovascular Research
                                                                  Luc Djousse           VA Boston Healthcare       American Egg Board†;      None            None            None           None           None        American
                                                                                          System MAVERIC                  NIH†                                                                                         Egg Board
                                                                                                                                                                                                                        (salary)†
                                                                  Mitchell S.V.         Columbia University,        BMS-Pfizer Alliance      None            None         Auxilium†;        None         Abbott*;      AHA/ASA
                                                                  Elkind                  Department of            for Eliquis*; Roche*;                                     Merck/                      Vascular        (board
                                                                                            Neurology                      NINDS†                                         Organon†;                     Dynamics*     member)*;
                                                                                                                                                                           LivaNova                                    UpToDate
                                                                                                                                                                            (Sorin)†                                  (royalties)*;
                                                                                                                                                                                                                        Biogen*;
                                                                                                                                                                                                                      Medtronic*
                                                                                                                                                                                                                      (Continued )
                                                                                                      Epidemiology
                                                                           Chris T.               Case Western Reserve            Medtronic           None        None          None         None          None          None
                                                                           Longenecker             University, School of    Philanthropy*; Gilead
                                                                                                  Medicine, Cardiology            Sciences*
                                                                           Matthew Shane           University of North        NHLBI (HCHS/SOL         None        None          None         None          None          None
                                                                           Loop                   Carolina at Chapel Hill     contract)†; NHLBI
                                                                                                                              (ARIC contract)†;
                                                                                                                            DENKA-SEIKEN†; Puget
                                                                                                                             Sound Bloodworks†
                                                                           Pamela L. Lutsey     University of Minnesota,            NIH†              None        None          None         None          None          None
                                                                                                Division of Epidemiology
                                                                                                and Community Health
                                                                           Seth S. Martin       Johns Hopkins School of             None              None        None          None         None          None          None
                                                                                                 Medicine, Department
                                                                                                     of Cardiology
                                                                           Kunihiro             Johns Hopkins Bloomberg        Fukuda Denshi†         None        None          None         None      Bristol-Myers     None
                                                                           Matsushita               School of Public                                                                                     Squibb*;
                                                                                                 Health, Department of                                                                                    Fukuda
                                                                                                      Epidemiology                                                                                        Denshi*
                                                                           Andrew E. Moran         Columbia University              None              None        None          None         None          None          None
                                                                                                       Medicine
                                                                           Michael E.                      NIH                      None              None        None          None         None          None          None
                                                                           Mussolino
                                                                           Martin O’Flaherty    University of Liverpool,            None              None        None          None         None          None          None
                                                                                                Department of Public
                                                                                                  Health and Policy
                                                                           Ambarish Pandey          University of Texas     Texas Health Resources    None        None          None         None          None          None
                                                                                                  Southwestern Medical       Clinical Scholarship†
                                                                                                    Center, Cardiology
(Continued )
                                                                                                                                                                                                                                                  CLINICAL STATEMENTS
                                                                                                                                                  Other          Speakers’                                       Consultant/
                                                                                                                                                                                                                                                     AND GUIDELINES
                                                                  Writing Group                                                                  Research         Bureau/           Expert       Ownership        Advisory
                                                                  Member                      Employment                Research Grant           Support         Honoraria          Witness       Interest         Board            Other
                                                                  Amanda M. Perak            Lurie Children’s                 None                 None              None             None           None            None           None
                                                                  Wayne D.                 Gillings School of                 None                 None              None             None           None            None           None
                                                                  Rosamond               Global Public Health,
                                                                                          University of North
                                                                                        Carolina, Department of
                                                                                             Epidemiology
                                                                  Gregory A. Roth       University of Washington, NHLBI†; Cardiovascular           None              None             None           None            None           None
                                                                                        Department of Medicine– Medical Research and
                                                                                               Cardiology         Education Foundation†
                                                                  Uchechukwu K.A.         New York University,                None                 None              None             None           None            None           None
                                                                  Sampson                   Department of
                                                                                           Population Health
                                                                  Gary M. Satou                   UCLA                        None                 None              None             None           None            None           None
                                                                  Emily B. Schroeder       Kaiser Permanente                  None                 None              None             None           None            None            None
                                                                                          Colorado Institute for
                                                                                            Health Research
                                                                  Svati H. Shah              Duke University                  None                 None              None             None           None            None            None
                                                                                               Medicine
                                                                  Nicole L. Spartano        Boston University,             Alzheimer’s             None              None             None           None            None            None
                                                                                             Department of           Association†; American
                                                                                          Preventative Medicine        Heart Association†
                                                                                            and Epidemiology
                                                                  Andrew Stokes         Boston University Global       Johnson & Johnson,          None              None             None           None            None            None
                                                                                                Health                        Inc†
                                                                  David L. Tirschwell     Harborview Medical                  None                 None              None             None           None            None            None
                                                                                         Center, Department of
                                                                                              Neurology
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                  Connie W. Tsao         Beth Israel Deaconess                None                 None              None             None           None            None            None
                                                                                            Medical Center
                                                                                        Department of Medicine
                                                                  Mintu P. Turakhia        Stanford University         Janssen†; Apple†;           None              None             None         AliveCor*      Medtronic*;        JAMA
                                                                                          School of Medicine;         AstraZeneca†; AHA†                                                                           Abbott*;       Cardiology
                                                                                         Veterans Affairs Palo                                                                                                      iBeat*        (income as
                                                                                        Alto Health Care System;                                                                                                                    editor)*
                                                                                        Center for Digital Health
                                                                  Lisa B. VanWagner Northwestern University           NIH†; Gore Medical†          None            Salix              None           None            None            None
                                                                                          Medicine                                                            Pharmaceuticals*
                                                                  Salim S. Virani        Michael E. DeBakey VA                None                 None              None             None           None            None            None
                                                                                         Medical Center, Baylor
                                                                                          College of Medicine
                                                                  John T. Wilkins       Northwestern University             NIH K23†               None              None             None           None            None            None
                                                                                          Feinberg School of
                                                                                         Medicine, Preventive
                                                                                               Medicine
                                                                  Sally S. Wong              American Heart                   None                 None              None             None           None            None           Hunter
                                                                                              Association                                                                                                                          College,
                                                                                                                                                                                                                                    CUNY
                                                                                                                                                                                                                                   (salary)*
                                                                   This table represents the relationships of writing group members that may be perceived as actual or reasonably perceived conflicts of interest as reported on the Disclosure
                                                                Questionnaire, which all members of the writing group are required to complete and submit. A relationship is considered to be “significant” if (a) the person receives $10 000
                                                                or more during any 12-month period, or 5% or more of the person’s gross income; or (b) the person owns 5% or more of the voting stock or share of the entity, or owns
                                                                $10 000 or more of the fair market value of the entity. A relationship is considered to be “modest” if it is less than “significant” under the preceding definition.
                                                                   *Modest.
                                                                   †Significant.
                                                                REFERENCE
                                                                	 1.	 American Heart Association. My Life Check – Life’s Simple 7. https://www.
                                                                      heart.org/en/healthy-living/healthy-lifestyle/my-life-check--lifes-simple-7.
                                                                      Accessed November 9, 2018.
                                                                                 Click here to return to the Table of Contents                                     services, and patients of home health and hospice
                                                                                                                                                                   agencies
                                                                                                                                                                •	 NHAMCS—hospital outpatient and ED visits
                                                                         The AHA works with the NHLBI and other government
                                                                                                                                                                •	 NIS of the Agency for Healthcare Research and
                                                                         agencies to derive the annual statistics in this Heart
                                                                                                                                                                   Quality—hospital inpatient discharges, proce-
                                                                         Disease and Stroke Statistics Update. This chapter
                                                                                                                                                                   dures, and charges
                                                                         describes the most important sources and the types of
                                                                                                                                                                •	 United States Renal Data System—kidney disease
                                                                         data used from them. For more details, see Chapter 28
                                                                                                                                                                   prevalence
                                                                         of this document, the Glossary.
                                                                                                                                                                •	 WHO—mortality rates by country
                                                                            The surveys used are the following:
                                                                                                                                                                •	 YRBSS—health-risk behaviors in youth and young
                                                                           •	 ARIC—CHD and HF incidence rates
                                                                                                                                                                   adults
                                                                           •	 BRFSS—ongoing telephone health survey system
                                                                           •	 GCNKSS—stroke incidence rates and outcomes
                                                                               within a biracial population                                                   Disease Prevalence
                                                                           •	 HCUP—hospital inpatient discharges and pro-
                                                                                                                                                              Prevalence is an estimate of how many people have a
                                                                               cedures (discharged alive, dead, or status
                                                                                                                                                              condition at a given point or period in time. The NCHS/
                                                                               unknown)
                                                                                                                                                              CDC conducts health examination and health interview
                                                                           •	 MEPS—data on specific health services that
                                                                                                                                                              surveys that provide estimates of the prevalence of dis-
                                                                               Americans use, how frequently they use them,
                                                                                                                                                              eases and risk factors. In this Update, the health inter-
                                                                               the cost of these services, and how the costs are
                                                                                                                                                              view part of the NHANES is used for the prevalence of
                                                                               paid
                                                                                                                                                              CVDs. NHANES is used more than the NHIS because in
                                                                           •	 NHANES—disease and risk factor prevalence and
                                                                                                                                                              NHANES, AP is based on the Rose Questionnaire; esti-
                                                                               nutrition statistics
                                                                                                                                                              mates are made regularly for HF; hypertension is based
                                                                           •	 NHIS—disease and risk factor prevalence
                                                                                                                                                              on BP measurements and interviews; and an estimate
                                                                                                                                                              can be made for total CVD, including MI, AP, HF, stroke,
                                                                         Abbreviations Used in Chapter 1
                                                                                                                                                              and hypertension.
                                                                           AHA             American Heart Association
                                                                                                                                                                  A major emphasis of this Statistical Update is to
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                           AP              angina pectoris
                                                                           ARIC            Atherosclerosis Risk in Communities Study
                                                                                                                                                              present the latest estimates of the number of people
                                                                           BP              blood pressure                                                     in the United States who have specific conditions to
                                                                           BRFSS           Behavioral Risk Factor Surveillance System                         provide a realistic estimate of burden. Most estimates
                                                                           CDC             Centers for Disease Control and Prevention                         based on NHANES prevalence rates are based on data
                                                                           CHD             coronary heart disease
                                                                                                                                                              collected from 2013 to 2016. These are applied to
                                                                           CHS             Cardiovascular Health Study
                                                                           CVD             cardiovascular disease
                                                                                                                                                              census population estimates for 2016. Differences in
                                                                           DM              diabetes mellitus                                                  population estimates cannot be used to evaluate pos-
                                                                           ED              emergency department                                               sible trends in prevalence because these estimates are
                                                                           FHS             Framingham Heart Study                                             based on extrapolations of rates beyond the data col-
                                                                           GCNKSS          Greater Cincinnati/Northern Kentucky Stroke Study                  lection period by use of more recent census population
                                                                           HCUP            Healthcare Cost and Utilization Project
                                                                                                                                                              estimates. Trends can only be evaluated by comparing
                                                                           HD              heart disease
                                                                           HF              heart failure
                                                                                                                                                              prevalence rates estimated from surveys conducted in
                                                                           ICD             International Classification of Diseases                           different years.
                                                                           ICD-9-CM        International Classification of Diseases, Clinical Modification,       A major enhancement in the 2019 Statistical Update
                                                                                           9th Revision                                                       is the addition of a new chapter, Sleep (Chapter 12).
                                                                           ICD-10          International Classification of Diseases, 10th Revision
                                                                                                                                                              Also this year, there is an emphasis on social deter-
                                                                           MEPS            Medical Expenditure Panel Survey
                                                                           MI              myocardial infarction
                                                                                                                                                              minants of health that are built across the various
                                                                           NAMCS           National Ambulatory Medical Care Survey                            chapters, and global estimates are provided where
                                                                           NCHS            National Center for Health Statistics                              available.
                                                                           NHAMCS          National Hospital Ambulatory Medical Care Survey
                                                                           NHANES          National Health and Nutrition Examination Survey
                                                                           NHIS            National Health Interview Survey                                   Risk Factor Prevalence
                                                                           NHLBI           National Heart, Lung, and Blood Institute
                                                                           NINDS           National Institute of Neurological Disorders and Stroke
                                                                                                                                                              The NHANES 2013 to 2016 data are used in this
                                                                           NIS             National (Nationwide) Inpatient Sample                             Update to present estimates of the percentage of
                                                                           PAD             peripheral artery disease                                          people with high lipid values, DM, overweight, and
                                                                           WHO             World Health Organization                                          obesity. The NHIS 2015 data are used for the preva-
                                                                           YRBSS           Youth Risk Behavior Surveillance System                            lence of cigarette smoking and physical inactivity.
Data for students in grades 9 through 12 are obtained numbers of deaths were tabulated from the electronic
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                from the YRBSS.                                                   mortality files of the NCHS/CDC website.
                                                                                                                                                                                                              AND GUIDELINES
                                                                Incidence and Recurrent Attacks                                   Population Estimates
                                                                An incidence rate refers to the number of new cases               In this publication, we have used national population
                                                                of a disease that develop in a population per unit of             estimates from the US Census Bureau for 20161 in the
                                                                time. The unit of time for incidence is not necessarily 1         computation of morbidity data. NCHS/CDC popula-
                                                                year, although incidence is often discussed in terms of           tion estimates2 for 2016 were used in the computa-
                                                                1 year. For some statistics, new and recurrent attacks            tion of death rate data. The Census Bureau website
                                                                or cases are combined. Our national incidence esti-               contains these data, as well as information on the file
                                                                mates for the various types of CVD are extrapolations             layout.
                                                                to the US population from the FHS, the ARIC study,
                                                                and the CHS, all conducted by the NHLBI, as well as
                                                                                                                                  Hospital Discharges and Ambulatory
                                                                the GCNKSS, which is funded by the NINDS. The rates
                                                                change only when new data are available; they are                 Care Visits
                                                                not computed annually. Do not compare the incidence               Estimates of the numbers of hospital discharges and
                                                                or the rates with those in past editions of the Heart             numbers of procedures performed are for inpatients
                                                                Disease and Stroke Statistics Update (also known as               discharged from short-stay hospitals. Discharges
                                                                the Heart and Stroke Statistical Update for editions              include those discharged alive, dead, or with unknown
                                                                before 2005). Doing so can lead to serious misinter-              status. Unless otherwise specified, discharges are listed
                                                                pretation of time trends.                                         according to the first-listed (primary) diagnosis, and
                                                                                                                                  procedures are listed according to all listed procedures
                                                                                                                                  (primary plus secondary). These estimates are from the
                                                                Mortality                                                         HCUP 2014. Ambulatory care visit data include patient
                                                                Mortality data are generally presented according to               visits to primary providers’ offices and hospital out-
                                                                the underlying cause of death. “Any-mention” mor-                 patient departments and EDs. Ambulatory care visit
                                                                tality means that the condition was nominally selected            data reflect the first-listed (primary) diagnosis. These
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                as the underlying cause or was otherwise mentioned                estimates are from the NAMCS and NHAMCS of the
                                                                on the death certificate. For many deaths classified as           NCHS/CDC. Data for community health centers, which
                                                                attributable to CVD, selection of the single most likely          were included in estimates in previous years, were not
                                                                underlying cause can be difficult when several major              available for 2015 NAMCS estimates included in this
                                                                comorbidities are present, as is often the case in the            Update.
                                                                elderly population. It is useful, therefore, to know the
                                                                extent of mortality attributable to a given cause regard-
                                                                less of whether it is the underlying cause or a contribut-        International Classification of Diseases
                                                                ing cause (ie, the “any-mention” status). The number              Morbidity (illness) and mortality (death) data in the
                                                                of deaths in 2016 with any mention of specific causes             United States have a standard classification system:
                                                                of death was tabulated by the NHLBI from the NCHS                 the ICD. Approximately every 10 to 20 years, the ICD
                                                                public-use electronic files on mortality.                         codes are revised to reflect changes over time in medi-
                                                                    The first set of statistics for each disease in this          cal technology, diagnosis, or terminology. If necessary
                                                                Update includes the number of deaths for which                    for comparability of mortality trends across the 9th and
                                                                the disease is the underlying cause. Two exceptions               10th ICD revisions, comparability ratios computed by
                                                                are Chapter 8 (High Blood Pressure) and Chapter                   the NCHS/CDC are applied as noted.3 Effective with
                                                                20 (Cardiomyopathy and Heart Failure). High BP, or                mortality data for 1999, we are using the 10th revision
                                                                hypertension, increases the mortality risks of CVD                (ICD-10).4 It will be a few more years before the 10th
                                                                and other diseases, and HF should be selected as an               revision is systematically used for hospital discharge
                                                                underlying cause only when the true underlying cause              data and ambulatory care visit data, which are based
                                                                is not known. In this Update, hypertension and HF                 on ICD-9-CM.5
                                                                death rates are presented in 2 ways: (1) As nominally
                                                                classified as the underlying cause and (2) as any-
                                                                mention mortality.                                                Age Adjustment
                                                                    National and state mortality data presented accord-           Prevalence and mortality estimates for the United
                                                                ing to the underlying cause of death were computed                States or individual states comparing demographic
                                                                from the mortality tables of the NCHS/CDC website                 groups or estimates over time are either age specific
                                                                or the CDC compressed mortality file. Any-mention                 or age adjusted to the year 2000 standard population
                                                                                                                                                                                                                      CLINICAL STATEMENTS
                                                                                                                                            mediate, or poor for each of the health behaviors and
                                                                See Tables 2-1 through 2-6 and Charts 2-1
                                                                                                                                                                                                                         AND GUIDELINES
                                                                                                                                            health factors.1 Table  2-1 provides the specific defini-
                                                                through 2-12
                                                                                                                                            tions for ideal, intermediate, and poor cardiovascular
                                                                                                                                            health for each of the 7 metrics, both for adults and
                                                                        Click here to return to the Table of Contents
                                                                                                                                            for children.
                                                                                                                                               This concept of cardiovascular health represented
                                                                In 2011, the AHA created a new set of central Strategic
                                                                                                                                            a new focus for the AHA, with 3 central and novel
                                                                Impact Goals to drive organizational priorities for the
                                                                                                                                            emphases:
                                                                current decade:
                                                                                                                                               •	 An expanded focus on CVD prevention and pro-
                                                                    By 2020, to improve the cardiovascular health                                  motion of positive “cardiovascular health,” in
                                                                    of all Americans by 20%, while reducing deaths                                 addition to the treatment of established CVD.
                                                                    from CVDs and stroke by 20%.1                                              •	 Efforts to promote both healthy behaviors (healthy
                                                                                                                                                   diet pattern, appropriate energy intake, PA, and
                                                                These goals introduced a new concept of cardiovascu-
                                                                                                                                                   nonsmoking) and healthy biomarker levels (opti-
                                                                lar health, characterized by 7 metrics (Life’s Simple 7),2
                                                                                                                                                   mal blood lipids, BP, glucose levels) throughout
                                                                including health behaviors (diet quality, PA, smoking,
                                                                                                                                                   the lifespan.
                                                                BMI) and health factors (blood cholesterol, BP, blood
                                                                                                                                               •	 Population-level health promotion strategies to
                                                                glucose). Ideal cardiovascular health is defined by the
                                                                                                                                                   shift the majority of the public toward greater car-
                                                                absence of clinically manifest CVD together with the
                                                                                                                                                   diovascular health, in addition to targeting those
                                                                simultaneous presence of optimal levels of all 7 met-
                                                                                                                                                   individuals at greatest CVD risk, because healthy
                                                                rics, including not smoking and having a healthy diet
                                                                                                                                                   lifestyles in all domains are uncommon through-
                                                                pattern, sufficient PA, normal body weight, and nor-
                                                                                                                                                   out the US population.
                                                                mal levels of TC, BP, and fasting blood glucose, in the
                                                                                                                                            Beginning in 2011, and recognizing the time lag in
                                                                absence of drug treatment (Table 2-1). Because a spec-
                                                                                                                                            the nationally representative US data sets, this chap-
                                                                trum of cardiovascular health is possible and the ideal
                                                                                                                                            ter in the annual Statistical Update has evaluated and
                                                                cardiovascular health profile is known to be rare in the
                                                                                                                                            published metrics and information to provide insights
                                                                US population, a broader spectrum of cardiovascular
                                                                                                                                            into both progress toward meeting the 2020 AHA
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Abbreviations Used in Chapter 2                                             goals and areas that require greater attention to meet
                                                                  AF              atrial fibrillation                                       these goals. The AHA has advocated for raising the
                                                                  AHA             American Heart Association                                visibility of patient-reported cardiovascular health sta-
                                                                  BMI             body mass index                                           tus, which includes symptom burden, functional sta-
                                                                  BP              blood pressure                                            tus, and health-related quality of life, as an indicator
                                                                  CAC             coronary artery calcification
                                                                  CHD             coronary heart disease
                                                                                                                                            of cardiovascular health in future organizational goal
                                                                  CI              confidence interval                                       setting.3
                                                                  CVD             cardiovascular disease
                                                                  DASH            Dietary Approaches to Stop Hypertension
                                                                  DBP             diastolic blood pressure                                  Relevance of Ideal Cardiovascular Health
                                                                  DM              diabetes mellitus                                           •	 Since the AHA announced its 2020 Impact Goals,
                                                                  F&V             fruits and vegetables
                                                                                                                                                 multiple independent investigations (summaries
                                                                  FPG             fasting plasma glucose
                                                                  HbA1c           hemoglobin A1c (glycosylated hemoglobin)
                                                                                                                                                 below) have confirmed the importance of these
                                                                  HBP             high blood pressure                                            metrics and the concept of cardiovascular health.
                                                                  HF              heart failure                                                  Findings include strong inverse, stepwise associa-
                                                                  HR              hazard ratio                                                   tions in the United States of the metrics and car-
                                                                  IHD             ischemic heart disease                                         diovascular health with all-cause mortality, CVD
                                                                  IMT             intima-media thickness
                                                                                                                                                 mortality, and HF; with preclinical measures of ath-
                                                                  MI              myocardial infarction
                                                                  NH              non-Hispanic                                                   erosclerosis such as carotid IMT, arterial stiffness,
                                                                  NHANES          National Health and Nutrition Examination Survey               and coronary artery calcium (CAC) prevalence
                                                                  PA              physical activity                                              and progression; with physical functional impair-
                                                                  PE              pulmonary embolism                                             ment and frailty4; and with cognitive decline and
                                                                  REGARDS         Reasons for Geographic and Racial Differences in Stroke
                                                                                                                                                 depression.4,5 Similar relationships have also been
                                                                  RR              relative risk
                                                                  SBP             systolic blood pressure
                                                                                                                                                 seen in non-US populations.4–9
                                                                  SFat            saturated fat                                               •	 A recent study in a large Hispanic/Latino cohort
                                                                  SSB             sugar-sweetened beverage                                       study in the United States found that associations
                                                                  TC              total cholesterol                                              of CVD and cardiovascular health metrics com-
                                                                  VTE             venous thromboembolism                                         pared favorably with existing national estimates;
                                                                               however, some of the associations varied by sex           —	 7.5% (95% CI, 3.0%–14.7%) for abnormal
CLINICAL STATEMENTS
                                                                            •	 A recent study in blacks found that risk of incident   •	 Data from the REGARDS cohort also demon-
                                                                               HF was 61% lower among those with ≥4 ideal                strated a stepwise association between cardiovas-
                                                                               cardiovascular health metrics than among those            cular health metrics and incident stroke. Using a
                                                                               with 0 to 2 ideal metrics.11                              cardiovascular health score scale ranging from 0
                                                                            •	 Ideal health behaviors and ideal health factors are       to 14, every unit increase in cardiovascular health
                                                                               each independently associated with lower CVD              was associated with an 8% lower risk of incident
                                                                               risk in a stepwise fashion (Chart 2-1). In other          stroke (HR, 0.92; 95% CI, 0.88–0.95), with a simi-
                                                                               words, across any level of health behaviors, health       lar effect size for white (HR, 0.91; 95% CI, 0.86–
                                                                               factors are associated with incident CVD; con-            0.96) and black (HR, 0.93; 95% CI, 0.87–0.98)
                                                                               versely, across any level of health factors, health       participants.16
                                                                               behaviors are still associated with incident CVD.12    •	 The Cardiovascular Lifetime Risk Pooling Project
                                                                            •	Analyses from the US Burden of Disease                     showed that adults with all-optimal risk factor lev-
                                                                               Collaborators demonstrated that poor levels               els (similar to having ideal cardiovascular health
                                                                               of each of the 7 health factors and behaviors             factor levels of cholesterol, blood sugar, and BP,
                                                                               resulted in substantial mortality and morbidity           as well as not smoking) have substantially longer
                                                                               in the United States in 2010. The top risk factor         overall and CVD-free survival than those who have
                                                                               related to overall disease burden was suboptimal          poor levels of ≥1 of these cardiovascular health
                                                                               diet, followed by tobacco smoking, high BMI,              factor metrics. For example, at an index age of 45
                                                                               raised BP, high fasting plasma glucose, and physi-        years, males with optimal risk factor profiles lived
                                                                               cal inactivity.13                                         on average 14 years longer free of all CVD events,
                                                                            •	 A stepwise association was present between                and 12 years longer overall, than people with ≥2
                                                                               the number of ideal cardiovascular health met-            risk factors.17
                                                                               rics and risk of death based on NHANES 1988            •	 Better cardiovascular health is associated with
                                                                               to 2006 data.14 The HRs for people with 6 or              less incident HF,18 less subclinical vascular dis-
                                                                               7 ideal health metrics compared with 0 ideal              ease,19,20 better global cognitive performance
                                                                               health metrics were 0.49 (95% CI, 0.33–0.74)              and cognitive function,21,22 lower prevalence23
                                                                               for all-cause mortality, 0.24 (95% CI, 0.13–0.47)         and incidence24 of depressive symptoms, lower
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               for CVD mortality, and 0.30 (95% CI, 0.13–0.68)           loss of physical functional status,25 longer leuko-
                                                                               for IHD mortality.14                                      cyte telomere length,26 less end-stage renal dis-
                                                                            •	 A recent meta-analysis of 9 prospective cohort            ease,27 and less pneumonia, chronic obstructive
                                                                               studies involving 12    878 participants reported         pulmonary disease,28 VTE/PE,29 lower prevalence
                                                                               that achieving the most ideal cardiovascular              of aortic sclerosis and stenosis,30 better progno-
                                                                               health metrics was associated with a lower risk of        sis after MI,31 and lower risk of AF.32 In addition,
                                                                               all-cause mortality (RR, 0.55; 95% CI, 0.37–0.80),        a recent study among a sample of Hispanics/
                                                                               cardiovascular mortality (RR, 0.25; 95% CI, 0.10–         Latinos residing in the United States reported
                                                                               0.63), CVD (RR, 0.20; 95% CI, 0.11–0.37), and             that a measure of greater positive psychological
                                                                               stroke (RR, 0.31; 95% CI, 0.25–0.38).15                   functioning (dispositional optimism) was associ-
                                                                            •	 The adjusted population attributable fractions for        ated with higher cardiovascular health scores as
                                                                               CVD mortality were as follows14:                          defined by the AHA.33
                                                                               —	 40.6% (95% CI, 24.5%–54.6%) for HBP                 •	 On the basis of NHANES 1999 to 2006 data, sev-
                                                                               —	 13.7% (95% CI, 4.8%–22.3%) for smoking                 eral social risk factors (low family income, low
                                                                               —	 13.2% (95% CI, 3.5%–29.2%) for poor diet               education level, minority race, and single-living
                                                                               —	 11.9% (95% CI, 1.3%–22.3%) for insuffi-                status) were related to lower likelihood of attain-
                                                                                     cient PA                                            ing better cardiovascular health as measured by
                                                                               —	 8.8% (95% CI, 2.1%–15.4%) for abnormal                 Life’s Simple 7 scores.34
                                                                                     glucose levels                                   •	 Cardiovascular health metrics are also asso-
                                                                            •	 The adjusted population attributable fractions for        ciated with lower healthcare costs. A recent
                                                                               IHD mortality were as follows14:                          report from a large, ethnically diverse insured
                                                                               —	 34.7% (95% CI, 6.6%–57.7%) for HBP                     population35 found that people with 6 or 7 and
                                                                               —	 16.7% (95% CI, 6.4%–26.6%) for smoking                 those with 3 to 5 of the cardiovascular health
                                                                               —	 20.6% (95% CI, 1.2%–38.6%) for poor                    metrics in the ideal category had a $2021 and
                                                                                     diet                                                $940 lower annual mean healthcare expendi-
                                                                               —	 7.8% (95% CI, 0%–22.2%) for insufficient               ture, respectively, than those with 0 to 2 ideal
                                                                                     PA                                                  health metrics.
Cardiovascular Health: Current — <1% of children meet all 7 criteria for ideal
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                Prevalence                                                                cardiovascular health.
                                                                                                                                                                                                            AND GUIDELINES
                                                                                                                                  •	 Charts 2-5 and 2-6 display the age-standardized
                                                                (See Table 2-2 and Charts 2-2
                                                                                                                                     prevalence estimates of US adults meeting differ-
                                                                through 2-9)                                                         ent numbers of criteria for ideal cardiovascular
                                                                   •	 The most up-to-date data on national prevalence                health in 2013 to 2014, overall and stratified by
                                                                      of ideal, intermediate, and poor levels of each of             age, sex, and race.
                                                                      the 7 cardiovascular health metrics are shown for              —	 Approximately 2% of US adults meet 0 of
                                                                      adolescents and teens (Chart 2-2) and for adults                    the 7 criteria at ideal levels, and another
                                                                      (Chart 2-3).                                                        15% meet only 1 of 7 criteria. Having ≤1
                                                                   •	 For most metrics, the prevalence of ideal levels                    ideal metric is much more common among
                                                                      of health behaviors and health factors is higher                    adults (17%) than among children (12–19
                                                                      in US children than in US adults. The main                          years of age), for whom having ≤1 ideal met-
                                                                      exceptions are diet and PA, for which the preva-                    ric is very rare (<1%).
                                                                      lence of ideal levels in children is worse than in             —	 Most US adults (≈62%) have 3 or fewer car-
                                                                      adults.                                                             diovascular metrics in the ideal cardiovascu-
                                                                   •	 Among US children aged 12 to 19 years (Chart                        lar health range.
                                                                      2-2), the prevalence (unadjusted) of ideal levels of           —	 Approximately 13% of US adults meet ideal
                                                                      cardiovascular health behaviors and factors cur-                    levels in 5 categories, 5% have 6 ideal met-
                                                                      rently varies from <1% for the healthy diet pat-                    rics, and virtually 0% meet all 7 criteria at
                                                                      tern (ie, <1 in 100 US children meets at least 4                    ideal levels.
                                                                      of the 5 dietary components or a corresponding                 —	 Presence of ideal cardiovascular health by
                                                                      AHA diet score of at least 80) to >85% for the                      age and sex is shown in Chart 2-5. Younger
                                                                      smoking, BP, and fasting glucose metrics (unpub-                    adults are more likely to meet greater num-
                                                                      lished AHA tabulation).                                             bers of ideal metrics than are older adults.
                                                                   •	 Among US adults (Chart 2-3), the age-standard-                      More than 60% of Americans >60 years of
                                                                      ized prevalence of ideal levels of cardiovascular                   age have ≤2 metrics at ideal levels. At any
                                                                      health behaviors and factors currently varies from                  age, females tend to have more metrics at
                                                                      <1% for having a healthy diet pattern to up to                      ideal levels than do males.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                      78% for never having smoked or being a former                  —	 Presence of ideal cardiovascular health
                                                                      smoker who has quit for >12 months. In 2015                         also varies by race (Chart 2-6). Blacks and
                                                                      to 2016, only about half (49%) of all adults had                    Hispanics tend to have fewer metrics at
                                                                      ideal levels of TC (<200 mg/dL).                                    ideal levels than whites or other races.
                                                                   •	 Age-standardized and age-specific prevalence                        Having ≥4 ideal metrics is most common
                                                                      estimates for ideal cardiovascular health and                       among Asians (48%), followed by whites
                                                                      for ideal levels of each of its components are                      (38%), Hispanics (34%), blacks (30%), and
                                                                      shown for 2013 to 2014 and 2015 to 2016 in                          others (24%).
                                                                      Table  2-2. NHANES 2013 to 2014 data were                   •	 Chart 2-7 displays the age-standardized percent-
                                                                      used for some of the statistics that required                  ages of US adults and the percentages of children
                                                                      nutritional data and for DM. The prevalence of                 who have ≥5 of the metrics (of 7 possible) at ideal
                                                                      ideal levels across 7 health factors and health                levels in 2007 to 2008 and 2013 to 2014.
                                                                      behaviors generally was lower with increasing                  —	 Currently, nearly half (47%) of US children
                                                                      age. The exception was diet, for which preva-                       12 to 19 years of age have ≥5 metrics at ideal
                                                                      lence of ideal levels was highest in older adults                   levels, with similar prevalence in boys (49%)
                                                                      but still very low (<1%).                                           and girls (46%).
                                                                   •	 Chart 2-4 displays the prevalence estimates for                —	 In comparison, only 18% of US adults have
                                                                      the population of US children (12–19 years of                       ≥5 metrics at ideal levels, with lower preva-
                                                                      age) meeting different numbers of criteria for                      lence in males (15%) than in females (22%).
                                                                      ideal cardiovascular health (of 7 possible) in                 —	 All populations showed improvement com-
                                                                      2013 to 2014.                                                       pared with baseline year 2007 to 2008.
                                                                      —	 Few US children 12 to 19 years of age (≈4%)              •	 Chart 2-8 displays the age-standardized percent-
                                                                           meet <2 criteria for ideal cardiovascular                 ages of US adults and percentages of children by
                                                                           health.                                                   race/ethnicity who have ≥5 of the metrics (of 7
                                                                      —	 Approximately half of US children (48%)                     possible) at ideal levels.
                                                                           meet 3 or 4 criteria for ideal cardiovascular             —	 In adults, NH Asians tend to have a higher
                                                                           health, and ≈47% meet 5 or 6 criteria.                         prevalence of having ≥5 metrics at ideal levels
                                                                                    the prevalence of ≥5 metrics at ideal levels         6% between 2010 and 2020, short of the AHA’s
   AND GUIDELINES
                                                                                    is highest for NH whites (53%), followed by          goal of 20% improvement.36 On the basis of
                                                                                    NH Asians (48%), Hispanics (40%), and NH             current trends among individual metrics, antici-
                                                                                    blacks (36%).                                        pated declines in prevalence of smoking, high
                                                                            •	 Chart 2-9 displays the age-standardized percent-          cholesterol, and HBP (in males) would be offset
                                                                               ages of US adults meeting different numbers of            by substantial increases in the prevalence of obe-
                                                                               criteria for both poor and ideal cardiovascular           sity and DM and smaller changes in ideal dietary
                                                                               health in 2013 to 2014. Meeting the AHA 2020              patterns or PA.36
                                                                               Strategic Impact Goals is predicated on reduc-         •	 On the basis of these projections for cardiovascu-
                                                                               ing the relative percentage of those with poor            lar health factors and behaviors, CHD deaths are
                                                                               levels while increasing the relative percentage           projected to decrease by 30% between 2010 and
                                                                               of those with ideal levels for each of the 7              2020 because of projected improvements in TC,
                                                                               metrics.                                                  SBP, smoking, and PA (≈167 000 fewer deaths),
                                                                               —	 Approximately 92% of US adults have ≥1                 offset by increases in DM and BMI (≈24 000 more
                                                                                    metric at poor levels.                               deaths).37
                                                                               —	 Approximately 36% of US adults have ≥3
                                                                                    metrics at poor levels.
                                                                                                                                    Achieving the 2020 Impact Goals1
                                                                               —	 Few US adults (3%) have ≥5 metrics at poor
                                                                                    levels.                                         (See Tables 2-3 through 2-6 and
                                                                               —	 More US adults have 4 to 6 ideal metrics than     Chart 2-12)
                                                                                    4 to 6 poor metrics.                            To achieve the AHA’s 2020 Impact Goals of reduc-
                                                                                                                                    ing deaths attributable to CVD and stroke by 20%,
                                                                                                                                    continued emphasis is needed on the treatment of
                                                                         Cardiovascular Health: Trends Over Time                    acute CVD events and secondary prevention through
                                                                         (See Charts 2-10 and 2-11)                                 treatment and control of health behaviors and risk
                                                                            •	 The trends over the past decade in each of the       factors.
                                                                               7 cardiovascular health metrics (for diet, trends       •	 Taken together, the data continue to demonstrate
                                                                               from 1999–2000 through 2015–2016) are                      both the tremendous relevance of the AHA 2020
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               shown in Chart 2-10 (for children 12–19 years              Impact Goals for cardiovascular health and the
                                                                               of age) and Chart 2-11 (for adults ≥20 years               progress that will be needed to achieve these
                                                                               of age).                                                   goals by the year 2020 (Chart 2-12).
                                                                               —	 Among children, from 1999 to 2000 to 2015            •	 For each cardiovascular health metric, mod-
                                                                                   to 2016, the prevalence of nonsmoking,                 est shifts in the population distribution toward
                                                                                   ideal TC, and ideal BP improved. For exam-             improved health would produce appreciable
                                                                                   ple, the prevalence of nonsmoking among                increases in the proportion of Americans in both
                                                                                   children aged 12 to 19 years increased from            ideal and intermediate categories. For example,
                                                                                   76% to 94%, and for ideal TC, the preva-               on the basis of NHANES 2015 to 2016, the cur-
                                                                                   lence increased from 72% to 78%. However,              rent prevalence of ideal levels of BP among US
                                                                                   there were no improvements in meeting                  adults is 41%. To achieve the 2020 goals, a 20%
                                                                                   ideal levels for PA, BMI, and blood glucose.           relative improvement would require an increase
                                                                                   For example, the prevalence of ideal BMI               in this proportion to 49.2% by 2020 (41% ×
                                                                                   declined from 70% in 1999 to 2000 to 60%               1.20). On the basis of NHANES data, a reduction
                                                                                   in 2015 to 2016.                                       in population mean BP of just 5 mm Hg would
                                                                               —	 Among adults, the prevalence of nonsmok-                result in 52% of US adults having ideal levels
                                                                                   ing and ideal TC, BP, and PA improved. For             of BP, which represents a 27% relative improve-
                                                                                   example, nonsmoking increased from 73%                 ment in this metric (Table  2-3). Larger popula-
                                                                                   of the adult population in 1999 to 2000 to             tion reductions in BP would lead to even greater
                                                                                   79% in 2015 to 2016. For TC, the preva-                numbers of people with ideal levels of BP. Such
                                                                                   lence of ideal levels increased from 45%               small reductions in population BP could result
                                                                                   of the adult population in 1999 to 2000                from small health behavior changes at a popula-
                                                                                   to 49% of the adult population in 2015 to              tion level, such as increased PA, increased fruit
                                                                                   2016.                                                  and vegetable consumption, decreased sodium
                                                                            •	 On the basis of NHANES data from 1988 to                   intake, decreased adiposity, or some combina-
                                                                               2008, if current trends continue, estimated                tion of these and other lifestyle changes, with
resulting substantial projected decreases in CVD local communities, and states, as well as
                                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                     rates in US adults.38                                                                          throughout the nation (Table 2-6).
                                                                                                                                                                                                                                           AND GUIDELINES
                                                                   •	A range of complementary strategies and                                               •	 Such approaches can focus on both (1) improv-
                                                                     approaches can lead to improvements in cardio-                                           ing cardiovascular health among those who
                                                                     vascular health.37 These include the following:                                          currently have less than optimal levels and (2)
                                                                     —	 Individual-focused approaches that target                                             preserving cardiovascular health among those
                                                                          lifestyle and treatments at the individual level                                    who currently have ideal levels (in particular,
                                                                          (Table 2-4).                                                                        children, adolescents, and young adults) as
                                                                     —	 Healthcare systems approaches that encour-                                            they age.
                                                                          age, facilitate, and reward efforts by provid-                                   •	 The metrics with the greatest potential for improve-
                                                                          ers to improve health behaviors and health                                          ment in the United States are health behav-
                                                                          factors (Table 2-5).                                                                iors, including diet quality, PA, and body weight.
                                                                     —	 Population approaches that target lifestyle                                           However, each of the 7 cardiovascular health met-
                                                                          and treatments in schools or workplaces,                                            rics can be improved and deserves major focus.
Table 2-1. Definitions of Poor, Intermediate, and Ideal Cardiovascular Health for Each Metric in the AHA 2020 Goals
                                                                   Children 12–19 y of age*       Tried during the prior 30 d                            …                        Never tried; never smoked whole
                                                                                                                                                                                                              cigarette
                                                                  BMI†
Physical activity
                                                                   Adults ≥20 y of age                      None                             1–149 min/wk moderate or              ≥150 min/wk moderate or ≥75
                                                                                                                                                             1–74 min/wk vigorous or             min/wk vigorous or ≥150 min/wk
                                                                                                                                                       1–149 min/wk moderate + 2× vigorous           moderate + 2× vigorous
                                                                   Children 12–19 y of age                  None                        >0 and <60 min of moderate or vigorous    ≥60 min of moderate or vigorous
                                                                                                                                                                     every day                              every day
                                                                  Healthy diet pattern, No. of components (AHA diet score)‡
Blood pressure
                                                                   Adults ≥20 y of age        SBP ≥140 mm Hg or DBP ≥90 mm Hg             SBP 120–139 mm Hg or DBP 80–89              <120 mm Hg/<80 mm Hg
                                                                                                                                                              mm Hg or treated to goal
                                                                   Children 8–19 y of age              >95th percentile                90th–95th percentile or SBP ≥120 mm Hg              <90th percentile
                                                                                                                                                                or DBP ≥80 mm Hg
                                                                  Fasting plasma glucose, mg/dL
                                                                   AHA indicates American Heart Association; BMI, body mass index; DBP, diastolic blood pressure; ellipses (…), data not available; and SBP, systolic blood pressure.
                                                                   *Age ranges in children for each metric depend on guidelines and data availability.
                                                                   †Represents appropriate energy balance, that is, appropriate dietary quantity and physical activity to maintain normal body weight.
                                                                   ‡In the context of a healthy dietary pattern that is consistent with a Dietary Approaches to Stop Hypertension (DASH)–type eating pattern, to consume ≥4.5 cups/d
                                                                of fruits and vegetables, ≥2 servings/wk of fish, and ≥3 servings/d of whole grains and no more than 36 oz/wk of sugar-sweetened beverages and 1500 mg/d of
                                                                sodium. The consistency of one’s diet with these dietary targets can be described using a continuous AHA diet score, scaled from 0 to 100 (see chapter on Nutrition).
                                                                   Modified from Lloyd-Jones et al.1 Copyright © 2010, American Heart Association, Inc.
                                                                         Table 2-2.  Prevalence of Ideal Cardiovascular Health and Its Components in the US Population in Selected Age Strata: NHANES 2013 to 2014 and
CLINICAL STATEMENTS
                                                                         2015 to 2016
   AND GUIDELINES
                                                                                                                            NHANES
                                                                                                                             Cycle           Age 12–19 y          Age ≥20 y*         Age 20–39 y        Age 40–59 y       Age ≥60 y
                                                                           Ideal cardiovascular health profile (7/7)        2013–2014           0.0 (0.0)           0.0 (0.0)          0.0 (0.0)          0.0 (0.0)         0.0 (0.0)
≥6 Ideal 2013–2014 9.4 (1.3) 5.1 (0.4) 9.0 (0.9) 4.2 (0.6) 0.6 (0.3)
≥5 Ideal 2013–2014 47.2 (2.0) 18.1 (1.0) 30.8 (1.8) 13.3 (1.5) 5.0 (0.9)
                                                                           Ideal health factors (4/4)                       2013–2014          57.7 (2.1)          18.4 (0.9)          32.6 (2.1)         13.1 (1.2)        2.9 (0.5)
                                                                            Total cholesterol <200 mg/dL     2015–2016          77.7 (1.3)          49.4 (1.1)          72.9 (1.4)         39.0 (1.7)       25.2 (1.2)
                                                                            SBP <120/DBP <80 mm  Hg          2015–2016          85.2 (1.0)          41.0 (1.2)          61.7 (1.7)         34.1 (2.0)       15.6 (2.1)
                                                                            Nonsmoker                        2015–2016          93.6 (0.9)          78.8 (1.0)          75.0 (1.4)         77.0 (1.5)       86.5 (1.4)
                                                                            FPG <100 mg/dL and HbA1c <5.7%   2013–2014          87.6 (1.0)          60.8 (1.1)          78.5 (1.3)         57.7 (1.8)       35.4 (1.7)
                                                                           Ideal health behaviors (4/4)                     2013–2014           0.0 (0.0)           0.0 (0.0)          0.0 (0.0)          0.0 (0.0)         0.0 (0.0)
                                                                            PA at goal                       2013–2014          27.7 (1.2)          36.7 (1.1)          45.0 (2.0)         34.2 (1.6)       26.7 (1.5)
                                                                            Nonsmoker                        2015–2016          91.4 (1.4)          77.1 (1.2)          72.6 (1.4)         74.7 (2.1)       87.7 (1.2)
                                                                            BMI <25 kg/m2                    2013–2014          63.1 (2.4)          29.6 (0.8)          36.3 (1.5)         25.4 (1.4)       25.6 (1.1)
                                                                            4–5 Diet goals met†              2013–2014           0.0 (0.0)           0.2 (0.1)          0.0 (0.0)          0.2 (0.1)         0.4 (0.2)
F&V ≥4.5 C/d 2013–2014 6.5 (1.4) 10.3 (0.7) 8.5 (1.0) 9.7 (1.2) 13.8 (1.7)
Fish ≥2 svg/wk 2013–2014 8.5 (1.4) 20.1 (1.6) 16.4 (1.7) 21.8 (2.1) 23.1 (2.2)
                                                                             Sodium <1500 mg/d               2013–2014           0.5 (0.5)           0.6 (0.2)          0.9 (0.3)          0.6 (0.4)         0.2 (0.1)
                                                                             SSB <36 oz/wk                   2013–2014          37.0 (2.3)          51.2 (1.9)          41.8 (1.9)         53.0 (3.3)       64.5 (2.8)
Whole grains ≥3 1-oz/d 2013–2014 3.4 (1.1) 7.1 (0.4) 5.3 (0.8) 6.6 (0.6) 10.4 (1.1)
Nuts/legumes/seeds ≥4 svg/wk 2013–2014 31.7 (1.9) 49.7 (1.3) 46.8 (2.1) 51.0 (2.3) 53.5 (2.4)
                                                                            Processed meats ≤2 svg/wk        2013–2014          44.4 (3.2)          45.0 (1.3)          44.7 (1.5)         47.3 (2.4)       41.4 (2.3)
         Downloaded from http://ahajournals.org by on February 7, 2019
SFat <7% total kcal 2013–2014 8.9 (1.3) 9.2 (0.4) 9.7 (0.9) 9.4 (0.9) 8.4 (1.2)
                                                                            Values are % (standard error). BMI indicates body mass index; DBP, diastolic blood pressure; F&V, fruits and vegetables; FPG, fasting plasma glucose; HbA1c,
                                                                         hemoglobin A1c (glycosylated hemoglobin); NHANES, National Health and Nutrition Examination Survey; PA, physical activity; SBP, systolic blood pressure; SFat,
                                                                         saturated fat; SSB, sugar-sweetened beverages; and svg, servings.
                                                                            *Standardized to the age distribution of the 2000 US standard population.
                                                                            †Scaled to 2000 kcal/d and in the context of appropriate energy balance and a DASH (Dietary Approaches to Stop Hypertension)–type eating pattern.
                                                                                                                                               %
                                                                           Percent BP ideal among adults, 2015–2016                           41.0
                                                                           20% Relative increase                                              49.2
                                                                           Percent whose BP would be ideal if population mean BP were lowered by*:
                                                                            2 mm  Hg                                           44.6
                                                                            3 mm  Hg                                           47.2
                                                                            4 mm  Hg                                           49.0
                                                                            5 mm  Hg                                           52.0
Table 2-4. Evidence-Based Individual Approaches for Improving Table 2-5. Evidence-Based Healthcare Systems Approaches to Support
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                Health Behaviors and Health Factors in the Clinic Setting                          and Facilitate Improvements in Health Behaviors and Health Factors41–43
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                  Set specific, shared, proximal goals (Class I; Level of Evidence A): Set           Electronic systems for scheduling and tracking initial visits and regular
                                                                  specific, proximal goals with the patient, including a personalized plan to        follow-up contacts for behavior change and treatments
                                                                  achieve the goals (eg, over the next 3 mo, increase fruits by 1 serving/d,
                                                                                                                                                     Electronic medical records systems to help assess, track, and report on
                                                                  reduce smoking by half a pack/d, or walk 30 min 3 times/wk).
                                                                                                                                                     specific health behaviors (diet, PA, tobacco, body weight) and health
                                                                  Establish self-monitoring (Class I; Level of Evidence A): Develop a strategy       factors (BP, cholesterol, glucose), as well as to provide feedback and the
                                                                  for self-monitoring, such as a dietary or physical activity diary or web-          latest guidelines to providers
                                                                  based or mobile applications.
                                                                                                                                                     Practical paper or electronic toolkits for assessment of key health behaviors
                                                                  Schedule regular follow-up (Class I; Level of Evidence A): Schedule regular        and health factors, including during, before, and after provider visits
                                                                  follow-up (in person, telephone, written, and electronic), with clear
                                                                                                                                                     Electronic systems to facilitate provision of feedback to patients on their
                                                                  frequency and duration of contacts, to assess success, reinforce progress,
                                                                                                                                                     progress during behavior change and other treatment efforts
                                                                  and set new goals as necessary.
                                                                                                                                                     Education and ongoing training for providers on evidence-based behavior
                                                                  Provide feedback (Class I; Level of Evidence A): Provide feedback on
                                                                                                                                                     change strategies, as well as the most relevant behavioral targets,
                                                                  progress toward goals, including using in-person, telephone, and/or
                                                                                                                                                     including training on relevant ethnic and cultural issues
                                                                  electronic feedback.
                                                                                                                                                     Integrated systems to provide coordinated care by multidisciplinary teams
                                                                  Increase self-efficacy (Class I; Level of Evidence A): Increase the patient’s
                                                                                                                                                     of providers, including physicians, nurse practitioners, dietitians, PA
                                                                  perception that they can successfully change their behavior.*
                                                                                                                                                     specialists, and social workers
                                                                  Use motivational interviewing† (Class I; Level of Evidence A): Use
                                                                                                                                                     Reimbursement guidelines and incentives that reward efforts to change
                                                                  motivational interviewing when patients are resistant or ambivalent about
                                                                                                                                                     health behaviors and health factors. Restructuring of practice goals and
                                                                  behavior change.
                                                                                                                                                     quality benchmarks to incorporate health behavior (diet, PA, tobacco,
                                                                  Provide long-term support (Class I; Level of Evidence B): Arrange long-term        body weight) and health factor (BP, cholesterol, glucose) interventions and
                                                                  support from family, friends, or peers for behavior change, such as in other       targets for both primary and secondary prevention
                                                                  workplace, school, or community-based programs.
                                                                                                                                                     BP indicates blood pressure; and PA, physical activity.
                                                                  Use a multicomponent approach (Class I; Level of Evidence A): Combine
                                                                  ≥2 of the above strategies into the behavior change efforts.
                                                                                           Table 2-6.  Summary of Evidence-Based Population Approaches for Improving Diet, Increasing Physical Activity, and
CLINICAL STATEMENTS
                                                                                             Diet
                                                                                              Media and education         Sustained, focused media and educational campaigns, using multiple modes, for increasing
                                                                                                                                         consumption of specific healthful foods or reducing consumption of specific less healthful
                                                                                                                                         foods or beverages, either alone (Class IIa; Level of Evidence B) or as part of multicomponent
                                                                                                                                         strategies (Class I; Level of Evidence B)†‡§
                                                                                                                                         On-site supermarket and grocery store educational programs to support the purchase of
                                                                                                                                         healthier foods (Class IIa; Level of Evidence B)†
                                                                                              Labeling and information    Mandated nutrition facts panels or front-of-pack labels/icons as a means to influence industry
                                                                                                                                         behavior and product formulations (Class IIa; Level of Evidence B)†
                                                                                              Economic incentives         Subsidy strategies to lower prices of more healthful foods and beverages (Class I; Level of
                                                                                                                                         Evidence A)†
                                                                                                                                         Tax strategies to increase prices of less healthful foods and beverages (Class IIa; Level of
                                                                                                                                         Evidence B)†
                                                                                                                                         Changes in both agricultural subsidies and other related policies to create an
                                                                                                                                         infrastructure that facilitates production, transportation, and marketing of healthier
                                                                                                                                         foods, sustained over several decades (Class IIa; Level of Evidence B)†
                                                                                              Schools                     Multicomponent interventions focused on improving both diet and physical activity, including
                                                                                                                                         specialized educational curricula, trained teachers, supportive school policies, a formal physical
                                                                                                                                         education program, healthy food and beverage options, and a parental/family component
                                                                                                                                         (Class I; Level of Evidence A)†
                                                                                                                                         School garden programs, including nutrition and gardening education and hands-on
                                                                                                                                         gardening experiences (Class IIa; Level of Evidence A)†
                                                                                                                                         Fresh fruit and vegetable programs that provide free fruits and vegetables to students during
                                                                                                                                         the school day (Class IIa; Level of Evidence A)†
                                                                                              Workplaces                  Comprehensive worksite wellness programs with nutrition, physical activity, and tobacco
                                                                                                                                         cessation/prevention components (Class IIa; Level of Evidence A)†
                                                                                                                                         Increased availability of healthier food/beverage options and/or strong nutrition standards
                                                                                                                                         for foods and beverages served, in combination with vending machine prompts, labels, or
                                                                                                                                         icons to make healthier choices (Class IIa; Level of Evidence B)†
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                              Local environment           Increased availability of supermarkets near homes (Class IIa; Level of Evidence B)†‡‖
                                                                                              Restrictions and mandates   Restrictions on television advertisements for less healthful foods or beverages advertised to
                                                                                                                                         children (Class I; Level of Evidence B)†
                                                                                                                                         Restrictions on advertising and marketing of less healthful foods or beverages near schools
                                                                                                                                         and public places frequented by youths (Class IIa; Level of Evidence B)†
                                                                                                                                         General nutrition standards for foods and beverages marketed and advertised to children in
                                                                                                                                         any fashion, including on-package promotion (Class IIa; Level of Evidence B)†
                                                                                                                                         Regulatory policies to reduce specific nutrients in foods (eg, trans fats, salt, certain fats) (Class
                                                                                                                                         I; Level of Evidence B)†§
                                                                                             Physical activity
                                                                                              Labeling and information    Point-of-decision prompts to encourage use of stairs (Class IIa; Level of Evidence A)†
                                                                                              Economic incentives         Increased gasoline taxes to increase active transport/commuting (Class IIa; Level of Evidence
                                                                                                                                         B)†
                                                                                              Schools                     Multicomponent interventions focused on improving both diet and physical activity, including
                                                                                                                                         specialized educational curricula, trained teachers, supportive school policies, a formal physical
                                                                                                                                         education program, serving of healthy food and beverage options, and a parental/family
                                                                                                                                         component (Class IIa; Level of Evidence A)†
                                                                                                                                         Increased availability and types of school playground spaces and equipment (Class I; Level of
                                                                                                                                         Evidence B)†
                                                                                                                                         Increased number of physical education classes, revised physical education curricula to
                                                                                                                                         increase time in at least moderate activity, and trained physical education teachers at
                                                                                                                                         schools (Class IIa; Level of Evidence A/Class IIb; Level of Evidence A¶)†
                                                                                                                                         Regular classroom physical activity breaks during academic lessons (Class IIa; Level of Evidence
                                                                                                                                         A)†§
                                                                                                                                                                                                                                   (Continued )
Table 2-6. Continued
                                                                                                                                                                                                                                                   CLINICAL STATEMENTS
                                                                                     Workplaces                  Comprehensive worksite wellness programs with nutrition, physical activity, and tobacco
                                                                                                                                                                                                                                                      AND GUIDELINES
                                                                                                                                cessation/prevention components (Class IIa; Level of Evidence A)†
                                                                                                                                Structured worksite programs that encourage activity and also provide a set time for physical
                                                                                                                                activity during work hours (Class IIa; Level of Evidence B)†
                                                                                                                                Improving stairway access and appeal, potentially in combination with “skip-stop” elevators
                                                                                                                                that skip some floors (Class IIa; Level of Evidence B)†
                                                                                                                                Adding new or updating worksite fitness centers (Class IIa; Level of Evidence B)†
                                                                                    Physical activity Continued
                                                                                     Local environment           Improved accessibility of recreation and exercise spaces and facilities (eg, building of parks
                                                                                                                                and playgrounds, increasing operating hours, use of school facilities during nonschool
                                                                                                                                hours) (Class IIa; Level of Evidence B)†
                                                                                                                                Improved land-use design (eg, integration and interrelationships of residential, school, work,
                                                                                                                                retail, and public spaces) (Class IIa; Level of Evidence B)†
                                                                                                                                Improved sidewalk and street design to increase active commuting (walking or bicycling) to school
                                                                                                                                by children (Class IIa; Level of Evidence B)†
                                                                                                                                Improved neighborhood aesthetics (to increase activity in adults) (Class IIa; Level of Evidence
                                                                                                                                B)†
                                                                                                                                Improved walkability, a composite indicator that incorporates aspects of land-use mix, street
                                                                                                                                connectivity, pedestrian infrastructure, aesthetics, traffic safety, and crime safety (Class IIa;
                                                                                                                                Level of Evidence B)†
Smoking
                                                                                     Media and education         Sustained, focused media and educational campaigns to reduce smoking, either alone (Class
                                                                                                                                IIa; Level of Evidence B) or as part of larger multicomponent population-level strategies (Class
                                                                                                                                I; Level of Evidence A)†
                                                                                     Labeling and information    Cigarette package warnings, especially those that are graphic and health related (Class I; Level
                                                                                                                                of Evidence B)†‡§
                                                                                     Economic incentives         Higher taxes on tobacco products to reduce use and fund tobacco control programs (Class
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                                                                                                                                I; Level of
                                                                                                                                Evidence A)†‡§
                                                                                     Schools and workplaces      Comprehensive worksite wellness programs with nutrition, physical activity, and tobacco
                                                                                                                                cessation/prevention components (Class IIa; Level of Evidence A)†
                                                                                     Local environment           Reduced density of retail tobacco outlets around homes and schools (Class I; Level of Evidence
                                                                                                                                B)†
                                                                                                                                Development of community telephone lines for cessation counseling and support services
                                                                                                                                (Class I; Level of
                                                                                                                                Evidence A)†
                                                                                     Restrictions and mandates   Community (city, state, or federal) restrictions on smoking in public places (Class I; Level of
                                                                                                                                Evidence A)†
                                                                                     *The specific population interventions listed here are either a Class I or IIa recommendation with a Level of Evidence grade of
                                                                                  either A or B.
                                                                                     †At least some evidence from studies conducted in high-income Western regions and countries (eg, North America, Europe,
                                                                                  Australia, New Zealand).
                                                                                     ‡At least some evidence from studies conducted in high-income non-Western regions and countries (eg, Japan, Hong Kong,
                                                                                  South Korea, Singapore).
                                                                                     §At least some evidence from studies conducted in low- or middle-income regions and countries (eg, Africa, China, Pakistan,
                                                                                  India).
                                                                                     ‖Based on cross-sectional studies only; only 2 longitudinal studies have been performed, with no significant relations seen.
                                                                                     ¶Class IIa; Level of Evidence A for improving physical activity; Class IIb; Level of Evidence B for reducing adiposity.
                                                                                     Reprinted from Mozaffarian et al.41 Copyright © 2012, American Heart Association, Inc.
                                                                         Chart 2-1. Incidence of cardiovascular disease according to the number of ideal health behaviors and health factors.
                                                                         Reprinted from Folsom et al12 with permission from the American College of Cardiology Foundation. Copyright © 2011, the American College of Cardiology
                                                                         Foundation.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 2-2. Prevalence (unadjusted) estimates of poor, intermediate, and ideal cardiovascular health for each of the 7 metrics of cardiovascular
                                                                         health in the AHA 2020 goals, among US children aged 12 to 19 years.
                                                                         AHA indicates American Heart Association.
                                                                         *Healthy Diet Score reflects 2013 to 2014 NHANES (National Health and Nutrition Examination Survey).
                                                                         Source: National Center for Health Statistics, NHANES, 2015 to 2016.
                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                                                                                                             AND GUIDELINES
                                                                Chart 2-3. Prevalence (unadjusted) estimates of poor, intermediate, and ideal cardiovascular health for each of the 7 metrics of cardiovascular
                                                                health in the AHA 2020 goals among US adults aged 20 to 49 and ≥50 years.
                                                                AHA indicates American Heart Association.
                                                                *Healthy Diet Score reflects 2013 to 2014 NHANES (National Health and Nutrition Examination Survey).
                                                                Source: National Center for Health Statistics, NHANES, 2015 to 2016.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 2-4. Proportion (unadjusted) of US children aged 12 to 19 years meeting different numbers of criteria for ideal cardiovascular health, overall
                                                                and by sex.
                                                                Source: National Center for Health Statistics, National Health and Nutrition Examination Survey, 2013 to 2014.
                                                                         Chart 2-5. Age-standardized prevalence estimates of US adults aged ≥20 years meeting different numbers of criteria for ideal cardiovascular health,
                                                                         overall and by age and sex subgroups.
                                                                         Source: National Center for Health Statistics, National Health and Nutrition Examination Survey, 2013 to 2014.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 2-6. Age-standardized prevalence estimates of US adults aged ≥20 years meeting different numbers of criteria for ideal cardiovascular health,
                                                                         overall and in selected race subgroups.
                                                                         Source: National Center for Health Statistics, National Health and Nutrition Examination Survey 2013 to 2014.
                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                                                                                                           AND GUIDELINES
                                                                Chart 2-7. Prevalence of meeting ≥5 criteria for ideal cardiovascular health among US adults aged ≥20 years (age standardized) and US children
                                                                aged 12 to 19 years, overall and by sex.
                                                                Source: National Center for Health Statistics, National Health and Nutrition Examination Survey, 2007 to 2008 and 2013 to 2014.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 2-8. Prevalence of meeting ≥5 criteria for ideal cardiovascular health among US adults aged ≥20 years (age standardized) and US children
                                                                aged 12 to 19 years, by race/ethnicity.
                                                                NH indicates non-Hispanic.
                                                                Source: National Center for Health Statistics, National Health and Nutrition Examination Survey, 2013 to 2014.
                                                                         Chart 2-9. Age-standardized prevalence estimates of US adults meeting different numbers of criteria for ideal and poor cardiovascular health for
                                                                         each of the 7 metrics of cardiovascular health in the AHA 2020 goals among US adults aged ≥20 years.
                                                                         AHA indicates American Heart Association.
                                                                         Source: National Center for Health Statistics, National Health and Nutrition Examination Survey, 2013 to 2014.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 2-10. Trends in prevalence (unadjusted) of meeting criteria for ideal cardiovascular health for each of the 7 metrics among US children aged
                                                                         12 to 19 years.
                                                                         Data for the Healthy Diet Score, based on a 2-day average intake, were only available for the 2003 to 2004, 2005 to 2006, 2007 to 2008, 2009 to 2010, and
                                                                         2011 to 2012 NHANES cycles at the time of this analysis.
                                                                         NHANES indicates National Health and Nutrition Examination Survey.
                                                                         *Because of changes in the physical activity questionnaire between different cycles of NHANES, trends over time for this indicator should be interpreted with
                                                                         caution, and statistical comparisons should not be attempted.
                                                                         Source: National Center for Health Statistics, NHANES, 1999 to 2000 through 2015 to 2016.
                                                                                                                                                                                                                                      CLINICAL STATEMENTS
                                                                                                                                                                                                                                         AND GUIDELINES
                                                                Chart 2-11. Age-standardized trends in prevalence of meeting criteria for ideal cardiovascular health for each of the 7 metrics among US adults
                                                                aged ≥20 years.
                                                                Data for the Healthy Diet Score, based on a 2-day average intake, were only available for the 2003 to 2004, 2005 to 2006, 2007 to 2008, 2009 to 2010, and
                                                                2011 to 2012 NHANES cycles at the time of this analysis.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                *Because of changes in the physical activity questionnaire between different cycles of NHANES, trends over time for this indicator should be interpreted with
                                                                caution, and statistical comparisons should not be attempted.
                                                                Source: National Center for Health Statistics, NHANES, 1999 to 2000 through 2015 to 2016.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 2-12. Prevalence of ideal, intermediate, and poor cardiovascular health metrics in 2006 (AHA 2020 Strategic Impact Goals baseline year) and
                                                                2020 projections assuming current trends continue.
                                                                The 2020 targets for each cardiovascular health metric assume a 20% relative increase in ideal cardiovascular health prevalence metrics and a 20% relative
                                                                decrease in poor cardiovascular health prevalence metrics for males and females.
                                                                AHA indicates American Heart Association.
                                                                Reprinted from Huffman et al.36 Copyright © 2012, American Heart Association, Inc.
                                                                         REFERENCES                                                                           	16.	Kulshreshtha A, Vaccarino V, Judd SE, Howard VJ, McClellan WM,
CLINICAL STATEMENTS
33. Hernandez R, González HM, Tarraf W, Moskowitz JT, Carnethon MR, on future cardiovascular disease. N Engl J Med. 2010;362:590–599. doi:
                                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                      Gallo LC, Penedo FJ, Isasi CR, Ruiz JM, Arguelles W, Buelna C, Davis S,            10.1056/NEJMoa0907355
                                                                                                                                                                                                                                           AND GUIDELINES
                                                                      Gonzalez F, McCurley JL, Wu D, Daviglus ML. Association of dispositional     	39.	 Fang J, Yang Q, Hong Y, Loustalot F. Status of cardiovascular health among
                                                                      optimism with Life’s Simple 7’s Cardiovascular Health Index: results from          adult Americans in the 50 States and the District of Columbia, 2009. J Am
                                                                      the Hispanic Community Health Study/Study of Latinos (HCHS/SOL)                    Heart Assoc. 2012;1:e005371. doi: 10.1161/JAHA.112.005371.
                                                                      Sociocultural Ancillary Study (SCAS). BMJ Open. 2018;8:e019434. doi:         	40.	Artinian NT, Fletcher GF, Mozaffarian D, Kris-Etherton P, Van Horn L,
                                                                      10.1136/bmjopen-2017-019434                                                        Lichtenstein AH, Kumanyika S, Kraus WE, Fleg JL, Redeker NS, Meininger
                                                                	34.	Caleyachetty R, Echouffo-Tcheugui JB, Muennig P, Zhu W, Muntner                     JC, Banks J, Stuart-Shor EM, Fletcher BJ, Miller TD, Hughes S, Braun
                                                                      P, Shimbo D. Association between cumulative social risk and ideal car-             LT, Kopin LA, Berra K, Hayman LL, Ewing LJ, Ades PA, Durstine JL,
                                                                      diovascular health in US adults: NHANES 1999-2006. Int J Cardiol.                  Houston-Miller N, Burke LE; on behalf of the American Heart Association
                                                                      2015;191:296–300. doi: 10.1016/j.ijcard.2015.05.007                                Prevention Committee of the Council on Cardiovascular Nursing.
                                                                	35.	 Osondu CU, Aneni EC, Valero-Elizondo J, Salami JA, Rouseff M, Das S,               Interventions to promote physical activity and dietary lifestyle changes for
                                                                      Guzman H, Younus A, Ogunmoroti O, Feldman T, Agatston AS, Veledar                  cardiovascular risk factor reduction in adults: a scientific statement from
                                                                      E, Katzen B, Calitz C, Sanchez E, Lloyd-Jones DM, Nasir K. Favorable car-          the American Heart Association. Circulation. 2010;122:406–441. doi:
                                                                      diovascular health is associated with lower health care expenditures and           10.1161/CIR.0b013e3181e8edf1
                                                                      resource utilization in a large US employee population: the Baptist Health   	41.	 Mozaffarian D, Afshin A, Benowitz NL, Bittner V, Daniels SR, Franch HA,
                                                                      South Florida Employee Study. Mayo Clin Proc. 2017;92:512–524. doi:                Jacobs DR Jr, Kraus WE, Kris-Etherton PM, Krummel DA, Popkin BM,
                                                                      10.1016/j.mayocp.2016.12.026                                                       Whitsel LP, Zakai NA; on behalf of the American Heart Association Council
                                                                	36.	Huffman MD, Capewell S, Ning H, Shay CM, Ford ES, Lloyd-Jones                       on Epidemiology and Prevention, Council on Nutrition, Physical Activity
                                                                      DM. Cardiovascular health behavior and health factor changes (1988-                and Metabolism, Council on Clinical Cardiology, Council on Cardiovascular
                                                                      2008) and projections to 2020: results from the National Health and                Disease in the Young, Council on the Kidney in Cardiovascular Disease.
                                                                      Nutrition Examination Surveys. Circulation. 2012;125:2595–2602. doi:               Population approaches to improve diet, physical activity, and smok-
                                                                      10.1161/CIRCULATIONAHA.111.070722                                                  ing habits: a scientific statement from the American Heart Association.
                                                                	37.	 Huffman MD, Lloyd-Jones DM, Ning H, Labarthe DR, Guzman Castillo M,                Circulation. 2012;126:1514–1563. doi: 10.1161/CIR.0b013e318260a20b
                                                                      O’Flaherty M, Ford ES, Capewell S. Quantifying options for reducing coro-    	42.	 Bodenheimer T. Helping patients improve their health-related behaviors:
                                                                      nary heart disease mortality by 2020. Circulation. 2013;127:2477–2484.             what system changes do we need? Dis Manag. 2005;8:319–330. doi:
                                                                      doi: 10.1161/CIRCULATIONAHA.112.000769                                             10.1089/dis.2005.8.319
                                                                	38.	Bibbins-Domingo K, Chertow GM, Coxson PG, Moran A, Lightwood                  	43.	Simpson LA, Cooper J. Paying for obesity: a changing landscape.
                                                                      JM, Pletcher MJ, Goldman L. Projected effect of dietary salt reductions            Pediatrics. 2009;123(suppl 5):S301–S307. doi: 10.1542/peds.2008-2780I
Downloaded from http://ahajournals.org by on February 7, 2019
— 15.5% of adults (37.8 million) are current adult females were current users of some form
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                               smokers.                                               of tobacco.7
                                                                                                                                                                                                             AND GUIDELINES
                                                                        —	 17.5% of males and 13.5% of females are                 •	 E-cigarette prevalence in 2016 is shown in
                                                                               current smokers.                                       Chart 3-4.
                                                                        —	 13.1% of those 18 to 24 years of age,
                                                                               17.6% of those 25 to 44 years of age,
                                                                               18.0% of those 45 to 64 years of age, and
                                                                                                                                  Incidence
                                                                               8.8% of those ≥65 years old are current             •	 According to the 2015 NSDUH, approximately
                                                                               smokers.                                               1.96 million people ≥12 years of age had smoked
                                                                        —	 31.8% of American Indians or Alaska Natives,               cigarettes for the first time within the past 12
                                                                               16.5% of blacks, 9% of Asians, 10.7% of                months, a decrease from 2.3 million in 2012.4
                                                                               Hispanics, and 16.6% of whites are current             The 2015 estimate averages out to ≈5390 new
                                                                               smokers.                                               cigarette smokers every day. Of new smokers
                                                                        —	 25.3% of people below the poverty level                    in 2015, 823 000 (42.1%) were 12 to 17 years
                                                                               based on family income and family size are             old, 762 000 (39%) were 18 to 20 years old, and
                                                                               current smokers.                                       287 000 (14.7%) were 21 to 25 years old; only
                                                                   •	   20.5% of lesbian/gay/bisexual individuals are cur-            84 000 (4.3%) were ≥26 years when they first
                                                                        rent smokers.                                                 smoked cigarettes.
                                                                   •	   By region, the prevalence of current cigarette             •	 The number of new smokers 12 to 17 years of
                                                                        smokers was highest in the Midwest (18.5%) and                age (823 000) decreased from 2002 (1.3 million);
                                                                        lowest in the West (12.3%).7                                  however, new smokers 18 to 25 years of age
                                                                   •	   In 2009, 42.4% of adults with HIV receiving                   increased from ≈600  000 in 2002 to 1.05 million
                                                                        medical care were current smokers.9                           in 2015.
                                                                   •	   Using data from BRFSS 2016, the state with the             •	 According to the NHIS, in 2015, the average age
                                                                        highest age-adjusted percentage of current ciga-              for initiation of cigarette use was 17.9 years.5
                                                                        rette smokers was West Virginia (26.2%). The               •	 According to data from PATH, in youth 12 to 17
                                                                        state with the lowest age-adjusted percentage                 years of age, use of an e-cigarette was indepen-
                                                                        of current cigarette smokers was Utah (8.7%)                  dently associated with combustible cigarette use
                                                                        (Chart 3-3).9a                                                1 year later (OR, 1.87; 95% CI, 1.15–3.05). For
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                   •	   In 2016, smoking prevalence was higher among                  youth who tried hookah, noncigarette combus-
                                                                        adults ≥18 years of age who reported having                   tible tobacco, or smokeless tobacco, a similar
                                                                        a disability or activity limitation (21.2%) than              strength of association for tobacco use at 1 year
                                                                        among those reporting no disability or limitation             was observed.12
                                                                        (14.4%).7
                                                                   •	   9.3% of males and 33.6% of females with men-
                                                                                                                                  Lifetime Risk and Cumulative Incidence in
                                                                        tal illness were current smokers.10
                                                                   •	   Among females who gave birth in 2016, 7.2%                Youth (12 to 17 Years Old) in 2015
                                                                        smoked cigarettes during pregnancy. Smoking                •	 Per NSDUH data for individuals aged 12 to 17
                                                                        prevalence during pregnancy was greatest for                  years, overall, the lifetime use of tobacco prod-
                                                                        females aged 20 to 24 years (10.7%), followed                 ucts declined from 18.5% to 17.3%, with lifetime
                                                                        by females aged 15 to 19 years (8.5%) and 25                  cigarette use declining from 14.2% to 13.2%
                                                                        to 29 years (8.2%).11 Rates were highest among                during the same time period (P<0.05 for both).4
                                                                        NH American Indian or Alaska Native females                •	 The lifetime use of tobacco products among
                                                                        (16.7%) and lowest in NH Asian females (0.6%).                adolescents 12 to 17 years old varied by the
                                                                        With respect to differences by education, ciga-               following4:
                                                                        rette smoking prevalence was highest among                    —	 Sex: Lifetime use was higher among boys
                                                                        females who completed high school (12.2%),                         (19.1%) than girls (15.3%).
                                                                        followed by females with less than high school                —	 Race/ethnicity: Lifetime use was highest among
                                                                        education (11.7%).                                                 whites (19.9%), followed by American Indians
                                                                   •	   The PATH study assessed the use of different                       or Alaska Natives (19.6%), Hispanics or Latinos
                                                                        types of tobacco products, including cigarettes,                   (14.5%), African Americans (13.8%), and
                                                                        e-cigarettes, cigars, cigarillos, filtered cigars,                 Asians (7.7%).
                                                                        pipe tobacco, hookah, snus pouches, smoke-                    —	 Geographic division: The highest lifetime use
                                                                        less tobacco, dissolvable tobacco, bidis, and                      was observed in the South (East South Central
                                                                        kreteks. This study estimated that in 2013 to                      22.8%), and the lowest was observed in the
                                                                        2014, 34.8% of adult males and 20.8% of                            Pacific West (13.0%).
                                                                            •	 According to NSDUH data, the lifetime use of           (See Charts 3-2 and 3-5)
   AND GUIDELINES
                                                                               ond-leading risk factor for death in the United              same time period.10 On the basis of age-adjusted
                                                                               States and the leading cause of DALYs, account-              estimates in 2015, among people ≥65 years of
                                                                               ing for 11% of DALYs, in 2016.14                             age, 9.7% of males and 8.3% of females were
                                                                            •	 Overall mortality among US smokers is 3 times                current smokers.
                                                                               higher than that for never-smokers.15                     •	 From 2005 to 2015, adjusted prevalence rates
                                                                            •	 On average, male smokers die 12 years earlier                for tobacco use in individuals with serious psy-
                                                                               than male never-smokers, and female smokers die              chological distress (according to the Kessler Scale)
                                                                               11 years earlier than female never-smokers.9a,16             went from 41.9% to 40.6%, which represents a
                                                                            •	 Increased CVD mortality risks persist for older              nonsignificant decline; however, rates for people
                                                                               (≥60 years old) smokers as well. A meta-anal-                without serious psychological stress declined sig-
                                                                               ysis comparing CVD risks in 503 905 cohort                   nificantly, from 20.3% to 14.0%.10
                                                                               participants ≥60 years of age reported an HR
                                                                               for cardiovascular mortality of 2.07 (95% CI,
                                                                               1.82–2.36) compared with never-smokers and             Cardiovascular Health Impact
                                                                               1.37 (95% CI, 1.25–1.49) compared with for-              •	 A 2010 report of the US Surgeon General on how
                                                                               mer smokers.18                                              tobacco causes disease summarized an extensive
                                                                            •	 In a sample of Native Americans (SHS), among                body of literature on smoking and CVD and the
                                                                               whom the prevalence of tobacco use is highest in            mechanisms through which smoking is thought
                                                                               the United States, the PAR for total mortality was          to cause CVD.21 There is a sharp increase in CVD
                                                                               18.4% for males and 10.9% for females.19                    risk with low levels of exposure to cigarette smoke,
                                                                            •	 Since the first report on the dangers of smoking            including secondhand smoke, and a less rapid fur-
                                                                               was issued by the US Surgeon General in 1964,               ther increase in risk as the number of cigarettes per
                                                                               tobacco control efforts have contributed to a               day increases. Similar health risks for CHD events
                                                                               reduction of 8 million premature smoking-attrib-            are reported with regular cigar smoking as well.23
                                                                               utable deaths.20                                         •	 Smoking is an independent risk factor for CHD
                                                                            •	 If current smoking trends continue, 5.6 million US          and appears to have a multiplicative effect with
                                                                               children will die of smoking prematurely during             the other major risk factors for CHD: high serum
                                                                               adulthood.21                                                levels of lipids, untreated hypertension, and DM.21
• Cigarette smoking and other traditional CHD risk the majority of smokers start smoking, by limiting
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      factors might have a synergistic interaction in HIV-             access, because most people who buy cigarettes
                                                                                                                                                                                                              AND GUIDELINES
                                                                      positive individuals.24                                          for adolescents are <21 years of age.37
                                                                   •	 A meta-analysis of 75 cohort studies (≈2.4 million            •	 In several towns where Tobacco 21 laws have
                                                                      individuals) demonstrated a 25% greater risk for                 been enacted, 47% reductions in smoking preva-
                                                                      CHD in female smokers than in male smokers (RR,                  lence among high school students have been
                                                                      1.25; 95% CI, 1.12–1.39).25                                      reported.36
                                                                   •	 Cigarette smoking is an independent risk factor               •	 Furthermore, the National Academy of Medicine
                                                                      for both ischemic stroke and SAH and has a syn-                  estimates that a nationwide Tobacco 21 law
                                                                      ergistic effect on other stroke risk factors such as             would result in 249 000 fewer premature deaths,
                                                                      SBP26 and oral contraceptive use.27,28                           45 000 fewer lung cancer deaths, and 4.2 mil-
                                                                   •	 A meta-analysis comparing pooled data of ≈3.8                    lion fewer lost life-years among Americans born
                                                                      million smokers and nonsmokers found a similar                   between 2010 and 2019.38
                                                                      risk of stroke associated with current smoking in             •	 As of March 30, 2018, 5 states (California, New
                                                                      females and males.26                                             Jersey, Oregon, Hawaii, and Maine) and at least
                                                                   •	 Current smokers have a 2- to 4-times increased                   300 localities, including New York City, Chicago,
                                                                      risk of stroke compared with nonsmokers or those                 San Antonio, Boston, Cleveland, and both Kansas
                                                                      who have quit for >10 years.29,30                                Cities, have set the minimum age for the pur-
                                                                   •	 Short-term exposure to water pipe smoking is asso-               chase of tobacco to 21 years.39
                                                                      ciated with a significant increase in SBP and heart
                                                                      rate compared with nonsmoking control subjects,31
                                                                      but long-term effects remain unclear. Current use of        Awareness, Treatment, and Control
                                                                      smokeless tobacco is associated with an increased           Smoking Cessation
                                                                      risk of CVD events in cigarette nonsmokers.32                •	 According to NHIS 2015 data, 59.1% of adult
                                                                   •	 The CVD risks associated with e-cigarette use are               ever-smokers had stopped smoking.40
                                                                      not known.33,34                                                 —	 The majority (68.0%) of adult smokers
                                                                                                                                           wanted to quit smoking; 55.4% had tried
                                                                                                                                           in the past year, 7.4% had stopped recently,
                                                                Healthcare Utilization: Hospital
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                     current smokers between the number of ciga-           other counseling have contributed to smoking
CLINICAL STATEMENTS
                                                                               —	 Quitting smoking at any age significantly             •	 Mass media antismoking campaigns, such as the
                                                                                     lowers mortality from smoking-related dis-            CDC’s Tips campaign (Tips From Former Smokers),
                                                                                     eases, and the risk declines more the longer          have been shown to reduce smoking-attributable
                                                                                     the time since quitting smoking.2 Cessation           morbidity and mortality and are cost-effective.47
                                                                                     appears to have both short-term (weeks to          •	 Despite states having collected $25.6 billion in
                                                                                     months) and long-term (years) benefits for            2012 from the 1998 Tobacco Master Settlement
                                                                                     lowering CVD risk. Overall, CVD risk appears          Agreement and tobacco taxes, <2% of those
                                                                                     to approach that of nonsmokers after ≈10              funds are spent on tobacco prevention and cessa-
                                                                                     years of cessation.                                   tion programs.48
                                                                               —	 Smokers who quit smoking at 25 to 34 years
                                                                                     of age gained 10 years of life compared with
                                                                                     those who continued to smoke. Those aged
                                                                                                                                       Electronic Cigarettes
                                                                                     35 to 44 years gained 9 years and those aged      (See Charts 3-2 and 3-5)
                                                                                     45 to 54 years gained 6 years of life, on aver-    •	 Electronic nicotine delivery systems, more com-
                                                                                     age, compared with those who continued to             monly called electronic cigarettes or e-cigarettes,
                                                                                     smoke.15                                              are battery-operated devices that deliver nico-
                                                                            •	Cessation medications (including sustained-                  tine, flavors, and other chemicals to the user in
                                                                               release bupropion, varenicline, and nicotine gum,           an aerosol. Although e-cigarettes were intro-
                                                                               lozenge, nasal spray, and patch) are effective for          duced less than a decade ago, there are currently
                                                                               helping smokers quit.41                                     >450 e-cigarette brands on the market, and sales
                                                                            •	 EVITA was an RCT that examined the efficacy of              in the United States were projected to be $2 bil-
                                                                               varenicline versus placebo for smoking cessation            lion in 2014.
                                                                               among smokers who were hospitalized for ACS.             •	 Current e-cigarette user prevalence for 2016 is
                                                                               At 24 weeks, rates of smoking abstinence and                shown in Chart 3-4.
                                                                               reduction were significantly higher among patients       •	 According to the National Youth Tobacco Survey, in
                                                                               randomized to varenicline. Point-prevalence absti-          2016, e-cigarettes were the most commonly used
                                                                               nence rates were 47.3% in the varenicline group
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higher among males (4.5%), NH whites (4.5%), Mexican Americans (23.9%). People living below
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      younger adults (18–24 years; 5.1%), individu-                   the poverty level (43.2%) and those living in rental
                                                                                                                                                                                                             AND GUIDELINES
                                                                      als without health insurance (5.9%), individuals                housing (36.8%) had higher rates of secondhand
                                                                      with incomes <$35 000, and those residing in the                smoke exposure than their counterparts (21.1% of
                                                                      Midwest (4.5%).52                                               those living above the poverty level and 19.0% of
                                                                   •	 Effective August 8, 2016, the US Food and Drug                  those who owned their homes; NHANES).55
                                                                      Administration’s Deeming Rule prohibited sale of
                                                                      e-cigarettes to individuals <18 years of age.53
                                                                                                                                  Family History and Genetics
                                                                                                                                   •	 Genetic factors might contribute to smoking
                                                                Secondhand Smoke                                                      behavior; several loci have been identified that are
                                                                   •	 Data from the US Surgeon General on the con-                    associated with smoking initiation, number of cig-
                                                                      sequences of secondhand smoke indicate the                      arettes smoked per day, and smoking cessation.55
                                                                      following:                                                   •	 Genetics might also modify adverse cardiovascular
                                                                      —	 Nonsmokers who are exposed to secondhand                     health outcomes among smokers, with variation
                                                                            smoke at home or at work increase their risk              in ADAMTS7 associated with loss of cardioprotec-
                                                                            of developing CHD by 25% to 30%.21                        tion in smokers.56
                                                                      —	 Exposure to secondhand smoke increases
                                                                            the risk of stroke by 20% to 30%, and
                                                                            it is associated with increased mortality
                                                                                                                                  Global Burden of Tobacco Use
                                                                            (adjusted mortality rate ratio, 2.11) after a         (See Table 3-1 and Chart 3-6)
                                                                            stroke.51                                              •	 Although tobacco use in the United States has
                                                                   •	 A meta-analysis of 23 prospective and 17 case-                  been declining, the absolute number of tobacco
                                                                      control studies of cardiovascular risks associated              users worldwide has climbed steeply.42
                                                                      with secondhand smoke exposure demonstrated                  •	 On the basis of the GBD synthesis of >2800 data
                                                                      18%, 23%, 23%, and 29% increased risks for                      sources, the age-standardized global prevalence
                                                                      total mortality, total CVD, CHD, and stroke,                    of daily smoking in 2016 was 25.1% (95% UI,
                                                                      respectively, in those exposed to secondhand                    22.7%–28.7%) in males and 7.9% (95% UI,
                                                                      smoke.52                                                        6.5%–10.6%) in females. The investigators
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                                                                   •	 A meta-analysis of 24 studies demonstrates that                 estimate that since 1990, smoking rates have
                                                                      secondhand smoke can increase risks for preterm                 declined globally by 29.6% in males and 28.6%
                                                                      birth by 20%.53                                                 in females.1
                                                                   •	 As of April 1, 2018, 11 states (California,                  •	 The GBD 2016 study used statistical models and
                                                                      Connecticut, Delaware, Hawaii, Maine, New                       data on incidence, prevalence, case fatality, excess
                                                                      Jersey, New York, North Dakota, Oregon, Utah,                   mortality, and cause-specific mortality to estimate
                                                                      and Vermont), the District of Columbia, and                     disease burden for 315 diseases and injuries in
                                                                      Puerto Rico have passed comprehensive smoke-                    195 countries and territories. Eastern and Central
                                                                      free indoor air laws that include e-cigarettes.                 Europe, East Asia, Southeast Asia, and southern
                                                                      These laws prohibit smoking and the use of e-cig-               sub-Saharan Africa have the highest mortality
                                                                      arettes in indoor areas of private work sites, res-             rates attributable to tobacco (Chart 3-6).57
                                                                      taurants, and bars.39                                        •	 The number of smokers was estimated to have
                                                                   •	 Pooled data from 17 studies in North America,                   grown from 721 million in 1980 to 967 million in
                                                                      Europe, and Australia suggest that smoke-free                   2012.58
                                                                      legislation can reduce the incidence of acute cor-           •	Worldwide, ≈80% of smokers live in low- and
                                                                      onary events by 10%.54                                          middle-income countries.59
                                                                   •	 The percentage of the US nonsmoking population               •	 Tobacco smoking (including secondhand smoke)
                                                                      with serum cotinine ≥0.05 ng/mL (which indi-                    caused an estimated 7.1 million deaths in 2016.
                                                                      cates exposure to secondhand smoke) declined                    Among the leading risk factors for death, smok-
                                                                      from 52.5% in 1999 to 2000 to 25.3% in 2011                     ing ranked fourth in DALYs globally.14
                                                                      to 2012, with declines occurring for both children           •	 The WHO estimated that the economic cost of
                                                                      and adults. During 2011 to 2012, the percentage                 smoking-attributable diseases accounted for US
                                                                      of nonsmokers with detectable serum cotinine was                $422 billion, which represented ≈5.7% of global
                                                                      40.6% for those 3 to 11 years of age, 33.8% for                 health expenditures.60 The total economic costs,
                                                                      those 12 to 19 years of age, and 21.3% for those                including both health expenditures and lost pro-
                                                                      ≥20 years of age. The percentage was higher for                 ductivity, amounted to approximately US $1436
                                                                      NH blacks (46.8%) than for NH whites (21.8%) and                billion, which was roughly equal to 1.8% of the
                                                                               world’s annual gross domestic product. The WHO                                        outline the following strategies for nations to
CLINICAL STATEMENTS
                                                                               further estimated that 40% of the expenditures                                        reduce tobacco use: (1) monitor tobacco use and
   AND GUIDELINES
                                                                                      Rates are most current data available as of 2015. Rates are per 100 000 people. Values in parentheses represent 95% CIs. PAF indicates
                                                                                    population attributable fraction.
                                                                                      Source: Global Burden of Disease Study 2015, Institute of Health Metrics and Evaluation.62
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                                                                         Chart 3-1. Prevalence (%) of cigarette use in the past month for adolescents aged 12 to 17 years by sex and race/ethnicity (NSDUH, 2014 and 2015).
                                                                         Because of methodological differences among the NSDUH, the Youth Risk Behavior Survey, the National Youth Tobacco Survey, and other surveys, percentages of
                                                                         cigarette smoking measured by these surveys are not directly comparable. Notably, school-based surveys might include students who are 18 years old, who are
                                                                         legally permitted to smoke and have higher rates of smoking.
                                                                         AIAN indicates American Indian or Alaska Native; NH, non-Hispanic; and NSDUH, National Survey on Drug Use and Health.
                                                                         Data derived from Substance Abuse and Mental Health Services Administration, NSDUH.63
                                                                                                                                                                                                                                      CLINICAL STATEMENTS
                                                                                                                                                                                                                                         AND GUIDELINES
                                                                Chart 3-2. Estimated percentage of high school students who have used any tobacco products,* ≥2 tobacco products,†‡ and select tobacco prod-
                                                                ucts§ in the past 30 days (National Youth Tobacco Survey, 2011–2016).
                                                                *Any tobacco use is defined as past 30-day use of cigarettes, cigars, smokeless tobacco, electronic cigarettes (e-cigarettes), hookahs, pipe tobacco, and/or bidis.
                                                                †Use of ≥2 tobacco products is defined as past 30-day use of ≥2 of the following product types: cigarettes, cigars, smokeless tobacco, e-cigarettes, hookahs, pipe
                                                                tobacco, or bidis. ‡Use of ≥2 tobacco products demonstrated a nonlinear change (P<0.05). §E-cigarettes and hookahs demonstrated a linear increase (P<0.05).
                                                                Cigarettes, cigars, and smokeless tobacco demonstrated a linear decrease (P<0.05). Pipe tobacco and bidis demonstrated a nonlinear decrease (P<0.05).
                                                                Data derived from the Centers for Disease Control and Prevention, National Youth Tobacco Survey.64
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                                                                Chart 3-3. Age-adjusted prevalence (%) of current cigarette smoking for adults, by state: United States (BRFSS, 2016).
                                                                BRFSS indicates Behavior Risk Factor Surveillance System; GU, Guam; PR, Puerto Rico; and VI, Virgin Islands.
                                                                Data derived from the Centers for Disease Control and Prevention.65
                                                                         Chart 3-5. Past month cigarette use among people ≥12 years of age, by age group: percentages, 2002 to 2016 (NHIS, 2002–2016; NSDUH, 2002–
                                                                         2016).
                                                                         NSDUH indicates National Survey on Drug Use and Health; and NHIS, National Health Interview Survey.
                                                                         Data derived from the Centers for Disease Control and Prevention/National Center for Health Statistics and the Substance Abuse and Mental Health Services
                                                                         Administration (NSDUH).63
                                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                                                                                                                             AND GUIDELINES
                                                                Chart 3-6. Age-standardized global mortality rates attributable to tobacco per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016 with permission.57 Copyright © 2017, University of Washington.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               cessation in the United States. N Engl J Med. 2013;368:341–350. doi:          	32.	Yatsuya H, Folsom AR; and for the ARIC Investigators. Risk of inci-
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                                                                      doi: 10.1136/tobaccocontrol-2014-051670                                               10.1161/CIRCULATIONAHA.116.022069
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discordance between self-reported and measured PA, per week was higher among NH white
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                with respondents often overstating their PA, especially                          boys (62.0%), NH black boys (52.2%),
                                                                                                                                                                                                              AND GUIDELINES
                                                                the intensity.5,6                                                                and Hispanic boys (53.5%) than NH
                                                                    Another consideration in the measurement of PA                               white girls (43.5%), NH black girls
                                                                is that surveys often ask only about leisure-time PA,                            (33.4%), and Hispanic girls (33.1%)
                                                                which represents PA obtained from a single domain.                               (Chart 4-2).
                                                                People who obtain high PA in other domains might                       —	 14.3% of students reported that they did not
                                                                be less likely to engage in leisure-time PA. Although                       participate in ≥60 minutes of any kind of PA
                                                                they might meet the federal PA guidelines, people                           on any 1 of the previous 7 days. Girls were
                                                                who spend considerable time and physical effort in                          more likely than boys to report this level of
                                                                occupational, domestic, or transportation activities/                       inactivity (17.5% versus 11.1%), with black
                                                                domains might be less likely to be identified as meet-                      girls reporting the highest rate of inactivity
                                                                ing the guidelines.                                                         (25.2%) (Chart 4-3).
                                                                    PA and cardiorespiratory fitness provide distinct               •	 With regard to objectively measured moder-
                                                                metrics in assessment of CVD risk.9 Poor cardiorespira-                ate to vigorous PA (based on age-specific cri-
                                                                tory (or aerobic) fitness might be a stronger predictor                teria for accelerometer cutpoints; NHANES,
                                                                of adverse cardiometabolic and cardiovascular out-                     2003–2004)6:
                                                                comes such as CHD, stroke, and HF than traditional risk                —	 Only 8% of 12- to 19-year-olds accumu-
                                                                factors.10–12Although many studies have shown that                          lated ≥60 minutes of moderate to vigorous
                                                                increasing the amount and quality of PA can improve                         PA on ≥5 days per week, whereas 42% of
                                                                cardiorespiratory fitness, other factors can contribute,                    6- to 11-year-olds achieved similar activity
                                                                such as a genetic predisposition to perform aerobic                         levels.6
                                                                exercise.13 Because cardiorespiratory fitness is directly              —	 More boys than girls met PA recommenda-
                                                                measured and reflects both participation in PA and the                      tions (≥60 minutes of moderate to vigorous
                                                                state of physiological systems affecting performance,                       activity) on ≥5 days per week.6
                                                                the relationship between cardiorespiratory fitness and              •	 With regard to objectively measured cardiorespi-
                                                                clinical outcomes is stronger than the relationship of PA              ratory fitness (NHANES, 2012)15:
                                                                to a series of clinical outcomes.9 Unlike health behav-                —	 For adolescents aged 12 to 15 years, boys
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                iors such as PA and risk factors that are tracked by fed-                 in all age groups were more likely to have
                                                                erally funded programs (NHIS, NHANES, etc),6,14 there                     adequate levels of cardiorespiratory fitness
                                                                are no national data on adult cardiorespiratory fitness,                  than girls (Chart 4-4).15
                                                                although the development of a national cardiorespira-
                                                                                                                                    •	 With regard to self-reported muscle-strengthening
                                                                tory fitness registry has been proposed.9 Such additional
                                                                                                                                       activities (YRBSS, 2015)4:
                                                                data on the cardiorespiratory fitness levels of Americans
                                                                                                                                       —	 The proportion of high school students who
                                                                could give a fuller and more accurate picture of physical
                                                                                                                                            participated in muscle-strengthening activi-
                                                                fitness levels.9
                                                                                                                                            ties on ≥3 days of the week was 53.4%
                                                                                                                                            nationwide and declined from 9th grade
                                                                Prevalence                                                                  (males 64.9%, females 48.2%) to 12th
                                                                                                                                            grade (males 59.9%, females 39.9%).
                                                                Youth
                                                                                                                                       —	 More high school boys (63.7%) than girls
                                                                Meeting the Activity Recommendations
                                                                                                                                            (42.7%) reported having participated in
                                                                (See Charts 4-2 through 4-4)
                                                                                                                                            muscle-strengthening activities on ≥3 days
                                                                  •	 On the basis of self-reported PA (YRBSS, 2015)4:
                                                                                                                                            of the week.
                                                                      —	 The prevalence of high school students who
                                                                          met aerobic activity recommendations of                 Structured Activity Participation in Schools and Sports
                                                                          ≥60 minutes of PA on all 7 days of the week                •	 In 2015, only 29.8% of students attended physi-
                                                                          was 27.1% nationwide and declined from                        cal education classes in school daily (33.8% of
                                                                          9th (31.0%) to 12th (23.5%) grades. At                        boys and 25.5% of girls; YRBSS).4
                                                                          each grade level, the prevalence was higher                •	Daily physical education class participation
                                                                          in boys than in girls.                                        declined from the 9th grade (44.6% for boys,
                                                                      —	 More than double the percentage of high                        39.5% for girls) through the 12th grade (27.9%
                                                                          school–aged boys (36.0%) than girls (17.7%)                   for boys, 16.0% for girls; YRBSS).4
                                                                          reported having been physically active ≥60                 •	 Just over half (57.6%) of high school students
                                                                          minutes per day on all 7 days (Chart 4-2).                    played on at least 1 school or community sports
                                                                         ▪	The prevalence of students meeting                          team in the previous year: 53.0% of girls and
                                                                              activity recommendations on ≥5 days                       62.2% of boys (YRBSS).4
                                                                         Research suggests that screen time (watching television                 NH whites were more likely to meet the PA
                                                                         or using a computer) can lead to less PA among chil-                    aerobic guidelines with leisure-time activ-
                                                                         dren.16 In addition, television viewing time is associated              ity than NH blacks and Hispanics. For each
                                                                         with poor nutritional choices, overeating, and weight                   racial/ethnic group, males had higher PA
                                                                         gain (Chapter 5, Nutrition).                                            than females (Chart 4-6).
                                                                           •	 In 2015 (YRBSS)4:                                            —	 Among adults ≥25 years of age, 32.4% of
                                                                               —	 Nationwide, 41.7% of high school students                      participants with no high school diploma,
                                                                                    used a computer for activities other than                    40.8% of those with a high school diploma
                                                                                    school work (eg, videogames or other com-                    or GED high school equivalency credential,
                                                                                    puter games) for ≥3 hours per day on an                      51.4% of those with some college, and
                                                                                    average school day.                                          64.9% of those with a bachelor’s degree or
                                                                               —	 The prevalence of using computers ≥3 hours                     higher met the federal guidelines for aerobic
                                                                                    per day (for activities other than school work)              PA through leisure-time activities (Chart 4-7).
                                                                                    was highest among NH black girls (48.4%),         •	   Adults residing in urban areas (metropolitan sta-
                                                                                    followed by Hispanic girls (47.4%), Hispanic           tistical areas) are more likely to meet the federal
                                                                                    boys (45.1%), NH black boys (41.2%), NH                aerobic PA guidelines through leisure-time activi-
                                                                                    white boys (38.9%), and NH white girls                 ties than those residing in rural areas (53.7% ver-
                                                                                    (38.3%) (Chart 4-5).                                   sus 46.2%) (Chart 4-8).7
                                                                               —	 The prevalence of watching television ≥3            •	   Adults living below 200% of the poverty level
                                                                                    hours per day was highest among NH black               are less likely to meet the federal PA guidelines
                                                                                    girls (41.5%) and boys (37.0%), followed by            through leisure-time activities than adults living at
                                                                                    Hispanic girls (29.2%) and boys (27.4%) and            >200% above the poverty level (Chart 4-9).7
                                                                                    NH white boys (21.4%) and girls (18.8%).          •	   13.5 % of people with disabilities and 24.3% of
                                                                           •	 A report from the Kaiser Family Foundation (using            people without disabilities meet both the aero-
                                                                               data from 2009) reported that 8- to 18-year-olds            bic and muscle-strengthening guidelines (Chart
                                                                               spent an average of 33 minutes per day talking on           4-10).7
                                                                                                                                      •	   In 2016, 26.9% of adults reported that they do
         Downloaded from http://ahajournals.org by on February 7, 2019
• With regard to objectively measured moderate • A 1-day assessment indicated that the mean
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      to vigorous PA (accelerometer counts per minute                  prevalence of any active transportation was
                                                                                                                                                                                                              AND GUIDELINES
                                                                      >2020; NHANES, 2003–2004)6:                                      10.3% using 2012 data from the American Time
                                                                      —	 Among those ≥60 years of age, adherence to                    Use Study. NH whites reported the lowest active
                                                                           PA recommendations was 2.5% in males and                    transport, only 9.2%, of any racial/ethnic group.
                                                                           2.3% in females.6                                           Roughly 11.0% of Hispanics, 13.4% of NH blacks,
                                                                      —	 In contrast to self-reported PA, which sug-                   and 15.0% of other NH individuals reported par-
                                                                           gested that NH whites had the higher lev-                   ticipating in any active transportation on the pre-
                                                                           els of PA,14 data from objectively measured                 vious day.24
                                                                           PA revealed that Hispanic participants had
                                                                           higher total PA and moderate to vigorous
                                                                                                                                  Mortality
                                                                           PA compared with NH white or black partici-
                                                                           pants (≥20 years old).6,21                             Self-Reported Physical Inactivity and Mortality
                                                                   •	 Levels of activity declined sharply after the age             •	 Physical inactivity is the fourth-leading risk fac-
                                                                      of 50 years in all groups.18 In a recent study of                tor for global death, responsible for 1 to 2 mil-
                                                                      almost 5000 British males, in those with low PA in               lion deaths annually.25,26 The adjusted population
                                                                      midlife, retirement and the development of car-                  attributable fraction for achieving <150 minutes
                                                                      diovascular-related conditions were identified as                of moderate to vigorous PA per week was 8.0%
                                                                      factors predicting a decrease in PA over 20 years                for all-cause and 4.6% for major CVD in a study
                                                                      of follow-up, but for males who were more active                 of 17 low-, middle-, and high-income countries in
                                                                      in middle age, retirement was observed to be a                   130 843 participants without preexisting CVD.27
                                                                      time of increasing PA.22                                      •	 A similar analysis in the US using NHIS data from
                                                                   •	 A Nielsen Report using data from 2017 reported                   1990 to 1991 (N=67 762) found that after 20
                                                                      that adults spent an average of 5 hours 5 min-                   years of follow-up, 8.7% of all-cause mortality
                                                                      utes per day watching television (including live                 was attributed to levels of PA that were <150
                                                                      television and other television-connected devices                minutes of moderate-intensity equivalent activity
                                                                      such as DVDs or playing video games on a con-                    per week.28
                                                                      sole) and an hour and a half each day on com-                 •	 A study of US adults that linked a large, nation-
                                                                                                                                       ally representative sample of 10 535 participants
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               occurring at 3 to 5 times the PA recommendations            mortality, higher sedentary time was associated
CLINICAL STATEMENTS
                                                                               (HR, 0.61; 95% CI, 0.59–0.62). Furthermore,                 with a 22% higher risk of all-cause mortality (HR,
   AND GUIDELINES
                                                                               there was no evidence of harm associated with               1.22; 95% CI, 1.09–1.41). This association was
                                                                               performing ≥10 times the recommended mini-                  more pronounced at lower levels of PA than at
                                                                               mum (HR, 0.68; 95% CI, 0.59–0.78).31                        higher levels.39
                                                                            •	 Similarly, a population-based cohort in New South        •	 A meta-analysis that included >1 million par-
                                                                               Wales, Australia, of 204 542 adults followed up             ticipants across 16 studies compared the risk
                                                                               for an average of 6.5 years evaluated the relation-         associated with sitting time and television
                                                                               ship of PA to mortality risk. It found that compared        viewing in physically active and inactive study
                                                                               with those who reported no moderate to vigor-               participants. For inactive individuals (defined
                                                                               ous PA, the adjusted HRs for all-cause mortality            as the lowest quartile of PA), those sitting >8
                                                                               were 0.66 (95% CI, 0.61–0.71) for those report-             h/d had a higher all-cause mortality risk than
                                                                               ing 10 to 149 min/wk, 0.53 (95% CI, 0.48–0.57)              those sitting <4 h/d. For active individuals (top
                                                                               for those reporting 150 to 299 min/wk, and 0.46             quartile for PA), sitting time was not associated
                                                                               (95% CI, 0.43–0.49) for those reporting ≥300                with all-cause mortality, but active people who
                                                                               min/wk of activity.32                                       watched television ≥5 h/d did have higher mor-
                                                                            •	 In the Women’s Health Study (N=28 879; mean                 tality risk.40
                                                                               age, 62 years), females participating in strength
                                                                                                                                      Objectively Measured Physical Inactivity/
                                                                               training (1–19, 20–59, and 60–149 min/wk com-
                                                                                                                                      Sedentary Time and Mortality
                                                                               pared with 0 min/wk) had lower risk of all-cause
                                                                                                                                        •	 In a subsample of NHANES (participants with
                                                                               mortality (HR [95% CI], 0.73 [0.65–0.82], 0.71
                                                                                                                                           objectively measured PA and between the ages
                                                                               [0.62–0.82], and 0.81 [0.67–0.97], respectively),
                                                                                                                                           of 50 and 79 years [N=3029]), models that
                                                                               but performing ≥150 min/wk strength training
                                                                                                                                           replaced sedentary time with 10 min/d of mod-
                                                                               was not associated with lower risk of all-cause
                                                                                                                                           erate to vigorous PA were associated with lower
                                                                               mortality (HR, 1.10; 95% CI, 0.77–1.56) because
                                                                                                                                           all-cause mortality (HR, 0.70; 95% CI, 0.57–0.85)
                                                                               of very wide CIs.33
                                                                                                                                           after 5 to 8 years of follow-up. Even substitut-
                                                                            •	 A meta-analysis also revealed an association
                                                                                                                                           ing in 10 min/d of light activity was associated
                                                                               between participating in more transportation-
                                                                                                                                           with lower all-cause mortality (HR, 0.91; 95% CI,
                                                                               related PA and lower all-cause mortality risk.34 In
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                                                                           0.86–0.96).41
                                                                               contrast, higher occupational PA has been asso-
                                                                                                                                        •	 In an analysis from the Women’s Health Study,
                                                                               ciated with higher mortality in males but not
                                                                                                                                           objective measures of PA and sedentary behavior
                                                                               females.35 It is unclear whether confounding fac-
                                                                                                                                           using an accelerometer were associated with all-
                                                                               tors such as fitness, SES, or other domains of PA
                                                                                                                                           cause mortality. The highest levels of overall PA
                                                                               might impact this relationship.
                                                                                                                                           volume, as measured by the accelerometer, were
                                                                            •	 In a longitudinal cohort study of 263 540 partici-
                                                                                                                                           associated with 60% to 70% lower risk of all-
                                                                               pants from the UK Biobank cohort, commuting by
                                                                                                                                           cause mortality. This inverse association between
                                                                               bicycle was associated with a lower risk of CVD
                                                                                                                                           overall PA and all-cause mortality was largely
                                                                               mortality and all-cause mortality (HR, 0.48 and
                                                                                                                                           driven by the moderate to vigorous PA levels; light
                                                                               0.59, respectively). Commuting by walking was
                                                                                                                                           PA or sedentary behavior was not associated with
                                                                               associated with a lower risk of CVD mortality (HR,
                                                                                                                                           mortality risk in this cohort after accounting for
                                                                               0.64) but not all-cause mortality.36
                                                                                                                                           moderate to vigorous PA.42
                                                                            •	 In a study involving 55 137 adults followed up
                                                                                                                                        •	 In a cohort study of 7985 middle- and older-aged
                                                                               over an average of 15 years, running even 5 to 10
                                                                                                                                           US adults, the REGARDS study objectively mea-
                                                                               min/d and at slow speeds (<6 mph) was associ-
                                                                                                                                           sured total sedentary time (HR [95% CI] for high-
                                                                               ated with a markedly reduced risk of CVD and of
                                                                                                                                           est versus lowest quartile of total sedentary time,
                                                                               death attributable to all causes.37
                                                                                                                                           2.63 [1.60–4.30]) and longer sedentary bouts
                                                                            •	 In the Southern Community Cohort Study of
                                                                                                                                           (HR, 1.96; 95% CI, 1.31–2.93) were both associ-
                                                                               63 308 individuals followed up for >6.4 years,
                                                                                                                                           ated with higher risk of all-cause mortality.43
                                                                               more time spent being sedentary (>12 h/d versus
                                                                               <5.76 h/d) was associated with a 20% to 25%            Cardiorespiratory Fitness and Mortality
                                                                               increased risk of all-cause mortality in both black      •	 The Cooper Center Longitudinal Study, an analy-
                                                                               and white adults. Both PA (beneficial) and seden-           sis conducted on 16 533 participants, revealed
                                                                               tary time (detrimental) were associated with mor-           that across all risk factor strata, the presence of
                                                                               tality risk.38                                              low cardiorespiratory fitness was associated with
                                                                            •	 In a meta-analysis of 13 studies evaluating the             a greater risk of CVD death over a mean follow-
                                                                               association between sedentary time and all-cause            up of 28 years.44
• In a longitudinal cohort study from the UK cardiorespiratory fitness (based on age- and sex-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      Biobank data, the association between PA and all-                specific standards) was 42.2% (Chart 4-3), down
                                                                                                                                                                                                              AND GUIDELINES
                                                                      cause mortality was strongest among those with                   from 52.4% in 1999 to 2000.15
                                                                      lowest hand-grip strength and lowest cardiorespi-
                                                                                                                                  Adults
                                                                      ratory fitness, which suggests that strength and
                                                                                                                                  (See Charts 4-11 and 4-12)
                                                                      possibly cardiorespiratory fitness could moderate
                                                                                                                                    •	 The prevalence of physical inactivity among
                                                                      the association between PA and mortality.45
                                                                                                                                       adults ≥18 years of age, overall and by sex, has
                                                                   •	 In a retrospective cohort study of 57 085 individu-
                                                                                                                                       decreased from 1998 to 2016, with the largest
                                                                      als who were clinically referred for stress testing
                                                                      (but without established CAD or HF), cardiore-                   drop occurring in the past decade, from 40.2%
                                                                      spiratory fitness–associated “biologic age” was a                to 26.9% between 2005 and 2016, respectively
                                                                      stronger predictor of mortality over 10 years of                 (Chart 4-11).7,47 The prevalence of physical inac-
                                                                      follow-up than chronological age.46                              tivity has surpassed the target for Healthy People
                                                                                                                                       2020, which was 32.6%.47
                                                                                                                                    •	 A 2.3% decline in physical inactivity between
                                                                Secular Trends                                                         1980 and 2000 was estimated to have prevented
                                                                Youth                                                                  or postponed ≈17 445 deaths (≈5%) attributable
                                                                In 2015 (YRBSS)4:                                                      to CHD in the United States.48
                                                                   •	 Among students nationwide, there was a sig-                   •	 The age-adjusted percentage of US adults who
                                                                      nificant increase in the number of individuals                   reported meeting both the muscle-strengthening
                                                                      reporting participation in muscle-strengthening                  and aerobic guidelines increased from 14.4% in
                                                                      activities on ≥3 days per week, from 47.8% in                    1998 to 21.4% in 2015 (Chart 4-12).14 The per-
                                                                      1991 to 53.4% in 2015; however, the prevalence                   centage of US adults who reported meeting the
                                                                      did not change substantively from 2013 (51.7%)                   aerobic guideline increased from 40.1% in 1998
                                                                      to 2015 (53.4%).                                                 to 49.7% in 2015.14,49
                                                                   •	 A significant increase occurred in the number of              •	 Although it appears that leisure-time PA has been
                                                                      youth reporting having used computers not for                    increasing in recent years, trends in technology
                                                                      school work for ≥3 h/d compared with 2003                        behavior could influence both PA and sedentary
                                                                      (22.1% versus 41.7% in 2015). The prevalence                     time. Nielsen reports of adult smartphone app/
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                      increased from 2003 to 2009 (22.1% versus                        web use comparing data collected in 2012 and
                                                                      24.9%) and then increased more rapidly from                      2014 (48 min/d and 1 hour 25 minutes per day,
                                                                      2009 to 2015 (24.9% versus 41.7%).                               respectively)47 to 2017 (2 hours 28 minutes per
                                                                      —	 From 2004 to 2009, the Kaiser Family                          day)50 suggest extreme increases in use over the
                                                                            Foundation reported that the proportion of                 past few years. Although they acknowledge that
                                                                            8- to 18-year-olds who owned their own cell                there were inconsistent methods in data collec-
                                                                            phone increased from 39% to 66%,17 which                   tion among these different reports, the reported
                                                                            could also contribute to higher exposure to                changes in technology behavior over such a short
                                                                            screen time in children.                                   period of time are striking.
                                                                   •	 Nationwide, the number of high school stu-                       —	 During this time period, from 2012 to 2017,
                                                                      dents who reported attending physical education                        television viewing decreased from 5 hours 28
                                                                      classes at least once per week did not change                          minutes per day to 5 hours 5 minutes per
                                                                      substantively between 2013 (48.0%) and 2015                            day. Time spent on a computer decreased
                                                                      (51.6%).                                                               from 1 hour 3 minutes to <52 minutes in
                                                                      —	 The number of high school students report-                          2017. However, in 2017, tablet use was also
                                                                            ing attending daily physical education                           measured and contributed to screen time, at
                                                                            classes changed in nonlinear ways over time.                     34 min/d.
                                                                            Attendance initially decreased from 1991 to                —	 The relationships between changes in tech-
                                                                            1995 (from 41.6% to 25.4%) and did not                           nology habits and sedentary time have not
                                                                            substantively change between 1995, 2013,                         been measured systematically.
                                                                            and 2015 (25.4%, 29.4%, and 29.8%,
                                                                            respectively).
                                                                                                                                  Complications of Physical Inactivity: The
                                                                   •	 The prevalence of high school students playing
                                                                      ≥1 team sport in the past year did not substan-             Cardiovascular Health Impact
                                                                      tively change between 2013 (54.0%) and 2015                 Youth
                                                                      (57.6%). In 2012, the prevalence of adolescents               •	 In a study from the NHANES cohort, of par-
                                                                      aged 12 to 15 years with adequate levels of                      ticipants aged 6 to 17 years with objective
                                                                                 had lower SBP, lower glucose levels, and lower         •	 A total of 120 to 150 min/wk of moderate-inten-
                                                                                 insulin levels than participants in the lowest PA         sity activity, compared with none, can reduce the
                                                                                 group.51                                                  risk of developing metabolic syndrome.3
                                                                            •	   Similarly, a higher amount of objectively mea-         •	 Even lighter-intensity activities, such as yoga,
                                                                                 sured sedentary duration assessed by accelerom-           were reported to improve BMI, BP, triglycerides,
                                                                                 eter among children aged 10 to 14 years old is            LDL-C, and HDL-C but not fasting blood glucose
                                                                                 associated with greater odds of hypertriglyceride-        in a meta-analysis of 32 RCTs comparing yoga to
                                                                                 mia and cardiometabolic risk.52                           nonexercise control groups.59
                                                                            •	   For elementary school children, engagement in          •	 In a sample of 466 605 participants in the China
                                                                                 organized sports for ≈1 year was associated with          Kadoorie Biobank study, a 1-SD (1.5 h/d) increase
                                                                                 lower clustered cardiovascular risk.53                    in sedentary time was associated with a 0.19-U
                                                                            •	   In a study of 36 956 Brazilian adolescents, self-         higher BMI, a 0.57-cm larger WC, and 0.44%
                                                                                 reported higher moderate to vigorous PA levels            more body fat. Both higher sedentary leisure time
                                                                                 and lower screen time were associated with lower          and lower PA were independently associated with
                                                                                 cardiometabolic risk. Furthermore, the association        an increased BMI.60
                                                                                 of screen time with cardiometabolic risk was mod-      •	 In a dose-response meta-analysis of 22 studies
                                                                                 ified by BMI. In contrast, the association between        with 330 222 participants evaluating the associa-
                                                                                 moderate to vigorous PA and cardiometabolic risk          tion between PA levels and risk of hypertension,
                                                                                 was independent of BMI.54                                 each 10 MET h/wk higher level of leisure time PA
                                                                            •	   In a prospective study of 700 Norwegian 10-year-          was associated with a 6% lower risk of hyperten-
                                                                                 old children with objective measures of PA, higher        sion (RR, 0.94; 95% CI, 0.92–0.96)].61
                                                                                 levels of moderate PA at baseline were associated      •	 In a meta-analysis of 17 trials with 5075 pregnant
                                                                                 with lower triglyceride levels and lower insulin          female participants that evaluated the effects of
                                                                                 resistance at 7-month follow-up. In contrast, sed-        exercise during pregnancy, aerobic exercise for
                                                                                 entary time duration was not associated with car-         ≈30 to 60 minutes 2 to 7 times per week dur-
                                                                                 diometabolic risk factors on follow-up.55                 ing pregnancy was associated with significantly
         Downloaded from http://ahajournals.org by on February 7, 2019
for an average of 9 years, those who reported Furthermore, high domestic work in females (2.4
                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                      moderate activity were found to be at lower risk                   years) and high gardening in males (2 years) was
                                                                                                                                                                                                               AND GUIDELINES
                                                                      of CHD, a cerebrovascular event, or a thrombotic                   also associated with an increased CVD-free life
                                                                      event. However, strenuous PA was not found to                      span.74
                                                                      be as beneficial as moderate PA.67                            •	   Cardiorespiratory fitness and PA levels are impor-
                                                                   •	 In a prospective cohort study of 168 916 par-                      tant determinants of HF risk in the general popu-
                                                                      ticipants from 17 countries, compared with low                     lation. In the Cooper Center Longitudinal Study
                                                                      levels of self-reported PA (<150 min/wk of mod-                    population, higher levels of cardiorespiratory fit-
                                                                      erate-intensity PA), moderate (150–750 min/wk)                     ness in midlife were associated with lower risk of
                                                                      and high (>750 min/wk) levels of PA were associ-                   HF, MI, and stroke.75
                                                                      ated with a graded lower risk of major cardiovas-                  —	 The inverse association between higher fit-
                                                                      cular events (HR [95% CI] high versus low: 0.75                         ness levels and risk of HF (HR per 1-MET
                                                                      [0.69–0.82]; moderate versus low: 0.86 [0.78–                           higher fitness level, 0.79; 95% CI, 0.75–0.83
                                                                      0.93]; high versus moderate: 0.88 [0.82–0.94])                          for males) was stronger than observed for
                                                                      over an average 6.9 years of follow-up time.27                          risk of MI (HR, 0.91; 95% CI, 0.87–0.95).75
                                                                   •	 In the 2-year LIFE study of older adults (mean                     —	 Cardiorespiratory fitness accounted for 47%
                                                                      age, 78.9 years), higher levels of PA, measured by                      of the HF risk associated with higher BMI
                                                                      accelerometer, were associated with lower risk of                       levels.11
                                                                      adverse cardiovascular events.68                                   —	 Improvement in cardiorespiratory fitness in
                                                                   •	 In a dose-response meta-analysis of 12 prospec-                         middle age was also strongly associated with
                                                                      tive cohort studies (n=370 460), there was an                           lower risk of HF among the Cooper Center
                                                                      inverse dose-dependent association between PA                           Longitudinal Study participants (HR per
                                                                      levels and risk of HF. PA levels at the guideline-                      1-MET increase in fitness levels, 0.83; 95%
                                                                      recommended minimum (500 MET min/wk) were                               CI, 0.74–0.93).76
                                                                      associated with 10% lower risk of HF. PA at twice             •	   Lower levels of cardiorespiratory fitness have also
                                                                      and 4 times the guideline-recommended levels                       been associated with higher risk of HF in a recent
                                                                      was associated with 19% and 35% lower risk of                      study of 21 080 veterans, with a 91% higher risk
                                                                      HF, respectively.69                                                of HF noted among low-fit participants (HR, 1.91;
                                                                   •	 Furthermore, a recent individual level pooled
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                                                                               risk of mortality such that doubling the exercise         PA was associated with lower mortality at 7-year
CLINICAL STATEMENTS
                                                                               of patients with a recent MI was significantly            ($2853 in 2012) were for those not meeting the
                                                                               lower in patients who participated in supervised          PA guidelines. Healthcare costs included hospital-
                                                                               (N=593) versus unsupervised (N=531) exercise              izations, prescribed medications, outpatient visits
                                                                               programming.86                                            (hospital outpatient visits and office-based visits),
                                                                            •	 Early mortality after a first MI was lower for            ED visits, and other expenditures (dental visits,
                                                                               patients who had higher exercise capacity before          vision aid, home health care, and other medical
                                                                               the MI event. Every 1-MET-higher exercise capac-          supplies).94
                                                                               ity before the MI was associated with an 8%            •	 A systematic review of population-based inter-
                                                                               to 10% lower risk of mortality at 28 days, 90             ventions to encourage PA found that improving
                                                                               days, and 365 days after MI.87 A study of 3572            biking trails, distributing pedometers, and school-
                                                                               patients with recent MI demonstrated significant          based PA were most cost-effective.95
                                                                               sex differences in PA after AMI. Females were          •	Interventions and community strategies to
                                                                               more likely to be inactive than males within 12           increase PA have been shown to be cost-effective
                                                                               months after the AMI episode (OR, 1.37; 95%               in terms of reducing medical costs96:
                                                                               CI, 1.21–1.55).88                                         —	 Nearly $3 in medical cost savings is realized
                                                                            •	 A recent study of participants included in the WHI              for every $1 invested in building bike and
                                                                               observational study who experienced a clinical MI               walking trails.
                                                                               during the study demonstrated that compared               —	 The incremental cost-effectiveness ratio
                                                                               with those who maintained low PA levels after the               ranges from $14 000 to $69 000 per QALY
                                                                               MI event, participants had lower risk of mortality              gained from interventions such as pedom-
                                                                               with improvement in PA levels (HR, 0.54; 95% CI,                eter or walking programs compared with no
                                                                               0.36–0.86) or with sustained high PA levels (HR,                intervention, especially in high-risk groups.
                                                                               0.52; 95% CI, 0.36–0.73).89
                                                                            •	Among 2370 individuals with CVD who
                                                                               responded to the Taiwan National Health              Strategies to Prevent Physical Inactivity
                                                                               Interview Survey, achieving more total PA,           The US Surgeon General has introduced “Step It Up!,
                                                                               leisure-time PA, and domestic and work-related       a Call to Action to Promote Walking and Walkable
Communities” in recognition of the importance of PA.97 • Worksite interventions for sedentary occupa-
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                There are roles for communities, schools, and worksites.              tions, such as providing “activity-permissive”
                                                                                                                                                                                                             AND GUIDELINES
                                                                                                                                      workstations and email contacts that promote
                                                                Communities
                                                                                                                                      breaks, have reported increased occupational
                                                                  •	 Community-level interventions have been shown
                                                                                                                                      light activity, and the more adherent individu-
                                                                     to be effective in promoting increased PA.
                                                                                                                                      als observed improvements in cardiometabolic
                                                                     Communities can encourage walking with street
                                                                                                                                      outcomes.103,104
                                                                     design that includes sidewalks, improved street
                                                                     lighting, and landscaping design that reduces
                                                                     traffic speed to improve pedestrian safety. Higher           Family History and Genetics
                                                                     neighborhood walkability has been associated
                                                                     with lower prevalence of overweight, obesity,                 •	It is clear that environmental factors can play a
                                                                     and lower incidence of DM.98 Moving to a walk-                  role in PA and sedentary behavior and the context
                                                                     able neighborhood was associated with a lower                   in which these behaviors occur. However, PA and
                                                                     risk for incident hypertension in the Canadian                  sedentary behavior can also be determined in part
                                                                     Community Health Survey.99                                      by genetics, with heritability estimates of up to
                                                                  •	 Community-wide campaigns include a variety                      47%, although few loci have been identified or
                                                                     of strategies such as media coverage, risk factor               replicated.105,106
                                                                     screening and education, community events, and
                                                                     policy or environmental changes.
                                                                  •	 Educating the public on the recommended PA
                                                                                                                                  Global Burden
                                                                     guidelines could increase adherence. In a study              (See Chart 4-13)
                                                                     examining awareness of current US PA guidelines,              •	 Physical inactivity is responsible for 12.2% of
                                                                     only 33% of respondents had direct knowledge                     the global burden of MI after accounting for
                                                                     of the recommended dosage of PA (ie, frequency/                  other CVD risk factors such as cigarette smok-
                                                                     duration).100                                                    ing, DM, hypertension, abdominal obesity, lipid
                                                                                                                                      profile, excessive alcohol intake, and psychosocial
                                                                Schools
                                                                                                                                      factors.107
                                                                  •	 Schools can provide opportunities for PA through
                                                                                                                                   •	 Worldwide, the prevalence of physical inactiv-
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                                                                         Chart 4-1. Prevalence of meeting both the aerobic and muscle-strengthening guidelines for the 2008 Physical Activity Guidelines for Americans
                                                                         among adults ≥18 years of age, overall and by sex and race/ethnicity.
                                                                         Data are age adjusted for adults ≥18 years of age.
                                                                         NH indicates non-Hispanic.
                                                                         Source: National Health Interview Survey, 2016 (National Center for Health Statistics).7
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 4-2. Prevalence of students in grades 9 to 12 who were active at least 60 min/d on all 7 days by race/ethnicity and sex.
                                                                         “Currently recommended levels” was defined as activity that increased their heart rate and made them breathe hard some of the time for a total of ≥60 min/d on
                                                                         all 7 days preceding the survey.
                                                                         NH indicates non-Hispanic.
                                                                         Source: Youth Risk Behavior Surveillance Survey, 2015.4
                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 4-3. Prevalence of students in grades 9 to 12 who did not participate in ≥60 minutes of physical activity on any day in the past 7 days by
                                                                race/ethnicity and sex.
                                                                NH indicates non-Hispanic.
                                                                Source: Youth Risk Behavior Surveillance Survey, 2015.4
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                                                                Chart 4-4. Prevalence of children 12 to 15 years of age who had adequate levels of cardiorespiratory fitness by sex and age (NHANES, National
                                                                Youth Fitness Survey, 2012).
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: NHANES, National Youth Fitness Survey, 2012.15
                                                                         Chart 4-5. Percentage of students in grades 9 to 12 who used a computer* for ≥3 hours on an average school day by race/ethnicity and sex.
                                                                         NH indicates non-Hispanic.
                                                                         *For something other than school work.
                                                                         Source: Youth Risk Behavior Surveillance Survey, 2015.4
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 4-6. Prevalence of meeting the aerobic guideline of the 2008 Physical Activity Guidelines for Americans among adults ≥18 years of age by
                                                                         race/ethnicity and sex (NHIS, 2016).
                                                                         Percentages are age adjusted. The aerobic guidelines of the 2008 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time
                                                                         physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination.
                                                                         NH indicates non-Hispanic; and NHIS, National Health Interview Survey.
                                                                         Source: NHIS, 2016 (National Center for Health Statistics).7
                                                                                                                                                                                                                                  CLINICAL STATEMENTS
                                                                                                                                                                                                                                     AND GUIDELINES
                                                                Chart 4-7. Prevalence of meeting the aerobic guideline of the 2008 Physical Activity Guidelines for Americans among adults ≥25 years of age by
                                                                educational attainment (NHIS, 2016).
                                                                Percentages are age adjusted. The aerobic guidelines of the 2008 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time
                                                                physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination.
                                                                GED indicates General Educational Development; and NHIS, National Health Interview Survey.
                                                                Source: NHIS, 2016 (National Center for Health Statistics).7
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                                                                Chart 4-8. Prevalence of meeting the aerobic guideline for the 2008 Physical Activity Guidelines for Americans among adults ≥18 years of age by
                                                                location of residence (NHIS, 2016).
                                                                Percentages are age adjusted. The aerobic guidelines of the 2008 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time
                                                                physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination.
                                                                MSA indicates metropolitan statistical area; and NHIS, National Health Interview Survey.
                                                                Source: NHIS, 2016 (National Center for Health Statistics).7
                                                                         Chart 4-9. Prevalence of meeting the aerobic and muscle-strengthening guidelines for the 2008 Physical Activity Guidelines for Americans among
                                                                         adults ≥18 years of age by poverty level and type of activity (NHIS, 2016).
                                                                         Percentages are age adjusted. The aerobic guidelines of the 2008 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time
                                                                         physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination and performing muscle-strengthening activities at least 2 days per week.
                                                                         NHIS indicates National Health Interview Survey.
                                                                         Source: NHIS, 2016 (National Center for Health Statistics).7
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 4-10. Prevalence of meeting both the aerobic and muscle-strengthening guidelines for the 2008 Physical Activity Guidelines for Americans
                                                                         among adults ≥18 years of age by disability status.
                                                                         Percentages are age adjusted. The aerobic guidelines of the 2008 Federal Physical Activity Guidelines for Americans recommend engaging in moderate leisure-time
                                                                         physical activity for ≥150 min/wk or vigorous activity ≥75 min/wk or an equivalent combination.
                                                                         Source: National Health Interview Survey, 1998 to 2016 (National Center for Health Statistics).7
                                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                                                                                                                                                                                        AND GUIDELINES
                                                                Chart 4-11. Trends in the prevalence of physical inactivity among adults ≥18 years of age, overall and by sex (NHIS, 1998–2016).
                                                                Percentages are age adjusted. Physical inactivity is defined as reporting no engagement in leisure-time physical activity in bouts lasting ≥10 minutes.
                                                                NHIS indicates National Health Interview Survey.
                                                                Source: NHIS, 1998 to 2016 (National Center for Health Statistics).7
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 4-12. Trends in meeting the physical activity guidelines of the 2008 Federal Physical Activity Guidelines for Americans through leisure-time
                                                                activity only among adults ≥18 years of age by type of activity (NHIS, 1998–2015).
                                                                Source: NHIS, 1998 to 2015 (National Center for Health Statistics).
                                                                         Chart 4-13. Age-standardized global mortality rates attributable to low physical activity per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016 with permission.109 Copyright © 2017, University of Washington.
         Downloaded from http://ahajournals.org by on February 7, 2019
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                                                                           DASH            Dietary Approaches to Stop Hypertension                   and decreased consumption of 100% fruit juice (0.43
                                                                           DBP             diastolic blood pressure                                  to 0.32 servings/d) and white potatoes (0.39 to 0.32
                                                                           DM              diabetes mellitus                                         servings/d).4 No major improvements in consumption of
                                                                           GBD             Global Burden of Disease                                  sodium, fish, fruits and vegetables, processed meats,
                                                                           HbA1c           hemoglobin A1c (glycosylated hemoglobin)
                                                                                                                                                     and saturated fat were noted.
                                                                           HDL             high-density lipoprotein
                                                                           HDL-C           high-density lipoprotein cholesterol
                                                                                                                                                        Smaller improvements in AHA healthy diet scores
                                                                           HEI             Healthy Eating Index                                      were seen in minority groups and those with lower
                                                                           HF              heart failure                                             income or education (Charts 5-1 and 5-2).4 For exam-
                                                                           HR              hazard ratio                                              ple, the proportion with a poor diet (<40% adher-
                                                                           LDL             low-density lipoprotein                                   ence) decreased from 50.5% to 35.7% in adults with
                                                                           LDL-C           low-density lipoprotein cholesterol
                                                                                                                                                     income-to-poverty ratio ≥3.0, but only from 67.8%
                                                                           MI              myocardial infarction
                                                                           MUFA            monounsaturated fatty acid
                                                                                                                                                     to 60.6% in adults with income-to-poverty ratio <1.3
                                                                           NH              non-Hispanic                                              (Chart 5-2).
                                                                           NHANES          National Health and Nutrition Examination Survey
                                                                           PA              physical activity
                                                                           PREDIMED        Prevención con Dieta Mediterránea                         Global Trends in Key Dietary Factors
                                                                           PUFA            polyunsaturated fatty acid                                Globally, between 1999 and 2010, SSB intake increased
                                                                           RCT             randomized controlled trial
                                                                                                                                                     in several countries.5 SSB consumption was highest in
                                                                           REGARDS         Reasons for Geographic and Racial Differences in Stroke
                                                                           RR              relative risk                                             the Caribbean, with adults consuming on average 2
                                                                           SBP             systolic blood pressure                                   servings per day, and lowest in East Asia, at 0.20 serv-
                                                                           SCD             sudden cardiac death                                      ings per day. Adults in the United States had the 26th-
                                                                           SES             socioeconomic status                                      highest consumption among 187 countries.
                                                                           SFA             saturated fatty acid
                                                                                                                                                        A number of countries and US cities have imple-
                                                                           SNAP            Supplemental Nutrition Assistance Program
                                                                           SNP             single-nucleotide polymorphism
                                                                                                                                                     mented SSB taxes.6 In Mexico, a 1 peso per liter excise
                                                                           SSB             sugar-sweetened beverage                                  tax was implemented in January 2014. In a study using
                                                                           TC              total cholesterol                                         store purchase data from 6645 Mexican households,
                                                                           TOHP            Trials of Hypertension Prevention                         posttax volume of beverages purchased decreased by
                                                                           WHI             Women’s Health Initiative                                 5.5% in 2014 and by 9.7% in 2015 compared with
predicted volume of beverages purchased based on • Consumption of whole grains was 1.1 serv-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                pretax trends. Although all socioeconomic groups                     ings per day by NH white males and females,
                                                                                                                                                                                                            AND GUIDELINES
                                                                experienced declines in SSB purchases, the lowest                    0.8 to 0.9 servings per day by NH black males
                                                                socioeconomic group had the greatest decline in SSB                  and females, and 0.6 to 0.8 servings per day by
                                                                purchases (9.0% in 2014 and 14.3% in 2015).7 In                      Mexican American males and females. For each
                                                                Berkeley, CA, a 1 cent per ounce SSB excise tax was                  of these groups, <10% of adults in 2011 to 2012
                                                                implemented in January 2015.8 Using store-level data,                met guidelines of ≥3 servings per day.
                                                                posttax year 1 SSB sales declined by 9.6% compared                •	 Fruit consumption ranged from 1.0 to 1.6 serv-
                                                                with predicted SSB sales based on pretax trends. By                  ings per day in these racial or ethnic subgroups:
                                                                comparison, SSB sales increased by 6.9% in non-                      ≈9% of NH whites, 7% of NH blacks, and 6%
                                                                Berkeley stores in adjacent cities.                                  of Mexican Americans met guidelines of ≥2 cups
                                                                    In 2010, mean sodium intake among adults world-                  per day. When 100% fruit juices were included,
                                                                wide was 3950 mg/d.9 Across world regions, mean                      the number of servings increased and the pro-
                                                                sodium intakes were highest in Central Asia (5510                    portions of adults consuming ≥2 cups per day
                                                                mg/d) and lowest in eastern sub-Saharan Africa (2180                 nearly doubled in NH whites, doubled in NH
                                                                mg/d). Across countries, the lowest observed mean                    blacks, and more than doubled in Mexican
                                                                national intakes were ≈1500 mg/d. Between 1990 and                   Americans.
                                                                2010, global mean sodium intake appeared to remain                •	 Nonstarchy vegetable consumption ranged from
                                                                relatively stable, although data on trends in many world             1.7 to 2.7 servings per day. Across all racial/eth-
                                                                regions were suboptimal.9                                            nic subgroups, NH white females were the only
                                                                    In a systematic review of population-level sodium                group meeting the target of consuming ≥2.5
                                                                initiatives, reduction in mean sodium intake occurred                cups per day.
                                                                in 5 of 10 initiatives.10 Successful population-level             •	 Consumption of fish and shellfish was lowest
                                                                sodium initiatives tended to use multiple strategies                 among Mexican American females and white
                                                                and included structural activities, such as food product             females (0.8 and 1.0 servings per week, respec-
                                                                reformulation. For example, Finland initiated a nation-              tively) and highest among NH black females and
                                                                wide campaign in the late 1970s through public edu-                  NH black and Mexican American males (1.9 and
                                                                cation, collaboration with the food industry, and salt               1.7 servings per week, respectively). Generally,
                                                                labeling legislation. From 1979 to 2002, mean 24-hour                only 15% to 27% of adults in each sex and racial
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                urine sodium excretion in population-based samples                   or ethnic subgroup consumed ≥2 servings per
                                                                decreased in Finnish males (5.1 to 3.9 g/d) and females              week.
                                                                (4.1 to 3.0 g/d), with concurrent decreases in mean               •	 Weekly consumption of nuts and seeds was
                                                                SBP and prevalence of hypertension.11,12 Similarly, the              ≈3.5 servings among NH whites and 2.5 serv-
                                                                United Kingdom initiated a nationwide salt reduction                 ings among NH blacks and Mexican Americans.
                                                                program in 2003 to 2004 that included consumer                       Approximately 1 in 4 whites, 1 in 6 NH blacks,
                                                                awareness campaigns, progressively lower salt targets                and 1 in 8 Mexican Americans met guidelines of
                                                                for various food categories, clear nutritional label-                ≥4 servings per week.
                                                                ing, and working with industry to reformulate foods.              •	 Consumption of unprocessed red meats was
                                                                Mean sodium intake in the United Kingdom decreased                   higher in males than in females, up to 4.8 serv-
                                                                by 15% from 2003 to 2011,13 along with concurrent                    ings per week in Mexican American males.
                                                                decreases in BP (3.0/1.4 mm Hg) in patients not taking            •	 Consumption of processed meats was lowest
                                                                antihypertensive medication, stroke mortality (42%),                 among Mexican American females (1.1 servings
                                                                and CHD mortality (40%) (P<0.001 for all compari-                    per week) and highest among NH black and NH
                                                                sons); these findings remained statistically significant             white males (≈2.5 servings per week). Between
                                                                after adjustment for changes in demographics, BMI,                   57% (NH white males) and 79% (Mexican
                                                                and other dietary factors.                                           American females) of adults consumed ≤2 serv-
                                                                                                                                     ings per week.
                                                                                                                                  •	 Consumption of SSBs ranged from 6.8 servings
                                                                Dietary Habits in the United States:                                 per week among NH white females to nearly
                                                                Current Intakes                                                      12 servings per week among Mexican American
                                                                Foods and Nutrients                                                  males. Females generally consumed less than
                                                                Adults                                                               males. Some adults, from 33% of Mexican
                                                                The average dietary consumption by US adults of                      American males to 65% of NH white females,
                                                                selected foods and nutrients related to cardiometabolic              consumed <36 oz/wk.
                                                                health based on data from 2011 to 2012 NHANES is                  •	 Consumption of sweets and bakery desserts
                                                                detailed below3:                                                     ranged from 3.9 servings per week (Mexican
                                                                               American males) to >7 servings per week (white         consuming ≥2 cups per day increased to nearly
CLINICAL STATEMENTS
                                                                               Mexican American males) consumed <2.5 serv-            10 to 14 years of age, and 15% of those 15 to
                                                                               ings per week.                                         19 years of age.
                                                                            •	 Consumption of eicosapentaenoic acid and doc-       •	 Nonstarchy vegetable consumption was low,
                                                                               osahexaenoic acid ranged from 0.058 to 0.117           ranging from 1.1 to 1.5 servings per day, with
                                                                               g/d in each sex and racial or ethnic subgroup.         <1.5% of children in different age and sex sub-
                                                                               Fewer than 8% of NH whites, 14% of NH blacks,          groups meeting guidelines of ≥2.5 cups per day.
                                                                               and 11% of Mexican Americans consumed               •	 Consumption of fish and shellfish was low,
                                                                               ≥0.250 g/d.                                            ranging between 0.3 and 1.0 servings per week
                                                                            •	 One-third to one-half of adults in each sex and        in all age and sex groups. Among all ages, only
                                                                               racial or ethnic subgroup consumed <10% of             7% to 14% of youths consumed ≥2 servings per
                                                                               total calories from saturated fat, and approxi-        week.
                                                                               mately one-half to two-thirds consumed <300         •	 Consumption of nuts, seeds, and beans ranged
                                                                               mg of dietary cholesterol per day.                     from 1.1 to 2.7 servings per week among differ-
                                                                            •	Only ≈7% to 10% of NH whites, 4% to 5% of               ent age and sex groups, and generally <15% of
                                                                               blacks, and 13% to 14% of Mexican Americans            children in different age and sex subgroups con-
                                                                               consumed ≥28 g of dietary fiber per day.               sumed ≥4 servings per week.
                                                                            •	Only ≈6% to 8% of adults in each age and             •	 Consumption of unprocessed red meats was
                                                                               racial or ethnic subgroup consumed <2.3 g of           higher in boys than in girls and increased with
                                                                               sodium per day. Estimated mean sodium intake           age, up to 3.6 and 2.5 servings per week in 15- to
                                                                               in the US by 24-hour urinary excretion was 4205        19-year-old boys and girls, respectively.
                                                                               mg/d for males and 3039 mg/d for females in         •	 Consumption of processed meats ranged from
                                                                               2013 to 2014. Estimates of sodium intake by            1.4 to 2.3 servings per week, and the majority of
                                                                               race, sex, and source are shown in Charts 5-3          children consumed <2 servings per week of pro-
                                                                               and 5-4.14 Sodium added to food outside the            cessed meats.
                                                                               home accounts for more than two-thirds of total     •	 Consumption of SSBs was higher in boys than
                                                                               sodium intake in the United States (Chart 5-4).15      in girls in the 5- to 9-year-old (7.7±6.2 versus
                                                                                                                                      6.0±3.8 servings per week) and 10- to 14-year-
         Downloaded from http://ahajournals.org by on February 7, 2019
• Consumption of dietary fiber ranged from ≈14 to • In an assessment of snacks served at YMCA after-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      16 g/d. Fewer than 3% of children in all age and                 school programs from 2006 to 2008, healthful
                                                                                                                                                                                                              AND GUIDELINES
                                                                      sex subgroups consumed ≥28 g/d.                                  snacks were ≈50% more expensive ($0.26 per
                                                                   •	 Consumption of sodium ranged from 3.1 to 3.5                     snack) than less healthful snacks.22
                                                                      g/d. Only 2% to 11% of children in different age              •	 In a 1-year (2013–2014) RCT of 30 after-school
                                                                      and sex subgroups consumed <2.3 g/d.                             programs in South Carolina, site leaders in the
                                                                                                                                       intervention group received assistance in estab-
                                                                                                                                       lishing snack budgets and menus and identify-
                                                                Impact on US Mortality                                                 ing low-cost outlets to purchase snacks that
                                                                (See Chart 5-5)                                                        met healthy eating standards. The intervention
                                                                Comparable risk assessment methods and nation-                         was successful in increasing the number of days
                                                                ally representative data were used to estimate the                     fruits and vegetables were served (3.9 versus 0.7
                                                                impact of 10 specific dietary factors on cardiometa-                   d/wk) and decreasing the number of days SSBs
                                                                bolic mortality in the United States in 2002 and 2012                  (0.1 versus 1.8 d/wk) and sugary foods (0.3 versus
                                                                (Chart 5-5).18 In 2012, 318 656 (45.4%) of 702 308                     2.7 d/wk) were served.23 Cost in the intervention
                                                                cardiometabolic deaths were estimated to be attribut-                  group was minimized by identifying low-cost gro-
                                                                able to poor dietary habits. The largest numbers of                    cery outlets or large bulk warehouse stores; cost
                                                                deaths attributable to diet were estimated to be from                  increased by $0.02 per snack in the intervention
                                                                high sodium intake (66 508; 9.5% of all cardiometa-                    group compared with a $0.01 per snack decrease
                                                                bolic deaths), low consumption of nuts/seeds (59 374;                  in the control group.
                                                                8.5%), high consumption of processed meats (57 766;
                                                                                                                                  Cost-Effectiveness of Sodium Reduction
                                                                8.2%), low intake of seafood omega-3 fats (54 626;
                                                                                                                                    •	 In a cost-effectiveness analysis using the Coronary
                                                                7.8%), low consumption of vegetables (53 410; 7.6%)
                                                                                                                                       Heart Disease Policy Model, a 1.2-g/d reduction in
                                                                and fruits (52 547; 7.5%), and high consumption of
                                                                                                                                       dietary sodium was projected to reduce US annual
                                                                SSBs (51 694; 7.4%). Between 2002 and 2012, pop-
                                                                                                                                       cases of incident CHD by 60 000 to 120 000,
                                                                ulation-adjusted US cardiometabolic deaths decreased
                                                                                                                                       stroke by 32 000 to 66 000, and total mortality by
                                                                by 26.5%, with declines in estimated diet-associated
                                                                                                                                       44 000 to 92 000.24 The projected benefits would
                                                                cardiometabolic deaths for PUFAs (−20.8%), nuts/
                                                                                                                                       be greater in blacks than in nonblacks. If accom-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         assessing diet quality.26 Different dietary patterns have     compared with low-income nations, high-income
CLINICAL STATEMENTS
                                                                         been defined, such as Mediterranean, DASH-type,               nations had better diet patterns based on healthful
   AND GUIDELINES
                                                                         HEI-2010, Alternate HEI, Western, prudent, and veg-           foods but substantially worse diet patterns based on
                                                                         etarian patterns. The original DASH diet was low fat;         unhealthful foods. Between 1990 and 2010, both
                                                                         a higher-MUFA DASH-type diet is even more health-             types of dietary patterns improved in high-income
                                                                         ful and similar to a traditional Mediterranean dietary        Western countries but worsened or did not improve
                                                                         pattern.27                                                    in low-income countries in Africa and Asia. Middle-
                                                                            Between 1999 and 2010, the average Alternate HEI–          income countries showed the largest improvements
                                                                         2010 score of US adults improved from 39.9 to 46.8.28         in dietary patterns based on healthful foods but
                                                                         This was related to reduced intake of trans fat (account-     the largest deteriorations in dietary patterns based
                                                                         ing for more than half of the improvement), SSBs, and         on unhealthful foods. Overall, global consumption
                                                                         fruit juice, as well as an increased intake of whole fruit,   of healthy foods improved but was outpaced by
                                                                         whole grains, PUFAs, and nuts and legumes. Adults             increased intake of unhealthy foods in most world
                                                                         with greater family income and education had higher           regions.
                                                                         scores, and the gap between low and high SES wid-
                                                                         ened over time, from 3.9 points in 1999 to 2000 to 7.8        Trends in Energy Intake
                                                                         points in 2009 to 2010.                                       Until 1980, total energy intake remained relatively
                                                                            Between 1999 and 2012, the mean HEI-2010                   constant33; however, data from NHANES indicate that
                                                                         score in US children and adolescents aged 2 to 18             average energy intake among US adults increased
                                                                         years improved from 42.5 to 50.9.29 One-third of the          from 1971, peaked at 2004, and has since stabilized.
                                                                         improvement was attributable to reduction in empty            Average total energy intakes among US white adults
                                                                         calorie intake; other HEI categories that improved            in 1971, 2004, and 2010 were 1992, 2283, and 2200
                                                                         included whole grains, fruit, seafood and plant pro-          kcal/d, respectively. Average total energy intakes among
                                                                         teins, greens and beans, and fatty acids (Chart 5-7).         US black adults in 1971, 2004, and 2010 were 1780,
                                                                         Participants in the National School Lunch Program and         2169, and 2134 kcal/d, respectively. This rise in energy
                                                                         the School Breakfast Program had lower HEI-2010               intake was primarily attributable to increased carbohy-
                                                                         scores than nonparticipants. There was also a trend           drate intake, particularly of starches, refined grains, and
                                                                         toward lower HEI-2010 in SNAP participants after the          sugars.34,35
                                                                         2003 to 2004 cycle. HEI-2010 scores were consistently             In a study using 4 nationally representative US
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         lower from 1999 to 2012 in NH blacks (39.6–48.4)              Department of Agriculture surveys of food intake
                                                                         than in NH whites (42.1–50.2) and were highest in             among US children,36 average portion sizes among
                                                                         Mexican Americans (44.1–51.9). In a study that used           US children increased for many foods between 1977
                                                                         household store purchase data (N=98 256 household-            and 2006. For example, pizza portion size increased
                                                                         by-quarter observations), SNAP participants purchased         from 406 to 546 calories, with much of this increase
                                                                         more calories from SSBs (15–20 kcal per person per            occurring from the 1990s to the 2000s. Portion sizes
                                                                         day), more sodium (174–195 mg per person per day),            for other foods increased, including Mexican food
                                                                         and fewer calories from fiber (−0.52 kcal per per-            (from 373 to 512 calories), cheeseburgers (from 380
                                                                         son per day) than income-eligible and higher-income           to 473 calories), soft drinks (from 121 to 155 calo-
                                                                         nonparticipants.30                                            ries), fruit drinks (from 106 to 133 calories), and salty
                                                                            The impact of the October 2009 Special Supplemental        snacks (from 124 to 165 calories). French fry portion
                                                                         Nutrition Program for Women, Infants, and Children            sizes increased at fast food locations but not stores
                                                                         food package revision (more fruits, vegetables, whole         and restaurants. Soft drink and pizza portion sizes
                                                                         grains, and lower-fat milk) was examined using 2003           increased at all food sources (stores, restaurants, and
                                                                         to 2008 and 2011 to 2012 NHANES data in 2- to                 fast food locations).
                                                                         4-year-old children from low-income households.31 The             In a quantitative analysis using various US sur-
                                                                         Women, Infants, and Children food package revisions           veys between 1977 and 2010, the relationships of
                                                                         were associated with significant improvements in HEI-         national changes in energy density, portion sizes, and
                                                                         2010 score (3.7-higher HEI points; 95% CI, 0.6–6.9),          number of daily eating/drinking occasions to changes
                                                                         with the greatest improvement coming from a 3.4-fold          in total energy intake were assessed.37 Total energy
                                                                         increase (95% CI, 1.3–9.4) in the greens and beans            intake increased by 108 kcal/day over this time period.
                                                                         category.                                                     Changes in energy density were not consistently linked
                                                                            Worldwide, 2 separate, relatively uncorrelated             to energy intake over time. Rather, main contributors to
                                                                         dietary patterns can be characterized, 1 by greater           temporal changes in caloric intake included an increase
                                                                         intakes of health-promoting foods (eg, fruits, veg-           in the number of eating occasions from 3.9 to 5.1 from
                                                                         etables, nuts, fish) and 1 by lower intakes of less           1977 to 2010 and decreases in average portion size of
                                                                         optimal foods (eg, processed meats, SSBs).32 In 2010,         foods and beverages since 1989 to 1991.
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                Patterns                                                             tion of sodium for ≥4 weeks, a 100-mmol/d
                                                                                                                                                                                                            AND GUIDELINES
                                                                                                                                     (2300-mg/d) reduction in sodium was associated
                                                                Cardiovascular and Metabolic Risk                                    with a 5.8-mm Hg lower SBP.44 The effects of
                                                                  •	 In a systematic review and meta-analysis, RCTs                  sodium reduction on BP were stronger in individu-
                                                                     in children demonstrated reductions in BMI gain                 als who were older, hypertensive, and black.45,46
                                                                     when SSBs were replaced with noncaloric bev-                 •	 Compared with a usual Western diet, a DASH-
                                                                     erages, and RCTs in adults showed weight gain                   type dietary pattern with low sodium reduced SBP
                                                                     when SSBs were added.38                                         by 5.3, 7.5, 9.7, and 20.8 mm Hg in adults with
                                                                  •	 In a meta-analysis of 61 trials (N=2582), tree nut              baseline SBP <130, 130–139, 140–149, and ≥150
                                                                     consumption lowered TC by 4.7 mg/dL, LDL-C by                   mm Hg, respectively.47
                                                                     4.8 mg/dL, apolipoprotein B by 3.7 mg/dL, and                •	 Compared with a higher-carbohydrate DASH diet,
                                                                     triglycerides by 2.2 mg/dL. No heterogeneity by                 a DASH-type diet with higher protein lowered BP
                                                                     nut type was observed.39                                        by 1.4 mm Hg, LDL by 3.3 mg/dL, and triglycerides
                                                                  •	 After intentional weight loss in 21 overweight/                 by 16 mg/dL but also lowered HDL by 1.3 mg/dL.
                                                                     obese young adults, an isocaloric low-carbo-                    Compared with a higher-carbohydrate DASH diet,
                                                                     hydrate diet resulted in smaller declines in total              a DASH-type diet with higher unsaturated fat
                                                                     energy expenditure than a low-fat diet, with a                  lowered BP by 1.3 mm Hg, increased HDL by 1.1
                                                                     mean difference of >300 kcal/d.40                               mg/dL, and lowered triglycerides by 10 mg/dL.48
                                                                  •	 In a randomized trial of 609 nondiabetic partici-               The DASH-type diet higher in unsaturated fat also
                                                                     pants with BMI 28 to 40 kg/m2 that compared                     improved glucose-insulin homeostasis compared
                                                                     the effects of healthy low-fat versus healthy low-              with the higher-carbohydrate DASH diet.49
                                                                     carbohydrate weight loss diets, weight loss at 12            •	 In a systematic review and meta-analysis of con-
                                                                     months did not differ between groups. Neither                   trolled clinical trials of dietary pattern interven-
                                                                     genotype pattern (3 SNP multilocus genotype                     tions, the DASH diet had the largest net effect
                                                                     responsiveness pattern) nor insulin secretion (30               on SBP (−7.6 mm Hg) and DBP (−4.2 mm Hg),
                                                                     minutes after glucose challenge) modified the                   whereas the Mediterranean diet had an effect on
                                                                     effects of diet on weight loss.41                               DBP (−1.4 mm Hg) but not SBP.50
                                                                  •	 In the PREDIMED RCT, 7447 adults with type 2                 •	 In a meta-analysis of 60 randomized controlled
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                 5% energy from carbohydrates with SFAs gen-                glycemic load were associated with increased risk of
CLINICAL STATEMENTS
                                                                                 erally had no significant effects, whereas replac-         stroke. Compared with the lowest 10th percentiles,
   AND GUIDELINES
                                                                                 ing carbohydrates with unsaturated fats lowered            risks for the 90th percentiles of glycemic index and
                                                                                 both HbA1c and insulin. On the basis of “gold              glycemic load were 1.19 (95% CI, 1.04–1.36) and
                                                                                 standard” short-term insulin response in 10 trials,        1.27 (95% CI, 1.04–1.54), respectively.65
                                                                                 PUFAs improved insulin secretion compared with
                                                                                                                                       Foods and Beverages
                                                                                 carbohydrates, SFAs, and even MUFAs.
                                                                                                                                         •	 In meta-analyses of prospective cohort studies,
                                                                                                                                            each daily serving of fruits or vegetables was
                                                                         Cardiovascular Events                                              associated with a 4% lower risk of CHD (RR, 0.96;
                                                                         Fats and Carbohydrates                                             95% CI, 0.93–0.99), a 5% lower risk of stroke
                                                                           •	 In the WHI RCT (N=48 835), reduction of total fat             (RR, 0.95; 95% CI, 0.92–0.97), and a 4% lower
                                                                              consumption from 37.8% energy (baseline) to                   risk of cardiovascular mortality (RR, 0.96; 95% CI,
                                                                              24.3% energy (at 1 year) and 28.8% energy (at                 0.92–0.99).66–68
                                                                              6 years) had no effect on incidence of CHD (RR,            •	 In a prospective study of 512 891 adults in China
                                                                              0.98; 95% CI, 0.88–1.09), stroke (RR, 1.02; 95%               (only 18% consumed fresh fruit daily), individuals
                                                                              CI, 0.90–1.15), or total CVD (RR, 0.98; 95% CI,               who ate fresh fruit daily had 40% lower risk of CVD
                                                                              0.92–1.05) over a mean follow up of 8.1 years.56              death (RR, 0.60; 95% CI, 0.54–0.67), 34% lower
                                                                              This was consistent with null results of 4 prior              risk of incident CHD (RR, 0.66; 95% CI, 0.58–0.75),
                                                                              RCTs and multiple large prospective cohort stud-              25% lower risk of ischemic stroke (RR, 0.75; 95%
                                                                              ies that indicated little effect of total fat consump-        CI, 0.72–0.79), and 36% lower risk of hemorrhagic
                                                                              tion on CVD risk.57                                           stroke (RR, 0.64; 95% CI, 0.56–0.74).69
                                                                           •	 In a meta-analysis of 21 studies, SFA consump-             •	 In a meta-analysis of 45 prospective studies,
                                                                              tion was not associated with increased risk of                whole grain intake was associated with a lower
                                                                              CHD, stroke, or total CVD.58 In comparison, in                risk of CHD (HR, 0.81; 95% CI, 0.75–0.87) and
                                                                              a pooled individual-level analysis of 11 prospec-             CVD (HR, 0.78, 95% CI, 0.73–0.85) but was not
                                                                              tive cohort studies, the specific exchange of PUFA            significantly associated with stroke (HR, 0.88;
                                                                              consumption in place of SFAs was associated with              95% CI, 0.75–1.03).70
                                                                              lower CHD risk, with 13% lower risk for each 5%            •	 In a meta-analysis of 16 prospective cohort stud-
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              energy exchange (RR, 0.87; 95% CI, 0.70–0.97).59              ies, fish consumption was associated with signifi-
                                                                              These findings are consistent with a meta-analysis            cantly lower risk of CHD mortality.71 Compared
                                                                              of RCTs in which increased PUFA consumption                   with no consumption, consumption of an esti-
                                                                              in place of SFAs reduced CHD events, with 10%                 mated 0.250 g/d of long-chain omega-3 fatty
                                                                              lower risk for each 5% energy exchange (RR, 0.90;             acids was associated with 35% lower risk of CHD
                                                                              95% CI, 0.83–0.97).60 Replacing SFAs with MUFAs               death (P<0.001).
                                                                              was not significantly associated with CHD risk.59          •	 Among 16 479 males and females in the REGARDS
                                                                           •	 In a meta-analysis of 13 prospective cohort stud-             study, individuals who consumed ≥2 servings of fried
                                                                              ies, increased intake of PUFAs was associated with            fish per week had a greater risk of CVD over 5.1
                                                                              lower risk of CHD, whether it replaced SFAs or                years of follow-up than those who consumed <1
                                                                              carbohydrates.61                                              serving per month (HR, 1.63; 95% CI, 1.11–2.40).72
                                                                           •	 In a meta-analysis of prospective cohort studies,          •	 In a meta-analysis of prospective cohort and
                                                                              each 2% of calories from trans fat was associated             case-control studies from multiple countries,
                                                                              with a 23% higher risk of CHD (RR, 1.23; 95% CI,              consumption of unprocessed red meat was not
                                                                              1.11–1.37).62                                                 significantly associated with incidence of CHD. In
                                                                           •	 In meta-analyses of prospective cohort studies,               contrast, each 50-g serving per day of processed
                                                                              greater consumption of refined complex carbo-                 meats (eg, sausage, bacon, hot dogs, deli meats)
                                                                              hydrates, starches, and sugars, as assessed by                was associated with a higher incidence of CHD
                                                                              glycemic index or load, was associated with sig-              (RR, 1.42; 95% CI, 1.07–1.89).73
                                                                              nificantly higher risk of CHD and DM. When the             •	 In a study of 169 310 female nurses and 41 526
                                                                              highest category was compared with the lowest                 male physicians, consumption of 1 serving of nuts
                                                                              category, risk of CHD was 36% greater (glycemic               ≥5 times per week was associated with lower risk
                                                                              load: RR, 1.36; 95% CI, 1.13–1.63) and risk of                of CVD (HR, 0.86; 95% CI, 0.79, 0.93) and CHD
                                                                              DM was 40% greater (glycemic index: RR, 1.40;                 (HR, 0.80; 95% CI, 0.72, 0.89), compared with
                                                                              95% CI, 1.23–1.59).63,64                                      those who never or almost never consumed nuts.
                                                                           •	 In a prospective cohort study of urban Chinese                Results were largely consistent for peanuts, tree
                                                                              females (N=64    328), high glycemic index and                nuts, and walnuts.74
                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                      studies, consumption of legumes (beans) was asso-                  such use).86 Supplement use is associated with
                                                                                                                                                                                                               AND GUIDELINES
                                                                      ciated with lower incidence of CHD (RR per 4 weekly                older age, white race, higher education, greater
                                                                      100-g servings, 0.86; 95% CI, 0.78–0.94).75                        PA, moderate alcohol consumption, lower BMI,
                                                                   •	 Results from a meta-analysis of 17 prospective                     abstinence from smoking, having health insur-
                                                                      observational studies showed that neither dairy                    ance, and higher intake of most vitamins and
                                                                      consumption nor dairy fat was significantly asso-                  minerals from food.87,88
                                                                      ciated with higher or lower risk of CHD.76                    •	   A meta-analysis of 4 RCTs and 27 prospective
                                                                   •	 In a meta-analysis of 15 country-specific observa-                 cohort and nested case-control studies found
                                                                      tional cohorts, consumption of butter had small                    no significant effect of calcium supplements or
                                                                      or neutral overall associations with mortality,                    calcium plus vitamin D supplements with CVD
                                                                      CVDs, and DM.77                                                    events or mortality.89
                                                                                                                                    •	   Observational studies have found that the antioxi-
                                                                Sodium and Potassium
                                                                                                                                         dants vitamin C, beta-carotene, and vitamin E are
                                                                  •	 Nearly all observational studies demonstrate an
                                                                                                                                         associated with lower risk of CHD and mortality,
                                                                     association between higher estimated sodium
                                                                                                                                         but RCTs providing antioxidant supplementation
                                                                     intakes (eg, >4000 mg/d) and a higher risk
                                                                                                                                         have demonstrated no benefit on CVD outcomes
                                                                     of CVD events, in particular stroke.78–84 Some
                                                                                                                                         or mortality.90–95
                                                                     studies have also observed higher CVD risk at
                                                                                                                                    •	   A 2017 AHA scientific advisory statement sum-
                                                                     estimated low intakes (eg, <3000 g/d), which
                                                                                                                                         marized available evidence and suggested fish oil
                                                                     suggests a potential J-shaped relationship with
                                                                                                                                         supplementation only for secondary prevention
                                                                     risk.
                                                                                                                                         of CHD and SCD (Class IIa recommendation) and
                                                                  •	 An AHA science advisory suggested that varia-
                                                                                                                                         for secondary prevention of outcomes in patients
                                                                     tion in methodology might account for inconsis-
                                                                                                                                         with HF (Class IIa recommendation).96
                                                                     tencies in the relationship between sodium and
                                                                                                                                    •	   A meta-analysis of 77 917 participants in 10 RCTs
                                                                     CVD in observational studies. Increased risk at
                                                                                                                                         with ≥500 participants treated for ≥1 year found
                                                                     low sodium intake in some observational studies
                                                                                                                                         that fish oil supplementation (eicosapentaenoic
                                                                     could be related to reverse causation (illness caus-
                                                                                                                                         acid dose range 226–1800 mg/d; docosahexae-
                                                                     ing low intake), imprecise estimation of sodium
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                                                                            •	 In a cohort of 200 272 US males and females,               and (at least cross-sectionally) neighborhood
CLINICAL STATEMENTS
Table 5-1. AHA Dietary Targets and Healthy Diet Score for Defining Cardiovascular Health
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                        Consumption Range for
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                                                                                                                        Alternative Healthy Diet           Alternative Scoring
                                                                                                                                AHA Target                                       Score*                          Range*
                                                                  Primary dietary metrics†
                                                                    Fruits and vegetables                ≥4.5 cups/d‡                                                   0 to ≥4.5 cups/d‡               0–10
Processed meats 2 or fewer 1.75-oz servings/wk (≤100 g/wk) ≤3.5 to >17.5 oz/wk 10–0
                                                                  AHA Diet Score (primary)               Ideal: 4 or 5 dietary targets (≥80%)                           Sum of scores for primary       0 (worst) to 100 (best)§
                                                                                                         Intermediate: 2 or 3 dietary targets (40%–79%)                 metrics                         Ideal: 80–100
                                                                                                         Poor: <2 dietary targets (<40%)                                                                Intermediate: 40–79
                                                                                                                                                                                                        Poor: <40
                                                                  AHA Diet Score (secondary)             Ideal: 4 or 5 dietary targets (≥80%)                           Sum of scores for primary       0 (worst) to 100 (best)§
                                                                                                         Intermediate: 2 or 3 dietary targets (40%–79%)                 and                             Ideal: 80–100
                                                                                                         Poor: <2 dietary targets (<40%)                                secondary metrics               Intermediate: 40–79
                                                                                                                                                                                                        Poor: <40
                                                                inclusion of as few components as possible that had minimal overlap with each other while at the same time having some overlap with the many other relevant
                                                                dietary factors that were not included.2 The AHA dietary metrics should be targeted in the context of a healthy diet pattern that is appropriate in energy balance and
                                                                consistent with a DASH (Dietary Approaches to Stop Hypertension)-type eating plan, including but not limited to these metrics.
                                                                   ‡Including up to one 8-oz serving per day of 100% fruit juice and up to 0.42 cups/d (3 cups/wk) of starchy vegetables such as potatoes or corn.
                                                                   §The natural range of the primary AHA Diet Score is 0 to 50 (5 components), and the natural range of the secondary AHA Diet Score is 0 to 80 (8
                                                                components). Both scores are then rescaled to a range of 0 to 100 for comparison purposes. The ideal range of the primary AHA Diet Score corresponds
                                                                to the AHA scoring system of meeting at least 4 of 5 binary dietary targets (≥80%), the intermediate range corresponds to meeting 2 or 3 dietary targets
                                                                (40%–79%), and the poor range corresponds to meeting <2 dietary targets (<40%). The same ranges are used for the secondary AHA Diet Score for
                                                                consistency and comparison.
                                                                   Sources: AHA’s My Life Check – Life’s Simple 71; Lloyd-Jones et al2; Rehm et al.4
                                                                         Chart 5-1. Trends in prevalence of poor AHA healthy diet score, by race/ethnicity.
                                                                         Components of AHA healthy diet score are defined in Table 5-1. Poor diet was defined as <40% adherence, based on primary AHA continuous diet score.4
                                                                         AHA indicates American Heart Association.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 5-2. Trends in prevalence of poor AHA healthy diet score, by ratio of family income to poverty level (<1.30, 1.30–1.849, 1.85–2.99, ≥3.0).
                                                                         Components of AHA healthy diet score are defined in Table 5-1. Poor diet was defined as <40% adherence, based on primary AHA continuous diet score.4
                                                                         AHA indicates American Heart Association.
                                                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                                                                                                      Women                                                  Men
                                                                                                                                                                                                                                                                AND GUIDELINES
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3500
3000
2500
                                                                                                                         2000
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                                                                Chart 5-3. Estimated mean sodium intake in the United States by 24-hour urinary excretion.
                                                                Estimates based on nationally representative sample of 827 nonpregnant, noninstitutionalized US adults aged 20 to 69 years who completed a 24-hour urine
                                                                collection in NHANES 2013 to 2014.14
                                                                NHANES indicates National Health and Nutrition Examination Survey.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 5-5. Absolute and proportional cardiometabolic disease mortality associated with overall suboptimal diet in the United States in 2012 by
                                                                         population subgroups.
                                                                         Bars represent absolute number (left) and percentage (right) of cardiometabolic deaths jointly related to suboptimal intakes of 10 dietary factors. The 10 factors
                                                                         were low intakes of fruits, vegetables, nuts/seeds, whole grains, seafood omega-3 fats, and polyunsaturated fats (replacing saturated fats) and high intakes of
                                                                         sodium, unprocessed red meats, processed meats, and sugar-sweetened beverages. Error bars indicate 95% uncertainty intervals.
                                                                         CHD indicates coronary heart disease; and CVD, cardiovascular disease.
                                                                         Reprinted with permission from Micha et al.18 Copyright © 2017, American Medical Association. All rights reserved.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 5-6. Proportion of consumer expenditures spent on food at home in selected countries.
                                                                         Data computed by the US Department of Agriculture Economic Research Service, August 2017.120
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 5-7. Mean Healthy Eating Index (HEI)-2010 component scores in children and adolescents aged 2 to 18 years according to NHANES
                                                                survey cycles.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Sizes of the study population were as follows: N=3590 for 1999 to 2000, N=4039 for 2001 to 2002, N=6841 for 2003 to 2004, N=7215 for 2005 to 2006,
                                                                N=5402 for 2007 to 2008, N=5751 for 2009 to 2010, and N=5649 for 2011 to 2012. For total fruit, whole fruit, total vegetables, greens and beans, whole
                                                                grains, dairy, total protein foods, seafood and plant proteins, and fatty acids, higher scores corresponded to higher intakes. For refined grains, sodium, and empty
                                                                calories, higher scores corresponded to lower intakes. The HEI-2010 component score increased by 3.8 points for empty calories; 1.1 points for whole grains;
                                                                0.9 points for dairy; 0.8 points for whole fruit; 0.6 points for total fruit; 0.5 points for seafood and plant proteins, greens and beans, and fatty acids; 0.4 points
                                                                for total protein foods (all P for linear trend <0.001); and 0.2 points for refined grains (P for linear trend=0.01). The HEI-2010 component score decreased by 0.2
                                                                points for sodium (P for trend <0.001). There was no significant improvement for total vegetable intake over the period.
                                                                Reprinted from Gu et al29 by permission of Oxford University Press.
                                                                         Chart 5-8. Age-standardized global mortality rates attributable to dietary risks per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016 with permission.121 Copyright © 2017, University of Washington.
         Downloaded from http://ahajournals.org by on February 7, 2019
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                                                                      Costello RB, Kris-Etherton PM, Jacobson TA, Engler MB, Alger HM,                        Mediterranean diet, traditional risk factors, and the rate of cardiovascu-
                                                                      Appel LJ, Mozaffarian D; on behalf of the American Heart Association                    lar complications after myocardial infarction: final report of the Lyon Diet
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                                                                                 Sala C, Karssen LC, Van Duijn C, Toniolo D, Gasparini P. A genome-wide                 10.1161/CIR.0b013e318260a20b
                                                                                 association study in isolated populations reveals new genes associated to      	118.	Rummo PE, Guilkey DK, Ng SW, Popkin BM, Evenson KR, Gordon-
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                                                                         	115.	Li F, Harmer PA, Cardinal BJ, Bosworth M, Acock A, Johnson-Shelton                       in foods and beverages consumed and purchased from stores among US
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                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                                OR             odds ratio
                                                                See Table 6-1 and Charts 6-1 through 6-12
                                                                                                                                                                                                                             AND GUIDELINES
                                                                                                                                                PA             physical activity
                                                                                                                                                PCI            percutaneous coronary intervention
                                                                        Click here to return to the Table of Contents                           PSC            Prospective Studies Collaboration
                                                                                                                                                QALY           quality-adjusted life-year
                                                                Overweight and obesity are major risk factors for                               RCT            randomized controlled trial
                                                                                                                                                RR             relative risk
                                                                CVD, including CHD, stroke,1,2 AF,3 VTE,4,5 and CHF.
                                                                                                                                                SBP            systolic blood pressure
                                                                According to NHANES 2015 to 2016, the prevalence of                             SCD            sudden cardiac death
                                                                obesity was 39.6% of US adults and 18.5% of youths,                             SD             standard deviation
                                                                                                                                                SES            socioeconomic status
                                                                Abbreviations Used in Chapter 6                                                 SNP            single-nucleotide polymorphism
                                                                                                                                                SOS            Swedish Obese Subjects
                                                                  ACTION          Acute Coronary Treatment and Intervention Outcomes
                                                                                  Network                                                       STEMI          ST-segment–elevation myocardial infarction
                                                                  AF              atrial fibrillation                                           TC             total cholesterol
                                                                  AFFIRM          Atrial Fibrillation Follow-up Investigation of Rhythm         UI             uncertainty interval
                                                                                  Management                                                    VTE            venous thromboembolism
                                                                  AHA             American Heart Association                                    WC             waist circumference
                                                                  APCSC           Asia-Pacific Cohort Studies Collaboration                     WHI            Women’s Health Initiative
                                                                  APPROACH        Alberta Provincial Project for Outcome Assessment in          YRBSS          Youth Risk Behavior Surveillance System
                                                                                  Coronary Heart Disease
                                                                  ARIC            Atherosclerosis Risk in Communities Study
                                                                  ARISTOTLE       Apixaban for Reduction in Stroke and Other                   with 7.7% of adults and 5.6% of youth having severe
                                                                                  Thromboembolic Events in Atrial Fibrillation                 obesity.6–8 The AHA has identified BMI <85th percentile
                                                                  BMI             body mass index
                                                                                                                                               in youth (aged 2–19 years) and <25 kg/m2 in adults
                                                                  BP              blood pressure
                                                                  BRFSS           Behavioral Risk Factor Surveillance System
                                                                                                                                               (aged ≥20 years) as 1 of the 7 components of ideal
                                                                  CABG            coronary artery bypass graft                                 cardiovascular health.9 In 2013 to 2014, 63.1% of
                                                                  CAC             coronary artery calcification                                youth and 29.6% of adults met these criteria (Chapter
                                                                  CAD             coronary artery disease                                      2, Cardiovascular Health).
                                                                  CARDIA          Coronary Artery Risk Development in Young Adults
                                                                  CDC             Centers for Disease Control and Prevention
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                                                                               ≥2 years old and adolescents be changed to               NH black (16.8%, 20.9%), and Hispanic (20.6%,
CLINICAL STATEMENTS
                                                                               BMI ≥120% of the 95th percentile for age and             22.1%) boys and girls, respectively.18,20
   AND GUIDELINES
                                                                               sex or an absolute BMI ≥35 kg/m2, whichever is        •	 The prevalence of childhood obesity varies by
                                                                               lower.14 This definition of severe obesity among         SES. According to 2011 to 2014 NHANES data,
                                                                               children could better identify this small but            for children 12 to 19 years old, the prevalence
                                                                               important group compared with the other com-             of obesity by percentage of poverty level was
                                                                               mon definition of BMI ≥99th percentile for age           22.4% for those below 100%, 25.7% for 100%
                                                                               and sex.14                                               to 199%, 19.7% for 200% to 399%, and 13.7%
                                                                            •	 Current obesity guidelines define WC ≥40 inches          for ≥400% of poverty level.19
                                                                               (102 cm) for males and ≥35 inches (88 cm) for         •	 In addition, obesity prevalence among adoles-
                                                                               females as being associated with increased car-          cents was higher for those whose parents had
                                                                               diovascular risk15; however, lower cutoffs have          a high school degree or less education (21.6%)
                                                                               been recommended for various racial/ethnic               than for adolescents whose parents had a bach-
                                                                               groups, for example, ≥80 cm for Asian females            elor’s degree or higher (9.6%).21,22
                                                                               and ≥90 cm for Asian males.10,16 WC measure-          •	 According to self-reported height and weight
                                                                               ment is recommended for those with BMI of 25             data from the YRBSS 2015,23 13.9% of US high
                                                                               to 34.9 kg/m2, to provide additional information         school students had obesity and 16.0% were
                                                                               on CVD risk.17                                           overweight. The percentages of obesity were
                                                                                                                                        higher in boys (16.8%) than girls (10.8%) and
                                                                                                                                        in blacks (16.8%) and Hispanics (16.4%) than in
                                                                         Prevalence
                                                                                                                                        whites (12.4%). Obesity rates varied by states:
                                                                         Youth                                                          The highest rates of obesity in females were
                                                                         (See Table 6-1 and Chart 6-1)                                  observed in Kentucky and Mississippi (16.2%),
                                                                           •	 According to 2015 to 2016 data from NHANES                and in males, West Virginia (23.4%); the lowest
                                                                              (NCHS/CDC), the overall prevalence of obesity             rates in females were observed in Nevada (6.3%),
                                                                              (≥95th percentile) was 18.5%. By age group,               whereas for males, the lowest rates were seen in
                                                                              the prevalence of obesity for children aged 2             Montana (13.0%).
                                                                              to 5 years was 13.9%; for children aged 6 to           •	 A systematic review and meta-analysis of 15 pro-
                                                                              11 years, the prevalence was 18.4%; and for
         Downloaded from http://ahajournals.org by on February 7, 2019
7.2%), NH Asians (12.6% and data not avail- • Children and adolescents who are overweight
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                              able for class III obesity), Hispanics (37.9%            and have obesity are at increased risk for future
                                                                                                                                                                                                              AND GUIDELINES
                                                                              and 5.4%), and NH whites (34.7% and                      adverse health effects, including the following26:
                                                                              5.6%).                                                   —	 Increased prevalence of traditional cardiovas-
                                                                        —	 Among females, the age-adjusted preva-                            cular risk factors such as hypertension, hyper-
                                                                              lence of obesity and class III obesity, respec-                lipidemia, and DM. Among 8579 youths in
                                                                              tively, was greater in NH blacks (57.2% and                    the NHANES study, higher BMI was associ-
                                                                              16.8%), lower in NH Asians (12.4% and                          ated with higher SBP and DBP, lower HDL,
                                                                              data not available for class III obesity), and                 and high triglyceride and HbA1c levels.27,28
                                                                              similar in Hispanics (46.9% and 8.7%) com-               —	 Poor school performance, tobacco use, alco-
                                                                              pared with NH whites (38.2% and 9.7%).                         hol use, premature sexual behavior, and poor
                                                                   •	   According to NHANES 2011 to 2014, the age-                           diet.
                                                                        adjusted prevalence of obesity was higher                      —	 Other associated health conditions, such
                                                                        among middle-aged (40–59 years: 40.2%) and                           as asthma, hepatic steatosis, sleep apnea,
                                                                        older (≥60 years: 37.0%) adults than younger                         stroke, some cancers (breast, colon, and kid-
                                                                        (20–39 years: 32.3%) adults. This pattern (lower                     ney), renal insufficiency, musculoskeletal dis-
                                                                        prevalence of obesity among younger adults)                          orders, gallbladder disease, and reproductive
                                                                        was similar for males and females, although the                      abnormalities.
                                                                        prevalence of obesity was higher among females              •	 Data from 4 Finnish cohort studies examining
                                                                        (Chart 6-2).7                                                  childhood and adult BMI with a mean follow-up
                                                                   •	   Using NHANES 2011 to 2014 data, obesity prev-                  of 23 years found that children who were over-
                                                                        alence was higher in females than males when                   weight or had obesity and had obesity in their
                                                                        stratified by race/ethnicity (Table  6-1 and Chart             adulthood had an increased risk of type 2 DM (RR,
                                                                        6-3). By sex, the only significant differences were            5.4), hypertension (RR, 2.7), dyslipidemia (high
                                                                        higher prevalence of obesity among NH black                    LDL-C: RR, 1.8; low HDL-C: RR, 2.1; high triglyc-
                                                                        females than among NH black males and among                    erides: RR, 3.0), and carotid atherosclerosis (RR,
                                                                        Hispanic females than among Hispanic males                     1.7), whereas those who achieved normal weight
                                                                        (Table 6-1 and Chart 6-3).7                                    by adulthood had risks comparable to individuals
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                                                                   •	   Females have had a higher prevalence of class                  who never had obesity.29
                                                                        III obesity and a lower prevalence of overweight            •	 The CARDIA study showed that young adults
                                                                        than males in all NHANES surveys from 1999                     who were overweight or had obesity had lower
                                                                        through 2014 (Chart 6-4).19                                    self-reported physical health-related quality of life
                                                                   •	   In the United States, the prevalence of obesity, as            than normal-weight participants 20 years later.30
                                                                        estimated from self-reported height and weight
                                                                        in the BRFSS/CDC (2016),24 varies by region and           Adults
                                                                        state. Self-reported estimates usually underes-           (See Chart 6-9)
                                                                        timate BMI and obesity. In 2016, by state, the              •	 Obesity is associated with increased lifetime risk
                                                                        prevalence of obesity was highest in Mississippi               of CVD and increased prevalence of type 2 DM,
                                                                        (37.3%) and West Virginia (37.7%) and lowest                   hypertension, dyslipidemia, sleep-disordered
                                                                        in Colorado (22.3%) (Chart 6-5).24 When BRFSS                  breathing, VTE, AF, and dementia.31,32
                                                                        data from 2014 to 2016 were combined, the                   •	 Analyses of continuous BMI show the risk of type
                                                                        prevalence of obesity by state was higher for                  2 DM increases with increasing BMI.33
                                                                        Hispanic adults and substantially higher for NH             •	 Among 68 070 adult participants across multiple
                                                                        black adults than for white adults (Charts 6-6                 NHANES surveys, the decline in BP in recent birth
                                                                        through 6-8).                                                  cohorts slowed, mediated by BMI.34
                                                                                                                                    •	 Another systematic review and meta-analysis of
                                                                                                                                       37 studies showed that high childhood BMI was
                                                                Complications                                                          associated with an increased incidence of adult
                                                                Youth                                                                  DM (OR, 1.70; 95% CI, 1.30–2.22), CHD (OR,
                                                                  •	 According to the National Longitudinal Study of                   1.20; 95% CI, 1.10–1.31), and a range of can-
                                                                     Adolescent Health, compared with those with                       cers, but not stroke or breast cancer; however, the
                                                                     normal weight or those who were overweight,                       accuracy of childhood BMI predicting any adult
                                                                     adolescents who were obese had a 16-fold                          morbidity was low. Only 31% of future DM and
                                                                     increased risk of having severe obesity as adults,                22% of future hypertension and CHD occurred
                                                                     and 70.5% of adolescents with severe obesity                      in those who as youth aged ≥12 years had been
                                                                     maintained this weight status into adulthood.25                   classified as overweight or who had obesity. Only
                                                                                 20% of future adult cancers occurred in children             •	 Obesity was cross-sectionally associated with sub-
CLINICAL STATEMENTS
                                                                                 classified as overweight or who had obesity.35                  clinical atherosclerosis, including CAC and carotid
   AND GUIDELINES
                                                                            •	   Another study examining longitudinal data from                  IMT, among older adults in MESA, and this asso-
                                                                                 2.3 million adolescents (aged 16–19 years) dem-                 ciation persisted after adjustment for CVD risk
                                                                                 onstrated increased cardiovascular mortality in                 factors.40 In prospective analysis of younger adults
                                                                                 adulthood in youth with obesity compared with                   through midlife, greater duration of overall and
                                                                                 youth with BMI in the 5th to 24th percentile, with              abdominal obesity was associated with presence
                                                                                 an HR of 4.9 (95% CI, 3.9–6.1) for death attrib-                of and progression of subclinical atherosclerosis in
                                                                                 utable to CHD, 2.6 (95% CI, 1.7–4.1) for death                  the CARDIA study.41
                                                                                 attributable to stroke, 2.1 (95% CI, 1.5–2.9) for            •	 A systematic review of 25 prospective studies
                                                                                 sudden death, and 3.5 (95% CI, 2.9–4.1) for                     examining overweight and obesity as predictors
                                                                                 death attributable to total cardiovascular causes,              of major stroke subtypes in >2 million partici-
                                                                                 after adjustment for sex, age, birth year, sociode-             pants with >30 000 events in ≥4 years found an
                                                                                 mographic characteristics, and height.36                        adjusted RR for ischemic stroke of 1.22 (95% CI,
                                                                            •	   A meta-analysis of 123 cohorts with 1.4 million                 1.05–1.41) in overweight individuals and an RR
                                                                                 adults and 52 000 CVD events reported that asso-                of 1.64 (95% CI, 1.36–1.99) for individuals with
                                                                                 ciations of BMI with IHD, hypertensive HD, stroke,              obesity relative to normal-weight individuals. RRs
                                                                                 and DM declined with advancing age (Chart 6-9)                  for hemorrhagic stroke were 1.01 (95% CI, 0.88–
                                                                                 but were largely similar by sex and by region.                  1.17) and 1.24 (95% CI, 0.99–1.54) for over-
                                                                                 The RRs for 5-kg/m2 higher BMI for ages 55 to                   weight individuals and individuals with obesity,
                                                                                 64 years ranged from 1.44 (95% CI, 1.40–1.48)                   respectively. These risks were graded with increas-
                                                                                 for IHD to 2.32 (95% CI, 2.04–2.63) for DM. On                  ing BMI and persisted after adjustment for age,
                                                                                 the basis of their data, the authors suggested that             lifestyle, and other cardiovascular risk factors.42
                                                                                 the theoretical minimum-risk exposure distribu-              •	 A recent mendelian randomization study of
                                                                                 tion for BMI is 21 to 23 kg/m2 ± 1.1 to 1.8 kg/m2               participants from 7 prospective cohorts dem-
                                                                                 (Chart 6-9).37                                                  onstrated that genetic variants associated with
                                                                            •	   Cardiovascular risks might be even higher with                  higher BMI were significantly associated with
                                                                                 class III obesity than with class I or class II obesity.38      incident AF, which supports a causal relationship
                                                                                 Among 156 775 postmenopausal females in the                     between obesity and AF.43
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                                                                                 WHI, for severe obesity versus normal BMI, HRs               •	 A recent meta-analysis of 10 case-referent studies
                                                                                 (95% CIs) for mortality were 1.97 (1.77–2.20)                   and 4 prospective cohort studies (including ARIC)5
                                                                                 in white females, 1.55 (1.20–2.00) in African                   reported that when individuals with BMI ≥30 kg/
                                                                                 American females, and 2.59 (1.55–4.31) in                       m2 were compared with those with BMI <30 kg/
                                                                                 Hispanic females; for CHD, HRs were 2.05 (1.80–                 m2, obesity was associated with a significantly
                                                                                 2.35), 2.24 (1.57–3.19), and 2.95 (1.60–5.41),                  higher prevalence (OR, 2.45; 95% CI, 1.78–3.35)
                                                                                 respectively; and for CHF, HRs were 5.01 (4.33–                 and incidence (RR, 2.39; 95% CI, 1.79–3.17) of
                                                                                 5.80), 3.60 (2.30–5.62), and 6.05 (2.49–14.69),                 VTE, although there was significant heterogeneity
                                                                                 respectively. However, CHD risk was strongly                    in the studies.4
                                                                                 related to CVD risk factors across BMI categories,           •	 A recent meta-analysis of 15 prospective studies
                                                                                 even in class III obesity, and CHD incidence was                of midlife BMI demonstrated that the increased
                                                                                 similar by race/ethnicity with adjustment for dif-              risk for Alzheimer disease or any dementia was
                                                                                 ferences in BMI and CVD risk factors.38                         1.35 and 1.26 for overweight, respectively, and
                                                                            •	   In a meta-analysis from 58 cohorts representing                 2.04 and 1.64 for obesity, respectively.44 The
                                                                                 221 934 people in 17 developed countries with                   inclusion of obesity in dementia forecast models
                                                                                 14 297 incident CVD outcomes, BMI, WC, and                      increased the estimated prevalence of dementia
                                                                                 waist-to-hip ratio were strongly associated with                through 2050 by 9% in the United States and
                                                                                 intermediate risk factors of DM, higher SBP and                 19% in China.45
                                                                                 TC, and lower HDL-C. The associations of adipos-             •	 A BMI paradox is often reported, with higher-
                                                                                 ity measures (BMI, WC, waist-to-hip ratio) with                 BMI patients demonstrating favorable outcomes
                                                                                 CVD outcomes were attenuated after adjustment                   among adults with prevalent CHF, hypertension,
                                                                                 for intermediate risk factors (DM, SBP, TC, and                 peripheral vascular disease, and CAD; similar
                                                                                 HDL-C), along with age, sex, and smoking status.                findings have been seen for percent body fat.
                                                                                 Measures of adiposity also did not substantively                However, recent studies suggest that the obesity
                                                                                 improve risk discrimination or reclassification                 paradox might be explained by lead-time bias,
                                                                                 when data on intermediate risk factors were                     because it is not present before the development
                                                                                 included.39                                                     of CVD.32,46
• The ARISTOTLE trial reported that in adjusted — Other reports suggest that obesity, especially
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      analyses, higher BMI was associated with lower                     long-lasting or severe obesity, without meta-
                                                                                                                                                                                                             AND GUIDELINES
                                                                      all-cause mortality (overweight HR, 0.67 [95%                      bolic abnormalities might not increase risk
                                                                      CI, 0.59–0.78]; obesity HR, 0.63 [95% CI, 0.54–                    for MI but does increase risk for HF.53,54
                                                                      0.74]), similar to an earlier study from the AFFIRM
                                                                      trial.47
                                                                   •	 In a study of 2625 participants with new-onset              Mortality
                                                                      DM pooled from 5 longitudinal cohort stud-                   •	 Childhood BMIs in the highest quartile were
                                                                      ies, rates of total, CVD, and non-CVD mortality                 associated with premature death as an adult in a
                                                                      were higher among normal-weight people than                     cohort of 4857 American Indian children during a
                                                                      among overweight participants and participants                  median follow-up of 23.9 years (BMI for quartile 4
                                                                      with obesity, with adjusted HRs of 2.08 (95% CI,                versus quartile 1: IRR, 2.30; 95% CI, 1.46–3.62).55
                                                                      1.52–2.85), 1.52 (95% CI, 0.89–2.58), and 2.32               •	 According to NHIS-linked mortality data, among
                                                                      (95% CI, 1.55–3.48), respectively.48                            young adults aged 18 to 39 years, the HR for all-
                                                                   •	 In a study of 189 672 participants from 10 US lon-              cause mortality was 1.07 (95% CI, 0.91–1.26) for
                                                                      gitudinal cohort studies, obesity was associated                self-reported overweight (not including obesity),
                                                                      with a shorter total longevity and greater propor-              1.41 (95% CI, 1.16–1.73) for obesity, and 2.46
                                                                      tion of life lived with CVD, and higher BMI was                 (95% CI, 1.91–3.16) for extreme obesity.56
                                                                      associated with significantly higher risk of death           •	 On the basis of NHANES I and II data, among
                                                                      attributable to CVD.32                                          adults, obesity was associated with nearly
                                                                   •	 Recent studies have evaluated risks for MHO ver-                112 000 excess deaths (95% CI, 53 754–170 064)
                                                                      sus “metabolically unhealthy” or “metabolically                 relative to normal weight in 2000. Class I obe-
                                                                      abnormal” obesity. The definition of MHO has                    sity was associated with almost 30 000 of these
                                                                      varied across studies, but it has often comprised               excess deaths (95% CI, 8534–68 220) and class
                                                                      0 or 1 metabolic abnormality by metabolic syn-                  II and III obesity with >82 000 deaths (95% CI,
                                                                      drome criteria, sometimes excluding WC.                         44  843–119   289). Underweight was associ-
                                                                      —	 Using strict criteria of 0 metabolic syndrome                ated with nearly 34 000 excess deaths (95% CI,
                                                                            components and no previous CVD diagno-                    15 726–51 766).57 As other studies have found,58
                                                                            sis, a recent report of 10 European cohort                being overweight but not obese was not associ-
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                                                                               m2 in both sexes and at all ages, after exclusion of             ric variables (BMI, WC, hip circumference,
   AND GUIDELINES
                                                                               early follow-up and adjustment for smoking sta-                  waist-to-hip ratio, and waist-to-height ratio)
                                                                               tus. Above this range, each 5-kg/m2-higher BMI                   in 62 223 individuals from Norway with 12
                                                                               was associated with ≈30% higher all-cause mor-                   years of follow-up from the HUNT 2 study,
                                                                               tality, and no specific cause of death was inversely             the risk of death per SD increase in each
                                                                               associated with BMI. Below 22.5 to 25 kg/m2, the                 measure was 1.02 (95% CI, 0.99–1.06) for
                                                                               overall inverse association with BMI was predomi-                BMI, 1.10 (95% CI, 1.06–1.14) for WC,
                                                                               nantly related to strong inverse associations for                1.01 (95% CI, 0.97–1.05) for hip circumfer-
                                                                               smoking-related respiratory disease, and the only                ence, 1.15 (95% CI, 1.11–1.19) for waist-
                                                                               clearly positive association was for IHD.62                      to-hip ratio, and 1.12 (95% CI, 1.08–1.16)
                                                                            •	 In a meta-analysis of 1.46 million white adults,                 for waist-to-height ratio. For CVD mortality,
                                                                               over a mean follow-up period of 10 years, all-                   the risk of death per SD increase was 1.12
                                                                               cause mortality was lowest at BMI levels of 20.0                 (95% CI, 1.06–1.20) for BMI, 1.19 (95% CI,
                                                                               to 24.9 kg/m2. Among females, compared with                      1.12–1.26) for WC, 1.06 (95% CI, 1.00–
                                                                               a BMI of 22.5 to 24.9 kg/m2, the HRs for death                   1.13) for hip circumference, 1.23 (95% CI,
                                                                               were as follows: BMI 15.0 to 18.4 kg/m2, 1.47;                   1.16–1.30) for waist-to-hip ratio, and 1.24
                                                                               18.5 to 19.9 kg/m2, 1.14; 20.0 to 22.4 kg/m2,                    (95% CI, 1.16–1.31) for waist-to-height
                                                                               1.00; 25.0 to 29.9 kg/m2, 1.13; 30.0 to 34.9 kg/                 ratio.68
                                                                               m2, 1.44; 35.0 to 39.9 kg/m2, 1.88; and 40.0             •	 However, because BMI and WC are strongly cor-
                                                                               to 49.9 kg/m2, 2.51. Similar estimates were                 related, large samples are needed to evaluate
                                                                               observed in males.63                                        their independent contributions to risk.15,69
                                                                            •	 In 10 large population cohorts in the United                —	 A recent pooled analysis of WC and mortality
                                                                               States, individual-level data from adults aged                   in 650 386 adults followed up for a median
                                                                               20 to 79 years with 3.2 million person-years of                  of 9 years revealed that a 5-cm increment in
                                                                               follow-up (1964–2015) demonstrated that over-                    WC was associated with an increase in all-
                                                                               weight and obesity were associated with early                    cause mortality at all BMI categories exam-
                                                                               development of CVD and reinforced the greater                    ined from 20 to 50 kg/m2.70
                                                                               mortality associated with obesity.32
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• According to data from the Medicare Current with increasing degree of obesity associated with
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      Beneficiary Survey from 1997 to 2006, in 1997,                   decreasing cost per QALY ($19 222/QALY in the
                                                                                                                                                                                                              AND GUIDELINES
                                                                      expenditures for Part A and Part B services per                  severely obese), which suggests that subsets of
                                                                      beneficiary were $6832 for a normal-weight                       indications for bariatric surgery may be more
                                                                      person, which was more than for overweight                       cost-effective.86
                                                                      people ($5473) or people with obesity ($5790);
                                                                      however, over time, expenses increased more
                                                                      rapidly for overweight people and people with
                                                                                                                                  Secular Trends
                                                                      obesity.75                                                  (See Charts 6-10 and 6-11)
                                                                   •	 The costs of obesity are high: People with obesity          Youth
                                                                      paid on average $1429 (42%) more for health-                  •	 According to NHANES data, overall prevalence of
                                                                      care costs than normal-weight people in 2006.                    obesity and severe obesity in youth (aged 2–19
                                                                      For beneficiaries who are obese, Medicare pays                   years old) did not increase significantly between
                                                                      $1723 more, Medicaid pays $1021 more, and pri-                   2007 to 2008 and 2015 to 2016. Among chil-
                                                                      vate insurers pay $1140 more annually than for                   dren 2 to 5 years old, a quadratic trend was seen,
                                                                      beneficiaries who are at normal weight. Similarly,               with obesity decreasing from 10.1% in 2007 to
                                                                      people with obesity have 46% higher inpatient                    2008 to 8.4% in 2011 to 2012 and increasing to
                                                                      costs and 27% more outpatient visits and spend                   13.9% in 2015 to 2016.8
                                                                      80% more on prescription drugs.72                             •	 According to NHANES 2011 to 2014 data, prev-
                                                                   •	 Using 4 waves of NHANES data (through 2000),                     alence of obesity in youth (aged 2–19 years)
                                                                      the total excess cost in 2007 US dollars related to              increased from 1988 to 1994 until 2003 to 2004
                                                                      the current prevalence of adolescent overweight                  but did not change significantly afterward. The
                                                                      and obesity was estimated to be $254 billion                     prevalence of severe obesity increased between
                                                                      ($208 billion in lost productivity secondary to pre-             1988 to 1994 and 2013 to 2014.18
                                                                      mature morbidity and mortality and $46 billion in             •	 According to NCHS/CDC and NHANES surveys,
                                                                      direct medical costs).76                                         the prevalence of obesity among children and
                                                                   •	 A recent study recommended the use of $19 000                    adolescents increased substantially from 1963 to
                                                                      (2012 US dollars) as the incremental lifetime med-               1965 through 2009 to 2010, but this increase has
                                                                      ical cost of a child with obesity relative to a nor-
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                                                                                 they were trying to lose weight, from 41.8% to           identified from systemic reviews, national strate-
CLINICAL STATEMENTS
                                                                             for all BMI categories (normal, overweight, obe-         Treatment and Control
                                                                             sity, and BMI ≥35 kg/m2).88                               •	 The randomized trial Look AHEAD showed that
                                                                          •	 Another study reported that for females, but not             among adults who were overweight, had obesity,
                                                                             males, the increase in WC from NHANES 1999 to                and had type 2 DM, an intensive lifestyle interven-
                                                                             2000 to NHANES 2010 to 2011 was greater than                 tion produced a greater percentage of weight loss
                                                                             expected based on the increase in BMI.89                     at 4 years than DM support education.97
                                                                                                                                          —	 After 8 years of intervention, the percentage
                                                                                                                                                of weight loss ≥5% and ≥10% was greater
                                                                         Prevention                                                             in the intensive lifestyle intervention than
                                                                            •	 In adults, 2 prevention targets are the built envi-              in DM support education groups (50.3%
                                                                               ronment and the workplace. The built environ-                    and 26.9% versus 35.7% and 17.2%,
                                                                               ment plays a role in promoting healthy lifestyles                respectively).98
                                                                               and preventing obesity.90 Similar to schools for           —	 Look AHEAD was stopped early with a
                                                                               children, the workplace can provide an oppor-                    median 9.6 years of follow-up for failure to
                                                                               tunity to educate adults on methods to reduce                    show a significant difference in CVD events
                                                                               weight and can also motivate individuals to lose                 between the intensive lifestyle intervention
                                                                               weight through group participation.91                            and control group.97
                                                                            •	 70% of adults with obesity did not have obesity in         —	Intensive lifestyle interventions produce
                                                                               childhood or adolescence, so reducing the overall                greater weight loss than education alone
                                                                               burden of adult obesity might require interven-                  among those with class III obesity99 and child-
                                                                               tions beyond targeting obesity reduction solely at              hood obesity.100
                                                                               overweight children and children with obesity.92        •	 A comprehensive review and meta-analysis of 54
                                                                            •	 The CDC Prevention Status Reports highlight the            RCTs suggests that dietary weight loss interven-
                                                                               status of public health policies and practices to          tions reduce all-cause mortality (34 trials, 685
                                                                               address public health problems, including obe-             events; RR, 0.82; 95% CI, 0.71–0.95), but the
                                                                               sity, by state. Reports rate the extent to which the       benefit on lowering cardiovascular mortality is
                                                                               state has implemented the policies or practices            less clear.101
• Ten-year follow-up data from the nonrandom- surgery than for conventional medical therapy,
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      ized SOS bariatric intervention study (see Bariatric              with follow-up of ≤2 years.108
                                                                                                                                                                                                              AND GUIDELINES
                                                                      Surgery) suggested that to maintain a favorable              •	   The longest follow-up to date of 12 years in 1156
                                                                      effect on cardiovascular risk factors, more than                  patients with severe obesity, including 418 indi-
                                                                      the short-term goal of 5% weight loss is needed                   viduals who underwent gastric bypass, demon-
                                                                      to overcome secular trends and aging effects.102                  strated sustained weight loss and both remission
                                                                      Long-term follow-up might be necessary to show                    and prevention of incident type 2 DM, hyperten-
                                                                      reductions in CVD risk.                                           sion, and dyslipidemia.109
                                                                   •	 Lifestyle and surgical interventions are both bene-          •	   An RCT demonstrated that weight loss from lapa-
                                                                      ficial: After gastric bypass, individuals with regular            roscopic sleeve gastrectomy was similar to that
                                                                      PA had improved fat mass, insulin sensitivity, and                achieved by traditional gastric bypass surgery,
                                                                      HDL-C.103                                                         although the latter achieved greater improvement
                                                                                                                                        in lipid levels.110,111
                                                                                                                                   •	   According to retrospective data, among 9949
                                                                Bariatric Surgery                                                       patients who underwent gastric bypass surgery,
                                                                   •	 Lifestyle interventions often do not provide sus-                 after a mean of 7 years, long-term mortality
                                                                      tained significant weight loss for people with obe-               was 40% lower among the surgically treated
                                                                      sity. Among adults with obesity, bariatric surgery                patients than among control subjects with obe-
                                                                      produces greater weight loss and maintenance of                   sity. Specifically, cancer mortality was reduced by
                                                                      lost weight than lifestyle intervention, with some                60%, DM mortality by 92%, and CAD mortal-
                                                                      variations depending on the type of procedure                     ity by 56%. Nondisease death rates (eg, acci-
                                                                      and the patient’s initial weight.33 Gastric bypass                dents, suicide) were 58% higher in the surgery
                                                                      surgery is typically performed as a Roux-en-Y gas-                group.112
                                                                      tric bypass, vertical sleeve gastrectomy, adjustable         •	   A recent DM consensus statement recommended
                                                                      gastric banding, or biliopancreatic diversion with                bariatric surgery to treat type 2 DM among adults
                                                                      duodenal switch.                                                  with class III obesity and recommended it be con-
                                                                   •	 Benefits reported for bariatric surgery include                   sidered to treat type 2 DM among adults with
                                                                      substantial weight loss; remission of DM, hyper-                  class I obesity.99
                                                                      tension, and dyslipidemia; reduced incidence of
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                                                                            •	 GWASs in diverse populations have implicated             1980 and 2013, the proportion of adults with
CLINICAL STATEMENTS
                                                                               multiple loci for obesity, mostly defined by BMI,        overweight or obesity increased from 28.8%
   AND GUIDELINES
                                                                               WC, or waist-hip ratio. The FTO locus is the most        (95% UI, 28.4%–29.3%) to 36.9% (95% UI,
                                                                               well-established obesity locus, first reported in        36.3%–37.4%) among males and from 29.8%
                                                                               2007118,119 and replicated in many studies with          (95% UI, 29.3%–30.2%) to 38.0% (95% UI,
                                                                               diverse populations and age groups since then.120–       37.5%–38.5%) among females. Since 2006, the
                                                                               124
                                                                                   The mechanisms underlying the association            increase in adult obesity in developed countries
                                                                               remain incompletely elucidated but could be              has slowed. The estimated prevalence of adult
                                                                               related to mitochondrial thermogenesis11 or food         obesity exceeded 50% of males in Tonga and
                                                                               intake.125                                               females in Kuwait, Kiribati, the Federated States
                                                                            •	 Other GWASs have reported numerous addi-                 of Micronesia, Libya, Qatar, Tonga, and Samoa.
                                                                               tional loci,126 with >300 putative loci, most of         In the sub-Saharan African country of Malawi,
                                                                               which explain only a small proportion of the             representative of rural but developing coun-
                                                                               variance in obesity, have not been mechanisti-           tries, the prevalence of overweight or obesity
                                                                               cally defined, and have unclear clinical signifi-        was 18% and 44% of urban males and females,
                                                                               cance. Fine mapping of loci, including recent            respectively, and 9% and 27% of rural males
                                                                               efforts focused on GWASs in African ancestry,            and females, respectively. Associated hyperten-
                                                                               in addition to mechanistic studies, is required          sion and DM are highly prevalent and under-
                                                                               to define functionality of obesity-associated            diagnosed.132 As of 2013, around the world,
                                                                               loci.127                                                 obesity rates are higher for females than males
                                                                            •	 A large GWAS of obesity in >240 000 individu-            and in developed countries than in developing
                                                                               als of predominately European ancestry revealed          countries. Higher obesity rates for females than
                                                                               an interaction with smoking, which highlights the        for males occur for age ≥45 years in developed
                                                                               need to consider gene-environment interactions           countries but for age ≥25 years in developing
                                                                               in genetic studies of obesity.128                        countries.133
                                                                            •	 Epigenetic modifications such as DNA methyla-         •	 Between 1980 and 2013, the prevalence of over-
                                                                               tion have both genetic and environmental con-            weight and obesity rose by 27.5% for adults.133
                                                                               tributors and may contribute to risk of and adverse      Over this same period, no declines in obesity
                                                                               consequences of obesity. An epigenome-wide               prevalence were detected. In 2008, an esti-
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               association study in 479 people demonstrated             mated 1.46 billion adults were overweight or
                                                                               that increased methylation at the HIF3A locus in         obese. The prevalence of obesity was estimated
                                                                               circulating white blood cells and in adipose tissue      at 205 million males and 297 million females in
                                                                               was associated with increased BMI.129                    2013. The highest prevalence of male obesity is
                                                                                                                                        in the United States, southern and central Latin
                                                                                                                                        America, Australasia, and Central and Western
                                                                         Global Burden                                                  Europe, and the lowest prevalence is in South
                                                                         (See Chart 6-12)                                               and Southeast Asia and East, Central, and West
                                                                            •	 The GBD 2016 Study used statistical models               Africa. For females, the highest prevalence of obe-
                                                                               and data on incidence, prevalence, case fatality,        sity is in Southern and North Africa, the Middle
                                                                               excess mortality, and cause-specific mortality to        East, central and southern Latin America, and the
                                                                               estimate disease burden for 315 diseases and             United States, and the lowest is in South, East,
                                                                               injuries in 195 countries and territories.130 The        and Southeast Asia, the high-income Asia-Pacific
                                                                               Pacific Island countries, Eastern Europe, Central        subregion, and East, Central, and West Africa.134
                                                                               Asia, and the North Africa/Middle East region         •	 An appraisal of the prevalence of obesity in sub-
                                                                               have the highest mortality rates attributable to         Saharan Africa from 2009 to 2012 suggests an
                                                                               high BMI (Chart 6-12).130                                increase in BMI and WC, associated with hyper-
                                                                            •	 Although there is considerable variability in            tension. In 2726 university students in Cameroon,
                                                                               overweight and obesity data methodology and              the prevalence of obesity, overweight and obesity
                                                                               quality worldwide, cross-country comparisons             (combined), and hypertension was 3.5%, 21%,
                                                                               can help reveal different patterns. Worldwide,           and 6.3%, respectively. There was an increase
                                                                               from 1975 to 2014, the prevalence of obesity             over time in overweight and obesity in males and
                                                                               increased from 3.2% in 1975 to 10.8% in 2014             an increase in prevalence of abdominal obesity in
                                                                               in males and from 6.4% to 14.9% in females,              females, which were both associated with inci-
                                                                               and mean age-standardized BMI increased from             dent hypertension.135
                                                                               21.7 to 24.2 kg/m2 in males and from 22.1 to          •	 In 2015, a total of 107.7 million youth and 603.7
                                                                               24.4 kg/m2 in females.131 Worldwide, between             million adults had obesity, with an overall obesity
prevalence of 5.0% among children and 12.0% dissemination and implementation of evidence-based
                                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                          among adults. High BMI contributed to 4.0 mil-                             interventions focusing on primordial prevention. In
                                                                                                                                                                                                                                           AND GUIDELINES
                                                                          lion deaths globally, with the leading cause of                            recent years, the rate of decline of CVD mortality has
                                                                          death and disability being attributable to CVD.136                         decelerated substantially, which might be attributable
                                                                                                                                                     to the obesity epidemic, and there are concerns about
                                                                                                                                                     the increasing future burden of CVD. Identification of
                                                                Future Research                                                                      evidence-based strategies to maintain and achieve a
                                                                The dramatic increase in prevalence and disease bur-                                 healthy body weight is necessary to reverse the slowing
                                                                den of obesity over the past several decades highlights                              progress in cardiovascular mortality rates and reduce
                                                                the ongoing need to focus on the development of and                                  the overall burden of obesity.
                                                                   Overweight and obesity in adults is defined as body mass index (BMI) ≥25 kg/m2. Obesity in adults is defined as BMI ≥30 kg/m2. In children, overweight and obesity
                                                                are based on BMI-for-age values at or above the 85th percentile of the 2000 Centers for Disease Control and Prevention (CDC) growth charts. In children, obesity
                                                                is based on BMI-for-age values at or above the 95th percentile of the CDC growth charts. In January 2007, the American Medical Association’s Expert Task Force on
                                                                Childhood Obesity recommended new definitions for overweight and obesity in children and adolescents137; however, statistics based on this new definition are not
                                                                yet available. Estimates for the total include those of “other” racial/ethnic groups.
                                                                   Ellipses (…) indicate data not available; and NH, non-Hispanic.
                                                                   *Data from Finkelstein et al.79
                                                                   Sources: NHANES (National Health and Nutrition Examination Survey) 2011 to 2014 (adults), unpublished CDC tabulation; NHANES 2011 to 2014 (ages 2–19
                                                                years) from Ogden et al.7 Population count extrapolations calculated using the average of the 2011 and 2013 American Community Survey Summary File data.138
                                                                         Chart 6-1. US children and adolescents with obesity by race/ethnicity, 2011 to 2014.
                                                                         Obesity is body mass index (BMI) at or above the sex-and age-specific 95th percentile BMI cutoff points from the 2000 CDC growth charts.
                                                                         CDC indicates Centers for Disease Control and Prevention.
                                                                         Source: CDC and National Center for Health Statistics. Data derived from the National Health and Nutrition Examination Survey, Table 59.7
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 6-2. Age-adjusted prevalence of obesity in adults ≥20 years of age by sex and age group (NHANES, 2011–2014).
                                                                         Totals were age-adjusted by the direct method to the 2000 US census population using the age groups 20 to 39, 40 to 59, and ≥60 years old. Crude estimates are
                                                                         36.5% for all, 34.5% for males, and 38.5% for females.
                                                                         NHANES indicates National Health and Nutrition Examination Survey.
                                                                         *Significantly different from those aged 20 to 39 years.
                                                                         †Significantly different from females of the same age group.
                                                                         Source: Centers for Disease Control and Prevention/National Center for Health Statistics, NHANES, 2011 to 2014.
                                                                                                                                                                                                                                   CLINICAL STATEMENTS
                                                                                                                                                                                                                                      AND GUIDELINES
                                                                Chart 6-3. Age-adjusted prevalence of obesity in adults ≥20 years of age by sex and race/ethnicity (NHANES, 2011–2014).
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                *Significantly different from non-Hispanic Asian people.
                                                                †Significantly different from non-Hispanic white people.
                                                                ‡Significantly different from females of the same race and Hispanic origin.
                                                                §Significantly different from non-Hispanic black people.
                                                                Source: Centers for Disease Control and Prevention/National Center for Health Statistics, NHANES, 2011 to 2014.
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                                                                Chart 6-4. Trends in overweight and obesity between 1999 to 2002 and 2011 to 2014 among US adults aged ≥20 years, by sex.
                                                                Overweight but not obese (25 ≤ body mass index [BMI] <30 kg/m2); grade 1 obesity (30 ≤ BMI <35 kg/m2); grade 2 obesity (35 ≤ BMI <40 kg/m2); grade 3 obesity
                                                                (BMI ≥40 kg/m2).
                                                                Source: Centers for Disease Control and Prevention/National Center for Health Statistics, Health, United States, 2015, Figure 9 and Table 58. Data from National
                                                                Health and Nutrition Examination Survey.19
                                                                         Chart 6-5. Prevalence† of self-reported obesity among US adults aged ≥20 years by state and territory, BRFSS, 2016.
                                                                         BRFSS indicates Behavioral Risk Factor Surveillance System; GU, Guam; PR, Puerto Rico; and VI, Virgin Islands.
                                                                         *Sample size <50 or the relative standard error (dividing the standard error by the prevalence) ≥30%.
                                                                         †Prevalence estimates reflect BRFSS methodological changes started in 2011. These estimates should not be compared to prevalence estimates before 2011.
                                                                         Source: Centers for Disease Control and Prevention, Obesity Prevalence Map, 2016.24
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 6-6. Prevalence of self-reported obesity among non-Hispanic white adults aged ≥20 years, by state and territory, BRFSS, 2014 to 2016.
                                                                         BRFSS indicates Behavioral Risk Factor Surveillance System; GU, Guam; PR, Puerto Rico; and VI, Virgin Islands.
                                                                         *Sample size <50 or the relative standard error (dividing the standard error by the prevalence) ≥30%.
                                                                         Source: Centers for Disease Control and Prevention, Obesity Prevalence Map, 2014 to 2016.24
                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 6-7. Prevalence of self-reported obesity among Hispanic adults aged ≥20 years, by state and territory, BRFSS, 2014 to 2016.
                                                                BRFSS indicates Behavioral Risk Factor Surveillance System; GU, Guam; and PR, Puerto Rico.
                                                                *Sample size <50 or the relative standard error (dividing the standard error by the prevalence) ≥30%.
                                                                Source: Centers for Disease Control and Prevention, Obesity Prevalence Map, 2014 to 2016.24
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 6-8. Prevalence of self-reported obesity among non-Hispanic black adults aged ≥20 years, by state and territory, BRFSS, 2014 to 2016.
                                                                BRFSS indicates Behavioral Risk Factor Surveillance System; GU, Guam; and PR, Puerto Rico.
                                                                *Sample size <50 or the relative standard error (dividing the standard error by the prevalence) ≥30%.
                                                                Source: Centers for Disease Control and Prevention, Obesity Prevalence Map, 2014 to 2016.24
                                                                         Chart 6-9. Relative risks for diseases associated with body mass index by age group.
                                                                         APCSC indicates Asia-Pacific Cohort Studies Collaboration; ERFC, Emerging Risk Factor Collaboration; IHD, ischemic heart disease; and PSC, Prospective Studies
                                                                         Collaboration.
                                                                         Reprinted from Singh et al.37 Copyright © 2013, Singh et al. This is an Open Access article distributed under the terms of the Creative Commons Attribution
                                                                         License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 6-11. Trends in obesity prevalence among adults aged ≥20 years (age adjusted) and youth aged 2 to 19 years, United States, 1999 to 2000
                                                                through 2013 to 2014.
                                                                Data from the National Center for Health Statistics.19
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                                                                Chart 6-12. Age-standardized global mortality rates attributable to high body mass index per 100 000, both sexes 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016 with permission.130 Copyright © 2017, University of Washington
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                                                                           AHA             American Heart Association                                      —	 For NH Asians, 155.4 mg/dL for boys and
                                                                           ASCVD           atherosclerotic cardiovascular disease                                170.2 mg/dL for girls
                                                                           BRFSS           Behavioral Risk Factor Surveillance System
                                                                                                                                                       •	 From 1999 to 2016, mean serum TC for adoles-
                                                                           CAD             coronary artery disease
                                                                           CETP            cholesteryl ester transfer protein
                                                                                                                                                           cents 12 to 19 years of age decreased across all
                                                                           CHD             coronary heart disease                                          subgroups of race and sex (Chart 7-1).
                                                                           CI              confidence interval                                         •	 Fewer than 1% of adolescents are potentially eli-
                                                                           CVD             cardiovascular disease                                          gible for pharmacological treatment on the basis
                                                                           DALY            disability-adjusted life-year                                   of guidelines from the American Academy of
                                                                           DM              diabetes mellitus
                                                                                                                                                           Pediatrics.2,3
                                                                           FH              familial hypercholesterolemia
                                                                           GBD             Global Burden of Disease
                                                                                                                                                     Adults (Aged ≥20 Years)
                                                                           GWAS            genome wide association studies
                                                                           HDL             high-density lipoprotein
                                                                                                                                                     (See Table 7-1 and Charts 7-2 through 7-4)
                                                                           HDL-C           high-density lipoprotein cholesterol                        •	 An estimated 28.5 million adults ≥20 years of
                                                                           LDL             low-density lipoprotein                                        age have serum TC levels ≥240 mg/dL (extrapo-
                                                                           LDL-C           low-density lipoprotein cholesterol                            lated for 2016 by use of NCHS/NHANES 2013–
                                                                           MACE            major adverse cardiovascular events                            2016 data), with a prevalence of 11.7%. From
                                                                           Mex. Am.        Mexican American
                                                                                                                                                          1999 to 2016, mean serum TC for adults ≥20
                                                                           NCHS            National Center for Health Statistics
                                                                           NH              non-Hispanic
                                                                                                                                                          years of age decreased across all subgroups of
                                                                           NHANES          National Health and Nutrition Examination Survey               race (Chart 7-2).
                                                                           NHLBI           National Heart, Lung, and Blood Institute                   •	 During the period from 2013 to 2016 (unpub-
                                                                           PCSK9           proprotein convertase subtilisin kexin 9                       lished NHLBI tabulation):
                                                                           QALY            quality-adjusted life-year                                     —	 The percentage of adults with high TC (≥240
                                                                           RCT             randomized controlled trial
                                                                                                                                                               mg/dL) was lower for NH black than for NH
                                                                           REGARDS         Reasons for Geographic and Racial Differences in Stroke
                                                                           RR              relative risk
                                                                                                                                                               white and Hispanic adults; the same patterns
                                                                           SES             socioeconomic status                                                were seen in males and females.
                                                                           SOL             Studies of Latinos                                             —	 NH black males ≥20 years of age had the
                                                                           TC              total cholesterol                                                   lowest age-adjusted prevalence of serum TC
                                                                           WHO             World Health Organization                                           ≥240 mg/dL (Chart 7-4).
— Females had a higher prevalence of high TC — Among NH whites, mean LDL-C levels were
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                              ≥240 mg/dL (12.4%) than males (10.7%)                         112.1 mg/dL for males and 114.9 mg/dL for
                                                                                                                                                                                                             AND GUIDELINES
                                                                              (Table 7-1).                                                  females.
                                                                   •	   The prevalence of high TC has decreased over                   —	 Among NH blacks, mean LDL-C levels were
                                                                        time, from 18.3% of adults in 1999 to 2000 to                       110.4 mg/dL for males and 111.4 mg/dL for
                                                                        11.0% of adults in 2013 to 2014.4                                   females.
                                                                   •	   During 2013 to 2016, increases in the prevalence               —	 Among Hispanics, mean LDL-C levels were
                                                                        rates of high TC (≥240 mg/dL) were seen in NH                       119.2 mg/dL for males and 112.6 mg/dL for
                                                                        white and black males and females (Chart 7-4).                      females.
                                                                   •	   However, the age-adjusted mean TC level for NH                 —	 Among NH Asians, mean LDL-C levels were
                                                                        white adults ≥20 years of age declined linearly                     112.4 mg/dL for males and 110.3 mg/dL for
                                                                        from 1999 to 2016. Similar trends were seen                         females.
                                                                        for NH white, NH black, and Mexican American                •	 Mean levels of LDL-C decreased from 126.2 mg/
                                                                        males and females (Chart 7-2).                                 dL during 1999 to 2000 to 111.3 mg/dL during
                                                                   •	   The Healthy People 2010 guideline of an age-                   2013 to 2014. The age-adjusted prevalence of
                                                                        adjusted mean TC level of ≤200 mg/dL has been                  high LDL-C (≥130 mg/dL) decreased from 42.9%
                                                                        achieved in adults, in males, in females, and in               during 1999 to 2000 to 28.5% during 2013 to
                                                                        all race/ethnicity and sex subgroups.5 The Healthy             2014 (unpublished NHLBI tabulation).
                                                                        People 2020 target is a mean total blood choles-          HDL Cholesterol
                                                                        terol of 177.9 mg/dL for adults, which had not            Youth
                                                                        been achieved in males or females as of 2011 to             •	 Among children 6 to 11 years of age in NHANES
                                                                        2014 NHANES data6 (Chart 7-2).                                 2013 to 2016, the mean HDL-C level was
                                                                   •	   Overall, the decline in mean cholesterol levels                56.0 mg/dL. For boys, it was 57.4 mg/dL, and
                                                                        in recent years likely reflects greater uptake of              for girls, it was 54.5 mg/dL. The racial/ethnic
                                                                        cholesterol-lowering medications rather than                   breakdown was as follows (unpublished NHLBI
                                                                        changes in dietary patterns.7                                  tabulation):
                                                                                                                                       —	 For NH whites, 56.6 mg/dL for boys and 54.7
                                                                Lipid Subfractions                                                         mg/dL for girls
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               HDL-C for American adults ≥20 years of age is            adolescents during 2011 to 2014 (unpublished
CLINICAL STATEMENTS
— The percentage of adults screened for cho- discussion regarding statin therapy in 4 identi-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                           lesterol in the past 5 years was lower for                fied groups in whom it has been clearly shown
                                                                                                                                                                                                            AND GUIDELINES
                                                                           Hispanic adults than for NH white, NH black,              to reduce ASCVD risk. The 4 statin benefit
                                                                           and NH Asian adults.                                      groups are (1) people with clinical ASCVD, (2)
                                                                                                                                     those with primary elevations of LDL-C >190
                                                                                                                                     mg/dL, (3) people aged 40 to 75 years who
                                                                Awareness                                                            have DM with LDL-C 70 to 189 mg/dL and
                                                                   •	 Awareness of high LDL-C increased from 48.9%                   without clinical ASCVD, and (4) those without
                                                                      in 1999 to 2000 to 62.8% in 2003 to 2004; how-                 clinical ASCVD or DM with LDL-C 70 to 189 mg/
                                                                      ever, awareness did not increase further through               dL and estimated 10-year ASCVD risk ≥7.5%.
                                                                      2009 to 2010 (61.5%). Treatment among those                    Approximately 31.9% of the ASCVD-free, non-
                                                                      aware of having high LDL-C increased from                      pregnant US population between 40 and 79
                                                                      41.3% in 1999 to 2000 to 72.6% in 2007 to                      years of age has a 10-year risk of a first hard
                                                                      2008. In 2009 to 2010, it was 70.0%.10                         CHD event of ≥10% or has DM.16
                                                                   •	 According to 2015 BRFSS data11:                             •	 According to a recent analysis of NHANES data
                                                                      —	 36.4% of US adults have been told they have                 from 2005 to 2010, the number of people eligible
                                                                           high cholesterol.                                         for statin therapy would rise from 43.2 million US
                                                                      —	 The percentage of adults told they had high                 adults (37.5%) to 56.0 million (48.6%) based on
                                                                           cholesterol was highest in Alabama (42%)                  the 2013 ACC/AHA guidelines for the manage-
                                                                           and lowest in Colorado (31.5%).                           ment of blood cholesterol.17 Most of the increase
                                                                   •	 Almost half (49.6%) of Hispanic participants with              comes from adults 60 to 75 years old without CVD
                                                                      high cholesterol (LDL-C >130 mg/dL, TC >240 mg/                who have a 10-year ASCVD risk ≥7.5%; the net
                                                                      dL, or taking cholesterol-lowering medications) in             number of new statin prescriptions could poten-
                                                                      the SOL baseline examination (2008–2011) were                  tially increase by 12.8 million, including 10.4 mil-
                                                                      not aware of their condition.                                  lion for primary prevention.17 Individuals eligible
                                                                                                                                     for treatment under Adult Treatment Panel III but
                                                                                                                                     not ACC/AHA guidelines had higher LDL-C levels
                                                                Treatment                                                            but were otherwise at lower risk than individuals
                                                                   •	 In high-risk patients, the nonstatin medications               eligible under both guidelines or only under ACC/
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         HDL Cholesterol
                                                                                                                                            vent 4.3 million more MACE than adding ezeti-
                                                                          •	 Low levels of HDL-C and apolipoprotein A1 are
                                                                                                                                            mibe to statin therapy. However, because of high
                                                                             strongly associated with increased ASCVD risk
                                                                                                                                            drug costs, the addition of PCSK9 is estimated to
                                                                             in young and middle-aged adults.29 The associa-
                                                                                                                                            cost $414 000 per QALY. To achieve cost-effective-
                                                                             tion between CHD risk and HDL-C appears to be
                                                                                                                                            ness, the PCSK9 inhibitor cost would need to be
                                                                             inverse and linear until HDL-C values exceed 70
                                                                                                                                            reduced to $4536 per year to achieve $100 000
                                                                             to 80 mg/dL, at which point there may be a slight
                                                                                                                                            per QALY.41
                                                                             increase in CHD risk in some people.30,31
                                                                                                                                         •	 In the United States, only 47% of prescriptions
                                                                          •	 Negative RCTs and mendelian randomization
                                                                                                                                            for PCSK9 inhibitors were approved between July
                                                                             studies have suggested that HDL-C content is not
                                                                                                                                            2015 and August 2016.42 Approval rates were
                                                                             in the causal pathway of atheroprotection.32–34
                                                                          •	 Metrics of HDL particle function, notably HDL                  highest for Medicare (60.9%) and lowest for pri-
                                                                             efflux capacity, have been shown to have strong,               vate third-party payers (24.4%).
                                                                             independent associations with ASCVD risk in sev-
                                                                             eral cohort studies.35,36                                 Family History and Genetics
                                                                          •	 HDL efflux capacity may predict residual risk in
                                                                                                                                       Familial Hypercholesterolemia
                                                                             statin-treated patients.37
                                                                                                                                         •	 There are several known monogenic or mende-
                                                                         Triglycerides                                                      lian causes of high blood cholesterol and lipids,
                                                                           •	 Triglyceride concentration has strong associa-                the most common of which include FH, which
                                                                               tions with ASCVD risk; however, in most studies              affects up to ≈1 in 200 individuals.43 Patients with
                                                                               the association is attenuated after adjustment for           FH have elevated TC and LDL-C and a 20-fold
                                                                               other traditional risk factors.29                            increased risk of CVD.44 Similarly, individuals with
                                                                           •	 Triglyceride levels are biologically linked to other          the FH phenotype (LDL-C >190 mg/dL) experience
                                                                               causal factors for ASCVD, notably LDL-C, LDL par-            an acceleration in CHD risk by 10 to 20 years in
                                                                               ticle concentration, insulin resistance, low HDL-C,          males and 20 to 30 years in females.45
• FH has been associated with mutations in LDLR, between genetic loci for triglyceride-rich lipopro-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      APOB, LDLRAP1, and PCSK9, which affect                           teins and disease implicate triglycerides as causal
                                                                                                                                                                                                              AND GUIDELINES
                                                                      uptake and clearance of LDL-C. Individuals with                  in CVD.35,36,53,54
                                                                      LDL-C >190 mg/dL and a confirmed FH muta-
                                                                                                                                  Lipid Genetics and Drug Development
                                                                      tion have substantially higher odds for CAD than
                                                                                                                                    •	 Genetic studies of lipid traits have had some suc-
                                                                      those with LDL-C >190 mg/dL without patho-
                                                                                                                                       cess in identifying new drug targets, particularly
                                                                      genic mutations. Similarly, individuals with an FH
                                                                                                                                       the genetic interrogation of extremely high and
                                                                      pathogenic mutation and an LDL-C <190 mg/                        low LDL-C,55–57 which led to the development of
                                                                      dL have substantially higher odds for CAD than                   PCSK9 inhibitors. Furthermore, identification of
                                                                      those without a pathogenic FH mutation and                       variants in ANGPTL4 and ANGPTL3 that associ-
                                                                      similar LDL-C levels.46                                          ate with increased triglycerides and CAD risk52,58
                                                                   •	 Individuals who are homozygous for an FH muta-                   highlight inhibition of these genes as potentially
                                                                      tion have severe CHD that becomes apparent in                    therapeutic.59
                                                                      childhood and requires plasmapheresis; it may be              •	 As highly effective LDL-C–lowering drugs, statins
                                                                      best treated using novel therapies, including gene               are widely prescribed to reduce CVD risk, but
                                                                      therapy.47 However, the majority of FH cases are                 response to statins varies among individuals.
                                                                      heterozygous for the causal mutation, and these                  Genetic variants that affect statin responsive-
                                                                      patients remain underdiagnosed.43                                ness could predict the lipid-modulating ability
                                                                   •	 Cascade screening, which recommends choles-                      of statins60–62 and modulate cardioprotection.63
                                                                      terol testing for all first-degree relatives of an FH            Importantly, variation in SLCO1B1 predicts risk of
                                                                      patient, can be an effective strategy to identify                statin myopathy, a major potential adverse event,
                                                                      affected family members who would benefit from                   which has prompted recommendations for geno-
                                                                      therapeutic intervention.44                                      type-guided dosing of simvastatin.64,65
                                                                Familial Combined Hyperlipidemia
                                                                  •	 Combined hyperlipidemia, which affects ≈1 in                 Global Burden of Hypercholesterolemia
                                                                     100 individuals, is characterized by elevated                (See Chart 7-5)
                                                                     LDL-C and triglycerides. Unlike FH, there is little            •	 The GBD 2016 Study used statistical models and
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                                                                     evidence for monogenic causes of combined                         data on incidence, prevalence, case fatality, excess
                                                                     hyperlipidemia, which indicates that most cases                   mortality, and cause-specific mortality to estimate
                                                                     of combined hyperlipidemia might be complex                       disease burden for 315 diseases and injuries in
                                                                     and polygenic.48                                                  195 countries and territories. The highest mor-
                                                                  •	 High cholesterol is heritable even in families that               tality rates attributable to high TC are in Eastern
                                                                     do not harbor one of these monogenic forms                        Europe and Central Asia (Chart 7-5).66
                                                                     of disease. Extensive efforts have focused on                  •	 TC went from being the 14th-leading risk factor
                                                                     GWASs for lipid traits in large numbers of subjects               in 1990 for the global burden of disease, as quan-
                                                                     to identify the genetic architecture of variability               tified by DALYs, to the number 15 risk factor in
                                                                     in cholesterol levels. With GWASs, 95 loci were                   2010.67
                                                                     identified using >100 000 subjects of European                 •	 The prevalence of elevated TC was highest
                                                                     origin.49 Additional studies in even larger num-                  in the WHO European Region (54% for both
                                                                     bers, including individuals of diverse ancestry,                  sexes), followed by the WHO Region of the
                                                                     use of electronic health record–based samples,                    Americas (48% for both sexes). The WHO
                                                                     and the addition of whole-exome sequencing                        African Region and the WHO South-East Asia
                                                                     (which offers more comprehensive coverage of                      Region showed the lowest percentages (23%
                                                                     the coding regions of the genome) have brought                    and 30%, respectively).39
                                                                     the number of known lipid loci to >200.50–52 As                •	 A report on trends in TC in 199 countries and ter-
                                                                     expected for a causal biomarker, there is consid-                 ritories indicated that TC declined in high-income
                                                                     erable overlap between the genetics of LDL-C                      regions of the world (Australasia, North America,
                                                                     and the genetics of CHD. Furthermore, overlap                     and Western Europe).67
                                                                                                           ≥200 mg/dL, 2013–2016          ≥240 mg/dL, 2013–2016           ≥130 mg/ dL, 2011–2014              <40 mg/dL, 2013–2016
                                                                           Population Group                      Age ≥20 y                      Age ≥20 y                       Age ≥20 y                           Age ≥20 y
                                                                           Both sexes, n (%)*                  92 800 000 (38.2)              28 500 000 (11.7)                71 300 000 (30.3)                 45 600 000 (19.2)
                                                                           Males, n (%)*                       41 200 000 (35.4)              12 400 000 (10.7)                34 000 000 (30.0)                 33 700 000 (29.0)
                                                                           Females, n (%)*                     51 600 000 (40.4)              16 100 000 (12.4)                37 300 000 (30.4)                  11 900 000 (9.9)
                                                                           NH white males, %                         35.4                            10.5                             29.3                              29.7
                                                                           NH white females, %                       41.8                            13.6                             32.1                               9.3
                                                                           NH black males, %                         29.8                             8.9                             29.9                              19.8
                                                                           NH black females, %                       33.1                             9.0                             27.9                               8.1
                                                                           Hispanic males, %                         39.9                            13.0                             36.6                              32.6
                                                                           Hispanic females, %                       38.9                            10.1                             28.7                              13.1
                                                                           NH Asian males, %                         38.7                            11.7                             29.2                              25.9
                                                                           NH Asian females, %                       39.6                            10.8                             25.0                               7.9
                                                                            Prevalence of TC ≥200 mg/dL includes people with TC ≥240 mg/dL. In adults, levels of 200 to 239 mg/dL are considered borderline high. Levels of ≥240 mg/dL
                                                                         are considered high.
                                                                            HDL-C indicates high-density lipoprotein cholesterol; LDL-C, low-density lipoprotein cholesterol; NH, non-Hispanic; and TC, total cholesterol.
                                                                            *Total data for TC are for Americans ≥20 years of age. Data for LDL-C, HDL-C, and all racial/ethnic groups are age adjusted for age ≥20 years.
                                                                            Source for TC ≥200 mg/dL, ≥240 mg/dL, LDL-C, and HDL-C: National Health and Nutrition Examination Survey (2013–2016), National Center for Health Statistics,
                                                                         and National Heart, Lung, and Blood Institute. Estimates from National Health and Nutrition Examination Survey 2013 to 2016 (National Center for Health Statistics)
                                                                         were applied to 2016 population estimates.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 7-1. Trends in mean serum total cholesterol among adolescents 12 to 19 years of age by race, sex, and survey year (NHANES, 1999–2004,
                                                                         2005–2010, and 2011–2016).
                                                                         Values are in mg/dL.
                                                                         Mex. Am. indicates Mexican American; NH, non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                         *The category of Mexican Americans was consistently collected in all NHANES years, but the combined category of Hispanics was only used starting in 2007.
                                                                         Consequently, for long-term trend data, the category Mexican American is used.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                                   CLINICAL STATEMENTS
                                                                                                                                                                                                                                      AND GUIDELINES
                                                                Chart 7-2. Age-adjusted trends in mean serum total cholesterol among adults ≥20 years old by race and survey year (NHANES, 1999–2004,
                                                                2005–2010, and 2011–2016).
                                                                Values are in mg/dL.
                                                                NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                *The category of Mexican Americans was consistently collected in all NHANES years, but the combined category of Hispanics was only used starting in 2007.
                                                                Consequently, for long-term trend data, the category Mexican American is used.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 7-3. Age-adjusted trends in the prevalence of serum total cholesterol ≥200 mg/dL in adults ≥20 years of age by race/ethnicity, sex, and survey
                                                                year (NHANES, 2013–2014 and 2015–2016).
                                                                NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                         Chart 7-4. Age-adjusted trends in the prevalence of serum total cholesterol ≥240 mg/dL in adults ≥20 years of age by race/ethnicity, sex, and survey
                                                                         year (NHANES, 2013–2014 and 2015–2016).
                                                                         NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 7-5. Age-standardized global mortality rates attributable to high total cholesterol per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016 with permission.66 Copyright © 2017, University of Washington.
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                                                                      Deloukas P, Kathiresan S, Mohlke KL, Ingelsson E, Abecasis GR; Global                   J, Neil A, Durrington PN, Doney A, Carr F, Morris A, McCarthy MI, Groop
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                                                                      with lipid levels. Nat Genet. 2013;45:1274–1283. doi: 10.1038/ng.2797                   T, Boerwinkle E, Ngwa JS, O’Donnell CJ, Vasan RS, Wei WQ, Wilke RA,
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                                                                      MF, Davies G, Huffman JE, Manichaikul A, Davis B, Lohman K, Joon AY,                    LJ, Harris TB, Chu AY, Giulianini F, MacFadyen JG, Barratt BJ, Nyberg F,
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                                                                      DS, Schreiner PJ, Mychaleckyj JC, Pankow JS, Hofman A, Uitterlinden AG,                 Adrienne Cupples L, Psaty BM, Palmer CN, Tardif JC, Colhoun HM, Hitman
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                                                                      Franco OH, Patel AP, Lu Y, Hindy G, Gottesman O, Bottinger EP, Melander                 Control Consortium. Pharmacogenetic meta-analysis of genome-wide
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                                                                      Asselta R, Girelli D, Martinelli N, Shah SH, Kraus WE, Li M, Rader DJ,                  2014;5:5068. doi: 10.1038/ncomms6068
                                                                      Reilly MP, McPherson R, Watkins H, Ardissino D, Zhang Q, Wang J,                 	61.	 Postmus I, Warren HR, Trompet S, Arsenault BJ, Avery CL, Bis JC, Chasman
                                                                      Tsai MY, Taylor HA, Correa A, Griswold ME, Lange LA, Starr JM, Rudan                    DI, de Keyser CE, Deshmukh HA, Evans DS, Feng Q, Li X, Smit RA, Smith
                                                                      I, Eiriksdottir G, Launer LJ, Ordovas JM, Levy D, Chen YD, Reiner AP,                   AV, Sun F, Taylor KD, Arnold AM, Barnes MR, Barratt BJ, Betteridge J,
                                                                      Hayward C, Polasek O, Deary IJ, Borecki IB, Liu Y, Gudnason V, Wilson                   Boekholdt SM, Boerwinkle E, Buckley BM, Chen YI, de Craen AJ,
                                                                      JG, van Duijn CM, Kooperberg C, Rich SS, Psaty BM, Rotter JI, O’Donnell                 Cummings SR, Denny JC, Dubé MP, Durrington PN, Eiriksdottir G, Ford
                                                                      CJ, Rice K, Boerwinkle E, Kathiresan S, Cupples LA; NHLBI GO Exome                      I, Guo X, Harris TB, Heckbert SR, Hofman A, Hovingh GK, Kastelein JJ,
                                                                      Sequencing Project. Association of low-frequency and rare coding-                       Launer LJ, Liu CT, Liu Y, Lumley T, McKeigue PM, Munroe PB, Neil A,
                                                                      sequence variants with blood lipids and coronary heart disease in 56,000                Nickerson DA, Nyberg F, O’Brien E, O’Donnell CJ, Post W, Poulter N, Vasan
                                                                               RS, Rice K, Rich SS, Rivadeneira F, Sattar N, Sever P, Shaw-Hawkins S,      	64.	SEARCH Collaborative Group. SLCO1B1 variants and statin-induced
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                                                                               Shields DC, Slagboom PE, Smith NL, Smith JD, Sotoodehnia N, Stanton A,            myopathy: a genomewide study. N Engl J Med. 2008;359:789–799. doi:
   AND GUIDELINES
                                                                               Stott DJ, Stricker BH, Stürmer T, Uitterlinden AG, Wei WQ, Westendorp             10.1056/NEJMoa0801936
                                                                               RG, Whitsel EA, Wiggins KL, Wilke RA, Ballantyne CM, Colhoun HM,            	65.	Wilke RA, Ramsey LB, Johnson SG, Maxwell WD, McLeod HL, Voora
                                                                               Cupples LA, Franco OH, Gudnason V, Hitman G, Palmer CN, Psaty BM,                 D, Krauss RM, Roden DM, Feng Q, Cooper-Dehoff RM, Gong L, Klein
                                                                               Ridker PM, Stafford JM, Stein CM, Tardif JC, Caulfield MJ, Jukema JW,             TE, Wadelius M, Niemi M; Clinical Pharmacogenomics Implementation
                                                                               Rotter JI, Krauss RM. Meta-analysis of genome-wide association studies of         Consortium (CPIC). The clinical pharmacogenomics implementation con-
                                                                               HDL cholesterol response to statins. J Med Genet. 2016;53:835–845. doi:           sortium: CPIC guideline for SLCO1B1 and simvastatin-induced myopathy.
                                                                               10.1136/jmedgenet-2016-103966                                                     Clin Pharmacol Ther. 2012;92:112–117. doi: 10.1038/clpt.2012.57
                                                                         	62.	Chu AY, Giulianini F, Barratt BJ, Ding B, Nyberg F, Mora S, Ridker           	66.	 Global Burden of Disease Study 2016. Global Burden of Disease Study
                                                                               PM, Chasman DI. Differential genetic effects on statin-induced                    2016 (GBD 2016) results. Seattle, WA: Institute for Health Metrics and
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                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                                                                                                   PA            physical activity
                                                                ICD-9 401 to 404; ICD-10 I10 to I15. See Tables 8-1
                                                                                                                                                                                                                                AND GUIDELINES
                                                                                                                                                   PAR           population attributable risk
                                                                and 8-2 and Charts 8-1 through 8-6                                                 QALY          quality-adjusted life-year
                                                                                                                                                   REGARDS       Reasons for Geographic and Racial Differences in Stroke
                                                                        Click here to return to the Table of Contents                              RR            relative risk
                                                                                                                                                   SBP           systolic blood pressure
                                                                                                                                                   SES           socioeconomic status
                                                                HBP is a major risk factor for CVD and stroke.1 The
                                                                                                                                                   SPRINT        Systolic Blood Pressure Intervention Trial
                                                                AHA has identified untreated BP <90th percentile                                   SSB           sugar-sweetened beverage
                                                                (for children) and <120/<80 mm Hg (for adults aged
                                                                ≥20 years) as 1 of the 7 components of ideal cardio-
                                                                vascular health.2 In 2013 to 2014, 88.7% of children                              Prevalence
                                                                and 45.4% of adults met these criteria (Chapter 2,                                (See Table 8-1, Chart 8-1, and Chart 8-2)
                                                                Cardiovascular Health).
                                                                                                                                                    •	 Although surveillance definitions vary widely in
                                                                                                                                                       the published literature, including for the CDC
                                                                Abbreviations Used in Chapter 8
                                                                                                                                                       and NHLBI, the following definition of HBP has
                                                                                                                                                       been proposed for surveillance3:
                                                                  ACC             American College of Cardiology
                                                                  ACEI            angiotensin-converting enzyme inhibitor
                                                                                                                                                       —	SBP ≥130 mm Hg or DBP ≥80 mm Hg or self-
                                                                  AHA             American Heart Association                                                reported antihypertensive medicine use, or
                                                                  BMI             body mass index                                                      —	 Having been told previously, at least twice,
                                                                  BP              blood pressure                                                            by a physician or other health professional
                                                                  BRFSS           Behavioral Risk Factor Surveillance System                                that one has HBP.
                                                                  CARDIA          Coronary Artery Risk Development in Young Adults
                                                                                                                                                    •	 With this definition, the age-adjusted preva-
                                                                  CDC             Centers for Disease Control and Prevention
                                                                  CHD             coronary heart disease
                                                                                                                                                       lence of hypertension among US adults ≥20
                                                                  CI              confidence interval                                                  years of age was estimated to be 46.0% in
                                                                  CKD             chronic kidney disease                                               NHANES in 2013 to 2016 (49.0% for males and
                                                                  CVD             cardiovascular disease                                               42.8% for females). This equates to an esti-
                                                                  DALY            disability-adjusted life-year                                        mated 116.4 million adults ≥20 years of age
                                                                  DBP             diastolic blood pressure
                                                                                                                                                       who have HBP (58.7 million males and 57.7
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                                                                  DM              diabetes mellitus
                                                                  ED              emergency department                                                 million females; Table  8-1; unpublished NHLBI
                                                                  ESRD            end-stage renal disease                                              tabulation).
                                                                  GBD             Global Burden of Disease                                          •	 In 2013 to 2016, the prevalence of HBP was
                                                                  GWAS            genome-wide association studies                                      26.1% among those 20 to 44 years of age,
                                                                  HBP             high blood pressure
                                                                                                                                                       59.2% among those 45 to 64 years of age, and
                                                                  HCHS/SOL        Hispanic Community Health Study/Study of Latinos
                                                                  HCUP            Healthcare Cost and Utilization Project
                                                                                                                                                       78.2% among those ≥65 years of age (unpub-
                                                                  HF              heart failure                                                        lished NHLBI tabulation).
                                                                  HIV             human immunodeficiency virus                                      •	 The prevalence of HBP in adults ≥20 years of age
                                                                  HR              hazard ratio                                                         is presented by both age and sex in Chart 8-1.
                                                                  ICD-9           International Classification of Diseases, 9th Revision            •	 In 2013 to 2016, a higher percentage of males
                                                                  ICD-9-CM        International Classification of Diseases, Clinical
                                                                                  Modification, 9th Revision
                                                                                                                                                       than females had hypertension up to 64 years of
                                                                  ICD-10          International Classification of Diseases, 10th Revision              age. For those ≥65 years of age, the percentage
                                                                  IDACO           International Database on Ambulatory Blood Pressure                  of females with hypertension was higher than for
                                                                                  Monitoring in Relation to Cardiovascular Outcomes                    males (unpublished NHLBI tabulation).
                                                                  JHS             Jackson Heart Study                                               •	 Data from NHANES 2013 to 2016 indicate
                                                                  MEPS            Medical Expenditure Panel Survey
                                                                                                                                                       that 35.3% of US adults with hypertension
                                                                  MESA            Multi-Ethnic Study of Atherosclerosis
                                                                  MET             metabolic equivalent                                                 are not aware they have it (unpublished NHLBI
                                                                  MI              myocardial infarction                                                tabulation).
                                                                  NAMCS           National Ambulatory Medical Care Survey                           •	 The age-adjusted prevalence of hypertension in
                                                                  NCHS            National Center for Health Statistics                                1999 to 2004, 2005 to 2010, and 2011 to 2016
                                                                  NH              non-Hispanic
                                                                                                                                                       is shown in race/sex subgroups in Chart 8-2.
                                                                  NHAMCS          National Hospital Ambulatory Medical Care Survey
                                                                  NHANES          National Health and Nutrition Examination Survey
                                                                                                                                                    •	 Data from the 2015 BRFSS/CDC indicate that the
                                                                  NHIS            National Health Interview Survey                                     age-adjusted percentage of adults ≥18 years of
                                                                  NHLBI           National Heart, Lung, and Blood Institute                            age who had been told that they had HBP ranged
                                                                  NIS             National (Nationwide) Inpatient Sample                               from 24.2% in Minnesota to 39.9% in Mississippi.
                                                                  OR              odds ratio                                                           The age-adjusted percentage for the total United
                                                                                                                                   (Continued )        States was 29.7%.4
                                                                            •	 A meta-analysis of 24 studies (N=961 035) esti-          SBP was 3.8 mm Hg (95% CI, 3.1–4.6 mm Hg)
CLINICAL STATEMENTS
                                                                               mated the prevalence of apparent treatment-              larger for each 10-year increase in age.13
   AND GUIDELINES
                                                                               resistant hypertension to be 13.7% (95% CI,           •	 In the English Longitudinal Study of Ageing, the
                                                                               11.2%–16.2%).5                                           prevalence, awareness, and treatment of hyper-
                                                                            •	 In a cohort of patients with established kidney          tension increased progressively between 1998
                                                                               disease, 40.4% had resistant hypertension.6              and 2012 among octogenarians. Although BP
                                                                            •	 An analysis of the Spanish Ambulatory Blood              control (SBP/DBP <140/90 mm Hg) declined from
                                                                               Pressure Monitoring Registry using 70        997         1998 to 2004 (37% to 31%), it increased to 47%
                                                                               patients treated for hypertension estimated the          by 2012.14
                                                                               prevalence of resistant hypertension (SBP/DBP         •	 Among adults in the REGARDS study ≥65 years of
                                                                               ≥140/90 mm Hg on at least 3 antihypertensive             age with hypertension, having more indicators of
                                                                               medications) was 16.9%, whereas the prevalence           frailty (low BMI, cognitive impairment, depressive
                                                                               of white-coat resistant hypertension was 37.1%.          symptoms, exhaustion, impaired mobility, and
                                                                               The prevalence of refractory hypertension (SBP/          history of falls) was associated with an increased
                                                                               DBP ≥140/90 mm Hg on at least 5 antihyperten-            risk for serious fall injuries (HR associated with
                                                                               sive medications) was 1.4%, whereas the preva-           1, 2, and ≥3 versus 0 indicators of frailty, 1.18
                                                                               lence of white-coat refractory hypertension was          [95% CI, 0.99–1.40], 1.49 [95% CI, 1.19–1.87],
                                                                               26.7%.7                                                  and 2.04 [95% CI, 1.56–2.67], respectively). In
                                                                            •	 SPRINT demonstrated that an SBP goal of <120             contrast, on-treatment SBP and DBP were not
                                                                               mm   Hg resulted in fewer CVD events and a               significantly associated with risk for serious fall
                                                                               greater reduction in mortality than an SBP goal          injuries.15
                                                                               of <140 mm Hg among people with SBP ≥130            Children and Adolescents
                                                                               mm Hg and increased cardiovascular risk.8 Using       •	 In 2011 to 2012, 11.0% (95% CI, 8.8%–
                                                                               NHANES 2007 to 2012 data, it was estimated               13.4%) of children and adolescents aged 8 to
                                                                               that 7.6% (95% CI, 7.0%–8.3%) or 16.8 million            17 years had either HBP (SBP or DBP at the 95th
                                                                               (95% CI, 15.7–17.8 million) US adults meet the           percentile or higher) or borderline HBP (SBP or
                                                                               SPRINT inclusion and exclusion criteria.9                DBP between the 90th and 95th percentile or
                                                                            •	 Among 1677 participants in the IDACO cohort              BP levels of 120/80 mm Hg or higher but <95th
         Downloaded from http://ahajournals.org by on February 7, 2019
• Analysis of data for children and adolescents individuals with a follow-up visit had a BP ≥95th
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      aged 8 to 17 years from NHANES 1999 to 2002                     percentile at this visit.25
                                                                                                                                                                                                            AND GUIDELINES
                                                                      through NHANES 2009 to 2012 found that mean
                                                                      SBP decreased from 105.6 to 104.9 mm Hg and
                                                                      DBP decreased from 60.3 to 56.1 mm Hg.16,18                 Race/Ethnicity and HBP
                                                                   •	 In NHANES 1999 to 2012, the prevalence of                   (See Table 8-1 and Chart 8-2)
                                                                      HBP was 9.9% among severely obese US ado-                    •	 The prevalence of hypertension in blacks in the
                                                                      lescents (BMI ≥120% of 95th percentile of sex-                  United States is among the highest in the world.
                                                                      specific BMI for age or BMI ≥35 kg/m2). The                     In 2011 to 2016, the age-adjusted prevalence
                                                                      OR for HBP was 5.3 (95% CI, 3.8–7.3) when                       of hypertension among NH blacks was 57.6%
                                                                      comparing severely obese versus normal-weight                   among males and 53.2% among females (Chart
                                                                      adolescents.19                                                  8-2) (unpublished NHLBI tabulation).
                                                                   •	 Among normal-weight and overweight/obese                     •	 Among >4 million adults who were overweight or
                                                                      US adolescents (12–19 years of age), mean SBP                   obese in 10 healthcare systems, the prevalence of
                                                                      and DBP did not change between 1988 to 1994                     hypertension was 47.3% among blacks, 39.6%
                                                                      and 2007 to 2012. The unadjusted prevalence of                  among whites, 38.6% among Native Hawaiians/
                                                                      pre-HBP was 11.4% and the prevalence of HBP                     Pacific Islanders, 38.3% among American
                                                                      was 0.9% in 1988 to 1994; the prevalence of                     Indians/Native Americans, 34.8% among Asians,
                                                                      pre-HBP was 11.1% and that of HBP was 1.4%                      and 24.8% among Hispanics. Within categories
                                                                      in 2007 to 2012. Among overweight/obese ado-                    defined by BMI and after adjustment for age, sex,
                                                                      lescents, the unadjusted prevalence of pre-HBP                  and healthcare system, each racial/ethnic group
                                                                      was 15.5% and that of HBP was 6.4% in 1988                      except Hispanics was more likely to have hyper-
                                                                      to 1994; the unadjusted prevalence of pre-HBP                   tension than whites.26
                                                                      was 21.4% and that of HBP was 3.4% in 2007                   •	 During 10 years of follow-up in the REGARDS
                                                                      to 2012.20                                                      study, a higher percentage of black males (48%)
                                                                   •	 The AHA has outlined conditions in which ambu-                  and females (54%) developed hypertension than
                                                                      latory BP monitoring may be helpful in children                 white males (38%) or females (27% for those 45
                                                                      and adolescents. These include secondary hyper-                 to 54 years of age and 40% for those ≥75 years
                                                                      tension, CKD, type 1 and type 2 DM, obesity,
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                                                                                                                                      old).27
                                                                      sleep apnea, genetic syndromes, treated patients             •	 Higher SBP explains ≈50% of the excess stroke
                                                                      with hypertension, and for research.21 In a retro-              risk among blacks compared with whites.28
                                                                      spective study of 500 children screened for poten-           •	 Data from the 2014 NHIS showed that black
                                                                      tial hypertension with ambulatory BP monitoring,                adults ≥18 years of age were more likely (33.0%)
                                                                      12% had white-coat hypertension and 10% had                     to have been told on ≥2 occasions that they had
                                                                      masked hypertension.22                                          hypertension than American Indian/Alaska Native
                                                                   •	 In a systematic review of studies evaluating secu-              adults (26.4%), white adults (23.5%), Hispanic or
                                                                      lar trends in BP among children and adolescents                 Latino adults (22.9%), or Asian adults (19.5%).29
                                                                      (N=18 studies with >2 million participants), BP              •	 In HCHS/SOL, for US Hispanic or Latino males, the
                                                                      decreased between 1963 and 2012 in 13 studies,                  age-standardized prevalence of hypertension in
                                                                      increased in 4 studies, and did not change in 1                 2008 to 2011 varied from a low of 19.9% among
                                                                      study conducted.23 No formal pooling of data was                individuals of South American background to a
                                                                      conducted.                                                      high of 32.6% among individuals of Dominican
                                                                   •	 Among adolescents (mean age 14 years) with                      background. For US Hispanic or Latino females,
                                                                      CKD, 40% had masked hypertension (clinic                        the age-standardized prevalence of hypertension
                                                                      SBP and DBP <90th percentile for age, sex, and                  was lowest for individuals of South American
                                                                      height, and awake or asleep BP ≥95th percentile                 background (15.9%) and highest for individuals
                                                                      or BP load ≥25%).24                                             of Puerto Rican background (29.1%).30
                                                                   •	 Among 30 565 children and adolescents (3–17                  •	 Also in HCHS/SOL, the prevalence of awareness,
                                                                      years old) receiving health care between 2012                   treatment, and control of hypertension among
                                                                      and 2015, 51.2% of those with a first BP read-                  males was lowest in those of Central American
                                                                      ing ≥95th percentile for age, sex, and height and               background (57%, 39%, and 12%, respectively)
                                                                      who had a second BP measurement had a mean                      and highest among those of Cuban background
                                                                      BP based on 2 consecutive readings that was less                (78%, 65%, and 40%, respectively). Among
                                                                      than the 95th percentile. Of those with a visit BP              females, those of South American background
                                                                      ≥95th percentile, 67.8% did not have a follow-                  had the lowest prevalence of awareness (72%)
                                                                      up visit within 3 months, and only 2.3% of those                and treatment (64%), whereas hypertension
                                                                                 control was lowest among females of Central             for Hispanic females, 14.0 for NH Asian/Pacific
CLINICAL STATEMENTS
                                                                                 American background (32%). Only Hispanic                Islander females, and 20.7 for NH American
   AND GUIDELINES
                                                                                 ing antihypertensive medication, the prevalence      •	 The hypertension-related death rate increased
                                                                                 of clinic hypertension (mean SBP ≥140 mm Hg or          6.8% from 523.8 per 100 000 in 2000 to 559.3 in
                                                                                 mean DBP ≥90 mm Hg) was 14.3%, the prevalence           2005 for NH blacks, and then it decreased 8.8%
                                                                                 of daytime hypertension (mean daytime SBP ≥135          to 509.9 in 2013. Among Hispanics, the rate
                                                                                 mm Hg or mean daytime DBP ≥85 mm Hg) was                increased 21.9% from 233.7 in 2000 to 284.8
                                                                                 31.8%, and the prevalence of nighttime hyperten-        in 2013. For the NH white population, the rate
                                                                                 sion (mean nighttime SBP ≥120 mm Hg or mean             increased 29.8% from 228.5 in 2000 to 296.5 in
                                                                                 nighttime DBP ≥70 mm Hg) was 49.4%. Among               2013.41
                                                                                 575 African Americans taking antihypertensive        •	 CHD, stroke, cancer, and DM accounted for 65%
                                                                                 medication, the prevalence estimates were 23.1%         of all deaths with any mention of hypertension in
                                                                                 for clinic hypertension, 43.0% for daytime hyper-       2000 and for 54% in 2013.41
                                                                                 tension, and 61.7% for nighttime hypertension.37     •	 The elimination of hypertension could reduce CVD
                                                                                                                                         mortality by 30.4% among males and 38.0%
                                                                                                                                         among females.42 The elimination of hypertension
                                                                         Mortality                                                       is projected to have a larger impact on CVD mor-
                                                                         (See Table 8-1)                                                 tality than the elimination of all other risk factors
                                                                            •	 Using data from the National Vital Statistics             among females and all except smoking among
                                                                               System, in 2016, there were 82 735 deaths pri-            males.42
                                                                               marily attributable to HBP (Table  8-1). The 2016      •	 Among US adults meeting the eligibility criteria
                                                                               age-adjusted death rate primarily attributable            for SPRINT, SBP treatment to a treatment goal of
                                                                               to HBP was 21.6 per 100       000. Age-adjusted           <120 mm Hg versus <140 mm Hg has been pro-
                                                                               death rates attributable to HBP (per 100 000) in          jected to prevent ≈107 500 deaths per year (95%
                                                                               2016 were 21.1 for NH white males, 54.0 for               CI, 93 300–121 200).43
                                                                               NH black males, 20.1 for Hispanic males, 16.0          •	 On the basis of a Swedish cohort study from
                                                                               for NH Asian/Pacific Islander males, 26.2 for NH          2006 to 2012, patients with treatment-resis-
                                                                               American Indian/Alaska Native males, 17.3 for NH          tant hypertension (N=4317) had a 12% higher
                                                                               white females, 36.7 for NH black females, 15.6            risk of all-cause mortality (HR, 1.12; 95% CI,
1.03–1.23) than patients with hypertension but 32.7%, 25.8% and 10.7% among participants
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                        not treatment-resistant hypertension (N=32 282).                with 2, 3, 4, 5, and 6 ideal components, respec-
                                                                                                                                                                                                              AND GUIDELINES
                                                                        Patients with treatment-resistant hypertension                  tively. No participants had 7 ideal Life’s Simple 7
                                                                        also had a higher risk of cardiovascular mortality              components. A strong and dose-response asso-
                                                                        (HR, 1.20; 95% CI, 1.03–1.40) than participants                 ciation between having more ideal Life’s Simple 7
                                                                        with hypertension but not treatment-resistant                   components and lower risk for hypertension was
                                                                        hypertension.44                                                 present after multivariable adjustment.53
                                                                                                                                   •	   In a meta-analysis of 5 studies, each additional
                                                                                                                                        250 mL of SSBs was associated with an RR for inci-
                                                                Risk Factors                                                            dent hypertension of 1.07 (95% CI, 1.04–1.10).54
                                                                   •	 Participants with SSB consumption in the highest             •	   In a meta-analysis of 36 trials, randomization to
                                                                      versus lowest quantile had a risk ratio for hyper-                reduction in alcohol consumption was associ-
                                                                      tension of 1.12 (95% CI, 1.06–1.17) in a meta-                    ated with a reduction in SBP for participants who
                                                                      analysis of 240 508 people.45 This equated to an                  at baseline consumed ≥6 drinks per day (−5.50
                                                                      8.2% increased risk for hypertension for each                     mm Hg; 95% CI, −6.70 to −4.30 mm Hg), 4 or
                                                                      additional SSB consumed per day.                                  5 drinks per day (−3.00 mm Hg; 95% CI, −3.98
                                                                   •	 A systematic review identified 48 hypertension                    to −2.03 mm Hg), and 3 drinks per day (−1.18
                                                                      risk prediction models reported in 26 studies                     mm Hg; 95% CI, −2.32 to −0.04 mm Hg) but not
                                                                      (N=162 358 enrolled participants). The C statistics               their counterparts who drank 2 or fewer drinks
                                                                      from these models ranged from 0.60 to 0.90.46                     per day (−0.18; 95% CI, −1.02 to 0.66 mm Hg).55
                                                                   •	 In the JHS, intermediate and ideal versus poor               •	   In the HCHS/SOL Sueño Sleep Ancillary Study of
                                                                      levels of moderate to vigorous PA were associ-                    Hispanics (N=2148), a 10% higher sleep fragmen-
                                                                      ated with HRs of hypertension of 0.84 (95%                        tation and frequent napping versus not napping
                                                                      CI, 0.67–1.05) and 0.76 (95% CI, 0.58–0.99),                      were associated with a 5.2% and 11.6% higher
                                                                      respectively.47                                                   prevalence of hypertension, respectively. A 10%
                                                                   •	 Also, anger, depressive symptoms, and stress                      higher sleep efficiency was associated with 7.2%
                                                                      were associated with increased BP progression in                  lower prevalence of hypertension.56
                                                                      the JHS.48                                                   •	   In a meta-analysis of 24 cohort studies, each 10
                                                                   •	 In the JHS, an additional social contact was associ-
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                                                                                 without hypertension.60 The largest lifetime risk          a previous history of hypertension or SBP/DBP
CLINICAL STATEMENTS
                                                                                 differences between people with versus without             ≥140/90 mm Hg was associated with an OR for
   AND GUIDELINES
                                                                                 hypertension were for angina, MI, and stroke. At           stroke of 2.98 (95% CI, 2.72–3.28). The PAR
                                                                                 age 60 years, the lifetime risk for CVD was 60.2%          for stroke accounted for by hypertension was
                                                                                 for those with hypertension and 44.6% for their            47.9%.68
                                                                                 counterparts without hypertension.                      •	 Among adults 45 years of age without HF, HF-free
                                                                            •	   In a cohort of older US adults, both isolated sys-         survival was shorter among those with versus
                                                                                 tolic hypertension and systolic-diastolic hyperten-        without hypertension in males (30.4 versus 34.3
                                                                                 sion were associated with an increased risk for            years), females (33.5 versus 37.6 years), blacks
                                                                                 HF (multivariable-adjusted HR, 1.86; 95% CI,               (33.2 versus 37.3 years), and whites (31.9 versus
                                                                                 1.51–2.30 and HR, 1.73; 95% CI, 1.24–2.42,                 36.3 years).69
                                                                                 respectively) compared with participants without        •	 In prospective follow-up of the REGARDS, MESA,
                                                                                 hypertension.61                                            and JHS cohorts (N=31 856), 63.0% (95% CI,
                                                                            •	   Overall, in national data, the prevalence of healthy       54.9%–71.1%) of the 2584 incident CVD events
                                                                                 lifestyle behaviors varies widely among those with         occurred in participants with SBP <140 and DBP
                                                                                 self-reported hypertension: 20.5% had a normal             <90 mm Hg.70
                                                                                 weight, 82.3% did not smoke, 94.1% reported
                                                                                 no or limited alcohol intake, 14.1% consumed
                                                                                 the recommended amounts of fruits or vegeta-           Hospital Discharges/Ambulatory Care
                                                                                 bles, and 46.6% engaged in the recommended             Visits
                                                                                 amount of PA.62                                        (See Table 8-1)
                                                                            •	   The association of hypertension with CHD has not
                                                                                 changed from 1983 to 1990 (HR, 1.14; 95% CI,            •	 From 2004 to 2014, the number of inpatient
                                                                                 1.11–1.16) versus 1996 to 2002 (HR, 1.13; 95%              discharges from short-stay hospitals with HBP
                                                                                 CI, 1.10–1.15). The PAR associated with hyper-             as the principal diagnosis was stable at 285 000
                                                                                 tension was 39.6% in the early time period and             and 292     000, respectively (HCUP, unpub-
                                                                                 40.0% in the later time period.63                          lished NHLBI tabulation) The number of dis-
                                                                            •	   Among 17 312 participants with hypertension,               charges with any listing of HBP increased from
                                                                                 nondipping BP was associated with an HR for                12 461 000 to 15 638 000 (HCUP, unpublished
         Downloaded from http://ahajournals.org by on February 7, 2019
136 943 000 ED visits in 2015 and 3 743 000 of The use of calcium channel blockers remained the
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      125 721 000 hospital outpatient visits in 2011                 same, at 6%.77
                                                                                                                                                                                                            AND GUIDELINES
                                                                      were for essential hypertension (NCHS, NHAMCS,              •	 In a multinational study of 63 014 adults from
                                                                      NHLBI tabulation).74                                           high-, middle-, and low-income countries, 55.6%
                                                                   •	 Among REGARDS study participants ≥65 years                     of participants were aware of their diagnosis of
                                                                      of age with hypertension, compared with those                  hypertension, 44.1% were treated, and 17.1%
                                                                      without apparent treatment-resistant hyperten-                 had controlled BP. Awareness and control were
                                                                      sion, participants with apparent treatment-resis-              less common in upper-middle-income countries,
                                                                      tant hypertension and uncontrolled BP had more                 whereas treatment was lowest in low-income
                                                                      primary care visits (2.77 versus 2.27 per year)                countries.78
                                                                      and more cardiologist visits (0.50 versus 0.35 per          •	 Among US adults in NHANES 2007 to 2012, 55%
                                                                      year). In this same study, there were no statisti-             of those with a usual source of care compared
                                                                      cally significant differences in laboratory testing            with 14% of their counterparts without a usual
                                                                      for end-organ damage or secondary causes of                    source of care had controlled hypertension (SBP/
                                                                      hypertension among participants with apparent                  DBP <140/90 mm Hg). In addition, 31% of those
                                                                      treatment-resistant hypertension and uncon-                    who reported using the ED as their usual source
                                                                      trolled BP (72.4%), apparent treatment-resistant               of care had controlled hypertension.79
                                                                      hypertension and controlled BP (76.5%), and                 •	 According to the 2006 to 2010 NAMCS, 16.3%
                                                                      with hypertension but not apparent treatment-                  of patients with uncontrolled BP were pre-
                                                                      resistant hypertension (71.8%).75                              scribed a new antihypertensive medication.
                                                                                                                                     Patients receiving care at community health
                                                                                                                                     clinics versus private physician’s offices had a
                                                                Awareness, Treatment, and Control                                    greater odds of being prescribed a new antihy-
                                                                (See Table 8-2 and Charts 8-3                                        pertensive medication (adjusted OR, 1.6; 95%
                                                                through 8-5)                                                         CI, 1.1–2.4).80
                                                                                                                                  •	 Self-reported antihypertensive medication use
                                                                   •	 Using NHANES 2013 to 2016 data, the extent                     increased from 2.2% in 1971 to 1975 to 7.7%
                                                                      of awareness, treatment, and control of HBP is                 in 2009 to 2012 among US adults 25 to 49 years
                                                                      provided by race/ethnicity (Chart 8-3), by age                 of age.81
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                                                                      (Chart 8-4), and by race/ethnicity and sex (Chart           •	 In a cohort study of Korean patients from 2009 to
                                                                      8-5) (unpublished NHLBI tabulation). Awareness,                2013 with health insurance claims for hyperten-
                                                                      treatment, and control of hypertension were                    sion (N=38 520), those with poor adherence to
                                                                      higher at older ages (Chart 8-4). Overall, females             antihypertensive medication (defined as <50% of
                                                                      were more likely than males in all race/ethnic-                days of follow up covered by a medication pre-
                                                                      ity groups to be aware of their condition, under               scription fill) had an adjusted risk ratio for stroke
                                                                      treatment, or in control of their hypertension                 of 1.27 (95% CI, 1.17–1.38) compared with
                                                                      (Chart 8-5).                                                   those with high adherence (>80% of days cov-
                                                                   •	 Analysis of NHANES 1999 to 2006 and 2007                       ered by prescription fill).82
                                                                      to 2014 found the proportion of adults aware                •	 Using national prescription data in Denmark, the
                                                                      of their hypertension increased within each                    use of antihypertensive medications increased
                                                                      race/ethnicity and sex subgroup. Similarly, large              from 184 to 379 defined daily doses per 1000
                                                                      increases in hypertension treatment and con-                   inhabitants per day. Over this time period,
                                                                      trol (≈10%) occurred in each of these groups                   increases were present for ACEIs (29 to 105
                                                                      (Table 8-2).                                                   defined daily doses), angiotensin II receptor block-
                                                                   •	 Among US adults taking prescription antihyper-                 ers (13 to 73 defined daily doses), β-blockers (17
                                                                      tensive medication, the age-adjusted percentage                to 34 defined daily doses), and calcium channel
                                                                      with BP control increased from 61.9% to 70.4%                  blockers (34 to 82 defined daily doses).83
                                                                      from 2003 to 2004 to 2011 to 2012.76                        •	 Among 3358 African Americans taking anti-
                                                                   •	 Data from NHANES 1999 to 2012 show that the                    hypertensive medication in the JHS, 25.4% of
                                                                      use of various classes of antihypertensive treat-              participants reported not taking ≥1 of their pre-
                                                                      ment had increased substantially among people                  scribed antihypertensive medications within the
                                                                      ≥20 years of age. During this period, the use of               24 hours before their baseline study visit in 2000
                                                                      ACEIs increased from 6.3% of the US popula-                    to 2004. This percentage was 28.7% at examina-
                                                                      tion to 12%, angiotensin receptor blockers from                tion 2 (2005–2008) and 28.5% at examination 3
                                                                      2.1% to 5.8%, β-blockers from 6.0% to 11%,                     (2009–2012). Nonadherence was associated with
                                                                      and thiazide diuretic drugs from 5.6% to 9.4%.                 higher likelihood of having SBP ≥140 mm Hg or
                                                                               DBP ≥90 mm Hg (prevalence ratio, 1.26; 95% CI,             linked to increased risk of hypertension. Findings
CLINICAL STATEMENTS
                                                                            •	 In an analysis of 1590 healthcare providers who            a 2-fold higher rate of hypertension observed in
                                                                               completed the DocStyles survey, a web-based                lower- compared with higher-educated individu-
                                                                               survey of healthcare providers, 86.3% reported             als. Associations were stronger among women
                                                                               using a prescribing strategy to increase their             and in higher-income countries.93 Additional
                                                                               patients’ adherence. The most common strat-                research among Hispanics has found that lower
                                                                               egies were prescribing once-daily regimens                 education is also a risk factor for lower BP
                                                                               (69.4%), prescribing medications covered by the            dipping.94
                                                                               patient’s insurance (61.8%), and using longer fills     •	 Racial segregation (residing in a neighborhood
                                                                               (59.9%).85                                                 composed primarily of others from the same
                                                                                                                                          racial/ethnic background) and neighborhood pov-
                                                                                                                                          erty have also been linked to hypertension preva-
                                                                         Cost                                                             lence, particularly among African Americans.95
                                                                         (See Table 8-1)                                                  Recent data from the CARDIA study also found
                                                                            •	 The estimated direct and indirect cost of HBP for          that for African Americans, moving from highly
                                                                               2014 to 2015 (annual average) was $55.9 billion            segregated census tracts to areas lower in segre-
                                                                               (MEPS, NHLBI tabulation).                                  gation over a 25-year follow-up was associated
                                                                            •	 Adjusted to 2012 US dollars, the monetary sav-             with up to a 5.71 mm Hg reduction in SBP, even
                                                                               ings and QALYs gained with lifetime treatment              after adjustment for poverty and other relevant
                                                                               were $7387 and 1.14 for white males, $7796 and             risk factors.96
                                                                               0.89 for white females, $8400 and 1.66 for black        •	 Self-reported experiences of discrimination and
                                                                               males, and $10 249 and 1.79 for black females,             unfair treatment have also been linked to hyper-
                                                                               respectively.86                                            tension and BP. In a meta-analysis of 44 studies,
                                                                            •	 Projections show that by 2035, the total direct            higher reports of discrimination were linked to a
                                                                               costs of HBP could increase to an estimated                greater prevalence of hypertension, particularly
                                                                               $220.9 billion (based on methodology described             among African Americans (compared with other
                                                                               in Heidenreich et al87).88                                 racial/ethnic groups), participants of older ages,
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                            •	 According to IMS Health’s National Prescription            males, and individuals with a lower versus higher
                                                                               Audit, the number of prescriptions for antihy-             level of education. Associations between reports
                                                                               pertensive medication increased from 614 mil-              of discrimination and BP were most striking for
                                                                               lion to 653 million between 2010 and 2014. The             ambulatory nighttime BP; effect sizes for overall
                                                                               653 million antihypertensive prescriptions filled in       associations between self-reported experiences of
                                                                               2014 cost $28.81 billion.89                                discrimination and resting SBP or DBP were not
                                                                            •	 Among a 5% sample of US Medicare benefi-                   significant.97
                                                                               ciaries initiating antihypertensive treatment in        •	 At least 1 study has found that social integra-
                                                                               2012 (N=41 135), 21.3% discontinued treatment              tion, defined as the number of social contacts
                                                                               within 1 year and an additional 31.7% had low              of an individual, may be an important factor to
                                                                               adherence.90                                               consider in treatment-resistant hypertension.
                                                                            •	 Using data from MEPS for 2011 to 2014, among               In the JHS, a study of African Americans, each
                                                                               persons with a diagnosis code for hypertension             additional social contact was associated with a
                                                                               who were ≥18 years of age (N=26 049), the mean             19% lower prevalence of treatment-resistant
                                                                               annual costs of hypertension ranged from $3914             hypertension.49
                                                                               (95% CI, $3456–$4372) for those with no comor-
                                                                               bidities to $13 920 (95% CI, $13 166–$14 674)
                                                                               for those with ≥3 comorbidities.91
                                                                                                                                      Family History and Genetics
                                                                            •	 Among US adults, medical expenditures associ-           •	 BP is a heritable trait; family studies have yielded
                                                                               ated with having versus not having hypertension            heritability estimates of 48% to 60% (SBP) and
                                                                               were $1494 in 2012 to 2013 and $1399 in 2000               34% to 67% (DBP).98
                                                                               to 2001. Outpatient expenditures increased from         •	 Genetic studies have been conducted to identify
                                                                               $322 in 2000 to 2001 to $416 in 2012 to 2013.92            the genetic architecture of hypertension. Several
                                                                                                                                          large-scale GWASs and whole-exome studies,
                                                                                                                                          with interrogation of common and rare variants in
                                                                         Social Determinants                                              >300 000 individuals, have established >100 well-
                                                                            •	 In a meta-analysis of 51 studies, lower SES mea-           replicated hypertension loci, with several hundred
                                                                               sured by income, occupation, or education was              additional suggestive loci.99–105
• Genetic risk scores for hypertension are also asso- in low-middle-income countries. It was also
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      ciated with increased risk of CVD and MI.99                    estimated that 1.39 billion adults worldwide
                                                                                                                                                                                                            AND GUIDELINES
                                                                   •	 Given strong effects of environmental factors on               had hypertension in 2010 (349 million in high-
                                                                      hypertension, gene-environment interactions are                income countries and 1.04 billion in low- and
                                                                      important in the pathophysiology of hyperten-                  middle-income countries).116
                                                                      sion. Large-scale gene-environment interaction              •	 In 2015, the prevalence of SBP ≥140 mm Hg
                                                                      studies have not yet been conducted; however,                  was estimated to be 20 526 per 100 000. This
                                                                      studies of several thousand people have to date                represents an increase from 17 307 per 100 000
                                                                      revealed several loci of interest that interact with           in 1990.117 Also, the prevalence of SBP 110 to
                                                                      smoking106,107 and with dietary intake of alcohol108           115 mm Hg or higher increased from 73 119 per
                                                                      and sodium.109                                                 100 000 to 81 373 per 100 000 between 1990
                                                                   •	 The clinical implications and utility of hyperten-             and 2015. There were 3.47 billion adults world-
                                                                      sion genes remain unclear, although some genetic               wide with SBP of 110 to 115 mm Hg or higher in
                                                                      variants have been shown to influence response                 2015. Of this group, 847 million adults had SBP
                                                                      to antihypertensive agents.110                                 ≥140 mm Hg.117
                                                                                                                                  •	 It has been estimated that 7.834 million deaths
                                                                                                                                     and 143.037 million DALYs in 2015 could be
                                                                Global Burden of Hypertension                                        attributed to SBP ≥140 mm Hg.117 In addition,
                                                                (See Chart 8-6)                                                      10.7 million deaths and 211 million DALYs in
                                                                   •	 From 1980 to 2008, the global age-adjusted prev-               2015 could be attributed to SBP of 110 to 115
                                                                      alence of uncontrolled hypertension decreased                  mm Hg or higher.117
                                                                      from 33% to 29% among males and from 29%                    •	 Between 1990 and 2015, the number of deaths
                                                                      to 25% among females.111                                       related to SBP ≥140 mm Hg did not increase in
                                                                   •	 HBP went from being the fourth-leading risk fac-               high-income countries (from 2.197 to 1.956 mil-
                                                                      tor for global disease burden in 1990, as quanti-              lion deaths) but did in high-middle-income (from
                                                                      fied by DALYs, to being the number 1 risk factor               1.288 to 2.176 million deaths), middle-income
                                                                      in 2010.112                                                    (from 1.044 to 2.253 million deaths), low-middle-
                                                                   •	 In a cross-sectional study of 628 communities (3               income (from 0.512 to 1.151 million deaths), and
                                                                                                                                     low-income (from 0.146 to 0.293 million deaths)
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                                                                            •	 In a meta-analysis of studies in Africa among older                                 •	 Among US adults with prehypertension, between
CLINICAL STATEMENTS
                                                                               adults (≥55 years of age; 91 studies with 54 198                                       1999 to 2000 and 2011 to 2012, there was an
   AND GUIDELINES
                                                                               participants), the prevalence of hypertension was                                      increase in the prevalence of overweight (from
                                                                               55.2%.114                                                                              33.5% to 37.3%), obesity (30.6% to 35.2%), no
                                                                                                                                                                      weekly leisure-time PA (40.0% to 43.9%), pre-
                                                                                                                                                                      DM (9.6% to 21.6%), and DM (6.0% to 8.5%).
                                                                         Prehypertension                                                                              There was a decrease in the prevalence of cur-
                                                                            •	 Among adults without hypertension, prehyper-                                           rent smoking over the time period (from 25.9%
                                                                               tension is defined by an untreated SBP of 120 to                                       to 23.2%).122
                                                                               139 mm Hg or untreated DBP of 80 to 89 mm Hg.                                       •	 Among young adults (18–30 years old at baseline)
                                                                            •	 Between 1999 to 2000 and 2011 to 2012, the                                             with and without prehypertension in CARDIA,
                                                                               prevalence of prehypertension decreased among                                          23.1% and 3.8%, respectively, developed hyper-
                                                                               US adults from 31.2% to 28.2%.122 In NHANES,                                           tension over 5 years of follow-up.124
                                                                               the prevalence of prehypertension decreased                                         •	 Multiple meta-analyses have demonstrated that
                                                                               in all age groups for US adults between 1999                                           prehypertension is associated with an increased
                                                                               to 2000 through 2013 to 2014, with the larg-                                           risk for CVD, ESRD, and mortality. These risks are
                                                                               est decline occurring among those 18 to 39                                             greater for people in the upper (130–139/85–89
                                                                               years of age (32.2% in 1999–2000 to 23.4% in                                           mm Hg) versus lower (120–129/80–84 mm Hg)
                                                                               2013–2014).123                                                                         range of prehypertension.125–133
                                                                                    Hypertension is defined in terms of NHANES (National Health and Nutrition Examination Survey) blood pressure measurements and health
                                                                                 interviews. A subject was considered to have hypertension if systolic blood pressure was ≥130 mm Hg or diastolic blood pressure was ≥80 mm Hg, if
                                                                                 the subject said “yes” to taking antihypertensive medication, or if the subject was told on 2 occasions that he or she had hypertension. A previous
                                                                                 publication that used NHANES 2011 to 2014 data estimated there were 103.3 million noninstitutionalized US adults with hypertension.11 The
                                                                                 number of US adults with hypertension in this table includes both noninstitutionalized and institutionalized US individuals. Also, the previous study
                                                                                 did not include individuals who reported having been told on 2 occasions that they had hypertension as having hypertension unless they met another
                                                                                 criterion (systolic blood pressure was ≥130 mm Hg or diastolic blood pressure was ≥80 mm Hg, if the subject said “yes” to taking antihypertensive
                                                                                 medication). Ellipses indicate data not available; and NH, non-Hispanic.
                                                                                    *Mortality for Hispanic, American Indian or Alaska Native, and Asian and Pacific Islander people should be interpreted with caution because of
                                                                                 inconsistencies in reporting Hispanic origin or race on the death certificate compared with censuses, surveys, and birth certificates. Studies have
                                                                                 shown underreporting on death certificates of American Indian or Alaska Native, Asian, and Pacific Islander, and Hispanic decedents, as well as
                                                                                 undercounts of these groups in censuses.
                                                                                    †These percentages represent the portion of total high blood pressure mortality that is for males vs females.
                                                                                    ‡Includes Chinese, Filipino, Hawaiian, Japanese, and other Asian or Pacific Islander.
                                                                                    Sources: Prevalence: NHANES (2013–2016), National Center for Health Statistics (NCHS), and National Heart, Lung, and Blood Institute (NHLBI).
                                                                                 Percentages for racial/ethnic groups are age adjusted for Americans ≥20 years of age. Age-specific percentages are extrapolated to the 2016 US
                                                                                 population estimates. Mortality: Centers for Disease Control and Prevention/NCHS, 2016 Mortality Multiple Cause-of-Death–United States. These
                                                                                 data represent underlying cause of death only. Mortality for NH Asians includes Pacific Islanders. Hospital discharges: Healthcare Cost and Utilization
                                                                                 Project, National (Nationwide) Inpatient Sample, 2014. Agency for Healthcare Research and Quality. Cost: Medical Expenditure Panel Survey data
                                                                                 include estimated direct costs for 2014 to 2015 (annual average); indirect costs calculated by NHLBI for 2014 to 2015 (annual average).
Table 8-2. Hypertension Awareness, Treatment, and Control: NHANES 1999 to 2004, 2005 to 2010, and 2011 to 2016 Age-Adjusted Percent With
                                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                Hypertension in Adults by Sex and Race/Ethnicity
                                                                                                                                                                                                                                        AND GUIDELINES
                                                                                                              Awareness, %                                Treatment, %                                Control, %
                                                                                                 1999–2004      2005–2010     2011–2016      1999–2004      2005–2010     2011–2016     1999–2004      2005–2010     2011–2016
                                                                  NH white males                    46.7           55.8           61.2           35.0          45.7           48.9          13.3          20.4          24.8
                                                                  NH white females                  58.7           65.5           68.9           47.4          57.8           60.6          16.8          26.0          28.6
                                                                  NH black males                    47.6           59.1           62.3           35.5          46.5           48.4          11.2          18.0          17.2
                                                                  NH black females                  67.6           74.5           74.7           55.5          65.9           64.6          19.0          28.7          26.4
                                                                  Mexican American males*           30.8           37.8           43.8           18.5          27.1           30.3          6.5           11.7          11.6
                                                                  Mexican American females*         51.6           56.7           66.2           39.0          47.2           53.2          11.7          20.0          27.0
                                                                  Values are percentages. Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A subject was considered to have
                                                                hypertension if systolic blood pressure was ≥140 mm Hg or diastolic blood pressure was ≥90 mm Hg, or if the subject said “yes” to taking antihypertensive
                                                                medication. NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                  *The category of Mexican Americans was consistently collected in all NHANES years, but the combined category of Hispanics was only used starting in 2007.
                                                                Consequently, for long-term trend data, the category Mexican American is used.
                                                                  Sources: NHANES (1999–2004, 2005–2010, 2011–2016) and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 8-1. Prevalence of hypertension in adults ≥20 years of age by sex and age (NHANES, 2013–2016).
                                                                Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had
                                                                systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told
                                                                on 2 occasions that he or she had hypertension.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                         Chart 8-2. Age-adjusted prevalence trends for hypertension in adults ≥20 years of age by race/ethnicity, sex, and survey year (NHANES, 1999–2004,
                                                                         2005–2010, and 2010–2016).
                                                                         Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had
                                                                         systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told
                                                                         on 2 occasions that he or she had hypertension.
                                                                         NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                         *The category of Mexican Americans was consistently collected in all NHANES years, but the combined category of Hispanics was only used starting in 2007.
                                                                         Consequently, for long-term trend data, the category Mexican American is used.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 8-3. Extent of awareness, treatment, and control of high blood pressure by race/ethnicity (NHANES, 2013–2016).
                                                                         Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had
                                                                         systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told
                                                                         on 2 occasions that he or she had hypertension.
                                                                         NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                                       CLINICAL STATEMENTS
                                                                                                                                                                                                                                          AND GUIDELINES
                                                                Chart 8-4. Extent of awareness, treatment, and control of high blood pressure by age (NHANES, 2013–2016).
                                                                Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had systolic
                                                                blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told on 2 occa-
                                                                sions that he or she had hypertension.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 8-5. Extent of awareness, treatment, and control of high blood pressure by race/ethnicity and sex (NHANES, 2013–2016).
                                                                Hypertension is defined in terms of NHANES blood pressure measurements and health interviews. A person was considered to have hypertension if he or she had
                                                                systolic blood pressure ≥130 mm Hg or diastolic blood pressure ≥80 mm Hg, if he or she said “yes” to taking antihypertensive medication, or if the person was told
                                                                on 2 occasions that he or she had hypertension.
                                                                NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                         Chart 8-6. Age-standardized global mortality rates attributable to high systolic blood pressure per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.118 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
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                                                                                RM, Connell JM, Cruickshanks KJ, Curtis SP, Davey-Smith G, Delles                   Farzadfar F, Ferrari A, Finucane MM, Flaxman S, Fowkes FG, Freedman G,
Freeman MK, Gakidou E, Ghosh S, Giovannucci E, Gmel G, Graham K, hypertension and systolic blood pressure of at least 110 to 115 mm Hg,
                                                                                                                                                                                                                                                 CLINICAL STATEMENTS
                                                                        Grainger R, Grant B, Gunnell D, Gutierrez HR, Hall W, Hoek HW, Hogan                    1990-2015 [published correction appears in JAMA. 2017;317:648].
                                                                                                                                                                                                                                                    AND GUIDELINES
                                                                        A, Hosgood HD 3rd, Hoy D, Hu H, Hubbell BJ, Hutchings SJ, Ibeanusi                      JAMA. 2017;317:165–182. doi: 10.1001/jama.2016.19043
                                                                        SE, Jacklyn GL, Jasrasaria R, Jonas JB, Kan H, Kanis JA, Kassebaum N,           	118.	Global Burden of Disease Study 2016. Global Burden of Disease Study
                                                                        Kawakami N, Khang YH, Khatibzadeh S, Khoo JP, Kok C, Laden F, Lalloo                    2016 (GBD 2016) results. Seattle, WA: Institute for Health Metrics
                                                                        R, Lan Q, Lathlean T, Leasher JL, Leigh J, Li Y, Lin JK, Lipshultz SE, London           and Evaluation (IHME), University of Washington; 2016. http://ghdx.
                                                                        S, Lozano R, Lu Y, Mak J, Malekzadeh R, Mallinger L, Marcenes W,                        healthdata.org/gbd-results-tool. Accessed May 1, 2018.
                                                                        March L, Marks R, Martin R, McGale P, McGrath J, Mehta S, Mensah GA,            	119.	 Lu J, Lu Y, Wang X, Li X, Linderman GC, Wu C, Cheng X, Mu L, Zhang
                                                                        Merriman TR, Micha R, Michaud C, Mishra V, Mohd Hanafiah K, Mokdad                      H, Liu J, Su M, Zhao H, Spatz ES, Spertus JA, Masoudi FA, Krumholz HM,
                                                                        AA, Morawska L, Mozaffarian D, Murphy T, Naghavi M, Neal B, Nelson                      Jiang L. Prevalence, awareness, treatment, and control of hypertension
                                                                        PK, Nolla JM, Norman R, Olives C, Omer SB, Orchard J, Osborne R, Ostro                  in China: data from 1·7 million adults in a population-based screening
                                                                        B, Page A, Pandey KD, Parry CD, Passmore E, Patra J, Pearce N, Pelizzari                study (China PEACE Million Persons Project) [published correction ap-
                                                                        PM, Petzold M, Phillips MR, Pope D, Pope CA 3rd, Powles J, Rao M,                       pears in Lancet. 2017;390:2548]. Lancet. 2017;390:2549–2558. doi:
                                                                        Razavi H, Rehfuess EA, Rehm JT, Ritz B, Rivara FP, Roberts T, Robinson C,               10.1016/S0140-6736(17)32478-9
                                                                        Rodriguez-Portales JA, Romieu I, Room R, Rosenfeld LC, Roy A, Rushton           	120.	Noubiap JJ, Essouma M, Bigna JJ, Jingi AM, Aminde LN, Nansseu JR.
                                                                        L, Salomon JA, Sampson U, Sanchez-Riera L, Sanman E, Sapkota A,                         Prevalence of elevated blood pressure in children and adolescents in
                                                                        Seedat S, Shi P, Shield K, Shivakoti R, Singh GM, Sleet DA, Smith E, Smith              Africa: a systematic review and meta-analysis. Lancet Public Health.
                                                                        KR, Stapelberg NJ, Steenland K, Stöckl H, Stovner LJ, Straif K, Straney L,              2017;2:e375–e386. doi: 10.1016/S2468-2667(17)30123-8
                                                                        Thurston GD, Tran JH, Van Dingenen R, van Donkelaar A, Veerman JL,              	121.	Dastan I, Erem A, Cetinkaya V. Awareness, treatment, control of hyper-
                                                                        Vijayakumar L, Weintraub R, Weissman MM, White RA, Whiteford H,                         tension, and associated factors: results from a Turkish national study. Clin
                                                                        Wiersma ST, Wilkinson JD, Williams HC, Williams W, Wilson N, Woolf                      Exp Hypertens. 2018;40:90–98. doi: 10.1080/10641963.2017.1334797
                                                                        AD, Yip P, Zielinski JM, Lopez AD, Murray CJ, Ezzati M, AlMazroa MA,            	 122.	 Booth JN 3rd, Li J, Zhang L, Chen L, Muntner P, Egan B. Trends in prehyperten-
                                                                        Memish ZA. A comparative risk assessment of burden of disease and                       sion and hypertension risk factors in US adults: 1999–2012. Hypertension.
                                                                        injury attributable to 67 risk factors and risk factor clusters in 21 re-               2017;70:275–284. doi: 10.1161/HYPERTENSIONAHA.116.09004
                                                                        gions, 1990-2010: a systematic analysis for the Global Burden of Disease        	123.	Zhang Y, Moran AE. Trends in the prevalence, awareness, treat-
                                                                        Study 2010 [published corrections appear in Lancet. 2013;381:628 and                    ment, and control of hypertension among young adults in the
                                                                        Lancet. 2013;381:1276]. Lancet. 2012;380:2224–2260. doi: 10.1016/                       United States, 1999 to 2014. Hypertension. 2017;70:736–742. doi:
                                                                        S0140-6736(12)61766-8                                                                   10.1161/HYPERTENSIONAHA.117.09801
                                                                	 113.	 Chow CK, Teo KK, Rangarajan S, Islam S, Gupta R, Avezum A, Bahonar A,           	124.	Carson AP, Lewis CE, Jacobs DR Jr, Peralta CA, Steffen LM, Bower JK,
                                                                        Chifamba J, Dagenais G, Diaz R, Kazmi K, Lanas F, Wei L, Lopez-Jaramillo                Person SD, Muntner P. Evaluating the Framingham hypertension risk pre-
                                                                        P, Fanghong L, Ismail NH, Puoane T, Rosengren A, Szuba A, Temizhan A,                   diction model in young adults: the Coronary Artery Risk Development in
                                                                        Wielgosz A, Yusuf R, Yusufali A, McKee M, Liu L, Mony P, Yusuf S; PURE                  Young Adults (CARDIA) study. Hypertension. 2013;62:1015–1020. doi:
                                                                        (Prospective Urban Rural Epidemiology) Study Investigators. Prevalence,                 10.1161/HYPERTENSIONAHA.113.01539
                                                                        awareness, treatment, and control of hypertension in rural and ur-              	125.	Guo X, Zhang X, Guo L, Li Z, Zheng L, Yu S, Yang H, Zhou X, Zhang
                                                                        ban communities in high-, middle-, and low-income countries. JAMA.                      X, Sun Z, Li J, Sun Y. Association between pre-hypertension and car-
                                                                        2013;310:959–968. doi: 10.1001/jama.2013.184182                                         diovascular outcomes: a systematic review and meta-analysis of
                                                                	114.	Kaze AD, Schutte AE, Erqou S, Kengne AP, Echouffo-Tcheugui JB.                            prospective studies. Curr Hypertens Rep. 2013;15:703–716. doi:
                                                                        Prevalence of hypertension in older people in Africa: a systematic re-                  10.1007/s11906-013-0403-y
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                                                                        10.1097/HJH.0000000000001345                                                            X, Sun Z, Li J, Sun Y. Prehypertension is not associated with all-cause
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                                                                        Makanjuola T, Yaya S, Kaczorowski J, Thabane L, Van Olmen J, Mathur                     PLoS One. 2013;8:e61796. doi: 10.1371/journal.pone.0061796
                                                                        P, Chow C, Kengne A, Saulson R, Thrift AG, Joshi R, Bloomfield GS,              	127.	Huang Y, Cai X, Li Y, Su L, Mai W, Wang S, Hu Y, Wu Y, Xu D.
                                                                        Gebregziabher M, Parker G, Agyemang C, Modesti PA, Norris S,                            Prehypertension and the risk of stroke: a meta-analysis. Neurology.
                                                                        Ogunjimi L, Farombi T, Melikam ES, Uvere E, Salako B, Ovbiagele B;                      2014;82:1153–1161. doi: 10.1212/WNL.0000000000000268
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                                                                        and middle-income versus high-income countries: a systematic review.                    ries demethylate Sfrp4, a WNT pathway antagonist, in rat esophageal
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                                                                        116.08290                                                                               10.1002/mc.22435
                                                                	116.	 Mills KT, Bundy JD, Kelly TN, Reed JE, Kearney PM, Reynolds K, Chen J,           	 129.	 Huang Y, Cai X, Zhang J, Mai W, Wang S, Hu Y, Ren H, Xu D. Prehypertension
                                                                        He J. Global disparities of hypertension prevalence and control: a system-              and incidence of ESRD: a systematic review and meta-analysis. Am J
                                                                        atic analysis of population-based studies from 90 countries. Circulation.               Kidney Dis. 2014;63:76–83. doi: 10.1053/j.ajkd.2013.07.024
                                                                        2016;134:441–450. doi: 10.1161/CIRCULATIONAHA.115.018912                        	130.	Huang Y, Su L, Cai X, Mai W, Wang S, Hu Y, Wu Y, Tang H, Xu D.
                                                                	117.	Forouzanfar MH, Liu P, Roth GA, Ng M, Biryukov S, Marczak L,                              Association of all-cause and cardiovascular mortality with prehyper-
                                                                        Alexander L, Estep K, Hassen Abate K, Akinyemiju TF, Ali R, Alvis-                      tension: a meta-analysis. Am Heart J. 2014;167:160–168.e1. doi:
                                                                        Guzman N, Azzopardi P, Banerjee A, Bärnighausen T, Basu A, Bekele                       10.1016/j.ahj.2013.10.023
                                                                        T, Bennett DA, Biadgilign S, Catalá-López F, Feigin VL, Fernandes               	131.	Huang Y, Wang S, Cai X, Mai W, Hu Y, Tang H, Xu D. Prehypertension
                                                                        JC, Fischer F, Gebru AA, Gona P, Gupta R, Hankey GJ, Jonas JB, Judd                     and incidence of cardiovascular disease: a meta-analysis. BMC Med.
                                                                        SE, Khang YH, Khosravi A, Kim YJ, Kimokoti RW, Kokubo Y, Kolte D,                       2013;11:177. doi: 10.1186/1741-7015-11-177
                                                                        Lopez A, Lotufo PA, Malekzadeh R, Melaku YA, Mensah GA, Misganaw                	132.	Shen L, Ma H, Xiang MX, Wang JA. Meta-analysis of cohort studies
                                                                        A, Mokdad AH, Moran AE, Nawaz H, Neal B, Ngalesoni FN, Ohkubo                           of baseline prehypertension and risk of coronary heart disease. Am J
                                                                        T, Pourmalek F, Rafay A, Rai RK, Rojas-Rueda D, Sampson UK, Santos                      Cardiol. 2013;112:266–271. doi: 10.1016/j.amjcard.2013.03.023
                                                                        IS, Sawhney M, Schutte AE, Sepanlou SG, Shifa GT, Shiue I, Tedla BA,            	133.	Wang S, Wu H, Zhang Q, Xu J, Fan Y. Impact of baseline prehyperten-
                                                                        Thrift AG, Tonelli M, Truelsen T, Tsilimparis N, Ukwaja KN, Uthman OA,                  sion on cardiovascular events and all-cause mortality in the general
                                                                        Vasankari T, Venketasubramanian N, Vlassov VV, Vos T, Westerman R,                      population: a meta-analysis of prospective cohort studies. Int J Cardiol.
                                                                        Yan LL, Yano Y, Yonemoto N, Zaki ME, Murray CJ. Global burden of                        2013;168:4857–4860. doi: 10.1016/j.ijcard.2013.07.063
                                                                                                                                                       HF               heart failure
                                                                         ICD-9 250; ICD-10 E10 to E11. See Tables 9-1 and
   AND GUIDELINES
                                                                                                                                                       HR               hazard ratio
                                                                         9-2 and Charts 9-1 through 9-10                                               ICD-9            International Classification of Diseases, 9th Revision
                                                                                                                                                       ICD-10           International Classification of Diseases, 10th Revision
                                                                                 Click here to return to the Table of Contents                         IHD              ischemic heart disease
                                                                                                                                                       IRR              incidence rate ratio
                                                                                                                                                       JHS              Jackson Heart Study
                                                                         DM is a heterogeneous mix of health conditions char-
                                                                                                                                                       LDL-C            low-density lipoprotein cholesterol
                                                                         acterized by glucose dysregulation. In the United                             LEADER           Liraglutide Effect and Action in Diabetes: Evaluation of
                                                                         States, the most common forms are type 2 DM, which                                             Cardiovascular Outcome Results
                                                                         affects 90% to 95% of those with DM,1 and type                                MACE             major adverse cardiovascular events
                                                                         1 DM, which constitutes 5% to 10% of DM.2 DM                                  MEPS             Medical Expenditure Panel Survey
                                                                                                                                                       MESA             Multi-Ethnic Study of Atherosclerosis
                                                                         is diagnosed based on fasting glucose ≥126 mg/dL,
                                                                                                                                                       MET              metabolic equivalent
                                                                         2-hour postchallenge glucose ≥200 mg/dL during an                             NCHS             National Center for Health Statistics
                                                                         oral glucose tolerance test, random glucose ≥200 mg/                          NH               non-Hispanic
                                                                         dL with presentation of hyperglycemia symptoms, or                            NHANES           National Health and Nutrition Examination Survey
                                                                         HbA1c ≥6.5%.2a DM is a major risk factor for CVD,                             NHIS             National Health Interview Survey
                                                                         including CHD and stroke.3 The AHA has identified                             NHLBI            National Heart, Lung, and Blood Institute
                                                                                                                                                       NIS              National (Nationwide) Inpatient Sample
                                                                         untreated fasting blood glucose levels of <100 mg/dL
                                                                                                                                                       OR               odds ratio
                                                                         for children and adults as 1 of the 7 components of                           PA               physical activity
                                                                         ideal cardiovascular health.4                                                 PCSK9            proprotein convertase subtilisin kexin 9
                                                                                                                                                       PWV              pulse-wave velocity
                                                                         Abbreviations Used in Chapter 9                                               REGARDS          Reasons for Geographic and Racial Differences in Stroke
                                                                                                                                                       RR               relative risk
                                                                           ABI             ankle-brachial index                                        SBP              systolic blood pressure
                                                                           ACC             American College of Cardiology                              SD               standard deviation
                                                                           ACS             acute coronary syndrome                                     SEARCH           SEARCH for Diabetes in Youth
                                                                           ADVANCE         Action in Diabetes and Vascular Disease: Preterax and       SNP              single-nucleotide polymorphism
                                                                                           Diamicron Modified Release Controlled Evaluation
                                                                                                                                                       SSB              sugar-sweetened beverage
                                                                           AF              atrial fibrillation
                                                                                                                                                       SUSTAIN-6        Trial to Evaluate Cardiovascular and Other Long-term
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                                                                           AHA             American Heart Association                                                   Outcomes with Semaglutide in Subjects with Type 2
                                                                           AP              angina pectoris                                                              Diabetes
                                                                           ARIC            Atherosclerosis Risk in Communities Study                   TC               total cholesterol
                                                                           BMI             body mass index                                             TODAY            Treatment Options for Type 2 Diabetes in Adolescents
                                                                           BP              blood pressure                                                               and Youth
                                                                           CAC             coronary artery calcification                               VTE              venous thromboembolism
                                                                           CAD             coronary artery disease                                     WC               waist circumference
                                                                           CANVAS          Canagliflozin Cardiovascular Assessment Study
                                                                           CARDIA          Coronary Artery Risk Development in Young Adults
                                                                           CDC             Centers for Disease Control and Prevention                 Prevalence
                                                                           CHD             coronary heart disease                                     Youth
                                                                           CI              confidence interval
                                                                           CKD             chronic kidney disease
                                                                                                                                                        •	 Approximately 193 000 people <20 years of age
                                                                           CVD             cardiovascular disease                                          were diagnosed with DM in 2015.1
                                                                           DM              diabetes mellitus                                            •	 During 2001 to 2009, the prevalence of type 1
                                                                           ED              emergency department                                            DM increased 30% from 1.48 per 1000 youth to
                                                                           eGFR            estimated glomerular filtration rate                            1.93 per 1000 youth.5
                                                                           EMPA-REG        BI 10773 (Empagliflozin) Cardiovascular Outcome Event
                                                                           OUTCOME         Trial in Type 2 Diabetes Mellitus Patients                        —	 Among youths with type 1 DM, the preva-
                                                                           ESRD            end-stage renal disease                                              lence of overweight is 22.1% and the
                                                                           EVEREST         Efficacy of Vasopressin Antagonism in Heart Failure                  prevalence of obesity is 12.6%.6
                                                                                           Outcome Study With Tolvaptan
                                                                           EXAMINE         Examination of Cardiovascular Outcomes With Alogliptin       •	 Type 2 DM, a disease usually diagnosed in adults
                                                                                           Versus Standard of Care                                         ≥40 years of age, is being diagnosed among peo-
                                                                           FOURIER         Further Cardiovascular Outcomes Research With PCSK9
                                                                                           Inhibition in Subjects With Elevated Risk
                                                                                                                                                           ple <20 years of age. Between 2001 and 2009,
                                                                           GBD             Global Burden of Disease                                        the prevalence of type 2 DM in youths increased
                                                                           GWAS            genome-wide association studies                                 by 30.5%.5
                                                                           GWTG            Get With The Guidelines
                                                                                                                                                             —	 Among youths with type 2 DM, 10.4% are
                                                                           HbA1c           hemoglobin A1c (glycosylated hemoglobin)
                                                                           HCHS/SOL        Hispanic Community Health Study/Study of Latinos
                                                                                                                                                                overweight and 79.4% have obesity.6
                                                                           HDL             high-density lipoprotein                                     •	 According to NHANES data from 1999 to 2000
                                                                                                                                       (Continued )        through 2007 to 2008, among US adolescents
aged 12 to 19 years, the prevalence of prediabe- descent aged 18 to 74 years were enrolled from
                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                      tes and type 2 DM increased from 9% to 23%.7                   4 US metropolitan areas from 2008 to 2011. The
                                                                                                                                                                                                           AND GUIDELINES
                                                                   •	 Among US adolescents aged 12 to 19 years                       prevalence of DM varied for adults with different
                                                                      in 2005 to 2014, the prevalence of DM was                      Hispanic backgrounds. DM prevalence ranged
                                                                      0.8% (95% CI, 0.6%–1.1%). Of those with                        from 10.2% in South Americans to 13.4% in
                                                                      DM, 28.5% (95% CI, 16.4%–44.8%) were                           Cubans, 17.7% in Central Americans, 18.0%
                                                                      undiagnosed.8                                                  in Dominicans and Puerto Ricans, and 18.3% in
                                                                   •	 Among US adolescents aged 12 to 19 years in                    Mexicans.10
                                                                      2005 to 2014, the prevalence of prediabetes                 •	Among foreign-born participants of the US
                                                                      was 17.7% (95% CI, 15.8%–19.8%).8 Males                        NHANES 1999 to 2012, the prevalence of DM
                                                                      were more likely to have prediabetes than                      increased with duration of time spent in the
                                                                      females (22.0% [95% CI, 19.5%–24.7%] ver-                      United States and was 6.1%, 9.3%, 11.1%,
                                                                      sus 13.2% [95% CI, 10.4%–16.7%]). Also, the                    and 20.0% among those in the United States
                                                                      prevalence of prediabetes was higher in NH                     for <1, 1 to 9, 10 to 19, and ≥20 years,
                                                                      blacks (21.0% [95% CI, 17.7%–24.7%]) and                       respectively.11
                                                                      Hispanics (22.9% [95% CI, 19.9%–26.3%])                     •	 The prevalence of diagnosed DM in adults was
                                                                      than in NH white participants (15.1% [95% CI,                  higher for both males and females in the 2013
                                                                      12.3%–18.6%]).8                                                to 2016 NHANES data than in the 1988 to 1994
                                                                   •	 Between 1996 and 2010, the number of youths                    NHANES data. Males had a higher prevalence
                                                                      with type 1 DM increased by 5.7% per year.9                    of diagnosed DM and undiagnosed DM than
                                                                                                                                     females in 2013 to 2016. Prevalence of diagnosed
                                                                Adults                                                               and undiagnosed DM increased for both males
                                                                (See Table 9-1 and Charts 9-1 through 9-5)                           and females between study periods (Chart 9-3;
                                                                  •	 On the basis of data from NHANES 2013 to 2016,                  unpublished NCHS/NHLBI tabulation). During this
                                                                     an estimated 26 million adults have diagnosed                   time period, 2 DM diagnostic changes occurred:
                                                                     DM, 9.4 million adults have undiagnosed DM,                     the threshold definition for diagnosed DM was
                                                                     and 91.8 million adults (37.6%) have prediabe-                  lowered from ≥140 mg/dL to ≥126 mg/dL in
                                                                     tes. The prevalence of prediabetes and DM differs               1997,12 and HbA1c ≥6.5% was added as a diag-
                                                                     by sex and race/ethnicity (Table 9-1; unpublished               nostic test in 2010.2a
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               prevalence of diagnosed DM increased among          •	 There were 258 852 deaths with DM listed as
CLINICAL STATEMENTS
                                                                               NH whites and blacks over this time period.            any cause of death in 2016.20 The 2016 over-
   AND GUIDELINES
                                                                            •	 The prevalence of diagnosed DM in adults was           all underlying-cause, age-adjusted death rate
                                                                               higher for NH black, NH white, and Hispanic            attributable to DM was 21.0 per 100 000. For
                                                                               adults in NHANES 1988 to 2010 than in NHANES           males, the death rates per 100 000 population
                                                                               1988 to 1994. Prevalence of undiagnosed DM             were 23.5 for NH whites, 44.8 for NH blacks,
                                                                               increased slightly between studies (Chart 9-5;         29.6 for Hispanics, 18.8 for NH Asian/Pacific
                                                                               unpublished NCHS/NHLBI tabulation).                    Islanders, and 52.2 for NH American Indian/
                                                                                                                                      Alaska Natives. For females, the death rates per
                                                                         Incidence                                                    100 000 population were 14.4 for NH whites,
                                                                         Youth                                                        32.7 for NH blacks, 20.7 for Hispanics, 13.0
                                                                                                                                      for NH Asian/Pacific Islanders, and 40.6 for NH
                                                                            •	 During 2011 to 2012, an estimated 17 900 peo-          American Indian/Alaska Natives.20
                                                                               ple <20 years of age in the United States were      •	 In a study of NHIS 1997 to 2009 participants fol-
                                                                               diagnosed with incident type 1 DM, and 5300            lowed up through 2011, DM was the underly-
                                                                               individuals aged 10 to 19 years were newly diag-       ing cause for 3.3% of deaths and a contributing
                                                                               nosed with type 2 DM annually.1                        cause for 10.8% of deaths. The population attrib-
                                                                            •	 In the SEARCH study, the incidence rate of type        utable fraction for death associated with DM was
                                                                               1 DM increased by 1.4% annually (from 19.5 to          11.5%. Although DM was more often cited as
                                                                               21.7 cases per 100 000 youths per year in 2003         an underlying and contributing cause of death
                                                                               to 2012).17 The increase was larger for males          for NH blacks and Hispanics than for NH whites,
                                                                               than for females and for Hispanics and Asian or        the population attributable fraction was similar in
                                                                               Pacific Islanders than for other ethnic groups.        each racial/ethnic group.21
                                                                               Also, the incidence of type 2 DM increased          •	 In a collaborative meta-analysis of 820 900 indi-
                                                                               by 7.1% annually (from 9.0 to 12.5 cases per           viduals from 97 prospective studies, DM was asso-
                                                                               100 000 youths per year from 2003 to 2012).            ciated with the following risks: all-cause mortality
                                                                               The annual increase was larger among females           (HR, 1.80 [95% CI, 1.71–1.90]), cancer death
                                                                               than males and among NH blacks, Hispanics,             (HR, 1.25 [95% CI, 1.19–1.31]), and vascular
                                                                               Asian or Pacific Islanders, and Native Americans
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with type 1 DM who met all risk factor targets • On the basis of analyses of data from the NHIS,
                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                      was 1.31 (95% CI, 0.93–1.85), whereas the HR                   between 1995 and 2014, the rate of hospital-
                                                                                                                                                                                                           AND GUIDELINES
                                                                      for patients with type 1 DM who met no risk fac-               izations for IHD declined 66.4% and the rate of
                                                                      tor targets was 7.33 (95% CI, 5.08–10.57).25                   hospitalization for stroke declined 35.6% among
                                                                   •	 The leading cause of death among patients with                 patients with DM (Chart 9-6).31
                                                                      type 1 DM is CVD, which accounted for 22% of                •	 The HRs of CHD events comparing participants
                                                                      deaths among those in the Allegheny County, PA,                with DM only, DM and prevalent CHD, and neither
                                                                      type 1 DM registry, followed by renal (20%) and                DM nor prevalent CHD with those with prevalent
                                                                      infectious (18%) causes.26                                     CHD were 0.65 (95% CI, 0.54–0.77), 1.54 (95%
                                                                                                                                     CI, 1.30–1.83), and 0.41 (95% CI, 0.35–0.47),
                                                                                                                                     respectively, after adjustment for demographics
                                                                Complications                                                        and risk factors.32 Compared with participants
                                                                (See Chart 9-6)                                                      who had prevalent CHD, the HR of CHD events
                                                                Microvascular Complications                                          for participants with severe DM was 0.88 (95%
                                                                   •	 Among those ≤21 years old with newly diag-                     CI, 0.72–1.09).
                                                                      nosed DM in a US managed care network, 20%                  •	 In a meta-analysis of 19 studies, DM was not
                                                                      of youth with type 1 DM and 7.2% of youth with                 associated with an increased risk for VTE (pooled
                                                                      type 2 DM developed diabetic retinopathy over a                RR, 1.10 [95% CI, 0.94–1.29]).33
                                                                      median follow-up of 3 years.27                              •	 Compared with those with normal glucose,
                                                                   •	 On the basis of analyses of data from the NIS,                 carotid-femoral PWV was 95.8 (95% CI, 69.4–
                                                                      the United States Renal Data System, and the US                122.1) and 21.3 (95% CI, −0.8 to 43.4) cm/s
                                                                      National Vital Statistics System, between 1995                 higher for participants with DM and prediabetes,
                                                                      and 2014 (Chart 9-6), substantial declines have                respectively.34 A similar pattern was present for
                                                                      been observed in the age-standardized rates of                 brachial-ankle PWV.
                                                                      hospitalization for lower-extremity amputation,             •	 In MESA, 63% of participants with DM had a
                                                                      incident DM-related ESRD, and mortality attribut-              CAC >0 compared with 48% of those without
                                                                      able to hyperglycemic crisis (32.8%, 40.7%, and                DM.35
                                                                      37.5%, respectively).                                       •	 In CARDIA, a longer duration of DM was associ-
                                                                                                                                     ated with CAC presence (per 5-year longer dura-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              ated with an increased risk of major macrovas-            for participants with HbA1c <7.0% and ≥7.0%,
                                                                              cular events (HR, 2.88 [95% CI, 2.01–4.12]),              respectively.53
                                                                              cardiovascular death (HR, 2.68 [95% CI, 1.72–
                                                                              4.19]), and all-cause death (HR, 2.69 [95% CI,
                                                                                                                                    Cost
                                                                              1.97–3.67]), including nonvascular outcomes.
                                                                              The lack of specificity of hypoglycemia with vas-     (See Table 9-1)
                                                                              cular outcomes suggests that it might be a marker      •	 In 2017, the cost of DM was estimated at $327
                                                                              for overall susceptibility or frailty.45                  billion (Table 9-1), up 26% from 2012, account-
                                                                           •	 In ARIC, severe hypoglycemia was associated               ing for 1 in 4 healthcare dollars.30 Of these costs,
                                                                              with an increased risk of CHD (HR, 2.02 [95% CI,          $237 billion were direct medical costs and $90
                                                                              1.27–3.20]), all-cause mortality (HR, 1.73 [95%           billion resulted from reduced productivity.
                                                                              CI, 1.38–2.17]), cardiovascular mortality (HR, 1.64    •	 After adjustment for age and sex, medical costs
                                                                              [95% CI, 1.15–2.34]), and cancer mortality (HR,           for patients with DM were 2.3 times higher than
                                                                              2.49 [95% CI, 1.46–4.24]).46                              for people without DM.30 In 2017, the average
                                                                           •	 In the EXAMINE trial, severe hypoglycemia was             medical expenditure for people with DM was
                                                                              associated with an increased risk of MACE (HR,            $16 752 per year, of which $9601 was attributed
                                                                              2.42 [95% CI, 1.27–4.60]).47                              to DM.30 Informal care is estimated to cost $1192
                                                                           •	 Severe hypoglycemia is more common with                   to $1321 annually per person with DM.54
                                                                              increasing age, with use of insulin or sulfonyl-
                                                                              ureas, and in those with impaired renal function,
                                                                              type 1 DM, and prior severe hypoglycemia.48           Risk Factors for Developing DM
                                                                              HbA1c shows a U-shaped relationship with hypo-         •	 In MESA, the incidence rate of DM per 1000
                                                                              glycemia.49 Higher rates of hypoglycemia have             person-years associated with having 0, 1, 2, 3,
                                                                              also been reported in African Americans com-              4, and 5 to 6 ideal cardiovascular health factors
                                                                              pared with NH whites.50 Furthermore, dementia             was 21.8, 18.6, 13.0, 11.2, 4.7, and 3.6, respec-
                                                                              and decreased cognitive function have been asso-          tively.55 Lower DM risk was associated with more
                                                                              ciated with hypoglycemia.45,51                            ideal cardiovascular health factors for NH whites,
Chinese Americans, African Americans, and • In the FOURIER trial, evolocumab, a PCSK9 inhibi-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      Hispanic Americans. Ideal cardiovascular health                 tor, was not associated with an increased risk of
                                                                                                                                                                                                            AND GUIDELINES
                                                                      factors included TC, BP, dietary intake, tobacco                DM (HR, 1.05 [95% CI, 0.94–1.17]) over a median
                                                                      use, PA, and BMI.                                               of 2.2 years of follow-up.64
                                                                   •	 In CARDIA, adjustment for fasting glucose,
                                                                      BMI, WC, SBP, use of antihypertensive medi-
                                                                      cations, triglyceride to HDL ratio, and parental
                                                                                                                                  Prediabetes and Prevention
                                                                      history of DM explained the higher incidence                 •	 In 2015, 33.9% of US adults aged ≥18 years had
                                                                      of DM observed for black adults compared                        prediabetes, defined as fasting glucose 100 to
                                                                      with white adults, respectively, over 30 years of               125 mg/dL or HbA1c 5.7 to 6.4%.1 The prevalence
                                                                      follow-up.19                                                    of prediabetes increased with age and was higher
                                                                   •	 In a meta-analysis, each 1-SD higher BMI in child-              for males (36.6%) than females (29.3%).
                                                                      hood was associated with an increased risk for               •	 Among adults aged ≥20 years with overweight
                                                                      developing DM as an adult (pooled OR, 1.23                      or obesity from 4 integrated health systems in the
                                                                      [95% CI, 1.10–1.37] for children ≤6 years of age;               United States, 47.2% had prediabetes in 2012 to
                                                                      1.78 [95% CI, 1.51–2.10] for age 7 to 11 years;                 2013.65
                                                                      and 1.70 [95% CI, 1.30 – 2.22] for those 12 to 18            •	 The awareness of prediabetes is low, with only
                                                                      years).56                                                       11.6% of adults with prediabetes reporting
                                                                   •	 Compared with birth weight of 3.63 to 4.5 kg,                   being told they have prediabetes by a healthcare
                                                                      low birth weight (<2.72 kg) increased the risk                  professional.1
                                                                      of type 2 DM (OR, 2.15 [95% CI, 1.54–3.00]),                 •	 In the Diabetes Prevention Program of adults with
                                                                      with 47% of this association mediated by insulin                prediabetes (defined as 2-hour postchallenge
                                                                      resistance.57                                                   glucose of 140–199 mg/dL), the absolute risk
                                                                   •	 Of the 20.9 million new cases of DM predicted                   reduction for DM was 20% for those adherent
                                                                      to occur over 10 years in the United States, 1.8                to the lifestyle modification intervention and 9%
                                                                      million could be attributable to consumption                    for those adherent to the metformin intervention
                                                                      of SSBs. A recent meta-analysis showed that                     compared with placebo over a median 3-year
                                                                      each 1 serving per day higher consumption of                    follow-up. Metformin was effective among those
                                                                      SSBs was associated with an 18% increased risk                  with higher predicted risk at baseline, whereas
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                                                                               levels for any 1, 2, or all 3 factors, respectively.       2018, 9 cardiovascular outcomes trials have been
CLINICAL STATEMENTS
                                                                               Having 1, 2, and 3 factors at goal was associated          reported, all demonstrating noninferiority of the
   AND GUIDELINES
                                                                               with 36%, 52%, and 62%, respectively, lower                new glucose-lowering agents relative to placebo
                                                                               risk of CVD events compared with participants              for their primary outcomes. Four of the trials
                                                                               with no risk factors at goal.69                            had a decrease in the primary cardiovascular end
                                                                            •	 In 2007 to 2010 NHANES data, 52.5% of                      point.80
                                                                               adults with DM had an HbA1c <7.0%, 51.1%                   —	 The LEADER trial had a decrease in MACE
                                                                               achieved a BP <130/80 mm Hg, 56.2% had an                       events for liraglutide versus placebo (HR,
                                                                               LDL-C <100 mg/dL, and 18.8% had reached                         0.87 [95% CI, 0.78–0.97]).81
                                                                               all 3 treatment targets. Compared with NH                  —	 The SUSTAIN-6 trial had a decrease in MACE
                                                                               whites, Mexican Americans were less likely to                   events for semaglutide versus placebo (HR,
                                                                               meet HbA1c and LDL-C goals, and NH blacks                       0.74 [95% CI, 0.58–0.95]).82
                                                                               were less likely to meet BP and LDL-C goals.70             —	 The EMPA-REG OUTCOME trial had a
                                                                               Additionally, 22.3% of adults with DM reported                  decrease in MACE events for empa-
                                                                               being current smokers.71                                        gliflozin versus placebo (HR, 0.86 [95% CI,
                                                                            •	Among HCHS/SOL study participants with                           0.74–0.99]).83
                                                                               DM, 43.0% had HbA1c <7.0%, 48.7% had                       —	 The CANVAS Program trial had a decrease
                                                                               BP <130/80 mm Hg, 36.6% had LDL-C <100                          in MACE events for canagliflozin versus pla-
                                                                               mg/dL, and 8.4% had reached all 3 treatment                     cebo (HR, 0.86 [95% CI, 0.75–0.97]).84
                                                                               targets.72
                                                                                 —	 HCHS/SOL participants in the lowest versus        Family History and Genetics
                                                                                    highest tertile of sedentary time were more
                                                                                                                                       •	 DM is heritable; twin or family studies have dem-
                                                                                    likely to have controlled their HbA1c to <7%
                                                                                                                                          onstrated a range of heritability estimates from
                                                                                    (OR, 1.76 [95% CI, 1.10–2.82]) and their tri-
                                                                                                                                          30% to 70% depending on age of onset.85,86 In
                                                                                    glycerides to <150 mg/dL (OR, 2.16 [95% CI,
                                                                                                                                          the Framingham Heart Study, having a parent or
                                                                                    1.36–3.46]).73
                                                                                                                                          sibling with DM conferred a 3.4 times increased
                                                                            •	 According to NHANES 2007 to 2012, 17% of US                risk of DM, which increased to 6.1 if both parents
                                                                               adults with DM met the criteria for major depres-          were affected.87
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                                                                               sion or subsyndromal symptomatic depression.            •	 There are parent-of-origin effects in DM, whereby
                                                                               This represents 3.7 million US adults with these           the effects of genetic variants depend on the par-
                                                                               conditions.74                                              ent from whom they are inherited.88
                                                                            •	 Treatment of hypercholesterolemia is recom-             •	 There are monogenic forms of DM, such as matu-
                                                                               mended for adults with DM, with statin ther-               rity-onset DM of the young, that are caused by
                                                                               apy recommended for all patients with DM                   genetic mutations in the GCK (glucokinase) and
                                                                               40 to 75 years of age independent of baseline              28 other genes, but these affect <5% of patients
                                                                               cholesterol.75                                             with DM; genetic testing can be considered in
                                                                            •	 In the AHA’s GWTG Program, patients with ACS               these patients.89,90
                                                                               and DM were less likely to have LDL-C checked           •	 The majority of DM is a complex disease character-
                                                                               or a statin prescribed than patients with ACS but          ized by multiple genetic variants with gene-gene
                                                                               without DM.76                                              and gene-environment interactions. Genome-
                                                                            •	 Treatment of hypertension is also recommended              wide genetic studies of common DM conducted
                                                                               for adults with DM, with a target BP of 130/80             in large sample sizes through meta-analyses have
                                                                               mm Hg for most people with DM.77                           identified >100 genetic variants associated with
                                                                            •	 In MEPS, 70% (95% CI, 68%–71%), 67% (95%                   DM, with the most consistent being a common
                                                                               CI, 66%–69%), and 68% (95% CI, 66%–71%)                    intronic variant in the TCF7L2 (transcription factor
                                                                               of US adults with DM received appropriate DM               7 like 2) gene.91–93
                                                                               care (HbA1c measurement, foot examination, and          •	 Other risk loci for DM identified from GWAS
                                                                               an eye examination) in 2002, 2007, and 2013,               include variants in the genes SLC30A8 and HHEX
                                                                               respectively78; however, only 39.6% of adults              (related to β-cell development or function) and in
                                                                               with DM reported receiving dilated eye examina-            the NAT2 (N-acetyltransferase 2) gene, associated
                                                                               tions annually.79                                          with insulin sensitivity.93,94
                                                                            •	 In 2008, the US Food and Drug Administration            •	 GWASs in non-European ethnicities have also
                                                                               issued guidance to the pharmaceutical indus-               identified significant risk loci for DM, including
                                                                               try mandating cardiovascular outcomes trials for           variants in the gene KCNQ1 (identified from a
                                                                               new glucose-lowering medications. As of early              GWAS in Japanese individuals and replicated in
other ethnicities).93,95 Transethnic analyses have be able to discriminate type 1 DM from type 2
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      identified genetic variants that are specific to                DM (area under the curve 0.87), which could be
                                                                                                                                                                                                             AND GUIDELINES
                                                                      certain ethnicities, for example, within the PEPD               clinically useful given the increasing prevalence of
                                                                      gene (specific to East Asian ancestry) and KLF14                obesity in young adults.102
                                                                      (specific to European ancestry).91,92                        •	 The risk of complications from DM is also heri-
                                                                   •	 Lifestyle appears to overcome risk conferred by                 table. For example, diabetic kidney disease
                                                                      a polygenic risk score composed of a combina-                   shows familial clustering, with diabetic siblings
                                                                      tion of these common variants. In a recent study                of patients with diabetic kidney disease having a
                                                                      of the United Kingdom Biobank, genetic com-                     2-fold increased risk of also developing diabetic
                                                                      position and combined health behaviors had a                    kidney disease.103 Genetic variants have also been
                                                                      log-additive effect on the risk of developing DM,               identified that appear to increase the risk of CAD
                                                                      but ideal lifestyle returned the risk of incident               in patients with DM.104
                                                                      DM toward the referent (low genetic risk) group
                                                                      in both the intermediate- and high-genetic-risk
                                                                      groups.96                                                   Global Burden of DM
                                                                   •	 Some studies have suggested that genetic vari-              (See Table 9-2 and Charts 9-8 through 9-10)
                                                                      ants may predict response to DM therapies. For               •	 The GBD 2016 Study used statistical models and
                                                                      example, the response to metformin is herita-                   data on incidence, prevalence, case fatality, excess
                                                                      ble, and a SNP in the ATM (ataxia telangiecta-                  mortality, and cause-specific mortality to estimate
                                                                      sia mutated) gene has been associated with this                 disease burden for 315 diseases and injuries in
                                                                      response.97,98                                                  195 countries and territories.105
                                                                   •	 The utility of clinical genetic testing for common              —	 The prevalence of DM increased 119.1%
                                                                      DM is currently unclear. Recent genetic tech-                         for males and 106.1% for females between
                                                                      nological advances, including whole-genome                            1990 and 2016. Overall, 198.7 million males
                                                                      sequencing, have enabled identification of novel                      and 184.7 million females worldwide have
                                                                      genes that harbor rare variants associated with                       DM (Table 9-2).
                                                                      common DM, with the strongest being for a vari-                 —	 Mortality rates attributable to high fast-
                                                                      ant in the gene CCND2 (encoding a protein that                        ing plasma glucose are lowest in Western
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                                                                      helps regulate cell cycle), which reduces the risk                    Europe, Australia, and New Zealand (Chart
                                                                      of DM by half.99                                                      9-8).
                                                                   •	 Inactivation of rare variants in the ANGPTL4                    —	 Mortality attributable to DM is high in the
                                                                      (angiopoietin-like 4) gene, which leads to loss of                    Pacific Island countries, South Asia, sub-
                                                                      the gene’s ability to inhibit lipoprotein lipase, has                 Saharan Africa, the North Africa/Middle
                                                                      been associated with reduced DM risk.100                              East region, and Central and Latin America
                                                                   •	 Type 1 DM is also heritable. Early genetic studies                    (Chart 9-9).
                                                                      identified the role of the MHC (major histocom-                 —	 The prevalence of DM is highest in the Pacific
                                                                      patibility complex) gene in this disease, with the                    Island countries, Central Latin America, and
                                                                      greatest contributor being the human leukocyte                        the North Africa/Middle East region (Chart
                                                                      antigen region, estimated to contribute to ≈50%                       9-10).
                                                                      of the genetic risk.101                                      •	 The global economic burden of DM was $1.3 tril-
                                                                   •	 A genotype risk score composed of 9 type 1                      lion in 2015. It is estimated to increase to $2.1 to
                                                                      DM–associated risk variants has been shown to                   2.5 trillion by 2030.106
                                                                             Undiagnosed DM is defined as those whose fasting glucose is ≥126 mg/dL but who did not report being told by a healthcare provider that they had DM.
                                                                         Prediabetes is a fasting blood glucose of 100 to <126 mg/dL (impaired fasting glucose); prediabetes includes impaired glucose tolerance. DM indicates diabetes
                                                                         mellitus; ellipses (…), data not available; and NH, non-Hispanic.
                                                                             *Centers for Disease Control and Prevention (CDC), National Diabetes Statistics Report, 2017.1
                                                                             †Mortality for Hispanic, American Indian or Alaska Native, and Asian and Pacific Islander people should be interpreted with caution because of inconsistencies
                                                                         in reporting Hispanic origin or race on the death certificate compared with censuses, surveys, and birth certificates. Studies have shown underreporting on death
                                                                         certificates of American Indian or Alaska Native, Asian and Pacific Islander, and Hispanic decedents, as well as undercounts of these groups in censuses.
                                                                             ‡American Diabetes Association.2a
                                                                             §These percentages represent the portion of total DM mortality that is for males vs females.
                                                                             Sources: Prevalence: Prevalence of diagnosed and undiagnosed DM: National Health and Nutrition Examination Survey 2013 to 2016, National Center for Health
                                                                         Statistics (NCHS), and National Heart, Lung, and Blood Institute. Percentages for sex and racial/ethnic groups are age adjusted for Americans ≥20 years of age.
                                                                         Mortality: CDC/NCHS, 2016 Mortality Multiple Cause-of-Death–US. These data represent underlying cause of death only. Mortality for NH Asians includes Pacific
         Downloaded from http://ahajournals.org by on February 7, 2019
Islanders. Hospital discharges: Healthcare Cost and Utilization Project, Hospital Discharges, 2014.
                                                                                                                                                                                                                       CLINICAL STATEMENTS
                                                                                                                                                                                                                          AND GUIDELINES
                                                                Chart 9-1. Age-adjusted prevalence of diagnosed diabetes mellitus in adults ≥20 years of age by race/ethnicity and sex (NHANES, 2013–2016).
                                                                NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
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                                                                Chart 9-2. Age-adjusted prevalence of diagnosed diabetes mellitus in adults ≥20 years of age by race/ethnicity and years of education (NHANES,
                                                                2013–2016).
                                                                NH indicates non-Hispanic; and NHANES, National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                         Chart 9-3. Trends in diabetes mellitus prevalence in adults ≥20 years of age by sex (NHANES, 1988–1994, 2011–2014, and 2013–2016).
                                                                         The definition of diabetes changed in 1997 (from glucose ≥140 mg/dL to ≥126 mg/dL).
                                                                         NHANES indicates National Health and Nutrition Examination Survey.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 9-4. Diagnosed diabetes (crude percentage) among adults with diabetes, US states and territories, 2015.
                                                                         Source: Center for Disease Control and Prevention, Division of Diabetes Translation.
                                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                                                                                                                           AND GUIDELINES
                                                                Chart 9-5. Trends in the prevalence of diagnosed and undiagnosed diabetes mellitus (calibrated hemoglobin A1c levels >6.5%), by racial/ethnic group.
                                                                Data from US adults aged ≥20 years in NHANES 1988 to 1994, 1999 to 2004, and 2005 to 2010.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Reprinted from Selvin et al108 with the permission of the American College of Physicians, Inc. Copyright © 2014, American College of Physicians. All rights reserved.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 9-6. Trends in age-standardized rates of complications among US adults with and without diagnosed diabetes, 1995 to 2014.
                                                                ESRD indicates end-stage renal disease.
                                                                *Hospitalization rates; data from the National Inpatient Sample of the Agency for Healthcare Research and Quality.
                                                                †Diabetes-related ESRD; data from the United States Renal Data System.
                                                                ‡Data from the Centers for Disease Control and Prevention’s National Vital Statistics System.
                                                                         Chart 9-7. Diabetes mellitus awareness, treatment, and control in adults ≥20 years of age (NHANES, 2013–2016).
                                                                         NHANES indicates National Health and Nutrition Examination Survey.
                                                                         Source: National Heart, Lung, and Blood Institute.
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                                                                         Chart 9-8. Age-standardized global mortality rates attributable to high fasting plasma glucose per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia,
                                                                         Federated States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB,
                                                                         Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa,
                                                                         West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.105 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
                                                                                                                                                                                                                                CLINICAL STATEMENTS
                                                                                                                                                                                                                                   AND GUIDELINES
                                                                Chart 9-9. Age-standardized global mortality rates attributable to diabetes mellitus per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia,
                                                                Federated States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB,
                                                                Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa,
                                                                West Africa; and WSM, Samoa.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.105 Printed with permission.
                                                                Copyright © 2017, University of Washington.
                                                                         Chart 9-10. Age-standardized global prevalence rates of diabetes mellitus per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia,
                                                                         Federated States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB,
                                                                         Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa,
                                                                         West Africa; and WSM, Samoa.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.105 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
                                                                                                                                                             	 6.	 Liu LL, Lawrence JM, Davis C, Liese AD, Pettitt DJ, Pihoker C, Dabelea
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                                                                      Sigurgeirsson B, Benediktsdottir KR, Sigurdsson H, Jonsson T, Benediktsson            Consortium; EUGENE (European Network on Functional Genomics of
                                                                      R, Olafsson JH, Johannsson OT, Hreidarsson AB, Sigurdsson G, Ferguson-                Type Diabetes) Study; GUARDIAN (Genetics UndeRlying DIAbetes in
                                                                      Smith AC, Gudbjartsson DF, Thorsteinsdottir U, Stefansson K; DIAGRAM                  HispaNics) Consortium; SAPPHIRe (Stanford Asian and Pacific Program for
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                                                                      diseases. Nature. 2009;462:868–874. doi: 10.1038/nature08625                          of N-acetyltransferase 2 as an insulin sensitivity gene [published correction
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                                                                      betes: what should biologists know? Cell Metab. 2015;21:357–368. doi:                 1751. doi: 10.1172/JCI74692
                                                                      10.1016/j.cmet.2014.12.020                                                     	95.	 Yasuda K, Miyake K, Horikawa Y, Hara K, Osawa H, Furuta H, Hirota Y,
                                                                	90.	Shields BM, Hicks S, Shepherd MH, Colclough K, Hattersley AT,                          Mori H, Jonsson A, Sato Y, Yamagata K, Hinokio Y, Wang HY, Tanahashi T,
                                                                      Ellard S. Maturity-onset diabetes of the young (MODY): how many                       Nakamura N, Oka Y, Iwasaki N, Iwamoto Y, Yamada Y, Seino Y, Maegawa
                                                                      cases are we missing? Diabetologia. 2010;53:2504–2508. doi:                           H, Kashiwagi A, Takeda J, Maeda E, Shin HD, Cho YM, Park KS, Lee HK,
                                                                      10.1007/s00125-010-1799-4                                                             Ng MC, Ma RC, So WY, Chan JC, Lyssenko V, Tuomi T, Nilsson P, Groop L,
                                                                	91.	 Morris AP, Voight BF, Teslovich TM, Ferreira T, Segrè AV, Steinthorsdottir            Kamatani N, Sekine A, Nakamura Y, Yamamoto K, Yoshida T, Tokunaga K,
                                                                      V, Strawbridge RJ, Khan H, Grallert H, Mahajan A, Prokopenko I, Kang                  Itakura M, Makino H, Nanjo K, Kadowaki T, Kasuga M. Variants in KCNQ1
                                                                      HM, Dina C, Esko T, Fraser RM, Kanoni S, Kumar A, Lagou V, Langenberg                 are associated with susceptibility to type 2 diabetes mellitus. Nat Genet.
                                                                      C, Luan J, Lindgren CM, Müller-Nurasyid M, Pechlivanis S, Rayner NW,                  2008;40:1092–1097. doi: 10.1038/ng.207
                                                                         	 96.	Said MA, Verweij N, van der Harst P. Associations of combined ge-                      Damrauer S, Birtwell D, Brummett CM, Khera AV, Natarajan P, Orho-
CLINICAL STATEMENTS
                                                                                netic and lifestyle risks with incident cardiovascular disease and dia-               Melander M, Flannick J, Lotta LA, Willer CJ, Holmen OL, Ritchie MD,
   AND GUIDELINES
                                                                                betes in the UK Biobank Study. JAMA Cardiol. 2018;3:693–702. doi:                     Ledbetter DH, Murphy AJ, Borecki IB, Reid JG, Overton JD, Hansson O,
                                                                                10.1001/jamacardio.2018.1717                                                          Groop L, Shah SH, Kraus WE, Rader DJ, Chen YI, Hveem K, Wareham
                                                                         	 97.	 Zhou K, Donnelly L, Yang J, Li M, Deshmukh H, Van Zuydam N, Ahlqvist                  NJ, Kathiresan S, Melander O, Stefansson K, Nordestgaard BG, Tybjærg-
                                                                                E, Spencer CC, Groop L, Morris AD, Colhoun HM, Sham PC, McCarthy                      Hansen A, Abecasis GR, Altshuler D, Florez JC, Boehnke M, McCarthy MI,
                                                                                MI, Palmer CN, Pearson ER; Wellcome Trust Case Control Consortium 2.                  Yancopoulos GD, Carey DJ, Shuldiner AR, Baras A, Dewey FE, Gromada
                                                                                Heritability of variation in glycaemic response to metformin: a genome-               J. Genetic inactivation of ANGPTL4 improves glucose homeostasis and
                                                                                wide complex trait analysis. Lancet Diabetes Endocrinol. 2014;2:481–                  is associated with reduced risk of diabetes. Nat Commun. 2018;9:2252.
                                                                                487. doi: 10.1016/S2213-8587(14)70050-6                                               doi: 10.1038/s41467-018-04611-z
                                                                         	 98.	The GoDARTS and UKPDS Diabetes Pharmacogenetics Study Group;                    	101.	Pociot F, Lernmark Å. Genetic risk factors for type 1 diabetes. Lancet.
                                                                                Zhou K, Bellenguez C, Spencer CC, Bennett AJ, Coleman RL, Tavendale R,                2016;387:2331–2339. doi: 10.1016/S0140-6736(16)30582-7
                                                                                Hawley SA, Donnelly LA, Schofield C, Groves CJ, Burch L, Carr F, Strange       	102.	 Oram RA, Patel K, Hill A, Shields B, McDonald TJ, Jones A, Hattersley AT,
                                                                                A, Freeman C, Blackwell JM, Bramon E, Brown MA, Casas JP, Corvin A,                   Weedon MN. A type 1 diabetes genetic risk score can aid discrimination
                                                                                Craddock N, Deloukas P, Dronov S, Duncanson A, Edkins S, Gray E, Hunt                 between type 1 and type 2 diabetes in young adults. Diabetes Care.
                                                                                S, Jankowski J, Langford C, Markus HS, Mathew CG, Plomin R, Rautanen                  2016;39:337–344. doi: 10.2337/dc15-1111
                                                                                A, Sawcer SJ, Samani NJ, Trembath R, Viswanathan AC, Wood NW;                  	103.	Langefeld CD, Beck SR, Bowden DW, Rich SS, Wagenknecht LE,
                                                                                Harries LW, Hattersley AT, Doney AS, Colhoun H, Morris AD, Sutherland                 Freedman BI. Heritability of GFR and albuminuria in Caucasians with type
                                                                                C, Hardie DG, Peltonen L, McCarthy MI, Holman RR, Palmer CN, Donnelly                 2 diabetes mellitus. Am J Kidney Dis. 2004;43:796–800.
                                                                                P, Pearson ER; Wellcome Trust Case Control Consortium 2. Common vari-          	104.	Qi L, Qi Q, Prudente S, Mendonca C, Andreozzi F, di Pietro N, Sturma
                                                                                ants near ATM are associated with glycemic response to metformin in                   M, Novelli V, Mannino GC, Formoso G, Gervino EV, Hauser TH,
                                                                                type 2 diabetes. Nat Genet. 2011;43:117–120. doi: 10.1038/ng.735                      Muehlschlegel JD, Niewczas MA, Krolewski AS, Biolo G, Pandolfi A,
                                                                         	 99.	Steinthorsdottir V, Thorleifsson G, Sulem P, Helgason H, Grarup N,                     Rimm E, Sesti G, Trischitta V, Hu F, Doria A. Association between a ge-
                                                                                Sigurdsson A, Helgadottir HT, Johannsdottir H, Magnusson OT, Gudjonsson               netic variant related to glutamic acid metabolism and coronary heart dis-
                                                                                SA, Justesen JM, Harder MN, Jørgensen ME, Christensen C, Brandslund                   ease in individuals with type 2 diabetes. JAMA. 2013;310:821–828. doi:
                                                                                I, Sandbæk A, Lauritzen T, Vestergaard H, Linneberg A, Jørgensen T,                   10.1001/jama.2013.276305
                                                                                Hansen T, Daneshpour MS, Fallah MS, Hreidarsson AB, Sigurdsson G,              	105.	Global Burden of Disease Study 2016. Global Burden of Disease Study
                                                                                Azizi F, Benediktsson R, Masson G, Helgason A, Kong A, Gudbjartsson                   2016 (GBD 2016) results. Seattle, WA: Institute for Health Metrics and
                                                                                DF, Pedersen O, Thorsteinsdottir U, Stefansson K. Identification of low-fre-          Evaluation (IHME), University of Washington; 2016. http://ghdx.health-
                                                                                quency and rare sequence variants associated with elevated or reduced risk            data.org/gbd-results-tool. Accessed May 1, 2018.
                                                                                of type 2 diabetes. Nat Genet. 2014;46:294–298. doi: 10.1038/ng.2882           	106.	Bommer C, Sagalova V, Heesemann E, Manne-Goehler J, Atun R,
                                                                         	100.	Gusarova V, O’Dushlaine C, Teslovich TM, Benotti PN, Mirshahi T,                       Bärnighausen T, Davies J, Vollmer S. Global economic burden of diabetes
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                                                                                Small A, Kwee LC, Dwivedi OP, Prasad RB, Bruse S, Lopez AE, Penn J,            	107.	 Deleted in proof.
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                                                                                Hartle CM, Habegger L, Fetterolf SN, Tusie-Luna T, Morris AP, Holm H,                 control of diabetes in the United States, 1988-1994 and 1999-2010.
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                                                                                                                                                                                                                               CLINICAL STATEMENTS
                                                                                                                                                MHO                 metabolically healthy obesity
                                                                See Charts 10-1 through 10-10
                                                                                                                                                                                                                                  AND GUIDELINES
                                                                                                                                                MI                  myocardial infarction
                                                                                                                                                MICROS              Microisolates in South Tyrol Study
                                                                        Click here to return to the Table of Contents                           MORGAM              MONICA [Monitoring Trends and Determinants in
                                                                                                                                                                    Cardiovascular Disease], Risk, Genetics, Archiving and
                                                                Definition                                                                                          Monograph Project
                                                                                                                                                MRI                 magnetic resonance imaging
                                                                   •	 Metabolic syndrome is a multicomponent risk                               NAFLD               nonalcoholic fatty liver disease
                                                                      factor for CVD and type 2 DM that reflects the                            NCDS                National Child Development Study
                                                                      clustering of individual cardiometabolic risk fac-                        NH                  non-Hispanic
                                                                      tors related to abdominal obesity and insulin                             NHANES              National Health and Nutrition Examination Survey
                                                                                                                                                NHLBI               National Heart, Lung, and Blood Institute
                                                                Abbreviations Used in Chapter 10                                                NIPPON DATA         National Integrated Project for Prospective
                                                                                                                                                                    Observation of Noncommunicable Disease and Its
                                                                  AF              atrial fibrillation                                                               Trends in Aged
                                                                  AHA             American Heart Association                                    OR                  odds ratio
                                                                  AIM-HIGH        Atherothrombosis Intervention in Metabolic Syndrome           OSA                 obstructive sleep apnea
                                                                                  With Low HDL/High Triglycerides and Impact on Global
                                                                                                                                                PA                  physical activity
                                                                                  Health Outcomes
                                                                                                                                                PAD                 peripheral artery disease
                                                                  AMP             adenosine monophosphate
                                                                                                                                                PAR                 population attributable risk
                                                                  ARIC            Atherosclerosis Risk in Communities Study
                                                                                                                                                PREMA               Prediction of Metabolic Syndrome in Adolescence
                                                                  ATP III         Adult Treatment Panel III
                                                                                                                                                PREVEND             Prevention of Renal and Vascular End-Stage Disease
                                                                  BioSHaRE        Biobank Standardization and Harmonization for
                                                                                  Research Excellence in the European Union                     PUFA                polyunsaturated fatty acid
                                                                  BMI             body mass index                                               RCT                 randomized controlled trial
                                                                  BP              blood pressure                                                REGARDS             Reasons for Geographic and Racial Differences in
                                                                                                                                                                    Stroke
                                                                  CAC             coronary artery calcification
                                                                                                                                                RR                  relative risk
                                                                  CAD             coronary artery disease
                                                                                                                                                RV                  right ventricular
                                                                  Carbs           carbohydrates
                                                                                                                                                SBP                 systolic blood pressure
                                                                  CDC             Centers for Disease Control and Prevention
                                                                                                                                                SCD                 sudden cardiac death
                                                                  CHD             coronary heart disease
                                                                                                                                                SES                 socioeconomic status
                                                                  CHRIS           Collaborative Health Research in South Tyrol Study
                                                                                                                                                SNP                 single-nucleotide polymorphism
                                                                  CI              confidence interval
                                                                                                                                                SSB                 sugar-sweetened beverage
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                                                                                       individuals of non-European ancestry who            •	 Approximately half of the 1098 adolescent par-
CLINICAL STATEMENTS
                                                                                       have predominantly resided outside the                 ticipants in the Princeton School District Study
   AND GUIDELINES
                                                                                 drome fits closely with the current AHA 2020                 in the pediatric population because it is age
                                                                                 Impact Goal, including emphasis on PA, healthy               dependent. Therefore, use of BMI percentiles11
                                                                                 diet, and healthy weight for attainment of ideal             and waist-height ratio12 has been recommended.
                                                                                 BP, serum cholesterol, and fasting blood glucose.            Using standard CDC and FitnessGram standards
                                                                                 Monitoring the prevalence of metabolic syn-                  for pediatric obesity, the prevalence of metabolic
                                                                                 drome is a secondary metric in the 2020 Impact               syndrome in obese youth ranges from 19% to
                                                                                 Goals. Identification of metabolic syndrome rep-             35%.11
                                                                                 resents a call to action for the healthcare provider
                                                                                 and patient to address the underlying lifestyle-        Adults
                                                                                 related risk factors. A multidisciplinary team of       (See Charts 10-1 and 10-2)
                                                                                 healthcare professionals is desirable to ade-           The following estimates include many who also have
                                                                                 quately address these multiple issues in patients       DM, in addition to those with metabolic syndrome
                                                                                 with metabolic syndrome.3                               without DM:
                                                                            •	   Despite its high prevalence (see Prevalence of            •	 Prevalence of metabolic syndrome varies by the
                                                                                 Metabolic Syndrome), the public’s recognition of             definition used, with definitions such as that from
                                                                                 metabolic syndrome is limited.4 Making a diag-               the International Diabetes Federation and the
                                                                                 nosis of metabolic syndrome and communicat-                  harmonized definition suggesting lower thresh-
                                                                                 ing with the patient about it may increase risk              olds for defining central obesity in European
                                                                                 perception and motivation toward a healthier                 whites, Asians (in particular, South Asians),
                                                                                 behavior.5                                                   Middle Easterners, sub-Saharan Africans, and
                                                                                                                                              Hispanics, which results in higher prevalence
                                                                                                                                              estimates.13
                                                                         Prevalence of Metabolic Syndrome                                  •	 On the basis of NHANES 2007 to 2014, the over-
                                                                         Youth                                                                all prevalence of metabolic syndrome was 34.3%
                                                                           •	 Metabolic syndrome should be diagnosed with                     and was similar for males (35.3%) and females
                                                                              caution in children and adolescents, because                    (33.3%).14 The prevalence of metabolic syndrome
                                                                              its categorization is not stable in these age                   increased with age, from 19.3% among people
                                                                              groups.6                                                        20 to 39 years of age to 37.7% for people 40 to
59 years of age and 54.9% among people ≥60 Secular Trends of Metabolic Syndrome
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      years of age.
                                                                                                                                  Youth
                                                                                                                                                                                                              AND GUIDELINES
                                                                   •	 In a recent meta-analysis of 26 609 young adults
                                                                                                                                  (See Chart 10-3)
                                                                      (aged 18–30 years) across 34 studies, the preva-              •	 Data from NHANES 2009 to 2012 suggest that the
                                                                      lence of metabolic syndrome was 4.8% to 7%                       prevalence of metabolic syndrome is decreasing in
                                                                      depending on the definition used.15                              12- to 19-year-olds. This appears to be correlated
                                                                   •	 Using data from HCHS/SOL 2008 to 2011, the                       with increases in HDL-C and decreases in levels of
                                                                      overall prevalence of metabolic syndrome among                   triglycerides despite a persistently increasing level
                                                                      Hispanics/Latinos living in the United States was                of obesity. The lifestyle factors that correlate with
                                                                      34% among males and 36% among females                            decreasing metabolic syndrome are less carbo-
                                                                      (Chart 10-1); it increased with age, with the high-              hydrate intake and more unsaturated fat intake
                                                                      est prevalence in females 70 to 74 years of age                  (Chart 10-3).43
                                                                      (Chart 10-2). In males and females, the lowest
                                                                      prevalence of metabolic syndrome was observed               Adults
                                                                      among South Americans (27%). In males, the                  (See Charts 10-4 through 10-8)
                                                                      highest prevalence was observed in Cubans                     •	 On the basis of data from NHANES 2001 to 2010,
                                                                      (35%), and in females, the highest prevalence                    after declining from NHANES 2001 to 2002 to
                                                                      was observed among Puerto Ricans (41%). Some                     NHANES 2005 to 2006, the age-adjusted prevalence
                                                                      differences in individual components existed                     of metabolic syndrome in the United States went up
                                                                      by specific Hispanic/Latino background (Chart                    in the 2007 to 2008 cycle and then declined again
                                                                      10-1).16                                                         in the 2009 to 2010 cycle (Chart 10-4).44
                                                                   •	 Among African Americans in the JHS, the overall               •	 In a recent updated analysis of NHANES 2007 to
                                                                      prevalence of metabolic syndrome was 34%, and                    2014, the prevalence of metabolic syndrome was
                                                                      it was higher in females than in males (40% ver-                 stable for males and females (Chart 10-5).14 The
                                                                      sus 27%, respectively).17                                        prevalence remained stable for all age and racial/
                                                                   •	 Filipinos in the United States are at high risk for              ethnic subgroups (P>0.10).
                                                                      metabolic syndrome at lower BMI levels.18                     •	 Prevalence of metabolic syndrome was lower in
                                                                   •	The prevalence of metabolic syndrome has                          NH black males than white males and Mexican
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                                                                      been noted to be high among select special                       American males in the NHANES cycle 1999 to
                                                                      populations, including those with schizophre-                    2010 (Chart 10-6).45
                                                                      nia spectrum disorders19; those taking atypical               •	 Prevalence of metabolic syndrome was higher
                                                                      antipsychotic drugs20; those receiving prior solid               in Mexican American females than white and
                                                                      organ transplants21; those receiving prior hema-                 black females in the NHANES cycle 1999 to 2010
                                                                      topoietic cell transplantation22; HIV-infected                   (Chart 10-7).45
                                                                      individuals23; those previously treated for blood             •	 The changing trends in the age-adjusted preva-
                                                                      cancers24; those with systemic inflammatory dis-                 lence of metabolic syndrome are attributable to
                                                                      orders such as psoriasis,25 systemic lupus erythe-               changes in the prevalence of its individual com-
                                                                      matosus,26 and rheumatoid arthritis27; those with                ponents. From NHANES data cycles 1999 through
                                                                      multiple sclerosis28; individuals with well-con-                 2010, hypertriglyceridemia and elevated BP were
                                                                      trolled type 1 DM29; those with hypopituitarism30;               lower in the total population, whereas hypergly-
                                                                      those with prior gestational DM31; those with                    cemia and elevated WC were higher in the total
                                                                      prior pregnancy-induced hypertension32; veter-                   population; however, these trends varied sig-
                                                                      ans with war-related bilateral lower-limb ampu-                  nificantly by sex and race/ethnicity (Chart 10-8).
                                                                      tation33 or spinal cord injury34; and individuals in             Differences in the prevalence statistics are the
                                                                      select professions, including law enforcement35                  result of different handling of age adjustment as
                                                                      and firefighters.36                                              the prevalence of metabolic syndrome increases
                                                                   •	 Perhaps most important with respect to meet-                     with age and handling of medication therapy for
                                                                      ing the 2020 goals, the prevalence of metabolic                  its component conditions.45
                                                                      syndrome increases with greater cumulative
                                                                      life-course exposure to sedentary behavior
                                                                      and physical inactivity37; screen time, including
                                                                                                                                  Natural History and Progression of
                                                                      television viewing38; fast food intake39; short             Metabolic Syndrome
                                                                      sleep duration40; and intake of SSBs.41,42 Each             (See Chart 10-9)
                                                                      of these risk factors is reversible with lifestyle            •	 Preclinical forms of metabolic syndrome are com-
                                                                      change.37–42                                                     monly progressive and precede the development
                                                                               of overt metabolic syndrome. In the ARIC study,         baseline metabolic syndrome status. Data from
CLINICAL STATEMENTS
                                                                               a sex- and race/ethnicity-specific metabolic syn-       771 participants 6 to 19 years of age from the
   AND GUIDELINES
                                                                               drome severity score increased in 76% of par-           NHLBI’s Lipid Research Clinics Princeton Prevalence
                                                                               ticipants, with faster progression observed in          Study and the Princeton Follow-up Study showed
                                                                               younger participants and in females. The meta-          that the risk of developing CVD was substantially
                                                                               bolic syndrome severity score predicted time to         higher among those with metabolic syndrome
                                                                               development of incident metabolic syndrome              than among those without this syndrome (OR,
                                                                               over a mean 10-year follow-up (1987–1989 to             14.6 [95% CI, 4.8–45.3]) who were followed up
                                                                               1996–1998). In ARIC, prevalence of metabolic            for 25 years.52
                                                                               syndrome increased from 33% to 50% over the          •	 In an international childhood cardiovascular
                                                                               mean 10-year follow-up, with differences by age         cohort consortium that included 5803 partici-
                                                                               and sex. The prevalence of metabolic syndrome           pants in 4 cohort studies (Cardiovascular Risk
                                                                               was lower in African American males than in             in Young Finns, Bogalusa Heart Study, Princeton
                                                                               white males at all time points and for all ages         Lipid Research Study, and Insulin Study) with a
                                                                               across the study. African American females had          mean follow-up period of 22.3 years, childhood
                                                                               higher prevalence of metabolic syndrome than            metabolic syndrome and overweight were asso-
                                                                               white females at baseline and subsequent time           ciated with a >2.4-fold risk for adult metabolic
                                                                               points for all ages except for those >60 years of       syndrome from the age of 5 years onward.53 The
                                                                               age (Chart 10-9).46                                     risk for type 2 DM was increased beginning at
                                                                            •	 Isolated metabolic syndrome, which could be con-        the age of 8 years (RR, 2.6 [95% CI, 1.4–6.8])
                                                                               sidered an earlier form of metabolic syndrome,          onward based on international cutoff values for
                                                                               has been defined as those with ≥3 metabolic             definition of childhood metabolic syndrome. Risk
                                                                               syndrome components but without overt hyper-            of carotid IMT was increased beginning at age
                                                                               tension and DM. In a population-based random            11 years (RR, 2.44 [95% CI, 1.55–3.55]) using
                                                                               sample of 2042 residents of Olmsted County, MN,         the same definition. Notably, BMI measure-
                                                                               those with isolated metabolic syndrome were             ment alone at the same age points provided
                                                                               found to be at increased risk of incident hyper-        similar findings for type 2 DM and subclinical
                                                                               tension, DM, diastolic dysfunction, and reduced         atherosclerosis.
                                                                               renal function (GFR <60 mL/min) compared with        •	 In a study of 6328 subjects from 4 prospec-
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               healthy control subjects (P<0.05). However, iso-        tive studies, compared with people with nor-
                                                                               lated metabolic syndrome was not significantly          mal BMI as children and as adults, those with
                                                                               associated with higher rates of mortality (P=0.12)      consistently high adiposity from childhood to
                                                                               or development of HF (P=0.64) over the 8-year           adulthood had an increased risk of the follow-
                                                                               follow-up.47                                            ing metabolic syndrome components: hyper-
                                                                                                                                       tension (RR, 2.7 [95% CI, 2.2–3.3]), low HDL-C
                                                                                                                                       (RR, 2.1 [95% CI, 1.8–2.5]), elevated triglyc-
                                                                         Cost and Healthcare Utilization in                            erides (RR, 3.0 [95% CI, 2.4–3.8]), and type
                                                                         Metabolic Syndrome                                            2 DM (RR, 5.4 [95% CI, 3.4–8.5]). Individuals
                                                                            •	 Metabolic syndrome is associated with increased         who were overweight or had obesity during
                                                                               healthcare use and healthcare-related costs             childhood but did not have obesity as adults
                                                                               among individuals with and without DM.                  had no increased risk compared with those
                                                                               Overall, healthcare costs increase by ≈24% for          with consistently normal BMI.54
                                                                               each additional metabolic syndrome component         •	 Among 1757 youths from the Bogalusa Heart
                                                                               present.48                                              Study and the Cardiovascular Risk in Young Finns
                                                                            •	 The presence of metabolic syndrome increases            Study, those with metabolic syndrome in youth
                                                                               the risk for postoperative complications,               and adulthood were at 3.4 times increased risk of
                                                                               including prolonged hospital stay and risk              high carotid IMT and 12.2 times increased risk of
                                                                               for blood transfusion, surgical site infection,         type 2 DM in adulthood as those without meta-
                                                                               and respiratory failure, across various surgical        bolic syndrome at either time. Adults whose met-
                                                                               populations.49–51                                       abolic syndrome had resolved after their youth
                                                                                                                                       were at no increased risk of having high IMT or
                                                                                                                                       type 2 DM.55
                                                                         Complications of Metabolic Syndrome                        •	 In the Princeton Lipid Research Cohort Study, met-
                                                                         Youth                                                         abolic syndrome severity scores during childhood
                                                                           •	 Few prospective pediatric studies have exam-             were lowest among those who never developed
                                                                              ined the future risk for CVD or DM according to          CVD and were proportionally higher progressing
from those who developed early CVD (mean 38 increased risk of all-cause mortality (RR, 1.20
                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                        years old) to those who developed CVD later in               [95% CI, 1.05–1.38] for males and 1.22 [95% CI,
                                                                                                                                                                                                           AND GUIDELINES
                                                                        life (mean 50 years old).56 Metabolic syndrome               1.02–1.44] for females) and CVD mortality (RR,
                                                                        severity score was also strongly associated with             1.29 [95% CI, 1.09–1.53] for males and 1.20
                                                                        early onset of DM.57 Similarly, metabolic syndrome           [95%, 0.91–1.60] for females).64 There was signif-
                                                                        score, based on the number of components of                  icant heterogeneity across the studies (all-cause
                                                                        metabolic syndrome, was associated with bio-                 mortality, I2=55.9%, P=0.001; CVD mortality,
                                                                        markers of inflammation, endothelial damage,                 I2=58.1%, P=0.008). In subgroup analyses, the
                                                                        and CVD risk in a separate cohort of 677 prepu-              association of metabolic syndrome with CVD and
                                                                        bertal children.58                                           all-cause mortality varied by geographic location,
                                                                                                                                     sample size, definition of metabolic syndrome,
                                                                Adults                                                               and adjustment for frailty.
                                                                Metabolic Syndrome and CVD Morbidity and                          •	 The impact of the metabolic syndrome on mor-
                                                                Mortality                                                            tality has been shown to be modified by objec-
                                                                 •	 A meta-analysis of prospective studies con-                      tive sleep duration.65 In data from the Penn State
                                                                     cluded that metabolic syndrome increased the                    Adult Cohort, a prospective population‐based
                                                                     risk of developing CVD (summary RR, 1.78 [95%                   study of sleep disorders, objectively measured
                                                                     CI, 1.58–2.00]).59 The RR of CVD tended to                      short sleep duration (<6 hours) was associated
                                                                     be higher in females (summary RR, 2.63) than                    with increased all-cause (HR, 1.99 [95% CI,
                                                                     in males (summary RR, 1.98; P=0.09). On the                     1.53–2.59]) and CVD mortality (HR, 2.10 [95%
                                                                     basis of results from 3 studies, metabolic syn-                 CI, 1.39–3.16]), whereas sleep ≥6 hours was not
                                                                     drome was associated with an increased risk of                  associated with increased all-cause (HR, 1.29
                                                                     cardiovascular events after adjustment for the                  [95% CI, 0.89–1.87]) or CVD (HR, 1.49 [95% CI,
                                                                     individual components of the syndrome (sum-                     0.75–2.97]) mortality among participants with
                                                                     mary RR, 1.54 [95% CI, 1.32–1.79]). Metabolic                   metabolic syndrome.
                                                                     syndrome is also associated with incident CVD                •	In the INTERHEART case-control study of
                                                                     independent of the baseline subclinical CVD.60                  26 903 subjects from 52 countries, metabolic
                                                                     A meta-analysis among 87 studies comprising                     syndrome was associated with an increased risk
                                                                     951 083 subjects showed an even higher risk of                  of MI, both according to the WHO (OR, 2.69
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                     CVD associated with metabolic syndrome (sum-                    [95% CI, 2.45–2.95]) and the International
                                                                     mary RR, 2.35 [95% CI, 2.02–2.73]), with sig-                   Diabetes Federation (OR, 2.20 [95% CI,
                                                                     nificant increased risks (RRs ranging from 1.6 to               2.03–2.38]) definitions, with a PAR of 14.5%
                                                                     2.9) for all-cause mortality, CVD mortality, MI,                (95% CI, 12.7%–16.3%) and 16.8% (95% CI,
                                                                     and stroke, as well as for those with metabolic                 14.8%–18.8%), respectively, and associations
                                                                     syndrome without DM.61                                          that were similar across all regions and ethnic
                                                                 •	 The cardiovascular risk associated with meta-                    groups. In addition, the presence of ≥3 risk fac-
                                                                     bolic syndrome varies on the basis of the com-                  tors with subthreshold values was associated
                                                                     bination of metabolic syndrome components                       with increased risk of MI (OR, 1.50 [95% CI,
                                                                     present. Of all possible ways to have 3 meta-                   1.24–1.81]) compared with having “normal”
                                                                     bolic syndrome components, the combination                      values. Similar results were observed when the
                                                                     of central obesity, elevated BP, and hypergly-                  International Diabetes Federation definition
                                                                     cemia conferred the greatest risk for CVD (HR,                  was used.66
                                                                     2.36 [95% CI, 1.54–3.61]) and mortality (HR,                 •	 In the Three-City Study, among 7612 partici-
                                                                     3.09 [95% CI, 1.93–4.94]) in the Framingham                     pants aged ≥65 years who were followed up for
                                                                     Offspring Study.62                                              5.2 years, metabolic syndrome was associated
                                                                 •	 Data from the Aerobics Center Longitudinal                       with increased total CHD (HR, 1.78 [95% CI,
                                                                     Study indicate that risk for CVD mortality is                   1.39–2.28]) and fatal CHD (HR, 2.40 [95% CI,
                                                                     increased in males without DM who have meta-                    1.41–4.09]); however, metabolic syndrome was
                                                                     bolic syndrome (HR, 1.8 [95% CI, 1.5–2.0]);                     not associated with CHD beyond its individual risk
                                                                     however, among those with metabolic syn-                        components.67
                                                                     drome, the presence of DM is associated with                 •	 Among 3414 patients with stable CVD and ath-
                                                                     even greater risk for CVD mortality (HR, 2.1                    erogenic dyslipidemia who were treated inten-
                                                                     [95% CI, 1.7–2.6]).63                                           sively with statins in the AIM-HIGH trial, neither
                                                                 •	 In a recent meta-analysis of 20 prospective cohort               the presence of metabolic syndrome or the num-
                                                                     studies that included 57 202 adults aged ≥60                    ber of metabolic syndrome components was asso-
                                                                     years, metabolic syndrome was associated with                   ciated with cardiovascular outcomes, including
                                                                               coronary events, ischemic stroke, nonfatal MI,              calcification was 33% for people with metabolic
CLINICAL STATEMENTS
                                                                               CAD death, or the composite end point.68                    syndrome compared with 38% for those with
   AND GUIDELINES
                                                                            •	 Metabolic syndrome is also associated with risk             DM (with and without metabolic syndrome) and
                                                                               of incident stroke.69 In a recent meta-analysis of          24% of those with neither DM nor metabolic
                                                                               16 studies including 116 496 participants who               syndrome.82
                                                                               were initially free of CVD, those with metabolic         •	 In the DESIR cohort, metabolic syndrome was
                                                                               syndrome had a significantly high risk of incident          associated with an unfavorable hemodynamic
                                                                               stroke (pooled RR, 1.70 [95% CI, 1.49–1.95]) com-           profile, including increased brachial central
                                                                               pared with those without metabolic syndrome.                pulse pressure and increased pulse-pressure
                                                                               This effect was most notable among females (RR,             amplification, compared with similar individu-
                                                                               1.83 [95% CI, 1.31–2.56]) compared with males               als with isolated hypertension but without
                                                                               (RR, 1.47 [95% CI, 1.22–1.78]). Finally, those              metabolic syndrome.83 In MESA, metabolic syn-
                                                                               with metabolic syndrome had the highest risk for            drome was associated with major and minor
                                                                               ischemic stroke (RR, 2.12 [95% CI, 1.46–3.08])              electrocardiographic abnormalities, although
                                                                               rather than hemorrhagic stroke (RR, 1.48 [95% CI,           this varied by sex.84 Metabolic syndrome is
                                                                               0.98–2.24]).                                                associated with reduced heart rate variability
                                                                            •	 It is estimated that 13.3% to 44% of the excess             and altered cardiac autonomic modulation in
                                                                               CVD mortality in the United States, compared                adolescents.85
                                                                               with other countries such as Japan, is explained         •	 Individuals with metabolic syndrome have a
                                                                               by metabolic syndrome or metabolic syndrome–                higher degree of endothelial dysfunction than
                                                                               related existing CVD.70                                     individuals with a similar burden of traditional
                                                                            •	 In the ARIC study, among 13 168 participants                cardiovascular risk factors.86 Furthermore, indi-
                                                                               with a median follow-up of 23.6 years, metabolic            viduals with both metabolic syndrome and DM
                                                                               syndrome was independently associated with an               have demonstrated increased microvascular and
                                                                               increased risk of SCD (adjusted HR, 1.70 [95%               macrovascular dysfunction.87 Metabolic syn-
                                                                               CI, 1.37–2.12]; P<0.001).71 In addition, the risk of        drome is associated with increased thrombosis,
                                                                               SCD varied according to the number of metabolic             including increased resistance to aspirin88 and
                                                                               syndrome components (HR=1.31 per additional                 clopidogrel loading.89
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                                                                               component of the metabolic syndrome [95% CI,             •	 In a recent meta-analysis of 8 population-based stud-
                                                                               1.19–1.44]; P<0.001), independent of race or sex.           ies that included 19 696 patients (22.2% with meta-
                                                                            •	 Metabolic syndrome has also been associated                 bolic syndrome), metabolic syndrome was associated
                                                                               with incident AF,72 recurrent AF after ablation,73          with higher carotid IMT (standard mean difference
                                                                               HF,74 and PAD.75                                            0.28±0.06 [95% CI, 0.16–0.40]; P=0.00003) and
                                                                            •	 Using the 36 cohorts represented in the MORGAM              higher prevalence of carotid plaques than in individ-
                                                                               Project, the association between metabolic syn-             uals without metabolic syndrome (pooled OR, 1.61
                                                                               drome and CVD varied by age for females but not             [95% CI, 1.29–2.01]; P<0.0001).90
                                                                               males.76                                                 •	 In modern imaging studies using echocardiog-
                                                                                                                                           raphy, MRI, cardiac CT, and positron emission
                                                                         Metabolic Syndrome and Subclinical CVD
                                                                                                                                           tomography, metabolic syndrome has been
                                                                          •	 In MESA, among 6603 people aged 45 to 84
                                                                                                                                           shown to be closely related to increased epicar-
                                                                             years (1686 [25%] with metabolic syndrome
                                                                                                                                           dial adipose tissues,91 regional neck fat distribu-
                                                                             without DM and 881 [13%] with DM), subclini-
                                                                                                                                           tion,92 increased visceral fat in other locations,93
                                                                             cal atherosclerosis assessed by CAC was more
                                                                                                                                           increased ascending aortic diameter,94 high-risk
                                                                             severe in people with metabolic syndrome and
                                                                                                                                           coronary plaque features including increased
                                                                             DM than in those without these conditions, and
                                                                                                                                           necrotic core,95 impaired coronary flow reserve,96
                                                                             the extent of CAC was a strong predictor of
                                                                                                                                           abnormal indices of LV strain,97 LV diastolic dys-
                                                                             CHD and CVD events in these groups.77 There
                                                                                                                                           function,98 LV dysynchrony,99 and subclinical RV
                                                                             appears to be a synergistic relationship between
                                                                                                                                           dysfunction.100
                                                                             metabolic syndrome, NAFLD, and prevalence of
                                                                             CAC,78,79 as well as a synergistic relationship with     Metabolic Syndrome and Non-CVD Complications
                                                                             smoking.80 Furthermore, the progression of CAC            •	 Metabolic syndrome has been associated with erec-
                                                                             was greater in people with metabolic syndrome                tile dysfunction,101 DM,102 cancer103,104 (in particular,
                                                                             and DM than in those without, and progression                breast, endometrial, prostate, pancreatic, hepatic,
                                                                             of CAC predicted future CVD event risk both                  colorectal, and renal), cirrhosis,105 and cognitive
                                                                             in those with metabolic syndrome and in those                decline.106 Data from case-control studies, but not
                                                                             with DM.81 In MESA, the prevalence of thoracic               prospective studies, support an association with
VTE.107 There may be an association with increased • NAFLD, a spectrum of liver disease that ranges
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      incident asthma.108 In MESA, the prevalence of                   from isolated fatty liver to fatty liver plus inflam-
                                                                                                                                                                                                              AND GUIDELINES
                                                                      erectile dysfunction among participants aged 55                  mation (nonalcoholic steatohepatitis), is hypoth-
                                                                      to 65 years with metabolic syndrome was 16%                      esized to represent the hepatic manifestation of
                                                                      compared with 10% in their counterparts without                  the metabolic syndrome. On the basis of data
                                                                      metabolic syndrome (P<0.001).101                                 from NHANES 2011 to 2014, the overall preva-
                                                                   •	 In data from ARIC and JHS, metabolic syndrome                    lence of NAFLD among US adults was 21.9%.113
                                                                      was associated with an increased risk of DM                      In a prospective study of 4401 Japanese adults
                                                                      (HR, 4.36 [95% CI, 3.83–4.97]), although the                     aged 21 to 80 years free of NAFLD at baseline, the
                                                                      association was attenuated after adjustment for                  presence of metabolic syndrome increased the
                                                                      the individual components of the metabolic syn-                  risk for NAFLD in both males (adjusted OR, 4.00
                                                                      drome.102 However, use of a continuous sex- and                  [95% CI, 2.63–6.08]) and females (adjusted OR,
                                                                      race-specific metabolic severity Z score was asso-               11.20 [95% CI, 4.85–25.87]).114 In cross-sectional
                                                                      ciated with increased risk of DM independent of                  studies, an increase in the number of compo-
                                                                      individual metabolic syndrome components, and                    nents of the metabolic syndrome was associated
                                                                      increases in this score over time conferred addi-                with underlying nonalcoholic steatohepatitis and
                                                                      tional risk for DM independent of confounders.                   advanced fibrosis in NAFLD.113,115
                                                                   •	 Metabolic syndrome is linked to poorer cancer out-
                                                                      comes, including increased risk of recurrence and
                                                                      overall mortality.104 For example, in a retrospective       Risk Factors for Metabolic Syndrome
                                                                      study of 3662 males with low-risk prostate can-             Genetics and Family History
                                                                      cer who were treated with radical prostatectomy,              •	 Investigation of genetic factors related to meta-
                                                                      metabolic syndrome was associated with higher                    bolic syndrome has shed some light on the
                                                                      perioperative complications (OR, 1.24 [95% CI,                   underlying pathways and mediators. Several
                                                                      1.04–1.49]; P=0.018).109 In addition, a recent meta-             pleiotropic variants of genes of apolipoproteins
                                                                      analysis of 24 studies that included 132 589 males               (APOE, APOC1, APOC3, and APOA5), Wnt sig-
                                                                      (17.4% with metabolic syndrome) showed that                      naling pathway (TCF7L2), lipoproteins (LPL, CETP),
                                                                      metabolic syndrome was associated with worse                     mitochondrial proteins (TOMM40), gene tran-
                                                                      oncologic outcomes including biochemical recur-
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                                                                               of breastfeeding.122 However, a recent RCT that             •	 The following factors have been reported as
CLINICAL STATEMENTS
                                                                               tested a breastfeeding promotion intervention                  being inversely associated with incident meta-
   AND GUIDELINES
                                                                               did not lead to reduced childhood metabolic syn-               bolic syndrome, defined by 1 of the major defi-
                                                                               drome among healthy term infants.123                           nitions, in prospective or retrospective cohort
                                                                            •	 In NHANES, adolescents 12 to 19 years old were                 studies: muscular strength,182 increased PA or
                                                                               at greater risk of metabolic syndrome if they had              physical fitness,133,183 aerobic training,184 moder-
                                                                               concurrent exposure to secondhand smoke and                    ate alcohol intake,185 fiber intake,186,187 fruits and
                                                                               low exposure to certain nutrients (vitamin E and               vegetables,188 white fish intake,189 Mediterranean
                                                                               omega-3 polyunsaturated fatty acids)124 and if                 diet,190 dairy consumption138 (particularly yogurt
                                                                               they consumed more sugar in their diet.125                     and low-fat dairy products),191 consumption of
                                                                                                                                              fermented milk with Lactobacillus plantarum,192
                                                                         In Adults                                                            animal or fat protein,193 hot tea consumption
                                                                           •	 There is a bidirectional relationship between meta-             (but not sugar-sweetened iced tea),194 coffee
                                                                              bolic syndrome and depression. In prospective stud-             consumption,195 vitamin D intake,196 intake of
                                                                              ies, the presence of depression increases the risk              tree nuts,197 walnut intake,198 avocado intake,199
                                                                              of metabolic syndrome (OR, 1.49 [95% CI, 1.19–                  intake of long-chain omega-3 PUFA,200 potassium
                                                                              1.87]), whereas metabolic syndrome increases the                intake,201 ability to interpret nutrition labels,130
                                                                              risk of depression (OR, 1.52 [95% CI, 1.20–1.91]).126           living at geographically higher elevation,202
                                                                           •	 In prospective or retrospective cohort studies, the             insulin sensitivity,153 ratio of aspartate amino-
                                                                              following factors have been reported as being                   transferase to alanine transaminase,203 total
                                                                              directly associated with incident metabolic syn-                testosterone,150,153,204 serum 25-hydroxyvitamin
                                                                              drome, defined by 1 of the major definitions: age,45            D,205 sex hormone–binding globulin,150,153,204 and
                                                                              low educational attainment,127,128 low SES,129 not              Δ5-desaturase activity.206 In cross-sectional stud-
                                                                              being able to understand or read food labels,130                ies, increased standing,207 a vegetarian diet,208
                                                                              everyday discrimination,131 urbanization,132 smok-              subclinical hypothyroidism in males,209 marijuana
                                                                              ing,127,129,133 parental smoking,134 low levels of              use,210 total antioxidant capacity from diet and
                                                                              PA,127,129,133 low levels of physical fitness,135,136           dietary supplements,211 and organic food con-
                                                                              intake of soft drinks,137 intake of diet soda,138 fruc-         sumption212 were inversely associated with met-
                                                                              tose intake,139 magnesium intake,140,141 energy                 abolic syndrome.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              intake,142 carbohydrate intake,128,133,143 total fat         •	 In a pooled population of 117          020 patients
                                                                              intake,144 meat intake (red but not white meat),145             (from 20 studies) with NAFLD diagnosed by
                                                                              intake of fried foods,138 skipping breakfast,146                serum liver enzymes (aminotransferases or
                                                                              heavy alcohol consumption,147 abstention from                   γ-glutamyltransferase) or ultrasonography who
                                                                              alcohol use,128 parental history of DM,144 long-                were followed up for a median of 5 years (range,
                                                                              term stress at work,148 pediatric metabolic syn-                3–14.7   years), NAFLD was associated with an
                                                                              drome,144 obesity or BMI,55,62 childhood obesity,149            increased risk of incident metabolic syndrome
                                                                              intra-abdominal fat,150 gain in weight or BMI,142               with a pooled RR of 1.80 (95% CI, 1.72–1.89)
                                                                              weight fluctuation,151 heart rate,152 homeosta-                 for alanine aminotransferase (last versus first
                                                                              sis model assessment,153 fasting insulin,153 2-hour             quartile or quintile), 1.98 (95% CI, 1.89–2.07) for
                                                                              insulin,153 proinsulin,153 oxidized LDL-C,154,155 HDL           γ-glutamyltransferase, and 3.22 (95% CI, 3.05–
                                                                              particle concentration,156 LDL particle concentra-              3.41) for ultrasonography, respectively.161
                                                                              tion,156,157 lipoprotein-associated phospholipase            •	 During >6 years of follow-up in the ARIC study,
                                                                              A2,158 uric acid,159,160 γ-glutamyltransferase,161,162          1970 individuals (25%) developed metabolic syn-
                                                                              alanine transaminase,161 plasminogen activator                  drome, and compared with the normal-weight
                                                                              inhibitor-1,163 fibroblast growth factor 21,164 aldo-           group (BMI <25 kg/m2), the ORs of developing
                                                                              sterone,163 leptin,165 ferritin,166 CRP,167,168 adipocyte–      metabolic syndrome were 2.81 (95% CI, 2.50–
                                                                              fatty acid binding protein,169 testosterone and sex             3.17) and 5.24 (95% CI, 4.50–6.12) for the over-
                                                                              hormone–binding globulin,170,171 matrix metallo-                weight (BMI 25–30 kg/m2) and obese (BMI ≥30
                                                                              proteinase 9,172 active periodontitis,173 and urinary           kg/m2) groups, respectively.213
                                                                              bisphenol A levels.174 In cross-sectional studies, a         •	 In a meta-analysis that included 76         699 par-
                                                                              high-salt diet,175 stress,176 low cardiorespiratory             ticipants and 13 871 incident cases of metabolic
                                                                              fitness,177 cancer antigen 19-9,177,178 erythrocyte             syndrome, there was a negative linear relation-
                                                                              parameters179 such as hemoglobin level and red                  ship between leisure-time PA and development
                                                                              blood cell distribution width, excessive dietary cal-           of metabolic syndrome.214 For every increase in
                                                                              cium (>1200 mg/d) in males,180 and OSA181 were                  10 MET-hours per week (approximately equal to
                                                                              significant predictors of metabolic syndrome.                   150 minutes of moderate PA per week), risk of
metabolic syndrome was reduced by 10% (RR, population, the prevalence of metabolic syndrome
                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                        0.90 [95% CI, 0.86–0.94]).                                                      far exceeded the prevalence of MHO, which had a
                                                                                                                                                                                                                                AND GUIDELINES
                                                                                                                                                        prevalence of 7% to 28% in females and 2% to
                                                                                                                                                        19% in males. The prevalence of metabolic syn-
                                                                Global Burden of Metabolic Syndrome                                                     drome varied considerably by European country in
                                                                (See Chart 10-10)                                                                       the BioSHaRE consortium (Chart 10-10).228
                                                                   •	Metabolic syndrome is becoming hyperen-                                       •	   The prevalence of metabolic syndrome has been
                                                                      demic around the world. Recent evidence has                                       reported to be low (14.6%) in a population-rep-
                                                                      described the prevalence of metabolic syn-                                        resentative study in France (the French Nutrition
                                                                      drome in Canada,215 Latin America,216 India,217–219                               and Health Survey, 2006–2007) compared with
                                                                      Bangladesh,220 Iran,221 Nigeria,222 South Africa,223                              other industrialized countries.229
                                                                      Ecuador,224 Nigeria,225 and Vietnam,226 as well as                           •	   In a recent systematic review of 10 Brazilian stud-
                                                                      many other countries.                                                             ies, the weighted mean prevalence of metabolic
                                                                   •	 On the basis of data from NIPPON DATA (1990–                                      syndrome in Brazil was 29.6%.230
                                                                      2005), the age-adjusted prevalence of metabolic                              •	   In a report from a representative survey of the
                                                                      syndrome in a Japanese population was 19.3%.70                                    northern state of Nuevo León, Mexico, the preva-
                                                                      In a partially representative Chinese population,                                 lence of metabolic syndrome in adults (≥16 years
                                                                      the 2009 age-adjusted prevalence of metabolic                                     old) for 2011 to 2012 was 54.8%. In obese adults,
                                                                      syndrome in China was 21.3%,132 whereas in                                        the prevalence reached 73.8%. The prevalence in
                                                                      northwest China, the prevalence for 2010 was                                      adult North Mexican females (60.4%) was higher
                                                                      15.1%.227                                                                         than in adult North Mexican males (48.9%).231
                                                                   •	 In a report from BioSHaRE, which harmonizes                                  •	   Metabolic syndrome is highly prevalent in mod-
                                                                      modern data from 10 different population-based                                    ern indigenous populations, notably in Brazil and
                                                                      cohorts in 7 European countries, the age-adjusted                                 Australia. The prevalence of metabolic syndrome
                                                                      prevalence of metabolic syndrome in obese sub-                                    was estimated to be 41.5% in indigenous groups
                                                                      jects ranged from 24% to 65% in females and                                       in Brazil,230,231 33.0% in Australian Aborigines,
                                                                      from ≈43% to ≈78% in males. In the obese                                          and 50.3% in Torres Strait Islanders.232
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                                                                Chart 10-1. Age-standardized prevalence of metabolic syndrome by sex and Hispanic/Latino background, 2008 to 2011.
                                                                Values were weighted for survey design and nonresponse and were age standardized to the population described by the 2010 US census.
                                                                Source: Hispanic Community Health Study/Study of Latinos.16
                                                                         Chart 10-2. Age-standardized prevalence of metabolic syndrome by age and sex in Hispanics/Latinos, 2008 to 2011.
                                                                         Values were weighted for survey design and nonresponse and were age standardized to the population described by the 2010 US census.
                                                                         Source: Hispanic Community Health Study/Study of Latinos.16
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                                                                                                                                                                  CLINICAL STATEMENTS
                                                                                                                                                                                                                                     AND GUIDELINES
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                                                                Chart 10-4. Age-adjusted prevalence of metabolic syndrome in the United States, NHANES, 1999 to 2010.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Data derived from Beltrán-Sánchez et al.45
                                                                         Chart 10-5. Sex-stratified trends in the age-adjusted weighted prevalence of metabolic syndrome and its components among US adults in 2007 to
                                                                         2014, NHANES.
                                                                         HDL indicates high-density lipoprotein; and NHANES, National Health and Nutrition Examination Survey.
                                                                         Data derived from Shin et al.14
                                                                         Chart 10-6. Age-adjusted prevalence of metabolic syndrome among males by race, NHANES, 1999 to 2010.
                                                                         NHANES indicates National Health and Nutrition Examination Survey.
                                                                         Data derived from Beltrán-Sánchez et al.45
                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                                                                                                           AND GUIDELINES
                                                                Chart 10-7. Age-adjusted prevalence of metabolic syndrome among females by race, NHANES, 1999 to 2010.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Data derived from Beltrán-Sánchez et al.45
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                                                                Chart 10-8. Prevalence and trends of the 5 components of metabolic syndrome in the adult US population (≥20 years old), 1999 to 2010, by sex (first
                                                                column), race/ethnicity (second column), and race/ethnicity and sex (third and fourth columns).
                                                                Shaded areas represent 95% CIs.
                                                                HDL-C indicates high-density lipoprotein cholesterol; Mex-Am, Mexican American; and Waist circumf, waist circumference.
                                                                Reprinted from Beltrán-Sánchez et al45 with permission from Elsevier. Copyright © 2013.
                                                                         Chart 10-9. Ten-year progression of metabolic syndrome in the ARIC study, stratified by age, sex, and race/ethnicity.
                                                                         ARIC indicates Atherosclerosis Risk in Communities Study.
                                                                         Adapted from Vishnu et al46 with permission from Elsevier. Copyright © 2015, Elsevier Ireland Ltd.
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                                                                         Chart 10-10. Age-standardized prevalence of MetS and MHO among obese (body mass index ≥30 kg/m2) males (A) and females (B) in different cohorts.
                                                                         CHRIS indicates Collaborative Health Research in South Tyrol Study; DILGOM, Dietary, Lifestyle, and Genetics Determinants of Obesity and Metabolic Syndrome;
                                                                         EGCUT, Estonian Genome Center of the University of Tartu; HUNT2, Nord-Trøndelag Health Study; KORA, Cooperative Health Research in the Region of Augsburg;
                                                                         MetS, metabolic syndrome; MHO, metabolically healthy obesity; MICROS, Microisolates in South Tyrol Study; NCDS, National Child Development Study; NL, the
                                                                         Netherlands; and PREVEND, Prevention of Renal and Vascular End-Stage Disease.
                                                                         Reprinted from van Vliet-Ostaptchouk et al.228 Copyright © 2014, van Vliet-Ostaptchouk et al; licensee BioMed Central Ltd. This is an Open Access article distrib-
                                                                         uted under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and
                                                                         reproduction in any medium, provided the original work is properly credited.46
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                                                                        antioxidant capacity from dietary supplement decreases the likelihood of             Endocr Disord. 2014;14:77. doi: 10.1186/1472-6823-14-77
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                                                                        food consumption and metabolic syndrome: cross-sectional results                     Foco L, Gaye A, Gögele M, Heier M, Hiekkalinna T, Joensuu A, Newby C,
                                                                        from the NutriNet-Santé study. Eur J Nutr. 2018;57:2477–2488. doi:                   Pang C, Partinen E, Reischl E, Schwienbacher C, Tammesoo ML, Swertz
                                                                        10.1007/s00394-107-1520-1                                                            MA, Burton P, Ferretti V, Fortier I, Giepmans L, Harris JR, Hillege HL,
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                                                                        and the development of metabolic syndrome: the Atherosclerosis Risk                  Metspalu A, Midthjell K, Murtagh MJ, Peters A, Pramstaller PP, Saaristo
                                                                        in Communities study. Eur J Cardiovasc Prev Rehabil. 2010;17:309–313.                T, Salomaa V, Stolk RP, Uusitupa M, van der Harst P, van der Klauw MM,
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                                                                        incident metabolic syndrome: a systematic review and dose-response                   doi: 10.1186/1472-6823-14-9
                                                                        meta-analysis of cohort studies. Metabolism. 2017;75:36–44. doi:              	229.	Vernay M, Salanave B, de Peretti C, Druet C, Malon A, Deschamps V,
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                                                                                                                                                             OR            odds ratio
                                                                                                                                                             OSA           obstructive sleep apnea
                                                                                                                                                             PAD           peripheral artery disease
                                                                                 Click here to return to the Table of Contents
                                                                                                                                                             PCI           percutaneous coronary intervention
                                                                                                                                                             PE            pulmonary embolism
                                                                           CHD             coronary heart disease                                              •	 The spot urine ACR ratio is recommended as a
                                                                           CHF             congestive heart failure
                                                                                                                                                                   measure of urine albumin excretion.
                                                                           CHS             Cardiovascular Health Study
                                                                           CI              confidence interval                                              The KDIGO CKD 2012 guideline recommends charac-
                                                                           CKD             chronic kidney disease                                           terizing CKD according to eGFR category (G1–G5) and
                                                                           CKD-EPI         Chronic Kidney Disease Epidemiology Collaboration                albuminuria category (A1–A3), as well as cause of CKD
                                                                           CVA             cerebrovascular accident                                         (Chart 11-1).3
                                                                           CVD             cardiovascular disease
                                                                                                                                                               ESRD is defined as severe CKD requiring chronic
                                                                           DBP             diastolic blood pressure
                                                                           DM              diabetes mellitus
                                                                                                                                                            renal replacement treatment such as hemodialysis, peri-
                                                                           eGFR            estimated glomerular filtration rate                             toneal dialysis, or kidney transplantation.1 ESRD is an
                                                                           ESRD            end-stage renal disease                                          extremely high-risk population for cardiovascular mor-
                                                                           GBD             Global Burden of Disease                                         bidity and mortality.
                                                                           GFR             glomerular filtration rate
                                                                           GWAS            Genome-Wide Association Study
                                                                           HANDLS          Health Aging in Neighborhoods of Diversity Across the Life       Prevalence
                                                                                           Span
                                                                           HBP             high blood pressure                                              (See Charts 11-1 through 11-4)
                                                                           HF              heart failure                                                      •	 According to the United States Renal Data
                                                                           HR              hazard ratio
                                                                                                                                                                 System, the overall prevalence of CKD in the
                                                                           HTN             hypertension
                                                                           ICD-10          International Classification of Diseases, 10th Revision               United States among NHANES participants aged
                                                                           IHD             ischemic heart disease                                                ≥20 years was 14.8% (95% CI, 13.6%–16.0%)
                                                                           JHS             Jackson Heart Study                                                   in 2011 to 2014.1 The prevalence of CKD by
                                                                           KDIGO           Kidney Disease: Improving Global Outcomes                             eGFR and albuminuria categories is shown in
                                                                           MACE            major adverse cardiovascular events
                                                                                                                                                                 Chart 11-1.
                                                                           MDRD            Modification of Diet in Renal Disease
                                                                           MESA            Multi-Ethnic Study of Atherosclerosis
                                                                                                                                                              •	 The prevalence of CKD increases substantially
                                                                           MR              mitral regurgitation                                                  with age, as follows1:
                                                                           NH              non-Hispanic                                                          —	 6.6% for those 20 to 39 years of age
                                                                           NHANES          National Health and Nutrition Examination Survey                      —	 10.6% for those 40 to 59 years of age
                                                                                                                                             (Continued )        —	 32.6% for those ≥60 years of age
• From 1999 to 2014, the prevalence of ACR ≥30 11-2). Despite improvements in incidence rate
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      mg/g was higher but prevalence of eGFR <60                      among blacks and Native Americans, substantial
                                                                                                                                                                                                            AND GUIDELINES
                                                                      mL·min−1·1.73 m−2 was lower among NH blacks                     disparities persist (Chart 11-5).
                                                                      than NH whites.1                                             •	 Among the very old (>80 years), the prevalence
                                                                   •	 At the end of 2015, the unadjusted prevalence                   of an eGFR <60 mL·min−1·1.73 m−2 increased
                                                                      of ESRD estimated from cases reported to the                    from 40.5% in 1988 to 1994 to 49.9% and
                                                                      Centers for Medicare & Medicaid Services in                     51.2% in 1999 to 2004 and 2005 to 2010,
                                                                      the United States was 2128 per million (0.21%;                  respectively. The prevalence of albuminuria (ACR
                                                                      Chart 11-2). Of the 703 243 total patients receiv-              ≥30 mg/g) was 30.9%, 33.0%, and 30.6%
                                                                      ing treatment for ESRD in the United States,                    in 1988 to 1994, 1999 to 2004, and 2005 to
                                                                      63% were on hemodialysis, 7% were on peri-                      2010, respectively.1
                                                                      toneal dialysis, and 30% had received a kidney
                                                                      transplant.1
                                                                                                                                  Costs
                                                                   •	 The prevalence of ESRD varies regionally across
                                                                      the United States (Chart 11-3), mirroring the                •	 In 2015, Medicare spent over $64 billion caring
                                                                      prevalence of traditional risk factors such as DM               for people with CKD. More than 70% of CKD
                                                                      or hypertension.1                                               spending was attributable to patients who had
                                                                   •	 ESRD prevalence is highest in Native Hawaiians/                 comorbid DM or CHF.1
                                                                      Pacific Islanders than in other races, and preva-            •	 The total annual cost of treating ESRD in the
                                                                      lence is higher among Hispanics than NH individ-                United States was $33.9 billion in 2015, which
                                                                      uals (Chart 11-4).1                                             represents >7% of total Medicare claims paid.1
                                                                                                                                      In 2015, total spending per patient was $88 750
                                                                                                                                      for patients on hemodialysis, $75 140 for those
                                                                Incidence                                                             receiving peritoneal dialysis, and $34 084 for
                                                                (See Chart 11-5)                                                      transplant patients.1
                                                                   •	 For US adults aged 30 to 49, 50 to 64, and
                                                                      ≥65 years without CKD, the residual lifetime                Risk Factors
                                                                      incidences of CKD are projected to be 54%,                  (See Charts 11-6 and 11-7)
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                                                                               CKD.13–16 For example, having more of the AHA’s            —	 CKD attributable to HBP rose 26% to 79 mil-
                                                                               Life’s Simple 7 ideal health factors was associated            lion (95% CI, 68–91 million), but age-stan-
                                                                               with progressively lower risk of incident CKD in               dardized prevalence only increased 0.2%.
                                                                               the ARIC study (Chart 11-7).15                             —	 CKD attributable to glomerulonephritis rose
                                                                                                                                              29% to 67 million (95% CI, 58–77 mil-
                                                                                                                                              lion), but age standardized prevalence only
                                                                         Awareness                                                            increased 1.1%.
                                                                            •	 Awareness of CKD status in NHANES was particu-             —	 CKD attributable to other causes rose 26%
                                                                               larly low, ranging from 3% to 5% for early-stage               to 95 million (95% CI, 81–109 million), but
                                                                               CKD to 53% for more advanced CKD (eGFR 15–                     age-standardized prevalence only increased
                                                                               29 mL·min−1·1.73 m−2).17                                       by 0.1%.
                                                                            •	 The prevalence of recognized CKD, meaning that          •	 CKD rose from the 25th leading cause of death
                                                                               a provider or billing coder recognized the preva-          in 1990 to the 17th leading cause of death in
                                                                               lence of CKD, was also low in the Medicare 5%              2015.19
                                                                               sample, but it has increased over time, from 5.9%
                                                                               in 2006 to 11.7% in 2015.1
                                                                                                                                      Family History and Genetics
                                                                                                                                       •	 There is evidence of moderate heritability for cre-
                                                                         Global Burden of Kidney Disease                                  atinine and GFR, which supports a genetic com-
                                                                         (See Charts 11-8 through 11-11)                                  ponent of CKD.20
                                                                            •	 The GBD 2016 Study used statistical models and          •	 GWASs have revealed several candidate loci
                                                                               data on incidence, prevalence, case fatality, excess       for CKD phenotypes, including GFR, albumin-
                                                                               mortality, and cause-specific mortality to estimate        uria, kidney injury, and diabetic kidney disease,
                                                                               disease burden for 315 diseases and injuries in            although the clinical implications and utility of
                                                                               195 countries and territories.17                           these genetic variants are not yet clear.20–28
                                                                                                                                       •	 Race differences in CKD prevalence might be
                                                                                 —	 According to the GBD Study, the prevalence
                                                                                                                                          attributable to differences in genetic risk. The
         Downloaded from http://ahajournals.org by on February 7, 2019
to ESRD.26 This association was observed in higher- 57% of peritoneal dialysis patients and 42% of
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      versus lower- or middle-income countries and was                 transplant patients have any CVD (Chart 11-13).
                                                                                                                                                                                                              AND GUIDELINES
                                                                      more pronounced in the United States relative to
                                                                                                                                  Incidence of CVD Events Among People With CKD
                                                                      Europe.
                                                                                                                                    •	 In 3 community-based cohort studies (JHS, CHS,
                                                                   •	 In a cross-sectional analysis of 9126 lower-income
                                                                                                                                       and MESA), absolute incidence rates for HF, CHD,
                                                                      participants from NHANES 2003 to 2008, food
                                                                                                                                       and stroke for participants with versus without
                                                                      insecurity (ie, the inability to acquire nutritional
                                                                                                                                       CKD were 22 versus 6.2 (per 1000 person-years)
                                                                      foods) was associated with a 67% higher odds
                                                                                                                                       for HF, 24.5 versus 8.4 for CHD, and 13.4 versus
                                                                      of age-adjusted prevalent CKD in those with DM
                                                                                                                                       4.8 for stroke.37
                                                                      and a 37% higher odds of age-adjusted preva-
                                                                                                                                    •	 Both eGFR and albuminuria appear to more
                                                                      lent CKD in those with hypertension. A similar
                                                                                                                                       strongly predict HF events than CHD or stroke
                                                                      analysis in 1239 participants in the HANDLS
                                                                                                                                       events.34
                                                                      study revealed a marginally significant higher
                                                                                                                                    •	 GFR predicts stroke risk but is not as strongly
                                                                      odds of CKD in the full cohort, with no evidence
                                                                                                                                       associated as albuminuria. In 4 community-based
                                                                      of stronger associations in individuals with DM or
                                                                                                                                       cohorts, lower eGFR (45 versus 95 mL·min−1·1.73
                                                                      hypertension.27
                                                                                                                                       m−2) was associated with an increased risk for
                                                                   •	 In a study of 1620 participants from HANDLS with
                                                                                                                                       ischemic stroke (HR, 1.30 [95% CI, 1.01–1.68])
                                                                      preserved baseline kidney function, self-reported
                                                                                                                                       but not hemorrhagic stroke (HR, 0.92 [95%
                                                                      experiences of discrimination were associated
                                                                                                                                       CI, 0.47–1.81]). Albuminuria (ACR of 300 ver-
                                                                      with lower kidney function assessed via GFR,
                                                                                                                                       sus 5 mg/g) was associated with both isch-
                                                                      and associations were particularly pronounced
                                                                                                                                       emic and hemorrhagic stroke (HR, 1.62 [95%
                                                                      for African-American females relative to white
                                                                                                                                       CI, 1.27–2.07] and 2.57 [95% CI, 1.37–4.83],
                                                                      females, African-American males, and NH white
                                                                                                                                       respectively).38 In a meta-analysis of 83 studies
                                                                      males.28
                                                                                                                                       of >30 000 strokes, there were linear relation-
                                                                                                                                       ships of both eGFR and albuminuria with stroke
                                                                Kidney and CVD                                                         regardless of stroke subtype.33 Among people
                                                                                                                                       with CKD, proteinuria but not eGFR indepen-
                                                                Impact of CKD on CVD Outcomes
                                                                                                                                       dently predicted stroke risk.39
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                                                                         Mortality Attributable to CVD Among People                   Prevention and Treatment of CVD in People
CLINICAL STATEMENTS
                                                                         (See Charts 11-14 and 11-15)                                   •	 One potential explanation for the higher CVD
                                                                           •	 CVD is the leading cause of death among those                event rate in people with CKD is the low uptake
                                                                              with kidney disease. For those with ESRD, CVD                of standard therapies. Furthermore, people with
                                                                              accounts for more than half of deaths with known             advanced CKD and ESRD are often excluded
                                                                              causes, with arrhythmias and SCD accounting for              from clinical trials of cardiovascular drugs and
                                                                              nearly 40% (Chart 11-14).1                                   devices,51,52 although recent observational data
                                                                           •	 For people with CKD, death attributable to CVD is            from large registries can provide insight into the
                                                                              more common than progression to ESRD.1                       risks and benefits in this population.
                                                                           •	 Mortality risk depends not only on eGFR but also          •	 In a nationwide US cohort that included 4726 par-
                                                                              on category of albuminuria (Chart 11-15). The                ticipants with CKD, only 2366 (50%) were taking
                                                                              adjusted RR of all-cause mortality and cardiovas-            statins, whereas an additional 1984 participants
                                                                              cular mortality is highest in those with eGFR 15 to          (42%) met recommendations for statin treatment
                                                                              30 mL·min−1·1.73 m−2 and those with ACR >300                 according to the ACC/AHA guidelines but were
                                                                              mg/g.                                                        not using statins.40
                                                                           •	 For patients with severe valvular heart disease,          •	 As shown in SPRINT in patients with hyperten-
                                                                              CKD is a particularly strong risk factor for mor-            sion but without DM, intensive SBP lowering (tar-
                                                                              tality. In the Duke University Echocardiography              get <120 mm Hg versus <140 mm Hg) reduced
                                                                              Database (1999–2013), 5-year survival was                    rates of major cardiovascular events and all-cause
                                                                              substantially lower for CKD than for non-CKD                 death to a similar extent among participants with
                                                                              patients (42% versus 67% for severe aortic ste-              and without CKD and had no effect on the pri-
                                                                              nosis and 37% versus 65% for severe MR, CKD                  mary kidney end point of >50% decrease in eGFR
                                                                              versus non-CKD, respectively).45                             or ESRD (HR, 0.90 [95% CI, 0.44–1.83]).53
                                                                           •	 Elevated levels of the alternative glomerular filtra-     •	 For CKD and ESRD patients with multivessel
                                                                              tion marker cystatin C have been associated with             CAD, CABG may be associated with improved
                                                                              increased risk for CVD and all-cause mortality in            outcomes compared with PCI.54 Similar find-
                                                                              studies from a broad range of cohorts.                       ings were seen in a Northern California Kaiser
                                                                                                                                           Permanente cohort.55
         Downloaded from http://ahajournals.org by on February 7, 2019
reduced dosing, and 43% of these were poten- approximately one-third will die and 1 in 6 will
                                                                                                                                                                                                                                 CLINICAL STATEMENTS
                                                                      tially overdosed. Potential overdosing was asso-                                 require dialysis within a year.63
                                                                                                                                                                                                                                    AND GUIDELINES
                                                                      ciated with increased risk of major bleeding (HR,                             •	 In a large, nationally representative sample of
                                                                      2.9 [95% CI, 1.07–4.46]).59                                                      hemodialysis patients hospitalized for PAD, the
                                                                   •	 Patients with eGFR <60 mL·min−1·1.73 m−2 and                                     number of endovascular procedures increased
                                                                      left bundle-branch block (but not other mor-                                     nearly 3-fold and the number of surgical pro-
                                                                      phologies) appear to derive greater absolute                                     cedures dropped by more than two-thirds from
                                                                      reductions in death and HF from cardiac resyn-                                   2000 to 2012.64
                                                                      chronization with a defibrillator than patients                            Global Burden of CVD Among People With CKD
                                                                      with higher eGFR.60                                                          •	In low- and middle-income countries, the bur-
                                                                   •	 For patients undergoing TAVR in the United                                     den of CKD is high (see Global Burden of Kidney
                                                                      Kingdom, eGFR <45 mL·min−1·1.73 m−2 was                                        Disease), but data on the magnitude of the asso-
                                                                      associated with higher odds of in-hospital                                     ciation between CKD and various cardiovascular
                                                                      (adjusted OR, 1.45 [95% CI, 1.03–2.05]) and lon-                               outcomes are lacking. These data are necessary
                                                                      ger-term (median, 543 days; adjusted OR, 1.36                                  to properly model the public health and economic
                                                                      [95% CI, 1.17–1.58]) mortality compared with                                   burden of CKD in these countries.
                                                                      higher eGFR.61 Somewhat higher odds of in-hos-
                                                                      pital mortality after TAVR were seen for those with
                                                                      ESRD compared with all others in the NIS 2011 to                           FOOTNOTE
                                                                      2014 (adjusted OR, 2.21 [95% CI, 1.81–2.69]).62                            Disclosure: A portion of the data reported has been supplied by the United
                                                                                                                                                 States Renal Data System.1 The interpretation and reporting of these data are
                                                                   •	 For patients with eGFR <60 but >15 mL·min−1·                               the responsibility of the authors and in no way should be seen as an official
                                                                      1.73 m−2 undergoing TAVR in the TVT registry,                              policy or interpretation of the US government.
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                                                                Chart 11-1. Percentage of NHANES participants within the KDIGO 2012 prognosis of chronic kidney disease by GFR and albuminuria categories,
                                                                2011 to 2014 (2017 USRDS Annual Report, volume 1, Table 1.1).1
                                                                GFR indicates glomerular filtration rate; KDIGO, Kidney Disease: Improving Global Outcomes; NHANES, National Health and Nutrition Examination Survey; and
                                                                USRDS, United States Renal Data System.
                                                                         Chart 11-2. Trends in unadjusted and standardized* end-stage renal disease (ESRD) prevalence (A) and incidence rates (B) from 1980 to 2015 in the
                                                                         United States (2017 USRDS Annual Data Report, volume 2, Figures 1.7a and 1.1).1
                                                                         USRDS indicates United States Renal Data System.
                                                                         *Standardized for age, sex, and race. The standard population was the US population in 2011.
                                                                         Source: Reference Tables A.2(2), B.2(2), and special analyses, USRDS ESRD database.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 11-3. Map of the standardized prevalence (per million/year) of end-stage renal disease (ESRD) by health service area in the US population,
                                                                         2011 to 2015* (2017 USRDS Annual Data Report, volume 2, Figure 1.9).1
                                                                         USRDS indicates United States Renal Data System.
                                                                         *Standardized for age, sex, and race. The standard population was the US population in 2011. Three health service areas were suppressed because the ratio of
                                                                         unadjusted rate to adjusted rate or adjusted rate to unadjusted rate was >3. Values for cells with ≤10 patients are suppressed.
                                                                         Source: Special analyses, USRDS ESRD database.
                                                                                                                                                                                                                                  CLINICAL STATEMENTS
                                                                                                                                                                                                                                     AND GUIDELINES
                                                                Chart 11-4. Trends in adjusted* prevalence (per million) of end-stage renal disease (ESRD), by race (A) and Hispanic ethnicity (B) in the US popula-
                                                                tion, 2000 to 2015 (2017 USRDS Annual Data Report, volume 2, Figure 1.11 and 1.12).1
                                                                AI indicates American Indian; AN, Alaska Native; NH, non-Hispanic; PI, Pacific Islander; and USRDS, United States Renal Data System.
                                                                *Year-end point prevalence standardized for age and sex; the ethnicity analysis (B) is further adjusted for race. The standard population was the US population
                                                                in 2011.
                                                                Source: Tables B.1, B.2(2), and special analyses, USRDS ESRD database.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 11-5. Trends in standardized* end-stage renal disease (ESRD) incidence rate (per million/year), by race, in the US population, 2000 to 2015
                                                                (2017 USRDS Annual Data Report, volume 2, Figure 1.5).1
                                                                AI indicates American Indian; AN, Alaska Native; NH, non-Hispanic; PI, Pacific Islander; and USRDS, United States Renal Data System.
                                                                *Standardized for age and sex. The standard population was the US population in 2011.
                                                                Source: Tables A.2(2) and special analyses, USRDS ESRD database.
                                                                         Chart 11-6. Adjusted odds ratios of chronic kidney disease in NHANES participants by risk factor, 1999 to 2014 (2017 USRDS Annual Data Report,
                                                                         volume 1, Figure 1.7b).1
                                                                         Chronic kidney disease was defined as presence of estimated glomerular filtration rate (eGFR) <60 mL·min−1·1.73 m−2, urine albumin-to-creatinine ratio (ACR) ≥30
                                                                         mg/g, and either eGFR <60 mL·min−1·1.73 m−2 or ACR ≥30 mg/g for each of the comorbid conditions. Adjusted for age, sex, and race; single-sample estimates of
                                                                         eGFR and ACR; eGFR calculated with the Chronic Kidney Disease Epidemiology Collaboration equation. Whisker lines indicate 95% CIs.
                                                                         BMI indicates body mass index; CVD, cardiovascular disease; DM, diabetes mellitus; HTN, hypertension; NHANES, National Health and Nutrition Examination
                                                                         Survey; SR, self-report; and USRDS, US Renal Data System.
                                                                         Source: NHANES, 1999 to 2002, 2003 to 2006, 2007 to 2010, and 2011 to 2014 participants aged ≥20 years.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 11-7. Relationship of the AHA’s Life’s Simple 7 health factors and risk of incident CKD.
                                                                         Hazard ratio adjusted for age, sex, race, and baseline estimated glomerular filtration rate. Error bars represent the 95% CI.15
                                                                         AHA indicates American Heart Association, and CKD, chronic kidney disease.
                                                                         Reprinted from Rebholz et al.14 Copyright 2016 The Authors. Published on behalf of the American Heart Association, Inc., by Wiley Blackwell. This is an open
                                                                         access article under the terms of the Creative Commons Attribution-NonCommercial License, which permits use, distribution and reproduction in any medium,
                                                                         provided the original work is properly cited and is not used for commercial purposes.
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 11-8. Annual percentage change in the prevalence of chronic kidney disease per 100 000 population, all ages, both sexes, 1990 to 2016.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.17 Printed with permission.
                                                                Copyright © 2017, University of Washington.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 11-9. Age-standardized global prevalence rates for chronic kidney disease per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.17 Printed with permission.
                                                                Copyright © 2017, University of Washington.
                                                                         Chart 11-10. Years of life lived with disability attributable to chronic kidney disease, both sexes, all ages, 2016.
                                                                         Years of life lived with disability per 100 000.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.17 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 11-11. Age-standardized global mortality rates for chronic kidney disease per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.17 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
                                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                                                                                                                             AND GUIDELINES
                                                                Chart 11-12. Prevalence of CVD in patients with or without CKD, 2015 (2017 USRDS Annual Data Report, volume 1, Figure 4.1).1
                                                                AF indicates atrial fibrillation; AMI, acute myocardial infarction; CAD, coronary artery disease; CKD, chronic kidney disease; CVA, cerebrovascular accident; CVD,
                                                                cardiovascular disease; HF, heart failure; PAD, peripheral arterial disease; PE, pulmonary embolism; SCA, sudden cardiac arrest; TIA, transient ischemic attack;
                                                                USRDS, United States Renal Data System; VA, ventricular arrhythmia; VHD, valvular heart disease; and VTE, venous thromboembolism.
                                                                Source: Special analyses, Medicare 5% sample.
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                                                                Chart 11-13. Prevalence of CVD in patients with end-stage renal disease (ESRD) by treatment modality, 2015 (2017 USRDS Annual Data Report,
                                                                volume 2, Figure 9.2).1
                                                                Point prevalent hemodialysis, peritoneal dialysis, and transplant patients aged ≥22 years, who are continuously enrolled in Medicare Parts A and B, and with
                                                                Medicare as primary payer from January 1, 2015, to December 31, 2015, and ESRD service date is at least 90 days before January 1, 2015.
                                                                AF indicates atrial fibrillation; AMI, acute myocardial infarction; CAD, coronary artery disease; CVA, cerebrovascular accident; CVD, cardiovascular disease; HF, heart
                                                                failure; PAD, peripheral arterial disease; PE, pulmonary embolism; SCA, sudden cardiac arrest; TIA, transient ischemic attack; USRDS, United States Renal Data
                                                                System; VA, ventricular arrhythmia; VHD, valvular heart disease; and VTE, venous thromboembolism.
                                                                Source: Special analyses, USRDS ESRD database.
                                                                         Chart 11-14. Causes of death in patients with end-stage renal disease (ESRD) among those with a known cause of death, 2014 (2017 USRDS Annual
                                                                         Data Report, volume 2, Figure 5.4.a).1
                                                                         Mortality among 2014 prevalent dialysis patients. Denominator excludes missing or unknown causes of death.
                                                                         AMI indicates acute myocardial infarction; ASHD, atherosclerotic heart disease; CHF, congestive heart failure; CVA, cerebrovascular accident; and USRDS, US Renal
                                                                         Data System.
                                                                         Source: Special analysis using Reference Table H.12, USRDS ESRD database.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 11-15. Adjusted relative risk of (A) all-cause mortality and (B) cardiovascular mortality in the general population categorized by KDIGO 2012
                                                                         categories of chronic kidney disease.
                                                                         Data are derived from categorical meta-analysis of population cohorts. Pooled relative risks are expressed relative to the reference (Ref) cell. Colors represent the
                                                                         ranking of the adjusted relative risks (green=low risk; yellow=moderate risk; orange=high risk; red=very high risk).
                                                                         ACR indicates urine albumin-to-creatinine ratio; eGFR, estimated glomerular filtration rate; KDIGO, Kidney Disease: Improving Global Outcomes; and Ref, reference.
                                                                         Modified from Levey et al3 with permission from International Society of Nephrology. Copyright © 2011, International Society of Nephrology.
                                                                                                                                                                                                                                           CLINICAL STATEMENTS
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                                                                                interactions with age, sex, and race. Am J Kidney Dis. 2013;62:691–702.          	50.	 LaPar DJ, Rich JB, Isbell JM, Brooks CH, Crosby IK, Yarboro LT, Ghanta
                                                                                doi: 10.1053/j.ajkd.2013.04.010                                                        RK, Kern JA, Brown M, Quader MA, Speir AM, Ailawadi G. Preoperative
                                                                         	37.	 Bansal N, Katz R, Robinson-Cohen C, Odden MC, Dalrymple L, Shlipak                      renal function predicts hospital costs and length of stay in coronary
                                                                                MG, Sarnak MJ, Siscovick DS, Zelnick L, Psaty BM, Kestenbaum B, Correa                 artery bypass grafting. Ann Thorac Surg. 2016;101:606–612. doi:
                                                                                A, Afkarian M, Young B, de Boer IH. Absolute rates of heart failure, coro-             10.1016/j.athoracsur.2015.07.079
                                                                                nary heart disease, and stroke in chronic kidney disease: an analysis of 3       	51.	 Konstantinidis I, Nadkarni GN, Yacoub R, Saha A, Simoes P, Parikh CR,
                                                                                community-based cohort studies. JAMA Cardiol. 2017;2:314–318. doi:                     Coca SG. Representation of patients with kidney disease in trials of cardio-
                                                                                10.1001/jamacardio.2016.4652                                                           vascular interventions: an updated systematic review. JAMA Intern Med.
                                                                         	38.	 Mahmoodi BK, Yatsuya H, Matsushita K, Sang Y, Gottesman RF, Astor                       2016;176:121–124. doi: 10.1001/jamainternmed.2015.6102
                                                                                BC, Woodward M, Longstreth WT Jr, Psaty BM, Shlipak MG, Folsom                   	52.	Konstantinidis I, Patel S, Camargo M, Patel A, Poojary P, Coca SG,
                                                                                AR, Gansevoort RT, Coresh J. Association of kidney disease measures                    Nadkarni GN. Representation and reporting of kidney disease in cerebro-
                                                                                with ischemic versus hemorrhagic strokes: pooled analyses of 4 pro-                    vascular disease: a systematic review of randomized controlled trials. PLoS
                                                                                spective community-based cohorts. Stroke. 2014;45:1925–1931. doi:                      One. 2017;12:e0176145. doi: 10.1371/journal.pone.0176145
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                                                                                10.1161/STROKEAHA.114.004900                                                     	53.	 Cheung AK, Rahman M, Reboussin DM, Craven TE, Greene T, Kimmel PL,
                                                                         	39.	 Sandsmark DK, Messé SR, Zhang X, Roy J, Nessel L, Lee Hamm L, He                        Cushman WC, Hawfield AT, Johnson KC, Lewis CE, Oparil S, Rocco MV,
                                                                                J, Horwitz EJ, Jaar BG, Kallem RR, Kusek JW, Mohler ER 3rd, Porter A,                  Sink KM, Whelton PK, Wright JT Jr, Basile J, Beddhu S, Bhatt U, Chang TI,
                                                                                Seliger SL, Sozio SM, Townsend RR, Feldman HI, Kasner SE; CRIC Study                   Chertow GM, Chonchol M, Freedman BI, Haley W, Ix JH, Katz LA, Killeen
                                                                                Investigators. Proteinuria, but not eGFR, predicts stroke risk in chronic              AA, Papademetriou V, Ricardo AC, Servilla K, Wall B, Wolfgram D, Yee J;
                                                                                kidney disease: Chronic Renal Insufficiency Cohort study. Stroke.                      SPRINT Research Group. Effects of intensive BP control in CKD. J Am Soc
                                                                                2015;46:2075–2080. doi: 10.1161/STROKEAHA.115.009861                                   Nephrol. 2017;28:2812–2823. doi: 10.1681/ASN.2017020148
                                                                         	40.	 Colantonio LD, Baber U, Banach M, Tanner RM, Warnock DG, Gutiérrez                	54.	Bangalore S, Guo Y, Samadashvili Z, Blecker S, Xu J, Hannan EL.
                                                                                OM, Safford MM, Wanner C, Howard G, Muntner P. Contrasting cho-                        Revascularization in patients with multivessel coronary artery disease
                                                                                lesterol management guidelines for adults with CKD. J Am Soc Nephrol.                  and chronic kidney disease: everolimus-eluting stents versus coronary
                                                                                2015;26:1173–1180. doi: 10.1681/ASN.2014040400                                         artery bypass graft surgery. J Am Coll Cardiol. 2015;66:1209–1220. doi:
                                                                         	41.	 Wang GJ, Shaw PA, Townsend RR, Anderson AH, Xie D, Wang X, Nessel                       10.1016/j.jacc.2015.06.1334
                                                                                LC, Mohler ER, Sozio SM, Jaar BG, Chen J, Wright J, Taliercio JJ, Ojo A,         	55.	 Krishnaswami A, McCulloch CE, Tawadrous M, Jang JJ, Lee H, Melikian
                                                                                Ricardo AC, Lustigova E, Fairman RM, Feldman HI, Ky B; for the CRIC Study              V, Yee G, Leong TK, Go AS. Coronary artery bypass grafting and per-
                                                                                Investigators. Sex differences in the incidence of peripheral artery disease           cutaneous coronary intervention in patients with end-stage renal dis-
                                                                                in the Chronic Renal Insufficiency Cohort. Circ Cardiovasc Qual Outcomes.              ease. Eur J Cardiothorac Surg. 2015;47:e193–e198. doi: 10.1093/
                                                                                2016;9(suppl 1):S86–S93. doi: 10.1161/CIRCOUTCOMES.115.002180                          ejcts/ezv104
                                                                         	42.	Baber U, Giustino G, Sartori S, Aquino M, Stefanini GG, Steg PG,                   	56.	 Parsh J, Seth M, Aronow H, Dixon S, Heung M, Mehran R, Gurm HS.
                                                                                Windecker S, Leon MB, Wijns W, Serruys PW, Valgimigli M, Stone GW,                     Choice of estimated glomerular filtration rate equation impacts drug-
                                                                                Dangas GD, Morice MC, Camenzind E, Weisz G, Smits PC, Kandzari                         dosing recommendations and risk stratification in patients with chronic
                                                                                D, Von Birgelen C, Mastoris I, Galatius S, Jeger RV, Kimura T, Mikhail                 kidney disease undergoing percutaneous coronary interventions. J Am
                                                                                GW, Itchhaporia D, Mehta L, Ortega R, Kim HS, Kastrati A, Chieffo A,                   Coll Cardiol. 2015;65:2714–2723. doi: 10.1016/j.jacc.2015.04.037
                                                                                Mehran R. Effect of chronic kidney disease in women undergoing per-              	57.	Shen JI, Montez-Rath ME, Lenihan CR, Turakhia MP, Chang TI,
                                                                                cutaneous coronary intervention with drug-eluting stents: a patient-level              Winkelmayer WC. Outcomes after warfarin initiation in a cohort of hemo-
                                                                                pooled analysis of randomized controlled trials. JACC Cardiovasc Interv.               dialysis patients with newly diagnosed atrial fibrillation. Am J Kidney Dis.
                                                                                2016;9:28–38. doi: 10.1016/j.jcin.2015.09.023                                          2015;66:677–688. doi: 10.1053/j.ajkd.2015.05.019
                                                                         	43.	 Lash JP, Ricardo AC, Roy J, Deo R, Fischer M, Flack J, He J, Keane M, Lora        	58.	 Dahal K, Kunwar S, Rijal J, Schulman P, Lee J. Stroke, major bleeding,
                                                                                C, Ojo A, Rahman M, Steigerwalt S, Tao K, Wolf M, Wright JT Jr, Go                     and mortality outcomes in warfarin users with atrial fibrillation and
                                                                                AS; CRIC Study Investigators. Race/ethnicity and cardiovascular outcomes               chronic kidney disease: a meta-analysis of observational studies. Chest.
                                                                                in adults with CKD: findings from the CRIC (Chronic Renal Insufficiency                2016;149:951–959. doi: 10.1378/chest.15-1719
                                                                                Cohort) and Hispanic CRIC studies. Am J Kidney Dis. 2016;68:545–553.             	59.	 Yao X, Shah ND, Sangaralingham LR, Gersh BJ, Noseworthy PA. Non-
                                                                                doi: 10.1053/j.ajkd.2016.03.429                                                        vitamin K antagonist oral anticoagulant dosing in patients with atrial fibril-
                                                                         	44.	 Roy-Chaudhury P, Tumlin JA, Koplan BA, Costea AI, Kher V, Williamson D,                 lation and renal dysfunction. J Am Coll Cardiol. 2017;69:2779–2790. doi:
                                                                                Pokhariyal S, Charytan DM; MiD investigators and committees. Primary                   10.1016/j.jacc.2017.03.600
                                                                                outcomes of the Monitoring in Dialysis Study indicate that clinically signifi-   	60.	 Daimee UA, Moss AJ, Biton Y, Solomon SD, Klein HU, McNitt S, Polonsky
                                                                                cant arrhythmias are common in hemodialysis patients and related to dia-               B, Zareba W, Goldenberg I, Kutyifa V. Long-term outcomes with car-
                                                                                lytic cycle. Kidney Int. 2018;93:941–951. doi: 10.1016/j.kint.2017.11.019              diac resynchronization therapy in patients with mild heart failure with
moderate renal dysfunction. Circ Heart Fail. 2015;8:725–732. doi: 63. Hansen JW, Foy A, Yadav P, Gilchrist IC, Kozak M, Stebbins A, Matsouaka
                                                                                                                                                                                                                                               CLINICAL STATEMENTS
                                                                       10.1161/CIRCHEARTFAILURE.115.002082                                                       R, Vemulapalli S, Wang A, Wang DD, Eng MH, Greenbaum AB,
                                                                                                                                                                                                                                                  AND GUIDELINES
                                                                	 61.	 Ferro CJ, Chue CD, de Belder MA, Moat N, Wendler O, Trivedi U, Ludman P,                  O’Neill WO. Death and dialysis after transcatheter aortic valve replace-
                                                                       Townend JN; UK TAVI Steering Group; National Institute for Cardiovascular                 ment: an analysis of the STS/ACC TVT registry. JACC Cardiovasc Interv.
                                                                       Outcomes Research. Impact of renal function on survival after transcath-                  2017;10:2064–2075. doi: 10.1016/j.jcin.2017.09.001
                                                                       eter aortic valve implantation (TAVI): an analysis of the UK TAVI registry.         	64.	Garimella PS, Balakrishnan P, Correa A, Poojary P, Annapureddy N,
                                                                       Heart. 2015;101:546–552. doi: 10.1136/heartjnl-2014-307041                                Chauhan K, Patel A, Patel S, Konstantinidis I, Chan L, Agarwal SK, Jaar
                                                                	62.	 Bhatia N, Agrawal S, Yang S, Yadav K, Agarwal M, Garg L, Agarwal N, Shirani                BG, Gidwani U, Matsushita K, Nadkarni GN. Nationwide trends in hospi-
                                                                       J, Fredi JL. In-hospital outcomes of transcatheter aortic valve implantation in           tal outcomes and utilization after lower limb revascularization in patients
                                                                       patients with end-stage renal disease on dialysis from a large national database.         on hemodialysis. JACC Cardiovasc Interv. 2017;10:2101–2110. doi:
                                                                       Am J Cardiol. 2017;120:1355–1358. doi: 10.1016/j.amjcard.2017.07.022                      10.1016/j.jcin.2017.05.050
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                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                  •	 National poll data indicated that 63.3% of chil-                 pared with whites.
                                                                                                                                                                                                             AND GUIDELINES
                                                                     dren 6 to 11 years old and 56.7% of children 12               •	 In NHANES 2005 to 2008, blacks and individu-
                                                                     to 17 years old obtained sufficient sleep, whereas               als of other races were significantly more likely to
                                                                     47.2% of children 6 to 11 years old and 38.5%                    report sleeping <7 hours than NH whites (unpub-
                                                                     of children 12 to 17 years old had excellent sleep               lished NHANES data; Chart 12-5).
                                                                     quality.9                                                     •	 In NHANES 2005 to 2008, whites were more
                                                                  •	 The estimated prevalence of snoring in pedi-                     likely to report trouble falling asleep and trou-
                                                                     atric populations (as reported by the parent) is                 ble staying asleep (unpublished NHANES data;
                                                                     7.5%, whereas the prevalence of sleep-disor-                     Chart 12-5).
                                                                     dered breathing using diagnostic testing is likely
                                                                     between 1% and 4% (varies depending on defi-
                                                                     nitions and methodologies used).10
                                                                                                                                  Mortality
                                                                                                                                   •	 A meta-analysis of 43 studies indicated that both
                                                                Adults: Young, Middle-Aged, and Old                                   short sleep (<7 hours per night; RR, 1.13 [95% CI,
                                                                 •	 Older adults are more likely to report adequate                   1.10–1.17]) and long sleep (>8 hours per night;
                                                                    sleep. Age-specific and age-adjusted percent-                     RR, 1.35 [95% CI, 1.29–1.41]) were associated
                                                                    ages of adults who reported adequate sleep                        with a greater risk of all-cause mortality.13
                                                                    (≥7 hours per 24-hour period) were as follows:                    —	A prospective cohort study found that the
                                                                    67.8% for 18- to 24-year-old adults, 62.1%                             association between sleep duration and
                                                                    for 25- to 34-year-old adults, 61.7% for 35- to                        mortality varied with age.14 Among adults
                                                                    44-year-old adults, 62.7% for 45- to 64-year-                          <65 years old, short sleep duration (≤5
                                                                    old adults, and 73.7% for adults aged ≥65                              hours per night) and long sleep duration
                                                                    years.3                                                                (≥8 hours per night) were both associated
                                                                 •	 Prevalence of OSA is higher among older adults.                        with increased mortality risk (HR, 1.37 [95%
                                                                    The prevalence of mild to severe OSA (AHI ≥5)                          CI, 1.09–1.71] and HR, 1.27 [95% CI, 1.08–
                                                                    was 26.6% for 30- to 49-year-old males and                             1.48], respectively). Sleep duration was not
                                                                    43.2% for 50- to 70-year-old males, whereas                            significantly associated with mortality in
                                                                    it was 8.7% for 30- to 49-year old females and                         adults >65 years of age.
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                                                                    27.8% for 50 to 70-year-old females.6                          •	 Data from NHANES indicated that long sleep
                                                                                                                                      duration (>8 hours per night) was associated with
                                                                Race/Ethnicity and Sleep                                              an increased risk of all-cause mortality in the full
                                                                                                                                      sample (HR, 1.90 [95% CI, 1.38–2.60]), among
                                                                (See Chart 12-5)                                                      males (HR, 1.48 [95% CI, 1.05–2.09]), among
                                                                   •	 Data from the CDC indicated that the age-                       females (HR, 2.32 [95% CI, 1.48–3.61]), and
                                                                      adjusted prevalence of healthy sleep duration                   among those >65 years of age (HR, 1.80 [95%
                                                                      was lower among Native Hawaiians/Pacific                        CI, 1.30–2.50]) but not among those <65 years of
                                                                      Islanders (53.7%), NH blacks (54.2%), multira-                  age.15 No significant associations were observed
                                                                      cial NH people (53.6%), and American Indians/                   between short sleep (<7 hours per night) and all-
                                                                      Alaska Natives (59.6%) compared with NH                         cause mortality in this analysis.
                                                                      whites (66.8%), Hispanics (65.5%), and Asians                •	 A meta-analysis of 27 cohort studies found that
                                                                      (62.5%).3                                                       mild OSA (HR, 1.19 [95% CI, 0.86–1.65]), mod-
                                                                   •	 The CARDIA study estimated sleep duration using                 erate OSA (HR, 1.28 [95% CI, 0.96–1.69]), and
                                                                      wrist activity monitoring and found that the aver-              severe OSA (HR, 2.13 [95% CI, 1.68–2.68]) were
                                                                      age sleep duration was 5.1 hours for black males,               associated with all-cause mortality in a dose-
                                                                      5.9 hours for black females, 5.8 hours for white                response fashion. Only severe OSA was associ-
                                                                      males, and 6.5 hours for white females, after                   ated with cardiovascular mortality (HR, 2.73 [95%
                                                                      adjustment for numerous confounders includ-                     CI, 1.94–3.85]).16
                                                                      ing socioeconomic indicators. This study also                •	 A study of US males found that insomnia symp-
                                                                      observed a similar race/sex pattern of sleep qual-              toms were associated with increased risk of all-
                                                                      ity measures.11                                                 cause mortality. Specifically, mortality risk was
                                                                   •	 The Chicago Area Health Study also used wrist                   higher for males who reported difficulty initiating
                                                                      activity monitoring, and the adjusted mean sleep                sleep (HR, 1.25 [95% CI, 1.04–1.50]) and non-
                                                                      duration was 6.7 hours for blacks, 6.8 hours for                restorative sleep (HR, 1.24 [95% CI, 1.05–1.46]).17
                                                                      Asians, 6.9 hours for Hispanic/Latinos, and 7.5              •	 A study among males and females aged 21 to
                                                                      hours for whites.12 This study also observed lower              75 years found that compared with those who
                                                                                 never reported insomnia symptoms, those who               versus 18 to 44 years, high school degree (HR,
CLINICAL STATEMENTS
                                                                                 reported persistent insomnia symptoms at 2 time           1.44 [95% CI, 1.18–1.75]) versus college or more,
   AND GUIDELINES
                                                                                 points ≈5 years apart had an increased risk of all-       underweight (HR, 1.37 [95% CI, 1.06–1.77]) ver-
                                                                                 cause mortality (HR, 1.58 [95% CI, 1.02–2.45]),           sus normal weight, greater comorbidities based
                                                                                 but those who reported insomnia at only 1 time            on Charlson comorbidity index (HR, 1.69 [95%
                                                                                 point did not.18                                          CI, 1.45–1.98] for a score of 1 or 2 and HR, 1.76
                                                                                                                                           [95% CI, 1.32–2.36] for a score ≥3), ever hav-
                                                                                                                                           ing smoked (HR, 1.45 [95% CI, 1.20–1.76]) ver-
                                                                         Risk Factors                                                      sus never having smoked, and physical inactivity
                                                                            •	 In addition to age, sex, and race/ethnicity, char-          (HR, 1.22 [95% CI, 1.06–1.42]) versus PA.20 The
                                                                               acteristics associated with short sleep duration            following are associated with reduced risk of
                                                                               include lower education (OR, 0.68 [95% CI,                  incident diagnosed insomnia: male sex (HR, 0.57
                                                                               0.56–0.84] for greater than high school ver-                [95% CI, 0.48–0.69]) and having never been
                                                                               sus less than high school), not being married               married (HR, 0.73 [95% CI, 0.59–0.90]) versus
                                                                               (OR, 1.43 [95% CI, 1.25–1.67] for not married               being married or cohabitating.20
                                                                               versus married), poverty (OR, 0.65 [95% CI,
                                                                               0.54–0.79] for poverty/income ratio ≥2 versus
                                                                               <1), smoking (OR, 0.063 [95% CI, 0.51–0.79]             Family History and Genetics
                                                                               for ex-smokers and OR, 0.68 [95% CI, 0.53–               •	 Genetic factors can influence sleep either directly
                                                                               0.85] for smokers versus never-smokers), physi-             by controlling sleep disorders or indirectly through
                                                                               cal inactivity (OR, 1.48 [95% CI, 1.15–1.86]                modulation of risk factors such as obesity.
                                                                               for no PA versus PA), poor diet (OR, 0.93 [95%           •	 Heritability of sleep behaviors varies but is esti-
                                                                               CI, 0.91–0.95] per point on nutrient adequacy               mated to be ≈40%.21 Genetic studies have
                                                                               scale), obesity (OR, 1.39 [95% CI, 1.17–1.65]               identified variants associated with OSA.22 Data
                                                                               for BMI ≥30 versus <25 kg/m2), fair/poor subjec-            suggest genetic control of interindividual vari-
                                                                               tive health (OR, 1.93 [95% CI, 1.63–2.32] ver-              ability in circadian rhythms, with variants in clock
                                                                               sus excellent, very good, and good combined),               genes such as CRY1 and CRY2 being of particu-
                                                                               and depressive symptoms (OR, 2.80 [95% CI,                  lar interest.23–25
                                                                               2.01–3.90] for ≥10 versus <10 on the Patient
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               Health Questionnaire).15
                                                                            •	 In addition to age, sex, and race/ethnicity, charac-    Aftermath
                                                                               teristics associated with trouble sleeping include       •	 Short sleep duration has been associated with
                                                                               not being married (OR, 1.16 [95% CI, 1.01–1.36],            several cardiovascular and metabolic health out-
                                                                               not married versus married), smoking (OR, 0.39              comes, including prevalent obesity (OR, 1.55
                                                                               [95% CI, 0.36–0.43] for never-smoker versus cur-            [95% CI, 1.43–1.68])26, incident obesity (OR, 1.45
                                                                               rent smoker), no alcohol consumption (OR, 0.39              [95% CI, 1.25–1.67]),27 incident DM (OR, 1.28
                                                                               [95% CI, 0.36–0.43] for alcohol consumption                 [95% CI, 1.03–1.60]),28 CHD morbidity or mortal-
                                                                               versus no consumption), obesity (OR, 1.25 [95%              ity (RR, 1.48 [95% CI, 1.22–1.80]),29 and stroke
                                                                               CI, 1.02–1.54] for BMI ≥30 versus <25 kg/m2),               (RR, 1.15 [95% CI, 1.00–1.31]).29
                                                                               fair/poor subjective health (OR, 1.97 [95% CI,           •	 Long duration of sleep was also associated with
                                                                               1.60–2.41] versus excellent/very good/good), and            a greater risk of CHD morbidity or mortality (RR
                                                                               depressive symptoms (OR, 4.71 [95% CI, 3.60–                1.38 [95% CI, 1.15–1.66]), stroke (RR, 1.65 [95%
                                                                               6.17] for ≥10 versus <10 on the Patient Health              CI, 1.45–1.87]), and total CVD (RR, 1.41 [95% CI,
                                                                               Questionnaire).15                                           1.19–1.68]).29
                                                                            •	 Predictors of OSA (AHI ≥15) include male sex (OR,        •	 A meta-analysis examined sleep duration and
                                                                               1.51 [95% CI, 1.50–1.90]), larger BMI (OR, 1.55             total CVD (26 articles), CHD (22 articles), and
                                                                               [95% CI, 1.41–1.71] per 5.3 kg/m2), larger neck             stroke (16 articles).13 Short sleep (<7 hours per
                                                                               circumference (OR, 1.42 [95% CI, 1.25–1.61] per             night) was associated with total CVD (RR, 1.14
                                                                               1.7 inches), habitual snoring (OR, 1.75 [95% CI,            [95% CI, 1.09–1.20]) and CHD (RR, 1.22 [95%
                                                                               1.18–2.62]), and loud snoring (OR, 2.21 [95% CI,            CI, 1.13–1.31]) but not stroke (RR, 1.09 [95% CI,
                                                                               1.56–3.14]).19                                              0.99–1.19]). Long sleep duration was associated
                                                                            •	 National data indicate that the following char-             with total CVD (RR, 1.36 [95% CI, 1.26–1.48]),
                                                                               acteristics are associated with increased risk of           CHD (RR, 1.21 [95% CI, 1.12–1.30]), and stroke
                                                                               incident diagnosed insomnia: age >45 years (HR,             (RR, 1.45 [95% CI, 1.30–1.62]).
                                                                               1.69 [95% CI, 1.40–2.03] for 45–64 years and             •	 Insomnia symptoms have also been associated
                                                                               HR, 2.11 [95% CI, 1.63–2.73] for ≥65 years)                 with incident DM, including difficulty falling
asleep (OR, 1.57 [95% CI, 1.25–1.97]) and cardiovascular mortality (HR, 0.37 [95% CI, 0.16–
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      difficulty staying asleep (OR, 1.84 [95% CI,                    0.54]) were significantly lower in CPAP-treated
                                                                                                                                                                                                             AND GUIDELINES
                                                                      1.39–2.43]).28                                                  than in untreated patients.16
                                                                   •	 The deepest stage of non–rapid-eye movement                  •	 An RCT tested the effect of early nasal CPAP
                                                                      sleep, also called slow-wave sleep, is thought to               treatment in patients with first-ever ischemic
                                                                      be a restorative stage of sleep. In the Sleep Heart             stroke and moderate to severe OSA over a
                                                                      Health Study, which used in-home polysomnogra-                  24-month period.36 Patients assigned to nasal
                                                                      phy to characterize sleep, it was found that par-               CPAP but who refused the treatment were
                                                                      ticipants with a lower proportion of slow-wave                  excluded. The cardiovascular mortality rate was
                                                                      sleep had significantly greater odds of incident                0% in the nasal CPAP group (0 of 57 patients)
                                                                      hypertension (quartile 1 versus quartile 3: OR,                 compared with 4.3% in the control group (3
                                                                      1.69 [95% CI, 1.21–2.36]).30                                    of 69 patients; P=0.16). The average time from
                                                                   •	Short sleep duration was associated with                         stroke onset until the appearance of the first
                                                                      increased risk of incident hypertension in adults               cardiovascular event was significantly longer
                                                                      aged <65 years on the basis of a meta-analysis of               in the nasal CPAP group than in the control
                                                                      4 studies (OR, 1.33 [95% CI, 1.11–1.61]).31                     group (14.9 versus 7.9 months; P=0.044). No
                                                                   •	 A meta-analysis of 15 prospective studies observed              differences were observed in CVD events or
                                                                      a significant association between the presence of               all-cause mortality.
                                                                      OSA and the risk of cerebrovascular disease (HR,             •	 Another RCT enrolled people aged 45 to 75
                                                                      1.94 [95% CI, 1.31–2.89]).32                                    years with moderate-to-severe OSA without
                                                                   •	 Among patients with AMI, the presence of                        excessive daytime sleepiness and who also had
                                                                      moderate to severe OSA is associated with a                     coronary or cerebrovascular disease, to compare
                                                                      greater likelihood of an NSTEMI versus STEMI                    CPAP plus usual care to usual care alone.37 A
                                                                      (OR, 1.59 [95% CI, 1.07–2.37]), and the preva-                  total of 2687 patients were included in this sec-
                                                                      lence of NSTEMI increases with increasing sever-                ondary prevention trial and followed up for an
                                                                      ity of OSA: 18.3% for no OSA, 35.4% for mild                    average of 3.7 years. No statistically significant
                                                                      OSA, 33.9% for moderate OSA, and 41.6% for                      difference was observed for a composite of pri-
                                                                      severe OSA.33                                                   mary end points (HR, 1.10 [95% CI 0.91–1.32]),
                                                                   •	 Central sleep apnea was associated with 2 to 3                  including death attributable to cardiovascular
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                                                                      times increased odds of incident AF, but OSA was                causes, MI, stroke, or hospitalization for HF, UA,
                                                                      not associated with incident AF.34                              and TIA.
                                                                         Chart 12-1. Prevalence of inadequate sleep (<7 h) in US adults by age and sex.
                                                                         Data source: National Health and Nutrition Examination Survey, 2015 to 2016.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 12-2. Prevalence of trouble falling asleep in US adults by age and sex.
                                                                         Data source: National Health and Nutrition Examination Survey, 2005 to 2008.
                                                                                                                                                                                                              CLINICAL STATEMENTS
                                                                                                                                                                                                                 AND GUIDELINES
                                                                Chart 12-3. Prevalence of trouble staying asleep in US adults by age and sex.
                                                                Data source: National Health and Nutrition Examination Survey, 2005 to 2008.
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                                                                Chart 12-4. Prevalence of waking too early in US adults by age and sex.
                                                                Data source: National Health and Nutrition Examination Survey, 2005 to 2008.
                                                                         Chart 12-5. Prevalence of inadequate sleep (<7 h) and insomnia symptoms, trouble falling asleep, trouble staying asleep, and waking too early in
                                                                         US adults by race/ethnicity.
                                                                         Hisp indicates Hispanic; Mex Amer, Mexican American; and NH, non-Hispanic.
                                                                         Data source: National Health and Nutrition Examination Survey, 2005 to 2008.
                                                                                                                                                            	12.	 Carnethon MR, De Chavez PJ, Zee PC, Kim KY, Liu K, Goldberger JJ, Ng J,
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                                                                         	 9.	 Buxton OM, Chang AM, Spilsbury JC, Bos T, Emsellem H, Knutson KL.            	20.	 Chen LJ, Steptoe A, Chen YH, Ku PW, Lin CH. Physical activity, smok-
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                                                                                Liu K. Objectively measured sleep characteristics among early-middle-              JGJ, van den Hout MCGN, Kraaij R, Hofman A, Uitterlinden AG, van
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                                                                                10.1093/aje/kwj199                                                                 wide meta-analysis identifies rare 3′-UTR variant in ERCC1/CD3EAP
associated with symptoms of sleep apnea. Front Genet. 2017;8:151. doi: meta-analysis. Hypertens Res. 2012;35:1012–1018. doi: 10.1038/
                                                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      10.3389/fgene.2017.00151                                                            hr.2012.91
                                                                                                                                                                                                                                              AND GUIDELINES
                                                                	23.	 Koskenvuo M, Hublin C, Partinen M, Heikkilä K, Kaprio J. Heritability of      	32.	Wu Z, Chen F, Yu F, Wang Y, Guo Z. A meta-analysis of obstructive
                                                                      diurnal type: a nationwide study of 8753 adult twin pairs. J Sleep Res.             sleep apnea in patients with cerebrovascular disease. Sleep Breath.
                                                                      2007;16:156–162. doi: 10.1111/j.1365-2869.2007.00580.x                              2018;22:729–742. doi: 10.1007/s11325-017-1604-4
                                                                	24.	Patke A, Murphy PJ, Onat OE, Krieger AC, Özçelik T, Campbell SS,               	33.	Ludka O, Stepanova R, Sert-Kuniyoshi F, Spinar J, Somers VK,
                                                                      Young MW. Mutation of the human circadian clock gene CRY1 in                        Kara T. Differential likelihood of NSTEMI vs STEMI in patients with
                                                                      familial delayed sleep phase disorder. Cell. 2017;169:203–215.e13. doi:             sleep apnea. Int J Cardiol. 2017;248:64–68. doi: 10.1016/j.ijcard.
                                                                      10.1016/j.cell.2017.03.027                                                          2017.06.034
                                                                	25.	 Hirano A, Shi G, Jones CR, Lipzen A, Pennacchio LA, Xu Y, Hallows WC,         	34.	 Tung P, Levitzky YS, Wang R, Weng J, Quan SF, Gottlieb DJ, Rueschman
                                                                      McMahon T, Yamazaki M, Ptacek LJ and Fu YH. A Cryptochrome 2 muta-                  M, Punjabi NM, Mehra R, Bertisch S, Benjamin EJ, Redline S. Obstructive
                                                                      tion yields advanced sleep phase in humans. eLife. 2016;5:e16695. doi:              and central sleep apnea and the risk of incident atrial fibrillation in a com-
                                                                      10.7554/eLife.16695                                                                 munity cohort of men and women. J Am Heart Assoc. 2017;6:e004500.
                                                                	26.	 Cappuccio FP, Taggart FM, Kandala NB, Currie A, Peile E, Stranges S, Miller         doi: 10.1161/JAHA.116.004500
                                                                      MA. Meta-analysis of short sleep duration and obesity in children and         	35.	 Young T, Evans L, Finn L, Palta M. Estimation of the clinically diagnosed
                                                                      adults. Sleep. 2008;31:619–626.                                                     proportion of sleep apnea syndrome in middle-aged men and women.
                                                                	27.	 Wu Y, Zhai L, Zhang D. Sleep duration and obesity among adults: a meta-             Sleep. 1997;20:705–706.
                                                                      analysis of prospective studies. Sleep Med. 2014;15:1456–1462. doi:           	36.	 Parra O, Sánchez-Armengol A, Bonnin M, Arboix A, Campos-Rodríguez
                                                                      10.1016/j.sleep.2014.07.018                                                         F, Pérez-Ronchel J, Durán-Cantolla J, de la Torre G, González Marcos
                                                                	28.	 Cappuccio FP, D’Elia L, Strazzullo P, Miller MA. Quantity and quality of            JR, de la Peña M, Carmen Jiménez M, Masa F, Casado I, Luz Alonso M,
                                                                      sleep and incidence of type 2 diabetes: a systematic review and meta-               Macarrón JL. Early treatment of obstructive apnoea and stroke outcome:
                                                                      analysis. Diabetes Care. 2010;33:414–420. doi: 10.2337/dc09-1124                    a randomised controlled trial. Eur Respir J. 2011;37:1128–1136. doi:
                                                                	29.	 Cappuccio FP, Cooper D, D’Elia L, Strazzullo P, Miller MA. Sleep dura-              10.1183/09031936.00034410
                                                                      tion predicts cardiovascular outcomes: a systematic review and meta-          	37.	McEvoy RD, Antic NA, Heeley E, Luo Y, Ou Q, Zhang X, Mediano
                                                                      analysis of prospective studies. Eur Heart J. 2011;32:1484–1492. doi:               O, Chen R, Drager LF, Liu Z, Chen G, Du B, McArdle N, Mukherjee S,
                                                                      10.1093/eurheartj/ehr007                                                            Tripathi M, Billot L, Li Q, Lorenzi-Filho G, Barbe F, Redline S, Wang J,
                                                                	30.	 Javaheri S, Zhao YY, Punjabi NM, Quan SF, Gottlieb DJ and Redline                   Arima H, Neal B, White DP, Grunstein RR, Zhong N, Anderson CS; SAVE
                                                                      S. Slow-wave sleep is associated with incident hypertension: the                    Investigators and Coordinators. CPAP for prevention of cardiovascular
                                                                      Sleep Heart Health Study. Sleep. 2018;41:zsx179. doi: 10.1093/                      events in obstructive sleep apnea. N Engl J Med. 2016;375:919–931. doi:
                                                                      sleep/zsx179                                                                        10.1056/NEJMoa1606599
                                                                	31.	 Wang Q, Xi B, Liu M, Zhang Y, Fu M. Short sleep duration is associ-           	38.	 Hillman DR, Murphy AS, Pezzullo L. The economic cost of sleep disorders.
                                                                      ated with hypertension risk among adults: a systematic review and                   Sleep. 2006;29:299–305.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                           DM              diabetes mellitus
                                                                                                                                                         (17.7%) (Chart 13-4).
                                                                           ED              emergency department
                                                                           FHS             Framingham Heart Study
                                                                                                                                                      •	 The age-adjusted death rate attributable to CVD
                                                                           GBD             Global Burden of Disease                                      decreased from 269.6 per 100 000 population
                                                                           HBP             high blood pressure                                           in 2006 to 219.4 per 100 000 in 2016, which
                                                                           HCUP            Healthcare Cost and Utilization Project                       amounts to an 18.6% decrease.
                                                                           HD              heart disease                                              •	 On the basis of 2016 mortality data2:
                                                                           HDL             high-density lipoprotein
                                                                                                                                                         —	 CVD currently claims more lives each year
                                                                           HF              heart failure
                                                                           HIV             human immunodeficiency virus                                       than cancer and chronic lung disease com-
                                                                           ICD-9           International Classification of Diseases, 9th Revision             bined (Charts 13-5 through 13-15). More
                                                                           ICD-10          International Classification of Diseases, 10th Revision            than 360 000 people died in 2016 of CHD,
                                                                           IHD             ischemic heart disease                                             the most common type of HD.
                                                                           IMPACT          International Model for Policy Analysis of Agricultural
                                                                                           Commodities and Trade
                                                                                                                                                         —	 In 2016, 2 744 248 resident deaths were
                                                                           LDL-C           low-density lipoprotein cholesterol                                registered in the United States. Ten lead-
                                                                           MEPS            Medical Expenditure Panel Survey                                   ing causes accounted for 74.1% of all reg-
                                                                           MESA            Multi-Ethnic Study of Atherosclerosis                              istered deaths. The 10 leading causes of
                                                                           MI              myocardial infarction                                              death in 2016 were the same as in 2015;
                                                                           NAMCS           National Ambulatory Medical Care Survey
                                                                                                                                                              these include HD (No. 1), cancer (No. 2),
                                                                           NCHS            National Center for Health Statistics
                                                                           NH              non-Hispanic
                                                                                                                                                              unintentional injuries (No. 3), CLRDs (No.
                                                                           NHAMCS          National Hospital Ambulatory Medical Care Survey                   4), stroke (No. 5), Alzheimer disease (No. 6),
                                                                           NHANES          National Health and Nutrition Examination Survey                   DM (No. 7), influenza and pneumonia (No.
                                                                           NHDS            National Hospital Discharge Survey                                 8), kidney disease (No. 9), and suicide (No.
                                                                           NHLBI           National Heart, Lung, and Blood Institute
                                                                                                                                                              10). Seven of the 10 leading causes of death
                                                                           PA              physical activity
                                                                           RR              relative risk
                                                                                                                                                              had a decrease in age-adjusted death rates.
                                                                           SBP             systolic blood pressure                                            The age-adjusted death rates decreased
                                                                           SES             socioeconomic status                                               1.8% for HD, 1.7% for cancer, 2.4% for
                                                                           SNAP            Supplemental Nutrition Assistance Program                          CLRDs, 0.8% for stroke, 1.4% for DM,
                                                                           TC              total cholesterol                                                  11.2% for influenza and pneumonia, and
2.2% for kidney disease. The age-adjusted from 5 797 000 to 4 791 000 (HCUP, hospital
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                           rate increased 9.7% for unintentional inju-                discharges 2014; NHDS, NCHS, and NHLBI;
                                                                                                                                                                                                             AND GUIDELINES
                                                                           ries, 3.1% for Alzheimer disease, and 1.5%                 Table  13-1). The CVD principal diagnosis dis-
                                                                           for suicide.3                                              charges in 2014 comprised 2 571 000 males and
                                                                   •	 HD accounted for 635 260 of all 840 678 CVD                     2 220  000 females (unpublished NHDS, NCHS,
                                                                      deaths in 2016. The number of CVD deaths                        and NHLBI tabulation).
                                                                      was 428 434 for males and 412 244 for females                •	 From 1993 to 2014, the number of hospital dis-
                                                                      (Charts 13-2 and 13-3). The number was                          charges for CVD in the United States increased in
                                                                      332 556 for NH white males, 52 874 for NH black                 the first decade and then began to decline in the
                                                                      males, 27 801 for Hispanic males, 11 023 for NH                 second decade (Chart 13-18).
                                                                      Asian and Pacific Islander males, 322 328 for                •	 In 2014, cardiovascular causes were the leading
                                                                      NH white females, 51 767 for NH black females,                  diagnostic group of hospital discharges in the
                                                                      24 428 for Hispanic females, and 10 672 for NH                  United States (Chart 13-19).
                                                                      Asian and Pacific Islander females. Among other              •	 In 2015, there were 88 343 000 physician office
                                                                      causes of death, cancer accounted for 598 031                   visits with a primary diagnosis of CVD (NAMCS,
                                                                      deaths; chronic lung disease, 154     592; acci-                NHLBI tabulation).5 In 2015, there were 4 704 000
                                                                      dents, 161 346; and Alzheimer disease, 116 103                  ED visits with a primary diagnosis of CVD
                                                                      (Chart 13-6).                                                   (NHAMCS, NHLBI tabulation).6
                                                                   •	 Approximately 161    438 Americans, or 19.2%,
                                                                      who were <65 years of age died of CVD, and
                                                                      306 638, or 36.5% of deaths attributed to CVD,              Operations and Procedures
                                                                      occurred before the age of 75 years, which is well          (See Chapter 25 for detailed
                                                                      below the average US life expectancy of 78.6                information.)
                                                                      years in 2016.3                                              •	In 2014, an estimated 7 971 000 inpatient car-
                                                                   •	 The CVD mortality trends for males and females                 diovascular operations and procedures were per-
                                                                      in the United States declined from 1979 to 2016                formed in the United States (unpublished NHLBI
                                                                      (Chart 13-16).                                                 tabulation of HCUP data).
                                                                   •	 The age-adjusted death rates per 100 000 pop-
                                                                      ulation for CVD, CHD, and stroke differ by US
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               Kingdom–based QRISK score.14                               lar consumption of peanuts and tree nuts (≥2
                                                                            •	 In Nurses’ Health Study participants, compared             times weekly) or walnuts (≥1 time weekly) was
                                                                               with a more typical reproductive lifespan and age          associated with a 13% to 19% lower risk of total
                                                                               at first menarche, early age at menopause (age             CVD.21
                                                                               <40 years) was associated with a 32% higher             •	Seventeen-year mortality data from the
                                                                               CVD risk; extremely early age at menarche (age             NHANES II Mortality Follow-up Study indicated
                                                                               ≤10 years) was associated with a 22% higher                that the RR for fatal CHD was 51% lower for
                                                                               CVD risk.15                                                males and 71% lower for females with none
                                                                            •	 People living with HIV are more likely to experi-          of the 3 major risk factors (hypertension, cur-
                                                                               ence CVD before age 60 years than uninfected               rent smoking, and elevated TC [≥240 mg/dL])
                                                                               people. Cumulative lifetime CVD risk in people liv-        than for those with ≥1 risk factor. If all 3 major
                                                                               ing with HIV (65% for males, 44% for females) is           risk factors had not occurred, it is hypothesized
                                                                               higher than in the general population and similar          that 64% of all CHD deaths among females and
                                                                               to that of people living with DM (67% for males,           45% of CHD deaths in males could have been
                                                                               57% for females).16                                        avoided.22
                                                                            •	 Patients living with type 1 DM are at increased         •	 Data from the Cardiovascular Lifetime Risk
                                                                               risk of early CVD. In Pittsburgh Epidemiology of           Pooling Project, which involved 18 cohort stud-
                                                                               Diabetes Complications Study participants with             ies and combined data on 257 384 people (both
                                                                               type 1 DM and aged 40 to 44 years at baseline,             black and white males and females), indicate
                                                                               mean absolute 10-year CVD risk was 14.8%.                  that at 45 years of age, participants with opti-
                                                                               Mean absolute 10-year CVD risk was 6.3% in                 mal risk factor profiles had a substantially lower
                                                                               those aged 30 to 39 years.17                               lifetime risk of CVD events than those with 1
                                                                            •	 Neighborhood-level socioeconomic deprivation               major risk factor (1.4% versus 39.6% among
                                                                               was associated with greater risk of CVD mortal-            males; 4.1% versus 20.2% among females).
                                                                               ity in older males in Britain, independent of indi-        Having ≥2 major risk factors further increased
                                                                               vidual social class or risk factors.18 In the United       lifetime risk to 49.5% in males and 30.7% in
                                                                               States, there are significant state-level variations       females.23
• In another study, FHS investigators conducted and these beneficial effects would likely be
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      follow-up of 2531 males and females who                           applicable not only for white but also for black
                                                                                                                                                                                                              AND GUIDELINES
                                                                      were examined between the ages of 40 and                          participants.29
                                                                      50 years and observed their overall rates of                 •	   Mortality data from the National Vital Statistics
                                                                      survival and survival free of CVD to 85 years                     System from 2001 to 2010 show that the avoid-
                                                                      of age and beyond. Low levels of the major                        able death rate among blacks was nearly twice
                                                                      risk factors in middle age were associated with                   that of whites.30
                                                                      overall survival and morbidity-free survival to              •	   Data from the CDC’s Vital and Health Statistics
                                                                      ≥85 years of age.24                                               2008 to 2010 showed that smokers with fam-
                                                                   •	 In young adults aged 18 to 30 years in the CARDIA                 ily incomes below the poverty level were more
                                                                      study and without clinical risk factors, a Healthy                than twice as likely as adults in the highest
                                                                      Heart Score combining self-reported information                   family income group to be current smokers
                                                                      on modifiable lifestyle factors including smoking                 (29.2% versus 13.9%, respectively; NCHS/CDC,
                                                                      status, alcohol intake, and healthful dietary pat-                2013).31
                                                                      tern predicted risk for early ASCVD (before age 55           •	   The US IMPACT Food Policy Model, a computer
                                                                      years).25                                                         simulation model, projected that a national policy
                                                                   •	 Data from NHANES 2005 to 2010 showed that                         combining a 30% fruit and vegetable subsidy
                                                                      only 8.8% of adults complied with ≥6 heart-                       targeted to low-income SNAP recipients and a
                                                                      healthy behaviors. Of the 7 factors studied,                      population-wide 10% price reduction in fruits
                                                                      healthy diet was the least likely to be achieved                  and vegetables in the remaining population could
                                                                      (only 22% of adults with a healthy diet).20                       prevent ≈230 000 deaths by 2030 and reduce
                                                                   •	 In the United States, higher whole grain con-                     the socioeconomic disparity in CVD mortality by
                                                                      sumption was associated with lower CVD mor-                       6%.32
                                                                      tality, independent of other dietary and lifestyle           •	   A study of nearly 1500 participants in MESA
                                                                      factors. Every serving (28 g/d) of whole grain                    found that Hispanics with hypertension, hyper-
                                                                      consumption was associated with a 9% (95% CI,                     cholesterolemia, or DM who spoke Spanish at
                                                                      4%–13%) lower CVD mortality.26                                    home (as a proxy of lower levels of accultura-
                                                                                                                                        tion) or had spent less than half a year in the
                                                                                                                                        United States had higher SBP, LDL-C, and fast-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Disparities in CVD Risk Factors                                         ing blood glucose, respectively, than Hispanics
                                                                (See Chart 13-20)                                                       who were preferential English speakers and who
                                                                   •	 Although traditional cardiovascular risk factors                  had lived a longer period of time in the United
                                                                      are generally similar for males and females, there                States.33
                                                                      are several female-specific risk factors, such as            •	   Findings from >15 000 Hispanics of diverse back-
                                                                      disorders of pregnancy, adverse pregnancy out-                    grounds demonstrated that a sizeable proportion
                                                                      comes, and menopause.27                                           of both males and females had major CVD risk
                                                                   •	 CVD risk factor levels vary among counties and                    factors, with higher prevalence among Puerto
                                                                      states within the continental United States.                      Rican subgroups and those with lower SES and a
                                                                      Within-state differences in the county prevalence                 higher level of acculturation.34
                                                                      of uncontrolled hypertension were as high as 7.8
                                                                      percentage points in 2009.28
                                                                                                                                  Family History and Genetics
                                                                   •	 Analysis of >14 000 middle-aged participants
                                                                      in the ARIC study sponsored by the NHLBI                    (See Table 13-4)
                                                                      showed that ≈90% of CVD events in black                      •	 A family history of CVD increases risk of CVD,
                                                                      participants, compared with ≈65% in white                       with the largest increase in risk if the family
                                                                      participants, appeared to be explained by ele-                  member’s CVD was premature (Table 13-4).35
                                                                      vated or borderline risk factors. Furthermore,               •	 A reported family history of premature parental
                                                                      the prevalence of participants with elevated                    CHD is associated with incident MI or CHD in
                                                                      risk factors was higher in black participants;                  offspring. In FHS, the occurrence of a validated
                                                                      after accounting for education and known                        premature atherosclerotic CVD event in either a
                                                                      CVD risk factors, the incidence of CVD was                      parent36 or a sibling37 was associated with an ≈2-
                                                                      identical in black and white participants.                      fold elevated risk for CVD, independent of other
                                                                      Although organizational and social barriers                     traditional risk factors. Addition of a family history
                                                                      to primary prevention do exist, the primary                     of premature CVD to a model that contained tra-
                                                                      prevention of elevated risk factors might sub-                  ditional risk factors provided improved prognostic
                                                                      stantially impact the future incidence of CVD,                  value in FHS.36
                                                                            •	 The association of a family history of CVD with           (95% CI, 272.1–284.6), which represents a
CLINICAL STATEMENTS
                                                                               increased risk of CVD appears to be present across        decrease of 14.5% (95% CI, −16.2% to −12.5%)
   AND GUIDELINES
                                                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                                               Prevalence, 2013–2016:        Prevalence, 2013–2016:        Mortality, 2016: All       Hospital Discharge,
                                                                                                                                                                                                                                               AND GUIDELINES
                                                                  Population Group                   Age ≥20 y                     Age ≥20 y*                   Ages†                   2014: All Ages             Cost, 2014–2015
                                                                  Both sexes                     121 500 000 (48.0%)             24 300 000 (9.0%)                  840 678                 4 791 000                 $351.2 Billion
                                                                  Males                           61 500 000 (51.2%)             12 300 000 (9.6%)          428 434 (51.0%)‡                2 571 000                 $224.7 Billion
                                                                  Females                         60 000 000 (44.7%)             12 000 000 (8.4%)          412 244 (49.0%)‡                2 220 000                 $126.5 Billion
                                                                  NH white males                         50.6%                         9.7%                         332 556                        …                       …
                                                                  NH white females                       43.4%                         8.1%                         322 328                        …                       …
                                                                  NH black males                         60.1%                         10.7%                        52 874                         …                       …
                                                                  NH black females                       57.1%                         10.5%                        51 767                         …                       …
                                                                  Hispanic males                         49.0%                         7.8%                         27 801                         …                       …
                                                                  Hispanic females                       42.6%                         8.0%                         24 428                         …                       …
                                                                  NH Asian males                         47.4%                         6.5%                         11 023§                        …                       …
                                                                  NH Asian females                       37.2%                         4.6%                         10 672§                        …                       …
                                                                  NH American Indian/                      …                             …                           4313                          …                       …
                                                                  Alaska Native
Table 13-2. Age-Adjusted Death Rates per 100 000 Population for CVD, CHD, and Stroke by State, 2014 to 2016
(Continued )
                                                                         Table 13-2. Continued
CLINICAL STATEMENTS
                                                                            Rates are most current data available as of April 2018. Rates are per 100 000 people. International Classification of Diseases, 10th Revision codes used were I00
                                                                         to I99 for CVD, I20 to I25 for CHD, and I60 to I69 for stroke. CHD indicates coronary heart disease; and CVD, cardiovascular disease.
                                                                            Sources: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Table 13-3. Death Rates for CVDs and All Causes in Selected Countries, 2016
                                                                                                                                                                                                                                CLINICAL STATEMENTS
                                                                  Sorted Alphabetically                                                    Sorted by Descending
                                                                                                                                                                                                                                   AND GUIDELINES
                                                                  by Country                  CVD        CHD        Stroke        Total       CVD Death Rate                CVD          CHD         Stroke        Total
                                                                  Males aged 35–74 y
                                                                   Australia (15)           112.5        66.0       16.3         515.6           Belarus (14)             979.5        710.6        175.9        1884.6
                                                                   Austria (16)             161.6        94.1       19.2         647.8          Ukraine (15)              972.1        661.3        187.7        1853.4
                                                                   Belarus (14)             979.5       710.6       175.9        1884.6          Russia (13)              956.8        536.2        234.4        2060.5
                                                                   Belgium (15)             138.2        58.3       23.6         669.8          Romania (16)              535.0        213.5        135.2        1366.5
                                                                   Croatia (16)             329.7       171.2       79.6         1003.3         Hungary (16)              500.2        257.4         82.7        1361.1
                                                                   Czech Republic (16)      301.3       156.4       45.1         914.3           Serbia (15)              466.0        131.9        101.4        1241.6
                                                                   Denmark (15)             128.9        49.6       28.3         655.0          Slovakia (14)             400.6        222.5         89.0        1173.6
                                                                   Finland (14)             217.6       124.7       35.4         698.1           Croatia (16)             329.7        171.2         79.6        1003.3
                                                                   France (14)              106.5        40.9       19.5         656.2     Czech Republic (16)            301.3        156.4         45.1         914.3
                                                                   Germany (15)             193.0        92.5       25.9         727.4        United States (16)          236.6        123.5         27.6         824.4
                                                                   Hungary (16)             500.2       257.4       82.7         1361.1          Finland (14)             217.6        124.7         35.4         698.1
                                                                   Ireland (13)             175.3       109.4       23.1         599.1          Germany (15)              193.0         92.5         25.9         727.4
                                                                   Israel (15)              100.3        45.8       20.4         541.2           Ireland (13)             175.3        109.4         23.1         599.1
                                                                   Italy (15)               134.7        59.5       23.9         541.0           Taiwan (16)              174.6         51.9         50.1         833.0
                                                                   Japan (15)               125.0        40.9       40.6         531.7           Austria (16)             161.6         94.1         19.2         647.8
                                                                   Korea, South (15)        104.1        32.4       42.0         611.6     United Kingdom (15)            161.4         97.7         23.1         613.9
                                                                   Netherlands (16)         111.9        38.9       21.0         546.1          Portugal (14)             160.9         68.3         46.6         733.6
                                                                   New Zealand (13)         153.1        93.8       22.1         548.0        New Zealand (13)            153.1         93.8         22.1         548.0
                                                                   Norway (15)              112.0        59.7       18.2         503.1          Sweden (15)               147.2         82.4         20.8         514.1
                                                                   Portugal (14)            160.9        68.3       46.6         733.6          Belgium (15)              138.2         58.3         23.6         669.8
                                                                   Romania (16)             535.0       213.5       135.2        1366.5           Italy (15)              134.7         59.5         23.9         541.0
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                                                                    Russia (!3)              956.8       536.2       234.4        2060.5          Spain (15)               131.3         59.5         23.2         598.7
                                                                   Serbia (15)              466.0       131.9       101.4        1241.6         Denmark (15)              128.9         49.6         28.3         655.0
                                                                   Slovakia (14)            400.6       222.5       89.0         1173.6          Japan (15)               125.0         40.9         40.6         531.7
                                                                   Spain (15)               131.3        59.5       23.2         598.6          Australia (15)            112.5         66.0         16.3         515.6
                                                                   Sweden (15)              147.2        82.4       20.8         514.1        Switzerland (13)            112.1         54.3         13.8         506.0
                                                                   Switzerland (13)         112.1        54.3       13.8         506.0          Norway (15)               112.0         59.7         18.2         503.1
                                                                   Taiwan (16)              174.6        51.9       50.1         833.0        Netherlands (16)            111.9         38.9         21.0         546.1
                                                                   Ukraine (15)             972.1       661.3       187.7        1853.4          France (14)              106.5         40.9         19.5         656.2
                                                                   United Kingdom (15)      161.4        97.7       23.1         613.9        Korea, South (15)           104.1         32.4         42.0         611.6
                                                                   United States (16)       236.6       123.5       27.6         824.4            Israel (15)             100.3         45.8         20.4         541.2
                                                                  Females aged 35–74 y
                                                                   Australia (15)            46.7        18.2       11.6         310.7          Ukraine (15)              393.3        261.5         94.1         723.2
                                                                   Austria (16)              67.6        28.6       14.5         350.5           Russia (13)              374.1        183.9        117.2         793.5
                                                                   Belarus (14)             348.3       228.0       88.6         662.2           Belarus (14)             348.3        228.0         88.6         662.2
                                                                   Belgium (15)              62.4        17.6       15.3         391.5           Serbia (15)              234.1         49.9         63.4         663.6
                                                                   Croatia (16)             122.0        51.0       39.0         442.4          Romania (16)              232.4         77.4         71.9         605.0
                                                                   Czech Republic (16)      116.1        45.3       21.2         438.0          Hungary (16)              193.4         86.8         37.4         624.6
                                                                   Denmark (15)              58.1        17.0       17.3         422.5          Slovakia (14)             154.6         77.9         40.0         505.1
                                                                   Finland (14)              68.5        26.8       20.0         336.6           Croatia (16)             122.0         51.0         39.0         442.4
                                                                   France (13)               38.3        9.0        11.0         311.2        United States (16)          117.5         47.5         20.4         518.4
                                                                   Germany (15)              77.8        26.2       15.4         391.8     Czech Republic (16)            116.1         45.3         21.2         438.0
                                                                   Hungary (16)             193.4        86.8       37.4         624.6          Germany (15)               77.8         26.2         15.4         391.8
                                                                   Ireland (13)              65.7        29.2       15.1         372.1     United Kingdom (15)             71.4         30.1         18.1         404.3
(Continued )
                                                                         Table 13-3. Continued
CLINICAL STATEMENTS
                                                                           by Country                     CVD          CHD        Stroke          Total       CVD Death Rate               CVD          CHD         Stroke        Total
                                                                            Israel (15)                  42.0         12.6         11.4          311.9           Finland (1)              68.5         26.8         20.0         336.6
                                                                            Italy (15)                   55.0         15.9         14.4          300.6          Austria (16)              67.6         28.6         14.5         350.5
                                                                            Japan (15)                   44.9         10.0         17.1          244.7       New Zealand (13)             67.5         30.3         16.1         367.5
                                                                            Korea, South (15)            42.1           8.6        20.4          245.1          Ireland (13)              65.7         29.2         19.7         372.1
                                                                            Netherlands (16)             54.9         13.1         15.5          388.4         Portugal (14)              63.7         17.0         23.9         315.9
                                                                            New Zealand (13)             67.5         30.3         16.1          367.5          Taiwan (16)               63.5         16.0         19.7         372.6
                                                                            Norway (15)                  45.0         15.2         12.6          326.4          Belgium (15)              62.4         17.6         15.3         391.5
                                                                            Portugal (14)                63.7         17.0         23.9          315.9          Sweden (15)               61.2         24.5         14.1         336.1
                                                                            Romania (16)                232.4         77.4         71.9          605.0         Denmark (15)               58.1         17.0         17.3         422.5
                                                                             Russia (13)                 374.1         183.9       117.2          793.5            Italy (15)              55.0         15.9         14.4         300.6
                                                                            Serbia (15)                 234.1         49.9         63.4          663.6        Netherlands (16)            54.9         13.1         15.5         388.4
                                                                            Slovakia (14)               154.6         77.9         40.0          505.1         Australia (15)             46.7         18.2         11.6         310.7
                                                                            Spain (15)                   46.7         13.6         12.7          269.9           Spain (15)               46.7         13.6         12.7         269.9
                                                                            Sweden (15)                  61.2         24.5         14.1          336.1          Norway (15)               45.0         15.2         12.6         326.4
                                                                            Switzerland (13)             44.7         14.2         10.7          295.0           Japan (15)               44.9         10.0         17.1         244.7
                                                                            Taiwan (16)                  63.5         16.0         19.7          372.6        Switzerland (13)            44.7         14.2         10.7         295.0
                                                                            Ukraine (15)                393.3         261.5        94.1          723.2       Korea, South (15)            42.1         8.6          20.4         245.1
                                                                            United Kingdom (15)          71.4         30.1         18.1          404.3           Israel (15)              42.0         12.6         11.4         311.9
                                                                            United States (16)          117.5         47.5         20.4          518.4          France (14)               38.3         9.0          11.0         311.2
                                                                            Rates are for the most recent year available (shown in parentheses as last 2 digits of year); most current data available as of April 2018. Rates are per 100 000
                                                                         people, adjusted to the European Standard population. International Classification of Diseases, 10th Revision codes used were I00 to I99 for cardiovascular disease,
                                                                         I20 to I25 for coronary heart disease, and I60 to I69 for stroke. CHD indicates coronary heart disease; and CVD, cardiovascular disease.
                                                                            Sources: The World Health Organization; National Center for Health Statistics; and National Heart, Lung, and Blood Institute.
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                                                                                                                                     OR (95% CI)
                                                                           No family history                                               1.00
                                                                           Both parents with heart attack, one <50 y of age        3.26 (1.72–6.18)
                                                                           Both parents with heart attack, both <50 y of age       6.56 (1.39–30.95)
                                                                                                                                                                                                                                       CLINICAL STATEMENTS
                                                                                                                                                                                                                                          AND GUIDELINES
                                                                Chart 13-1. Prevalence of cardiovascular disease in adults ≥20 years of age, by age and sex (NHANES, 2013–2016), with and without hypertension.
                                                                These data include coronary heart disease, heart failure, stroke, and with and without hypertension.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 13-2. Deaths attributable to diseases of the heart (United States, 1900–2016).
                                                                See Glossary (Chapter 28) for an explanation of “diseases of the heart.” In the years 1900 to 1920, the International Classification of Diseases codes were 77 to
                                                                80; for 1925, 87 to 90; for 1930 to 1945, 90 to 95; for 1950 to 1960, 402 to 404 and 410 to 443; for 1965, 402 to 404 and 410 to 443; for 1970 to 1975, 390
                                                                to 398 and 404 to 429; for 1980 to 1995, 390 to 398, 402, and 404 to 429; and for 2000 to 2014, I00 to I09, I11, I13, and I20 to I51. Before 1933, data are for
                                                                a death registration area and not the entire United States. In 1900, only 10 states were included in the death registration area, and this increased over the years,
                                                                so part of the increase in numbers of deaths is attributable to an increase in the number of states.
                                                                Source: National Heart, Lung, and Blood Institute.
                                                                         Chart 13-4. Percentage breakdown of deaths attributable to cardiovascular disease (United States, 2016).
                                                                         Total may not add to 100 because of rounding. Coronary heart disease includes International Classification of Diseases, 10th Revision (ICD-10) codes I20 to I25;
                                                                         stroke, I60 to I69; heart failure, I50; high blood pressure, I10 to I15; diseases of the arteries, I70 to I78; and other, all remaining ICD-I0 I categories.
                                                                         Source: National Heart, Lung, and Blood Institute from National Center for Health Statistics reports and data sets.
                                                                                                                                                                                                                                      CLINICAL STATEMENTS
                                                                                                                                                                                                                                         AND GUIDELINES
                                                                Chart 13-5. CVD deaths vs cancer deaths by age (United States, 2016).
                                                                CVD includes International Classification of Diseases, 10th Revision codes I00 to I99; cancer, C00 to C97.
                                                                CVD indicates cardiovascular disease.
                                                                Source: National Center for Health Statistics.
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                                                                Chart 13-6. CVD and other major causes of death: all ages, <85 years of age, and ≥85 years of age.
                                                                Deaths among both sexes, United States, 2016. Heart disease includes International Classification of Diseases, 10th Revision codes I00 to I09, I11, I13, and I20 to
                                                                I51; stroke, I60 to I69; all other CVD, I10, I12, I15, and I70 to I99; cancer, C00 to C97; CLRD, J40 to J47; Alzheimer disease, G30; and accidents, V01 to X59 and
                                                                Y85 and Y86.
                                                                CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease.
                                                                Source: National Heart, Lung, and Blood Institute.
                                                                         Chart 13-7. CVD and other major causes of death in males: all ages, <85 years of age, and ≥85 years of age.
                                                                         Deaths among males, United States, 2016. Heart disease includes International Classification of Diseases, 10th Revision codes I00 to I09, I11, I13, and I20 to I51;
                                                                         stroke, I60 to I69; all other CVD, I10, I12, I15, and I70 to I99; cancer, C00 to C97; CLRD, J40 to J47; and accidents, V01 to X59 and Y85 and Y86.
                                                                         CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease.
                                                                         Source: National Heart, Lung, and Blood Institute.
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                                                                         Chart 13-8. CVD and other major causes of death in females: all ages, <85 years of age, and ≥85 years of age.
                                                                         Deaths among females, United States, 2016. Heart disease includes International Classification of Diseases, 10th Revision codes I00 to I09, I11, I13, and I20 to I51;
                                                                         stroke, I60 to I69; all other CVD, I10, I12, I15, and I70 to I99; cancer, C00 to C97; CLRD, J40 to J47; and Alzheimer disease, G30.
                                                                         CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease.
                                                                         Source: National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                                    CLINICAL STATEMENTS
                                                                                                                                                                                                                                       AND GUIDELINES
                                                                Chart 13-9. CVD and other major causes of death for all males and females (United States, 2016).
                                                                Diseases included: CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); accidents (V01–X59 andY85–Y86); CLRD
                                                                (J40–J47); diabetes mellitus (E10–E14); and Alzheimer disease (G30).
                                                                CLRD indicates chronic lower respiratory disease; and CVD, cardiovascular disease.
                                                                Source: National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 13-10. CVD and other major causes of death for NH white males and females (United States, 2016).
                                                                Diseases included: CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); CLRD (J40–J47); accidents (V01–X59 andY85–Y86);
                                                                Alzheimer disease (G30); and diabetes mellitus (E10–E14).
                                                                CLRD indicates chronic lower respiratory disease; CVD, cardiovascular disease; and NH, non-Hispanic.
                                                                Source: National Heart, Lung, and Blood Institute.
                                                                         Chart 13-11. CVD and other major causes of death for NH black males and females (United States, 2016).
                                                                         Diseases included: CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); CLRD (J40–J47); accidents (V01–X59 and Y85–Y86);
                                                                         assault (X92-Y09); and diabetes mellitus (E10–E14).
                                                                         CLRD indicates chronic lower respiratory disease; CVD, cardiovascular disease; and NH, non-Hispanic.
                                                                         Source: National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 13-12. CVD and other major causes of death for Hispanic or Latino males and females (United States, 2016).
                                                                         Number of deaths shown may be lower than actual because of underreporting in this population. Diseases included: CVD (International Classification of Diseases,
                                                                         10th Revision codes I00–I99); cancer (C00–C97); accidents (V01–X59 andY85–Y86); diabetes mellitus (E10–E14); Alzheimer disease (G30); and chronic liver disease
                                                                         (K70, K73, and K74).
                                                                         CVD indicates cardiovascular disease.
                                                                         Source: National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                                   CLINICAL STATEMENTS
                                                                                                                                                                                                                                      AND GUIDELINES
                                                                Chart 13-13. CVD and other major causes of death for NH Asian or Pacific Islander males and females (United States, 2016).
                                                                “Asian or Pacific Islander” is a heterogeneous category that includes people at high CVD risk (eg, South Asian) and people at low CVD risk (eg, Japanese). More
                                                                specific data on these groups are not available. Number of deaths shown may be lower than actual because of underreporting in this population. Diseases
                                                                included: CVD (International Classification of Diseases, 10th Revision codes I00–I99); cancer (C00–C97); accidents (V01–X59 andY85–Y86); diabetes mellitus
                                                                (E10–E14); Alzheimer disease (G30); and influenza and pneumonia (J09-J18).
                                                                CVD indicates cardiovascular disease; and NH, non-Hispanic.
                                                                Source: National Heart, Lung, and Blood Institute.
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                                                                Chart 13-14. CVD and other major causes of death for NH American Indian or Alaska Native males and females (United States, 2016).
                                                                Number of deaths shown may be lower than actual because of underreporting in this population. Diseases included: CVD (International Classification of Diseases,
                                                                10th Revision codes I00–I99); cancer (C00–C97); accidents (V01–X59 andY85–Y86); diabetes mellitus (E10–E14); chronic liver disease (K70, K73, and K74); and
                                                                CLRD (J40–J47).
                                                                CLRD indicates chronic lower respiratory disease; CVD, cardiovascular disease; and NH, non-Hispanic.
                                                                Source: National Heart, Lung, and Blood Institute.
                                                                         Chart 13-15. Age-adjusted death rates for CHD, stroke, and lung and breast cancer for NH white and black females (United States, 2016).
                                                                         CHD includes International Classification of Diseases, 10th Revision codes I20 to I25; stroke, I60 to I69; lung cancer, C33 to C34; and breast cancer, C50.
                                                                         CHD indicates coronary heart disease; and NH, non-Hispanic.
                                                                         Source: National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 13-16. Cardiovascular disease (CVD) mortality trends for males and females (United States, 1979–2016).
                                                                         CVD excludes congenital cardiovascular defects (International Classification of Diseases, 10th Revision [ICD-10] codes I00–I99). The overall comparability for cardio-
                                                                         vascular disease between the International Classification of Diseases, 9th Revision (1979–1998) and ICD-10 (1999–2015) is 0.9962. No comparability ratios were
                                                                         applied.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                            AND GUIDELINES
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                                                                Chart 13-17. US maps corresponding to the state age-adjusted death rates per 100 000 population for cardiovascular disease, coronary heart disease,
                                                                and stroke (including the District of Columbia), 2016.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.2
                                                                         Chart 13-18. Hospital discharges for cardiovascular disease (United States, 1993–2014).
                                                                         Hospital discharges include people discharged alive, dead, and “status unknown.”
                                                                         Source: Healthcare Cost and Utilization Project, Agency for Healthcare Research and Quality, and National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 13-19. Hospital discharges (International Classification of Diseases, 9th Revision) for the 10 leading diagnostic groups (United States, 2014).
                                                                         Source: Healthcare Cost and Utilization Project, Agency for Healthcare Research and Quality, and National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                                                                                                                                                                              AND GUIDELINES
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                                                                Chart 13-20. Estimated average 10-year cardiovascular disease risk in adults 50 to 54 years of age according to levels of various risk factors (FHS).
                                                                BP indicates blood pressure; FHS, Framingham Heart Study; and HDL, high-density lipoprotein.
                                                                Data derived from D’Agostino et al.53
                                                                         Chart 13-21. Age-standardized global mortality rates of cardiovascular diseases per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia,
                                                                         Federated States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB,
                                                                         Solomon Islands; SYC, Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa,
                                                                         West Africa; and WSM, Samoa.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.46 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
                                                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                                                                                                                                                                                              AND GUIDELINES
                                                                Chart 13-22. Age-standardized global prevalence rates of cardiovascular diseases per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.46 Printed with permission.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                                                                                      	 7.	 Centers for Disease Control and Prevention website. Disability and Health:
                                                                REFERENCES                                                                                  Data & Statistics: Healthcare Cost Data. https://www.cdc.gov/ncbddd/
                                                                                                                                                            disabilityandhealth/data-highlights.html. Accessed May 23, 2017.
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                                                                      Horn L, Greenlund K, Daniels S, Nichol G, Tomaselli GF, Arnett DK,
                                                                                                                                                            common causes of disability among adults: United States, 2005. MMWR
                                                                      Fonarow GC, Ho PM, Lauer MS, Masoudi FA, Robertson RM, Roger
                                                                                                                                                            Morb Mortal Wkly Rep. 2009;58:421–426.
                                                                      V, Schwamm LH, Sorlie P, Yancy CW, Rosamond WD; on behalf of
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                                                                      the American Heart Association Strategic Planning Task Force and
                                                                                                                                                            S, Armour BS, Campbell VA. Prevalence of disability and disability type
                                                                      Statistics Committee.. Defining and setting national goals for car-
                                                                                                                                                            among adults: United States, 2013. MMWR Morb Mortal Wkly Rep.
                                                                      diovascular health promotion and disease reduction: the American
                                                                                                                                                            2015;64:777–783.
                                                                      Heart Association’s strategic Impact Goal through 2020 and beyond.
                                                                                                                                                      	10.	 RTI International. Projections of Cardiovascular Disease Prevalence and
                                                                      Circulation. 2010;121:586–613. doi: 10.1161/CIRCULATIONAHA.
                                                                                                                                                            Costs: 2015–2035: Technical Report [report prepared for the American
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                                                                                                                                                            Heart Association]. Research Triangle Park, NC: RTI International;
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                                                                      Prevention website. National Vital Statistics System: public use data file            healthmetrics.heart.org/wp-content/uploads/2017/10/Projections-of-
                                                                      documentation: mortality multiple cause-of-death micro-data files, 2016.              Cardiovascular-Disease.pdf. Accessed November 10, 2018.
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                                                                      May 21, 2018.                                                                         eases among US states, 1990–2016. JAMA Cardiol. 2018;3:375–389. doi:
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                                                                                the Framingham Heart Study. Stroke. 2009;40:1044–1049. doi:                     	33.	Eamranond PP, Legedza AT, Diez-Roux AV, Kandula NR, Palmas W,
CLINICAL STATEMENTS
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   AND GUIDELINES
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                                                                                lifetime risks of cardiovascular disease in persons living with human immu-     	34.	 Daviglus ML, Talavera GA, Avilés-Santa ML, Allison M, Cai J, Criqui MH,
                                                                                nodeficiency virus in the United States. Clin Infect Dis. 2017;65:1266–               Gellman M, Giachello AL, Gouskova N, Kaplan RC, LaVange L, Penedo
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                                                                                risk in young adults with type 1 diabetes: the Pittsburgh Epidemiology of             backgrounds in the United States. JAMA. 2012;308:1775–1784. doi:
                                                                                Diabetes Complications Study. Diabetes Care. 2016;39:2296–2303. doi:                  10.1001/jama.2012.14517
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                                                                                level socioeconomic deprivation on cardiovascular disease mortal-                     2011;57:619–627. doi: 10.1016/j.jacc.2010.07.054
                                                                                ity in older age: longitudinal multilevel analyses from a cohort of older       	36.	Lloyd-Jones DM, Nam BH, D’Agostino RB Sr, Levy D, Murabito JM,
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                                                                                10.1136/jech-2015-205542                                                              risk factor for cardiovascular disease in middle-aged adults: a prospec-
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                                                                                contributions of state- and individual-level factors. J Am Heart Assoc.         	37.	 Murabito JM, Pencina MJ, Nam BH, D’Agostino RB Sr, Wang TJ, Lloyd-
                                                                                2015;4:e001673. doi: 10.1161/JAHA.114.001673                                          Jones D, Wilson PW, O’Donnell CJ. Sibling cardiovascular disease as
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                                                                                associations with all-cause and CVD mortality among US adults. JAMA.            	38.	 Yeboah J, Young R, McClelland RL, Delaney JC, Polonsky TS, Dawood FZ,
                                                                                2012;307:1273–1283. doi: 10.1001/jama.2012.339                                        Blaha MJ, Miedema MD, Sibley CT, Carr JJ, Burke GL, Goff DC Jr, Psaty
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                                                                                of cardiovascular disease. J Am Coll Cardiol. 2017;70:2519–2532. doi:                 2016;67:139–147. doi: 10.1016/j.jacc.2015.10.058
                                                                                10.1016/j.jacc.2017.09.035                                                      	39.	 Valerio L, Peters RJ, Zwinderman AH, Pinto-Sietsma SJ. Association of
                                                                         	22.	 Mensah GA, Brown DW, Croft JB, Greenlund KJ. Major coronary risk fac-                  family history with cardiovascular disease in hypertensive individuals
                                                                                tors and death from coronary heart disease: baseline and follow-up mor-               in a multiethnic population. J Am Heart Assoc. 2016;5:e004260. doi:
                                                                                tality data from the Second National Health and Nutrition Examination                 10.1161/JAHA.116.004260
                                                                                Survey (NHANES II). Am J Prev Med. 2005;29(5 Suppl 1):68–74. doi:               	40.	 Lee DS, Pencina MJ, Benjamin EJ, Wang TJ, Levy D, O’Donnell CJ, Nam BH,
                                                                                10.1016/j.amepre.2005.07.030                                                          Larson MG, D’Agostino RB, Vasan RS. Association of parental heart failure
                                                                         	23.	 Berry JD, Dyer A, Cai X, Garside DB, Ning H, Thomas A, Greenland P, Van                with risk of heart failure in offspring. N Engl J Med. 2006;355:138–147.
                                                                                Horn L, Tracy RP, Lloyd-Jones DM. Lifetime risks of cardiovascular disease.           doi: 10.1056/NEJMoa052948
                                                                                N Engl J Med. 2012;366:321–329. doi: 10.1056/NEJMoa1012848                      	41.	 Fox CS, Parise H, D’Agostino RB Sr, Lloyd-Jones DM, Vasan RS, Wang
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                                                                         	24.	 Terry DF, Pencina MJ, Vasan RS, Murabito JM, Wolf PA, Hayes MK, Levy                   TJ, Levy D, Wolf PA, Benjamin EJ. Parental atrial fibrillation as a risk fac-
                                                                                D, D’Agostino RB, Benjamin EJ. Cardiovascular risk factors predictive                 tor for atrial fibrillation in offspring. JAMA. 2004;291:2851–2855. doi:
                                                                                for survival and morbidity-free survival in the oldest-old Framingham                 10.1001/jama.291.23.2851
                                                                                Heart Study participants. J Am Geriatr Soc. 2005;53:1944–1950. doi:             	42.	 Olsson C, Granath F, Ståhle E. Family history, comorbidity and risk of
                                                                                10.1111/j.1532-5415.2005.00465.x                                                      thoracic aortic disease: a population-based case-control study. Heart.
                                                                         	25.	 Gooding HC, Ning H, Gillman MW, Shay C, Allen N, Goff DC Jr, Lloyd-                    2013;99:1030–1033. doi: 10.1136/heartjnl-2013-303654
                                                                                Jones D, Chiuve S. Application of a Lifestyle-Based Tool to Estimate            	43.	 Murabito JM, Nam BH, D’Agostino RB Sr, Lloyd-Jones DM, O’Donnell
                                                                                Premature Cardiovascular Disease Events in Young Adults: The Coronary                 CJ, Wilson PW. Accuracy of offspring reports of parental cardiovascu-
                                                                                Artery Risk Development in Young Adults (CARDIA) Study. JAMA Intern                   lar disease history: the Framingham Offspring Study. Ann Intern Med.
                                                                                Med. 2017;177:1354–1360. doi: 10.1001/jamainternmed.2017.2922                         2004;140:434–440.
                                                                         	26.	Wu H, Flint AJ, Qi Q, van Dam RM, Sampson LA, Rimm EB, Holmes                     	44.	 Ganesh SK, Arnett DK, Assimes TL, Assimes TL, Basson CT, Chakravarti
                                                                                MD, Willett WC, Hu FB, Sun Q. Association between dietary whole                       A, Ellinor PT, Engler MB, Goldmuntz E, Herrington DM, Hershberger RE,
                                                                                grain intake and risk of mortality: two large prospective studies in                  Hong Y, Johnson JA, Kittner SJ, McDermott DA, Meschia JF, Mestroni L,
                                                                                US men and women. JAMA Intern Med. 2015;175:373–384. doi:                             O’Donnell CJ, Psaty BM, Vasan RS, Ruel M, Shen WK, Terzic A, Waldman
                                                                                10.1001/jamainternmed.2014.6283                                                       SA; on behalf of the American Heart Association Council on Functional
                                                                         	27.	 Appelman Y, van Rijn BB, Ten Haaf ME, Boersma E, Peters SA. Sex differ-                Genomics and Translational Biology; American Heart Association Council
                                                                                ences in cardiovascular risk factors and disease prevention. Atherosclerosis.         on Epidemiology and Prevention; American Heart Association Council
                                                                                2015;241:211–218. doi: 10.1016/j.atherosclerosis.2015.01.027                          on Basic Cardiovascular Sciences; American Heart Association Council
                                                                         	 28.	 Olives C, Myerson R, Mokdad AH, Murray CJ, Lim SS. Prevalence, awareness,             on Cardiovascular Disease in the Young; American Heart Association
                                                                                treatment, and control of hypertension in United States counties, 2001-               Council on Cardiovascular and Stroke Nursing; American Heart
                                                                                2009. PLoS One. 2013;8:e60308. doi: 10.1371/journal.pone.0060308                      Association Stroke Council. Genetics and genomics for the prevention
                                                                         	29.	 Hozawa A, Folsom AR, Sharrett AR, Chambless LE. Absolute and attrib-                   and treatment of cardiovascular disease: update: a scientific statement
                                                                                utable risks of cardiovascular disease incidence in relation to optimal               from the American Heart Association [published correction appears in
                                                                                and borderline risk factors: comparison of African American with white                Circulation. 2014;129:e398]. Circulation. 2013;128:2813–2851. doi:
                                                                                subjects—Atherosclerosis Risk in Communities Study. Arch Intern Med.                  10.1161/01.cir.0000437913.98912.1d
                                                                                2007;167:573–579. doi: 10.1001/archinte.167.6.573                               	45.	Mosca L, Hammond G, Mochari-Greenberger H, Towfighi A, Albert
                                                                         	30.	 Centers for Disease Control and Prevention (CDC). Vital signs: avoidable               MA; on behalf of the American Heart Association Cardiovascular
                                                                                deaths from heart disease, stroke, and hypertensive disease—United                    Disease and Stroke in Women and Special Populations Committee of
                                                                                States, 2001–2010. MMWR Morb Mortal Wkly Rep. 2013;62:721–727.                        the Council on Clinical Cardiology, Council on Cardiovascular Nursing,
                                                                         	31.	 Schoenborn CA, Adams PF, Peregoy JA. Health behaviors of adults: United                Council on High Blood Pressure Research, and Council on Nutrition,
                                                                                States, 2008–2010. Vital Health Stat 10. 2013;(257):1–184.                            Physical Activity and Metabolism. Fifteen-year trends in aware-
                                                                         	32.	 Pearson-Stuttard J, Bandosz P, Rehm CD, Penalvo J, Whitsel L, Gaziano T,               ness of heart disease in women: results of a 2012 American Heart
                                                                                Conrad Z, Wilde P, Micha R, Lloyd-Williams F, Capewell S, Mozaffarian D,              Association national survey. Circulation. 2013;127:1254–1263. doi:
                                                                                O’Flaherty M. Reducing US cardiovascular disease burden and disparities               10.1161/CIR.0b013e318287cf2f
                                                                                through national and targeted dietary policies: a modelling study. PLoS         	46.	 Global Burden of Disease Study 2016. Global Burden of Disease Study
                                                                                Med. 2017;14:e1002311. doi: 10.1371/journal.pmed.1002311                              2016 (GBD 2016) results. Seattle, WA: Institute for Health Metrics and
Evaluation (IHME), University of Washington; 2016. http://ghdx.healthdata. mortality from 1990 to 2013. Circulation. 2015;132:1667–1678. doi:
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                                                                     org/gbd-results-tool. Accessed May 1, 2018.                                        10.1161/CIRCULATIONAHA.114.008720
                                                                                                                                                                                                                                    AND GUIDELINES
                                                                	47.	Global Status Report on Noncommunicable Diseases 2014. Geneva,               	51.	Smith SC Jr, Collins A, Ferrari R, Holmes DR Jr, Logstrup S, McGhie
                                                                     Switzerland: World Health Organization; 2014. http://apps.who.                     DV, Ralston J, Sacco RL, Stam H, Taubert K, Wood DA, Zoghbi WA.
                                                                     int/iris/bitstream/10665/148114/1/9789241564854_eng.pdf. Accessed                  Our time: a call to save preventable death from cardiovascular disease
                                                                     September 2, 2016.                                                                 (heart disease and stroke). Circulation. 2012;126:2769–2775. doi:
                                                                	48.	Bloom DE, Cafiero ET, Jane´-Llopis E, Abrahams-Gessel S, Bloom LR,                 10.1161/CIR.0b013e318267e99f
                                                                     Fathima S, Feigl AB, Gaziano T, Mowafi M, Pandya A, Prettner K,              	52.	 Kontis V, Mathers CD, Rehm J, Stevens GA, Shield KD, Bonita R, Riley
                                                                     Rosenberg L, Seligman B, Stein AZ, Weinsteain C. The Global Economic               LM, Poznyak V, Beaglehole R, Ezzati M. Contribution of six risk fac-
                                                                     Burden of Non-communicable Diseases. Geneva, Switzerland: World                    tors to achieving the 25×25 non-communicable disease mortality
                                                                     Economic Forum; 2011.                                                              reduction target: a modelling study. Lancet. 2014;384:427–437. doi:
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                                                                     (CVDs). Fact sheet No. 317. http://www.who.int/mediacentre/factsheets/       	53.	 D’Agostino RB Sr, Vasan RS, Pencina MJ, Wolf PA, Cobain M, Massaro
                                                                     fs317/en/. Accessed April 10, 2015.                                                JM, Kannel WB. General cardiovascular risk profile for use in primary
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                                                                     M, Murray CJ. Global and regional patterns in cardiovascular                       10.1161/CIRCULATIONAHA.107.699579
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                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                (See Table 14-1 and Chart 14-1)                                        symptom. Stroke symptoms were more likely
                                                                                                                                                                                                              AND GUIDELINES
                                                                                                                                       among blacks than whites, among those with
                                                                   •	 Stroke prevalence estimates may differ slightly                  lower income and lower educational attainment,
                                                                      between studies because each study selects and                   and among those with fair to poor perceived
                                                                      recruits a sample of participants to represent                   health status. Symptoms also were more likely in
                                                                      the target study population (eg, state, region, or               participants with higher Framingham stroke risk
                                                                      country).                                                        scores (REGARDS, NINDS).3
                                                                   •	 An estimated 7.0 million Americans ≥20 years of               •	 Projections show that by 2030, an additional
                                                                      age self-report having had a stroke (extrapolated                3.4 million US adults aged ≥18 years, represent-
                                                                      to 2016 by use of NHANES 2013–2016 data).                        ing 3.9% of the adult population, will have had
                                                                      Overall stroke prevalence during this period was                 a stroke, a 20.5% increase in prevalence from
                                                                      an estimated 2.5% (NHANES, NHLBI tabulation;                     2012. The highest increase (29%) is projected to
                                                                      Table 14-1).                                                     be in white Hispanic males.4
                                                                   •	 Prevalence of stroke in the United States increases           •	 With the aging of the US population, prevalence
                                                                      with advancing age in both males and females                     of stroke survivors is projected to increase, espe-
                                                                      (Chart 14-1).                                                    cially among elderly females.5
                                                                   •	 According to data from the 2016 BRFSS (CDC)1:
                                                                      —	 2.9% of males and 2.8% of females ≥18
                                                                           years of age had a history of stroke; 2.7%             Stroke Incidence
                                                                           of NH whites, 4.1% of NH blacks, 1.2% of               (See Table 14-1 and Chart 14-2)
                                                                           Asian/Pacific Islanders, 2.3% of Hispanics (of
                                                                                                                                    •	 Each year, ≈795 000 people experience a new
                                                                           any race), 5.3% of American Indian/Alaska
                                                                                                                                       or recurrent stroke (Table  14-1). Approximately
                                                                           Natives, and 4.9% of other races or multira-
                                                                                                                                       610 000 of these are first attacks, and 185 000 are
                                                                           cial people had a history of stroke.
                                                                                                                                       recurrent attacks (GCNKSS, NINDS, and NHLBI;
                                                                      —	 Stroke prevalence in adults is 2.9% in the
                                                                                                                                       GCNKSS and NINDS data for 1999 provided July
                                                                           United States, with the lowest prevalence in
                                                                                                                                       9, 2008; estimates compiled by NHLBI).
                                                                           South Dakota (1.9%) and the highest preva-
                                                                                                                                    •	 Of all strokes, 87% are ischemic and 10% are ICH
                                                                           lence in Mississippi (4.5%).
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                                                                                    45- to 59-year-old and 60- to 74-year-old               atherosclerotic stroke was 5.85 (95% CI, 1.82–
CLINICAL STATEMENTS
                                                                               —	 Data from the BASIC Project showed that the               (95% CI, 1.42–7.13); lacunar stroke, 3.09 (95%
                                                                                    age-, sex-, and ethnicity-adjusted incidence            CI, 1.86–5.11); and cardioembolic stroke, 1.58
                                                                                    of ICH decreased from 2000 to 2010, from                (95% CI, 0.99–2.52). Among Hispanics com-
                                                                                    an annual incidence rate of 5.21 per 10 000             pared with whites, the relative rate of intracranial
                                                                                    (95% CI, 4.36–6.24) to 4.30 per 10 000                  atherosclerotic stroke was 5.00 (95% CI, 1.69–
                                                                                    (95% CI, 3.21–5.76).9                                   14.76); extracranial atherosclerotic stroke, 1.71
                                                                            •	 Analysis of data from the FHS suggests that stroke           (95% CI, 0.80–3.63); lacunar stroke, 2.32 (95%
                                                                               incidence is declining over time in this largely             CI, 1.48–3.63); and cardioembolic stroke, 1.42
                                                                               white cohort. Data from 1950 to 1977, 1978 to                (95% CI, 0.97–2.09).15
                                                                               1989, and 1990 to 2004 showed that the age-               •	 Among 4507 American Indian or Alaska Native
                                                                               adjusted incidence of first stroke per 1000 per-             participants without a prior stroke in the SHS
                                                                               son-years in each of the 3 periods was 7.6, 6.2,             from 1989 to 1992, the age- and sex-adjusted
                                                                               and 5.3 in males and 6.2, 5.8, and 5.1 in females,           incidence of stroke through 2004 was 6.79 per
                                                                               respectively. Lifetime risk for incident stroke at 65        100 person-years, with 86% of incident strokes
                                                                               years of age decreased significantly in the latest           being ischemic.16
                                                                               data period compared with the first, from 19.5%           •	 In the REGARDS study, the increased risk of ICH
                                                                               to 14.5% in males and from 18.0% to 16.1% in                 with age differed between blacks and whites:
                                                                               females.10 Data from the Tromsø Study found that             there was a 2.25-fold (95% CI, 1.63–3.12)
                                                                               changes in cardiovascular risk factors accounted             increase per decade older age in whites but no
                                                                               for 57% of the decrease in ischemic stroke inci-             age association with ICH risk in blacks (HR, 1.09
                                                                               dence for the time period from 1995 to 2012.11               [95% CI, 0.70–1.68] per decade older age).17
                                                                         Race/Ethnicity                                                Sex
                                                                           •	 Annual age-adjusted incidence for first-ever stroke        •	 Each year, ≈55 000 more females than males have
                                                                              was higher in black individuals than white indi-              a stroke (GCNKSS, NINDS).18
                                                                              viduals in data collected in 1993 to 1994, 1999,           •	 Females have a higher lifetime risk of stroke than
                                                                              and 2005 for each of the following stroke types:              males. In the FHS, lifetime risk of stroke among
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              ischemic stroke, ICH, and SAH (Chart 14-2).                   those 55 to 75 years of age was 1 in 5 for females
                                                                           •	 In the national REGARDS cohort, in 27 744 par-                (95% CI, 20%–21%) and ≈1 in 6 for males (95%
                                                                              ticipants followed up for 4.4 years (2003–2007),              CI, 14%–17%).19
                                                                              the overall age- and sex-adjusted black/white IRR          •	Age-specific incidence rates are substantially
                                                                              was 1.51, but for ages 45 to 54 years, it was 4.02,           lower in females than males in younger and mid-
                                                                              whereas for those ≥85 years of age, it was 0.86.12            dle-age groups, but these differences narrow so
                                                                              Similar trends for decreasing black/white IRR with            that in the oldest age groups, incidence rates in
                                                                              older age were seen in the GCNKSS.13                          females are approximately equal to or even higher
                                                                           •	 The BASIC Project (NINDS) demonstrated an                     than in males.5,20–24
                                                                              increased incidence of stroke among Mexican                •	In the GCNKSS, sex-specific incidence rates
                                                                              Americans compared with NH whites in a commu-                 between 1993 to 1994 and 2010 declined sig-
                                                                              nity in southeast Texas. The crude 3-year cumula-             nificantly for males but not for females. This trend
                                                                              tive incidence (2000–2002) was 16.8 per 1000 in               was seen for all strokes and ischemic stroke but
                                                                              Mexican Americans and 13.6 per 1000 in NH whites.             not for hemorrhagic stroke.25
                                                                              Specifically, Mexican Americans had a higher cumu-
                                                                              lative incidence of ischemic stroke than NH whites at
                                                                              younger ages (45–59 years of age: RR, 2.04 [95%          TIA: Prevalence, Incidence, and Prognosis
                                                                              CI, 1.55–2.69]; 60–74 years of age: RR, 1.58 [95%          •	 In a nationwide survey of US adults, the estimated
                                                                              CI, 1.31–1.91]) but not at older ages (≥75 years              prevalence of self-reported physician-diagnosed
                                                                              of age: RR, 1.12 [95% CI, 0.94–1.32]). Mexican                TIA increased with advancing age and was 2.3%
                                                                              Americans also had a higher incidence of ICH and              overall, which translates to ≈5 million people.
                                                                              SAH than NH whites after adjustment for age.14                The true prevalence of TIA is likely to be greater,
                                                                           •	 The age-adjusted incidence of first ischemic stroke           because many patients who experience neurolog-
                                                                              per 1000 was 0.88 in whites, 1.91 in blacks, and              ical symptoms consistent with a TIA fail to report
                                                                              1.49 in Hispanics according to data from NOMAS                them to their healthcare provider.26
                                                                              (NINDS) for 1993 to 1997. Among blacks,                    •	 A 2013 survey study of nearly 600 000 people
                                                                              compared with whites, the RR of intracranial                  in China led to a neurologist-confirmed TIA
prevalence of 1.03 per 1000 people, with a • Children with arterial ischemic stroke, particularly
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      slightly higher prevalence in females (1.15) than              those with arteriopathy, remain at high risk for
                                                                                                                                                                                                            AND GUIDELINES
                                                                      males (0.92).27                                                recurrent arterial ischemic stroke despite increased
                                                                   •	 In an Italian community-based registry (2007 to                use of antithrombotic agents. The cumulative
                                                                      2009), the crude TIA incidence rate was 0.52 per               stroke recurrence rate was 6.8% (95% CI, 4.6%–
                                                                      1000, and in a population-based registry from                  10%) at 1 month and 12% (95% CI, 8.5%–15%)
                                                                      Dijon, France (2013–2015), the incidence was                   at 1 year. The 1-year recurrence rate was 32%
                                                                      0.61 per 1000.28 In China, 2013 TIA incidence                  (95% CI, 18%–51%) for moyamoya, 25% (95%
                                                                      was 0.24 per 1000 person-years.27                              CI, 12%–48%) for transient cerebral arteriopa-
                                                                   •	 Incidence of TIA increases with age and varies by              thy, and 19% (95% CI, 8.5%–40%) for arterial
                                                                      sex and race/ethnicity. Males, blacks, and Mexican             dissection.40
                                                                      Americans have higher rates of TIA than their               •	 A meta-analysis of 13 studies derived from hos-
                                                                      female and NH white counterparts.14,29 Conversely,             pital-based or community-based stroke registries
                                                                      in China, incidence was slightly higher in females             found a pooled cumulative stroke recurrence
                                                                      (0.26 per 1000 person-years) than males (0.21).27              risk of 3.1% (95% CI, 1.7%–4.4%) at 30 days,
                                                                   •	 Approximately 12% of all strokes are heralded by               11.1% (95% CI, 9.0%–13.3%) at 1 year, 26.4%
                                                                      a TIA.30                                                       (95% CI, 20.1%–32.8%) at 5 years, and 39.2%
                                                                   •	 TIAs confer a substantial short-term risk of                   (95% CI, 27.2%–51.2%) at 10 years.41 There was
                                                                      stroke, hospitalization for CVD events, and                    a temporal reduction in the 5-year risk of stroke
                                                                      death. Of 1707 TIA patients evaluated in the                   recurrence from 32% to 16.2%, but substantial
                                                                      EDs of Kaiser Permanente Northern California                   differences across studies in terms of case mix and
                                                                      from 1997 to 1998, 180 (11%) experienced a                     definition of stroke recurrence were reported.
                                                                      stroke within 90 days, and 91 (5%) had a stroke             •	 Among 6700 patients with first-ever ischemic
                                                                      within 2 days. Predictors of stroke included age               stroke or ICH who survived the first 28 days in the
                                                                      >60 years, DM, focal symptoms of weakness or                   Northern Sweden MONICA stroke registry from
                                                                      speech impairment, and symptoms that lasted                    1995 to 2008, the cumulative risk of recurrence
                                                                      >10 minutes.31                                                 was 6% at 1 year, 16% at 5 years, and 25% at
                                                                   •	 Meta-analyses of cohorts of patients with TIA                  10 years.42 The risk of stroke recurrence decreased
                                                                                                                                     36% between 1995 to 1998 and 2004 to 2008.
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                                                                                 annual risk of recurrent stroke was 4.26% (95%           —	 The decline in age-adjusted stroke death
CLINICAL STATEMENTS
                                                                                 CI, 3.43%–5.09%).45 Risk of stroke recurrence                  rates for males and females was similar
   AND GUIDELINES
                                                                                 decreased with longer follow-up duration but did               (−17.0% and −16.9%, respectively).
                                                                                 not vary over time or according to type of isch-         —	 Crude stroke death rates declined most
                                                                                 emic event. Risk was higher in RCTs (4.58% [95%                among people aged 65 to 74 years (−19.9%;
                                                                                 CI, 3.26%–5.91%]) and hospital-based studies                   from 94.9 to 76.0 per 100 000), 75 to 84
                                                                                 (4.54% [95% CI, 3.35%–5.72%]) than in com-                     years (−20.5%; from 333.9 to 265.5 per
                                                                                 munity-based studies (2.55% [95% CI, 0.50%–                    100 000), and ≥85 years (−14.0%; from
                                                                                 4.60%]). The annual risk was 0.77% (95% CI,                    1131.7 to 972.9 per 100 000). By compari-
                                                                                 0.45%–1.10%) for fatal stroke and 2.92% (95%                   son, crude stroke death rates declined more
                                                                                 CI, 2.22%–3.62%) for nonfatal stroke.                          modestly among those aged 25 to 34 years
                                                                                                                                                (0%; 1.3 and 1.3 per 100 000), 35 to 44 years
                                                                                                                                                (−9.8%; 5.1 to 4.6 per 100 000), 45 to 54
                                                                         Stroke Mortality                                                       years (−14.4%; 14.6 to 12.5 per 100 000),
                                                                         (See Table 14-1 and Charts 14-3                                        and 55 to 64 years (−9.7%; 32.9 and 29.7
                                                                         through 14-6)                                                          per 100   000). Despite the improvements
                                                                                                                                                noted since 2006, there has been a recent
                                                                         See “Factors Influencing the Decline in Stroke Mortality:
                                                                                                                                                flattening or increase in death rates among
                                                                         A Statement From the American Heart Association/
                                                                                                                                                all age groups (Charts 14-4 and 14-5).
                                                                         American Stroke Association”46 for more in-depth cov-            —	 Age-adjusted stroke death rates declined
                                                                         erage of factors contributing to the decline in stroke                 by ≈14% or more among all racial/ethnic
                                                                         mortality over the past several decades.                               groups; however, in 2016, rates remained
                                                                           •	 In 201647,48:                                                     higher among NH blacks (51.9 per 100 000;
                                                                              —	 On average, every 3 minutes 42 seconds,                        change since 2006: −19.3%) than among
                                                                                    someone died of a stroke.                                   NH whites (36.1 per 100 000; −15.9%), NH
                                                                              —	 Stroke accounted for ≈1 of every 19 deaths                     Asians/Pacific Islanders (31.0 per 100 000;
                                                                                    in the United States.                                       −21.5%), NH American Indians/Alaska
                                                                              —	 When considered separately from other                          Natives (30.7 per 100 000; −20.7%), and
                                                                                    CVDs, stroke ranks fifth among all causes of                Hispanics (32.1 per 100 000; −13.7%).
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                    death, behind diseases of the heart, cancer,     •	   There are substantial geographic disparities in
                                                                                    CLRD, and unintentional injuries/accidents.           stroke mortality, with higher rates in the south-
                                                                              —	 The number of deaths with stroke as an                   eastern United States, known as the “stroke
                                                                                    underlying cause was 142 142 (Table  14-1);           belt” (Chart 14-6). This area is usually defined to
                                                                                    the age-adjusted death rate for stroke as             include the 8 southern states of North Carolina,
                                                                                    an underlying cause of death was 37.3 per             South Carolina, Georgia, Tennessee, Mississippi,
                                                                                    100 000, whereas the age-adjusted rate for            Alabama, Louisiana, and Arkansas. These geo-
                                                                                    any mention of stroke as a cause of death             graphic differences have existed since at least
                                                                                    was 62.6 per 100 000.                                 1940, and despite some minor shifts, they per-
                                                                              —	Approximately 62% of stroke deaths                        sist.49 Historically, the overall average stroke mor-
                                                                                    occurred outside of an acute care hospital.           tality has been ≈30% higher in the stroke belt
                                                                              —	 In 2016, NH black males and females had                  than in the rest of the nation and ≈40% higher
                                                                                    higher age-adjusted death rates for stroke            in the stroke “buckle” (North Carolina, South
                                                                                    than NH white, NH Asian, NH Indian or Alaska          Carolina and Georgia).46
                                                                                    Native, and Hispanic males and females in        •	   The risk of dementia is also increased in the
                                                                                    the United States (Chart 14-3).                       Southeastern United States, the geographic area
                                                                              —	 More females than males die of stroke each               of excess stroke risk.50,51
                                                                                    year because of a larger number of elderly       •	   More recent analyses of the geographic dispari-
                                                                                    females than males. Females accounted for             ties determined that stroke risks are highest for
                                                                                    58% of US stroke deaths in 2016.                      residents of the stroke belt who were born and
                                                                           •	 Conclusions about changes in stroke death rates             resided in the Southeast for the first 2 decades of
                                                                              from 2006 to 2016 are as follows47:                         their life.52
                                                                              —	 The age-adjusted stroke death rate decreased        •	   On the basis of pooled data from several large
                                                                                    16.7% (from 44.8 per 100 000 to 37.3 per              studies, the probability of death within 1 year or 5
                                                                                    100  000), whereas the actual number of               years after a stroke was highest in individuals ≥75
                                                                                    stroke deaths increased 3.7% (from 137 119            years of age (Charts 14-7 and 14-8). The probabil-
                                                                                    deaths to 142 142 deaths).                            ity of death within 1 year of a stroke was lowest
in black males aged 45 to 64 years (Chart 14-7). increases among the population aged ≥65 years.
                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                        The probability of death within 5 years of a stroke             Moreover, the trend-based projection method
                                                                                                                                                                                                               AND GUIDELINES
                                                                        was lowest for white males aged 45 to 64 years                  reveals that the disparity in stroke deaths among
                                                                        (Chart 14-9).                                                   NH blacks compared with NH whites could
                                                                   •	   In examining trends in stroke mortality by US cen-              increase from an RR of 1.10 (95% CI, 1.08–1.13)
                                                                        sus divisions from 1999 to 2007 for people ≥45                  in 2012 to 1.30 (95% CI, 0.45–2.44) in 2030.55
                                                                        years of age, the rate of decline varied by geo-
                                                                        graphic region and racial/ethnic group. Among
                                                                        black and white females and white males, rates            Stroke Risk Factors
                                                                        declined by ≥2% annually in every census divi-            For prevalence and other information on any of these
                                                                        sion, but among black males, rates declined little        specific risk factors, refer to the specific risk factor
                                                                        in the East and West South Central divisions.53           chapters.
                                                                   •	   On the basis of national death statistics for the           •	 In analyses using data from the GBD Study, ≈90%
                                                                        time period 1990 to 2009, stroke mortality rates               of the stroke risk could be attributed to modifiable
                                                                        among American Indian and Alaska Native people                 risk factors, such as HBP, obesity, hyperglycemia,
                                                                        were higher than among whites for both males                   hyperlipidemia, and renal dysfunction, and 74%
                                                                        and females in contract health services deliv-                 could be attributed to behavioral risk factors, such
                                                                        ery area counties in the United States and were                as smoking, sedentary lifestyle, and an unhealthy
                                                                        highest in the youngest age groups (35–44 years                diet.56 Globally, 29% of the risk of stroke was
                                                                        old). Stroke mortality rates and the rate ratios for           attributable to air pollution.
                                                                        American Indians/Alaska Natives to whites var-
                                                                        ied by region, with the lowest in the Southwest           High BP
                                                                        and the highest in Alaska. Starting in 2001, rates        (See Chapter 8 for more information.)
                                                                        among American Indian/Alaska Native people                  •	 BP is a powerful determinant of risk for both isch-
                                                                        decreased in all regions.54                                    emic stroke and intracranial hemorrhage. The evi-
                                                                   •	   Data from the ARIC study (1987–2011; 4 US cit-                 dence-based 2017 “ACC/AHA/AAPA/ABC/ACPM/
                                                                        ies) showed that the cumulative all-cause mor-                 AGS/APhA/ASH/ASPC/NMA/PCNA                  Guideline
                                                                        tality rate after a stroke was 10.5% at 30 days,               for the Prevention, Detection, Evaluation, and
                                                                        21.2% at 1 year, 39.8% at 5 years, and 58.4% at                Management of High Blood Pressure in Adults”
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                                                                        the end of 24 years of follow-up. Mortality rates              recommends intensive BP control for primary
                                                                        were higher after an incident hemorrhagic stroke               and secondary stroke prevention. The guideline
                                                                        (67.9%) than after ischemic stroke (57.4%).                    proposes a target BP of <130/80 mm Hg.57 The
                                                                        Age-adjusted mortality after an incident stroke                recommendations are supported by an exten-
                                                                        decreased over time (absolute decrease of 8.1                  sive evidence document accompanying the
                                                                        deaths per 100 strokes after 10 years), which                  guideline.58
                                                                        was mainly attributed to the decrease in mortality          •	 In a recent meta-analysis, 9 trials showed high-
                                                                        among those aged ≤65 years (absolute decrease                  strength evidence that BP control to <150/90
                                                                        of 14.2 deaths per 100 strokes after 10 years).7               mm Hg reduces stroke (RR, 0.74 [95% CI, 0.65–
                                                                   •	   Data from the BASIC Project showed there was no                0.84]), and 6 trials yielded low- to moderate-
                                                                        change in ICH case fatality or long-term mortality             strength evidence that lower targets (≤140/85
                                                                        from 2000 to 2010 in a South Texas community.                  mm Hg) are associated with significant decreases
                                                                        Yearly age-, sex-, and ethnicity-adjusted 30-day               in stroke (RR, 0.79 [95% CI, 0.59–0.99]).59
                                                                        case fatality ranged from a low of 28.3% (95%               •	 A recent special report identified the highly signif-
                                                                        CI, 19.9%–40.3%) in 2006 to 46.5% (95% CI,                     icant and global implications of the hypertension
                                                                        35.5%–60.8%) in 2008.9                                         treatment and control clinical guidelines on stroke
                                                                   •	   Projections of stroke mortality from 2012 to 2030              risk reduction around the world.60
                                                                        differ based on what factors are included in the               —	 There was agreement across meta-analyses
                                                                        forecasting.55 Conventional projections that only                    that intensive BP lowering appears to be most
                                                                        incorporate expected population growth and                           beneficial for reduction in risk of stroke.61–63
                                                                        aging reveal that the number of stroke deaths                  —	 Median SBP declined 16 mm Hg between
                                                                        in 2030 may increase by ≈50% compared with                           1959 and 2010 for different age groups in
                                                                        the number of stroke deaths in 2012. However, if                     association with large accelerated reductions
                                                                        previous stroke mortality trends are also incorpo-                   in stroke mortality.46 In a meta-analysis of
                                                                        rated into the forecasting, the number of stroke                     clinical trials, antihypertensive therapy was
                                                                        deaths among the entire population is projected                      associated with an average decline of 41%
                                                                        to remain stable through 2030, with potential                        (95% CI, 33%–48%) in stroke incidence
                                                                                     with SBP reductions of 10 mm Hg or DBP                   6.58–18.23]) compared with whites (treated: OR,
CLINICAL STATEMENTS
                                                                            •	 Three recent additional meta-analyses65–67 were                [95% CI, 5.66–13.66]), as well as among blacks
                                                                               consistent with the results of the aforementioned              compared with whites and Hispanics (P for inter-
                                                                               studies; the more intense BP-lowering strategy                 action <0.0001).76
                                                                               was associated with a significant reduction in              •	 In the SPS3 trial, black participants were more
                                                                               the cumulative risk of stroke. Taken together, the             likely to have SBP ≥150 mm Hg at both study entry
                                                                               evidence from these meta-analyses suggests that                (40%) and end-study visit (17%; mean follow-up,
                                                                               SBP <130 mm Hg may be most clinically advanta-                 3.7 years) than whites (9%) and Hispanics (11%)
                                                                               geous BP target in the prevention of stroke.                   at end-study visit.77
                                                                            •	 Risk prediction models identify elevated BP as a
                                                                               key parameter in the assessment of cardiovascular         Diabetes Mellitus
                                                                               and stroke risk.68                                        (See Chapter 9 for more information.)
                                                                               —	 People with DM with BP <120/80 mm Hg                     •	 DM increases ischemic stroke incidence at all
                                                                                     have approximately half the lifetime risk of             ages, but this risk is most prominent (risk ratio >5)
                                                                                     stroke of diabetics with hypertension. The               before 65 years of age in both blacks and whites.
                                                                                     treatment and lowering of BP among hyper-                Overall, ischemic stroke patients with DM are
                                                                                     tensive individuals with DM was associated               younger, more likely to be black, and more likely
                                                                                     with a significant reduction in stroke risk.69,70        to have HBP, MI, and high cholesterol than non-
                                                                               —	 A review identified the benefit of intense BP               diabetic patients.78
                                                                                     reduction and reduced stroke outcome risks            •	 The association between DM and stroke risk dif-
                                                                                     in recent clinical trials.71 Combined results            fers between sexes. A systematic review of 64
                                                                                     from SPRINT and ACCORD demonstrated                      cohort studies representing 775 385 individuals
                                                                                     that intensive BP control (<120 mm          Hg)          and 12 539 strokes revealed that the pooled, fully
                                                                                     compared with standard treatment (<140                   adjusted RR of stroke associated with DM was
                                                                                     mm Hg) resulted in a significantly lower risk            2.28 (95% CI, 1.93–2.69) in females and 1.83
                                                                                     of stroke (RR, 0.75 [95% CI, 0.58–0.97]).69              (95% CI, 1.60–2.08) in males. Compared with
                                                                            •	 Cross-sectional baseline data from the SPS3 trial              males with DM, females with DM had a 27%
                                                                               showed that more than half of all patients with                greater RR for stroke when baseline differences in
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                                                                               symptomatic lacunar stroke had uncontrolled                    other major cardiovascular risk factors were taken
                                                                               hypertension at 2.5 months after stroke.72                     into account (pooled ratio of RR, 1.27 [95% CI,
                                                                            •	 A meta-analysis of 19 prospective cohort studies               1.10–1.46]; I2=0%).79
                                                                               (including 762 393 participants) found that prehy-          •	 Prediabetes, defined as impaired glucose toler-
                                                                               pertension is associated with incident stroke. The             ance or a combination of impaired fasting glucose
                                                                               risk is particularly noted in those with BP values in          and impaired glucose tolerance, may be associ-
                                                                               the higher prehypertension range.73                            ated with a higher future risk of stroke, but the
                                                                            •	 Several studies have shown significantly lower                 RRs are modest. A meta-analysis of 15 prospec-
                                                                               rates of recurrent stroke with lower BPs. Most                 tive cohort studies including 760 925 participants
                                                                               recently, the BP-reduction component of the SPS3               revealed that when prediabetes was defined as
                                                                               trial showed that targeting an SBP <130 mm Hg                  fasting glucose of 110 to 125 mg/dL (5 studies),
                                                                               (versus a higher group at 130–149 mm Hg) was                   the adjusted RR for stroke was 1.21 (95% CI,
                                                                               likely to reduce recurrent stroke by ≈20% (HR,                 1.02–1.44; P=0.03).80
                                                                               0.81 [95% CI, 0.64–1.03]; P=0.08) and signifi-              •	 DM is an independent risk factor for stroke recur-
                                                                               cantly reduced ICH by two-thirds (HR, 0.37 [95%                rence; a meta-analysis of 18 studies involving
                                                                               CI, 0.14–0.89]; P=0.03) compared with an SBP                   43  899 participants with prior stroke revealed
                                                                               goal of 130 to 149 mm Hg.74                                    higher stroke recurrence in patients with DM than
                                                                            •	 Results from the SPS3 study showed the lowest                  in those without (HR, 1.45 [95% CI, 1.32–1.59]).81
                                                                               risk of events was observed at an SBP of 120 to             •	 A Swedish population-based stroke registry of
                                                                               128 mm Hg and a DBP of 65 to 70 mm Hg.75                       12 375 first-ever stroke patients 25 to 74 years
                                                                            •	 In the Ethnic/Racial Variations of Intracerebral               old who were followed up to 23 years found
                                                                               Hemorrhage study, both treated and untreated                   that patients with DM at stroke onset (21%)
                                                                               hypertension conferred a greater risk of ICH                   had a higher risk of death than patients without
                                                                               among blacks (treated: OR, 3.02 [95% CI, 2.16–                 DM (adjusted HR, 1.67 [95% CI, 1.58–1.76]).82
                                                                               4.22]; untreated: OR, 12.46 [95% CI, 8.08–                     The reduced survival of stroke patients with DM
                                                                               19.20]) and Hispanics (treated: OR, 2.50 [95%                  was more pronounced in females (P=0.02) and
                                                                               CI, 1.73–3.62]; untreated: OR, 10.95 [95% CI,                  younger individuals (P<0.001).
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      patients with type 2 DM and 1835 stroke cases,                 increases steeply from 1.5% at 50 to 59 years of
                                                                                                                                                                                                            AND GUIDELINES
                                                                      those who were randomized to intensive glucose                 age to 23.5% at 80 to 89 years of age.89,90
                                                                      control did not have a reduction in stroke risk             •	 An analysis from the FHS demonstrated that the
                                                                      compared with those with conventional glucose                  risk of stroke associated with AF declined by 73%
                                                                      control (RR, 0.94 [95% CI, 0.84–1.06]; P=0.33;                 in the 50 years from 1958 to 2007.91 However,
                                                                      I2 P=0.20); however, there was a 10% reduction                 analysis from the Olmsted County, MN, data-
                                                                      in all MI (RR, 0.90 [95% CI, 0.820.98]; P=0.02; I2             base suggests that AF-associated stroke risk has
                                                                      P=0.20).83                                                     not changed over the past decade (from 2000 to
                                                                   •	 A meta-analysis of 40 RCTs of BP lowering among                2010).92
                                                                      100 354 participants with DM revealed a lower               •	 Because AF is often asymptomatic93,94 and likely
                                                                      risk of stroke (combined RR, 0.73 [95% CI, 0.64–               frequently undetected clinically,95 the stroke risk
                                                                      0.83]; absolute risk reduction, 4.06 [95% CI,                  attributed to AF could be substantially underesti-
                                                                      2.53–5.40]).84                                                 mated.96 Screening for AF in patients with crypto-
                                                                   •	 A subsequent meta-analysis of 28 RCTs involv-                  genic stroke or TIA by use of outpatient telemetry
                                                                      ing 96 765 participants with DM revealed that                  for 21 to 30 days has resulted in an AF detection
                                                                      a decrease in SBP by 10 mm Hg was associated                   rate of 12% to 23%.95–97
                                                                      with a lower risk of stroke (RR from 21 studies,            •	 In an RCT among patients with cryptogenic stroke,
                                                                      0.74 [95% CI, 0.66–0.83]). Significant interac-                the cumulative incidence of AF detected with an
                                                                      tions were observed, with lower RRs (RR, 0.71                  implantable cardiac monitor was 30% by 3 years.
                                                                      [95% CI, 0.63–0.80]) observed among trials with                Approximately 80% of the first AF episodes were
                                                                      mean baseline SBP ≥140 mm Hg and no signifi-                   asymptomatic.98
                                                                      cant associations among trials with baseline SBP            •	 Among 2580 participants ≥65 years of age with
                                                                      <140 mm Hg (RR, 0.90 [95% CI, 0.69–1.17]). The                 hypertension in whom a cardiac rhythm device
                                                                      associations between BP lowering and stroke risk               that included an atrial lead was implanted, 35%
                                                                      reduction were present for both the achieved SBP               developed subclinical tachyarrhythmias (defined
                                                                      of <130 mm Hg and the ≥130 mm Hg stratum.85                    as an atrial rate ≥190 beats per minute that lasted
                                                                   •	 The ACCORD study showed that in patients with                  ≥6 minutes). These subclinical events were asso-
                                                                                                                                     ciated with a 2.5-fold increased risk of ischemic
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                                                                               risk of stroke and systemic embolism.108 However,           risk of hemorrhagic stroke (HR, 0.85 [95% CI,
CLINICAL STATEMENTS
                                                                              cholesterol with ischemic stroke subtypes, as well        •	 Data from the Dallas Heart Study suggest that
                                                                              as the association of lobar versus deep ICH.112–116          higher HDL-C efflux capacity is strongly associ-
                                                                              For clarity, results for different types of cholesterol      ated with lower risk of stroke.126
                                                                              (TC, subfractions) are described in this section.         •	 In an analysis by the Emerging Risk Factors
                                                                           •	 An association between TC and ischemic stroke                Collaboration of individual records on 302 430
                                                                              has been found in some prospective studies117–119            people without initial vascular disease from 68
                                                                              but not others.112,113,116 In the Women’s Pooling            long-term prospective studies, HR for ischemic
                                                                              Project, including those <55 years of age with-              stroke was 1.12 (95% CI, 1.04–1.20) for non–
                                                                              out CVD, TC was associated with an increased                 HDL-C in analyses using the lowest quantile as
                                                                              risk of stroke at the highest quintile (mean cho-            the referent group127 and 0.93 (95% CI, 0.84–
                                                                              lesterol 7.6 mmol/L) in black (RR, 2.58 [95% CI,             1.02) for HDL-C. In the Women’s Health Study,
                                                                              1.05–6.32]) but not white (RR, 1.47 [95% CI,                 LDL-C was associated with an increased risk of
                                                                              0.57–3.76]) females.114 An association of elevated           stroke,117 and LDL-C may have a stronger asso-
                                                                              TC with risk of stroke was noted to be present               ciation for large-artery atherosclerotic subtype.128
                                                                              in those 40 to 49 years old and 50 to 59 years               In a pooled analysis of CHS and ARIC, low LDL     C
                                                                              old but not in other age groups in the Prospective           (<158.8 mg/dL) was associated with an increased
                                                                              Studies Collaboration.115 In a recent meta-analy-            risk of ICH.129
                                                                              sis of data from 61 cohorts, TC was only weakly           •	 Among 13      951 patients in the Copenhagen
                                                                              associated with risk of stroke, with no significant          Heart Study followed up for 33 years for ischemic
                                                                              difference between males and females (HR [95%                stroke, increasing stepwise levels of nonfasting
                                                                              CI] for ischemic stroke per 1 mmol/L higher TC:              triglycerides were associated with increased risk
                                                                              1.01 [0.98–1.05] in females and 1.03 [1.00–1.05]             of ischemic stroke in both males and females,130
                                                                              in males).120                                                although in ARIC, the Physician’s Health Study,
                                                                           •	 Elevated TC is inversely associated in multiple              and the SHS, there was no association.125,131,132 In
                                                                              studies with hemorrhagic stroke. In a meta-anal-             the Rotterdam Study (N=9068), increasing quar-
                                                                              ysis of 23 prospective cohort studies, 1 mmol                tiles of serum triglycerides were associated with a
                                                                              higher TC was associated with a 15% lower                    reduced risk of ICH.133
• A mendelian randomization study of lipid genet- among nonsmokers who had secondhand
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      ics suggested an increased risk of large-artery                       smoke exposure during adulthood (95% CI,
                                                                                                                                                                                                              AND GUIDELINES
                                                                      ischemic stroke with increased LDL and a lower                        2%–67%).148
                                                                      risk of small-vessel ischemic stroke with increased              —	 Data from another large-scale prospective
                                                                      HDL.134                                                               cohort study of females in Japan showed
                                                                                                                                            that secondhand tobacco smoke exposure
                                                                Smoking/Tobacco Use
                                                                                                                                            at home during adulthood was associated
                                                                (See Chapter 3 for more information.)
                                                                                                                                            with an increased risk of stroke mortality in
                                                                  •	 Current smokers have a 2 to 4 times increased risk
                                                                                                                                            those aged ≥80 years (HR, 1.24 [95% CI,
                                                                     of stroke compared with nonsmokers or those
                                                                                                                                            1.05–1.46]). Overall, the increased risk was
                                                                     who have quit for >10 years.135,136
                                                                                                                                            most evident for SAH (HR, 1.66 [95% CI,
                                                                  •	 Cigarette smoking is a risk factor for ischemic
                                                                                                                                            1.02–2.70]) in all age groups.149
                                                                     stroke and SAH.135–137
                                                                                                                                       —	 A study using NHANES data found that indi-
                                                                  •	 Smoking is perhaps the most important modifi-
                                                                                                                                            viduals with a prior stroke have a greater
                                                                     able risk factor in preventing SAH, with the high-
                                                                                                                                            odds of having been exposed to secondhand
                                                                     est PAR (38%–43%) of any SAH risk factor.138
                                                                                                                                            smoke (OR, 1.46 [95% CI, 1.05–2.03]), and
                                                                  •	 In a large Danish cohort study, among people
                                                                                                                                            secondhand smoke exposure was associated
                                                                     with AF, smoking was associated with a higher
                                                                                                                                            with a 2-fold increase in mortality among
                                                                     risk of ischemic stroke/arterial thromboembolism
                                                                                                                                            stroke survivors compared with stroke sur-
                                                                     or death, even after adjustment for other tradi-
                                                                                                                                            vivors without the exposure (age-adjusted
                                                                     tional risk factors.139
                                                                                                                                            mortality rate: 96.4±20.8 versus 56.7±4.8
                                                                  •	 Although some studies have reported a dose-
                                                                                                                                            per 100 person-years; P=0.026).150
                                                                     response relationship between smoking and risk
                                                                                                                                    •	 The FINRISK study found a strong association
                                                                     of stroke across old and young age groups,137,140
                                                                                                                                       between current smoking and SAH compared
                                                                     a recent meta-analysis of 141 cohort studies
                                                                                                                                       with nonsmokers (HR, 2.77 [95% CI, 2.22–3.46])
                                                                     showed that low cigarette consumption (≈1 ciga-
                                                                                                                                       and reported a dose-dependent and cumulative
                                                                     rette per day) carries a risk of developing stroke as
                                                                                                                                       association with SAH risk that was highest in
                                                                     large as 50% of that of high cigarette consump-
                                                                                                                                       females who were heavy smokers.151
                                                                     tion (≈20 cigarette per day).141 This is much higher
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                                                                               intensity (categories: high, moderate, low versus        •	 Recent studies have also demonstrated a signifi-
CLINICAL STATEMENTS
                                                                               none, Ptrend<0.001), were both associated with              cant association between sedentary time duration
   AND GUIDELINES
                                                                               lower risk of stroke among individuals >65 years            and risk of CVD including stroke, independent of
                                                                               of age. The relation between greater PA and                 PA levels.162,163 In the REGARDS study, screen time
                                                                               lower risk of stroke was even observed in indi-             >4 h/d was associated with 37% higher risk (HR,
                                                                               viduals ≥75 years of age.155a                               1.37 [95% CI, 1.10–1.71]) of stroke over a 7-year
                                                                            •	 In the Cooper Center Longitudinal Study of                  follow-up.164
                                                                               participants who underwent evaluation at the             •	 In a population-based study of 74 913 Japanese
                                                                               Cooper Clinic in Dallas, TX, investigators found            people aged 50 to 79 years and without histories of
                                                                               that cardiorespiratory fitness in mid-life as mea-          CVD or cancer, there was a nonlinear dose-response
                                                                               sured by exercise treadmill testing was inversely           relationship between daily total PA and stroke risk.
                                                                               associated with risk of stroke in older age, includ-        Individuals with moderate levels of total PA had the
                                                                               ing in models that were adjusted for the interim            lowest risk of total stroke (HR, 0.83 [95% CI, 0.75–
                                                                               development of stroke risk factors such as DM,              0.93]), hemorrhagic stroke (HR, 0.79 [95% CI,
                                                                               hypertension, and AF.156                                    0.66–0.94]), and ischemic stroke (HR, 0.79 [95%
                                                                            •	 Similarly, a prospective study of young Swedish             CI, 0.69–0.90]). The associations of total PA level
                                                                               males demonstrated that the highest compared                with hemorrhagic stroke showed a U or J shape,
                                                                               with the lowest tertile of fitness (HR, 1.70 [95%           and that with ischemic stroke showed a L shape.165
                                                                               CI, 1.50–1.93]) and lower muscle strength (HR,
                                                                               1.39 [95% CI, 1.27–1.53]) were associated with         Nutrition
                                                                               higher risk of stroke over 42 years of follow-up.157   (See Chapter 5 for more information.)
                                                                            •	 Several recent prospective studies found associa-        •	 Adherence to a Mediterranean-style diet that was
                                                                               tions of PA and stroke risk in females.                     higher in nuts and olive oil was associated with
                                                                               —	 In the Million Women Study, a prospective                a reduced risk of stroke (diet with nuts: HR, 0.54
                                                                                    cohort study among females in England and              [95% CI, 0.35–0.82]; diet with olive oil: HR, 0.65
                                                                                    Scotland, over an average follow-up of 9               [95% CI, 0.44–0.95]; Mediterranean diets com-
                                                                                    years, self-report of any PA at baseline was           bined versus control: HR, 0.58 [95% CI, 0.42–
                                                                                    associated with reduced risk of any stroke,            0.82]) in an RCT conducted in Spain.165a
                                                                                    as well as stroke subtypes; however, more           •	 In the Nurses Health and Health Professionals
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                    frequent or strenuous activity was not asso-           Follow-up Studies, each 1-serving increase in
                                                                                    ciated with increased protection against               sugar-sweetened soda beverage was associated
                                                                                    stroke.158                                             with a 13% increased risk of ischemic stroke, and
                                                                               —	 Similarly, a low level of leisure-time PA was            each 1-serving increase in low-calorie or diet soda
                                                                                    associated with a 1.5 times higher risk of             was associated with a 7% increased risk of isch-
                                                                                    stroke and a 2.4 times higher risk of fatal            emic stroke and a 27% increased risk of hemor-
                                                                                    stroke compared with intermediate to high              rhagic stroke.166
                                                                                    levels of activity in a cohort of ≈1500 Swedish     •	 A meta-analysis of >94 000 people with 34 817
                                                                                    females followed up for up to 32 years.159             stroke events demonstrated that eating ≥5 serv-
                                                                               —	The EPIC-Heidelberg cohort included                       ings of fish per week versus eating <1 serving per
                                                                                    25 000 males and females and identified                week was associated with a 12% reduction in
                                                                                    stroke outcomes over a mean of 13 years                stroke risk; however, these results were not con-
                                                                                    of follow-up. Among females, participa-                sistent across all cohort studies.167
                                                                                    tion in any level of PA was associated with         •	 According to registry data from Sweden, people
                                                                                    a nearly 50% reduction in stroke risk com-             eating ≥7 servings of fruits and vegetables per
                                                                                    pared with inactivity; no similar pattern was          day had a 19% reduced risk of stroke compared
                                                                                    seen for males.160                                     with those eating only 1 serving per day among
                                                                            •	 A dose-response effect was seen for total number            people who did not have hypertension.168 Results
                                                                               of hours spent walking per week, and increased              from 2 prospective cohorts from Sweden, com-
                                                                               walking time was associated with reduced risk of            prising 74 404 males and females 45 to 83 years
                                                                               incident stroke among 4000 males in the British             of age free of stroke at baseline, found that high
                                                                               Regional Heart Study. Those reporting ≥22 hours             adherence to the modified DASH diet is associ-
                                                                               of walking per week had one-third the risk of               ated with a reduced risk of ischemic stroke (RR,
                                                                               incident stroke as those who walked <4 hours                0.86 [95% CI, 0.78–0.94] for the highest versus
                                                                               per week. No clear association between stroke               lowest quartile of diet adherence).169
                                                                               and walking speed or distance walked was seen            •	A Nordic diet, including fish, apples and
                                                                               in this study.161                                           pears, cabbages, root vegetables, rye bread, and
oatmeal, was associated with a decreased risk potassium intake, there was a 10% reduction in
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      of stroke among 55 338 males and females (HR,                    stroke risk (RR, 0.90 [95% CI, 0.84–0.96]).178
                                                                                                                                                                                                              AND GUIDELINES
                                                                      0.86 [95% CI, 0.76–0.98] for high versus low diet             •	 A systematic meta-analysis from 19 indepen-
                                                                      adherence).170                                                   dent cohort samples from 13 studies determined
                                                                   •	A meta-analysis of case-control, prospective                      a higher salt intake was associated with greater
                                                                      cohort studies and an RCT investigating the asso-                risk of stroke (pooled RR, 1.23 [95% CI, 1.06 to
                                                                      ciation between olive oil consumption and the                    1.43]), with no significant evidence of publication
                                                                      risk of stroke (N=38 673 participants) revealed                  bias.179
                                                                      a reduction in stroke risk (RR, 0.74 [95% CI,                 •	 A meta-analysis of 8 studies (N=280 174) indicated
                                                                      0.60–0.92]).171                                                  an inverse association between flavonol intake
                                                                   •	 A meta-analysis of 10 prospective cohort stud-                   and stroke (summary RR, 0.86 [95% CI, 0.75–
                                                                      ies including 314 511 nonoverlapping individuals                 0.99]). An increase in flavonol intake of 20 mg/d
                                                                      revealed that higher MUFA intake was not associ-                 was associated with a 14% decrease in the risk
                                                                      ated with risk of overall stroke (RR, 0 .86 [95%                 for developing stroke (summary RR, 0.86 [95%
                                                                      CI, 0.74–1.00]) or risk of ischemic stroke (RR, 0.92             CI, 0.77–0.96]). Subgroup analyses suggested
                                                                      [95% CI, 0.79–1.08]) but was associated with a                   an inverse association between highest flavonol
                                                                      reduced risk of hemorrhagic stroke (RR, 0.68                     intake and stroke risk among males (summary RR,
                                                                      [95% CI, 0.49–0.96]).172                                         0.74 [95% CI, 0.56–0.97]) but not females (sum-
                                                                   •	 A meta-analysis of prospective cohort studies                    mary RR, 0.99 [95% CI, 0.85–1.16]).180
                                                                      evaluating the impact of dairy intake on CVD                  •	 In a population of Chinese adults, folate therapy
                                                                      noted that total dairy intake and calcium from                   combined with enalapril was associated with a sig-
                                                                      dairy were associated with an inverse summary                    nificant reduction in ischemic stroke risk (HR, 0.76
                                                                      RR estimate for stroke (0.91 [95% CI, 0.83–0.99]                 [95% CI, 0.64–0.91]). Although the US popula-
                                                                      and 0.69 [95% CI, 0.60–0.81], respectively).173                  tion is not as likely to be at risk of folate deficiency
                                                                   •	 A meta-analysis of 20 prospective cohort studies                 because of folate fortification of grains, this study
                                                                      of the association between nut consumption and                   demonstrates the importance of adequate folate
                                                                      cardiovascular outcomes (N=467 389) revealed no                  levels for stroke prevention.181
                                                                      association between nut consumption and stroke                •	 A study using Framingham data found that recent
                                                                      (2 studies; RR, 1.05 [95% CI, 0.69–1.61]) but did
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                                                                                       gene discovered through an unbiased                •	 Monogenic forms of ischemic stroke have much
CLINICAL STATEMENTS
                                                                                       genome-wide approach for AF have been                 higher risk associated with the underlying genetic
   AND GUIDELINES
including 29 595 participants showed that low ≤10 years and those experiencing menarche at
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      eGFR (45 mL·min−1·1.73 m−2) was significantly                  age ≥17 years had an increased risk of stroke (RR,
                                                                                                                                                                                                            AND GUIDELINES
                                                                      associated with increased risk of ischemic stroke              1.16 [95% CI, 1.09–1.24] and RR, 1.13 [95% CI,
                                                                      (HR, 1.30 [95% CI, 1.01–1.68]) but not hemor-                  1.03 -1.24], respectively).
                                                                      rhagic stroke (HR, 0.92 [95% CI, 0.47–1.81])                •	 In a recent meta-analysis of 32 studies, females
                                                                      compared with normal GFR (95 mL·min−1·1.73                     who experienced menopause before age 45 years
                                                                      m−2). A high ACR of 300 mg/g was associated                    had an increased risk of stroke compared with
                                                                      with both ischemic stroke (HR, 1.62 [95% CI,                   females 45 years or older at menopause onset
                                                                      1.27–2.07]) and hemorrhagic stroke (HR, 2.57                   (OR, 1.23 [95% CI, 0.98–1.53]). This association
                                                                      [95% CI, 1.37–4.83]) compared with 5 mg/g.203                  was not observed for stroke mortality (OR, 0.99
                                                                   •	 Proteinuria and albuminuria are better predictors              [95% CI, 0.92–1.07]).215
                                                                      of stroke risk than eGFR in patients with kidney            •	 Overall, randomized clinical trial data indicate
                                                                      disease.204                                                    that the use of estrogen plus progestin, as well as
                                                                   •	 Among 232 236 patients in the GWTG–Stroke                      estrogen alone, increases stroke risk in postmeno-
                                                                      registry, admission eGFR (in mL·min−1·1.73 m−2)                pausal, generally healthy females and provides
                                                                      was inversely associated with mortality and poor               no protection for postmenopausal females with
                                                                      functional outcomes. After adjustment for poten-               established CHD216–219 and recent stroke or TIA.220
                                                                      tial confounders, lower eGFR was associated                 •	 In a nested case-control study of the United
                                                                      with increased mortality, with the highest mortal-             Kingdom’s General Practice Research Database,
                                                                      ity among those with eGFR <15 without dialysis                 stroke risk was not increased for users of low-
                                                                      (OR, 2.52 [95% CI, 2.07–3.07]) compared with                   dose (≤50 µg) estrogen patches (RR, 0.81 [95%
                                                                      eGFR ≥60. Lower eGFR was also associated with                  CI, 0.62–1.05]) but was increased for users of
                                                                      decreased likelihood of being discharged home.205              high-dose (>50 µg) patches (RR, 1.89 [95% CI,
                                                                   •	 In a Chinese stroke registry, low eGFR (<60                    1.15–3.11]) compared with nonusers.221
                                                                      mL·min−1·1.73 m−2) compared with eGFR ≥90                   •	 Migraine with aura is associated with ischemic
                                                                      mL·min−1·1.73 m−2 was similarly associated with                stroke in younger females, particularly if they
                                                                      increased mortality among patients with and                    smoke or use oral contraceptives. The combi-
                                                                      without hypertension, but there was an inter-                  nation of all 3 factors increases the risk ≈9-fold
                                                                      action between eGFR and hypertension for the                   compared with females without any of these
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                                                                               later risk of hypertension and DM.226 A case-con-          an HR of 1.45 (95% CI, 1.30–1.62) after adjust-
CLINICAL STATEMENTS
                                                                               trol study of females aged 12 to 55 years admit-           ment for demographics, vascular risk factors, and
   AND GUIDELINES
                                                                               ted to New York State hospitals found several              comorbidities.240 In this same meta-analysis, short
                                                                               factors increased the risk of pregnancy-associated         sleep, defined as sleep ≤5 to 6 hours per night,
                                                                               stroke in females with preeclampsia, including             was also associated with incident stroke (HR, 1.15
                                                                               infections present on admission (OR, 3.0 [95% CI,          [95% CI, 1.07–1.24]) after adjustment for similar
                                                                               1.6–5.8]), prothrombotic states (OR, 3.5 [95% CI,          factors.
                                                                               1.3–9.2]), coagulopathies (OR, 3.1 [95% CI, 1.3–        •	 In a 2017 meta-analysis that included 20 reports
                                                                               7.1]), and chronic hypertension (OR, 3.2 [95% CI,          related to stroke outcomes, there was an approxi-
                                                                               1.8–5.5]).227                                              mate U‐shaped association between sleep dura-
                                                                            •	 Among people living with HIV, females had a                tion and stroke risk, with the lowest risk at a
                                                                               higher incidence of stroke or TIA than males,              sleep duration of ≈6 to 7 hours daily. Both short
                                                                               especially at younger ages.228 Compared with               and long sleep duration were associated with
                                                                               HIV-uninfected females, females living with                increased stroke risk of stroke. For every hour of
                                                                               HIV had a 2-fold higher incidence of ischemic              sleep reduction below 7 hours, after adjustment
                                                                               stroke.229                                                 for other risk factors, the pooled RR was 1.05
                                                                                                                                          (95% CI, 1.01–1.09) and for each 1-hour incre-
                                                                         Sleep-Disordered Breathing and Sleep Duration
                                                                                                                                          ment of sleep above 7 hours, the RR was 1.18
                                                                         (See Chapter 12 for more information)
                                                                                                                                          (95% CI, 1.14–1.21).241
                                                                           •	 Sleep-disordered breathing is associated with
                                                                                                                                       •	 In a meta-analysis of 10 studies, a J-shaped rela-
                                                                              stroke risk. In a 2017 meta-analysis including
                                                                                                                                          tionship was reported between sleep duration
                                                                              16 cohort studies (N=24 308 individuals), severe
                                                                                                                                          and stroke risk, with the lowest risk among those
                                                                              OSA was associated with a doubling in stroke risk
                                                                                                                                          with a sleep duration of 6 to 7 h/d.242
                                                                              (RR, 2.15 [95% CI, 1.42–3.24]). Severe OSA was
                                                                              independently associated with stroke risk among        Psychosocial Factors
                                                                              males, but not females, in stratified analyses.          •	 Depression was associated with a nearly 2-fold
                                                                              Neither mild nor moderate OSA was associated                increased odds of stroke after adjustment for
                                                                              with stroke risk.230                                        age, SES, lifestyle, and physiological risk factors
                                                                           •	 OSA is also common after stroke.219,231,232 In a            (OR, 1.94 [95% CI, 1.37–2.74]) in a cohort of
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              2017 meta-analysis that included 43 studies, the            10 547 females aged 47 to 52 years who were
                                                                              prevalence of OSA (AHI >10) after stroke and TIA            followed up for 12 years as part of the Australian
                                                                              ranged from 24% to 92%, with a pooled esti-                 Longitudinal Study on Women’s Health.243
                                                                              mate of 59%.233 The proportion of cerebrovas-            •	 A meta-analysis of 28 prospective cohort studies
                                                                              cular disease patients with severe OSA (AHI >30)            comprising 317 540 participants with a follow-
                                                                              ranged from 8% to 64%.                                      up period that ranged from 2 to 29 years found
                                                                           •	 In the BASIC Project, Mexican Americans had a               that depression was associated with an increased
                                                                              higher prevalence of poststroke sleep-disordered            risk of total stroke (pooled HR, 1.45 [95% CI,
                                                                              breathing, defined as an AHI ≥10, than NH whites            1.29–1.63]), fatal stroke (pooled HR, 1.55 [95%
                                                                              after adjustment for confounders (prevalence                CI, 1.25–1.93]), and ischemic stroke (pooled HR,
                                                                              ratio, 1.21 [95% CI, 1.01–1.46]).231                        1.25 [95% CI, 1.11–1.40]).244
                                                                           •	 Also in the BASIC Project, acute infarction involv-      •	 A meta-analysis of 14 studies found a 33% (95%
                                                                              ing the brainstem (versus no brainstem involve-             CI, 17%–50%) increased risk of total stroke for
                                                                              ment) was associated with increased odds of                 those with general or work stress and those
                                                                              sleep-disordered breathing, defined as an AHI               who experienced stressful life events, although
                                                                              ≥10, with OR 3.76 (95% CI, 1.44–9.81) after                 there was significant statistical heterogeneity
                                                                              adjustment for demographics, risk factors, and              between studies.245 Among 10 studies reporting
                                                                              stroke severity.234 In this same study, ischemic            sex-specific analyses, 6 of 7 showed a positive
                                                                              stroke subtype was not found to be associated               association, with a pooled HR of 1.24 (95% CI,
                                                                              with the presence or severity of sleep-disordered           1.12–1.36 for males); 3 studies reporting results
                                                                              breathing.235                                               for females only showed a pooled HR of 1.90
                                                                           •	 OSA is associated with higher poststroke mortal-            (95% CI, 1.40–2.56), and 1 case-control study
                                                                              ity236–238 and worse functional outcome.239                 showed no difference by sex.
                                                                           •	 Sleep duration is also associated with stroke risk.      •	 In a meta-analysis that included 46 studies (30
                                                                              In a meta-analysis of 11 studies, long sleep, mostly        on psychological factors, 13 on vocational fac-
                                                                              defined as self-reported sleep of ≥8 to 9 hours per         tors, 10 on interpersonal factors, and 2 on behav-
                                                                              night, was associated with incident stroke, with            ioral factors), the risk of stroke increased by 39%
with psychological factors (HR, 1.39 [95% CI, • In a study of patients with AF, there was a lack
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      1.27–1.51]), 35% with vocational factors (HR,                   of knowledge about stroke subtypes, common
                                                                                                                                                                                                             AND GUIDELINES
                                                                      1.35 [95% CI, 1.20–1.51]), and 16% with inter-                  symptoms of stroke, and the increased risk of
                                                                      personal factors (HR, 1.16 [95% CI 1.03–1.31]);                 stroke associated with AF.252 Only 68% of patients
                                                                      there was no significant relationship with behav-               without a prior stroke history were able to identify
                                                                      ior factors (HR, 0.94 [95% CI 0.20–4.31]).246                   the most common symptoms of stroke.
                                                                   •	 Among 13 930 ischemic stroke cases and 28 026                •	 Among 2975 stroke/TIA cases in the GCNKSS,
                                                                      controls in the NINDS Stroke Genetics Network,                  symptoms of weakness, decreased level of con-
                                                                      each 1-SD increase in the Psychiatric Genomics                  sciousness, speech/language abnormalities, and
                                                                      Consortium polygenic risk score for major depres-               dizziness increased the odds that 9-1-1 was called
                                                                      sive disorder was associated with a 3% increase                 for emergency transport to the hospital, indepen-
                                                                      in the odds of ischemic stroke (OR, 1.03 [95% CI,               dent of age, prior stroke, location of patients,
                                                                      1.00–1.05]) for those of European ancestry and                  stroke subtype, stroke severity, and prestroke dis-
                                                                      an 8% increase (OR, 1.08 [95% CI, 1.04–1.13])                   ability. Numbness and vision disturbances were
                                                                      for those of African ancestry.247 The risk score was            associated with decreased odds of calling 9-1-1;
                                                                      associated with increased odds of small-artery                  headache was not associated with 9-1-1 use.253
                                                                      occlusion in both ancestry samples (European:
                                                                      OR, 1.08 [95% CI, 1.03–1.13]; African: OR, 1.09
                                                                      [95% CI, 1.01–1.19]), cardioembolic stroke in
                                                                                                                                  Complications and Recovery
                                                                      those of European ancestry (OR, 1.04 [95% CI                (See Charts 14-7 through 14-9)
                                                                      1.00–1.08]), and large-artery atherosclerosis in             •	 Stroke is a leading cause of serious long-term dis-
                                                                      those of African ancestry (OR, 1.12 [95% CI,                    ability in the United States (Survey of Income and
                                                                      1.01–1.25]).                                                    Program Participation, a survey of the US Census
                                                                                                                                      Bureau).254 Approximately 3% of males and 2%
                                                                                                                                      of females reported that they were disabled
                                                                Awareness of Stroke Warning Signs and
                                                                                                                                      because of stroke.
                                                                Risk Factors                                                       •	 In data from the NIS (2010 to 2012), among
                                                                   •	 Knowledge on stroke risk factors and symptoms                   395 411 stroke patients, 6.2% had a palliative
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                                                                      is limited in children; stroke knowledge is lowest              care encounter. There was wide variability in use
                                                                      for those living in communities with greater eco-               of palliative care, with higher use among patients
                                                                      nomic need and sociodemographic distress and                    who were older, female, and white; for those
                                                                      lower school performance.248                                    with hemorrhagic stroke; and for those at larger,
                                                                   •	 A study of CVD awareness performed by the                       nonprofit hospitals.255
                                                                      AHA among females in the United States who                   •	 Stroke was among the top 18 diseases contribut-
                                                                      were >75 years old (N=1205) showed that low                     ing to years lived with disability in 2010; of these
                                                                      proportions of females identified severe head-                  18 causes, only the age-standardized rates for
                                                                      ache (23%), unexplained dizziness (20%), and                    stroke increased significantly between 1990 and
                                                                      vision loss/changes (18%) as stroke warning                     2010 (P<0.05).256
                                                                      symptoms.249                                                 •	 Common complications after stroke include both
                                                                   •	 In a single-center study of 144 stroke survivors,               short-term complications, such as seizures, DVT,
                                                                      Hispanics scored lower on a test of stroke symp-                PE, urinary infection, aspiration pneumonia, decu-
                                                                      toms and the appropriate response to those                      bitus ulcers, and constipation, as well as chronic
                                                                      symptoms than NH whites (72.5% versus 79.1%                     sequelae including pain syndromes, pseudobulbar
                                                                      of responses correct) and were less often aware                 affect, depression and anxiety, cognitive impair-
                                                                      of tPA as a treatment for stroke (91.5% versus                  ment and dementia, epilepsy, gait instability, and
                                                                      79.2%).250                                                      falls and fractures.
                                                                   •	 In the 2009 BRFSS (N=132 604), 25% of males                  •	 Among 1075 patients undergoing rehabilitation
                                                                      versus 21% of females had low stroke symp-                      after stroke in a Polish cohort, at least 1 com-
                                                                      tom knowledge scores (correct response to 0–4                   plication was reported by 77% of patients, and
                                                                      of the 7 survey questions).251 Sudden confusion                 20% experienced ≥3 complications.257 Urinary
                                                                      or difficulty speaking and sudden numbness or                   tract infection (23.2%), depression (18.9%), falls
                                                                      weakness of the face, arm, or leg were the most                 (17.9%), unstable hypertension (17.6%), and
                                                                      commonly correctly identified stroke symptoms,                  shoulder pain (14.9%) were the most common
                                                                      whereas sudden headache was the least; 60% of                   complications.
                                                                      females and 58% of males incorrectly identified              •	 DVT and PE are well-known complications of
                                                                      sudden chest pain as a stroke symptom.                          stroke, particularly in the acute phase. The
                                                                               incidence of DVT is lower now than in older stud-      •	 Patients with stroke are at increased risk of depres-
CLINICAL STATEMENTS
                                                                               ies because of the use of prophylactic treatment          sion. Approximately one-third of stroke survivors
   AND GUIDELINES
                                                                               with subcutaneous heparin and pneumatic com-              develop poststroke depression, and the fre-
                                                                               pression boots. In the PREVAIL trial, among 1762          quency is highest in the first year after a stroke.265
                                                                               ischemic stroke patients unable to walk without           Suicidality is also increased after stroke.266
                                                                               assistance, the incidence of symptomatic DVT was       •	A 2014 meta-analysis involving 61 studies
                                                                               ≤1% in patients treated with either enoxaparin or         (N=25 488) revealed depression in 33% (95%
                                                                               unfractionated heparin.258 PE occurred in only 1          CI, 26%–39%) of patients at 1 year after stroke,
                                                                               of 666 patients (0.2%) treated with enoxaparin            with a decline at 1 to 5 years to 25% (95% CI,
                                                                               and 6 of 669 patients (1%) treated with unfrac-           16%–33%) and to 23% (95% CI, 14%–31%) at
                                                                               tionated heparin.                                         5 years.267
                                                                            •	 The risk of VTE ranged from 16% to 30% for             •	 Poststroke depression is associated with higher
                                                                               those with severe strokes (NIHSS score ≥14) to            mortality. A meta-analysis of 13 studies involving
                                                                               8% to 14% for those with mild and moderate                59 598 individuals revealed a pooled OR for mor-
                                                                               strokes (NIHSS score <14) in PREVAIL.                     tality at follow-up of 1.22 (95% CI, 1.02–1.47).268
                                                                            •	 In a meta-analysis that included 7 studies, the           Cognitive impairment and dementia are common
                                                                               incidence density of late-onset poststroke sei-           after stroke, with the incidence increasing with
                                                                               zure (ie, seizure occurring at least 14 days after        duration of follow-up. In 2 prospective studies,
                                                                               a stroke) was 1.12 (95% CI, 0.95–1.32) per 100            11% to 23% of patients with incident lacunar
                                                                               person-years.259                                          stroke developed vascular dementia during 3-year
                                                                            •	 In the PROFESS trial, among 15 754 participants           follow-up.269 Vascular dementia may develop
                                                                               with ischemic stroke, 1665 patients (10.6%)               annually in 3% to 5% of patients with lacunar
                                                                               reported new chronic poststroke pain, including           stroke.270
                                                                               431 (2.7%) with central poststroke pain, 238           •	 Twelve RCTs (N=1121 subjects) suggested that
                                                                               (1.5%) with peripheral neuropathic pain, 208              antidepressant medications might be effective in
                                                                               (1.3%) with pain from spasticity, and 136 (0.9%)          treating poststroke depression, with a beneficial
                                                                               with pain from shoulder subluxation.260 Chronic           effect of antidepressants on remission (pooled OR
                                                                               pain was associated with greater dependence               for meeting criteria for depression: 0.47 [95% CI,
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               (OR, 2.16 [95% CI, 1.82–2.56]).                           0.22–0.98]) and response, measured as a >50%
                                                                            •	 Patients with stroke are at increased risk of frac-       reduction in mood scores (pooled OR, 0.22 [95%
                                                                               tures compared with those with TIA or no stroke           CI, 0.09–0.52]).271
                                                                               history. In the Ontario Stroke Registry, which         •	 Seven trials (N=775 subjects) suggested that
                                                                               included 23 751 stroke and 11 240 TIA patients,           brief psychosocial interventions could be use-
                                                                               the risk of low-trauma fractures was 5.7% dur-            ful and effective in treatment of poststroke
                                                                               ing the 2 years after stroke, compared with               depression.271–275
                                                                               4.8% in those with TIA and 4.1% in age- and            •	 A meta-analysis of 8 RCTs assessing the efficacy
                                                                               sex-matched control subjects.261 The risk among           of preventive pharmacological interventions
                                                                               stroke survivors compared with healthy control            among 776 initially nondepressed stroke patients
                                                                               subjects was ≈50% higher (adjusted HR for those           revealed that the likelihood of developing post-
                                                                               with stroke versus control subjects, 1.47 [95% CI         stroke depression was reduced among subjects
                                                                               1.35–1.60]).                                              receiving active pharmacological treatment (OR,
                                                                            •	 Chronic insomnia occurred in 16% of stroke                0.34 [95% CI, 0.22–0.53]), especially after a
                                                                               survivors in an Australian cohort. Insomnia was           1-year treatment (OR, 0.31 [95% CI, 0.18–0.56])
                                                                               associated with depression, anxiety, disability, and      and with the use of a selective serotonin reup-
                                                                               failure to return to work.262                             take inhibitor (OR, 0.37 [95% CI, 0.22–0.61]).
                                                                            •	 In a meta-analysis of 8 studies with data available       All studies excluded those with aphasia or sig-
                                                                               on constipation after stroke, which included  1385        nificant cognitive impairment, which limits their
                                                                               participants, the pooled incidence of constipation        generalizability.276
                                                                               was 48% (95% CI, 33%–63%).263                          •	 Five RCTs (N=1078 subjects) suggested that psy-
                                                                            •	 Among 190 mild to moderately disabled survivors           chosocial therapies could prevent the develop-
                                                                               >6 months after stroke, aged 40 to 84 years, the          ment of poststroke depression; however, the
                                                                               prevalence of sarcopenia (loss of muscle mass)            studies were limited by heterogeneity in design,
                                                                               ranged between 14% and 18%, which was                     analysis, inclusion and exclusion criteria, inad-
                                                                               higher than for control subjects matched on age,          equate concealment of randomization, and high
                                                                               sex, race, and BMI.264                                    numbers of dropouts.271,277
• Of 127 Swedish survivors assessed for cognition • In the multicenter AVAIL registry, among 1444
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      at 10 years after stroke, poststroke cognitive                 patients, depression was associated with wors-
                                                                                                                                                                                                            AND GUIDELINES
                                                                      impairment was found in 46% using a Mini–                      ening function during the first year after stroke.
                                                                      Mental State Examination threshold of <27, and                 Those whose depression resolved were less likely
                                                                      in 61% using a Montreal Cognitive Assessment                   to have functional decline over time than those
                                                                      threshold of <25.278 Data from prospective stud-               without depression.285
                                                                      ies provide evidence that after an initial period of        •	 In CHS, among 509 participants with recovery
                                                                      recovery, function, cognition, and quality of life             data, prestroke walking speed and grip strength
                                                                      decline over several years after stroke, even in               were associated with poststroke declines in
                                                                      the absence of definite new clinical strokes.279–281           both cognition and activities of daily living.286
                                                                      In NOMAS, 210 of 3298 participants had an                      Inflammatory biomarkers (CRP, interleukin 6)
                                                                      ischemic stroke during follow-up and had func-                 were associated with poststroke cognitive decline
                                                                      tional assessments using the Barthel index before              among males, and frailty was associated with
                                                                      and after stroke.281 Among those with Medicaid                 decline in activities of daily living among females.
                                                                      or no insurance, in a fully adjusted model, the             •	 In data from 2011, 19% of Medicare patients
                                                                      slope of functional decline increased after stroke             were discharged to inpatient rehabilitation facili-
                                                                      compared with before stroke (P=0.04), with                     ties, 25% were discharged to skilled nursing facil-
                                                                      a decline of 0.58 Barthel index points per year                ities, and 12% received home health care.287
                                                                      before stroke (P=0.02) and 1.94 Barthel index               •	 The 30-day readmission rate for Medicare fee-for-
                                                                      points after stroke (P=0.001). There was no                    service beneficiaries with ischemic stroke in 2006
                                                                      effect among those with private insurance or                   was 14.4%.288
                                                                      Medicare.                                                   •	 The 30-day hospital readmission rate after dis-
                                                                   •	 In the REGARDS prospective cohort, 515 of 23 572               charge from post-acute rehabilitation for stroke
                                                                      participants ≥45 years of age without baseline                 was 12.7% among fee-for-service Medicare
                                                                      cognitive impairment underwent repeated cogni-                 patients. The mean rehabilitation length of stay
                                                                      tive testing.282 Incident stroke was associated with           for stroke was 14.6 days.289
                                                                      a short-term decline in cognitive function as well          •	 After stroke, females often have greater disability
                                                                      as accelerated and persistent cognitive decline                than males. For example, an analysis of commu-
                                                                      over 6 years. Participants with stroke had faster              nity-living adults (>65 years of age) found that
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                                                                      declines in global cognition and executive func-               females were half as likely to be independent in
                                                                      tion, but not in new learning and verbal memory,               activities of daily living after stroke, even after
                                                                      compared with prestroke slopes, in contrast to                 controlling for age, race, education, and marital
                                                                      those without stroke. The rate of incident cog-                status.290
                                                                      nitive impairment also increased compared with              •	 A meta-analysis of >25 studies examining sex dif-
                                                                      the prestroke rate (OR, 1.23 per year [95% CI,                 ferences in long-term outcomes among stroke
                                                                      1.10–1.38]).                                                   survivors found that females had worse func-
                                                                   •	 In a meta-analysis of 14 longitudinal studies                  tional recovery and greater long-term disability
                                                                      with at least 2 assessments of cognitive function              and handicap. However, confidence in these con-
                                                                      after stroke, there was a trend toward significant             clusions was limited by the quality of the stud-
                                                                      deterioration in cognition in stroke survivors in 8            ies and variability in the statistical approach to
                                                                      studies, although cognitive stability was found                confounding.291
                                                                      in 3 studies and improvement in 3 studies.283               •	 A national study of inpatient rehabilitation after
                                                                      Follow-up time tended to be shorter in studies                 first stroke found that blacks were younger, had
                                                                      without evidence of decline.                                   a higher proportion of hemorrhagic stroke, and
                                                                   •	 Stroke also appears to accelerate natural age-                 were more disabled on admission. Compared
                                                                      related functional decline. In the CHS, 382 of                 with NH whites, blacks and Hispanics also had
                                                                      5888 participants (6.5%) had ischemic stroke                   a poorer functional status at discharge but were
                                                                      during follow-up with ≥1 disability assessments                more likely to be discharged to home rather than
                                                                      afterwards. The annual increase in disability                  to another institution, even after adjustment for
                                                                      before stroke (0.06 points on the Barthel index                age and stroke subtype. After adjustment for
                                                                      per year [95% CI, 0.002–0.12]) more than tripled               the same covariates, compared with NH whites,
                                                                      after stroke (0.15 additional points per year [95%             blacks also had less improvement in functional
                                                                      CI, 0.004–0.30]). Notably, the annual increase                 status per inpatient day.292
                                                                      in disability before MI (0.04 points per year) did          •	 Blacks were less likely to report independence in
                                                                      not change significantly after MI (0.02 additional             activities of daily living and instrumental activities
                                                                      points per year [95% CI, −0.07 to 0.11]).284                   of daily living than whites 1 year after stroke after
                                                                               controlling for stroke severity and comparable         •	 Diagnostic delays are more common in isch-
CLINICAL STATEMENTS
                                                                            •	 In a study of 90-day poststroke outcomes among            median time from symptom onset to diagnostic
                                                                               ischemic stroke patients in the BASIC Project,            neuroimaging of 3 hours for hemorrhagic and 24
                                                                               Mexican Americans scored worse on neurologi-              hours for ischemic stroke in a population-based
                                                                               cal, functional, and cognitive outcomes than NH           study from the south of England.300
                                                                               whites after multivariable adjustment.294              •	 The most common cause of arterial ischemic
                                                                            •	 Hospital characteristics also predict functional          stroke in children is a cerebral arteriopathy, found
                                                                               outcomes after stroke. In an analysis of the AVAIL        in more than half of all cases.301,302 Childhood
                                                                               study, which included 2083 ischemic stroke                arteriopathies are heterogeneous and can be dif-
                                                                               patients enrolled from 82 US hospitals participat-        ficult to distinguish from a partially thrombosed
                                                                               ing in GWTG–Stroke, patients treated at teaching          artery in the setting of a cardioembolic stroke;
                                                                               hospitals (OR, 0.72 [95% CI, 0.54–0.96]) and cer-         incorporation of clinical data and serial vascular
                                                                               tified primary stroke centers (OR, 0.69 [95% CI,          imaging is important for diagnosis.303
                                                                               0.53–0.91]) had lower rates of 3-month death or        •	 In a retrospective population-based study in
                                                                               dependence.295                                            northern California, 7% of childhood ischemic
                                                                            •	 In a survey among 391 stroke survivors, the vast          strokes and 2% of childhood hemorrhagic strokes
                                                                               majority (87%) reported unmet needs in at least 1         were attributable to congenital heart defects.
                                                                               of 5 domains (activities and participation, environ-      Congenital heart defects increased a child’s risk
                                                                               mental factors, body functions, post-acute care,          of stroke 19-fold (OR, 19 [95% CI, 4.2–83]). The
                                                                               and secondary prevention).296 The greatest area of        majority of children with stroke related to congen-
                                                                               unmet need was in secondary prevention (71%               ital heart defects were outpatients at the time of
                                                                               of respondents). Older age, greater functional            the stroke.304 In a single-center Australian study,
                                                                               ability, and reporting that the general practitio-        infants with cyanotic congenital heart defects
                                                                               ner was the most important health professional            undergoing palliative surgery were the highest-
                                                                               providing care were associated with fewer unmet           risk group to be affected by arterial ischemic
                                                                               needs, and depression and receipt of community            stroke during the periprocedural period; stroke
                                                                               services after stroke were associated with more           occurred in 22 per 2256 cardiac surgeries (1%).305
                                                                               unmet needs.                                           •	 In another study of the northern Californian pop-
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                                                                            •	 Stroke also takes its toll on caregivers. In a            ulation, adolescents with migraine had a 3-fold
                                                                               meta-analysis of 12 studies that included 1756            increased odds of ischemic stroke compared with
                                                                               caregivers, the pooled prevalence of depressive           those without migraine (OR, 3.4 [95% CI, 1.2–
                                                                               symptoms among caregivers was 40% (95% CI,                9.5]); younger children with migraine had no sig-
                                                                               30%–51%). Symptoms of anxiety were present in             nificant difference in stroke risk.306
                                                                               21% (95% CI, 12%–36%).297                              •	 In a post hoc analysis, head or neck trauma in the
                                                                                                                                         prior week was a strong risk factor for childhood
                                                                                                                                         arterial ischemic stroke (adjusted OR, 36 [95% CI,
                                                                         Stroke in Children                                              5–281]), present in 10% of cases.307
                                                                            •	 On the basis of pathogenic differences, pediatric      •	 Exposure to minor infection in the prior month
                                                                               strokes are typically classified as either perina-        was also associated with stroke and was present
                                                                               tal (occurring at ≤28 days of life and including          in one-third of cases (adjusted OR, 3.9 [95% CI,
                                                                               in utero strokes) or (later) childhood. Presumed          2.0–7.4]).307 The effect of infection on pediatric
                                                                               perinatal strokes are diagnosed in children with          stroke risk is short-lived, lasting for days; 80% of
                                                                               no symptoms in the newborn period presenting              infections preceding childhood stroke are respira-
                                                                               with hemiparesis or other neurological symp-              tory.308 A prospective study of 326 children with
                                                                               toms later in infancy.                                    arterial stroke revealed that serologic evidence
                                                                            •	 The prevalence of perinatal strokes is 29 per             of acute herpesvirus infection doubled the odds
                                                                               100 000 live births, or 1 per 3500 live births in         of childhood arterial ischemic stroke, even after
                                                                               the 1997 to 2003 Kaiser Permanente of Northern            adjustment for age, race, and SES (OR, 2.2 [95%
                                                                               California population.298                                 CI, 1.2–4.0]; P=0.007).309 Among 187 cases with
                                                                            •	 A history of infertility, preeclampsia, prolonged         acute and convalescent blood samples, 85 (45%)
                                                                               rupture of membranes, and chorioamnionitis                showed evidence of acute herpesvirus infection;
                                                                               are independent maternal risk factors for peri-           herpes simplex virus 1 was found most often.
                                                                               natal arterial ischemic stroke.263 However, mater-        Most infections were asymptomatic.
                                                                               nal health and pregnancies are normal in most          •	 Thrombophilias (genetic and acquired) are risk
                                                                               cases.299                                                 factors for childhood stroke, with summary ORs
ranging from 1.6 to 8.8 in a meta-analysis.310 In part of a multicenter study with a median follow-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      contrast, a population-based, controlled study sug-            up of 2 years, the cumulative stroke recurrence
                                                                                                                                                                                                            AND GUIDELINES
                                                                      gested a minimal association between perinatal                 rate was 6.8% (95% CI, 4.6%–10%) at 1 month
                                                                      stroke and thrombophilia,311 and therefore, routine            and 12% (95% CI, 8.5%–15%) at 1 year.42 The
                                                                      testing is not recommended in very young children.             sole predictor of recurrence was the presence of
                                                                   •	 In a prospective Swiss registry,312 atherosclerotic            an arteriopathy, which increased the risk of recur-
                                                                      risk factors were less common in children with                 rence 5-fold compared with an idiopathic acute
                                                                      arterial ischemic stroke than in young adults; the             ischemic stroke (HR, 5.0 [95% CI, 1.8–14]). In a
                                                                      most common of these factors in children was                   retrospective cohort, with a cerebral arteriopathy,
                                                                      hyperlipidemia (15%). However, an analysis of                  the 5-year recurrence risk was as high as 60%
                                                                      the NIS suggests a low but rising prevalence of                among children with abnormal arteries on vascu-
                                                                      these factors among US adolescents and young                   lar imaging.325 The recurrence risk after perinatal
                                                                      adults hospitalized for ischemic stroke (1995 ver-             stroke, however, was negligible.325
                                                                      sus 2008).313                                               •	Among 59 long-term survivors of pediatric
                                                                   •	 Compared with girls, US boys have a 25%                        brain aneurysms, 41% developed new or recur-
                                                                      increased risk of ischemic stroke and a 34%                    rent aneurysm during a median follow-up of 34
                                                                      increased risk of ICH, whereas a study in the                  years; of those, one-third developed multiple
                                                                      United Kingdom found no sex difference in                      aneurysms.326
                                                                      childhood ischemic stroke.314 Compared with                 •	 More than 25% of survivors of perinatal ischemic
                                                                      white children, black children in both the United              strokes develop delayed seizures within 3 years;
                                                                      States and United Kingdom have a >2-fold risk                  those with larger strokes are at higher risk.327
                                                                      of stroke.315 The increased risk among blacks is               The cumulative risk of delayed seizures after later
                                                                      not fully explained by the presence of sickle cell             childhood stroke is 13% at 5 years and 30% at
                                                                      disease, nor is the excess risk among boys fully               10 years.328 Children with acute seizures (within
                                                                      explained by trauma.315                                        7 days of their stroke) have the highest risk for
                                                                   •	 The excess ischemic stroke mortality in US black               delayed seizures, >70% by 5 years after the
                                                                      children compared with white children has dimin-               stroke.329 In survivors of ICH in childhood, 13%
                                                                      ished since 1998 when the STOP trial was pub-                  developed delayed seizures and epilepsy within 2
                                                                      lished, which established a method for primary                 years.330 Elevated intracranial pressure requiring
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                                                                      stroke prevention in children with sickle cell                 short-term intervention at the time of acute ICH is
                                                                      disease.316                                                    a risk factor for delayed seizures and epilepsy.
                                                                   •	 Among young adult survivors of childhood stroke,            •	 Pediatric stroke teams and stroke centers331 are
                                                                      37% had a normal modified Rankin score, 42%                    developing worldwide. In a study of 124 children
                                                                      had mild deficits, 8% had moderate deficits, and               presenting to a children’s hospital ED with stroke
                                                                      15% had severe deficits.317 Concomitant involve-               symptoms where a “stroke alert” was paged,
                                                                      ment of the basal ganglia, cerebral cortex, and                24% had a final diagnosis of stroke, 2% were
                                                                      posterior limb of the internal capsule predicts a              TIAs, and 14% were other neurological emer-
                                                                      persistent hemiparesis.318                                     gencies, which underscores the need for prompt
                                                                   •	 Survivors of childhood arterial ischemic stroke                evaluation of children with “brain attacks.”332
                                                                      have, on average, low-normal cognitive per-                    Implementation of a pediatric stroke clinical path-
                                                                      formance,319,320 with poorest performance in                   way improved time to MRI from 17 hours to 4
                                                                      visual-constructive skills, short-term memory, and             hours at 1 center.333
                                                                      processing speed. Younger age at stroke and                 •	 In a study of 111 pediatric stroke cases admit-
                                                                      seizures, but not laterality of stroke (left versus            ted to a single US children’s hospital, the median
                                                                      right), predict worse cognitive outcome.320                    1-year direct cost of a childhood stroke (inpatient
                                                                   •	 Compared with referent children with asthma,                   and outpatient) was ≈$50 000, with a maximum
                                                                      childhood stroke survivors have greater impair-                approaching $1 000 000. More severe neurologi-
                                                                      ments in adaptive behaviors, social adjustment,                cal impairment after a childhood stroke correlated
                                                                      and social participation, even if their IQ is nor-             with higher direct costs of a stroke at 1 year and
                                                                      mal.321 Severity of disability after perinatal stroke          poorer quality of life in all domains.334
                                                                      correlates with maternal psychosocial outcomes              •	 A prospective study at 4 centers in the United
                                                                      such as depression and quality of life.322                     States and Canada found that the median
                                                                   •	 Despite current treatment, at least 1 of 10 chil-              1-year out-of-pocket cost incurred by the fam-
                                                                      dren with ischemic or hemorrhagic stroke will                  ily of a child with a stroke was $4354 (maximum
                                                                      have a recurrence within 5 years.323,324 Of 355                $38 666), which exceeded the median American
                                                                      children with stroke followed up prospectively as              household cash savings of $3650 at the time of
                                                                                 the study and represented 6.8% of the family’s             per 100 000 person-years in the period 1995 to
CLINICAL STATEMENTS
• A Danish stroke registry reported on 39 cen- demographic and clinical factors.352 Hospitals
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      tenarians (87% females; age range, 100–107                      certified between 2009 and 2013 also had
                                                                                                                                                                                                             AND GUIDELINES
                                                                      years) hospitalized with acute stroke. Although                 lower in-hospital and 30-day mortality than cen-
                                                                      they had more favorable risk profiles than other                ters certified before 2009.
                                                                      age groups (lower prevalence of previous MI,                 •	 Implementation of Target Stroke, a national qual-
                                                                      stroke, and DM), their strokes were more severe                 ity improvement initiative to improve the timeli-
                                                                      and were associated with high 1-month mortal-                   ness of tPA administration, found that among
                                                                      ity (38.5%).348                                                 71 169 patients with acute ischemic stroke treated
                                                                                                                                      with tPA at 1030 GWTG–Stroke participating hos-
                                                                                                                                      pitals, participation in the program was associated
                                                                Organization of Stroke Care
                                                                                                                                      with a decreased door-to-needle time, lower in-
                                                                   •	 A study of 36 981 patients admitted with a pri-                 hospital mortality (OR, 0.89 [95% CI, 0.83–0.94])
                                                                      mary diagnosis of ICH or SAH in New Jersey                      and intracranial hemorrhage (OR, 0.83 [95% CI,
                                                                      between 1996 and 2012 found that patients                       0.76–0.91]), and an increase in the percentage
                                                                      admitted to a comprehensive stroke center were                  of patients discharged home (OR, 1.14 [95% CI,
                                                                      more likely to have neurosurgical or endovascular               1.09–1.19]).353
                                                                      treatments and had lower 90-day mortality (OR,
                                                                      0.93 [95% CI, 0.89–0.97]) than patients admitted
                                                                      to other hospitals.349                                      Hospital Discharges and Ambulatory
                                                                   •	 A Cochrane review of 28 trials involving 5855               Care Visits
                                                                      participants concluded that stroke patients who             (See Table 14-1)
                                                                      receive organized inpatient care in a stroke unit
                                                                      had better outcomes, including decreased odds                •	 From 2004 to 2014, the number of inpatient
                                                                      of mortality (median of 1 year; OR, 0.81 [95% CI,               discharges from short-stay hospitals with stroke
                                                                      0.69–0.94]), death or institutionalized care (0.78              as the principal diagnosis remained stable, with
                                                                      [95% CI, 0.68–0.89]), and death or dependency                   897 000 and 888 000 (Table  14-1), respectively
                                                                      (OR, 0.79 [95% CI, 0.68–0.90]), than patients                   (HCUP, NHLBI tabulation).
                                                                      treated in an alternative form of inpatient care.            •	 In 2014, the average length of stay for discharges
                                                                      The findings were adjusted for patient age, sex,                with stroke as the principal diagnosis was 4.7
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                                                                      initial stroke severity, and stroke type.350                    days (HCUP, NHLBI tabulation).
                                                                   •	 A GWTG–Stroke study found differences in                     •	 In 2015, there were 664 000 ED visits with
                                                                      the quality measures and in-hospital outcomes                   stroke as the principal diagnosis, and in 2011,
                                                                      among hospitals that received primary stroke                    there were 209 000 outpatient visits with stroke
                                                                      center certification, depending on the differ-                  as the first-listed diagnosis (NHAMCS, unpub-
                                                                      ent certification bodies (Joint Commission,                     lished NHLBI tabulation). In 2015, physician
                                                                      Healthcare Facilities Accreditation Program, Det                office visits for a first-listed diagnosis of stroke
                                                                      Norske Veritas, or state-based agencies).351 State              totaled 2 506 000 (NAMCS, unpublished NHLBI
                                                                      agency–certified hospitals had lower intravenous                tabulation).
                                                                      tPA utilization rates (OR, 0.76 [95% CI, 0.68–               •	 In 2014, males and females accounted for
                                                                      0.86]) and higher risk-adjusted in-hospital mor-                roughly the same number of inpatient hospital
                                                                      tality rates (OR, 1.23 [95% CI, 1.07–1.41]) than                stays for stroke in the 18- to 44-year-old and 65-
                                                                      Joint Commission–certified centers; Healthcare                  to 84-year-old age groups. Among people 45 to
                                                                      Facilities Accreditation Program–accredited hos-                64 years of age, 55.6% of stroke patients were
                                                                      pitals were less likely to achieve door-to-needle               males. Among those ≥85 years of age, females
                                                                      times within 60 minutes (OR, 0.49 [95% CI,                      constituted 66.0% of all stroke patients (HCUP,
                                                                      0.31–0.77]) but had lower mortality rates (OR,                  NHLBI tabulation).
                                                                      0.66 [95% CI, 0.47–0.92]).                                   •	 Age-specific acute ischemic stroke hospitaliza-
                                                                   •	 In analyses of 1 165 960 Medicare fee-for-ser-                  tion rates from 2000 to 2010 decreased for
                                                                      vice beneficiaries hospitalized between 2009                    individuals aged 65 to 84 years (−28.5%) and
                                                                      and 2013 for ischemic stroke, patients treated                  ≥85 years (−22.1%) but increased for individuals
                                                                      at primary stroke centers certified between                     aged 25 to 44 years (43.8%) and 45 to 64 years
                                                                      2009 and 2013 had lower in-hospital (OR, 0.89                   (4.7%). Age-adjusted acute ischemic stroke hos-
                                                                      [95% CI, 0.84–0.94]), 30-day (HR, 0.90 [95%                     pitalization rates were lower in females, and
                                                                      CI, 0.89–0.91]), and 1-year (HR, 0.90 [95%                      females had a greater rate of decrease from
                                                                      CI, 0.89–0.91]) mortality than those treated                    2000 to 2010 than males (−22% versus −17.8%,
                                                                      at noncertified hospitals after adjustment for                  respectively).354
                                                                            •	 An analysis of the 2011 to 2012 NIS for acute isch-         thrombolysis.366 Retrospective analyses of patient
CLINICAL STATEMENTS
                                                                               emic stroke found that after risk adjustment, all           databases have found similar results.367
   AND GUIDELINES
                                                                               racial/ethnic minorities except Native Americans         •	 Within a large telestroke network, of 234 patients
                                                                               had a significantly higher likelihood of length of          who met the inclusion criteria, 51% were trans-
                                                                               stay ≥4 days than whites.355                                ferred for mechanical thrombectomy by ambu-
                                                                                                                                           lance and 49% by helicopter; 27% underwent
                                                                         Operations and Procedures                                         thrombectomy. The median actual transfer time
                                                                                                                                           was 132 minutes (IQR, 103–165 minutes). Longer
                                                                         (See Chart 14-10)
                                                                                                                                           transfer time was associated with lower rates of
                                                                            •	 In 2014, an estimated 86 000 inpatient endarter-            thrombectomy, and transfer at night rather than
                                                                               ectomy procedures were performed in the United              during the day was associated with significantly
                                                                               States. Carotid endarterectomy is the most fre-             longer delay. Metrics and protocols for more effi-
                                                                               quently performed surgical procedure to prevent             cient transfer, especially at night, could shorten
                                                                               stroke (HCUP, NHLBI tabulation).
                                                                                                                                           transfer times.368
                                                                            •	Although rates of carotid endarterectomy
                                                                               decreased between 1997 and 2014 (Chart 14-10),
                                                                               the use of carotid stenting increased dramatically      Cost
                                                                               from 2004 to 2014 (HCUP, NHLBI tabulation).             (See Table 14-1)
                                                                            •	 In-hospital mortality for carotid endarterectomy
                                                                               decreased steadily from 1993 to 2014 (HCUP,              •	 In 2014 to 2015 (average annual):
                                                                               NHLBI tabulation).                                          —	 The direct and indirect cost of stroke was
                                                                            •	 In the Medicare population, in-hospital stroke                    $45.5 billion (MEPS, NHLBI tabulation;
                                                                               rate and mortality are similar for carotid endarter-              Table 14-1).
                                                                               ectomy and carotid stenting.356,357                         —	 The estimated direct medical cost of stroke
                                                                            •	 Similarly, a recent study from the NIS database                   was $28.0 billion. This includes hospital
                                                                               demonstrated significant improvement in the in-                   outpatient or office-based provider visits,
                                                                               hospital outcomes associated with carotid artery                  hospital inpatient stays, ED visits, prescribed
                                                                               stenting over the past decade.358                                 medicines, and home health care.369
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                                                                            •	 In the Medicare population, 30-day readmission              —	 The mean expense per patient for direct care
                                                                               rates and long-term risk of adverse clinical out-                 for any type of service (including hospital
                                                                               comes associated with carotid artery stenting                     inpatient stays, outpatient and office-based
                                                                               were similar to those for carotid endarterectomy                  visits, ED visits, prescribed medicines, and
                                                                               after adjustment for patient- and provider-level                  home health care) in the United States was
                                                                               factors.356,357,359,360                                           estimated at $7902.370
                                                                            •	 Evidence on comparative costs of carotid endar-          •	 Between 2015 and 2035, total direct medical
                                                                               terectomy and stenting are mixed; whereas some              stroke-related costs are projected to more than
                                                                               studies found carotid stenting to be associated             double, from $36.7 billion to $94.3 billion, with
                                                                               with significantly higher costs than carotid end-
                                                                                                                                           much of the projected increase in costs arising
                                                                               arterectomy,361 particularly among asymptomatic
                                                                                                                                           from those ≥80 years of age.371
                                                                               patients,362 and that they might be less cost-effec-
                                                                                                                                        •	 The total cost of stroke in 2035 (in 2015 dollars)
                                                                               tive in general,363 CREST found that the overall
                                                                                                                                           is projected to be $81.1 billion for NH whites,
                                                                               cost of carotid stenting was not different from
                                                                                                                                           $32.2 billion for NH blacks, and $16.0 billion for
                                                                               that of carotid endarterectomy (US $15 055 ver-
                                                                               sus US $14 816).364                                         Hispanics.371
                                                                            •	 The percentage of patients undergoing carotid            •	 During 2001 to 2005, the average cost for out-
                                                                               endarterectomy within 2 weeks of the onset of               patient stroke rehabilitation services and medica-
                                                                               stroke increased from 13% in 2007 to 47% in                 tions the first year after inpatient rehabilitation
                                                                               2010.365                                                    discharge was $11 145. The corresponding aver-
                                                                            •	 Meta-analyses of 5 trials that investigated the effi-       age yearly cost of medication was $3376, whereas
                                                                               cacy of modern endovascular therapies for stroke            the average cost of yearly rehabilitation service
                                                                               (MR CLEAN, ESCAPE, SWIFT PRIME, EXTEND-IA                   utilization was $7318.372
                                                                               and REVASCAT) have provided strong evidence to           •	 In adjusted models that controlled for relevant
                                                                               support the use of thrombectomy initiated within            covariates, the attributable 1-year cost of post-
                                                                               6 hours of stroke onset, irrespective of patient            stroke aphasia was estimated at $1703 in 2004
                                                                               age, NIHSS score, or receipt of intravenous                 dollars.373
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                                                                                          and East Asia have the highest prevalence
                                                                   •	 Adverse work conditions, including job loss and
                                                                                                                                                                                                              AND GUIDELINES
                                                                                                                                          rates of ischemic stroke (Chart 14-13).
                                                                      unemployment, have been linked to stroke risk.
                                                                      In a cohort of 21 902 Japanese males and 19 826             Incidence
                                                                      females followed up for 19 years, job loss (change            •	 In 2010, there were an estimated 11.6 million
                                                                      in job status within the first 5 years of data col-              incident ischemic strokes and 5.3 million incident
                                                                      lection) was associated with a >50% increase in                  hemorrhagic strokes; 63% of ischemic strokes
                                                                      incident stroke and a >2-fold increase in stroke                 and 80% of hemorrhagic strokes occurred in low-
                                                                      mortality over follow-up.374 Long work hours have                and middle-income countries.378
                                                                      also been linked to stroke. Meta-analytic findings            •	 Between 1990 and 2010378:
                                                                      from 24 cohort studies from the United States,                   —	 Incidence of ischemic stroke was significantly
                                                                      Europe, and Australia revealed a dose-response                        reduced by 13% (95% CI, 6%–18%) in high-
                                                                      relationship between working longer than 40                           income countries. No significant change was
                                                                      hours per week and incident stroke.374a                               seen in low- or middle-income countries.
                                                                   •	 In ARIC, having smaller social networks (ie, con-                —	 Incidence of hemorrhagic stroke decreased
                                                                      tact with fewer family members, friends, and                          by 19% (95% CI, 1%–15%) in high-income
                                                                      neighbors) was linked to a 44% higher risk of                         countries. Rates increased by 22% (95% CI,
                                                                      incident stroke over the 18.6-year follow-up, even                    5%–30%) in low- and middle-income coun-
                                                                      after controlling for demographics and other rel-                     tries, with a 19% increase in those aged
                                                                      evant risk factors.375                                                <75 years.
                                                                   •	 Findings from MESA have documented linkages
                                                                                                                                  Mortality
                                                                      between other psychosocial factors, including                •	 In 2016377:
                                                                      depressive symptoms, chronic stress, and hostil-                —	 There were 5.5 million deaths attributable to
                                                                      ity, and incident stroke, with participants in the                    cerebrovascular disease worldwide.
                                                                      highest- versus lowest-scoring categories having                —	 The absolute number of cerebrovascular
                                                                      a 1.5- to >2-fold increased risk of stroke over a                     disease deaths worldwide increased 28.2%
                                                                      median follow-up of 8.5 years.376                                     between 1990 and 2016; however, the age-
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                                                                               hemorrhagic stroke (64% and 86%, respectively,                                    •	 Between 1990 and 2010, ischemic stroke mor-
CLINICAL STATEMENTS
                                                                            •	 In 2010, the mean age of stroke-related death                                        and 14% in low- and middle-income countries.
                                                                               in high-income countries was 80.4 years com-                                         Hemorrhagic stroke mortality decreased 38% in
                                                                               pared with 72.1 years in low- and middle-income                                      high-income countries and 23% in low- and mid-
                                                                               countries.379                                                                        dle-income countries.378
Table 14-1. Stroke
                                                                                inconsistencies in reporting Hispanic origin or race on the death certificate compared with censuses, surveys, and birth certificates. Studies have
                                                                                shown underreporting on death certificates of American Indian or Alaska Native, Asian and Pacific Islander, and Hispanic decedents, as well as
                                                                                undercounts of these groups in censuses.
                                                                                   †These percentages represent the portion of total stroke incidence or mortality that applies to males vs females.
                                                                                   ‡Estimates include Hispanics and non-Hispanics. Estimates for whites include other nonblack races.
                                                                                   §Includes Chinese, Filipino, Hawaiian, Japanese, and other Asian or Pacific Islander.
                                                                                   Sources: Prevalence: National Health and Nutrition Examination Survey 2013 to 2016 and National Heart, Lung, and Blood Institute (NHLBI).
                                                                                Percentages for racial/ethnic groups are age adjusted for Americans ≥20 years of age. Age-specific percentages are extrapolated to the 2016 US
                                                                                population. Incidence: Greater Cincinnati/Northern Kentucky Stroke Study/National Institutes of Neurological Disorders and Stroke data for 1999
                                                                                provided on August 1, 2007. US estimates compiled by NHLBI. See also Kissela et al.380 Data include children. Mortality: Centers for Disease Control
                                                                                and Prevention/National Center for Health Statistics, 2016 Mortality Multiple Cause-of-Death–United States. These data represent underlying cause
                                                                                of death only. Mortality for NH Asians includes Pacific Islanders. Hospital discharges: Healthcare Cost and Utilization Project, Agency for Healthcare
                                                                                Research and Quality. Data include those inpatients discharged alive, dead, or status unknown. Cost: NHLBI. Data include estimated direct and indirect
                                                                                costs for 2014 to 2015 (average annual).
                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                                                                                                                                                                                AND GUIDELINES
                                                                Chart 14-1. Prevalence of stroke by age and sex (NHANES, 2013–2016).
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 14-3. Age-adjusted death rates for stroke by sex and race/ethnicity, 2016.
                                                                         Death rates for the American Indian or Alaska Native and Asian or Pacific Islander populations are known to be underestimated. Stroke includes International
                                                                         Classification of Diseases, 10th Revision codes I60 through I69 (cerebrovascular disease). Mortality for NH Asians includes Pacific Islanders.
                                                                         NH indicates non-Hispanic.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 14-4. Crude stroke mortality rates among young US adults (aged 25–64 years), 2006 to 2016.
                                                                         Source: Centers for Disease Control and Prevention.47
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 14-5. Crude stroke mortality rates among older US adults (aged ≥65 years), 2006 to 2016.
                                                                Source: Centers for Disease Control and Prevention.47
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 14-6. Stroke death rates, 2014 through 2016, all ages, by county.
                                                                Rates are spatially smoothed to enhance the stability of rates in counties with small populations. International Classification of Diseases, 10th Revision codes for
                                                                stroke: I60 through I69.
                                                                Data source: National Vital Statistics System and National Center for Health Statistics.
                                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                                                                                                                           AND GUIDELINES
                                                                Chart 14-9. Probability of death with recurrent stroke in 5 years after first stroke.
                                                                Source: Pooled data from the Framingham Heart Study, Atherosclerosis Risk in Communities Study, Cardiovascular Health Study, Multi-Ethnic Study of
                                                                Atherosclerosis, Coronary Artery Risk Development in Young Adults, and Jackson Heart Study of the National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 14-10. Trends in carotid endarterectomy and carotid stenting procedures (United States, 1993–2014).
                                                                Carotid endarterectomy: International Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) 38.12 (all-listed); carotid stenting: ICD-9-CM 00.63
                                                                (all-listed).
                                                                Source: Nationwide Inpatient Sample, Healthcare Cost and Utilization Project, Agency for Healthcare Research and Quality.
                                                                         Chart 14-11. Age-standardized global prevalence rates of cerebrovascular disease per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.377 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 14-12. Age-standardized global prevalence rates of hemorrhagic stroke per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.377 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 14-13. Age-standardized global prevalence rates of ischemic stroke per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.377 Printed with permission.
                                                                Copyright © 2017, University of Washington.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 14-14. Age-standardized global mortality rates of cerebrovascular disease per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.377 Printed with permission.
                                                                Copyright © 2017, University of Washington.
                                                                         Chart 14-15. Age-standardized global mortality rates of hemorrhagic stroke per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.377 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 14-16. Age-standardized global mortality rates of ischemic stroke per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.377 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
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                                                                                                                                                                                                                                          AND GUIDELINES
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                                                                         15. CONGENITAL CARDIOVASCULAR                                               has led to a population shift into adulthood. There is
CLINICAL STATEMENTS
                                                                         CCDs arise from abnormal formation of the heart or                          Overall Lifespan Prevalence
                                                                         major blood vessels. CCDs range in severity from very                       (See Tables 15-1 through 15-3)
                                                                         minor abnormalities that will never require medical                         The 32nd Bethesda Conference estimated that the total
                                                                         therapy or intervention to complex malformations,                           number of adults living with CCDs in the United States
                                                                         including absent or atretic portions of the heart, that                     in 2000 was 800 000.1,10 In 2002, the estimated preva-
                                                                         could require multiple surgeries and interventions,                         lence of CCDs was 650 000 to 1.3 million in all age
                                                                         or even cardiac transplantation. Thus, there is sig-                        groups.10 The annual birth prevalence of CCDs ranged
                                                                         nificant variability in their presentation and require-                     from 2.4 to 13.7 per 1000 live births (Table  15-2). In
                                                                         ments for care that can have a significant impact on                        the United States, 1 in 150 adults is expected to have
                                                                         morbidity, mortality, and healthcare costs in children                      some form of congenital heart defect, including mild
                                                                         and adults.1 Some types of CCDs are associated with                         lesions such as a well-functioning bicuspid aortic valve
                                                                         diminished quality of life,2 on par with what is seen in                    and more severe disease such as HLHS.7 The estimated
                                                                         other chronic pediatric health conditions,3 as well as                      prevalence of CCDs ranges from 2.5% for hypoplas-
                                                                         deficits in cognitive functioning4 and neurodevelop-                        tic right heart syndrome to 20.1% for VSD in children
                                                                         mental outcomes.5 Health outcomes generally con-                            and from 1.8% for TGA to 20.1% for VSD in adults
                                                                         tinue to improve for CCDs, including survival, which                        (Table 15-3). In population data from Canada, the mea-
                                                                         Abbreviations Used in Chapter 15
                                                                                                                                                     sured prevalence of CCDs in the general population
                                                                                                                                                     was 13.11 per 1000 children and 6.12 per 1000 adults
                                                                           ACS             acute coronary syndrome
                                                                                                                                                     in the year 2010.11 The expected growth rates of the
                                                                           AHA             American Heart Association
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                                                                           AMI             acute myocardial infarction                               congenital heart defects population vary from 1% to
                                                                           ASD             atrial septal defect                                      5% per year depending on age and the distribution of
                                                                           AV              atrioventricular                                          lesions.12
                                                                           CABG            coronary artery bypass graft                                  Estimates of the distribution of lesions in the CCD
                                                                           CCD             congenital cardiovascular defect
                                                                                                                                                     population using available data vary based on pro-
                                                                           CDC             Centers for Disease Control and Prevention
                                                                           CI              confidence interval
                                                                                                                                                     posed assumptions. If all those born with CCDs
                                                                           DM              diabetes mellitus                                         between 1940 and 2002 were treated, there would be
                                                                           GBD             Global Burden of Disease                                  ≈750 000 survivors with simple lesions, 400 000 with
                                                                           HCUP            Healthcare Cost and Utilization Project                   moderate lesions, and 180 000 with complex lesions;
                                                                           HD              heart disease                                             in addition, there would be 3.0 million people alive
                                                                           HLHS            hypoplastic left heart syndrome
                                                                                                                                                     with bicuspid aortic valves.12 Without treatment, the
                                                                           HR              hazard ratio
                                                                           ICD-9           International Classification of Diseases, 9th Revision
                                                                                                                                                     number of survivors in each group would be 400 000,
                                                                           ICD-10          International Classification of Diseases, 10th Revision   220 000, and 30 000, respectively. The actual numbers
                                                                           ICU             intensive care unit                                       surviving were projected to be between these 2 sets of
                                                                           IHD             ischemic heart disease                                    estimates as of more than a decade ago.12 The most
                                                                           IQR             interquartile range                                       common types of defects in children are VSD, 620 000
                                                                           IVIG            intravenous immunoglobulin
                                                                                                                                                     people; ASD, 235 000 people; valvar pulmonary ste-
                                                                           KD              Kawasaki disease
                                                                           NH              non-Hispanic
                                                                                                                                                     nosis, 185 000 people; and patent ductus arteriosus,
                                                                           NHIS            National Health Interview Survey                          173 000 people.12 The most common lesions seen in
                                                                           NHLBI           National Heart, Lung, and Blood Institute                 adults are ASD and TOF.10
                                                                           NIS             National (Nationwide) Inpatient Sample
                                                                           OR              odds ratio
                                                                           RR              relative risk                                             Birth Prevalence
                                                                           RV              right ventricle
                                                                           STS             Society of Thoracic Surgeons
                                                                                                                                                     The incidence of disorders present before birth, such
                                                                           TGA             transposition of the great arteries                       as CCDs, is generally described as the birth prevalence.
                                                                           TOF             tetralogy of Fallot                                       The birth prevalence of CCDs is reported as 6.9 per 1000
                                                                           UI              uncertainty interval                                      live births in North America, 8.2 per 1000 live births
                                                                           VSD             ventricular septal defect                                 in Europe, and 9.3 per 1000 live births in Asia.15 The
overall birth prevalence of CCDs at the Bhabha Atomic • Bicuspid aortic valve occurs in 13.7 of every 1000
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                Research Centre Hospital in Mumbai, India, from 2006                   people; these defects might not require treatment
                                                                                                                                                                                                              AND GUIDELINES
                                                                through 2011 was 13.28 per 1000 live births.16                         in infancy or childhood but could require care
                                                                   Variations in birth prevalence rates may be related                 later in adulthood.23
                                                                to the age at detection; major defects can be identified
                                                                in the prenatal or neonatal period, but minor defects             Mortality
                                                                might not be detected until later in childhood or, in
                                                                fact, adulthood, which makes it challenging to esti-
                                                                                                                                  (See Tables 15-1 and 15-4 and Charts 15-1
                                                                mate birth prevalence and population prevalence. To               through 15-5)
                                                                distinguish more serious defects, some studies report             Overall mortality attributable to CCDs:
                                                                the number of new cases of sufficient severity to result            •	 In 2016 (NHLBI tabulation):
                                                                in death or an invasive procedure within the first year                —	 Mortality related to CCDs was 3063 deaths
                                                                of life (in addition to the overall birth prevalence).                      (Table 15-1), a 13.3% decrease from 2006.
                                                                Birth prevalence rates are likely to increase over time                —	 CCDs (ICD-10 Q20–Q28) were the most
                                                                because of improved technological advancements                              common cause of infant deaths result-
                                                                in diagnosis and screening, particularly fetal cardiac                      ing from birth defects (ICD-10 Q00–Q99);
                                                                ultrasound,17 pulse oximetry,18 and echocardiography                        22.0% of infants who died of a birth defect
                                                                during infancy.                                                             had a heart defect (ICD-10 Q20-Q24).
                                                                                                                                       —	 The age-adjusted death rate (deaths per
                                                                Overall Birth Prevalence
                                                                                                                                            100 000 people) attributable to CCDs was
                                                                (See Table 15-2)
                                                                                                                                            1.0, a 16.7% decrease from 2006.
                                                                  •	 According to population-based data from the
                                                                                                                                    •	 According to a review of Norwegian national
                                                                     Metropolitan Atlanta Congenital Defects Program
                                                                                                                                       mortality data in live-born children with CCDs
                                                                     (Atlanta, GA), a CCD occurred in 1 of every 111
                                                                                                                                       from 1994 to 2009, the all-cause mortality rate
                                                                     to 125 births (live, still, or >20 weeks’ gestation)
                                                                                                                                       was 17.4% for children with severe congeni-
                                                                     from 1995 to 1997 and from 1998 to 2005.
                                                                                                                                       tal heart defects and 3.0% for children with
                                                                     Some defects showed variations by sex and racial
                                                                                                                                       milder forms of CCDs, with declining mortality
                                                                     distribution.19
                                                                                                                                       rates over the analysis period related to declining
                                                                  •	According to population-based data from
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                                                                               (95% CI, 8.2%–9.1%) for neonates,32 2.8%                NH people.37 Similarly, another study found that a
CLINICAL STATEMENTS
                                                                               (95% CI, 2.6%–3.0%) for infants, 1.0% (95%              higher risk of in-hospital mortality was associated
   AND GUIDELINES
                                                                               CI, 0.9%–1.1%) for children (>1 year to 18 years        with nonwhite race (OR, 1.36 [95% CI, 1.19–
                                                                               of age),32 and 1.5% (95% CI, 1.3%–1.8%) for             1.54]) and Medicaid insurance (OR, 1.26 [95% CI,
                                                                               adults (>18 years of age).32                            1.09–1.46]).38 One center’s experience suggested
                                                                            •	 Another recent analysis of mortality after CCD          race was independently associated with neonatal
                                                                               surgery, culled from the Pediatric Cardiac Care         surgical outcomes only in patients with less com-
                                                                               Consortium’s US-based multicenter data registry,        plex CCDs.39 Another center found that a home
                                                                               demonstrated that although standardized mor-            monitoring program can reduce mortality even in
                                                                               tality ratios continue to decrease, there remains       this vulnerable population.40
                                                                               increased mortality in CCD patients compared         •	 The population-weighted mortality rate for sur-
                                                                               with the general population. The data included          gery for congenital heart defects is slightly higher
                                                                               35 998 patients with median follow-up of 18             in males (5.1%) than females (4.6%) <20 years
                                                                               years and an overall standardized mortality ratio       old (Table 15-4).
                                                                               of 8.3% (95% CI, 8.0%–8.7%).33                       •	 Data from the HCUP’s Kids’ Inpatient Database
                                                                            •	 The Japan Congenital Cardiovascular Surgery             from 2000, 2003, and 2006 show male chil-
                                                                               Database reported similar surgical outcomes for         dren had more CCD surgeries in infancy, more
                                                                               congenital HD from 28 810 patients operated on          high-risk surgeries, and more procedures to
                                                                               between 2008 and 2012, with 2.3% and 3.5%               correct multiple cardiac defects. Female infants
                                                                               mortality at 30 and 90 days, respectively.34            with high-risk CCDs had a 39% higher adjusted
                                                                            •	 In population-based data from Canada, 8123              mortality than males.40,41 According to CDC mul-
                                                                               deaths occurred among 71 686 patients with CCDs         tiple-cause death data from 1999 to 2006, sex
                                                                               followed up for nearly 1 million patient-years.7        differences in mortality over time varied with age.
                                                                            •	 Among 12 644 adults with CCDs followed up at            Between the ages of 18 and 34 years, mortality
                                                                               a single Canadian center from 1980 to 2009, 308         over time decreased significantly in females but
                                                                               patients in the study cohorts (19%) died.35             not in males.42
                                                                            •	 Trends in age-adjusted death rates attributable      •	 In studies that examined trends since 1979,
                                                                               to CCD mortality showed a decline from 1999 to          age-adjusted death rates declined 22% for criti-
                                                                               2016 (Chart 15-1); this varied by race/ethnicity        cal CCDs43 and 39% for all CCDs,44 and deaths
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               and sex (Charts 15-2 and 15-3).                         tended to occur at progressively older ages. CDC
                                                                            •	 From 1999 to 2016, there was a decline in the           mortality data from 1979 to 2005 showed all-
                                                                               age-adjusted death rates attributable to CCDs in        age death rates had declined by 60% for VSD
                                                                               black, white, and Hispanic people (Chart 15-2),         and 40% for TOF.45 Population-based data from
                                                                               in both males and females (Chart 15-3), and in          Canada showed overall mortality decreased by
                                                                               age groups 1 to 4 years, 5 to 14 years, 15 to 24        31% and the median age of death increased from
                                                                               years, and ≥25 years (Chart 15-4) in the United         2 to 23 years between 1987 and 2005.7
                                                                               States.                                              •	 Further analysis of the Kids’ Inpatient Database
                                                                            •	 CCD-related mortality varies substantially by age,      from 2000 to 2009 showed a decrease in HLHS
                                                                               with infants showing the highest mortality rates        stage 3 mortality by 14% and a decrease in
                                                                               from 1999 to 2016 (Chart 15-4).                         stage 1 mortality by 6%.46 Surgical interven-
                                                                            •	 The US 2016 age-adjusted death rate (deaths             tions are the primary treatment for reducing
                                                                               per 100    000 people) attributable to CCDs             mortality. A Pediatric Heart Network study of
                                                                               was 1.0 for NH white males, 1.3 for NH black            15 North American centers revealed that even
                                                                               males, 1.0 for Hispanic males, 0.8 for NH white         in lesions associated with the highest mortality,
                                                                               females, 1.1 for NH black females, and 0.8 for          such as HLHS, aggressive palliation can lead to an
                                                                               Hispanic females. Infant (<1 year of age) mortal-       increase in the 12-month survival rate, from 64%
                                                                               ity rates were 28.9 for NH white infants, 42.0 for      to 74%.47
                                                                               NH black infants, and 31.0 for Hispanic infants      •	 Surgical interventions are common in adults with
                                                                               (Chart 15-5).36                                         CCDs. Mortality rates for 12 CCD procedures
                                                                            •	 Mortality after congenital heart surgery also dif-      were examined with data from 1988 to 2003
                                                                               fers between races/ethnicities, even after adjust-      reported in the NIS. A total of 30 250 operations
                                                                               ment for access to care. The risk of in-hospital        were identified, which yielded a national estimate
                                                                               mortality for minority patients compared with           of 152   277±7875 operations. Of these, 27%
                                                                               white patients is 1.22 (95% CI, 1.05–1.41) for          were performed in patients ≥18 years of age. The
                                                                               Hispanics, 1.27 (95% CI, 1.09–1.47) for NH              overall in-hospital mortality rate for adult patients
                                                                               blacks, and 1.56 (95% CI, 1.37–1.78) for other          with CCDs was 4.71% (95% CI, 4.19%–5.23%),
with a significant reduction in mortality observed — The mean cost of CCDs was higher in infancy
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                        when surgery was performed on such adult                           ($36 601) than in older ages and in those with
                                                                                                                                                                                                             AND GUIDELINES
                                                                        patients by pediatric versus nonpediatric heart                    critical congenital heart defects ($52 899).
                                                                        surgeons (1.87% versus 4.84%; P<0.0001).48 For             •	 Other studies confirm the high cost of HLHS. An
                                                                        adults with CCDs, specialist care is a key deter-             analysis of 1941 neonates with HLHS showed
                                                                        minant of mortality and morbidity. In a single-               a median cost of $99 070 for stage 1 palliation
                                                                        center report of 4461 adult patients with CCDs                (Norwood or Sano procedure), $35 674 for stage
                                                                        with 48 828 patient-years of follow-up, missed                2 palliation (Glenn procedure), $36 928 for stage
                                                                        appointments and delay in care were predictors                3 palliation (Fontan procedure), and $289 292 for
                                                                        of mortality.49                                               transplantation.53
                                                                                                                                   •	 Other CCD lesions are less costly. In 2124 patients
                                                                                                                                      undergoing congenital heart operations between
                                                                Hospitalizations                                                      2001 and 2007, total costs for the other surgeries
                                                                (See Table 15-1)                                                      were $12 761 (ASD repair), $18 834 (VSD repair),
                                                                                                                                      $28 223 (TOF repair), and $55 430 (arterial switch
                                                                   •	 In 2014, the total number of hospital dis-
                                                                                                                                      operation).54
                                                                      charges for CCDs for all ages was 39          000            •	 A recent Canadian study demonstrated increasing
                                                                      (Table 15-1).                                                   hospitalization costs for children and adults with
                                                                   •	 Hospitalization of infants with CCDs is com-                    CCDs, particularly those with complex lesions,
                                                                      mon; one-third of patients with congenital heart                which appears independent from inflation or
                                                                      defects require hospitalization during infancy,45,50            length of stay.55
                                                                      often in an ICU.
                                                                   •	 Although the most common CCD lesions were
                                                                      shunts, including patent ductus arteriosus,                 Risk Factors
                                                                      VSDs, and ASDs, TOF accounted for a higher                   •	 Numerous intrinsic and extrinsic nongenetic risk
                                                                      proportion of in-hospital death than any other                  factors are thought to contribute to CCDs.56,57
                                                                      birth defect.                                                •	 Intrinsic risk factors for CCDs include various
                                                                                                                                      genetic syndromes. Twins are at higher risk for
                                                                                                                                      CCDs58; one report from Kaiser Permanente data
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                                                                                 of critical and noncritical CCDs (1.33 [95% CI,             arteriosus and ASD contributed to the increased
CLINICAL STATEMENTS
                                                                                 1.07–1.65]).67                                              prevalence.80
   AND GUIDELINES
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                   •	 CCDs have a heritable component. There is a                 (See Charts 15-6 and 15-7)
                                                                                                                                                                                                              AND GUIDELINES
                                                                      greater concordance of CCDs in monozygotic                    •	 In 2016101:
                                                                      than dizygotic twins.93 Among parents with ASD                   —	 Prevalence of congenital heart anomalies
                                                                      or VSD, 2.6% and 3.7%, respectively, have chil-                       was an estimated 15.4 million people.
                                                                      dren who are similarly affected, 21 times the esti-              —	 There were 200        000 deaths attributed to
                                                                      mated population frequency.94 However, a large                        congenital heart anomalies worldwide.
                                                                      fraction of CCDs occur in families with no other              •	 The GBD 2016 Study used statistical models and
                                                                      history of CCDs, which suggests the possibility of               data on incidence, prevalence, case fatality, excess
                                                                      de novo genetic events.                                          mortality, and cause-specific mortality to estimate
                                                                   •	 Large chromosomal abnormalities are associated                   disease burden for 315 diseases and injuries in
                                                                      with some CCDs. For example, aneuploidies such                   195 countries and territories.101
                                                                      as trisomy 13, 18, and 21 account for 9% to 18%                  —	 Age-standardized mortality rates of CCDs
                                                                      of CCDs.89 The specific genes responsible for                         are lowest in high-income countries (Chart
                                                                      CCDs that are disrupted by these abnormalities                        15-6).
                                                                      are difficult to identify. There are studies that sug-           —	 The prevalence of congenital heart anoma-
                                                                      gest that DSCAM and COL6A contribute to Down                          lies is highest in Northern and Central Europe
                                                                      syndrome–associated CCDs.95                                           (Chart 15-7).
                                                                   •	 Copy number variants also contribute to CCDs
                                                                      and have been shown to be overrepresented in
                                                                      larger cohorts of patients with specific forms of
                                                                                                                                  Kawasaki Disease
                                                                      CCDs.96 The most common copy number vari-                   ICD-9 446.1; ICD-10 M30.3.
                                                                      ant is del22q11, which encompasses the T-box                2016 Mortality: Underlying Mortality—5, All-Cause
                                                                      transcription factor (TBX1) gene and presents               Mortality—7 (NHLBI tabulation)
                                                                      as DiGeorge syndrome and velocardiofacial syn-                 KD is an acute inflammatory illness characterized by
                                                                      drome. Others include del17q11, which causes                fever, rash, nonexudative limbal-sparing conjunctivitis,
                                                                      William syndrome.97                                         extremity changes, red lips and strawberry tongue, and
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                                                                   •	 Single point mutations are also a cause of CCDs             a swollen lymph node. In areas where bacille Calmette-
                                                                      and include mutations in a core group of cardiac            Guerin vaccination is common, the site can reactivate in
                                                                      transcription factors (NKX2.5, TBX1, TBX5, and              KD.102 The most feared consequence of this vasculitis is
                                                                      MEF2),97 ZIC3, and the NOTCH1 gene (dominantly              coronary artery aneurysms, which can result in coronary
                                                                      inherited and found in ≈5% of cases of bicuspid             ischemic events and other cardiovascular outcomes in
                                                                      aortic valve) and related NOTCH signaling genes.98          the acute period or years later.103 The cause of KD is
                                                                   •	 Recent advances in whole-exome sequencing                   unknown, but it could be an immune response to an
                                                                      have suggested that 10% of sporadic severe                  acute infectious illness based in part on genetic sus-
                                                                      cases of CCDs are caused by de novo mutations,99            ceptibilities.104,105 This is supported by the occurrence
                                                                      particularly in chromatin-regulating genes.                 of epidemics and variation in incidence by age, geog-
                                                                   •	 Rare monogenic CCDs also exist, including mono-             raphy, and season, but also by race/ethnicity, sex, and
                                                                      genic forms of ASD, heterotaxy, severe mitral               family history.105,106 The Nationwide Longitudinal Survey
                                                                      valve prolapse, and bicuspid aortic valve.97                in Japan has shown that breastfeeding is protective
                                                                   •	 There is no exact consensus currently on the                against developing KD.107
                                                                      role, type, and utility of clinical genetic testing in
                                                                                                                                  Prevalence
                                                                      people with CCDs,97 but it should be offered to
                                                                                                                                    •	KD is the most common cause of acquired
                                                                      patients with multiple congenital abnormalities
                                                                                                                                      HD in children in the US and other developed
                                                                      or congenital syndromes (including CCD lesions                  countries.106
                                                                      associated with a high prevalence of 22q11 dele-
                                                                      tion or DiGeorge syndrome), and it can be con-              Incidence
                                                                      sidered in patients with a family history, in those           •	 The incidence was 20.8 per 100 000 US children
                                                                      with developmental delay, and in patients with                   aged <5 years in 2006.108 This is the most recent
                                                                      left-sided obstructive lesions.1                                 national estimate available and is limited by
                                                                   •	 A Pediatric Cardiac Genomics Consortium has                      reliance on weighted hospitalization data from
                                                                      been developed to provide and better understand                  38 states.
                                                                      phenotype and genotype data from large cohorts                •	 Boys have a 1.5-fold higher incidence of KD than
                                                                      of patients with CCDs.100                                        girls.108
                                                                            •	 Although KD can occur into adolescence (and                    resistance to IVIG treatment, and rarely, long-
CLINICAL STATEMENTS
                                                                               rarely beyond), 76.8% of US children with KD are               term myocardial dysfunction or death.106,113
   AND GUIDELINES
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                           nosed since 1972 and followed up through                    vention for late coronary stenosis or thrombosis
                                                                                                                                                                                                              AND GUIDELINES
                                                                           2011.123,124                                                has been accomplished percutaneously and surgi-
                                                                        —	 A recent Japanese multicenter cohort study                  cally (eg, CABG).124,128
                                                                           of 1006 individuals identified risk factors
                                                                                                                                  Global Burden of KD
                                                                           for 10-year incidence of coronary events
                                                                                                                                    •	 The annual incidence of KD is highest in Japan,
                                                                           (thrombosis, stenosis, obstruction, acute
                                                                                                                                       at 308.0 per 100 000 children <5 years of age
                                                                           ischemic events, or coronary intervention).125
                                                                                                                                       in 2014, followed by South Korea at 194.7 per
                                                                           Significant risk factors included giant-sized
                                                                                                                                       100 000 children <5 years of age in 2014 and
                                                                           aneurysm (HR, 8.9 [95% CI, 5.1–15.4]),
                                                                                                                                       Taiwan at 55.9 per 100 000 in children <5 years
                                                                           male sex (HR, 2.8 [95% CI, 1.7–4.8]), and
                                                                                                                                       of age for the period 2000 to 2014.120,129,130
                                                                           resistance to IVIG therapy (HR, 2.2 [95% CI,
                                                                                                                                       National incidence data are lacking for China,
                                                                           1.4–3.6]).
                                                                                                                                       but the most recent estimates for Shanghai are
                                                                        —	 Among 261 adults <40 years old with ACS
                                                                                                                                       71.9 per 100 000 children <5 years of age in
                                                                           who underwent coronary angiography in
                                                                                                                                       2012.131
                                                                           San Diego, CA, from 2005 to 2009, 5% had
                                                                                                                                    •	 In Japan, the cumulative incidence of KD at age
                                                                           aneurysms consistent with late sequelae of
                                                                                                                                       10 years has been calculated with national survey
                                                                           KD.126
                                                                                                                                       data as >1%, at 1.5 per 100 boys and 1.2 per 100
                                                                Treatment and Control                                                  girls for 2007 to 2010.132 Using different meth-
                                                                  •	 Treatment of acute KD rests on diminishing the                    odology with complete capture of cases through
                                                                     inflammatory response with IVIG, which clearly                    the national health insurance program, Taiwan
                                                                     reduces the incidence of coronary artery aneu-                    recorded a cumulative incidence of 2.78% by age
                                                                     rysms. Aspirin is routinely used for its anti-inflam-             5 years in 2014.130
                                                                     matory and antiplatelet effects, but it does not               •	 The incidence of KD is lower in Canada, at 19.6
                                                                     reduce the incidence of coronary artery aneu-                     per 100 000 children <5 years of age for the
                                                                     rysms.106 On the basis of a Cochrane review, addi-                period 2004 to 2014, and in European countries,
                                                                     tion of prednisolone to the standard IVIG regimen                 such as Italy with 14.7 per 100 000 children <5
                                                                     could further reduce the incidence of coronary                    years of age in 2008 to 2013, Spain with 8 per
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                                                                     artery abnormalities (RR, 0.29 [95% CI, 0.18–                     100 000 children <5 years of age in 2004 to 2014,
                                                                     0.46]), but the applicability of these data to non-               and Germany with 7.2 per 100 000 children <5
                                                                     Asian and less severe KD cases is not certain.127                 years of age in 2011 to 2012.111,133–136
                                                                     Other anti-inflammatory treatments have also                   •	 The incidence of KD is rising worldwide, with
                                                                     been used, based on limited data.106                              potential contributions from improved recogni-
                                                                  •	 Management of established coronary artery aneu-                   tion, diagnosis of incomplete KD more often, and
                                                                     rysms in the short- and long-term is centered on                  true increasing incidence.120,130,135
                                                                                                                                    Estimated Number
                                                                                                                Rate per 1000         (Variable With
                                                                           Type of Presentation                  Live Births        Yearly Birth Rate)
                                                                           Fetal loss                             Unknown               Unknown
                                                                           Invasive procedure during the             2.4                  9200
                                                                           first year
                                                                           Detected during first year*               8                    36 000
                                                                           Bicuspid aortic valve                    13.7                  54 800
Table 15-3. Estimated Prevalence of CCDs and Percent Distribution by Type, United States, 2002* (in Thousands)
                                                                                                                                                                                                                                       CLINICAL STATEMENTS
                                                                                                                                                Prevalence, N                         Percent of Total
                                                                                                                                                                                                                                          AND GUIDELINES
                                                                                    Type                                                Total      Children      Adults       Total      Children        Adults
                                                                                    Total                                                994          463         526          100          100           100
                                                                                    VSD†                                                 199          93          106          20.1        20.1           20.1
                                                                                    ASD                                                  187          78          109          18.8        16.8           20.6
                                                                                    Patent ductus arteriosus                             144          58           86          14.2        12.4           16.3
                                                                                    Valvular pulmonic stenosis                           134          58           76          13.5        12.6           14.4
                                                                                    Coarctation of aorta                                  76          31           44          7.6          6.8           8.4
                                                                                    Valvular aortic stenosis                              54          25           28          5.4          5.5           5.2
                                                                                    TOF                                                   61          32           28          6.1           7            5.4
                                                                                    AV septal defect                                      31          18           13          3.1          3.9           2.5
                                                                                    TGA                                                   26          17            9          2.6          3.6           1.8
                                                                                    Hypoplastic right heart syndrome                      22          12           10          2.2          2.5           1.9
                                                                                    Double-outlet RV                                       9           9            0          0.9          1.9           0.1
                                                                                    Single ventricle                                       8           6            2          0.8          1.4           0.3
                                                                                    Anomalous pulmonary venous connection                  9           5            3          0.9          1.2           0.6
                                                                                    Truncus arteriosus                                     9           6            2          0.7          1.3           0.5
                                                                                    HLHS                                                   3           3            0          0.3          0.7            0
                                                                                    Other                                                 22          12           10          2.1          2.6           1.9
                                                                                     ASD indicates atrial septal defect; AV, atrioventricular; CCD, congenital cardiovascular defect; HLHS, hypoplastic left heart
                                                                                  syndrome; RV, right ventricle; TGA, transposition of the great arteries; TOF, tetralogy of Fallot; and VSD, ventricular septal
                                                                                  defect.
                                                                                     *Excludes an estimated 3 million bicuspid aortic valve prevalence (2 million in adults and 1 million in children).
                                                                                     †Small VSD, 117 000 (65 000 adults and 52 000 children); large VSD, 82 000 (41 000 adults and 41 000 children).
                                                                                     Source: Data derived from Hoffman et al.12
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                                                                                                                                         Population,
   AND GUIDELINES
                                                                                                                            Sample        Weighted
                                                                           Surgery for congenital heart disease, n          14 888          25 831
                                                                             Deaths, n                                        736            1253
                                                                             Mortality rate, %                                4.9             4.8
                                                                           By sex (81 missing in sample)
                                                                             Male, n                                         8127           14 109
                                                                             Deaths, n                                        420             714
                                                                              Mortality rate, %                               5.2             5.1
                                                                             Female, n                                       6680           11 592
                                                                             Deaths, n                                        315             539
                                                                              Mortality rate, %                               4.7             4.6
                                                                           By type of surgery
                                                                             ASD secundum surgery, n                          834            1448
                                                                             Deaths, n                                         3               6
                                                                              Mortality rate, %                               0.4             0.4
                                                                             Norwood procedure for HLHS, n                    161             286
                                                                             Deaths, n                                        42              72
                                                                              Mortality rate, %                              26.1            25.2
                                                                         Chart 15-1. Trends in age-adjusted death rates attributable to congenital cardiovascular defects, 1999 to 2016.
                                                                         Source: National Center for Health Statistics, National Vital Statistics System.
                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                                                                                                             AND GUIDELINES
                                                                Chart 15-2. Trends in age-adjusted death rates attributable to congenital cardiovascular defects by race/ethnicity, 1999 to 2016.
                                                                Source: National Center for Health Statistics, National Vital Statistics System.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 15-3. Trends in age-adjusted death rates attributable to congenital cardiovascular defects by sex, 1999 to 2016.
                                                                Source: National Center for Health Statistics, National Vital Statistics System.
                                                                         Chart 15-4. Trends in age-specific death rates attributable to congenital cardiovascular defects by age at death, 1999 to 2016.
                                                                         Source: National Center for Health Statistics, National Vital Statistics System.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 15-5. Age-adjusted death rates attributable to congenital cardiovascular defects, by sex and race/ethnicity, 2016.
                                                                         NH indicates non-Hispanic.
                                                                         Source: National Center for Health Statistics, National Vital Statistics System.
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 15-6. Age-standardized global mortality rates of congenital heart anomalies per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.101 Printed with permission.
                                                                Copyright © 2017, University of Washington
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 15-7. Age-standardized global prevalence rates of congenital heart anomalies per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.101 Printed with permission. Copyright ©
                                                                2017, University of Washington.
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                                                                         	 8.	Sable C, Foster E, Uzark K, Bjornsen K, Canobbio MM, Connolly                      	26.	 Swenson AW, Dechert RE, Schumacher RE, Attar MA. The effect of late
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                                                                               Shah S, Tong E, Williams RG; on behalf of the American Heart                      	27.	 Best KE, Tennant PWG, Rankin J. Survival, by birth weight and gestational
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                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                                                                                                 HD               heart disease
                                                                See Table 16-1 and Charts 16-1 through 16-11
                                                                                                                                                                                                                                AND GUIDELINES
                                                                                                                                                 HF               heart failure
                                                                                                                                                 HR               hazard ratio
                                                                         Click here to return to the Table of Contents                           ICD-9            International Classification of Diseases, 9th Revision
                                                                                                                                                 ICD-9-CM         International Classification of Diseases, 9th Revision,
                                                                                                                                                                  Clinical Modification
                                                                                   points each); plus history of vascular disease, age 65–74     PINNACLE         Practice Innovation and Clinical Excellence
                                                                                   y, and (female) sex category                                  PREDIMED         Prevención con Dieta Mediterránea
                                                                  CHADS2           Clinical prediction rule for estimating the risk of stroke    PREVEND          Prevention of Renal and Vascular End-Stage Disease
                                                                                   based on congestive heart failure, hypertension, age          QALY             quality-adjusted life-year
                                                                                   ≥75 y, diabetes mellitus (1 point each), and prior stroke/    REGARDS          Reasons for Geographic and Racial Differences in
                                                                                   transient ischemic attack/thromboembolism (2 points)                           Stroke
                                                                  CHARGE-AF        Cohorts for Heart and Aging Research in Genomic               RE-LY            Randomized Evaluation of Long-term Anticoagulant
                                                                                   Epidemiology–Atrial Fibrillation                                               Therapy
                                                                  CHD              coronary heart disease                                        RR               relative risk
                                                                  CHS              Cardiovascular Health Study                                   SBP              systolic blood pressure
                                                                  CI               confidence interval                                           SCD              sudden cardiac death
                                                                  CKD              chronic kidney disease                                        SES              socioeconomic status
                                                                  CPAP             continuous positive airway pressure                           SNP              single-nucleotide polymorphism
                                                                  CVD              cardiovascular disease                                        STEMI            ST-segment–elevation myocardial infarction
                                                                  DALY             disability-adjusted life-year                                 STROKESTOP       Systematic ECG Screening for Atrial Fibrillation Among
                                                                  DM               diabetes mellitus                                                              75-Year-Old Subjects in the Region of Stockholm and
                                                                  DNA              deoxyribonucleic acid                                                          Halland, Sweden
                                                                  ECG              electrocardiogram                                             SVT              supraventricular tachycardia
                                                                  ED               emergency department                                          UI               uncertainty interval
                                                                  EF               ejection fraction                                             USD              US dollars
                                                                  EMPHASIS-HF      Eplerenone in Mild Patients Hospitalization and Survival      VF               ventricular fibrillation
                                                                                   Study in Heart Failure                                        WPW              Wolff-Parkinson-White
                                                                  EPIC             European Prospective Investigation Into Cancer and
                                                                                   Nutrition
                                                                  ESRD             end-stage renal disease
                                                                  FHS              Framingham Heart Study
                                                                  GBD              Global Burden of Disease                                     Bradyarrhythmias
                                                                  GWAS             genome-wide association studies                              ICD-9 426.0, 426.1, 427.81; ICD-10 I44.0
                                                                  GWTG
                                                                  HbA1c
                                                                                   Get With The Guidelines
                                                                                   hemoglobin A1c (glycosylated hemoglobin)
                                                                                                                                                to I44.3, I49.5.
                                                                  HCM              hypertrophic cardiomyopathy                                  2016: Mortality—1163. Any-mention mortality—6411.
                                                                  HCUP             Healthcare Cost and Utilization Project                        2014: Hospital discharges—94 000.
                                                                                                                                 (Continued )     Pacemakers: ICD-9-CM 37.7 to 37.8, 00.50, 00.53.
                                                                            Mean hospital charges: $83 521; in-hospital death              Compared with people with a PR interval ≤200
CLINICAL STATEMENTS
                                                                         rate: 1.46%; mean length of stay: 5.1 days.                       ms, those with a PR interval >200 ms had an
   AND GUIDELINES
                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                  •	Detection and correction of reversible causes of                 with DDD pacing at 7-year follow-up.
                                                                                                                                                                                                           AND GUIDELINES
                                                                    acquired AV block could be of potential impor-                •	 In 19 893 males and females >45 years of age
                                                                    tance in preventing symptomatic bradycardia and                  from the ARIC and CHS cohorts, incidence of sick
                                                                    other complications of AV block.12                               sinus syndrome was associated with increased
                                                                                                                                     mortality (HR, 1.4 [95% CI, 1.1–1.7]), CHD (HR,
                                                                                                                                     1.7 [95% CI, 1.1–2.7]), HF (HR, 2.9 [95% CI, 2.2–
                                                                Sinus Node Dysfunction                                               3.8]), stroke (HR, 1.6 [95% CI, 1.0–2.5]), AF (HR,
                                                                Prevalence and Incidence                                             5.8 [95% CI, 4.4–7.5]), and pacemaker implanta-
                                                                  •	 There are no accurate estimates of the preva-                   tion (HR, 53.7 [95% CI, 42.9–67.2]).29
                                                                     lence of sinus node dysfunction in the general               •	 In a multicenter study from the Netherlands of
                                                                     population.                                                     people with bradycardia treated with pacemaker
                                                                  •	 According to a survey of members of the North                   implantation, the actuarial 1-, 3-, 5-, and 7-year
                                                                     American Society of Pacing and Electrophysiology,               survival rates were 93%, 81%, 69%, and 61%,
                                                                     sick sinus syndrome accounted for 48% of                        respectively. Individuals without CVD at baseline
                                                                     implantations of first permanent pacemakers in                  had similar survival rates as age- and sex-matched
                                                                     the United States in 1997.18,19                                 control subjects.30
                                                                  •	 Sinus node dysfunction is commonly present                   •	 With sinus node dysfunction, the incidence of
                                                                     with other causes of bradyarrhythmias (carotid                  sudden death is extremely low, and pacemaker
                                                                     sinus hypersensitivity in 42% of patients and                   implantation does not appear to alter longev-
                                                                     advanced AV conduction abnormalities in                         ity.12,31 SVT including AF was prevalent in 53% of
                                                                     17%).20,21                                                      patients with sinus node dysfunction.26
                                                                  •	 Incidence rates of sinus node dysfunction hos-               •	 On the basis of records from the NIS, pacemaker
                                                                     pitalization among Medicare beneficiaries >65                   implantation rates per million increased from
                                                                     years of age were 207 per 100 000 person-years                  291 in 1993 to 616 in 2009, although overall
                                                                     in 1998. Rates increased with age and were                      use plateaued in 2001. The patients’ mean age
                                                                     higher in males than females and in whites than                 and number of comorbidities at implantation
                                                                     blacks.22                                                       increased over time. Total hospital charges asso-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                  •	 The incidence rate of sick sinus syndrome was                   ciated with pacemaker implantation increased
                                                                     0.8 per 1000 person-years of follow-up in 2 bira-               45% from $53 693 in 1993 to $78 015 in 2009
                                                                     cial US cohorts, ARIC and CHS.23 The incidence                  (in 2011 dollars).32
                                                                     increased with advancing age (HR, 1.73 [95%                  •	 On the basis of NHDS data, the escalating
                                                                     CI, 1.47–2.05] per 5-year increment), and blacks                implantation rate was attributable to increasing
                                                                     were at 41% lower risk of sick sinus syndrome                   implantation for isolated sinus node dysfunction;
                                                                     than their white counterparts (HR, 0.59 [95% CI,                implantation for sinus node dysfunction increased
                                                                     0.37–0.98]). Investigators projected that in the                by 102%, whereas implantation for all other indi-
                                                                     United States, the number of new cases of sick                  cations did not increase (Chart 16-2).33
                                                                     sinus syndrome per year would rise from 78 000               •	 A study at a single academic institution com-
                                                                     in 2012 to 172 000 in 2060.23                                   pared older adult outpatients (>60 years old)
                                                                Complications                                                        with (N=470) and without (N=2090) asymp-
                                                                (See Chart 16-2)                                                     tomatic bradycardia. Over a mean follow-up of
                                                                  •	 In a small prospective study of 35 patients ≥45                 7.2 years, patients with asymptomatic brady-
                                                                     years of age with sinus node dysfunction that was               cardia had a higher adjusted incidence of pace-
                                                                     left untreated, 57% experienced cardiovascular                  maker insertion (HR, 2.14 [95% CI, 1.30–3.51];
                                                                     events over a 4-year follow-up period; 31% expe-                P=0.003), which appeared after a lag time of 4
                                                                     rienced syncope over the same period.24                         years. However, the absolute rate of pacemaker
                                                                  •	 The survival of patients with sinus node dysfunc-               implantation was low (<1% per year), and
                                                                     tion appears to depend primarily on the severity                asymptomatic bradycardia was not associated
                                                                     of underlying cardiac disease, is not different from            with a higher risk of death.34
                                                                     survival in the general population when treated              •	 In 5831 participants of the MESA cohort, a heart
                                                                     with pacemaker, and is not significantly changed                rate lower than 50 beats per minute was not
                                                                     by type of pacemaker therapy.25–27                              associated with mortality or incident CVD among
                                                                  •	 In a retrospective study28 of patients with sinus               individuals not taking heart rate–modifying drugs
                                                                     node dysfunction who had pacemaker therapy,                     compared with those with heart rate between 50
                                                                     mortality among those with ventricular pacing                   and 59 beats per minute.35
                                                                           •	 The causes of sinus node dysfunction can be                is likely much greater than the estimates from ED
   AND GUIDELINES
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                  •	 Among those presenting for invasive electrophysi-              •	 WPW syndrome, a diagnosis reserved for those
                                                                                                                                                                                                              AND GUIDELINES
                                                                     ological study and ablation, AV nodal reentrant                   with both ventricular preexcitation (evidence of
                                                                     tachycardia (a circuit that requires 2 AV nodal                   an anterograde conducting AV accessory pathway
                                                                     pathways) is the most common mechanism of                         on a 12-lead ECG) and tachyarrhythmias, deserves
                                                                     SVT49,50 and usually represents the majority of                   special attention because of the associated risk of
                                                                     cases (56% in one series of 1754 cases).50                        sudden death. Sudden death is generally attrib-
                                                                  •	 AV reentrant tachycardia (an arrhythmia that                      uted to rapid heart rates in AF conducting down
                                                                     requires the presence of an extranodal connec-                    an accessory pathway and leading to VF.57
                                                                     tion between the atria and ventricles or spe-                  •	 A cohort study from Intermountain Healthcare
                                                                     cialized conduction tissue) is the second most                    with ≈8 years of follow-up reported that rates of
                                                                     common type of SVT (27% in the study by Porter                    cardiac arrest were low and similar between WPW
                                                                     et al50), and atrial tachycardia is the third most                and control patients without WPW. In follow-up,
                                                                     common (17% in the series of 1754 SVT cases                       WPW was associated with a significantly higher
                                                                     from Porter et al50).                                             risk of AF (HR, 1.55 [95% CI, 1.29–1.87]); 7.0%
                                                                  •	 In a US-based national pediatric electrophysiology                of the WPW patients developed AF compared
                                                                     registry study, AV reentrant tachycardia was the                  with 3.8% of those without WPW.58
                                                                     most common SVT mechanism (68%), whereas                       •	 Asymptomatic adults with ventricular preexcita-
                                                                     the remainder of the patients had AV nodal reen-                  tion appear to be at no increased risk of sudden
                                                                     trant tachycardia (32%).51                                        death compared with the general population,59–62
                                                                  •	 AV reentrant tachycardia prevalence decreases                     although certain characteristics found during
                                                                     with age, whereas AV nodal reentrant tachycardia                  an invasive electrophysiological study (includ-
                                                                     and atrial tachycardia prevalence increase with                   ing inducibility of AV reentrant tachycardia or
                                                                     advancing age.50                                                  AF, accessory pathway refractory period, and the
                                                                  •	 The majority of patients with AV reentrant tachy-                 shortest R-R interval during AF) can help risk strat-
                                                                     cardia were males (55%), whereas females con-                     ify these patients.59
                                                                     stituted the majority with AV nodal reentrant                  •	 In a single-center prospective registry study of
                                                                     tachycardia (70%) or atrial tachycardia (62%) in                  2169 patients who agreed to undergo an electro-
                                                                                                                                       physiology study for WPW syndrome from 2005 to
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                 hospital retrospective review of 446 children with     •	 Data from California administrative databases
CLINICAL STATEMENTS
                                                                                 WPW syndrome, 64% were symptomatic at pre-                were analyzed with regard to racial variation in
   AND GUIDELINES
                                                                                 sentation, and 20% had onset of symptoms dur-             incidence of AF. After adjustment for AF risk fac-
                                                                                 ing a median of 3 years follow-up. The incidence          tors, compared with their white counterparts,
                                                                                 of sudden death was 1.1 per 1000 person-years             lower incidence rates were found in blacks (HR,
                                                                                 in patients without structural HD.67                      0.84 [95% CI, 0.82–0.85]; P<0.001), Hispanics
                                                                                                                                           (HR, 0.78 [95% CI, 0.77–0.79]; P<0.001), and
                                                                                                                                           Asians (HR, 0.78 [95% CI, 0.77–0.79]; P<0.001)
                                                                         AF and Atrial Flutter                                             (Chart 16-5).75
                                                                         Prevalence                                                     •	 Racial variation in AF incidence is also observed
                                                                         (See Chart 16-4)                                                  in other countries. For instance, in a study of the
                                                                           •	 Estimates of the prevalence of AF in the United              UK Clinical Practice Research Datalink cohort ≥45
                                                                              States ranged from ≈2.7 million to 6.1 million in            years of age, the incidence rates per 1000 person-
                                                                              2010,68,69 and AF prevalence is estimated to rise to         years standardized to the UK population were 8.1
                                                                              12.1 million in 2030 (Chart 16-4).70                         (95% CI, 8.1–8.2) in whites versus 5.4 (95% CI,
                                                                           •	 In the European Union, the prevalence of AF in               4.6–6.3) in Asians and 4.6 (95% CI, 4.0–5.3) in
                                                                              adults >55 years of age was estimated to be 8.8              black patients.76
                                                                              million (95% CI, 6.5–12.3 million) in 2010 and            •	 Using data from a health insurance claims data-
                                                                              was projected to rise to 17.9 million in 2060                base covering 5% of the United States, the inci-
                                                                              (95% CI, 13.6–23.7 million).71                               dence of AF was estimated at 1.2 million cases in
                                                                           •	 Data from a California health plan suggested                 2010 and was projected to increase to 2.6 million
                                                                              that compared with whites, blacks (OR, 0.49                  cases in 2030.70
                                                                              [95% CI, 0.47–0.52]), Asians (OR, 0.68 [95% CI,         Lifetime Risk and Cumulative Risk
                                                                              0.64–0.72]), and Hispanics (OR, 0.58 [95% CI,           (See Chart 16-6)
                                                                              0.55–0.61]) have a significantly lower adjusted            •	 Previously, the lifetime risks of AF have been esti-
                                                                              prevalence of AF.72                                           mated to be ≈1 in 4 in individuals from the FHS
                                                                           •	Among Medicare patients aged ≥65 years                         and Rotterdam Study.77,78
                                                                              who were diagnosed from 1993 to 2007, the                  •	 However, in more recent studies from Framingham
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              prevalence of AF increased ≈5% per year, from                 and the European BiomarCaRE Consortium, the
                                                                              ≈41.1 per 1000 beneficiaries to 85.5 per 1000                 lifetime risk estimates for AF in individuals of
                                                                              beneficiaries.73                                              European ancestry have increased to ≈1 in 3.
                                                                              —	 In 2007 in the 5% Medicare sample, there                   —	 In the BiomarCaRE study based on 4
                                                                                    were 105 701 older adults with AF: 3.7%                       European community-based studies, the inci-
                                                                                    were black, 93.8% were white, and 2.6%                        dence increased after age 50 years in males
                                                                                    were other/unknown race.73                                    and 60 years in females, but the cumulative
                                                                              —	 The prevalence rate per 1000 beneficiaries                       incidence of AF was similar, at >30%, by age
                                                                                    was 46.3 in blacks, 90.8 in whites, and 47.5                  90 years.79
                                                                                    in other/unknown race.73                                —	 In an FHS report based on participants with
                                                                                                                                                  DNA collected after 1980, the lifetime risk of
                                                                         Incidence                                                                AF after age 55 years was 37.1%, which was
                                                                         (See Table 16-1 and Chart 16-5)                                          influenced by both clinical and genetic risk.80
                                                                           •	 In a Medicare sample, per 1000 person-years,                        In a subsequent study from Framingham, the
                                                                              the age- and sex-standardized incidence of AF                       lifetime risk of AF varied by risk factor bur-
                                                                              was 27.3 in 1993 and 28.3 in 2007, represent-                       den. In individuals with optimal risk profile,
                                                                              ing a 0.2% mean annual change (P=0.02). Of                          the lifetime risk was 23.4% (95% CI, 1.8%–
                                                                              individuals with incident AF in 2007, ≈55% were                     34.5%), whereas the risk was 33.4% (95%
                                                                              females, 91% were white, 84% had hyperten-                          CI, 27.9–38.9) with a borderline risk profile
                                                                              sion, 36% had HF, and 30% had cerebrovascular                       and 38.4% (95% CI, 35.5%–41.4%) with
                                                                              disease.73                                                          an elevated risk profile.81
                                                                           •	 Investigators from MESA estimated the age- and             •	 In a medical insurance database study from the
                                                                              sex-adjusted incidence rate of hospitalized AF                Yunnan Province in China, the estimated lifetime
                                                                              per 1000 person-years (95% CI) as 11.2 (9.8–                  risk of AF at age 55 years was 21.1% (95% CI,
                                                                              12.8) in NH whites, 6.1 (4.7–7.8) in Hispanics,               19.3%–23.0%) for females and 16.7% (95% CI,
                                                                              5.8 (4.8–7.0) in NH blacks, and 3.9 (2.5–6.1) in              15.4%–18.0%) for males.82 In a Taiwanese study,
                                                                              Chinese.74                                                    the lifetime risk of AF was estimated to be 16.9
(95% CI, 16.7–14.2) in males and 14.6 (95% CI, — Individuals with AF have increased mortal-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      14.4–14.9) in females.83                                             ity with concomitant HF,98,99 HF with pre-
                                                                                                                                                                                                            AND GUIDELINES
                                                                   •	 Investigators from the NHLBI-sponsored ARIC                          served EF,100,101 and HF with reduced EF.100
                                                                      study observed that the lifetime risk of AF was                      In a meta-analysis that examined the timing
                                                                      36% in white males (95% CI, 32%–38%), 30%                            of AF in relation to HF onset with regard to
                                                                      in white females (95% CI, 26%–32%), 21% in                           mortality, the risk of death associated with
                                                                      African American males (95% CI, 13%–24%),                            incident AF was higher (RR, 2.21 [95% CI,
                                                                      and 22% in African American females (95% CI,                         1.96–2.49]) than with prevalent AF (RR, 1.19
                                                                      16%–25%).84                                                          [95% CI, 1.03–1.38]; Pinteraction<0.001).102
                                                                                                                                     —	 AF is also associated with an increased
                                                                Mortality
                                                                                                                                           risk of death in other conditions, including
                                                                (See Chart 16-7)
                                                                                                                                           DM,103,104 ESRD,105 sepsis,106,107 and noncar-
                                                                2016 ICD-9 427.3; ICD-10 I48.
                                                                                                                                           diac surgery.108
                                                                In 2016, AF was the underlying cause of death in 24 855
                                                                people and was listed on 15 816 US death certificates             •	 In a Medicare unadjusted analysis, blacks and
                                                                (any-mention mortality).                                             Hispanics had a higher risk of death than their
                                                                   •	 The age-adjusted mortality rate from AF was 6.5                white counterparts with AF; however, after
                                                                      per 100 000 people in 2016.85                                  adjustment for comorbidities, blacks (HR, 0.95
                                                                   •	 In adjusted analyses from the FHS, AF was associ-              [95% CI, 0.93–0.96]; P<0.001) and Hispanics
                                                                      ated with an increased risk of death in both males             (HR, 0.82 [95% CI, 0.80–0.84]; P<0.001) had
                                                                      (OR, 1.5 [95% CI, 1.2–1.8]) and females (OR, 1.9               a lower risk of death than whites with AF.109 In
                                                                      [95% CI, 1.5–2.2]).86 Furthermore, there was an                contrast, in the population-based ARIC study,
                                                                      interaction with sex, such that AF appeared to                 the rate difference for all-cause mortality for
                                                                      diminish the survival advantage typically observed             individuals with versus without AF per 1000 per-
                                                                      in females.                                                    son-years was 106.0 (95% CI, 86.0–125.9)103 in
                                                                   •	 Although there was significant between-study                   blacks, which was higher than the 55.9 (95% CI,
                                                                      heterogeneity (P<0.001), a meta-analysis con-                  48.1–63.7) rate difference in mortality observed
                                                                      firmed that the adjusted risk of death was signifi-            for whites.110
                                                                      cantly stronger in females than in males with AF            •	 In a US-based study, there was substantial varia-
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                                                                      (RR, 1.12 [95% CI, 1.07–1.17]).87                              tion in mortality with AF in US counties from
                                                                   •	 In Medicare beneficiaries ≥65 years of age with                1980 to 2014.111 Investigators estimated there
                                                                      new-onset AF, mortality decreased modestly but                 were ≈22 700 (95% UI, 19 300–26 300) deaths
                                                                      significantly between 1993 and 2007. In 2007,                  attributable to AF in 2014 and 191 500 (95% UI,
                                                                      the age- and sex-adjusted mortality at 30 days                 168 000–215 300) years of life lost. In an exami-
                                                                      was 11%, and at 1 year, it was 25%.73                          nation of county-level data, the age-standardized
                                                                   •	 An observational study of Olmsted County, MN,                  CVD mortality rates were 5.6 per 100 000 for
                                                                      residents with first diagnosis of AF or atrial flut-           the 10th percentile and 9.7 per 100 000 for the
                                                                      ter between 2000 and 2010 reported a high early                90th percentile. The counties with age-standard-
                                                                      mortality compared with individuals of similar age             ized death rates greater than the 90th percentile
                                                                      and sex; the standardized mortality ratio was 19.4             were clustered in Oregon, California, Utah, Idaho,
                                                                      (95% CI, 17.3–21.7) in the first 30 days and 4.2               northeastern Montana, areas east of Kansas City,
                                                                      (95% CI, 3.5–5.0) for days 31 to 90.88                         MO, and southwest West Virginia.111
                                                                   •	 Although stroke is the most feared complication             •	 In a Swedish study based on 75 primary care
                                                                      of AF, the RE-LY clinical trial reported that stroke           centers, an adjusted analysis of patients diag-
                                                                      accounted for only ≈7.0% of deaths in AF, with                 nosed with AF revealed that males living in low
                                                                      SCD (22.25%), progressive HF (15.1%), and non-                 SES neighborhoods were 49% (HR, 1.49 [95%
                                                                      cardiovascular death (35.8%) accounting for the                CI, 1.13–1.96]) more likely to die than their
                                                                      majority of deaths.89                                          counterparts living in middle-income neighbor-
                                                                   •	 AF is also associated with increased mortal-                   hoods. The results were similar in models that
                                                                      ity in subgroups of individuals, including the                 additionally adjusted for anticoagulant and statin
                                                                      following:                                                     treatment (HR, 1.39 [95% CI, 1.05–1.83]).112 In
                                                                      —	 Individuals with other cardiovascular con-                  another study from the same group, unmarried
                                                                           ditions and procedures, including HCM,90                  and divorced males and males with lower edu-
                                                                           MI,91,92 post-CABG91–94 (both short-term93                cational levels with AF had higher risk of mortal-
                                                                           and long-term93,94), post– transcatheter aor-             ity than their married and better-educated male
                                                                           tic valve implantation,95 PAD,96 and stroke.97            counterparts.113
                                                                           •	 Five years after diagnosis with AF, the cumulative          accounted for ≈1.5% of strokes in individuals 50
   AND GUIDELINES
                                                                              incidence rate of mortality, HF, MI, stroke, and            to 59 years of age and ≈23.5% in those 80 to 89
                                                                              gastrointestinal bleeding was higher in older age           years of age.119
                                                                              groups (80–84, 85–89, and ≥90 years of age) than         •	 AF was also an independent risk factor for isch-
                                                                              in younger age groups (67–69, 70–74, and 75–79              emic stroke severity, recurrence, and mortality.97
                                                                              years of age) (Table 16-1).114                              In an observational study, at 5 years only 39.2%
                                                                                                                                          (95% CI, 31.5%–46.8%) of ischemic stroke
                                                                         Extracranial Systemic Embolic Events
                                                                                                                                          patients with AF were alive, and 21.5% (95%
                                                                           •	 In a Danish population-based registry of individ-
                                                                                                                                          CI, 14.5%–31.3%) had experienced recurrent
                                                                               uals 50 to 89 years of age discharged from the
                                                                                                                                          stroke.120
                                                                               hospital, individuals with new-onset AF had an
                                                                                                                                       •	 In Medicare analyses that were adjusted for
                                                                               elevated risk of thromboembolic events to the
                                                                                                                                          comorbidities, blacks (HR, 1.46 [95% CI, 1.38–
                                                                               aorta and renal mesenteric, pelvic, and peripheral
                                                                                                                                          1.55]; P<0.001) and Hispanics (HR, 1.11 [95%
                                                                               arteries. The excess thromboembolic event rate
                                                                                                                                          CI, 1.03–1.18]; P<0.001) had a higher risk of
                                                                               was 3.6 in males and 6.3 in females per 1000 per-
                                                                               son-years of follow-up. Compared with referents            stroke than whites with AF.109 The increased risk
                                                                               in the Danish population, the RR of diagnosed              persisted in analyses adjusted for anticoagulant
                                                                               extracranial embolism was 4.0 (95% CI, 3.5–4.6)            therapy status.109 Additional analyses from the
                                                                               in males and 5.7 (95% CI, 5.1–6.3) in females.115          Medicare registry demonstrated that the addition
                                                                           •	 Investigators pooled data from 4 large, contem-             of African American race to the CHA2DS2-VASc
                                                                               porary, randomized anticoagulation trials and              scoring system significantly improved the predic-
                                                                               observed 221 systemic emboli in 91 746 person-             tion of stroke events among newly diagnosed AF
                                                                               years of follow-up. The systemic embolic event             patients ≥65 years of age.121
                                                                               rate was 0.24 versus a stroke rate of 1.92 per 100      •	 A meta-analysis that examined stroke risk by sex
                                                                               person-years. Compared with individuals expe-              and presence of AF reported that AF conferred
                                                                               riencing stroke, patients experiencing systemic            a multivariable-adjusted 2-fold stroke risk in
                                                                               emboli were more likely to be females (56% ver-            females compared with males (RR, 1.99 [95% CI,
                                                                               sus 47%; P=0.01) but had similar mean age and              1.46–2.71]); however, the studies were noted to
         Downloaded from http://ahajournals.org by on February 7, 2019
significantly higher risk of mortality (per 1000 • A meta-analysis of 9 studies reported that indi-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      person-years: AF plus falls, 51.2; AF and no falls,              viduals with AF have a 5-fold increased risk of HF
                                                                                                                                                                                                              AND GUIDELINES
                                                                      34.4; no AF and falls, 29.8; no AF and no falls,                 (RR, 4.62 [95% CI, 3.13–6.83).133
                                                                      15.6). Compared with those with neither AF nor
                                                                                                                                  Myocardial Infarction
                                                                      falls, those with both conditions had an adjusted
                                                                                                                                  (See Chart 16-7)
                                                                      2-fold increased risk of death (HR, 2.12 [95% CI,
                                                                                                                                  A meta-analysis of 16 cohort studies reported that
                                                                      1.64–2.74]).128
                                                                                                                                  AF was associated with a 1.54 (95% CI, 1.26–1.85)
                                                                   •	 A systematic review and Markov decision analytic
                                                                                                                                  increased risk of MI in follow-up.133
                                                                      modeling report focused on people with AF ≥65
                                                                                                                                     •	 In the REGARDS study in individuals with AF, the
                                                                      years of age noted that warfarin treatment was
                                                                                                                                        age-adjusted MI incidence rate per 1000 person-
                                                                      associated with 12.9 QALYs per patient with typi-
                                                                                                                                        years was 12.0 (95% CI, 9.6–14.9) in those with
                                                                      cal risks of stroke and falls versus 10.2 QALYs for
                                                                                                                                        AF compared with 6.0 (95% CI, 5.6–6.6) in those
                                                                      those treated with neither warfarin nor aspirin. Of
                                                                                                                                        without AF.134
                                                                      interest, sensitivity analyses of the probability of
                                                                                                                                     •	 Both REGARDS134 and the ARIC study135 observed
                                                                      falls or stroke did not substantively influence the
                                                                                                                                        that the risk of MI after AF was higher in females
                                                                      results.129
                                                                                                                                        than in males.
                                                                   •	 A Medicare study noted that patients at high risk
                                                                                                                                     •	 For individuals with AF in both REGARDS134 and the
                                                                      for falls with a CHADS2 score of at least 2 who
                                                                                                                                        CHS,136 a higher risk of MI was observed in blacks
                                                                      had been prescribed warfarin had a 25% lower
                                                                                                                                        than whites. For instance, the CHS observed that
                                                                      risk (HR, 0.75 [95% CI, 0.61–0.91]; P=0.004)
                                                                                                                                        individuals with AF who were black had a higher
                                                                      of a composite cardiovascular outcome (out-of-
                                                                                                                                        risk of MI (HR, 3.1 [95% CI, 1.7–5.6]) than whites
                                                                      hospital death or hospitalization for stroke, MI,
                                                                                                                                        (HR, 1.6 [95% CI, 1.2–2.1]; Pinteraction=0.03).136
                                                                      or hemorrhage) than those who did not receive
                                                                                                                                     •	 In ARIC, AF was associated with an adjusted
                                                                      anticoagulant drugs.130
                                                                                                                                        increased risk of NSTEMI (HR, 1.80 [95% CI,
                                                                Heart Failure                                                           1.39–2.31]) but not STEMI (HR, 0.49 [95% CI,
                                                                (See Chart 16-7)                                                        0.18–0.34]; P for comparison of HR=0.004).135
                                                                  •	 AF and HF share many antecedent risk factors,
                                                                                                                                  Chronic Kidney Disease
                                                                      and ≈40% of people with either AF or HF will
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                                                                               Netherlands. Individuals with ECG-documented            •	 In 2015, there were 6 431 000 physician office
CLINICAL STATEMENTS
                                                                               VF during OHCA were matched with non-VF                    visits and 499  000 ED visits for AF (NAMCS,
   AND GUIDELINES
                                                                              dence rate (36 per 100 000 person-years) than AF                 for patients ≥65 years old were $25 322 for
                                                                              (578 per 100 000 person-years). Although based                   those with AF (95% CI, $25 049–$25 595)
                                                                              on only 112 individuals, in age- and sex-adjusted                versus $21 706 (95% CI, $21 563–$21 849)
                                                                              analyses, incident atrial flutter was associated                 for matched non-AF patients.
                                                                              with a 5-fold hazard of AF (HR, 5.0 [95% CI,                —	 The authors estimated that the incremental
                                                                              3.1–8.0]).144                                                    cost of AF was $10 355 for commercially
                                                                           •	 A national Taiwanese study compared the prog-                    insured patients and $3616 for Medicare
                                                                              nosis of 175 420 patients with AF and 6239                       patients.
                                                                              patients with atrial flutter. Using propensity scor-        —	 Estimating that the prevalence of diagnosed
                                                                              ing, they observed that compared with atrial flut-               versus undiagnosed nonvalvular AF, respec-
                                                                              ter, individuals with AF had significantly higher                tively, was 0.83% versus 0.07% for individu-
                                                                              incidences of ischemic stroke (1.63-fold), HF hos-               als 18 to 64 years of age and 8.8% versus
                                                                              pitalization (1.70-fold), and all-cause mortality                1.1% for those ≥65 years of age, the inves-
                                                                              (1.08-fold).145                                                  tigators estimated that the incremental cost
                                                                         Hospitalizations and Ambulatory Care Visits                           of undiagnosed AF was $3.1 billion (95% CI,
                                                                          •	 According to HCUP data in 2014, there were                        $2.7–3.7 billion).
                                                                             454 000 hospital discharges with AF and atrial            •	 Investigators examined Medicare and MarketScan
                                                                             flutter as the principal diagnosis, evenly split             databases (2004–2006) to estimate costs attrib-
                                                                             between males and females (unpublished NHLBI                 uted to AF in 2008 US dollars (Chart 16-8):152
                                                                             tabulation).146                                              —	 Extrapolating to the US population, it was
                                                                             —	 The rate per 100 000 discharges increased                      estimated that the incremental cost of AF
                                                                                  with advancing age, from 16.4 in those aged                  was ≈$26 billion, of which $6 billion was
                                                                                  18 to 44 years, 149.6 in those 45 to 64 years,               attributed to AF, $9.9 billion to other cardio-
                                                                                  and 593.1 in those 65 to 84 years, to 1159.5                 vascular expenses, and $10.1 billion to non-
                                                                                  in individuals ≥85 years; however, 52.4%                     cardiovascular expenses.
                                                                                  of all hospital discharges for AF occurred in           —	Using cross-sectional data (2006–2014)
                                                                                  patients 65 to 84 years old.146                              from the HCUP’s Nationwide Emergency
Department Sample, the NIS, and the 2.0–5.0 days), did not change, the mortality
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                           National Vital Statistics System, investigators             declined by 4% per year, and hospital readmis-
                                                                                                                                                                                                              AND GUIDELINES
                                                                           estimated that in 2014, for AF listed as a pri-             sions at 30 days declined by 1% per year. During
                                                                           mary diagnosis, the mean charge for ED visits               the same years, median Medicare inpatient costs
                                                                           was ≈$4000, and the mean cost of hospital-                  per hospitalization increased substantially, from
                                                                           izations was about $8819.149                                $2932 (IQR, $2232–$3870) to $4719 (IQR,
                                                                   •	 A systematic review that examined costs of isch-                 $3124–$7209).149
                                                                      emic stroke in individuals with AF included 16
                                                                      studies from 9 countries. In international dol-             Risk Factors
                                                                      lars adjusted to 2015 values, they estimated                (See Chart 16-9)
                                                                      that stroke-related healthcare costs were $8184,              •	 On the basis of data from ARIC, the highest popu-
                                                                      $12 895, and $41 420 for lower middle, middle-                   lation attributable fraction for AF was hyperten-
                                                                      and high-income economies, respectively.153                      sion, followed by BMI, smoking, cardiac disease,
                                                                   •	 Costs of AF have been estimated for many other                   and DM (Chart 16-9).157
                                                                      countries. Investigators estimated that the 3-year          Smoking
                                                                      societal costs of AF were approximately €20 403               •	A meta-analysis of 8 studies suggested that cur-
                                                                      to €26 544 per person and €219 to 295 million                   rent smoking was associated with an increased
                                                                      for Denmark as a whole.154                                      risk of AF (pooled RR, 1.39 [95% CI, 1.11–1.75]).
                                                                Secular Trends                                                        Compared with noncurrent smokers, current
                                                                  •	 During 50 years of observation of the FHS                        smokers had a 21% higher risk of incident AF
                                                                     (1958–1967 to 1998–2007), the age-adjusted                       (pooled RR, 1.21 [95% CI, 1.03–1.42]), which sug-
                                                                     prevalence and incidence of AF approximately                     gests that smoking cessation is associated with a
                                                                     quadrupled. However, when only AF that was                       reduced risk of AF.158
                                                                     ascertained on ECGs routinely collected in the               Activity and Exercise
                                                                     FHS was considered, the prevalence but not the                 •	 Data from some studies suggested that vigor-
                                                                     incidence increased, which suggests that part of                   ous-intensity exercise 5 to 7 days per week was
                                                                     the changing epidemiology was attributable to                      associated with a slightly increased risk of AF.127
                                                                     enhanced surveillance. Although the prevalence
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                                                                               associated with an RR of 1.28 (95% CI, 1.20–                     were cardiothoracic surgery (30%), infection
CLINICAL STATEMENTS
                                                                               1.38) in relation to AF. The risk was nonlinear                  (23%), and AMI (18%). Paroxysmal AF in the
   AND GUIDELINES
                                                                          •	In a meta-analysis of observational studies                     ancestry, body size (greater height and BMI), elec-
                                                                             (excluding a large outlier study) the RR of inci-              trocardiographic features (LVH, left atrial enlarge-
                                                                             dent AF was 1.28 (31 cohort studies [95% CI,                   ment), DM, BP (SBP and hypertension treatment),
                                                                             1.22–1.35]) for DM and 1.20 (4 studies [95% CI,                and presence of CVD (CHD, HF, valvular HD).
                                                                             1.03–1.39]) for prediabetes.165                             •	 More recently, the ARIC, CHS, and FHS investi-
                                                                         Miscellaneous Risk Factors                                         gators developed and validated a risk prediction
                                                                           •	 Other consistently reported risk factors for AF               model for AF in blacks and whites, which was rep-
                                                                              include clinical and subclinical166 hyperthyroid-             licated in 2 European cohorts.182 The CHARGE-AF
                                                                              ism, CKD,167,168 and moderate169 or heavy alcohol             model has been validated in US multiethnic
                                                                              consumption.170                                               cohorts including Hispanics,183 in MESA,184 and in
                                                                           •	 Central sleep apnea also is associated with an                a United Kingdom cohort (EPIC Norfolk).185
                                                                              increased risk of incident AF.171 For instance, in the   Borderline Risk Factors
                                                                              Sleep Heart Health Study, a central sleep apnea            •	Data from the ARIC study indicated that having
                                                                              index ≥5 was associated with an adjusted 3-fold              at least 1 elevated risk factor explained 50% and
                                                                              higher odds (OR, 3.00 [95% CI, 1.40–6.44]) of                having at least 1 borderline risk factor explained
                                                                              incident AF.172                                              6.5% of incident AF cases. The estimated overall
                                                                           •	 Investigators from the Danish Diet, Cancer, and              incidence rate per 1000 person-years at a mean
                                                                              Health cohort reported that individuals with                 age of 54.2 years was 2.19 for those with optimal
                                                                              higher exposure to NO2, a traffic-related air pol-           risk, 3.68 for those with borderline risk, and 6.59
                                                                              lutant, had higher risk of AF (adjusted IRR, 1.08            for those with elevated risk factors.157
                                                                              [95% CI, 1.01–1.14] per 10 mcg/m3 higher
                                                                              10-year time-weighted mean exposure to NO2).173          Subclinical Atrial Tachyarrhythmias,
                                                                           •	AF frequently occurs secondary to other                   Unrecognized AF, Screening for AF
                                                                              comorbidities.                                           Device-Detected AF
                                                                              —	 In the FHS, 31% of AF was diagnosed in                  •	 Cardiac implantable electronic devices (eg, pace-
                                                                                   the context of a secondary, reversible con-              makers and defibrillators) have increased clini-
                                                                                   dition. The most common triggers of AF                   cian awareness of the frequency of subclinical AF
and atrial high-rate episodes in people without a million AF cases in the United States were undiag-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      documented history of AF. Several studies have                 nosed. Of the undiagnosed AF cases, investigators
                                                                                                                                                                                                            AND GUIDELINES
                                                                      suggested that device-detected high-rate atrial                estimated 535 400 (95% CI, 331 900–804 400;
                                                                      tachyarrhythmias are surprisingly frequent and                 1.3%) were in individuals ≥65 years of age, and
                                                                      are associated with an increased risk of AF and                163 500 (95% CI, 17 700–400 000; 0.09%) were
                                                                      total mortality.186,187                                        in individuals 18 to 64 years old.191
                                                                   •	 Investigators in the ASSERT study prospectively             •	 The incidence of detecting previously undiag-
                                                                      enrolled 2580 patients with a recent pacemaker                 nosed AF by screening depends on the underlying
                                                                      or defibrillator implantation who were ≥65 years               risk of AF in the population studied, the intensity
                                                                      of age, had a history of hypertension, and had no              and duration of screening, and the method used
                                                                      history of AF. They classified individuals by pres-            to detect AF.192
                                                                      ence versus absence of subclinical atrial tachyar-          •	 Methods vary in their sensitivity and specific-
                                                                      rhythmias (defined as atrial rate >190 beats per               ity in the detection of undiagnosed AF, increas-
                                                                      minute for >6 minutes in the first 3 months) and               ing from palpation, to devices such as handheld
                                                                      conducted follow-up for 2.5 years.188 Subclinical              single-lead ECGs, modified BP devices, and
                                                                      atrial tachyarrhythmias in the first 3 months                  plethysmographs.192
                                                                      occurred in 10.1% of the patients and were asso-            •	 There has been increasing interest in the use of
                                                                      ciated with the following188:                                  smart phone technology to aid in community
                                                                      —	 An almost 6-fold higher risk of clinical AF                 screening.193,194
                                                                            (HR, 5.6 [95% CI, 3.8–8.2])                           •	In a community-based study in Sweden
                                                                      —	 A more than doubling in the adjusted risk of                (STROKESTOP), half of the population 75 to 76
                                                                            the primary end point, ischemic stroke or sys-           years of age were invited to a stepwise screen-
                                                                            temic embolism (HR, 2.5 [95% CI, 1.3–4.9])               ing program for AF, and 7173 participated in the
                                                                      —	 An annual ischemic stroke or systemic embo-                 screening, of whom 218 had newly diagnosed AF
                                                                            lism rate of 1.7% (versus 0.7% in those                  (3.0% [95% CI, 2.7%–3.5%]) and an additional
                                                                            without)                                                 666 (9.3% [95% CI, 8.6%–10.0%]) had previ-
                                                                      —	 A 13% PAR for ischemic stroke or systemic                   ously diagnosed AF. Of the 218 newly diagnosed
                                                                            embolism                                                 AF cases, only 37 were diagnosed by screening
                                                                                                                                     electrocardiography, whereas intermittent moni-
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                                                                                 evaluating the risks and benefits of anticoagula-           transcription factor 2 (PITX2) gene.205 The study
CLINICAL STATEMENTS
                                                                                 tion among patients at high risk for stroke but             identified a total of 26 loci, which were in or near
   AND GUIDELINES
                                                                                 without a prior history of AF. The findings from            genes encoding ion channels, sarcomeric proteins,
                                                                                 these studies will help to determine optimal                and transcription factors. Japanese investigators
                                                                                 strategies for subclinical AF screening and treat-          were able to replicate 7 loci previously reported in
                                                                                 ment.192 To date, no studies have demonstrated              cohorts predominantly of European ancestry and
                                                                                 that AF screening reduces mortality or incidence            were able to identify 6 new loci.206
                                                                                 of thromboembolic complications.                       •	   A subsequent GWAS, which included >65 000
                                                                                                                                             patients with AF, reported 97 AF-associated loci,
                                                                         Family History and Genetics                                         67 of which were novel in combined-ancestry
                                                                         Family History                                                      analyses.207
                                                                           •	 Although unusual, early-onset lone AF has long            •	   Whole exome/genome sequencing studies have
                                                                              been recognized to cluster in families.12,198 In the           identified rare mutations in additional genes,
                                                                              past decade, the heritability of AF in the commu-              including MYL4.208
                                                                              nity has been appreciated.                                •	   Investigators in the FHS examined the lifetime
                                                                           •	 In studies from the FHS:                                       risk of AF at age 55 years using both clinical
                                                                              —	 Adjusted for coexistent risk factors, having at             and genetic risk factors. They derived polygenic
                                                                                    least 1 parent with AF was associated with               risk scores of 1000 variants (many were sub-
                                                                                    a 1.85-fold increased risk of AF in the adult            threshold hits) associated with AF in the UK
                                                                                    offspring (multivariable-adjusted 95% CI,                Biobank. They divided participants into tertiles
                                                                                    1.12–3.06; P=0.02).199                                   of clinical and genetic risk and reported that
                                                                              —	 A history of a first-degree relative with AF                individuals within the lowest tertile of clinical
                                                                                    also was associated with an increased risk               and of polygenic risk had a lifetime risk of AF
                                                                                    of AF (HR, 1.40 [95% CI, 1.13–1.74]). The                of 22.3% (95% CI, 15.4%–29.1%), whereas
                                                                                    risk was greater if the first-degree relative’s          those in the highest tertile of clinical and poly-
                                                                                    age of onset was ≤65 years (HR, 2.01 [95%                genic risk had a lifetime risk of 48.2% (95% CI,
                                                                                    CI, 1.49–2.71]) and with each additional                 41.3%–55.1%).80
                                                                                    affected first-degree relative (HR, 1.24 [95%       •	   Some studies suggest that genetic markers of AF
                                                                                    CI, 1.05–1.46]).200 Similar findings were                could improve risk prediction for AF over models
         Downloaded from http://ahajournals.org by on February 7, 2019
symptomatic AF who opted to participate enrolled were eligible for at least 1 cardiovascular
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                            in weight loss and aggressive risk factor                  evidence-based therapy. The proportions receiv-
                                                                                                                                                                                                              AND GUIDELINES
                                                                            management interventions had fewer hos-                    ing evidence-based therapy varied by diagnosis,
                                                                            pitalizations, cardioversions, and ablation                at 40.8% of those with CAD, 48.9% of those
                                                                            procedures than their counterparts who                     with DM, 40.2% of those with HF, and 96.7% of
                                                                            declined enrollment. The risk factor man-                  those with hypertension.219
                                                                            agement group was associated with a pre-
                                                                                                                                  Prevention: Randomized Data
                                                                            dicted 10-year cost savings of $12 094 per
                                                                                                                                    •	 Intensive glycemic control was not found to pre-
                                                                            patient.212
                                                                                                                                       vent incident AF in the ACCORD study.104
                                                                      —	 In adjusted analyses, overweight and obese
                                                                                                                                    •	 In the Look AHEAD randomized trial of individuals
                                                                            individuals with paroxysmal or persistent AF
                                                                                                                                       with type 2 DM who were overweight to obese,
                                                                            who achieved at least 10% weight loss were
                                                                                                                                       an intensive lifestyle intervention associated with
                                                                            6-fold more likely to be AF free (86.2% AF
                                                                                                                                       modest weight loss did not significantly affect the
                                                                            free; HR, 5.9 [95% CI, 3.4–10.3]; P<0.001)
                                                                                                                                       rate of incident AF (6.1 versus 6.7 cases per 1000
                                                                            than those with <3% weight loss (39.6% AF
                                                                                                                                       person-years of follow-up; multivariable HR, 0.99
                                                                            free). In addition, individuals losing at least
                                                                                                                                       [95% CI, 0.77–1.28]); however, AF was not pre-
                                                                            10% weight reported fewer symptoms.213
                                                                                                                                       specified as a primary or secondary outcome.220
                                                                      —	 The same Australian group also reported that
                                                                                                                                    •	 Randomized trials of overweight or obese patients
                                                                            among consecutive overweight and obese
                                                                                                                                       referred to an Adelaide, Australia, arrhythmia
                                                                            patients with AF who agreed to participate
                                                                                                                                       clinic for management of symptomatic parox-
                                                                            in an exercise program, those who achieved
                                                                                                                                       ysmal or persistent AF demonstrated that indi-
                                                                            less improvement in cardiorespiratory fitness
                                                                                                                                       viduals randomized to a weight loss intervention
                                                                            (<2 METs gain) had lower AF-free survival
                                                                                                                                       reported lower symptom burden.221
                                                                            (40%; HR, 3.9 [95% CI, 2.1–7.3]; P<0.001)
                                                                                                                                    •	 Meta-analyses have suggested that BP lowering
                                                                            than those with greater improvement in fit-
                                                                                                                                       might be useful in prevention of AF in trials of
                                                                            ness (≥2 METs gain, 89% AF free).214
                                                                                                                                       hypertension, after MI, in HF, and after cardiover-
                                                                   •	 Treatment of OSA has been noted to decrease
                                                                                                                                       sion.222,223 However, the studies were primarily
                                                                      risk of progression to permanent AF.215 In a meta-
                                                                                                                                       secondary or post hoc analyses, the intervention
                                                                      analysis, CPAP was reported to be associated with
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                                                                            •	 A study from Kaiser Permanente in California                      34.8%. Although over the time period, the
CLINICAL STATEMENTS
                                                                               (2006–2009) and self-report questionnaire data                    increased from 52.4% to 60.7%, substantive
                                                                               (2010). Of the more than 12 000 individuals with                  gaps remain.235
                                                                               diagnosed AF, 14.5% were unaware of their diag-              —	 In the PINNACLE registry, females were sig-
                                                                               nosis and 20.4% had inadequate health literacy.                   nificantly less likely to receive oral anticoag-
                                                                               In adjusted analyses, low health literacy was                     ulants at all levels of CHA2DS2-VASc scores
                                                                               associated with a lack of awareness of their AF                   (56.7% versus 61.3%; P<0.001).236
                                                                               diagnosis (literacy prevalence ratio, 0.96 [95% CI,          —	 The PINNACLE registry investigators also
                                                                               0.94–0.98]).229                                                   reported that receipt of warfarin versus a
                                                                                                                                                 direct oral anticoagulant varied significantly
                                                                         Treatment and Control
                                                                                                                                                 by type of insurance, with military, private,
                                                                         Anticoagulation Undertreatment                                          and Medicare insured patients more likely to
                                                                           •	 Studies have demonstrated underutilization of                      receive newer anticoagulants than individu-
                                                                              oral anticoagulation therapy. In a meta-analysis,                  als with Medicaid and other insurance.237
                                                                              males and individuals with prior stroke were more          •	 Disparities in treatment patterns have also been
                                                                              likely to receive warfarin, whereas factors associ-           observed in Sweden. In adjusted analyses, com-
                                                                              ated with lower use included alcohol and drug                 pared with individuals with AF living in middle-
                                                                              abuse, noncompliance, warfarin contraindica-                  income neighborhoods, those living in high-SES
                                                                              tions, dementia, falls, both gastrointestinal and             neighborhoods were more likely to be prescribed
                                                                              intracranial hemorrhage, renal impairment, and                warfarin (males: OR, 1.44 [95% CI, 1.27–1.67];
                                                                              advancing age.230 The underutilization of antico-             females: OR, 1.19 [95% CI, 1.05–1.36]) and
                                                                              agulation in AF has been demonstrated to be a                 statins (males: OR, 1.23 [95% CI, 1.07–1.41];
                                                                              global problem.231                                            females: OR, 1.23 [95% CI, 1.05–1.44]).238
                                                                           •	 The GWTG–Stroke program conducted a ret-                   •	 Investigators conducted multivariable cross-sec-
                                                                              rospective analysis consisting of 1622 hospitals              tional analyses of the NIS between 2012 and 2014
                                                                              and 94 474 patients with acute ischemic stroke                and observed that patients admitted to rural hos-
                                                                              in the setting of known AF from 2012 to 2015.                 pitals had a 17% higher risk of death than those
                                                                              In that analysis, 79     008 of patients (83.6%)
         Downloaded from http://ahajournals.org by on February 7, 2019
— Globally, 46.3 million individuals had preva- • Investigators conducted a prospective registry of
                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                           lent AF/atrial flutter in 2016 (23.1 million                           >15 000 AF patients presenting to EDs in 47 coun-
                                                                                                                                                                                                                           AND GUIDELINES
                                                                           females and 23.2 million males).                                       tries. They observed substantial regional variabil-
                                                                        —	 Mortality attributable to AF is highest in                             ity in annual AF mortality: South America (17%)
                                                                           Northern Europe (Chart 16-10).                                         and Africa (20%) had double the mortality rate
                                                                        —	 Prevalence of AF is highest in Northern                                of North America, Western Europe, and Australia
                                                                           Europe and the United States (Chart                                    (10%; P<0.001). HF deaths (30%) exceeded
                                                                           16-11).                                                                deaths attributable to stroke (8%).243
                                                                Chart 16-1. Long-term outcomes in individuals with prolonged PR interval (>200 ms; first-degree atrioventricular block) compared with individuals
                                                                with normal PR interval in the FHS.
                                                                FHS indicates Framingham Heart Study.
                                                                Data derived from Cheng et al.11
                                                                         Chart 16-2. Primary indications (in thousands) for pacemaker placement between 1990 and 2002 from the NHDS, NCHS.
                                                                         AV indicates atrioventricular; NCHS, National Center for Health Statistics; and NHDS, National Hospital Discharge Survey.
                                                                         Data derived from Birnie et al.33
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 16-3. Incidence rate of paroxysmal supraventricular tachycardia per 100 000 person-years by age and sex.
                                                                         Data derived from Orejarena et al.39
                                                                                                                                                                                                                                    CLINICAL STATEMENTS
                                                                                                                                                                                                                                       AND GUIDELINES
                                                                Chart 16-4. Current and future US prevalence projections for AF.
                                                                Projections assume no increase (red dashed line) or logarithmic growth (blue dashed line) in incidence of AF from 2007.
                                                                AF indicates atrial fibrillation.
                                                                Data derived from Go et al68; and modified from Colilla et al70 with permission from Elsevier. Copyright © 2013, Elsevier Inc.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 16-6. Lifetime cumulative risk for atrial fibrillation at different ages (through age 94 years) by sex.
                                                                         Reprinted from Weng et al.80 Copyright © 2018, American Heart Association, Inc.
                                                                                                                                                                                                                                   CLINICAL STATEMENTS
                                                                                                                                                                                                                                      AND GUIDELINES
                                                                Chart 16-7. Cumulative incidence of events in the 5 years after diagnosis of incident AF in Medicare patients.
                                                                AF indicates atrial fibrillation.
                                                                Reprinted from Piccini et al114 by permission of the European Society of Cardiology. Copyright © 2013, The Authors.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 16-8. AF cost estimates, where AF is diagnosed in inpatient and outpatient encounters.
                                                                Indirect costs are incremental costs of inpatient and outpatient visits.
                                                                AF indicates atrial fibrillation; and USD, US dollars.
                                                                Adapted from Kim et al,150 copyright © 2011, American Heart Association, Inc.; and from Coyne et al152 with permission from the International Society for
                                                                Pharmacoeconomics and Outcomes Research (ISPOR), copyright © 2006, International Society for Pharmacoeconomics and Outcomes Research (ISPOR).
                                                                         Chart 16-9. Population attributable fraction of major risk factors for atrial fibrillation in the ARIC study.
                                                                         ARIC indicates Atherosclerosis Risk in Communities; BMI, body mass index (in kg/m2); cardiac disease, patients with history of coronary artery disease or heart
                                                                         failure; and smoking, current smoker.
                                                                         Data derived from Huxley et al.157
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 16-10. Age-standardized global mortality rates of atrial fibrillation and flutter per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.242 Printed with permission.
                                                                         Copyright © 2017, University of Washington.
                                                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                                                                                                                                                                                               AND GUIDELINES
                                                                Chart 16-11. Age-standardized global prevalence rates of atrial fibrillation per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.242 Printed with permission. Copyright ©
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         	17.	 Grimm W, Koehler U, Fus E, Hoffmann J, Menz V, Funck R, Peter JH,                  incident cardiovascular disease and mortality: the Multi-Ethnic Study
CLINICAL STATEMENTS
                                                                               Maisch B. Outcome of patients with sleep apnea-associated severe                   of Atherosclerosis (MESA). JAMA Intern Med. 2016;176:219–227. doi:
   AND GUIDELINES
                                                                         	28.	 Hesselson AB, Parsonnet V, Bernstein AD, Bonavita GJ. Deleterious effects          2017;135:616–618. doi: 10.1161/CIRCULATIONAHA.116.025064
                                                                               of long-term single-chamber ventricular pacing in patients with sick sinus   	47.	Kamel H, Elkind MS, Bhave PD, Navi BB, Okin PM, Iadecola C,
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                                                                                                                                                             LV           left ventricular
                                                                         INHERITED CHANNELOPATHIES                                                           LVEF         left ventricular ejection fraction
                                                                                                                                                             LVH          left ventricular hypertrophy
                                                                         See Tables 17-1 through 17-5 and Charts 17-1                                        MI           myocardial infarction
                                                                         through 17-4                                                                        NH           non-Hispanic
                                                                                                                                                             NIS          National (Nationwide) Inpatient Sample
                                                                                 Click here to return to the Table of Contents                               OHCA         out-of-hospital cardiac arrest
                                                                                                                                                             OR           odds ratio
                                                                         Cardiac Arrest (Including VF and                                                    PEA          pulseless electrical activity
                                                                                                                                                             PVC          premature ventricular contraction
                                                                         Ventricular Flutter)                                                                PVT          polymorphic ventricular tachycardia
                                                                         ICD-9 427.4, 427.5; ICD-10 I46.0, I46.1,                                            QTc          corrected QT interval
                                                                           CHS             Cardiovascular Health Study                                      ICD-9 427.0, 427.1, 427.2; ICD-10 I47.1,
                                                                           CI              confidence interval
                                                                                                                                                            I47.2, I47.9.
                                                                           CLRD            chronic lower respiratory disease
                                                                           CPC             Cerebral Performance Index                                       2016: Mortality—957. Any-mention mortality—7563.
                                                                           CPR             cardiopulmonary resuscitation                                       2014: Hospital discharges— 64 000 (42 000 male,
                                                                           CPVT            catecholaminergic polymorphic ventricular tachycardia            22 000 female).
                                                                           CVD             cardiovascular disease
                                                                                                                                                               Cardiac arrest is the cessation of cardiac mechani-
                                                                           DCM             dilated cardiomyopathy
                                                                           DM              diabetes mellitus                                                cal activity, as confirmed by the absence of signs of
                                                                           ECG             electrocardiogram                                                circulation.1 An operational definition of SCA is unex-
                                                                           ED              emergency department                                             pected cardiac arrest that results in attempts to restore
                                                                           eGFR            estimated glomerular filtration rate                             circulation. If resuscitation attempts are unsuccessful,
                                                                           EMS             emergency medical services
                                                                                                                                                            this situation is referred to as SCD. SCA results from
                                                                           ERP             early repolarization pattern
                                                                           GWAS            genome-wide association studies
                                                                                                                                                            many disease processes; a consensus statement by the
                                                                           GWTG            Get With The Guidelines                                          International Liaison Committee on Resuscitation rec-
                                                                           HCM             hypertrophic cardiomyopathy                                      ommends categorizing cardiac arrest into events with
                                                                           HCUP            Healthcare Cost and Utilization Project                          external causes (drowning, trauma, asphyxia, electrocu-
                                                                           HD              heart disease                                                    tion, and drug overdose) or medical causes.2 Because
                                                                           HDL-C           high-density lipoprotein cholesterol
                                                                                                                                                            of fundamental differences in underlying pathogenesis
                                                                           HF              heart failure
                                                                           HR              hazard ratio
                                                                                                                                                            and the system of care, epidemiological data for OHCA
                                                                           ICD-9           International Classification of Diseases, 9th Revision           and IHCA are collected and reported separately. For
                                                                           ICD-9-CM        International Classification of Diseases, 9th Revision,          similar reasons, data for infants (aged <1 year), children
                                                                                           Clinical Modification                                            (aged 1–18 years), and adults are reported separately.
                                                                           ICD-10          International Classification of Diseases, 10th Revision
                                                                                                                                                               •	 In a Swedish registry of 70 846 OHCAs from
                                                                           ICU             intensive care unit
                                                                           IHCA            in-hospital cardiac arrest
                                                                                                                                                                  1992 to 2014, 92% of cases had medical causes.
                                                                           IQR             interquartile range                                                    Among nonmedical cases, trauma was the most
                                                                           IRR             incidence rate ratio                                                   common cause.3
                                                                           KD              Kawasaki disease                                                    •	 Adjudication of cause of death in 179 cases of
                                                                                                                                             (Continued )         SCA in middle school, high school, college, and
professional athletes from 2014 to 2016 iden- (95% CI, 175 759–184 399) in the ROC registry.
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                        tified a cause in 117 (65.4%): HCM (16.2%),                    Approximately 52% of EMS-assessed adult OHCA
                                                                                                                                                                                                              AND GUIDELINES
                                                                        coronary artery anomalies (13.7%), idiopathic                  had resuscitation attempted (ROC Investigators,
                                                                        cardiomyopathy (11.1%), autopsy-negative sud-                  unpublished data, July 7, 2016).
                                                                        den unexplained death (6.8%), WPW syndrome                  •	 In 2015, the incidence of EMS-treated OHCA
                                                                        (6.8%). and LQTS (6.0%).4                                      was 66 per 100 000. Incidence of EMS-treated
                                                                                                                                       OHCA with initial shockable rhythm was 13.5 per
                                                                                                                                       100 000 (ROC Investigators, unpublished data,
                                                                Incidence                                                              July 7, 2016).
                                                                (See Tables 17-1 through 17-5)                                      •	 Ten ambulance services serving almost 54 000 000
                                                                   •	 The ROC clinical trial network maintained a reg-                 residents of England attended 28      729 EMS-
                                                                      istry of EMS-assessed and EMS-treated OHCA in                    treated cardiac arrests in 2014 (annual incidence
                                                                      multiple regions of the United States from 2005                  53 per 100 000 residents).9
                                                                      to 2015 (Table 17-1).                                         •	 Location of OHCA in adults is most often a home
                                                                   •	 The ongoing CARES registry estimates the inci-                   or residence (69.5%), followed by public settings
                                                                      dence of EMS-treated OHCA among individuals                      (18.8%) and nursing homes (11.7%) (Table  17-
                                                                      of any age in >1400 EMS agencies in the United                   2).10 OHCA in adults is witnessed by a layper-
                                                                      States (Tables 17-1 through 17-4).                               son in 37% of cases or by an EMS provider in
                                                                   •	 Incidence of EMS-assessed OHCA in people of                      12% of cases. For 51% of cases, collapse is not
                                                                      any age is 110.8 individuals per 100 000 popula-                 witnessed.10
                                                                      tion (95% CI, 108.9–112.6), or 356 461 people                 •	 Initial recorded cardiac rhythm was VF or VT or
                                                                      (quasi CI, 350 349–362 252), based on extrapo-                   shockable by an AED in 18.7% of EMS-treated
                                                                      lation from the ROC registry of OHCA (ROC                        OHCAs in 2017 (Table 17-2).
                                                                      Investigators, unpublished data, July 7, 2016)                •	 Of 4729 patients with STEMI in Los Angeles
                                                                      to the total population of the United States                     County, CA, from 2011 to 2014, 422 (9%) had
                                                                      (325 193 000 as of June 9, 2017).5                               OHCA.11
                                                                   •	 Incidence of EMS-treated OHCA of suspected car-
                                                                                                                                  IHCA: Adults
                                                                      diac cause in people of any age is 57 individuals
                                                                                                                                  (See Table 17-2)
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                                                                            •	According to 2017 GWTG data (GWTG–                            2002 and 2015 that included 186 SCAs in young
CLINICAL STATEMENTS
                                                                               adult IHCA was 53.5% in the ICU, operating room,        •	   Incidence of SCA or SCD was 1 per 44 832 athlete-
                                                                               or ED and 46.5% in noncritical care areas among              years for males and 1 per 237 510 athlete-years for
                                                                               26 178 events at 311 hospitals (Table 17-4).                 females based on a 2007 to 2013 registry of 104
                                                                            •	 Initial recorded cardiac rhythm was VF or VT                 cases of SCA and SCD in high school athletes.23
                                                                               or shockable in 15.3% of adult IHCAs in 2017            •	   Incidence of SCA during competitive sports in
                                                                               GWTG data (GWTG–Resuscitation, unpublished                   people 12 to 45 years old was 0.76 per 100 000
                                                                               data, 2017) (Table 17-2).                                    athlete-years in a population-based registry of all
                                                                                                                                            paramedic responses in Toronto, Canada, from
                                                                         OHCA: Children
                                                                                                                                            2009 to 2014.24
                                                                         (See Tables 17-2 and 17-3)
                                                                                                                                       •	   In the US National Registry of Sudden Death in
                                                                           •	 Age- and sex-adjusted incidence rate of EMS-
                                                                                                                                            Athletes from 1980 to 2011, there were 1306
                                                                              assessed OHCA in children was 8.3 per 100 000
                                                                              person-years (75.3 for infants [<1 years], 3.7 for            SCDs in young athletes (mean 19±6 years of age)
                                                                              children [1–11 years], and 6.3 for adolescents                participating in organized sports. The most com-
                                                                              [12–19 years] per 100 000 person-years) in the                mon causes of SCD in 842 young athletes with
                                                                              ROC Epistry from 2007 to 2012.17                              confirmed diagnoses were HCM (36%), coronary
                                                                           •	 Incidence of EMS-assessed OHCA was 7037                       artery anomalies (19%), myocarditis (7%), ARVC
                                                                              (quasi CI, 6214–7861) children in the United                  (5%), CAD (4%), and commotio cordis (3%).25
                                                                              States based on extrapolation from ROC for indi-         •	   In 45 cases of SCD among National Collegiate
                                                                              viduals <18 years of age in the United States (ROC            Athletic Association athletes from 2004 to 2008,
                                                                              Investigators, unpublished data, July 7, 2016).               adjudication revealed a cause of death in 36
                                                                           •	 Location of EMS-treated OHCA was at home for                  (80%): autopsy-negative sudden unexplained
                                                                              90.6% of children ≤1 year old, 80.2% of children              death (31%), coronary artery abnormalities
                                                                              1 to 12 years old, and 74.7% of children 13 to 18             (14%), DCM (8%), myocarditis related (8%), aor-
                                                                              years old in the CARES 2017 data. Location was in             tic dissection (8%), and idiopathic LVH/possible
                                                                              a public place for 9.3% of children ≤1 years old,             HCM (8%), HCM (3%), ARVC (3%), LQTS (3%),
                                                                              19.6% of children 1 to 12 years old, and 25.0%                commotio cordis (3%), and KD (3%).26
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              of children 13 to 18 years old (Table 17-2).10           •	   In a 2007 to 2013 registry of 104 cases of SCA and
                                                                           •	 Annual incidence of pediatric OHCA was 8.7 per                SCD in high school athletes, adjudication revealed
                                                                              100 000 population in Western Australia from                  a cause of death in 50 cases (73%): idiopathic
                                                                              2011 to 2014.18                                               LVH or possible cardiomyopathy (26%), autopsy-
                                                                                                                                            negative sudden unexplained death (18%), HCM
                                                                         Sports-Related SCA/SCD                                             (14%), and myocarditis (14%).23
                                                                           •	 Incidence of SCD was 0.24 per 100 000 athlete-           •	   Adjudication of cause of death in 179 cases of
                                                                              years in high school athletes screened every 3                SCA in middle school, high school, college, and
                                                                              years between 1993 and 2012 with standard pre-                professional athletes from 2014 to 2016 iden-
                                                                              participation evaluations during Minnesota State              tified a cause in 117 (65.4%): HCM (16.2%),
                                                                              High School League activities.19                              coronary artery anomalies (13.7%), idiopathic
                                                                           •	 Incidence of nontraumatic OHCA was 1 per                      cardiomyopathy (11.1%), autopsy-negative sud-
                                                                              43 770 athlete participant-years in a longitudinal            den unexplained death (6.8%), WPW (6.8%),
                                                                              study of students 17 to 24 years of age partici-              and LQTS (6.0%).4
                                                                              pating in National Collegiate Athletic Association
                                                                              sports from 2004 to 2008. Incidence of cardiac         IHCA: Children
                                                                              arrest was higher among blacks than among              (See Table 17-2)
                                                                              whites and among males than among females.20             •	 Incidence of IHCA for children (30 days to 18 years
                                                                           •	 Incidence of SCA was 0.54 per 100 000 partici-              old) was a mean 9.65 (SD, 16.92) per 1000 admis-
                                                                              pants (95% CI, 0.41–0.70) among 10.9 million                sions and 1.75 (SD, 3.03) per 1000 inpatient days
                                                                              registered participants in 40 marathons and 19              in 92 hospitals according to 2017 GWTG data
                                                                              half marathons.21 Those with cardiac arrest were            (GWTG–Resuscitation, unpublished data, 2017).
                                                                              more often male and were running a marathon              •	 Incidence of pediatric IHCA was 0.78 per 1000
                                                                              versus a half marathon.                                     discharges based on 29 577 children with IHCA in
                                                                           •	 Sports-related SCA accounted for 39% of SCAs                the Kids’ Inpatient Database from 1997 to 2012.
                                                                              for ages ≤18 years, 13% for ages 19 to 25 years,            Incidence of pediatric IHCA increased from 0.57
                                                                              and 7% for ages 25 to 34 years in a prospective             per 1000 discharges in 1997 to 1.01 per 1000
                                                                              registry of 3775 SCAs in Portland, OR, between              discharges in 2012.27
• Per 2017 GWTG data (GWTG–Resuscitation, — SCD rate varied by age, from 0.49 per
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      unpublished data, 2017), location of IHCA for                          100 000 (1–10 years) to 2.76 per 100 000
                                                                                                                                                                                                              AND GUIDELINES
                                                                      children (30 days to 18 years old) was 87.8% in                        (26–34 years).31
                                                                      the ICU, operating room, or ED and 12.2% in                      —	 The rate of SCD declined from 1999 to 2015,
                                                                      noncritical care areas among 897 events at 92                          from 1.48 to 1.13 per 100 000 individuals.31
                                                                      hospitals (Table 17-2).                                       •	 Among hospitalized patients aged 18 to 64 years
                                                                   •	 Incidence of IHCA was 1.8 CPR events per 100                     in the NIS from 2007 to 2012, 235 959 adults had
                                                                      pediatric (<18 years) ICU admissions (sites range                CPR in the hospital, and 30.4% survived to hospi-
                                                                      from 0.6 to 2.3 per 100 ICU admissions) in the                   tal discharge.15
                                                                      Collaborative Pediatric Critical Care Research                •	 Mortality rates for any mention of SCD by age are
                                                                      Network dataset of 10 078 pediatric ICU admis-                   provided in Chart 17-1.
                                                                      sions from 2011 to 2013.28
                                                                   •	 In a registry of 23 cardiac ICUs of the Pediatric           OHCA: Adults
                                                                      Critical Care Consortium including 15 098 chil-             (See Tables 17-1, 17-2, and 17-4)
                                                                      dren between 2014 and 2016, 3.1% of children                  •	 Survival to hospital discharge after EMS-treated
                                                                      in ICUs had a cardiac arrest, with substantial vari-             OHCA was 10.4%, and survival with good func-
                                                                      ation between centers (range 1%– 5.5%), for a                    tional status was 8.4% based on 73 910 cases in
                                                                      mean incidence of 4.8 cardiac arrests per 1000                   CARES for 2017.10
                                                                      cardiac ICU days (range, 1.1–10.4 per 1000 car-               •	 Survival to hospital discharge after EMS-treated
                                                                      diac ICU days).29                                                cardiac arrest was 11.4% (95% CI, 10.4%–
                                                                   •	 Initial recorded cardiac arrest rhythm was VF                    12.4%) for patients of any age and 11.4% (95%
                                                                      or VT or shockable in 9.9% of 897 events at                      CI, 10.3%–12.4%) for adults in the ROC Epistry
                                                                      92 hospitals in GWTG–Resuscitation in 2017                       (ROC Investigators, unpublished data, July 7,
                                                                      (GWTG–Resuscitation, unpublished data, 2017)                     2016) (Table 17-1).
                                                                      (Table 17-2).                                                 •	 Large regional variations in survival to hospital
                                                                                                                                       discharge (range, 3.4%–22.0%) and survival
                                                                                                                                       with functional recovery (range, 0.8%–20.1%)
                                                                Lifetime Risk                                                          are observed between 132 counties in the United
                                                                   •	 SCD appears among the multiple causes of death                   States.32 Variation in rates of layperson CPR and
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                      on 13.4% of death certificates in 2016 (366 494                  AED use explained much of this variation.
                                                                      of 2 744 248), which suggests that 1 of every                 •	 Age-adjusted survival to hospital admission was
                                                                      7.5 people in the United States will die of SCD.30               lower for blacks (6.0%) and Hispanics (8.6%) than
                                                                      Because some people survive SCA, the lifetime                    for whites (11.3%) among 4053 cardiac arrests in
                                                                      risk of cardiac arrest is even higher.                           New York City in 2002 to 2003.33 This disparity
                                                                   •	 Infants have a higher incidence of SCD (12.8 per                 persisted to 30 days after hospital discharge.
                                                                      100 000) than older children (1.1–2.0 per 100 000).           •	 Survival to hospital admission after EMS-treated
                                                                      Among adults, risk of SCD increases exponentially                nontraumatic OHCA was 29.0% for all presenta-
                                                                      with age, surpassing the risk for infants by age 40              tions, with higher survival rates in public places
                                                                      years (20.3 per 100 000) (Chart 17-1).                           (39.5%) and lower survival rates in homes/resi-
                                                                                                                                       dences (27.5%) and nursing homes (18.2%) in
                                                                                                                                       the 2017 CARES registry (Table 17-4).
                                                                Mortality                                                           •	 Survival to hospital discharge varies between
                                                                (See Table 17-5 and Chart 17-1)                                        regions of the United States, being higher in the
                                                                   •	 In 2016, primary-cause SCD mortality was 17 661,                 Midwest (adjusted OR, 1.16 [95% CI, 1.02–1.32])
                                                                      and any-mention SCD mortality in the United                      and the South (1.24 [95% CI, 1.09–1.40]) relative
                                                                      States was 366 494 (Table 17-5).30                               to the Northeast, in 154 177 patients hospitalized
                                                                   •	 Survival of hospitalization after cardiac arrest var-            after OHCA in the NIS (2002–2013).34
                                                                      ied between academic medical centers and was                  •	 Survival at 1, 5, 10, and 15 years, respectively,
                                                                      higher in hospitals with higher cardiac arrest vol-              was 92.2%, 81.4%, 70.1%, and 62.3% among
                                                                      ume, higher surgical volume, greater availability                3449 patients surviving to hospital discharge
                                                                      of invasive cardiac services, and more affluent                  after OHCA from 2000 to 2014 in Victoria,
                                                                      catchment areas.7                                                Australia.35
                                                                   •	 Of 1 452 808 death certificates from 1999 to                  •	 Patients with STEMI who had OHCA had higher
                                                                      2015 for US residents aged 1 to 34 years, 31 492                 in-hospital mortality (38%) than STEMI patients
                                                                      listed SCD (2%) as the cause of death, for an SCD                without OHCA (6%) in a Los Angeles, CA, registry
                                                                      rate of 1.32 per 100 000 individuals.31                          of 4729 STEMI patients from 2011 to 2014.11
                                                                              thons or half marathons, 71% died; those who           •	 Mortality was lower in teaching hospitals (OR,
                                                                              died were younger (mean±SD, 39±9 years of age)            0.57 [95% CI, 0.50–0.66), trauma centers (OR,
                                                                              than those who did not die (mean±SD, 49±10                0.76 [95% CI, 0.67–0.86]), and urban hospitals
                                                                              years of age), were more often male, and were             (OR, 0.78 [95% CI, 0.63–0.97]) relative to non-
                                                                              more often running a full marathon.21                     teaching, non-trauma, or rural hospitals, respec-
                                                                           •	 In a population-based registry of all paramedic           tively, among 42 036 presentations of children 0 to
                                                                              responses for SCA from 2009 to 2014, 43.8% of             18 years old for cardiac or respiratory failure in the
                                                                              athletes with SCA during competitive sports sur-          HCUP’s National Emergency Department Sample.39
                                                                              vived to hospital discharge.24
                                                                                                                                   IHCA: Children
                                                                         IHCA: Adults                                                •	 Survival to hospital discharge after pulseless IHCA
                                                                         (See Table 17-2 and Chart 17-2)                                was 37.2% in 611 children 0 to 18 years old and
                                                                           •	 Survival to hospital discharge was 25.6% of 26 178        22.6% in 214 neonates (0–30 days old) per 2017
                                                                              adult IHCAs at 311 hospitals in GWTG 2017                 GWTG data (GWTG–Resuscitation, unpublished
                                                                              (GWTG–Resuscitation, unpublished data, 2017)              data, 2017) (Table 17-2).
                                                                              data (Table  17-2, Chart 17-2). Among survivors,       •	 Survival to hospital discharge for children with
                                                                              81.7% had good functional status (cerebral per-           IHCA in the ICU was 45% in the Collaborative
                                                                              formance category 1 or 2) at hospital discharge.          Pediatric Critical Care Research Network from
                                                                           •	 Unadjusted survival rate after IHCA was 18.4%             2011 to 2013.28
                                                                              in the UK National Cardiac Arrest Audit database       •	 The in-hospital mortality rate was 46% among
                                                                              between 2011 and 2013. Survival was 49% when              29 577 children with IHCA in the Kids’ Inpatient
                                                                              the initial rhythm was shockable and 10.5% when           Database from 1997 to 2012.27
                                                                              the initial rhythm was not shockable.13
                                                                           •	 Survival to discharge is lower for black patients
                                                                              (25.2%) than for white patients (37.4%) after        Secular Trends
                                                                              IHCA.36 Lower rates of survival to discharge for     (See Tables 17-2 and 17-3 and Charts 17-2
                                                                              blacks reflect lower rates of both successful        and 17-3)
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              resuscitation (55.8% for blacks versus 67.4% for       •	 Incidence of EMS-treated OHCA increased from
                                                                              whites) and postresuscitation survival (45.2% ver-        47 per 100 000 to 66 per 100 000 between 2008
                                                                              sus 55.5%). The hospital where patients received          and 2015 in the ROC Epistry (ROC Investigators,
                                                                              care explained much of the racial variation in            unpublished data, July 7, 2016).
                                                                              postresuscitation survival (adjusted RR for hospi-
                                                                                                                                     •	 Incidence of pediatric OHCA has declined from
                                                                              tal, 0.92 [95% CI, 0.88–0.96]; adjusted RR for
                                                                                                                                        1997 to 2014 in Perth, Western Australia, par-
                                                                              race, 0.99 [95% CI, 0.92–1.06]).
                                                                                                                                        ticularly in children <1 years of age.18
                                                                           •	 Survival to hospital discharge after IHCA was
                                                                                                                                     •	 Incidence of pediatric IHCA increased from 0.57
                                                                              lower for males than for females (adjusted OR,
                                                                                                                                        per 1000 discharges in 1997 to 1.01 per 1000
                                                                              0.90 [95% CI, 0.83–0.99]) in a Swedish registry
                                                                                                                                        discharges in 2012 based on 29 577 children with
                                                                              of 14 933 cases of IHCA from 2007 to 2014.37
                                                                                                                                        IHCA in the Kids’ Inpatient Database.27
                                                                           •	 Mortality was lower among 348 368 patients with
                                                                                                                                     •	 Age-adjusted death rates for any mention of SCD
                                                                              IHCA managed in teaching hospitals (55.3%) than
                                                                                                                                        declined from 138 per 100 000 person-years in
                                                                              among 376 035 managed in nonteaching hospi-
                                                                                                                                        1999 to 98 per 100 000 person-years by 2016
                                                                              tals (58.8%), even after adjustment for baseline
                                                                                                                                        (Chart 17-3).
                                                                              patient and hospital characteristics (adjusted OR,
                                                                                                                                     •	 Unadjusted survival to hospital discharge after
                                                                              0.917 [95% CI, 0.899–0.937]).38
                                                                                                                                        EMS-treated OHCA increased from 10.2% in
                                                                         OHCA: Children                                                 2006 to 12.4% in 2015 in the ROC Epistry (ROC
                                                                         (See Tables 17-1 through 17-3)                                 Investigators, unpublished data, July 7, 2016)
                                                                           •	 Survival to hospital discharge after EMS-treated          (Table 17-1).
                                                                              nontraumatic cardiac arrest was 13.2% (95%             •	 Survival to hospital discharge for patients hospital-
                                                                              CI, 7.0%–19.4%) for children in the ROC Epistry           ized after OHCA increased from 49.9% (39.8%–
                                                                              (ROC Investigators, unpublished data, July 7,             60.0%) in 1995 to 54.0% (46.3%–61.8%) in
                                                                              2016) (Table 17-1).                                       2013 among 247 684 patients hospitalized in the
                                                                           •	 Survival to hospital discharge was 5.4% for 1197          NIS from 1995 to 2013.40
                                                                              children ≤1 year old, 18.2% for 484 children 1         •	 Survival to hospital discharge in patients with
                                                                              to 12 years old, and 20.7% for 376 children 13            VT/VF OHCA increased from 2000 to 2012 from
46.9% to 60.1%, both in those with ST-segment premorbid activities, and 27% of those who were
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                        elevation (59.2%–74.3%) and in those without                   working before the OHCA were on sick leave at 6
                                                                                                                                                                                                              AND GUIDELINES
                                                                        ST-segment elevation (43.3%–56.8%), based on                   months.51
                                                                        407 974 patients from the NIS.41                            •	 Among 195 family caregivers of cardiac arrest
                                                                   •	   Survival after IHCA increased between 2000 and                 survivors, anxiety was present in 33 caregivers
                                                                        2016 in GWTG data (Chart 17-2).                                (25%) and depression in 18 caregivers (14%) at
                                                                   •	   The in-hospital mortality rate decreased each year             12 months.52
                                                                        from 69.6% in 2001 to 57.8% in 2009 among
                                                                        1 190 860 patients hospitalized with a diagnosis
                                                                        of cardiac arrest in the NIS.42
                                                                                                                                  Healthcare Utilization and Cost
                                                                   •	   The in-hospital mortality rate declined from 51%            •	 In the Oregon SUDS, the estimated societal bur-
                                                                        in 1997 to 40% in 2012 among 29 577 children                   den of SCD in the United States was 2 million
                                                                        with IHCA in the Kids’ Inpatient Database.27                   years of potential life lost for males and 1.3 million
                                                                   •	   Rates of layperson-initiated CPR and layperson                 years of potential life lost for females, accounting
                                                                        use of AEDs have increased over time (Table 17-1).             for 40% to 50% of the years of potential life lost
                                                                                                                                       from all cardiac disease.53
                                                                                                                                    •	 Among males, estimated deaths attributable
                                                                Complications                                                          to SCD exceeded all other individual causes of
                                                                (See Tables 17-2 through 17-4)                                         death, including lung cancer, accidents, CLRD,
                                                                   •	 Survivors of cardiac arrest experience multiple                  cerebrovascular disease, DM, prostate cancer, and
                                                                      medical problems related to critical illness, includ-            colorectal cancer.53
                                                                      ing impaired consciousness and cognitive deficits.
                                                                      As many as 18% of survivors of OHCA, 40% of                 Risk Factors
                                                                      adult survivors of IHCA, and 72% of child survi-
                                                                      vors of IHCA have moderate to severe functional
                                                                                                                                  (See Chart 17-4)
                                                                      impairment at hospital discharge (Tables  17-2              Age
                                                                      through 17-4).                                                •	The underlying cause of OHCA varies by age
                                                                   •	Functional impairments are associated with                       group. Chart 17-4 illustrates the causes of OHCA
                                                                                                                                      by age group based on a retrospective cohort of
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                                                                                 higher estimated incidence of SCD in black ath-        •	 A meta-analysis of 24 trials of statins in patients
CLINICAL STATEMENTS
                                                                                 letes than in white athletes and in males than in         with HF, which included a total of 11 463 patients,
   AND GUIDELINES
                                                                                 females. Of these deaths among athletes, 842              concluded that statins did not reduce the risk of
                                                                                 (35%) were adjudicated to have a cardiovascular           SCD (RR, 0.92 [95% CI, 0.70–1.21]).65
                                                                                 cause, including HCM (36%), anomalous coro-            •	 In a registry of 2119 SCAs in Portland, OR, from
                                                                                 nary artery (19%), myocarditis (7%), ARVC (5%),           2002 to 2015, prior syncope was present in 6.8%
                                                                                 CAD (4%), mitral valve prolapse (4%), aortic rup-         cases, and history of syncope was associated with
                                                                                 ture (3%), aortic stenosis (2%), DCM (2%), and            increased risk of SCA relative to 746 geographi-
                                                                                 LQTS (2%).25                                              cally matched control subjects (OR, 2.8 [95% CI,
                                                                                                                                           1.68–4.85]).66
                                                                         Socioeconomic Factors                                          •	 In a cohort of 5211 Finnish people >30 years old
                                                                           •	OHCA rates were higher in census tracts from                  in 2000 to 2001 followed up for a median of 13.2
                                                                             the lowest socioeconomic quartile relative to the             years, high baseline thyroid-stimulating hormone
                                                                             highest socioeconomic quartile (IRR, 1.9 [95% CI,             was independently associated with greater risk of
                                                                             1.8–2.0]) in 9235 cases from the ROC Epistry (from            SCD (HR, 2.28 [95% CI, 1.13–4.60]).67
                                                                             2006 to 2007).58                                           •	 In a meta-analysis that included 17 studies
                                                                         HD, Cardiac Risk Factors, and Other Comorbidities                 with 118 954 subjects, presence of depression
                                                                          •	 A large proportion of patients with OHCA have                 or depressive symptoms was associated with
                                                                              coronary atherosclerosis.59                                  increased risk of SCD (HR, 1.62 [95% CI, 1.37–
                                                                                                                                           1.92]), and specifically for VT/VF (HR, 1.47 [95%
                                                                          •	 Approximately 5% to 10% of SCD cases occur in
                                                                                                                                           CI, 1.23–1.76]).68
                                                                              the absence of CAD or structural HD.60
                                                                          •	 Risk of SCD in prospective cohorts who were ini-         Prodromal Symptoms
                                                                              tially free of CVD when recruited in 1987 to 1993         •	 Twenty-five percent of those with EMS-treated
                                                                              was associated with male sex, black race, DM,                OHCA have no symptoms before the onset of
                                                                              current smoking, and SBP.61                                  arrest.69
                                                                          •	 Prior HD was associated with risk for OHCA in              •	 Abnormal vital signs during the 4 hours preceding
                                                                              1275 health maintenance organization enrollees               IHCA occurred in 59.4% and at least 1 severely
                                                                              50 to 79 years of age. Incidence of OHCA was                 abnormal vital sign occurred in 13.4% of 7851
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              6.0 per 1000 person-years in subjects with any               patients in the 2007 to 2010 GWTG data.70
                                                                              clinically recognized HD compared with 0.8 per            •	 Early warning score systems using both clinical cri-
                                                                              1000 person-years in subjects without HD. In sub-            teria and vital signs can identify hospital patients
                                                                              groups with HD, incidence was 13.7 per 1000                  with a higher risk of IHCA.71
                                                                              person-years in subjects with prior MI and 21.9         ECG Abnormalities
                                                                              per 1000 person-years in subjects with HF.62              •	 Among 12 241 subjects from the ARIC study, in
                                                                          •	 A logistic model incorporating age, sex, race, cur-           which 346 subjects had SCD during a median
                                                                              rent smoking, SBP, use of antihypertensive medi-             follow-up of 23.6 years, prolongation of the
                                                                              cation, DM, serum potassium, serum albumin,                  QT interval at baseline was associated with risk
                                                                              HDL-C, eGFR, and QTc interval, derived in 13 677             of SCD (HR, 1.49 [95% CI, 1.01–2.18]), and
                                                                              adults, correctly stratified 10-year risk of SCD in a        this association was driven specifically by the
                                                                              separate cohort of 4207 adults (C statistic, 0.820           T-wave onset to T-peak component of the total
                                                                              in ARIC and 0.745 in CHS).61                                 interval.72
                                                                          •	 Four lifestyle factors (smoking, exercise, diet,           •	 In a cohort of 4176 subjects with no known HD,
                                                                              and weight) were associated with SCD in a study              687 (16.5%) had early repolarization with termi-
                                                                              of 81 722 females in the Nurses’ Health Study                nal J wave, but this pattern had no association
                                                                              who were followed up from 1984 to 2010. RR                   with cardiac deaths (0.8%) over 6 years of follow-
                                                                              of SCD (N=321) was 0.54 (95% CI, 0.34–0.86)                  up compared with matched control subjects.73
                                                                              for females with 1 low-risk factor, 0.41 (95% CI,         •	Among 11       956 residents of rural Liaoning
                                                                              0.25–0.65) for those with 2 low-risk factors, 0.33           Province, China, who were ≥35 years old, 1.3%
                                                                              (95% CI, 0.20–0.54) for 3 low-risk factors, and              had ERP, with higher prevalence in males (2.6%)
                                                                              0.08 (95% CI, 0.03–0.23) for 4 low-risk factors.63           than females (0.2%).74
                                                                          •	 According to data from the Kids’ Inpatient Data            •	 In an Italian public health screening project, 24%
                                                                              Sample from 2000, 2003, and 2006, IHCA                       of 13 016 students aged 16 to 19 years had at
                                                                              occurred in 0.74% of hospitalized children with              least 1 of the following electrocardiographic
                                                                              CVD versus 0.05% of hospitalized children with-              abnormalities: ventricular ectopic beats, AV block,
                                                                              out CVD (OR, 13.8 [95% CI, 12.8–15.0]).64                    Brugada-like ECG pattern, left anterior/posterior
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                        QT interval, left atrial enlargement, right atrial
                                                                                                                                   •	 Hereditary LQTS is a genetic channelopathy char-
                                                                                                                                                                                                             AND GUIDELINES
                                                                        enlargement, short PQ interval, and ventricular
                                                                                                                                      acterized by prolongation of the QT interval (typi-
                                                                        pre-excitation WPW syndrome.75
                                                                                                                                      cally >460 ms) and susceptibility to ventricular
                                                                                                                                      tachyarrhythmias that lead to syncope and SCD.
                                                                Genetics and Family History Associated                                Investigators have identified mutations in 15
                                                                With SCD                                                              genes leading to this phenotype (LQT1 through
                                                                                                                                      LQT15).87,88 LQT1 (KCNQ1), LQT2 (KCNH2), and
                                                                   •	 A large proportion of OHCA in the general popu-
                                                                                                                                      LQT3 (SCN5A) mutations account for the majority
                                                                      lation results directly from CAD. Risk factors are
                                                                                                                                      (≈80%) of the typed mutations.89,90
                                                                      thus similar to those for CAD.76
                                                                                                                                   •	 The prevalence of LQTS was estimated at 1 per
                                                                   •	 Arrhythmic cardiac arrest not attributable to CAD
                                                                                                                                      2000 live births from ECG-guided molecular
                                                                      is associated with structural HD in about one-third
                                                                                                                                      screening of 44 596 infants (mostly white) born
                                                                      of cases and primary arrhythmic disorders, often
                                                                                                                                      in Italy.91 A similar prevalence was found among
                                                                      with a genetic basis, in the other two-thirds of
                                                                                                                                      7961 Japanese schoolchildren screened by use of
                                                                      cases.77
                                                                                                                                      an ECG-guided molecular screening approach.92
                                                                   •	 A family history of cardiac arrest in a first-degree
                                                                                                                                      LQTS has been reported among those of African
                                                                      relative is associated with an ≈2-fold increase in
                                                                                                                                      descent, but its prevalence is not well assessed.93
                                                                      risk of cardiac arrest.78,79
                                                                   •	 Age- and sex-adjusted prevalence of electrocar-              •	 There is variable penetrance and a sex-time inter-
                                                                      diographic abnormalities associated with SCD                    action for LQTS symptoms. Therefore, frequency
                                                                      was 0.6% to 1.1% in a sample of 7889 Spanish                    of LQTS mutations without clinically apparent or
                                                                      citizens aged ≥40 years, including Brugada syn-                 forme pleine LQTS might be much higher. Risk
                                                                      drome in 0.13%, QTc <340 ms in 0.18%, and QTc                   of cardiac events is 21% among males and 14%
                                                                      ≥480 ms in 0.42%.80                                             among females by 12 years of age. Risk of events
                                                                   •	 Exome sequencing in younger (<51 years old)                     during adolescence (ages 12–18 years) is equiva-
                                                                      decedents who died of sudden unexplained                        lent between sexes (≈25% for both sexes). Risk of
                                                                      death or suspected arrhythmic death has revealed                cardiac events in young adulthood (ages 18–40
                                                                                                                                      years) is 16% among males and 39% among
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                                                                              received long-term prophylaxis with hydroquini-           Arrhythmias include frequent ectopy, bidirectional
                                                                              dine. During a median follow-up of 64 months, 2           VT, and PVT with exercise or catecholaminergic
                                                                              patients received an appropriate implantable car-         stimulation (such as emotion, or medicines such
                                                                              dioverter-defibrillator shock, and 1 patient expe-        as isoproterenol). Mutations in genes encoding
                                                                              rienced syncope. Nonsustained PVT was recorded            RYR2 (CPVT1) are found in the majority of patients
                                                                              in 3 patients.                                            and result in a dominant pattern of inheritance.118
                                                                           •	 In an international case series of 15 centers that        Mutations in genes encoding CASQ2 (CPVT2) are
                                                                              included 25 patients ≤21 years of age with short-         found in a small minority and result in a recessive
                                                                              QT syndrome who were followed up for 5.9 years            pattern of inheritance. Mutations have also been
                                                                              (IQR, 4–7.1 years), 6 patients had aborted sudden         described in KCNJ2 (CPVT3), TRDN, ANK2, and
                                                                              death (24%) and 4 (16%) had syncope.107 Sixteen           CALM1.118
                                                                              patients (84%) had a familial or personal history      •	 Prevalence of CPVT is not known. Estimates of
                                                                              of cardiac arrest. A gene mutation associated             1:5000 to 1:10 000 have been proposed, but this
                                                                              with short-QT syndrome was identified in 5 of 21          could be an underestimate if childhood cases of
                                                                              probands (24%).                                           sudden death are uncounted from the numerator
                                                                                                                                        and denominator.118
                                                                         Brugada Syndrome                                          Complications
                                                                         Prevalence and Incidence                                    •	 Of 101 patients with CPVT, the majority had expe-
                                                                           •	 Brugada syndrome is an acquired or inher-                 rienced symptoms before 21 years of age.119
                                                                              ited channelopathy characterized by persistent         •	 In small series (N=27 to N=101) of patients fol-
                                                                              ST-segment elevation in the precordial leads (V1–         lowed up over a mean of 6.8 to 7.9 years, 27%
                                                                              V3), right bundle-branch block, and susceptibility        to 62% experienced cardiac symptoms, and
                                                                              to ventricular arrhythmias and SCD.108 Brugada            fatal or near-fatal events occurred in 13% to
                                                                              syndrome is associated with mutations in at least         31%.119–121
                                                                              12 ion channel–related genes.108,109                   •	 Risk factors for cardiac events included younger
                                                                           •	 In a meta-analysis of 24 studies, prevalence was          age at diagnosis and absence of β-blocker
                                                                              estimated at 0.4% worldwide, with regional                therapy. A history of aborted cardiac arrest and
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      fatal or near-fatal events.119                                •	 Over a mean follow-up of 8±7 years, 6% of 744
                                                                                                                                                                                                              AND GUIDELINES
                                                                   •	 In a cohort of 34 patients with CPVT, 20.6%                      HCM patients experienced SCD.127
                                                                      developed fatal cardiac events during 7.4 years of            •	 Among 1866 sudden deaths in athletes between
                                                                      follow up.122                                                    1980 and 2006, HCM was the most common
                                                                                                                                       cause of cardiovascular sudden death (in 251
                                                                                                                                       cases, or 36% of the 690 deaths that could be
                                                                Arrhythmogenic RV Dysplasia/                                           reliably attributed to a cardiovascular cause).128
                                                                Cardiomyopathy                                                      •	 The risk of sudden death increases with increas-
                                                                Prevalence and Incidence                                               ing maximum LV wall thickness,129,130 and the risk
                                                                  •	 Arrhythmogenic RV dysplasia or cardiomyopathy                     for those with wall thickness ≥30 mm is 18.2
                                                                     is a form of genetically inherited structural HD                  per 1000 patient-years (95% CI, 7.3–37.6),130 or
                                                                     that presents with fibrofatty replacement of the                  approximately twice that of those with maximal
                                                                     myocardium, which increases risk for palpitations,                wall thickness <30 mm.129–131 Of note, an asso-
                                                                     syncope, and sudden death. Twelve ARVC loci                       ciation between maximum wall thickness and
                                                                     have been described (ARVC1–ARVC12). Disease-                      sudden death has not been found in every HCM
                                                                     causing genes for 8 of these loci have been iden-                 population.130
                                                                     tified, the majority of which are in desmosomally              •	 Nonsustained VT is a risk factor for sudden
                                                                     related proteins.123                                              death,132,133 particularly in younger patients.
                                                                  •	 The prevalence of ARVC has not been systemati-                    Nonsustained VT in those ≤30 years of age is
                                                                     cally estimated, but is thought to be between 1 in                associated with a 4.35-greater odds of sudden
                                                                     1000 and 1 in 5000.123                                            death (95% CI, 1.5–12.3).133
                                                                  •	Of 100 patients in the Johns Hopkins                            •	 A history of syncope is also a risk factor for sud-
                                                                     Arrhythmogenic Right Ventricular Dysplasia                        den death in HCM,134 particularly if the syncope
                                                                     Registry, 51 were males and 95 were white, with                   was recent before the initial evaluation and not
                                                                     the rest being of black, Hispanic, or Middle Eastern              attributable to a neurally mediated event.135
                                                                     origin. Twenty-two percent of the 87 index cases               •	 The presence of LV outflow tract obstruction
                                                                     and 32% of all the identified cases had evidence                  with pressure gradients ≥30 mm Hg appears to
                                                                                                                                       increase the risk of sudden death by ≈2-fold.136,137
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                                                                               outcomes, systematic screening for ERP has not            •	 Evidence from families with a high penetrance
CLINICAL STATEMENTS
                                                                            •	 A syndrome in which ≥1-mm positive deflections               with a high risk of sudden death suggests that
                                                                               (sometimes referred to as J waves) occurred in               the syndrome can be inherited in an autosomal
                                                                               the S wave of ≥2 consecutive inferior or lateral             dominant fashion.148 A meta-analysis of GWASs
                                                                               leads was significantly more common among                    performed in population-based cohorts failed to
                                                                               patients with idiopathic VF than among control               identify any genetic variants.149
                                                                               subjects.142,143
                                                                            •	 ERP is observed in 4% to 19% of the population
                                                                               (more commonly in young males and in athletes)
                                                                                                                                       Genome-Wide Association Studies
                                                                               and conventionally has been considered a benign           •	 GWASs on cases of arrhythmic death attempt to
                                                                               finding.141–145                                              identify previously unidentified genetic variants
                                                                            •	 In CARDIA, 18.6% of 5069 participants had early              and biological pathways associated with poten-
                                                                               repolarization restricted to the inferior and lateral        tially lethal ventricular arrhythmias and risk of
                                                                               leads at baseline; by year 20, only 4.8% exhib-              sudden death. Limitations of these studies are
                                                                               ited an ERP.144 Younger age, black race, male sex,           the small number of samples available for analy-
                                                                               longer exercise duration and QRS duration, and               sis and the heterogeneity of case definition. The
                                                                               lower BMI, heart rate, QT index, and Cornell volt-           number of loci uniquely associated with SCD is
                                                                               age were associated with the presence of baseline            much smaller than for other complex diseases. In
                                                                               early repolarization. Persistence of the electrocar-         addition, studies do not consistently identify the
                                                                               diographic pattern from baseline to year 20 was              same variants. A pooled analysis of case-control
                                                                               associated with black race (OR, 2.62 [95% CI,                and cohort GWASs identified a rare (1.4% minor
                                                                               1.61–4.25]), BMI (OR, 0.62 per 1 SD [95% CI,                 allele frequency) novel marker at the BAZ2B locus
                                                                               0.40–0.94]), serum triglyceride levels (OR, 0.66             (bromodomain adjacent zinc finger domain 2B)
                                                                               per 1 SD [95% CI, 0.45–0.98]), and QRS dura-                 that was associated with a risk of arrhythmic death
                                                                               tion (OR, 1.68 per 1 SD [95% CI, 1.37–2.06]) at              (OR, 1.9 [95% CI, 1.6–2.3]).149
                                                                               baseline.144
                                                                         Complications                                                 Premature Ventricular Contractions
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                                                                           •	 Shocks from an automatic implantable cardio-               •	 In a study of 1139 older adults in the CHS with-
                                                                              verter-defibrillator occur more often and earlier in          out HF or systolic dysfunction studied by Holter
                                                                              survivors of idiopathic VF with inferolateral early           monitor (median duration, 22.2 hours), 0.011%
                                                                              repolarization syndrome.146,147                               of all heartbeats were PVCs, and 5.5% of par-
                                                                           •	 In an analysis of the Social Insurance Institution’s          ticipants had nonsustained VT. Over follow-up,
                                                                              Coronary Disease Study in Finland, J-point eleva-             the highest quartile of ambulatory ECG PVC
                                                                              tion was identified in 5.8% of 10 864 people.144              burden was associated with an adjusted odds of
                                                                              Those with inferior lead J-point elevation more               decreased LVEF (OR, 1.13 [95% CI, 1.05–1.21])
                                                                              often were male and more often were smokers;                  and incident HF (HR, 1.06 [95% CI, 1.02–1.09])
                                                                              had a lower resting heart rate, lower BMI, lower              and death (HR, 1.04 [95% CI, 1.02–1.06]).150
                                                                              BP, shorter QTc, and longer QRS duration; and                 Although PVC ablation has been shown to
                                                                              were more likely to have electrocardiographic evi-            improve cardiomyopathy, the association with
                                                                              dence of CAD. Those with lateral J-point elevation            death may be complex, representing both a
                                                                              were more likely to have LVH. Before and after                potential cause and a noncausal marker for coro-
                                                                              multivariable adjustment, subjects with J-point               nary or structural HD.
                                                                              elevation ≥1 mm in the inferior leads (N=384)
                                                                              had a higher risk of cardiac death (adjusted RR,
                                                                              1.28 [95% CI, 1.04–1.59]) and arrhythmic death           Monomorphic VT
                                                                              (adjusted RR, 1.43 [95% CI, 1.06–1.94]); how-            Prevalence and Incidence
                                                                              ever, these patients did not have a significantly          •	 Monomorphic VT can be reentrant or focal.
                                                                              higher rate of all-cause mortality. Before and after          Reentrant monomorphic VT is generally caused
                                                                              multivariable adjustment, subjects with J-point               by scar, usually in the setting of prior MI, and is
                                                                              elevation >2 mm (N=36) had an increased risk of               considered malignant and increases the risk of
                                                                              cardiac death (adjusted RR, 2.98 [95% CI, 1.85–               SCD. Focal RMVT is the most common form of
                                                                              4.92]), arrhythmic death (adjusted RR, 3.94 [95%              idiopathic VT and is generally not considered a
                                                                              CI, 1.96–7.90]), and death of any cause (adjusted             risk factor for SCD. RMVT and paroxysmal exer-
                                                                              RR, 1.54 [95% CI, 1.06–2.24]).                                cise-induced VT are often grouped together for
the purposes of risk stratification because they • In the setting of AMI, PVT is associated with
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                        generally do not increase risk of SCD.                         increased mortality (17.8%).163
                                                                                                                                                                                                              AND GUIDELINES
                                                                   •	   The overall prevalence of reentrant monomorphic             •	 PVT resulting in cardiac arrest outside of the hos-
                                                                        VT is not known, because VT can precede SCD                    pital has a 28% survival rate.165
                                                                        and therefore not be ascertained. It is more preva-
                                                                                                                                  Risk Factors
                                                                        lent in diseases more likely to have scar, including
                                                                        prior MI, cardiomyopathy and HF, infiltrative dis-          •	 PVT in the setting of a normal QT interval is most
                                                                        eases, myocarditis, and ARVC.                                  frequently seen in the context of acute ischemia or
                                                                   •	   In 634 patients with implantable cardioverter-                 MI.166
                                                                        defibrillators who had structural HD (including
                                                                        both primary and secondary prevention patients)           Torsade de Pointes
                                                                        followed up for a mean 11±3 months, 81% of
                                                                                                                                  Prevalence and Incidence
                                                                        potentially clinically relevant ventricular tachyar-
                                                                                                                                    •	 Among 14 756 patients exposed to QT-prolonging
                                                                        rhythmias were attributable to VT amenable to
                                                                                                                                       drugs in 36 studies, 6.3% developed QT prolon-
                                                                        antitachycardia pacing (which implies a stable cir-
                                                                                                                                       gation, and 0.33% developed TdP.167
                                                                        cuit and therefore monomorphic VT).151 Because
                                                                                                                                    •	 A prospective, active surveillance, Berlin-based
                                                                        therapy might have been delivered before spon-
                                                                                                                                       registry of 51 hospitals observed that the
                                                                        taneous resolution occurred, the proportion of
                                                                        these VT episodes with definite clinical relevance             annual incidence of symptomatic drug-induced
                                                                        is not known.                                                  QT prolongation in adults was 2.5 per million
                                                                   •	   Among 2099 subjects (mean age 52 years; 52.2%                  males and 4.0 per million females. The authors
                                                                        male) without known CVD, exercise-induced non-                 reported 42 potentially associated drugs,
                                                                        sustained VT occurred in 3.7% and was not inde-                including metoclopramide, amiodarone, melp-
                                                                        pendently associated with total mortality.152                  erone, citalopram, and levomethadone. The
                                                                   •	   RMVT most commonly arises from the RV outflow                  mean age of patients with QT prolongation/TdP
                                                                        tract. The incidence or prevalence of RMVT is not              was 57±20 years, and the majority of the cases
                                                                        known, but it is a relatively common diagnosis in              occurred in females (66%) and out of the hos-
                                                                        cardiac electrophysiology referral practices. RMVT             pital (60%).168
                                                                        occurs almost exclusively in young to middle-aged           •	 The prevalence of drug-induced prolongation
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                                                                        patients without structural HD. It has been per-               of QT interval and TdP is 2 to 3 times higher in
                                                                        ceived to be more common in athletes, which                    females than in males.169,170 Other risk factors
                                                                        might be because of a higher likelihood of exer-               include hypokalemia, hypomagnesemia, and
                                                                        cise-triggered manifestation than in the general               bradycardia.171
                                                                        population.153                                            Complications
                                                                Complications                                                       •	In a cohort of 459 614 Medicaid and Medicaid-
                                                                  •	Although the prognosis of those with VT or fre-                   Medicare enrollees aged 30 to 75 years who were
                                                                    quent PVCs in the absence of structural HD is                     taking antipsychotic medications, the incidence of
                                                                    good,154,155 a potentially reversible cardiomyopa-                sudden death was 3.4 per 1000 person-years, and
                                                                    thy can develop in patients with very frequent                    the incidence of ventricular arrhythmia was 35.1
                                                                    PVCs,156,157 and some cases of sudden death                       per 1000 person-years.172
                                                                    attributable to short-coupled PVCs have been                  Risk Factors
                                                                    described.158,159                                               •	TdP is usually related to administration of
                                                                                                                                       QT-interval–prolonging drugs.173 An up-to-date
                                                                Polymorphic VT                                                         list of drugs with the potential to cause TdP is
                                                                                                                                       available at a website maintained by the University
                                                                Prevalence and Incidence
                                                                                                                                       of Arizona Center for Education and Research on
                                                                  •	 Among patients who developed SCD during
                                                                                                                                       Therapeutics.174
                                                                     ambulatory cardiac monitoring, PVT was detected
                                                                                                                                    •	 Specific risk factors for drug-induced TdP include
                                                                     in 30% to 43%.160–162
                                                                                                                                       prolonged QT interval, female sex, advanced
                                                                  •	 In the setting of AMI, the prevalence of PVT was
                                                                                                                                       age, bradycardia, hypokalemia, hypomagne-
                                                                     4.4%.163
                                                                                                                                       semia, LV systolic dysfunction, and conditions
                                                                Complications                                                          that lead to elevated plasma concentrations of
                                                                  •	 The presentation of PVT can range from a brief,                   causative drugs, such as kidney disease, liver dis-
                                                                     asymptomatic, self-terminating episode to recur-                  ease, drug interactions, or some combination of
                                                                     rent syncope or SCD.160–162,164                                   these.170,173,175
                                                                            •	 Drug-induced TdP rarely occurs in patients with-            CI, 0.41–0.58])186 or in predominantly Hispanic
CLINICAL STATEMENTS
                                                                               out concomitant risk factors. An analysis of 144            neighborhoods (OR, 0.62 [95% CI, 0.44–0.89])
   AND GUIDELINES
                                                                               published articles describing TdP associated with           than in high-income white neighborhoods.187
                                                                               noncardiac drugs revealed that 100% of the               •	 Laypeople from Hispanic and Latino neighbor-
                                                                               patients had at least 1 risk factor, and 71% had at         hoods in Denver, CO, report that barriers to learn-
                                                                               least 2 risk factors.170                                    ing or providing CPR include lack of recognition
                                                                            •	 Both common and rare genetic variants have                  of cardiac arrest events and lack of understanding
                                                                               been shown to increase the propensity for drug-             about what a cardiac arrest is and how CPR can
                                                                               induced QT-interval prolongation.176,177                    save a life, as well as fear of becoming involved
                                                                                                                                           with law enforcement.188
                                                                         Prevention                                                     •	 A survey of 5456 households in Beijing, China,
                                                                           •	Appropriate monitoring when a QT-interval–                    Shanghai, China, and Bangalore, India, revealed
                                                                             prolonging drug is administered is essential. Also,           that 26%, 15%, and 3% of respondents, respec-
                                                                             prompt withdrawal of the offending agent should               tively, were trained in CPR.189
                                                                             be initiated.173
                                                                                                                                       Global Burden
                                                                         Awareness and Treatment
                                                                                                                                        •	 International comparisons of cardiac arrest epi-
                                                                            •	 Median annual CPR training rate for US coun-                demiology must take into account differences in
                                                                               ties was 2.39% (25th–75th percentiles, 0.88%–               case ascertainment. OHCA usually is identified
                                                                               5.31%) and ranged from 0.00% to >4.07%                      through EMS systems, and regional and cultural
                                                                               (median, 6.81%), based on training data from the            differences in use of EMS affect results.190
                                                                               AHA, the American Red Cross, and the Health &            •	 A systematic review of international epidemiology
                                                                               Safety Institute, the largest providers of CPR train-       of OHCA from 1991 to 2007 included 30 studies
                                                                               ing in the United States.178 Training rates were            from Europe, 24 from North America, 7 from Asia,
                                                                               lower in rural areas, counties with high propor-            and 6 from Australia.191 Estimated incidence per
                                                                               tions of black or Hispanic residents, and counties          100 000 population of EMS-assessed OHCA was
                                                                               with lower median household income.                         86.4 in Europe, 98.1 in North America, 52.5 in
                                                                            •	 Prevalence of reported current training in CPR was          Asia, and 112.9 in Australia. Estimated incidence
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               18% and prevalence of having CPR training at                per 100 000 population of EMS-treated OHCA
                                                                               some point was 65% in a survey of 9022 people               was 40.6 in Europe, 47.3 in North America, 45.9
                                                                               in the United States in 2015.179 The prevalence of          in Asia, and 51.1 in Australia. The proportion of
                                                                               CPR training was lower in Hispanic/Latino people,           cases with VF was highest in Europe (35.2%) and
                                                                               older people, people with less formal education,            lowest in Asia (11.2%).
                                                                               and lower-income groups.                                 •	A prospective data collection concerning
                                                                            •	 Those with prior CPR training include 90% of                10 682 OHCA cases from 27 European coun-
                                                                               citizens in Norway,180 68% of citizens in Victoria,         tries in October 2014 found an incidence of 84
                                                                               Australia,181 61.1% of laypeople in the United              per 100 000 people, with CPR attempted in 19
                                                                               Kingdom,182 and 49% of people in the Republic               to 104 cases per 100 000 people.192 Return of
                                                                               of Korea,183 according to surveys.                          pulse occurred in 28.6% (range for countries,
                                                                            •	 Laypeople with knowledge of AEDs include                    9%–50%), with 10.3% (range, 1.1%–30.8%) of
                                                                               69.3% of people in the United Kingdom, 66%                  people on whom CPR was attempted surviving to
                                                                               in Philadelphia, PA, and 32.6% in the Republic              hospital discharge or 30 days.
                                                                               of Korea.182–184 A total of 58% of Philadelphia          •	 Western Australia reports an age- and sex-
                                                                               respondents184 but only 2.1% of United Kingdom              adjusted incidence of 65.9 EMS-attended cardiac
                                                                               respondents182 reported that they would actually            arrests per 100 000 population, with resuscita-
                                                                               use an AED during a cardiac arrest.                         tion attempted in 43%.193 Survival to hospital
                                                                            •	 Laypeople in the United States initiated CPR in             discharge was 8.7%. Among children (<18 years
                                                                               34.4% of OHCAs recorded in the 2005 to 2014                 old), crude incidence was 5.6 per 100 000.18
                                                                               CARES dataset and in 39.4% of OHCAs in CARES             •	 Hospitals in Beijing, China, reported IHCA inci-
                                                                               2017 data11 (Table 17-1).                                   dence of 17.5 events per 1000 admissions.194
                                                                            •	 Layperson CPR rates in Asian countries range
                                                                               from 10.5% to 40.9%.185
                                                                            •	 Laypeople in the United States are less likely          Future Research
                                                                               to initiate CPR for people with OHCA in low-             •	The absence of standards for monitoring and
                                                                               income black neighborhoods (OR, 0.49 [95%                  reporting the incidence and outcomes of cardiac
arrest remains a barrier to population research in administrative data. Finally, regional and cultural
                                                                                                                                                                                                                                       CLINICAL STATEMENTS
                                                                      the United States.6 Cardiac arrest is a syndrome                                    differences in use of EMS systems could affect
                                                                                                                                                                                                                                          AND GUIDELINES
                                                                      that results from many disease processes, and                                       ascertainment of OHCA in current registries.
                                                                      diagnosis codes are often assigned to those dis-                                    Regimenting and increasing the rigor of reporting
                                                                      eases rather than to cardiac arrest. Consequently,                                  of cardiac arrest will improve the understanding of
                                                                      incidence of cardiac arrest is underestimated from                                  the epidemiology of this syndrome.
Table 17-1. Trends in Layperson Response and Outcomes for EMS-Treated OHCA10
                                                                                               2006       2007        2008      2009    2010      2011       2012          2013    2014      2015         2016      2017
                                                                            Survival to hospital discharge, %
                                                                             ROC                10.2      10.1        11.9      10.3    11.1       11.3      12.4          11.9     12.7     12.4          …          ...
                                                                             CARES               …          …             …      …       …         10.5       10           10.6     10.8     10.6         10.8       10.5
                                                                            Survival if first rhythm shockable, %
                                                                             ROC                25.9        29        33.6      27.8    30.1       30.9      34.1          32.7     33.5     30.2          …          ...
                                                                             CARES               …          …             …      …       …          …          …            …       29.3     29.1         29.5       29.3
                                                                            First rhythm shockable, %
                                                                             ROC                23.7       21.7       21.9      20.9    20.8       21.4      21.7          20.2     20.8     21.3          …          ...
                                                                             CARES               …          …             …      …       …         23.2      23.1          23.2     20.4     20.1         19.8       18.4
                                                                            Layperson-initiated CPR, %
                                                                             ROC                36.5       37.9       37.4      39.1    38.6       38.6      42.8           43      44.5     43.6          …          ...
                                                                             CARES               …          …             …      …       …          38       37.8          40.4     40.4     40.6         40.7       39.4
                                                                            Layperson use of AED, %
                                                                             ROC                3.2        3.3            3.9   4.5       4        3.9        5.1           6       6.6       6.7          …          ...
                                                                             CARES               …          …             …      …       …         4.4         4           4.6      4.9       5.4         5.7        6.0
                                                                            AED shock by layperson, %
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              AED indicates automated external defibrillator; CARES, Cardiac Arrest Registry to Enhance Survival; CPR, cardiopulmonary resuscitation;
                                                                          ellipses (…), data not available; EMS, emergency medical services, OHCA, out-of-hospital cardiac arrest; and ROC, Resuscitation Outcomes
                                                                          Consortium.
                                                                              Source: Data reported by ROC (ROC Investigators, unpublished data, July 7, 2016) and CARES.10
                                                                                                                                                          OHCA                             IHCA
                                                                                                                                                 Adults         Children          Adults      Children
                                                                                         Survival to hospital discharge                           10.4              11.1           25.6           48.9
                                                                                         Good functional status at hospital discharge              8.4              9.9            22.0           16.8
                                                                                         VF/VT/shockable                                          18.7              8.0            15.3             9.9
                                                                                         PEA                                                       …                …              53.1           48.8
                                                                                         Asystole                                                  …                …              23.9           25.8
                                                                                         Unknown                                                   …                …              7.7            15.5
                                                                                         Public setting                                           18.8              14.6            …               …
                                                                                         Home                                                     69.5              85.3            …               …
                                                                                         Nursing home                                             11.7              0.1             …               …
                                                                                         Arrest in ICU, operating room, or ED                      …                …              53.5           87.8
                                                                                         Noncritical care area                                     …                …              46.5           12.2
                                                                                        Values are percentages. ED indicates emergency department; ellipses (…), data not available; ICU, intensive care
                                                                                      unit; IHCA, in-hospital cardiac arrest; OHCA, out-of-hospital cardiac arrest; PEA, pulseless electrical activity; VF,
                                                                                      ventricular fibrillation; and VT, ventricular tachycardia.
                                                                                        OHCA data are from CARES (Cardiac Arrest Registry to Enhance Survival)10 2017, based on 76 040 emergency
                                                                                      medical services (EMS)–treated OHCA adult cases and 2057 EMS-treated OHCA child cases. IHCA data are from Get
                                                                                      With The Guidelines 2017, based on 26 178 adult IHCAs in 311 hospitals and 897 child IHCAs in 92 hospitals.
                                                                         Table 17-3.  Outcomes of EMS-Treated Nontraumatic OHCA in                        Table 17-5.  Sudden Cardiac Arrest (ICD-10 Codes 146.0, 146.1, 146.9,
CLINICAL STATEMENTS
                                                                         Table 17-4.  Outcomes of EMS-Treated Nontraumatic OHCA in Adults                   NH Asian/Pacific Islander males              210                7233
                                                                         (Age ≥18 Years), CARES Registry 2017
                                                                                                                                                            NH Asian/Pacific Islander females            221                6924
                                                                                                                           Survival                         NH American Indian/Alaska Natives             70                2402
                                                                                                                          With Good
                                                                           Presenting            Survival to Survival to Neurological                       ICD-10 indicates International Classification of Diseases, 10th Revision; and
                                                                           Characteristics        Hospital    Hospital     Function   In-Hospital         NH, non-Hispanic.
                                                                           (N)                   Admission Discharge (CPC 1 or 2) Mortality*                Data derived from 2016 Centers for Disease Control and Prevention
                                                                                                                                                          WONDER (Wide-ranging Online Data for Epidemiologic Research) database.
                                                                           All presentations        28.2          10.4          8.4          63.0         Accessed April 17, 2018.30
                                                                           (73 910)
                                                                           Home/residence           26.5          8.7           6.9          67.1
                                                                           (51 344)
                                                                           Nursing home             18.4          4.1           2.0          77.9
                                                                           (8655)
                                                                           Public setting           40.3          20.6          17.8         48.8
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                           (13 911)
                                                                           Unwitnessed              18.3          4.6           3.3          75.0
                                                                           (37 397)
                                                                           Bystander                37.4          15.9          13.2         57.4
                                                                           witnessed
                                                                           (27 296)
                                                                           EMS provider             40.9          18.0          14.6         56.1
                                                                           witnessed (9217)
                                                                           Shockable                48.6          29.1          25.7         40.2
                                                                           presenting
                                                                           rhythm (13 792)
                                                                           Nonshockable             23.5          6.1           4.4          73.8
                                                                           presenting
                                                                           rhythm (60 112)
                                                                           Layperson CPR            28.3          11.7          9.8          58.6
                                                                           (29 034)
                                                                           No layperson             24.7          7.4           5.6          70.1
                                                                           CPR (35 657)
                                                                                                                                                                                                                                               CLINICAL STATEMENTS
                                                                                                                                                                                                                                                  AND GUIDELINES
                                                                Chart 17-1. Age-specific death rates for any mention of sudden cardiac death by age, 2016.
                                                                Data derived from Centers for Disease Control and Prevention WONDER (Wide-ranging Online Data for Epidemiologic Research) database. Accessed June 7,
                                                                2018.30
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 17-2. Temporal trends in survival to hospital discharge after pulseless IHCA in GWTG–Resuscitation from 2000 to 2016.
                                                                GWTG indicates Get With The Guidelines; IHCA, in-hospital cardiac arrest; PEA, pulseless electrical activity; VF, ventricular fibrillation; and VT, ventricular tachycardia.
                                                                Source: GWTG–Resuscitation; unpublished data, 2017.
                                                                         Chart 17-3. Age-adjusted death rates for any mention of sudden cardiac death, 1999 to 2016.
                                                                         Data derived from Centers for Disease Control and Prevention WONDER (Wide-ranging Online Data for Epidemiologic Research) database. Accessed June 7,
                                                                         2018.30
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 17-4. Detailed causes of cardiac arrest by age group in children and young adults in King County, WA (1980–2009).
                                                                         CAD indicates coronary artery disease; DCM, dilated cardiomyopathy; and HCM, hypertrophic cardiomyopathy. “Other” corresponds to all other causes.
                                                                         Reprinted from Meyer et al.54 Copyright © 2012, American Heart Association, Inc.
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                                                                                                                                                             RR            relative risk
                                                                         See Charts 18-1 through 18-4
   AND GUIDELINES
including fatty (eg, cholesterol-rich components) — The prevalence and 75th percentile levels of
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      and fibrotic components, often accompany CAC                           CAC were highest in white males and low-
                                                                                                                                                                                                             AND GUIDELINES
                                                                      and can be present even in the absence of CAC.                         est in black and Hispanic females. Significant
                                                                   •	 The presence of any CAC, which indicates that                          ethnic differences persisted after adjustment
                                                                      at least some atherosclerotic plaque is present,                       for risk factors, with the RR of coronary cal-
                                                                      is defined by an Agatston score >0. Clinically                         cium being 22% less in blacks, 15% less in
                                                                      significant plaque, frequently an indication for                       Hispanics, and 8% less in Chinese than in
                                                                      more aggressive risk factor management, is often                       whites.
                                                                      defined by an Agatston score ≥100 or a score                •	   In a comparison of MESA with the MASALA study,
                                                                      ≥75th percentile for one’s age and sex; however,                 which is a community-based cohort of South
                                                                      although they predict short- to intermediate-term                Asians in the United States and on average 5 years
                                                                      risk, absolute CAC cutoffs offer more prognostic                 younger than MESA, the age-adjusted prevalence
                                                                      information across all age groups in both males                  of CAC was similar among white (68.8%) and
                                                                      andfemales.6                                                     South Asian (67.9%) males, with these groups
                                                                                                                                       having a greater prevalence of CAC than Chinese
                                                                Prevalence                                                             (57.8%), African American (51.2%), and Hispanic
                                                                (See Charts 18-1 through 18-3)                                         (57.9%) males. In contrast, the age-adjusted
                                                                  •	 The NHLBI’s FHS reported CAC measured in 3238                     prevalence of CAC was lower in South Asian
                                                                     white adults in age groups ranging from <45 to                    females (36.8%) than in white females (42.6%)
                                                                     ≥75 years of age.6a                                               and females of other races/ethnicities.10
                                                                     —	 Overall, 32.0% of females and 52.9% of                    •	   Further illustrating the variability of CAC based on
                                                                           males had prevalent CAC.                                    population and habits, a forager-horticulturalist
                                                                     —	 Among participants at intermediate risk                        population of 705 individuals living in the Bolivian
                                                                           according to FRS, 58% of females and 67%                    Amazon had the lowest reported levels of CAC of
                                                                           of males had prevalent CAC.                                 any population recorded to date.11 Overall in the
                                                                  •	 The NHLBI’s CARDIA study measured CAC in                          population (mean age 58 years; 50% females),
                                                                     3043 black and white adults 33 to 45 years of                     85% of individuals were free from any CAC,
                                                                     age (at the CARDIA year 15 examination).7                         and even in individuals >75 years of age, 65%
                                                                     —	 Overall, 15.0% of males, 5.1% of females,                      remained free of CAC. These unique data indicate
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                                                                           5.5% of those 33 to 39 years of age, and                    that coronary atherosclerosis can be typically be
                                                                           13.3% of those 40 to 45 years of age had                    avoided by maintaining a low lifetime burden of
                                                                           prevalent CAC. Overall, 1.6% of participants                CAD risk factors.11
                                                                           had an Agatston score that exceeded 100.               •	   To date, sparse research exists on the prevalence
                                                                  •	 Chart 18-1 shows the prevalence of CAC by eth-                    of subclinical atherosclerosis, including CAC,
                                                                     nicity and sex in adults 33 to 45 years of age.                   in rural areas of the United States.12 A study
                                                                     The prevalence of CAC was lower in black versus                   reported the distribution of CAC scores among
                                                                     white males but was similar in black versus white                 1607 (mean age 56 years; 56% females) commu-
                                                                     females at these ages.7                                           nity-dwelling asymptomatic individuals from cen-
                                                                  •	 The NHLBI’s JHS assessed outcomes with presence                   tral Appalachia. Overall, 44% had a CAC score
                                                                     of elevated CAC (>100) in 4416 African American                   of 0, whereas the prevalence of those with mild
                                                                     participants (mean age 54 years; 64% females)                     (1–99), moderate (100–399), and severe (≥400)
                                                                     followed up for 6 years.8                                         CAC was 29%, 15%, and 11%, respectively.12
                                                                  •	 CAC >100 was noted in 14% of those without any               •	   The prevalence of CAC varies widely according
                                                                     metabolic syndrome or DM, 26% of those with                       to baseline risk profile. In recent studies from
                                                                     metabolic syndrome, and 41% of those with DM.                     MESA, the prevalence of CAC in those with no
                                                                  •	 The NHLBI’s MESA measured CAC in 6814 par-                        lipid abnormalities was 42% versus 50% in those
                                                                     ticipants 45 to 84 years of age (mean 63), includ-                with 3 lipid abnormalities,13 and 32% of people in
                                                                     ing white (n=2619), black (n=1898), Hispanic                      MESA with no known traditional CVD risk factors
                                                                     (n=1494), and Chinese (n=803) males and                           had presence of CAC versus 65% of those with 3
                                                                     females.9                                                         risk factors.14
                                                                     —	 The overall prevalence of CAC in these 4 eth-             •	   The 10-year trends in CAC among individuals with-
                                                                           nic groups was 70.4%, 52.1%, 56.5%, and                     out clinical CVD in MESA were assessed15 (Chart
                                                                           59.2%, respectively.                                        18-3). After adjustment for age, sex, ethnicity,
                                                                     —	 Chart 18-2 shows the prevalence of CAC by                      and type of CT scanner, the proportion of par-
                                                                           sex and ethnicity in US adults 45 to 84 years               ticipants with no CAC decreased over time from
                                                                           of age in MESA.                                             40.7% to 32.6% (P=0.007), and the proportions
                                                                                 increased from 29.9% to 37.0% (P=0.01) for          •	 In a study of healthy adults 60 to 72 years of age
CLINICAL STATEMENTS
                                                                                 those with a CAC score ranging from 1 to 99 and        who were free of clinical CAD, predictors of the
   AND GUIDELINES
                                                                                 from 14.7% to 17.7% (P=0.14) for those with a          progression of CAC were assessed. Predictors
                                                                                 CAC score of 100 to 399, whereas the propor-           tested included age, sex, race/ethnicity, smoking
                                                                                 tion with a CAC score ≥400 decreased from 9.1%         status, BMI, family history of CAD, CRP, several
                                                                                 to 7.2% (P=0.11). Trends in CAC among the 4            measures of DM, insulin levels, BP, and lipids.
                                                                                 racial/ethnic groups revealed a significant trend      Insulin resistance, in addition to the traditional
                                                                                 toward increased prevalence of CAC in African          cardiac risk factors, independently predicts pro-
                                                                                 Americans but not in any other group. Among            gression of CAC.19 Clinically, however, it is not
                                                                                 African Americans, the CAC prevalence ratio            recommended to conduct serial scanning of CAC
                                                                                 (year 10 versus baseline) was 1.27 (P<0.001 for        to measure effects of therapeutic interventions.
                                                                                 test for trend). Adjustment for risk factors made   •	 It is noteworthy, as demonstrated in MESA in
                                                                                 no notable difference in CAC trends in any ethnic      5878 participants with a median of 5.8 years of
                                                                                 group.15                                               follow-up, that the addition of CAC to standard
                                                                                                                                        risk factors resulted in significant improvement
                                                                         CAC and Incidence of Cardiovascular Events                     of classification of risk for incident CHD events,
                                                                         (See Chart 18-4)                                               placing 77% of people in the highest or lowest
                                                                           •	 In a landmark study, the NHLBI’s MESA reported            risk categories compared with 69% based on risk
                                                                              on the association of CAC scores with first CHD           factors alone. An additional 23% of those who
                                                                              events over a median follow-up of 3.9 years               experienced events were reclassified as high risk,
                                                                              among a population-based sample of 6722 indi-             and 13% with events were reclassified as low
                                                                              viduals (39% white, 27% black, 22% Hispanic,              risk.20 The contribution of CAC to risk prediction
                                                                              and 12% Chinese).16                                       has also been observed in other cohorts, includ-
                                                                              —	 Chart 18-4 shows the HRs associated with               ing both the Heinz Nixdorf Recall Study21 and the
                                                                                   CAC scores of 1 to 100, 101 to 300, and              Rotterdam Study.22
                                                                                   >300 compared with those without CAC              •	 The prospective Dallas Heart Study reported the
                                                                                   (score=0), after adjustment for standard risk        prognostic value of CAC scores in a relatively
                                                                                   factors. People with CAC scores of 1 to 100          younger cohort (44.4±9.0 years of age). Among
                                                                                   had ≈4 times greater risk and those with             the 2084 participants who were followed up for
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                   CAC scores >100 were 7 to 10 times more              a median of 9 years, compared with individuals
                                                                                   likely to experience a coronary event than           with CAC=0, those with CAC scores of 10 to 100
                                                                                   those without CAC.                                   and >100 were associated with an HR (95% CI) of
                                                                              —	 CAC provided similar predictive value for              3.43 (1.36–8.56) and 5.64 (2.28–13.97) for CHD
                                                                                   coronary events in whites, Chinese, blacks,          events, respectively. The addition of CAC to the
                                                                                   and Hispanics (HRs ranging from 1.15–1.39            traditional risk factor model resulted in significant
                                                                                   for each doubling of coronary calcium).              improvement in the C statistic (Δ=0.03; P=0.003),
                                                                           •	 In a more recent MESA analysis with 12-year               as well as a net correct reclassification of 22%.23
                                                                              follow-up, machine learning was used to assess         •	 In the Heinz Nixdorf Recall Study of 4180 individu-
                                                                              predictors of cardiovascular events. Among 735            als,21 CAC independently predicted stroke during
                                                                              variables from imaging and noninvasive tests,             a mean follow-up of 7.9 years. Cox proportional
                                                                              questionnaires, and biomarker panels, CAC                 hazards regressions were used to examine CAC
                                                                              emerged as the strongest predictor of CHD and             as a predictor of stroke in addition to established
                                                                              ASCVD events.17                                           vascular risk factors (age, sex, SBP, LDL-C, HDL-
                                                                           •	 In MESA, CAC was noted to be highly predic-               C, DM, smoking, and AF). Study participants who
                                                                              tive of CHD event risk across in both young and           had a stroke had significantly higher CAC values at
                                                                              elderly MESA participants in a follow-up that             baseline than the remaining participants (median
                                                                              extended to 8.5 years, which suggests that                104.8 [quartile 1, 14.0; quartile 3, 482.2] versus
                                                                              once CAC is known, chronological age has less             11.2 [quartile 1, 0; quartile 3, 106.2]; P<0.001).
                                                                              importance. Compared with a CAC score of 0,               In a multivariable Cox regression, log10(CAC+1)
                                                                              CAC >100 was associated with an increased                 was a stroke predictor (HR, 1.52 [95% CI, 1.19–
                                                                              multivariable-adjusted CHD event risk in the              1.92]; P=0.001) independent of traditional risk
                                                                              younger individuals (45–54 years old), with an            factors in low- and intermediate-risk individuals.21
                                                                              HR of 12.4 (95% CI, 5.1–30.0). The respective          •	 A meta-analysis24 also highlighted the utility of
                                                                              risk was similar even in the very elderly (75–84          CAC testing in the diabetic population. In this
                                                                              years of age), with an HR of 12.1 (95% CI,                meta-analysis, 8 studies were included (n=6521;
                                                                              2.9–50.2).18                                              802 events; mean follow-up 5.2 years). The RR for
all-cause mortality or cardiovascular events or both for CHD events during a median of 4.1 years
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      comparing a total CAC score ≥10 with a score                     of follow-up among people with no detectable
                                                                                                                                                                                                              AND GUIDELINES
                                                                      <10 was 5.47 (95% CI, 2.59–11.53; I2=82.4%,                      CAC.30
                                                                      P<0.001). For people with a CAC score <10, the                •	 The value of CAC=0 has been confirmed in vari-
                                                                      posttest probability of the composite outcome                    ous high-risk groups. For example, in MESA, 38%
                                                                      was ≈1.8%, which represents a 6.8-fold reduc-                    of those with DM had CAC=0, and the annual-
                                                                      tion from the pretest probability. This suggests                 ized CHD and CVD event rates were 0.4% and
                                                                      that low or absent CAC could facilitate risk strati-             0.8%, respectively.31 A publication14 from MESA
                                                                      fication by enabling the identification of people at             demonstrated a low hard CHD event rate per
                                                                      low risk within this high-risk population.24                     1000 years during a median follow-up of 7.1
                                                                   •	 CAC also appears to have predictive value for                    years across the entire spectrum of baseline FRS
                                                                      cardiac events beyond stroke and MI. In the                      (0%–6%: 0.9; 6%–10%: 1.1; 10%–20%: 1.9;
                                                                      Rotterdam Study, CAC independently predicted                     >20%: 2.5). Among high-risk individuals consid-
                                                                      incident HF during a median follow-up of 6.8                     ered for various polypill criteria in MESA, based
                                                                      years. After adjustment for risk factors, those                  on age and risk factors, the prevalence of CAC=0
                                                                      with severe CAC (>400) had a 4.1-fold higher risk                ranged from 39% to 59%, and the respective
                                                                      (95% CI, 1.7–10.1) of HF than those with CAC                     rate of CHD events varied from 1.2 to 1.9 events
                                                                      scores of 0 to 10.25 In addition, CAC substantially              per 1000 person-years during a median follow-up
                                                                      improved the risk classification (net reclassification           of 7.6 years.32
                                                                      index, 34.0%). A recent MESA analysis examin-                 •	 A recent meta-analysis that pooled data from
                                                                      ing prediction of HF with preserved EF found that                3 studies evaluated 13 262 asymptomatic indi-
                                                                      CAC >300 was a significant independent predic-                   viduals (mean age 60 years, 50% males) without
                                                                      tor in females (HR, 2.82 [95% CI, 1.32–6.00]) but                apparent CVD. During a mean follow-up of 7.2
                                                                      not in males (HR, 0.91 [95% CI, 0.46–1.82]).26                   years, the pooled RR of incident stroke with CAC
                                                                   •	 In MESA, during a median follow-up of 8.5                        >0 was 2.95 (95% CI, 2.18–4.01; P<0.001) com-
                                                                      years, after accounting for risk factors, higher                 pared with CAC=0. Furthermore, there was an
                                                                      CAC scores were associated with increased risk                   increasing risk with higher CAC score (0.12% per
                                                                      for AF (CAC=0: HR, 1.0 [referent]; CAC=1–100:                    year for CAC=0, 0.26% per year for CAC 1–99,
                                                                      HR, 1.4 [95% CI, 1.01–2.0]; CAC=101–300: HR,
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                                                                            •	 In MESA, greater adherence to a healthy lifestyle,               DBP, and LDL-C. Carotid IMT was inversely
CLINICAL STATEMENTS
                                                                               based on a healthy lifestyle score, was associ-                  correlated with HDL-C levels. Participants
   AND GUIDELINES
                                                                               ated with slower progression of CAC and lower                    with greater numbers of adverse risk factors
                                                                               mortality rates relative to those with the most                  (0, 1, 2, 3, or more) had stepwise increases in
                                                                               unhealthy lifestyle.36                                           mean carotid IMT levels.
                                                                                                                                     •	   In a subsequent analysis, the Bogalusa investi-
                                                                                                                                          gators examined the association of risk factors
                                                                         Carotid IMT                                                      measured since childhood with carotid IMT mea-
                                                                         Background                                                       sured in these young adults.40 Higher BMI and
                                                                           •	 Carotid IMT measures the thickness of 2 layers              LDL-C levels measured at 4 to 7 years of age were
                                                                              (the intima and media) of the wall of the carotid           associated with increased risk for being >75th
                                                                              arteries, the largest conduits of blood going to            percentile for carotid IMT in young adulthood.
                                                                              the brain. Carotid IMT is thought to be an even             Higher SBP and LDL-C and lower HDL-C in young
                                                                              earlier manifestation of atherosclerosis than               adulthood were also associated with having high
                                                                              CAC, because thickening precedes the develop-               carotid IMT.
                                                                              ment of frank atherosclerotic plaque. Carotid          •	   A similar pattern of association between risk fac-
                                                                              IMT methods are still being refined, so it is               tors at a younger age and carotid IMT in adult-
                                                                              important to know which part of the artery was              hood have also been demonstrated in a large
                                                                              measured (common carotid, internal carotid, or              Finnish cohort study.41 These data highlight the
                                                                              bulb) and whether near and far walls were both              importance of adverse risk factor levels in early
                                                                              measured. Additionally, measurement can be                  childhood and young adulthood in the early
                                                                              reported as the average thickness or maximum                development of atherosclerosis.
                                                                              thickness, although the average is more com-           •	   Updates from an individual-participant meta-anal-
                                                                              monly reported.                                             ysis involving 15 population-based cohorts world-
                                                                           •	 Unlike CAC, everyone has some thickness to                  wide that included 60 211 individuals (46 788
                                                                              the layers of their arteries, but people who                whites, 7200 blacks, 3816 Asians, and 2407
                                                                              develop atherosclerosis have greater thickness.             Hispanics) demonstrated differing associations
                                                                              Additionally, the thickness is expected to increase         between risk factors and burden of carotid IMT
                                                                                                                                          according to racial/ethnic groups.42 Specifically,
         Downloaded from http://ahajournals.org by on February 7, 2019
IMT rate of change had an HR of 2.18 (95% CI, risk score resulted in a small but statistically sig-
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                        1.07–4.46) compared with the lower 3 quartiles                nificant improvement in risk prediction.50
                                                                                                                                                                                                             AND GUIDELINES
                                                                        combined.45                                                •	 In a recent study, however, carotid plaque burden
                                                                   •	   Despite this evidence, conflicting data have been             measured via 3-dimensional carotid ultrasound
                                                                        reported on the contribution of carotid IMT to                showed promise in improving CVD risk predic-
                                                                        risk prediction. A recent study from a consor-                tion. The prospective BioImage Study enrolled
                                                                        tium of 14 population-based cohorts consisting                5808 asymptomatic US adults (mean age 69
                                                                        of 45 828 individuals followed up for a median                years; 56.5% females). Carotid plaque areas from
                                                                        of 11 years demonstrated little additive value of             both carotid arteries were summed as the carotid
                                                                        common carotid IMT to FRS for purposes of dis-                plaque burden. The primary end point was the
                                                                        crimination and reclassification as far as incident           composite of MACE (cardiovascular death, MI,
                                                                        MI and stroke were concerned. The C statistics of             and ischemic stroke). After adjustment for risk
                                                                        the model with FRS alone (0.757 [95% CI, 0.749–               factors, the HRs for MACE were 1.45 (95% CI,
                                                                        0.764]) and with addition of common carotid IMT               0.67–3.14) and 2.36 (95% CI, 1.13–4.92) with
                                                                        (0.759 [95% CI, 0.752–0.766]) were similar. The               increasing carotid plaque burden tertile. Net
                                                                        net reclassification improvement with the addition            reclassification improved significantly with carotid
                                                                        of common carotid IMT was small (0.8% [95%                    plaque burden (0.23).51
                                                                        CI, 0.1%–1.6%]). In those at intermediate risk,            •	 Two large, population-based prospective studies
                                                                        the net reclassification improvement was 3.6%                 have aimed to elucidate the association of carotid
                                                                        among all individuals (95% CI, 2.7%–4.6%).46                  ultrasound findings with outcomes with shared
                                                                   •	   Interestingly, the ability of carotid IMT to predict          pathogenesis of atherosclerosis.52,53 Among
                                                                        incident CVD events might also depend on how                  13 197 individuals aged 45 to 64 years (26%
                                                                        the data are modeled. In MESA, the use of an                  blacks, 56% females) followed up for a median of
                                                                        age-, sex-, and race-adjusted carotid IMT score               22.7 years, mean carotid IMT in the fourth quar-
                                                                        that combined data from both the internal and                 tile (≥0.81 mm) versus first quartile (<0.62) was
                                                                        common carotid artery resulted in a significant               significantly associated with ESRD.52,53
                                                                        improvement in the net reclassification improve-           •	 Investigators from the FHS demonstrated that
                                                                        ment of 4.9% (P=0.024), with a particularly                   additional information obtained from carotid
                                                                        higher impact in individuals with an intermediate
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                                                                               —	 Common carotid IMT differed little by race/         artery IMT progression in people with DM ranged
CLINICAL STATEMENTS
                                                                                    ethnicity in females with any CAC, but            between −0.09 and 0.04 mm per year in a follow-up of
   AND GUIDELINES
                                                                                    among females with no CAC, IMT was                3.6 years; however, this change was not associated with
                                                                                    higher among blacks (0.86 mm) than in the         cardiovascular outcomes. The HR for a 1-SD increase in
                                                                                    other 3 groups (0.76–0.80 mm).                    common carotid artery IMT progression was 0.99 (95%
                                                                            •	 In a more recent analysis from MESA, the investi-      CI, 0.91–1.08).56
                                                                               gators reported on follow-up of 6779 males and
                                                                               females in 4 ethnic groups over 9.5 years and
                                                                               compared the predictive utility of carotid IMT,
                                                                                                                                      CT Angiography
                                                                               carotid plaque, and CAC (presence and burden).54         •	 CT angiography is widely used to aid in the diag-
                                                                               —	 CAC presence was a stronger predictor of                 nosis of CAD in symptomatic individuals because
                                                                                    incident CVD and CHD than carotid ultra-               of its ability to detect and possibly quantitate
                                                                                    sound measures.                                        overall plaque burden and certain characteristics
                                                                               —	 Mean IMT ≥75th percentile (for age, sex, and             of plaques that might make them prone to rup-
                                                                                    race) alone did not predict events. Compared           ture, such as positive remodeling, low attenua-
                                                                                    with traditional risk factors, C statistics for        tion, and spotty calcifications.57
                                                                                    CVD (C=0.756) and CHD (C=0.752) increased           •	 Compared with the established value of CAC
                                                                                    the most by the addition of CAC presence               scanning for risk reclassification in asymptomatic
                                                                                    (CVD, 0.776; CHD, 0.784; P<0.001), fol-                patients, there are limited data regarding the util-
                                                                                    lowed by carotid plaque presence (CVD,                 ity of CT angiography in asymptomatic people.
                                                                                    C=0.760; CHD, C=0.757; P<0.05).                        In a recent study from the CONFIRM registry, CT
                                                                               —	Compared with risk factors (C=0.782),                     angiography data on the presence, extent, and
                                                                                    carotid plaque presence (C=0.787; P=0.045)             severity of CAD improved risk prediction over
                                                                                    but not CAC (C=0.785; P=0.438) improved                traditional risk factors. However, no additional
                                                                                    prediction of stroke/TIA.                              prognostic value was added by coronary CT angi-
                                                                            •	 Investigators from the NHLBI’s CARDIA and                   ography data for the prediction of all-cause death
                                                                               MESA studies examined the burden and pro-                   once traditional risk factors and CAC scores were
                                                                               gression of subclinical atherosclerosis among               included in the model.58 In another analysis of the
                                                                                                                                           CONFIRM data, it was noted that coronary CT
         Downloaded from http://ahajournals.org by on February 7, 2019
function might be useful for CVD risk stratifica- CAC, ABI, high-sensitivity CRP, and family history
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                        tion in selected patient subgroups. Because of the            were independently associated with incident CHD
                                                                                                                                                                                                             AND GUIDELINES
                                                                        absence of significant prospective data relating              in multivariable analyses (HRs of 2.6, 0.79, 1.28,
                                                                        these measures to outcomes, the latest guidelines             and 2.18, respectively), but carotid IMT and bra-
                                                                        do not recommend measuring either FMD or arte-                chial FMD were not. CAC provided the highest
                                                                        rial stiffness for cardiovascular risk assessment in          incremental improvement over the FRS (0.784 for
                                                                        asymptomatic adults.2                                         both CAC and FRS versus 0.623 for FRS alone), as
                                                                                                                                      well as the greatest net reclassification improve-
                                                                Arterial Tonometry and CVD                                            ment (0.659).65
                                                                  •	 The Rotterdam Study measured arterial stiffness               •	 Additionally, in MESA, the values of 12 negative
                                                                     in 2835 elderly participants (mean age 71 years).60              markers (CAC score of 0, carotid IMT <25th per-
                                                                     They found that as aortic PWV increased, the RR                  centile, absence of carotid plaque, brachial FMD
                                                                     of CHD was 1.72 (second versus first tertile) and                >5% change, ABI >0.9 and <1.3, high-sensi-
                                                                     2.45 (third versus first tertile). Results remained              tivity CRP <2 mg/L, homocysteine <10 µmol/L,
                                                                     robust even after accounting for carotid IMT, ABI,               N-terminal pro-BNP <100 pg/mL, no microal-
                                                                     and pulse pressure.                                              buminuria, no family history of CHD [any/pre-
                                                                  •	 A study from Denmark of 1678 individuals aged                    mature], absence of metabolic syndrome, and
                                                                     40 to 70 years found that each 1-SD increment in                 healthy lifestyle) were compared for all and
                                                                     aortic PWV (3.4 m/s) increased CVD risk by 16%                   hard CHD and all CVD events over the 10-year
                                                                     to 20%.61                                                        follow-up. After accounting for CVD risk fac-
                                                                  •	 The FHS measured several indices of arterial                     tor, absence of CAC had the strongest negative
                                                                     stiffness, including PWV, wave reflection, and                   predictive value, with an adjusted mean diag-
                                                                     central pulse pressure.62 They found that not                    nostic likelihood ratio of 0.41 (SD, 0.12) for all
                                                                     only was higher PWV associated with a 48%                        CHD and 0.54 (SD, 0.12) for CVD, followed by
                                                                     increased risk of incident CVD events, but PWV                   carotid IMT <25th percentile (diagnostic likeli-
                                                                     additionally improved CVD risk prediction (inte-                 hood ratio, 0.65 [SD, 0.04] and 0.75 [SD, 0.04],
                                                                     grated discrimination improvement of 0.7%,                       respectively).66
                                                                     P<0.05).                                                      •	 Similar findings were also noted in the Rotterdam
                                                                  •	 An analysis from the JHS suggested peripheral                    Study, in which among 12 CHD risk markers,
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                     arterial tonometry to be associated with LVH. A                  improvements in FRS predictions were most sta-
                                                                     total of 440 African American participants (mean                 tistically and clinically significant with the addition
                                                                     age 59±10 years, 60% females) underwent both                     of CAC scores.67
                                                                     peripheral arterial tonometry and cardiac MRI
                                                                     evaluations between 2007 and 2013. Age- and
                                                                     sex-adjusted Pearson correlation analysis sug-               Utility for Risk Stratification for
                                                                     gested that natural log-transformed LV mass                  Treatment
                                                                     index measured by MRI was negatively correlated               •	 CAC has been examined in multiple studies for
                                                                     with reactive hyperemia index (coefficient −0.114;               its potential to identify those most likely and not
                                                                     P=0.02) after accounting for age, sex, BMI, DM,                  likely to benefit from pharmacological treatment
                                                                     hypertension, ratio of TC and HDL-C, smoking,                    for the primary prevention of CVD.
                                                                     and history of CVD.63                                         •	 A total of 950 participants from MESA who met
                                                                FMD and CVD                                                           JUPITER clinical trial entry criteria (risk factors plus
                                                                  •	A recent meta-analysis assessed the relation of                   LDL-C <130 mg/dL and high-sensitivity CRP ≥2
                                                                    FMD with CVD events. Thirteen studies involving                   mg/L) were identified and stratified according to
                                                                    11 516 individuals without established CVD, with                  CAC scores of 0, 1 to 100, or >100; CHD event
                                                                    a mean duration of 2 to 7.2 years and adjusted for                rates were calculated, and the NNT5 was calcu-
                                                                    age, sex, and risk factors, reported a multivariate               lated by applying the benefit found in JUPITER to
                                                                    RR of 0.93 (95% CI, 0.90–0.96) per 1% increase                    the event rates found in each of these groups. For
                                                                    in brachial FMD.64                                                CHD, the predicted NNT5 was 549 for those with
                                                                                                                                      CAC of 0, 94 for scores of 1 to 100, and 24 for
                                                                Comparison of Measures                                                scores >100.68
                                                                  •	 In MESA, a comparison of 6 risk markers—CAC,                  •	 In a similar fashion, 2 studies extrapolated the
                                                                     ABI, high-sensitivity CRP, carotid IMT, brachial                 NNT5 for LDL-C lowering by statins, applying the
                                                                     FMD, and family history of CHD—and their clini-                  30% RR reduction associated with a 1 mmol/L
                                                                     cal utility over FRS was evaluated in 1330 interme-              (39 mg/dL) reduction in LDL-C from a Cochrane
                                                                     diate-risk individuals. After 7.6 years of follow-up,            meta-analysis of statin therapy in primary
                                                                               prevention across the spectrum of lipid abnor-             to 269 for patients with CAC=0, from 58 to
CLINICAL STATEMENTS
                                                                               malities (LDL-C ≥130 mg/dL, HDL-C <40 mg/dL                79 for those with CAC scores from 1 to 100,
   AND GUIDELINES
                                                                               for males or <50 mg/dL for females, and triglyc-           and from 25 to 27 for those with CAC scores
                                                                               erides ≥150 mg/dL), as well as across 10-year              >100,32 which enabled significant reductions in
                                                                               FRS categories (0%–6%, 6%–10%, 10%–20%,                    the population considered for treatment with
                                                                               and >20%). The estimated NNT5 for prevent-                 more selective use of the polypill and, as a result,
                                                                               ing 1 CVD event across dyslipidemia categories             avoidance of treatment of those who were
                                                                               in this MESA cohort ranged from 23 to 30 in                unlikely to benefit.
                                                                               those with CAC ≥100.13 The NNT5 was 30 in               •	 Within the scope of the 2013 ACC/AHA guide-
                                                                               participants with no lipid abnormality and CAC             lines, data from MESA demonstrated that among
                                                                               >100, whereas it was 154 in those with 3 lipid             those for whom statins were recommended,
                                                                               abnormalities and CAC of 0.13 A very high NNT5             41% had CAC=0 and had 5.2 ASCVD events
                                                                               of 186 and 222, respectively, was estimated to             per 1000 person-years. Among 589 partici-
                                                                               prevent 1 CHD event in the absence of CAC                  pants (12%) considered for moderate-intensity
                                                                               among those with 10-year FRS of 11% to 20%                 statin treatment, 338 (57%) had CAC=0, with
                                                                               and >20%. The respective estimated NNT5 was                an ASCVD event rate of 1.5 per 1000 person-
                                                                               as low as 36 and 50 with the presence of a very            years. Of participants eligible (recommended
                                                                               high CAC score (>300) among those with 10-year             or considered) for statins, 44% (1316 of 2966)
                                                                               FRS of 0% to 6% and 6% to 10%, respectively.13             had CAC=0 at baseline and an observed 10-year
                                                                               These collective data show the utility of CAC in           ASCVD event rate of 4.2 per 1000 person-years.
                                                                               identifying those most likely to benefit from statin       The study results highlighted that among the
                                                                               treatment across the spectrum of risk profiles             intermediate-risk range of 5% to 20%, nearly
                                                                               with an appropriate NNT5.                                  half (48%) had CAC=0, and their 10-year
                                                                            •	 Similarly, CAC testing also identified appropriate         ASCVD risk was below the threshold recom-
                                                                               candidates who might derive the highest benefit            mended for statin therapy (4.5%).70 These find-
                                                                               with aspirin therapy. In MESA, individuals with            ings were recently confirmed in the JHS. Among
                                                                               CAC ≥100 had an estimated net benefit with                 2812 African American individuals aged 40 to
                                                                               aspirin regardless of their traditional risk status;       75 years without prevalent ASCVD followed up
                                                                               the estimated NNT5 was 173 for individuals clas-           for a median of 10 years, participants who were
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               sified as having <10% FRS and 92 for individu-             statin eligible by ACC/AHA guidelines experi-
                                                                               als with ≥10% FRS, and the estimated 5-year                enced a 10-year ASCVD event rate of 8.1 per
                                                                               number needed to harm was 442 for a major                  1000 person-years. However, in the absence
                                                                               bleed.69 Conversely, individuals with zero CAC             of CAC, the 10-year observed ASCVD risk
                                                                               had unfavorable estimates (estimated NNT5 of               was below the threshold of statin recommen-
                                                                               2036 for individuals with <10% FRS and 808                 dation set by the guidelines, at 3.1 per 1000
                                                                               for individuals with ≥10% FRS; estimated 5-year            person-years.71
                                                                               number needed to harm of 442 for a major
                                                                               bleed). Sex-specific and age-stratified analyses
                                                                               showed similar results.                                Family History and Genetics
                                                                            •	 A study from MESA also examined the role of             •	There is evidence for genetic control of subclini-
                                                                               CAC testing to define the target population to            cal atherosclerosis, with several loci identified that
                                                                               treat with a polypill.32 The NNT5 to prevent 1            associate with CAC and carotid artery IMT.72–75
                                                                               event was estimated by applying the expected              On the basis of the identified genes and variants,
                                                                               62% CHD event reduction associated with the               there are considerable shared genetic components
                                                                               use of the polypill (based on TIPS). The estimated        to subclinical disease and other risk factors (such
                                                                               NNT5 to prevent 1 CHD event ranged from 170               as blood lipids) and incident disease.
                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                                                                                                           AND GUIDELINES
                                                                Chart 18-1. Prevalence (%) of detectable coronary calcium in the CARDIA study: US adults 33 to 45 years of age (2000–2001).
                                                                P<0.0001 across race-sex groups.
                                                                CARDIA indicates Coronary Artery Risk Development in Young Adults.
                                                                Data derived from Loria et al.7
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                                                                Chart 18-2. Prevalence (%) of detectable coronary calcium in MESA: US adults 45 to 84 years of age.
                                                                P<0.0001 across ethnic groups in both males and females.
                                                                MESA indicates Multi-Ethnic Study of Atherosclerosis.
                                                                Data derived from Bild et al.9
                                                                         Chart 18-3. Ten-year trends in coronary artery calcification in individuals without clinical cardiovascular disease in MESA.
                                                                         MESA indicates Multi-Ethnic Study of Atherosclerosis.
                                                                         Adapted from Bild et al.15
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                                                                         Chart 18-4. HRs for CHD events associated with CAC scores: US adults 45 to 84 years of age (reference group, CAC=0).
                                                                         All HRs P<0.0001. Major CHD events included myocardial infarction and death attributable to CHD; any CHD events included major CHD events plus definite
                                                                         angina or definite or probable angina followed by revascularization.
                                                                         CAC indicates coronary artery calcification; CHD, coronary heart disease; and HR, hazard ratio.
                                                                         Data derived from Detrano et al.16
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                                                                      tion testing and the risk of adverse outcomes: a systematic review and                IB, Reilly MP. Genetics of coronary artery calcification among African
                                                                      meta-analysis. Eur Heart J Cardiovasc Imaging. 2014;15:736–746. doi:                  Americans, a meta-analysis. BMC Med Genet. 2013;14:75. doi:
                                                                      10.1093/ehjci/jet256                                                                  10.1186/1471-2350-14-75
                                                                	65.	 Yeboah J, McClelland RL, Polonsky TS, Burke GL, Sibley CT, O’Leary D, Carr      	75.	 Vargas JD, Manichaikul A, Wang XQ, Rich SS, Rotter JI, Post WS, Polak JF,
                                                                      JJ, Goff DC, Greenland P, Herrington DM. Comparison of novel risk mark-               Budoff MJ, Bluemke DA. Common genetic variants and subclinical athero-
                                                                      ers for improvement in cardiovascular risk assessment in intermediate-risk            sclerosis: the Multi-Ethnic Study of Atherosclerosis (MESA). Atherosclerosis.
                                                                      individuals. JAMA. 2012;308:788–795. doi: 10.1001/jama.2012.9624                      2016;245:230–236. doi: 10.1016/j.atherosclerosis.2015.11.034
• Total CHD prevalence is 6.7% in US adults ≥20 • In the REGARDS study, 37% of adjudicated MIs
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      years of age. CHD prevalence is 7.4% for males                   had a primary hospital discharge diagnosis of MI,
                                                                                                                                                                                                              AND GUIDELINES
                                                                      and 6.2% for females. CHD prevalence by sex                      whereas 63% had a primary hospital discharge
                                                                      and ethnicity is shown in Table 19-1.                            diagnosis other than MI, which suggests that
                                                                   •	 On the basis of data from the 2016 NHIS1:                        most MIs that result in hospitalization might be
                                                                      —	 Among American Indian/Alaska Natives ≥18                      occurring during hospitalization for other acute
                                                                            years of age, the CHD prevalence estimate is               illnesses.5
                                                                            12.1%.                                                  •	 Self-reported income and education were asso-
                                                                   •	 According to data from NHANES 2013 to 2016                       ciated with incident CHD (defined as definite
                                                                      (unpublished NHLBI tabulation), the overall preva-               or probable MI or acute CHD death) in the
                                                                      lence for MI is 3.0% in US adults ≥20 years of                   REGARDS study. Those reporting low income
                                                                      age. Males have a higher prevalence of MI than                   and low education had twice the incidence of
                                                                      females for all age groups except 20 to 39 years                 CHD as those reporting high income and high
                                                                      (Chart 19-2). MI prevalence is 4.0% for males and                education (10.1 versus 5.2 per 1000 person-
                                                                      2.3% for females. MI prevalence by sex and eth-                  years, respectively).6
                                                                      nicity is shown in Table 19-1.                                •	 Annual numbers for MI or fatal CHD in the NHLBI-
                                                                   •	 According to data from NHANES 2013 to 2016                       sponsored ARIC study and CHS stratified by age
                                                                      (unpublished NHLBI tabulation), the overall preva-               and sex are displayed in Chart 19-5. Incidence of
                                                                      lence for angina is 3.6% in US adults ≥20 years of               heart attacks or fatal CHD stratified by age, race,
                                                                      age (Table 19-2).                                                and sex is displayed in Chart 19-6.
                                                                   •	 According to data from NHANES for the period                  •	 Incidence of MI by age, sex, and race in the NHLBI-
                                                                      1988 to 2012, angina prevalence declined in                      sponsored ARIC study is displayed in Chart 19-7.
                                                                      NH whites (from 4.0% to 2.1%) but not in NH                      Black males have a higher incidence of MI in all
                                                                      blacks (from 4.9% to 4.4%) and in both males                     age groups.
                                                                      and females ≥65 years old (males from 5.1% to                 •	 HRs for incident fatal CHD were higher for black
                                                                      2.9%, females from 5.6% to 2.4%).2                               males than for white males aged 45 to 65 years
                                                                   •	 Data from the BRFSS 2016 survey indicated that                   (ARIC: 2.09 [95% CI, 1.42–3.06]; REGARDS:
                                                                      4.4% of respondents had been told that they                      2.11 [95% CI, 1.32–3.38]). Nonfatal CHD risk
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                      had had an MI. The highest prevalence was                        was lower (ARIC: 0.82 [95% CI, 0.64–1.05];
                                                                      in Kentucky (6.4%), and the lowest was in the                    REGARDS: 0.94 [95% CI, 0.69–1.28]). However,
                                                                      District of Columbia and California (2.8%; age-                  after adjustment for social determinants of health
                                                                      adjusted) (Chart 19-3).3                                         and cardiovascular risk factors, black males and
                                                                   •	 In the same survey, 4.1% of respondents had                      females have similar risk for fatal CHD but lower
                                                                      been told that they had angina or CHD. The                       risk for nonfatal CHD.7
                                                                      highest prevalence was in Puerto Rico (7.0%)                  •	 In 9498 participants in the ARIC study, whites
                                                                      and West Virginia (6.5%), and the lowest was in                  had a higher rate of clinically recognized MI than
                                                                      the District of Columbia and Utah (2.6%; age-                    blacks (5.04 versus 3.24 per 1000 person-years,
                                                                      adjusted) (Chart 19-4).3                                         P=0.002).8
                                                                Incidence                                                         Trends in Incidence
                                                                (See Table 19-1 and Charts 19-5 through 19-7)                       •	 The overall body of literature suggests that
                                                                  •	 Approximately every 40 seconds, an American                       the incidence of MI has declined significantly
                                                                     will have an MI (AHA computation).                                over time, including over the past decade.9
                                                                  •	 On the basis of data from the 2005 to 2014 ARIC                   Geographic differences in patient populations,
                                                                     study of the NHLBI4:                                              temporal changes in the criteria used to diag-
                                                                     —	 This year, ≈720 000 Americans will have a                      nose MI, and differences in study methodology
                                                                           new coronary event (defined as first hospi-                 increase the complexity of interpreting these
                                                                           talized MI or CHD death), and ≈335 000 will                 studies, however.
                                                                           have a recurrent event.                                  •	 In Olmsted County, MN, between 1995 and
                                                                     —	 The estimated annual incidence of MI is                        2012, the population rate of MI declined 3.3%
                                                                           605 000 new attacks and 200 000 recurrent                   per year; however, these declines varied among
                                                                           attacks. Of these 805 000 first and recur-                  types of MI, with the greatest declines occurring
                                                                           rent events, it is estimated that 170 000                   for prehospital fatal MI.10
                                                                           are silent.                                              •	 According to data from ARIC and the REGARDS
                                                                     —	 Average age at first MI is 65.6 years for males                study, between 1987 to 1996 and 2003 to 2009,
                                                                           and 72.0 years for females.                                 the incidence of CHD declined from 3.9 to 2.2
                                                                               per 1000 person-years in people without DM and           CHD risk prediction more since the publication
CLINICAL STATEMENTS
                                                                               from 11.1 to 5.4 per 1000 person-years among             of the 2013 ACC/AHA cholesterol management
   AND GUIDELINES
                                                                              7.5% to <20% was 23.9% in 1999 to 2000 and                it was 85.4; and for Hispanic females, it was 54.6
                                                                              26.8% in 2011 to 2012.14                                  (unpublished NHLBI tabulation).
                                                                           •	 For adults with optimal risk factors (TC of 170        •	 77% of CHD deaths occurred out of the hospital.
                                                                              mg/dL, HDL-C of 50 mg/dL, SBP of 110 mm Hg                According to NCHS mortality data, 279 171 CHD
                                                                              without antihypertensive medication use, no DM,           deaths occur out of the hospital or in hospital EDs
                                                                              and not a smoker), 10-year CVD risk ≥7.5% will            annually (NCHS, AHA tabulation).
                                                                              occur at age 65 years for white males, 70 years        •	 The estimated average number of years of life
                                                                              for black males and females, and 75 years for             lost because of an MI death is 16.2 (unpublished
                                                                              white females.15                                          NHLBI tabulation).
                                                                           •	 In the REGARDS study, the adjusted HR for CHD          •	 Approximately 35% of the people who experi-
                                                                              death associated with any versus no stroke symp-          ence a coronary event in a given year will die as a
                                                                              toms was 1.50 (95% CI, 1.10–2.06).16 Individuals          result of it, and ≈14% who experience an MI will
                                                                              with atherosclerotic stroke should be included            die of it (AHA computation).
                                                                              among those deemed to be at high risk (20%             •	 Life expectancy after AMI treated in hospitals
                                                                              over 10 years) of further atherosclerotic coronary        with high performance on 30-day mortality
                                                                              events. For primary prevention, ischemic stroke           measures compared with low-performing hos-
                                                                              should be included among CVD outcomes in                  pitals was on average between 0.74 and 1.14
                                                                              absolute risk assessment algorithms. The inclusion        years longer.22
                                                                              of atherosclerotic ischemic stroke as a high-risk      •	 Among 194 071 adults who were hospitalized for
                                                                              condition has important implications, because the         an AMI in the 2009 to 2010 NIS, in-hospital mor-
                                                                              number of people considered to be at high risk            tality for those <65 years of age was higher for
                                                                              will increase over time.17                                Hispanic females (3.7%) than for black females
                                                                           •	 A survey of US family physicians, general inter-          (3.1%) and white females (2.5%). Differences
                                                                              nists, and cardiologists published in 2012 found          were smaller for males <65 years of age. Among
                                                                              that 41% of respondents reported using global             older adults (≥65 years), in-hospital mortality was
                                                                              CHD risk assessment at least occasionally.18 It           8.0% for white females and between 6% and
                                                                              is unclear whether physicians are using global            8% for other race-sex groups.23
• In a study using data from the Cooperative reduction in HF and mortality after MI. In a nation-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      Cardiovascular Project, survival and life expec-                 wide Swedish registry of 199 851 patients admit-
                                                                                                                                                                                                              AND GUIDELINES
                                                                      tancy after AMI were higher in whites than in                    ted with AMI from 1996 to 2008, the incidence of
                                                                      blacks (7.4% versus 5.7%). White patients living                 HF decreased from 46% to 28%, with a greater
                                                                      in high SES areas showed the longest life expec-                 decline in individuals with STEMI compared with
                                                                      tancy. Gaps in life expectancy between white and                 NSTEMI.32 The in-hospital, 30-day, and 1-year
                                                                      black patients were largest among high SES areas,                mortality rates for those with HF decreased from
                                                                      with smaller differences in medium and low SES                   19% to 13%, 23% to 17%, and 36% to 31%,
                                                                      areas. These differences were attenuated but did                 respectively (all P<0.001). In Olmsted County,
                                                                      not disappear after adjustment for patient and                   MN, from 1990 to 2010, there was a decline in
                                                                      treatment characteristics.24                                     mortality associated with HF after MI, but this risk
                                                                   •	 Compared with nonparticipants, participants in                   was greater for delayed HF than for early-onset
                                                                      SNAP have twice the risk of CVD mortality, which                 HF after MI.33
                                                                      likely reflects differences in socioeconomic, envi-           •	 Taking into account past trends in CHD mortal-
                                                                      ronmental, and behavioral characteristics.25                     ity from 1980, and considering age-period and
                                                                                                                                       cohort effects, CHD mortality is likely to con-
                                                                Temporal Trends in Mortality                                           tinue its decades-long decline, with a reduction
                                                                  •	 The decline in CHD mortality rates in part reflects               in deaths by 2030 of 27%; however, race dispari-
                                                                     the shift in the pattern of clinical presentations of             ties will persist.34 Recent reports have suggested
                                                                     AMI. There has been a marked decline in STEMI                     a slowing down of all CVD and HD mortality in
                                                                     (from 133 to 50 cases per 100 000 person-years                    recent years.35,36
                                                                     from 1999 to 2008).26
                                                                  •	 In Olmsted County, MN, the age- and sex-                     Awareness of Warning Signs and Risk for HD
                                                                     adjusted 30-day case fatality rate decreased by               •	 In 2012, NH black and Hispanic females had
                                                                     56% from 1987 to 2006.27 Among Medicare                          lower awareness than white females that HD/
                                                                     fee-for-service beneficiaries, between 1999 and                  heart attack is the leading cause of death for
                                                                     2011, the 30-day mortality rate after hospitalized               females.37
                                                                     MI declined by 29.4%.28                                       •	 The percentages of females in 2012 identifying
                                                                  •	 In a community-based study of Worcester, MA,                     warning signs for a heart attack were as fol-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                     the percentage of patients dying after cardiogenic               lows: pain in the chest—56%; pain that spreads
                                                                     shock during their hospitalization for MI declined               to the shoulder, neck, or arm—60%; shortness
                                                                     from 47.1% in 2001 to 2003 to 28.6% in 2009                      of breath—38%; chest tightness—17%; nau-
                                                                     to 2011.29                                                       sea—18%; and fatigue—10%.37
                                                                  •	 Between 2001 and 2011 in the NIS, in-hospital                 •	 The 5 most commonly cited HD prevention strat-
                                                                     mortality did not change for patients with STEMI                 egies in 2012 were maintaining a healthy BP
                                                                     with a PCI (3.40% and 3.52% in 2001 and 2011,                    (78%), seeing the doctor (78%), and increasing
                                                                     respectively) or CABG (5.79% and 5.70% in 2001                   fiber intake, eating food with antioxidants, and
                                                                     and 2011, respectively) and increased for patients               maintaining healthy cholesterol levels (each
                                                                     with no intervention (12.43% and 14.91% in                       66%).37
                                                                     2001 and 2011, respectively). In-hospital mortal-             •	Among online survey participants, 21%
                                                                     ity declined for patients with NSTEMI undergoing                 responded that their doctor had talked to them
                                                                     CABG (from 4.97% to 2.91%) or no procedure                       about HD risk. Rates were lower among Hispanic
                                                                     (from 8.87% to 6.26%) but did not change for                     females (12%) than whites (22%) or blacks (22%)
                                                                                                                                      and increased with age from 6% (25–34 years) to
                                                                     patients with NSTEMI undergoing PCI (1.73%
                                                                                                                                      33% (≥65 years).37
                                                                     and 1.45%).30
                                                                                                                                   •	 Among 2009 females and 976 males <55
                                                                  •	 Among US males <55 years of age, CHD mortal-
                                                                                                                                      years of age hospitalized for MI, only 48.7%
                                                                     ity declined an annual 5.5% per year between
                                                                                                                                      of females and 52.9% of males reported being
                                                                     1979 and 1989; a smaller decline was present
                                                                                                                                      told they were at risk for HD or a heart problem.
                                                                     in 1990 to 1999 (1.2% per year) and in 2000 to
                                                                                                                                      Also, 50.3% of females and 59.7% of males
                                                                     2011 (1.8% per year). Among US females <55
                                                                                                                                      reported their healthcare provider discussing HD
                                                                     years of age, CHD mortality declined an annual
                                                                                                                                      and things they could do to take care of their
                                                                     4.6% per year in 1979 to 1989, with no decline
                                                                                                                                      heart.38
                                                                     between 1990 and 1999 and a decline of 1.0%
                                                                     in 2000 to 2011.31                                           Time of Symptom Onset and Arrival at Hospital
                                                                  •	 Reflecting trends in change in type and severity               •	 Data from Worcester, MA, indicate that the
                                                                     of AMI, studies worldwide have documented a                       median time from symptom onset to hospital
                                                                               arrival did not improve from 2001 through 2011.             coronary arteries (<50% stenosis) had lower
CLINICAL STATEMENTS
                                                                               In 2009 to 2011, 48.9% of patients reached the              in-hospital mortality than patients with obstruc-
   AND GUIDELINES
                                                                               hospital within 2 hours of symptom onset com-               tive CAD (1.1% versus 2.9%; P<0.001).
                                                                               pared with 45.8% in 2001 to 2003.39                         Nonobstructive coronary arteries were more
                                                                            •	 Among patients hospitalized for ACS between                 common in females than males (10.5% versus
                                                                               2001 and 2011 in the NIS, those with STEMI                  3.4%; P<0.001), but no difference in in-hospital
                                                                               admitted on the weekend versus on a weekday                 mortality was observed between females and
                                                                               had a 3% higher odds of in-hospital mortality.              males with nonobstructive coronary arteries
                                                                               Those admitted on the weekend versus weekday                (P=0.84).47
                                                                               for non–ST-elevation ACS had a 15% higher odds         •	   On the basis of pooled data from the FHS, ARIC,
                                                                               of in-hospital mortality. The excess mortality asso-        CHS, MESA, CARDIA, and JHS studies of the
                                                                               ciated with weekend versus weekday admission                NHLBI (1995–2012), within 1 year after a first MI
                                                                               decreased over time.40                                      (unpublished NHLBI tabulation):
                                                                            •	 A retrospective analysis of the NHAMCS data                 —	At ≥45 years of age, 18% of males and 23%
                                                                               from 2004 to 2011 that reviewed 15 438 visits                    of females will die.
                                                                               related to ACS symptoms suggested that blacks               —	 At 45 to 64 years of age, 3% of white males,
                                                                               have a 30% longer waiting time than whites, the                  5% of white females, 9% of black males,
                                                                               reasons for which are unclear.41                                 and 10% of black females will die.
                                                                            •	 The timing of hospital admission influences man-            —	 At 65 to 74 years of age, 14% of white
                                                                               agement of MI. A study of the NIS database from                  males, 18% of white females, 22% of black
                                                                               2003 to 2011 indicated that admission on a                       males, and 21% of black females will die.
                                                                               weekend for NSTEMI was associated with a sig-               —	At ≥75 years of age, 27% of white males,
                                                                               nificantly reduced odds for coronary angiography                 29% of white females, 19% of black males,
                                                                               (OR, 0.88 [95% CI, 0.89–0.90]; P<0.001) and                      and 31% of black females will die.
                                                                               early invasive strategy (OR, 0.48 [95% CI, 0.47–       •	   In part because females have MIs at older ages
                                                                               0.48]; P<0.001), with consequences of greater               than males, they are more likely to die of MI
                                                                               mortality.42                                                within a few weeks.
                                                                                                                                      •	   Within 5 years after a first MI:
                                                                         Complications                                                     —	At ≥45 years of age, 36% of males and 47%
         Downloaded from http://ahajournals.org by on February 7, 2019
— At ≥45 years of age, 16% of males and 22% 31.5% in 2001 to 2003 to 27.3% in 2009 to
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                            of females.                                                2011.51 Crude 30-day rehospitalization rates
                                                                                                                                                                                                              AND GUIDELINES
                                                                      —	 At 45 to 64 years of age, 6% of white males,                  decreased from 20.5% in 2001 to 2003 to 15.8%
                                                                            10% of white females, 13% of black males,                  in 2009 to 2011.52
                                                                            and 25% of black females.
                                                                                                                                  Cardiac Rehabilitation
                                                                      —	 At 65 to 74 years of age, 12% of white
                                                                                                                                    •	 In the NCDR ACTION Registry–GWTG, cardiac
                                                                            males, 16% of white females, 20% of black
                                                                                                                                       rehabilitation referral after patients were admit-
                                                                            males, and 32% of black females.
                                                                                                                                       ted with a primary diagnosis of STEMI or NSTEMI
                                                                      —	At ≥75 years of age, 25% of white males,
                                                                                                                                       increased from 72.9% to 80.7% between 2007
                                                                            27% of white females, 23% of black males,
                                                                                                                                       and 2012.53
                                                                            and 19% of NH black females.
                                                                                                                                    •	 In the NCDR between 2009 and 2012, 59%
                                                                   •	 The percentage of people with a first MI who                     of individuals were referred to cardiac reha-
                                                                      will have an incident stroke within 5 years is as                bilitation after PCI, with significant site-specific
                                                                      follows:                                                         variation.54
                                                                      —	At ≥45 years of age, 4% of males and 7% of                  •	 In a community-based analysis of residents in
                                                                            females.                                                   Olmsted County, MN, discharged with first MI
                                                                      —	At ≥45 years of age, 5% of white males, 6%                     between 1987 and 2010, 52.5% participated in
                                                                            of white females, 4% of black males, and                   cardiac rehabilitation. The overall rate of partici-
                                                                            10% of black females.                                      pation did not change during the study period.
                                                                   •	 The median survival time (in years) after a first MI             Cardiac rehabilitation was associated with reduc-
                                                                      is as follows:                                                   tions in all-cause mortality and readmission.55 A
                                                                      —	At ≥45 years of age, 8.2 for males and 5.5                     dose-response association between rehabilita-
                                                                            for females.                                               tion session attendance and lower risk of MI
                                                                      —	At ≥45 years of age, 8.4 for white males, 5.6                  and death was similarly seen in elderly Medicare
                                                                            for white females, 7.0 for black males, and                beneficiaries.56
                                                                            5.5 for black females.                                  •	 In the BRFSS from 2005 to 2015, <40% of
                                                                Rehospitalizations                                                     patients self-reported participation in cardiac
                                                                  •	 The burden of rehospitalizations for AMI may                      rehabilitation after AMI. Between 2011 and
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                     be substantial: A retrospective cohort study of                   2015, patients who declared participation in car-
                                                                     78 085 Medicare beneficiaries ≥66 years of age                    diac rehabilitation were less likely to be female
                                                                     without recent CHD history who were hospi-                        (OR, 0.76 [95% CI, 0.65–0.90]; P=0.002) or
                                                                     talized for AMI in 2000 to 2010 reported that                     black (OR, 0.70 [95% CI, 0.53–0.93]; P=0.014),
                                                                     20.6% had at least 1 rehospitalization during                     were less well educated (high school versus col-
                                                                     the 10 years after the index MI. Among patients                   lege graduate: OR, 0.69 [95% CI, 0.59–0.81],
                                                                     with a CHD rehospitalization, 35.9% had ≥2                        P<0.001; less than high school versus col-
                                                                     CHD rehospitalizations. Males and patients ≥85                    lege graduate: OR, 0.47 [95% CI 0.37–0.61],
                                                                     years of age had greater rate ratios for first                    P<0.001), and were more likely to be retired or
                                                                     rehospitalization.48                                              self-employed (OR, 1.39 [95% CI, 1.24–1.73];
                                                                  •	 A study of 3     250  194 Medicare beneficiaries                  P=0.003) than patients who did not participate
                                                                     admitted for PCI found that readmission rates                     in cardiac rehabilitation.57
                                                                     declined slightly from 16.1% in 2000 to 15.4% in             Hospital Discharges and Ambulatory Care Visits
                                                                     2012. The majority of readmissions were because              (See Table 19-1 and Chart 19-8)
                                                                     of chronic IHD (26.6%), HF (12%), and chest                    •	 From 2004 to 2014, the number of inpatient dis-
                                                                     pain/angina (7.9%). A minority (<8%) of total                     charges from short-stay hospitals with CHD as the
                                                                     readmissions were for AMI, UA, or cardiac arrest/                 first-listed diagnosis decreased from 1 879 000
                                                                     cardiogenic shock.49                                              to 1    021 000 (unpublished NHLBI tabulation)
                                                                  •	 Rehospitalization can be influenced by clinical,                  (Table 19-1).
                                                                     psychosocial, and sociodemographic characteris-                •	 From 1997 through 2014, the number of hospi-
                                                                     tics not accounted for in traditional Centers for                 tal discharges for CHD was higher for males than
                                                                     Medicare & Medicaid Services claims-based mod-                    females (Chart 19-8).
                                                                     els, including prior PCI, CKD, low health literacy,            •	 In 2015, there were 11 682 000 physician office
                                                                     lower serum sodium levels, and lack of cigarette                  visits for CHD (NAMCS, NHLBI tabulation).58
                                                                     smoking.50                                                        In 2015, there were 463 000 ED visits with a
                                                                  •	 In a study of 3 central Massachusetts hospitals,                  primary diagnosis of CHD (NHAMCS, NHLBI
                                                                     the 90-day rehospitalization rate declined from                   tabulation).59
                                                                            •	 Total office visits for angina declined from 3.6          stroke (HR, 1.43 [95% CI, 1.05–1.95]; P=0.026),
CLINICAL STATEMENTS
                                                                               million per year in 1995 to 1998 to 2.3 million           cardiovascular death (HR, 2.17 [95% CI, 1.24–
   AND GUIDELINES
                                                                               per year in 2007 to 2010 based on data from the           3.81]; P=0.007), and major adverse cardiovascu-
                                                                               NAMCS and NHAMCS.60                                       lar and cerebrovascular events (HR, 1.68 [95% CI,
                                                                            •	 In the CathPCI registry, a composite of use of            1.31–2.15]; P<0.001).65
                                                                               evidence-based medical therapies, including          •	   In the NIS, isolated CABG procedures decreased
                                                                               aspirin, P2Y12 inhibitors, and statins, was high          by 25.4% from 2007 to 2011 (326 to 243 cases
                                                                               (89.1% in 2011 and 93.3% in 2014). However,               per million adults), particularly at higher-volume
                                                                               in the ACTION–GWTG registry, metrics that                 centers. Low-volume centers were associated
                                                                               were shown to need improvement were defect-               with greater risk of all-cause in-hospital mortal-
                                                                               free care (median hospital performance rate of            ity in multivariable analysis (OR, 1.39 [95% CI,
                                                                               78.4% in 2014), P2Y12 inhibitor use in eligible           1.24–1.56]; P<0.001).66
                                                                               medically treated patients with AMI (56.7%),         •	   According to the NIS, the number of PCI proce-
                                                                               and the use of aldosterone antagonists in                 dures declined by 38% between 2006 and 2011.
                                                                               patients with LV systolic dysfunction and either          Among patients with stable IHD, a 61% decline in
                                                                               DM or HF (12.8%).44                                       PCI occurred over this time period.67
                                                                         Operations and Procedures                                  •	   In Washington State, the overall number of PCIs
                                                                          •	 In 2014, an estimated 480       000 percutaneous            decreased by 6.8% between 2010 and 2013,
                                                                             transluminal coronary angioplasties, 371        000         with a 43% decline in the number of PCIs per-
                                                                             inpatient bypass procedures, 1 016 000 inpatient            formed for elective indications.68
                                                                             diagnostic cardiac catheterizations, 86 000 carotid    •	   Among Medicare fee-for-service beneficiaries, the
                                                                             endarterectomies, and 351 000 pacemaker proce-              total number of revascularization procedures per-
                                                                             dures were performed for inpatients in the United           formed peaked in 2010 and declined by >4% per
                                                                             States (unpublished NHLBI tabulation).                      year through 2012. In-hospital and 90-day mor-
                                                                          •	 In an analysis of the BEST, PRECOMBAT, and                  tality rates declined after CABG surgery overall,
                                                                             SYNTAX trials comparing individuals with MI                 as well as among patients presenting for elective
                                                                             and who had left main or multivessel CAD, the               CABG or CABG after NSTEMI.69
                                                                             outcomes of CABG versus PCI were examined.             •	   Between 2011 and 2014, the use of femo-
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                             CABG was associated with a lower risk of recur-             ral access declined (from 88.8% to 74.5%)
                                                                             rent MI and repeat revascularizations.61 In patients        and radial access increased (from 10.9% to
                                                                             with multivessel CAD, CABG was associated with              25.2%).44
                                                                             lower all-cause and cardiovascular mortality;          •	   In a meta-analysis of 13 observational studies
                                                                             however, no differences in all-cause and cardio-            and 3 RCTs, a transradial approach for PCI was
                                                                             vascular mortality between CABG and PCI were                associated with a reduction in vascular complica-
                                                                             observed among patients with multivessel plus               tions (OR, 0.36 [95% CI, 0.30–43]) and stroke
                                                                             left main CAD.62                                            (OR, 0.79 [95% CI, 0.64–0.97]) compared with
                                                                          •	 In a meta-analysis of 6 randomized trials that              a transfemoral approach. A transradial approach
                                                                             included 4686 patients with unprotected left                was also associated with a reduced risk of death
                                                                             main CAD, no significant differences in all-                (OR, 0.56 [95% CI, 0.45–0.69]), although this
                                                                             cause and cardiovascular mortality or a com-                was driven by the observational studies, because
                                                                             posite outcome of death, MI, or stroke were                 no association with death was observed in the
                                                                             observed between patients treated with PCI                  randomized trials.70
                                                                             versus CABG. However, PCI was associated with          •	   In 2014, from the CathPCI registry, median door-
                                                                             a lower risk of the composite outcome within                to-balloon time for primary PCI for STEMI was 59
                                                                             the first 30 days of follow-up (HR, 0.64 [95% CI,           minutes for patients receiving PCI in the present-
                                                                             0.47–0.87]).63                                              ing hospital and 107 minutes for patients trans-
                                                                          •	 In 5-year follow-up of the SYNTAX trial, greater            ferred from another facility for therapy.44
                                                                             MI-related death in PCI patients was associated        •	   The importance of adherence to optimal medical
                                                                             with the presence of DM, 3-vessel disease, or high          therapy was highlighted in an 8-hospital study of
                                                                             SYNTAX scores.64                                            NSTEMI patients, in which medication nonadher-
                                                                          •	 At 5 years of follow-up in the SYNTAX and BEST              ence was associated with a composite outcome
                                                                             randomized trials, patients with multivessel CAD            of all-cause mortality, nonfatal MI, and reinter-
                                                                             involving the proximal left anterior descending             vention (HR, 2.79 [95% CI, 2.19–3.54]; P<0.001).
                                                                             coronary artery, PCI was associated with increased          In propensity-matched analysis, CABG outcomes
                                                                             composite outcome of all-cause death, MI, or                were favorable compared with PCI in patients
nonadherent to medical therapy (P=0.001), but • In a study using the NIS and the State Inpatient
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                        outcomes were similar in medicine-adherent                    Databases for the year 2009, mean charge per
                                                                                                                                                                                                             AND GUIDELINES
                                                                        patients (P=0.574).71                                         ACS discharge was $63 578 (median $41 816).
                                                                                                                                      Mean charges, however, were greater for the first
                                                                Cost
                                                                                                                                      compared with the second admission ($71 336
                                                                  •	 The estimated direct costs of HD in 2014 to 2015
                                                                                                                                      versus $53 290, respectively).76
                                                                     (average annual) were $109.4 billion (MEPS,
                                                                                                                                   •	 On the basis of medical, pharmacy, and disabil-
                                                                     NHLBI tabulation).
                                                                                                                                      ity insurance claims data from 2007 to 2010,
                                                                  •	 The estimated direct and indirect cost of HD in
                                                                                                                                      short-term productivity losses associated with
                                                                     2014 to 2015 (average annual) was $218.7 billion
                                                                                                                                      ACS were estimated at $7943 per disability claim,
                                                                     (MEPS, NHLBI tabulation).
                                                                  •	 A study of the NIS from 2001 to 2011 showed                      with long-term productivity losses of $52 473 per
                                                                     that costs per hospitalization increased signifi-                disability claim. ACS also resulted in substantial
                                                                     cantly for patients who underwent intervention,                  wage losses, from $2263 to $20 609 per dis-
                                                                     but not for those without intervention.30                        ability claim, for short- and long-term disability,
                                                                  •	 MI ($12.1 billion) and CHD ($9.0 billion) were 2                 respectively.77
                                                                     of the 10 most expensive conditions treated in US             •	 According to data from the NIS, between 2001
                                                                     hospitals in 2013.72                                             and 2011, the use of PCI for patients with ACS
                                                                  •	 Between 2015 and 2030, medical costs of CHD                      declined by 15%.67
                                                                     are projected to increase by ≈100%.73                         •	 In a report from the TRACE-CORE study, per-
                                                                  •	 In a multipayer administrative claims data-                      sons with recurrent ACS were more likely to
                                                                     base of patients with incident inpatient PCI                     report anxiety, depression, higher perceived
                                                                     admissions between 2008 and 2011, post-PCI                       stress, and lower mental and physical qual-
                                                                     angina and chest pain were common and costly                     ity of life; were more likely to have impaired
                                                                     ($32 437 versus $17 913; P<0.001 at 1 year                       cognition; and had lower levels of health liter-
                                                                     comparing those with and without angina or                       acy and health numeracy than persons with a
                                                                     chest pain).74                                                   first ACS.78
                                                                  •	 Among Medicare beneficiaries linked to the NCDR               •	 In the NIS from 2012 to 2013, females with
                                                                     CathPCI Registry with inpatient or outpatient PCI                non–ST-elevation ACS treated with an early
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                                                                     between July 2009 and December 2012, costs                       invasive strategy had lower in-hospital mortality
                                                                     were $3502 (95% CI, $3347–$3648; P<0.001)                        than females treated conservatively (2.1% versus
                                                                     lower for patients with same-day discharge com-                  3.8%). However, the survival advantage for inva-
                                                                     pared with those not discharged the same day.                    sive management was restricted to females with
                                                                     Although a minority of patients receive transra-                 NSTEMI (OR, 0.52 [95% CI, 0.46–0.58]), and no
                                                                     dial intervention and same-day discharge (1.2%),                 differences in in-hospital survival for invasive ver-
                                                                     a cost savings of $3689 (95% CI, $3486-$3902;                    sus conservative treatment were observed among
                                                                     P<0.001) was observed compared with patients                     females with UA.79
                                                                     with transfemoral intervention not discharged the             •	 In a meta-analysis of 8 randomized trials, the risk
                                                                     same day.75                                                      of long-term all-cause mortality at a mean of 10.3
                                                                                                                                      years of follow-up was similar for non–ST-eleva-
                                                                                                                                      tion ACS patients treated with a routine strategy
                                                                Acute Coronary Syndrome                                               (coronary angiography within 24 to 96 hours of
                                                                ICD-9 410, 411; ICD-10 I20.0, I21, I22.                               presentation) versus a selective invasive strat-
                                                                   •	 In 2014, there were 633 000 ACS principal diag-                 egy (medical stabilization with or without coro-
                                                                      nosis discharges. Of these, an estimated 389 000                nary angiography in those who demonstrated
                                                                      were males, and 244 000 were females. This esti-                evidence of ischemia on noninvasive stress test
                                                                      mate was derived by adding the principal diag-                  or with ongoing symptoms) at 28.5% for both
                                                                      noses for MI (609 000) to those for UA (24 000;                 strategies.80
                                                                      HCUP, NHLBI).
                                                                   •	 When secondary discharge diagnoses in 2014
                                                                                                                                  Stable AP
                                                                      were included, the corresponding number of
                                                                      inpatient hospital discharges was 1      339 000            ICD-9 413; ICD-10 I20.1 to I20.9.
                                                                      unique hospitalizations for ACS; 785 000 were               Prevalence
                                                                      males, and 554 000 were females. Of the total,              (See Table 19-2 and Charts 19-9)
                                                                      957 000 were for MI alone, and 382 000 were for               •	 According to data from NHANES 2013 to
                                                                      UA alone (HCUP, NHLBI).                                          2016, the prevalence of AP among adults
                                                                                 (≥20 years of age) is 3.6% (9.4 million adults)            power, and resources throughout local communi-
CLINICAL STATEMENTS
Genetics and Family History but very few have identified consistent, repli-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                     cated, and independent genetic variants, and all
                                                                Family History as a Risk Factor
                                                                                                                                                                                                            AND GUIDELINES
                                                                                                                                     have had small effect sizes. The total number
                                                                  •	 Among adults ≥20 years of age, 12.4% (SE
                                                                                                                                     of CAD-associated regions is 73, with 15 novel
                                                                     0.5%) reported having a parent or sibling with
                                                                                                                                     CAD associations related to atherosclerosis and
                                                                     a heart attack or angina before the age of 50
                                                                     years. The racial/ethnic breakdown from NHANES                  traditional risk factors but also highlighting the
                                                                     2013 to 2016 is as follows (unpublished NHLBI                   importance of key biological process in the arte-
                                                                     tabulation):                                                    rial wall.93
                                                                     —	 For NH whites, 12.2% (SE 1.0%) for males,                 •	 Over the past decade, the application of GWASs
                                                                          15.0% (SE 0.9%) for females.                               to large cohorts of CHD case and control subjects
                                                                     —	 For NH blacks, 7.1% (SE 0.9%) for males,                     has identified many consistent genetic variants
                                                                          14.0% (SE 1.3%) for females.                               associated with CHD.
                                                                     —	 For Hispanics, 7.7% (SE 0.6%) for males,                  •	 The first GWAS identified the now most consis-
                                                                          10.7% (SE 0.5%) for females.                               tently replicated genetic marker for CHD and MI
                                                                     —	 For NH Asians, 6.3% (SE 0.9%) for males,                     in European-derived populations, on chromo-
                                                                          4.6% (SE 0.8%) for females.                                some 9p21.3.94 The frequency of the primary SNP
                                                                  •	 HD occurs as people age, so the prevalence of                   is very common (50% of the white population is
                                                                     family history will vary depending on the age at                estimated to harbor 1 risk allele, and 23% har-
                                                                     which it is assessed. The breakdown of reported                 bors 2 risk alleles).95
                                                                     family history of heart attack by age of survey                 —	 The 10-year HD risk for a 65-year-old male
                                                                     respondent in the US population as measured by                        with 2 risk alleles at 9p21.3 and no other
                                                                     NHANES 2013 to 2016 is as follows (unpublished                        traditional risk factors is ≈13.2%, whereas
                                                                     NHLBI tabulation):                                                    a similar male with 0 alleles would have a
                                                                     —	 Age 20 to 39 years, 8.5% (SE 1.0%) for                             10-year risk of ≈9.2%. The 10-year HD risk
                                                                          males, 9.9% (SE 0.6%) for females.                               for a 40-year-old female with 2 alleles and
                                                                     —	 Age 40 to 59 years, 11.4% (SE 1.4%) for                            no other traditional risk factors is ≈2.4%,
                                                                          males, 16.9% (SE 1.2%) for females.                              whereas a similar female with 0 alleles would
                                                                     —	 Age 60 to 79 years, 13.6% (SE 1.7%) for                            have a 10-year risk of ≈1.7%.95
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                                                                          males, 16.6% (SE 1.6%) for females.                     •	 The association of SNPs with incident CHD was
                                                                     —	Age ≥80 years, 12.5% (SE 2.7%) for males,                     investigated in a large multiethnic study of mul-
                                                                          13.6% (SE 2.6%) for females.                               tiple cohorts in the United States (including
                                                                  •	 Family history of premature angina, MI, angio-                  NHANES, WHI, the Multiethnic Cohort Study,
                                                                     plasty, or bypass surgery increases lifetime risk by            CHS, ARIC, CARDIA, HCHS/SOL, and SHS). SNPs,
                                                                     ≈50% for both HD (from 8.9% to 13.7%) and                       including in 9p21, APOE, and LPL, were associ-
                                                                     CVD mortality (from 14.1% to 21%).88                            ated with incident CHD in individuals of European
                                                                  •	 In the FHS, addition of a family history of prema-              ancestry but not African Americans. Effect sizes
                                                                     ture CVD provided improved prognostic value                     were greater for those ≤55 years of age and in
                                                                     over traditional risk factors.89                                females.96
                                                                  •	 Among people with a family history, CAC is a                 •	 More recently, genetic studies of CHD have
                                                                     robust marker of ASCVD risk.90                                  focused on the coding regions of the genome
                                                                  •	 In premature ACS (age ≤55 years), a greater per-                (exons) and have identified additional genes and
                                                                     centage of females (28%) than males (20%) have                  SNPs for CHD, including loss-of-function muta-
                                                                     a family history of CAD (P=0.008). Compared                     tions in the angiopoietin-like 4 (ANGPTL4) gene,
                                                                     with patients without a family history, patients                which is an inhibitor of lipoprotein lipase. These
                                                                     with a family history of CAD have a higher preva-               mutations are associated with low plasma triglyc-
                                                                     lence of traditional CVD risk factors.91                        erides and high HDL-C.97
                                                                  •	 Among patients with STEMI in the NIS between                 •	 In a discovery analysis of common SNPs (minor
                                                                     2003 and 2011, those with a family history of                   allele frequency of >5%) on an exome array, 6
                                                                     CAD were more likely to undergo coronary inter-                 new loci associated with CAD were identified,
                                                                     vention and had lower in-hospital mortality than                including SNPs on the KCNJ13-GIGYF2, C2,
                                                                     patients without a family history (OR, 0.45 [95%                MRVI1-CTR9, LRP1, SCARB1, and CETP genes.98
                                                                     CI, 0.43–0.47]; P<0.001).92                                  •	 In the DiscovEHR study, loss-of-function variants
                                                                  •	 For the past 20 years, candidate gene studies                   in the angiopoietin-like 3 gene (ANGPTL3) were
                                                                     have been conducted to identify the genetic                     less common in patients with CAD than in con-
                                                                     variants underlying the heritability of CHD,                    trol subjects (0.33% versus 0.45%) and were
                                                                               associated with 27% lower triglyceride levels, 9%          in 4 studies across 55 685 participants, genetic
CLINICAL STATEMENTS
                                                                               lower LDL-C, and 4% lower HDL-C.99                         and lifestyle factors were independently associ-
   AND GUIDELINES
                                                                            •	 Protein-truncating variants at the CETP gene are           ated with CHD, but even in participants at high
                                                                               associated with increased HDL-C and lower LDL-C            genetic risk, a favorable lifestyle was associated
                                                                               and triglycerides. Compared with noncarriers, car-         with a nearly 50% lower RR of CHD than was an
                                                                               riers of protein-truncating variants at CETP had a         unfavorable lifestyle.107
                                                                               lower risk of CHD (OR, 0.70 [95% CI, 0.54–0.90];        •	 Collectively, these results may suggest future roles
                                                                               P=5.1×10−3).100                                            for incorporation of genetic risk score in clinical
                                                                            •	Using a network mendelian randomization                     practice and emphasize the need for traditional
                                                                               analysis, a 1-unit longer genetically determined           primary prevention measures even in patients
                                                                               telomere length was associated with a lower                with a high genetic risk.
                                                                               risk of CHD in the CARDIoGRAM Consortium
                                                                               (OR, 0.79 [95% CI, 0.65–0.97; P=0.016) and
                                                                               the CARDIoGRAMplusC4D 1000 Genome                     Global Burden
                                                                               Consortium (OR, 0.89 [95% CI, 0.79–1.00;              (See Table 19-3 and Charts 19-10
                                                                               P=0.052). Fasting insulin can partially mediate       and 19-11)
                                                                               the association of telomere length with CHD,
                                                                                                                                       •	 Globally, it is estimated that 153.5 million people
                                                                               accounting for 18.4% of the effect of telomere
                                                                                                                                          live with IHD, and it is more prevalent in males
                                                                               length on CHD.101
                                                                                                                                          than in females (86.5 and 67.0 million people,
                                                                            •	 Whole-genome sequencing studies, which offer
                                                                                                                                          respectively). The number of people with IHD
                                                                               a deeper and more comprehensive coverage of
                                                                                                                                          increased by 74.7% from 1990 to 2016, although
                                                                               the genome, have recently identified 13 variants
                                                                                                                                          the rate per 100 000 decreased 8.6% over the
                                                                               with large effects on blood lipids, with 5 of these
                                                                                                                                          same time period (Table 19-3).108
                                                                               also being associated with CHD (PCSK9, APOA1,
                                                                                                                                       •	 The GBD 2016 Study used statistical models and
                                                                               ANGPTL4, and LDLR).102
                                                                                                                                          data on incidence, prevalence, case fatality, excess
                                                                         Clinical Utility of Genetic Markers                              mortality, and cause-specific mortality to estimate
                                                                           •	 Recent advances have demonstrated the utility               disease burden for 315 diseases and injuries in
                                                                               of genetics in CAD risk prediction. In 48 421 indi-        195 countries and territories.108
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               viduals enrolled in the Malmo Diet and Cancer              —	 IHD mortality rates exceed 275 per 100 000
                                                                               Study and 2 primary prevention trials (JUPITER,                 in Eastern Europe, Central Asia, and parts of
                                                                               ASCOT) and 2 secondary prevention trials of lipid-              the North Africa/Middle East region (Chart
                                                                               lowering (CARE, PROVE-IT TIMI22), a genetic risk                19-10).
                                                                               score consisting of 27 variants of genetic risk for        —	 Eastern Europe and the North Africa/Middle
                                                                               CAD improved risk prediction above models that                  East region have the highest prevalence rates
                                                                               incorporated traditional risk factors and family                of IHD in the world (Chart 19-11).
                                                                               history.103
                                                                           •	 In the Malmo Diet and Cancer Study, application
                                                                               of an additional 23 SNPs known to be associated       Future Research
                                                                               with CAD resulted in greater discrimination and       Although the incidence of CHD has decreased over the
                                                                               reclassification (both P<0.0001).104 In the FINRISK   past decade, it remains the leading cause of mortal-
                                                                               and FHS cohorts, with a sample size of 12 676         ity in both the underdeveloped and developed world.
                                                                               individuals, a genetic risk score incorporating       However, more cases are expected to occur because
                                                                               49 310 SNPs based on the CARDIoGRAMplusC4D            of population aging, which makes prevention of CHD
                                                                               Consortium data showed that the combination of        a continuing priority. Taking action to develop and
                                                                               genetic risk score with the FRS improved 10-year      fully implement strategies to significantly reduce CHD
                                                                               cardiac risk prediction, particularly in those ≥60    burden is likely to require new evidence and insights
                                                                               years of age.105                                      to understand what interventions and programs will
                                                                           •	In the MI-GENES trial of intermediate-risk              be needed to achieve prevention targets, such as the
                                                                               patients, patient knowledge of their genetic risk     50×50×50 strategy, and to engage with diverse com-
                                                                               score resulted in lower levels of LDL-C than a con-   munities to develop and evaluate programs and across
                                                                               trol group managed by conventional risk factors       sectors.109
                                                                               alone, which suggests the influence of genetic           •	 More granularity of morbidity and mortality sta-
                                                                               risk score in risk prevention.106                            tistics is needed, ideally at the city level. Cities are
                                                                           •	 Even in individuals with high genetic risk, preven-           becoming important geographic, political, and
                                                                               tion strategies have added benefit. For example,             administrative units to implement CVD prevention
initiatives, such as evaluating and modeling the disparities originate and are maintained over the
                                                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      implementations of sugar levies or CVD preven-                                         life course will be essential to design comprehen-
                                                                                                                                                                                                                                              AND GUIDELINES
                                                                      tion programs at the city level.110,111                                                sive strategies to improve CVD health in the com-
                                                                   •	 There are substantial gaps in our knowledge of                                         ing years.
                                                                      the determinants of social disparities in the occur-                                •	 It is becoming increasingly important to under-
                                                                      rence and outcomes of CHD that might have pro-                                         stand influences on CHD risk across the life course,
                                                                      found implications for prevention and health care.                                     because it might have important implications for
                                                                      Crucially, a better understanding of how these                                         prevention of CHD by intervening in early years.
or Alaska Native
                                                                   CHD includes people who responded “yes” to at least 1 of the questions in “Has a doctor or other health professional ever told you that you had coronary heart
                                                                disease, angina or angina pectoris, heart attack, or myocardial infarction?” Those who answered “no” but were diagnosed with Rose angina are also included (the
                                                                Rose questionnaire is only administered to survey participants >40 years of age). CHD indicates coronary heart disease; ellipses (…), data not available; MI, myocardial
                                                                infarction; and NH, non-Hispanic.
                                                                   *Mortality for Hispanic, NH American Indian or Alaska Native, and NH Asian and Pacific Islander people should be interpreted with caution because of inconsistencies
                                                                in reporting Hispanic origin or race on the death certificate compared with censuses, surveys, and birth certificates. Studies have shown underreporting on death
                                                                certificates of American Indian or Alaska Native, Asian and Pacific Islander, and Hispanic decedents, as well as undercounts of these groups in censuses.
                                                                   †These percentages represent the portion of total CHD and MI mortality that is for males vs females.
                                                                   ‡Estimates include Hispanics and non-Hispanics. Estimates for whites include other nonblack races.
                                                                   §Includes Chinese, Filipino, Hawaiian, Japanese, and Other Asian or Pacific Islander.
                                                                   Sources: Prevalence: National Health and Nutrition Examination Survey 2013 to 2016 (National Center for Health Statistics [NCHS]) and National Heart, Lung, and
                                                                Blood Institute (NHLBI). Percentages for racial/ethnic groups are age adjusted for Americans ≥20 years of age. Age-specific percentages are extrapolated to the 2016
                                                                US population estimates. These data are based on self-reports. Incidence: Atherosclerosis Risk in Communities Study (2005–2014), NHLBI. Mortality: Centers for
                                                                Disease Control and Prevention/NCHS, 2016 Mortality Multiple Cause-of-Death–United States. Mortality for NH Asians includes Pacific Islanders. Hospital discharges:
                                                                Healthcare Cost and Utilization Project, Hospital Discharges, 2014 (data include those inpatients discharged alive, dead, or status unknown).
                                                                                                 Population Group                           2013–2016, Age ≥20 y       Stable AP, Age ≥45 y            2014, All Ages
                                                                                                 Both sexes                                    9 400 000 (3.6%)                 565 000                    10 000
                                                                                                 Males                                         4 300 000 (3.5%)                 370 000                     5000
                                                                                                 Females                                       5 100 000 (3.7%)                 195 000                     5000
                                                                                                 NH white males                                      3.8%                          …                          …
                                                                                                 NH white females                                    3.8%                          …                          …
                                                                                                 NH black males                                      3.6%                          …                          …
                                                                                                 NH black females                                    3.8%                          …                          …
                                                                                                 Hispanic males                                      2.6%                          …                          …
                                                                                                 Hispanic females                                    3.6%                          …                          …
                                                                                                 NH Asian or Pacific Islander males                  2.0%                          …                          …
                                                                                                 NH Asian or Pacific Islander females                1.6%                          …                          …
                                                                                                 AP includes people who either answered “yes” to the question of ever having angina or AP or who were diagnosed
                                                                                              with Rose angina (the Rose questionnaire is only administered to survey participants >40 years of age). AP indicates angina
                                                                                              pectoris; ellipses (…), data not available; and NH, non-Hispanic.
                                                                                                 *AP is chest pain or discomfort that results from insufficient blood flow to the heart muscle. Stable AP is predictable
                                                                                              chest pain on exertion or under mental or emotional stress. The incidence estimate is for AP without myocardial infarction.
                                                                                                 Sources: Prevalence: NHANES (National Health and Nutrition Examination Survey) 2013 to 2016 (National Center for
                                                                                              Health Statistics [NCHS]) and National Heart, Lung, and Blood Institute (NHLBI). Percentages for racial/ethnic groups are age
                                                                                              adjusted for US adults ≥20 years of age. Estimates from NHANES 2013 to 2016 (NCHS) were applied to 2016 population
                                                                                              estimates (≥20 years of age). Incidence: AP uncomplicated by a myocardial infarction or with no myocardial infarction
                                                                                              (Framingham Heart Study [the original cohort and the Offspring Cohort 1986–2009], NHLBI). Hospital discharges:
                                                                                              Healthcare Cost and Utilization Project, Hospital Discharges, 2014; data include those inpatients discharged alive, dead,
                                                                                              or status unknown.
                                                                                                                                                                                                                                 CLINICAL STATEMENTS
                                                                                                                                                                                                                                    AND GUIDELINES
                                                                Chart 19-1. Prevalence of coronary heart disease by age and sex (NHANES, 2013–2016).
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 19-2. Prevalence of myocardial infarction by age and sex (NHANES, 2013–2016).
                                                                Myocardial infarction includes people who answered “yes” to the question of ever having had a heart attack or myocardial infarction.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
                                                                         Chart 19-3. ”Ever told you had a heart attack (myocardial infarction)?” Age-adjusted prevalence by state, BRFSS Prevalence & Trends Data, 2016.
                                                                         BRFSS indicates Behavioral Risk Factor Surveillance System; GU, Guam; PR, Puerto Rico; and VI, Virgin Islands.
                                                                         Source: Centers for Disease Control and Prevention, National Center for Chronic Disease Prevention and Health Promotion, Division of Population Health.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 19-4. ”Ever told you had angina or coronary heart disease?” Age-adjusted prevalence by state, BRFSS Prevalence & Trends Data, 2016.
                                                                         BRFSS indicates Behavioral Risk Factor Surveillance System; GU, Guam; PR, Puerto Rico; and VI, Virgin Islands.
                                                                         Source: Centers for Disease Control and Prevention, National Center for Chronic Disease Prevention and Health Promotion, Division of Population Health.
                                                                                                                                                                                                                                CLINICAL STATEMENTS
                                                                                                                                                                                                                                   AND GUIDELINES
                                                                Chart 19-5. Annual number of adults per 1000 having diagnosed heart attack or fatal CHD by age and sex (ARIC surveillance, 2005–2014 and CHS).
                                                                These data include myocardial infarction and fatal CHD but not silent myocardial infarction.
                                                                ARIC indicates Atherosclerosis Risk in Communities; CHD, coronary heart disease; and CHS, Cardiovascular Health Study.
                                                                Source: National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 19-6. Incidence of heart attack or fatal CHD by age, sex, and race (ARIC Surveillance, 2005–2014).
                                                                ARIC indicates Atherosclerosis Risk in Communities; CHD, coronary heart disease; and MI, myocardial infarction.
                                                                Source: National Heart, Lung, and Blood Institute.
                                                                         Chart 19-7. Incidence of myocardial infarction by age, sex, and race (ARIC Surveillance, 2005–2014).
                                                                         ARIC indicates Atherosclerosis Risk in Communities.
                                                                         Source: Unpublished data from ARIC, National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 19-8. Hospital discharges for coronary heart disease by sex (United States, 1997–2014).
                                                                         Hospital discharges include people discharged alive, dead, and “status unknown.
                                                                         ”Source: Healthcare Cost and Utilization Project, Agency for Healthcare Research and Quality and National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 19-9. Prevalence of angina pectoris by age and sex (NHANES, 2013–2016).
                                                                Angina pectoris includes people who either answered “yes” to the question of ever having angina or angina pectoris or who were diagnosed with Rose angina.
                                                                NHANES indicates National Health and Nutrition Examination Survey.
                                                                Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 19-10. Age-standardized global mortality rates of ischemic heart disease per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.108 Printed with permission.
                                                                Copyright © 2017, University of Washington.
                                                                         Chart 19-11. Age-standardized global prevalence rates of ischemic heart disease per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.108 Printed with permission. Copyright ©
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CLINICAL STATEMENTS
                                                                                 ester transfer protein gene and risk for coronary heart disease. Circ Res.           eurheartj/ehw450
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                                                                                 NL, Hägg S. Exploring the causal pathway from telomere length                        Montori VM, Bailey KR. Incorporating a genetic risk score into coronary
                                                                                 to coronary heart disease: a network mendelian randomization                         heart disease risk estimates: effect on low-density lipoprotein cholesterol
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                                                                                 Sveinbjornsson G, Steinthorsdottir V, Rafnar T, Masson G, Jonsdottir I,              Orho-Melander M, Ridker PM, Kathiresan S. Genetic risk, adherence to
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                                                                         	105.	Abraham G, Havulinna AS, Bhalala OG, Byars SG, De Livera AM,                           design of emerging dietary policies to improve cardiometabolic
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                                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                FAILURE                                                                           MRI           magnetic resonance imaging
                                                                                                                                                                                                                               AND GUIDELINES
                                                                                                                                                  NAMCS         National Ambulatory Medical Care Survey
                                                                See Tables 20-1 and 20-2 and Charts 20-1                                          NCHS          National Center for Health Statistics
                                                                through 20-7                                                                      NH            non-Hispanic
                                                                                                                                                  NHAMCS        National Hospital Ambulatory Medical Care Survey
                                                                        Click here to return to the Table of Contents                             NHANES        National Health and Nutrition Examination Survey
                                                                                                                                                  NHLBI         National Heart, Lung, and Blood Institute
                                                                                                                                                  NIS           National (Nationwide) Inpatient Sample
                                                                Cardiomyopathy                                                                    OR            odds ratio
                                                                ICD-9 425; ICD-10 I42.                                                            PA            physical activity
                                                                                                                                                  PAR           population attributable risk
                                                                2016: Mortality—22 114. Any-mention mortality—                                    PPCM          peripartum cardiomyopathy
                                                                43 707.                                                                           PVC           premature ventricular contraction
                                                                   Using HCUP data for cardiomyopathy in 2014, there                              QALY          quality-adjusted life-year
                                                                were 16 000 inpatient hospitalizations for which car-                             RR            relative risk
                                                                diomyopathy was the principal diagnosis and 966 000                               SBP           systolic blood pressure
                                                                                                                                                  SCD           sudden cardiac death
                                                                where it was included among all-listed diagnoses
                                                                                                                                                  SES           socioeconomic status
                                                                (NHLBI unpublished tabulation).
                                                                  CHS             Cardiovascular Health Study                                         person-years of follow-up, and found that the
                                                                  CI              confidence interval
                                                                                                                                                      mortality risk of patients with HCM is ≈3-fold
                                                                  CKD             chronic kidney disease
                                                                  CRP             C-reactive protein
                                                                                                                                                      higher than that of similarly aged individuals in
                                                                  CVD             cardiovascular disease                                              the US general population. Risk for adverse events
                                                                  DCM             dilated cardiomyopathy                                              (ie, any ventricular arrhythmia, HF, AF, stroke, or
                                                                  DM              diabetes mellitus                                                   death) was highest in patients diagnosed before
                                                                  ED              emergency department                                                age 40 years versus after age 60 years (77% [95%
                                                                  EF              ejection fraction
                                                                                                                                                      CI, 72%–80%] versus 32% [95% CI, 29%–36%]
                                                                  FHS             Framingham Heart Study
                                                                  GBD             Global Burden of Disease
                                                                                                                                                      cumulative incidence). Adverse events were also
                                                                  GWAS            genome-wide association study                                       2-fold higher in patients with versus without
                                                                  GWTG            Get With The Guidelines                                             sarcomere mutations. AF and HF accounted for
                                                                  HbA1c           hemoglobin A1c (glycosylated hemoglobin)                            a substantial proportion of the adverse events,
                                                                  HCM             hypertrophic cardiomyopathy                                         despite not typically manifesting until years after
                                                                  HCUP            Healthcare Cost and Utilization Project
                                                                                                                                                      initial diagnosis.2
                                                                  HD              heart disease
                                                                  Health ABC      Health, Aging, and Body Composition                            Dilated Cardiomyopathy
                                                                  HF              heart failure
                                                                                                                                                   •	 Commonly recognized causes of chronic DCM
                                                                  HR              hazard ratio
                                                                  ICD-9           International Classification of Diseases, 9th Revision
                                                                                                                                                      are mutations in a diverse group of genes that
                                                                  ICD-10          International Classification of Diseases, 10th Revision             are inherited in an autosomal dominant fash-
                                                                  IHD             ischemic heart disease                                              ion with age-dependent penetrance and vari-
                                                                  INTERMACS       Interagency Registry for Mechanically Assisted Circulatory          able clinical expression (see Family History and
                                                                                  Support
                                                                                                                                                      Genetics for more details). Other causes of DCM
                                                                  LV              left ventricular
                                                                  LVAD            left ventricular assist device
                                                                                                                                                      of variable chronicity and reversibility include car-
                                                                  LVEF            left ventricular ejection fraction                                  diomyopathies that can develop after an identi-
                                                                  LVH             left ventricular hypertrophy                                        fiable exposure such as tachyarrhythmia, stress,
                                                                  MESA            Multi-Ethnic Study of Atherosclerosis                               neurohormonal disorder, alcoholism, chemo-
                                                                  MI              myocardial infarction                                               therapy, infection, or pregnancy (see Peripartum
                                                                                                                                  (Continued )        Cardiomyopathy).3
                                                                            •	 The annual incidence of chronic idiopathic               that 9% progress to HF and 12% to SCD.9 See
CLINICAL STATEMENTS
                                                                               DCM has been reported as between 5 and 8                 Chapter 16 (Disorders of Heart Rhythm) for statis-
   AND GUIDELINES
                                                                               cases per 100 000, although these estimates              tics regarding sudden death in HCM.
                                                                               could be low because of underrecognition,             •	 The estimated annual incidence of DCM in chil-
                                                                               especially in light of prevalent asymptomatic LV         dren <18 years of age is 0.57 per 100 000 over-
                                                                               dysfunction observed in community studies (see           all, with higher incidence in boys than girls (0.66
                                                                               LV Function).4                                           versus 0.47 cases per 100 000, respectively) and
                                                                                                                                        blacks than whites (0.98 versus 0.46 cases per
                                                                         Peripartum Cardiomyopathy
                                                                                                                                        100 000, respectively). The most commonly rec-
                                                                           •	 Data from the NIS databases indicate that the
                                                                                                                                        ognized causes of DCM were myocarditis (46%)
                                                                              incidence of PPCM increased between 2004
                                                                                                                                        and neuromuscular disease (26%).10 The 5-year
                                                                              and 2011 from 8.5 to 11.8 per 10 000 live births
                                                                                                                                        incidence rate of SCD among children with DCM
                                                                              (Ptrend<0.001), likely related to rising average
                                                                                                                                        is 3%.11
                                                                              maternal age and prevalence of PPCM risk factors
                                                                                                                                     •	 Data from the Childhood Cancer Survivor Study
                                                                              such as obesity, hypertension, pregnancy-related
                                                                                                                                        cohort of 14 358 survivors of childhood or ado-
                                                                              hypertension, and DM.5
                                                                                                                                        lescent cancers show that these individuals are at
                                                                           •	 The NIS data also show that maternal age has
                                                                                                                                        6-fold increased risk for future HF,12 usually pre-
                                                                              increased in all racial/ethnic groups, except
                                                                                                                                        ceded by asymptomatic cardiomyopathy. This risk
                                                                              Hispanics and Asians/Pacific Islanders, and
                                                                                                                                        is especially pronounced for individuals who were
                                                                              across all census regions in the United States.
                                                                                                                                        treated with chest radiation or anthracycline che-
                                                                              When stratifying by race/ethnicity, incidence of
                                                                                                                                        motherapy and persists up to 30 years after the
                                                                              PPCM was lowest in Hispanics and highest in
                                                                                                                                        original cancer diagnosis.
                                                                              African Americans. When stratifying by region,
                                                                              incidence was lowest in the West (6.5 [95% CI,       Global Burden of Cardiomyopathy
                                                                              6.3–6.7]) and highest in the South (13.1 [95%        (See Table 20-1 and Charts 20-1 through 20-3)
                                                                              CI, 12.9–13.1]).5                                      •	Chart 20-1 shows the incidence of PPCM
                                                                           •	 In females diagnosed with PPCM, data from a               globally.13
                                                                              prospective cohort indicate that 13% of females        •	 Between 1990 and 2016, the global number of
                                                                              had major events (death, cardiac transplanta-             deaths attributable to cardiomyopathy and myo-
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              tion, or implantation of an LVAD) or persistent           carditis decreased 27.3%, and the age-adjusted
                                                                              severe cardiomyopathy at 12 months. Black                 death rate is 5.2 per 100 00014 (Table 20-1).
                                                                              females had worse LV dysfunction at presenta-          •	 The GBD 2016 Study used statistical models and
                                                                              tion and at 6 and 12 months postpartum than               data on incidence, prevalence, case fatality, excess
                                                                              nonblack females.6                                        mortality, and cause-specific mortality to estimate
                                                                                                                                        disease burden for 315 diseases and injuries in
                                                                         Youth                                                          195 countries and territories.14
                                                                           •	Since 1996, the NHLBI-sponsored Pediatric                  —	 The highest mortality rates attributed to car-
                                                                              Cardiomyopathy Registry has collected data on                  diomyopathy and myocarditis were in Central
                                                                              children with newly diagnosed cardiomyopathy in                and Eastern Europe (Chart 20-2).
                                                                              New England and the central Southwest (Texas,             —	 The prevalence of cardiomyopathy and myo-
                                                                              Oklahoma, and Arkansas).7                                      carditis was highest in Central and Eastern
                                                                              —	 The overall incidence of cardiomyopathy is                  Europe (Chart 20-3).
                                                                                   1.13 cases per 100 000 among children <18
                                                                                   years of age.
                                                                              —	 Among children <1 year of age, the inci-          Heart Failure
                                                                                   dence is 8.34, and among children 1 to 18       ICD-9 428; ICD-10 I50.
                                                                                   years of age, it is 0.70 per 100 000.
                                                                                                                                   2016: Mortality—78 356. Any-mention mortality—
                                                                              —	 The annual incidence is higher in black chil-
                                                                                                                                   336 732. 2014: Hospital discharges—900 000.
                                                                                   dren than in white children, in boys than in
                                                                                   girls, and in New England (1.44 per 100 000)    Prevalence
                                                                                   than in the central Southwest (0.98 per         (See Table 20-2 and Chart 20-4)
                                                                                   100 000).                                         •	 On the basis of data from NHANES 2013 to 2016,
                                                                           •	 The estimated annual incidence of HCM in chil-            an estimated 6.2 million Americans ≥20 years
                                                                              dren was 4.7 per 1 million children, with higher          of age had HF (Chart 20-4). This represents an
                                                                              incidence in New England than in the central              increase from an estimated 5.7 million US adults
                                                                              Southwest region and in boys than in girls.8 Long-        with HF based on NHANES 2009 to 2012 (NHLBI
                                                                              term outcomes of children with HCM suggest                unpublished tabulation).
• Projections show that the prevalence of HF will the NHLBI-sponsored Chicago Heart Association
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      increase 46% from 2012 to 2030, resulting                       Detection Project in Industry, ARIC, and CHS
                                                                                                                                                                                                              AND GUIDELINES
                                                                      in >8 million people ≥18 years of age with HF.                  cohorts indicated the following16:
                                                                      Additionally, the total percentage of the popula-                —	 Overall, at age 45 years through age 95 years,
                                                                      tion with HF is predicted to increase from 2.42%                     lifetime risks for HF were high (20%–45%).
                                                                      in 2012 to 2.97% in 2030.15                                      —	 Lifetime risks for HF were 30% to 42% in
                                                                                                                                           white males, 20% to 29% in black males,
                                                                Incidence
                                                                                                                                           32% to 39% in white females, and 24% to
                                                                (See Table 20-2 and Chart 20-5)
                                                                                                                                           46% in black females. The lower lifetime risk
                                                                  •	 Data from the NHLBI-sponsored Chicago Heart
                                                                                                                                           in black males appears likely to be attribut-
                                                                     Association Detection Project in Industry, ARIC,
                                                                                                                                           able to competing risks.
                                                                     and CHS cohorts indicate that HF incidence
                                                                                                                                       —	 Lifetime risk for HF was higher with higher
                                                                     approaches 21 per 1000 population after 65
                                                                                                                                           BP and BMI at all ages.
                                                                     years of age.16
                                                                  •	Data from Kaiser Permanente indicated an                           —	 The lifetime risk of HF occurring for people
                                                                     increase in the incidence of HF among the elderly                     with BMI ≥30 kg/m2 was approximately dou-
                                                                     and improved HF survival, resulting in increased                      ble that of those with BMI <25 kg/m2.
                                                                     HF prevalence, with both trends being more pro-                   —	 The lifetime risk of HF occurring for people
                                                                     nounced in males.17                                                   with BP >160/90 mm Hg was 1.6 times that
                                                                  •	 Data from Olmsted County, MN, indicate that the                       of those with BP <120/90 mm Hg.
                                                                     age- and sex-adjusted incidence of HF declined               Risk Factors
                                                                     substantially, from 315.8 per 100 000 in 2000                  •	 Traditional risk factors for HF are common in the
                                                                     to 219.3 per 100 000 in 2010, with a greater                      US adult population. Data from NHANES indicate
                                                                     rate reduction for HF with reduced EF (−45.1%                     that at least 1 HF risk factor is present in up to
                                                                     [95% CI, −33.0% to −55.0%]) than for HF with                      one-third of the US adult population.22
                                                                     preserved EF (−27.9% [95% CI, −12.9% to                        •	 Traditional factors account for a considerable pro-
                                                                     −40.3%]).18                                                       portion of HF risk. Data from Olmstead County,
                                                                  •	 In the CARDIA study, HF before 50 years of age                    MN, indicate that CHD, hypertension, DM, obe-
                                                                     was more common among blacks than whites.                         sity, and smoking are responsible for 52% of
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                                                                     Hypertension, obesity, and systolic dysfunction                   incident HF cases in the population, with ORs or
                                                                     were important risk factors that may be targets                   RRs and their PARs as follows23: CHD OR, 3.1 and
                                                                     for prevention.19                                                 overall PAR, 20% (highest in males, 23% versus
                                                                  •	 Data from the 2005 to 2014 community surveil-                     16% in females); cigarette smoking RR, 1.4 and
                                                                     lance component of the ARIC study indicate that                   PAR, 14%; hypertension RR, 1.4 and PAR, 20%
                                                                     rates of hospitalizations for HF are increasing                   (highest in females, 28% versus 13% in males);
                                                                     over time, apparently driven by rises in HF with                  obesity RR, 2.0 and PAR, 12%; DM OR, 2.7 and
                                                                     preserved EF. Overall events included 50% HF                      PAR, 12%.
                                                                     with reduced EF and 39% HF with preserved EF,                  •	 Racial disparities in risks for HF persist, as shown
                                                                     where the former was more common in black                         in the Health ABC Study, a US cohort of 2934
                                                                     males and white males and the latter was most                     adults aged 70 to 79 years followed up for 7
                                                                     common in white females. Age-adjusted rates                       years.24 Among blacks, a greater proportion of
                                                                     of HF hospitalization were highest in blacks                      HF risk (68% versus 49% among whites) was
                                                                     (38 per 1000 black males, 31 per 1000 black                       attributable to modifiable risk factors, includ-
                                                                     females).20
                                                                                                                                       ing elevated SBP, elevated fasting glucose level,
                                                                  •	 In MESA, African Americans had the highest risk
                                                                                                                                       CHD, LVH, and smoking. LVH was 3-fold more
                                                                     of developing HF, followed by Hispanic, white,
                                                                                                                                       prevalent in blacks than in whites. CHD (PAR,
                                                                     and Chinese Americans (4.6, 3.5, 2.4, and 1.0 per
                                                                                                                                       23.9% for white participants, 29.5% for black
                                                                     1000 person-years, respectively). This higher risk
                                                                                                                                       participants) and uncontrolled BP (PAR, 21.3%
                                                                     reflected differences in the prevalence of hyper-
                                                                                                                                       for white participants, 30.1% for black par-
                                                                     tension, DM, and low SES.21 African Americans
                                                                                                                                       ticipants) had the highest PARs in both races.24
                                                                     had the highest proportion of incident HF not
                                                                                                                                       Hispanics carry a predominance of HF risk fac-
                                                                     preceded by clinical MI (75%).21
                                                                                                                                       tors and healthcare disparities, which suggests
                                                                Lifetime Risk                                                          a relatively elevated HF risk in this population
                                                                   •	Because most forms of HF tend to present in                       as well.25
                                                                     older age, and the population is aging, lifetime               •	 Risk factors appear to differ by HF subtype.
                                                                     risk for HF in the community is high. Data from                   As a group, patients with HF with preserved
                                                                                 and have greater prevalence of hypertension,            •	 Measures of impaired systolic or diastolic LV func-
   AND GUIDELINES
                                                                                 obesity, and anemia than those with HF with                tion are common precursors to clinical HF.
                                                                                 reduced EF.26                                              —	 In the FHS, the prevalence of asymptom-
                                                                            •	   Dietary and lifestyle factors also impact HF risk.               atic LV systolic dysfunction was 5% and
                                                                            •	   Among 20 900 male physicians in the Physicians’                  diastolic dysfunction was 36%. LV sys-
                                                                                 Health Study, the lifetime risk of HF was higher                 tolic and diastolic dysfunction were asso-
                                                                                 in males with hypertension, whereas healthy                      ciated with increased risk of incident HF.
                                                                                 lifestyle factors (normal weight, not smoking,                   Measures of major organ system dysfunc-
                                                                                 regular PA, moderate alcohol intake, consump-                    tion (higher serum creatinine, lower ratios
                                                                                 tion of breakfast cereals, and consumption of                    of forced expiratory volume in 1 second to
                                                                                 fruits and vegetables) were related to lower risk                forced vital capacity, and lower hemoglo-
                                                                                 of HF.26a                                                        bin concentrations) were also associated
                                                                            •	   In the ARIC study, greater adherence to the                      with an adjusted increased risk of new-
                                                                                 AHA’s Life’s Simple 7 guidelines (better profiles                onset HF.45
                                                                                 in smoking, BMI, PA, diet, cholesterol, BP, and            —	 In Olmsted County, MN, diastolic dysfunc-
                                                                                 glucose) was associated with a lower lifetime                    tion (HR, 1.81 [95% CI, 1.01–3.48]) was
                                                                                 risk of HF, as well as more optimal echocardio-                  observed to progress with advancing age
                                                                                 graphic parameters of cardiac structure and                      and was associated with an increased risk
                                                                                 function.27                                                      of incident clinical HF during 6 years of sub-
                                                                            •	   Multiple nontraditional risk factors for HF have                 sequent follow-up after adjustment for age,
                                                                                 been identified.                                                 hypertension, DM, and CAD.46
                                                                                 —	 In the NHLBI-sponsored FHS, circulat-                   —	 With respect to variation by race/ethnic-
                                                                                       ing BNP, urinary ACR, elevated serum
                                                                                                                                                  ity, presence of asymptomatic LV sys-
                                                                                       γ-glutamyl transferase, and higher levels of
                                                                                                                                                  tolic dysfunction in MESA was higher in
                                                                                       hematocrit were identified as risk factors
                                                                                                                                                  African Americans than in whites, Chinese,
                                                                                       for incident HF.28–30 Circulating concentra-
                                                                                                                                                  and Hispanics (1.7% overall and 2.7% in
                                                                                       tions of resistin were also associated with
                                                                                                                                                  blacks). After 9 years of follow-up, asymp-
                                                                                       incident HF independent of prevalent coro-
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decrease in prevalent CHD among people people per year; incidence of recurrent
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                              with HF.49                                                     hospitalized HF was 6.6 per 1000 people
                                                                                                                                                                                                             AND GUIDELINES
                                                                                                                                             per year.
                                                                Hospital Discharges/Ambulatory Care Visits                             —	 Age-adjusted annual hospitalized HF inci-
                                                                (See Table 20-2 and Chart 20-6)                                              dence was highest for black males (15.7 per
                                                                  •	 Hospital discharges for HF (including discharged                        1000), followed by black females (13.3 per
                                                                     alive, dead, and status unknown) are shown for                          1000), white males (12.3 per 1000), and
                                                                     the United States (1997–2014) by sex in Chart                           white females (9.9 per 1000).
                                                                     20-6. Discharges for HF decreased from 2004                       —	 Of incident hospitalized HF events, 53%
                                                                     to 2014, with principal diagnosis discharges                            had HF with reduced EF and 47% had pre-
                                                                     of 1 042 000 and 900 000, respectively (NCHS,                           served EF. Black males had the highest pro-
                                                                     NHLBI unpublished tabulation).50                                        portion of hospitalized HF with reduced EF
                                                                  •	 In 2015, there were 2 671 000 physician office vis-                     (70%); white females had the highest pro-
                                                                     its with a primary diagnosis of HF (NAMCS, NHLBI                        portion of hospitalized HF with preserved
                                                                     unpublished tabulation).51 In 2015, there were                          EF (59%).
                                                                     481 000 ED visits for HF (NHAMCS, NHLBI unpub-                    —	 Age-adjusted 28-day and 1-year case fatal-
                                                                     lished tabulation).52                                                   ity after hospitalized HF was 10.4% and
                                                                  •	 Among 1077 patients with HF in Olmsted County,                          29.5%, respectively, and did not differ by
                                                                     MN, hospitalizations were common after HF diag-                         race or sex.
                                                                     nosis, with 83% patients hospitalized at least                 •	 Data from the Health and Retirement Study from
                                                                     once and 43% hospitalized at least 4 times. More                  1998 to 2014 show racial/ethnic differences
                                                                     than one-half of all hospitalizations were related                in hospitalization trajectories over 24 months
                                                                     to noncardiovascular causes.53                                    after HF diagnosis.60 Compared with NH males,
                                                                  •	 Among Medicare beneficiaries, the overall HF                      Hispanic males have declines in hospitalization
                                                                     hospitalization rate declined substantially from                  after initial diagnosis but then increases in hos-
                                                                     1998 to 2008 but at a lower rate for black                        pitalizations in later stages of disease. Among
                                                                     males,54 and the temporal trend findings were                     females, compared with whites, blacks had sig-
                                                                     uneven across states.                                             nificantly more hospitalizations throughout the
                                                                  •	 In the GWTG–HF Registry, only one-tenth of
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                                                                                                                                       follow-up period.
                                                                     eligible HF patients received cardiac rehabilita-              •	 Data from Olmsted County, MN, indicate that
                                                                     tion referral at discharge after hospitalization                  among those with HF, hospitalizations were
                                                                     for HF.55                                                         particularly common among males and did not
                                                                  •	 Among Medicare part D coverage beneficiaries,                     differ by HF with reduced EF versus preserved
                                                                     HF medication adherence (ACEI/angiotensin                         EF, with 63% of hospitalizations for noncardio-
                                                                     receptor blocker, β-blockers, and diuretic agents)                vascular causes. Among those with HF, hospi-
                                                                     after HF hospitalization discharge decreased over                 talization rates for cardiovascular causes did
                                                                     2 to 4 months after discharge, followed by a pla-                 not change over time, whereas those for non-
                                                                     teau over the subsequent year for all 3 medica-                   cardiovascular causes increased from 2000 to
                                                                     tion classes.56                                                   2010.18
                                                                  •	 Rates of HF rehospitalization or cardiovascular
                                                                     death were greatest for those previously hospital-           Mortality
                                                                     ized for HF.57                                               (See Table 20-2)
                                                                  •	 Although Hispanic patients hospitalized with                   •	 Survival after the onset of HF in older adults
                                                                     HF were significantly younger than NH whites,                     has improved, as indicated by data from Kaiser
                                                                     the prevalence of DM, hypertension, and over-                     Permanente17; however, improvements in HF
                                                                     weight/obesity was higher among them. In                          survival have not been even across all demo-
                                                                     multivariate analysis, a 45% lower in-hospital                    graphics. Among Medicare beneficiaries,
                                                                     mortality risk was observed among Hispanics                       the overall 1-year HF mortality rate declined
                                                                     with HF with preserved EF compared with NH                        slightly from 1998 to 2008 but remained high
                                                                     whites but not among those with HF with                           at 29.6%, and rates of decline were uneven
                                                                     reduced EF.58                                                     across states.61,61a In the NHLBI’s ARIC study,
                                                                  •	 On the basis of data from the community sur-                      the 30-day, 1-year, and 5-year case fatality
                                                                     veillance component of the ARIC study of the                      rates after hospitalization for HF were 10.4%,
                                                                     NHLBI59:                                                          22%, and 42.3%, respectively, and blacks had
                                                                     —	 The average incidence of hospitalized HF for                   a greater 5-year case fatality rate than whites
                                                                           those aged ≥55 years was 11.6 per 1000                      (P<0.05).62
                                                                            •	 Observed mortality declines have been primarily               blacks, 33.3 for NH Asians or Pacific Islanders,
CLINICAL STATEMENTS
                                                                               attributed to evidence-based approaches to treat              75.0 for NH American Indians or Alaska Natives,
   AND GUIDELINES
                                                                               HF risk factors and the implementation of ACEIs,              and 48.8 for Hispanics.68
                                                                               β-blockers, coronary revascularization, implant-
                                                                                                                                       Cost
                                                                               able cardioverter-defibrillators, and cardiac resyn-
                                                                               chronization therapies.63 Contemporary evidence         The overall cost of HF continues to rise. See Chapter 26
                                                                               from the GWTG–HF registry suggests that ≈47%            (Economic Cost of Cardiovascular Disease) for further
                                                                               of individuals admitted to the hospital with HF         statistics.
                                                                               should have had initiation of ≥1 new medica-               •	 In 2012, total cost for HF was estimated to
                                                                               tion on discharge; ≈24% need to start ≥1 new                   be $30.7 billion (2010$), of which over two-
                                                                               medication and ≈14% need to start ≥3 new                       thirds was attributable to direct medical costs.15
                                                                               medications to be in compliance with current                   Projections suggest that by 2030, the total cost
                                                                               guidelines.64                                                  of HF will increase by 127%, to $69.8 billion,
                                                                            •	 In a large Swedish registry of patients with HF                amounting to ≈$244 for every US adult.15
                                                                               with preserved EF, statins improved 1-year cardio-         •	 Implantable cardioverter-defibrillators could be
                                                                               vascular hospitalization, mortality, and cardiovas-            cost-effective in the guideline-recommended
                                                                               cular mortality.65 Accordingly, 5-year survival of HF          groups of individuals with HF with reduced EF;
                                                                               diagnosis after an MI in Olmstead County, MN,                  however, the benefit might not be as great in
                                                                               improved in 2001 to 2010 versus 1990 to 2000,                  those with high overall mortality risk (eg, age
                                                                               from 54% to 61%.66                                             ≥75 years, New York Heart Association func-
                                                                            •	 Some data suggest that improvements in sur-                    tional class III, LVEF ≤20%, BNP ≥700 pg/mL, SBP
                                                                               vival could be leveling off over time. Data from               ≤120 mm Hg, AF, DM, chronic lung disease, and
                                                                               the Rochester Epidemiology Project in Olmsted                  CKD).69,70
                                                                               County, MN, showed improved survival after                 •	 The costs associated with treating HF comorbidi-
                                                                               HF diagnosis between 1979 and 200067; how-                     ties and HF exacerbations in youths are signifi-
                                                                               ever, 5-year mortality did not decline from 2000               cant, totaling nearly $1 billion in inpatient costs,
                                                                               to 2010 and remained high at ≈50% (52.6%                       and may be rising. The associated cost burden of
                                                                               overall; 24.4% for 60-year-olds and 54.4% for                  HF is anticipated to constitute a large portion of
                                                                               80-year-olds), Importantly, mortality was more                 total pediatric healthcare costs.71
         Downloaded from http://ahajournals.org by on February 7, 2019
and decrease in the in-hospital mortality transplantation performed at 102 centers, blacks
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                      rate in 2008. Average hospital length of stay                   had a higher adjusted 1-year mortality, particu-
                                                                                                                                                                                                             AND GUIDELINES
                                                                      decreased from the pulsatile LVAD (pre-2008) to                 larly at poor-performing centers (observed-to-
                                                                      the continuous-flow LVAD (2008–2011) eras.74                    expected mortality ratio >1.2; OR, 1.37 [95% CI,
                                                                      The mean cost of LVAD-related hospitalization                   1.12–1.69]; P=0.002).79 Compared with whites
                                                                      increased from $194 380 in 2005 to $234 808                     and Hispanics, a higher proportion of blacks were
                                                                      in 2011.75                                                      treated at centers with higher than expected mor-
                                                                   •	 In a meta-analysis of 8 studies (7957 patients                  tality, which persisted after adjustment for insur-
                                                                      total) comparing mortality rates in patients                    ance type and education level.
                                                                      treated with heart transplantation versus bridge-
                                                                      to-transplantation LVAD or LVAD as destina-
                                                                                                                                  Family History and Genetics
                                                                      tion therapy, there was no difference in late (>6
                                                                      months) all-cause mortality between heart trans-             •	 HCM and familial DCM are the most common
                                                                      plantation and LVAD (pooled OR, 0.91 [95% CI,                   mendelian cardiomyopathies, with autosomal
                                                                      0.62–1.32] for transplantation versus bridge-to-                dominant or recessive transmission, in addition to
                                                                      transplantation LVAD; pooled OR, 1.49 [95% CI,                  X-linked and mitochondrial inheritance.
                                                                      0.48–4.66] for transplantation versus destination            •	 Familial DCM accounts for up to 50% of cases of
                                                                      therapy LVAD).76                                                DCM, with a prevalence of 1 in 2500, but is likely
                                                                   •	 In a Markov model analysis, compared with                       underestimated.80 Familial DCM often displays an
                                                                      nonbridged heart transplant recipients (who did                 age-dependent penetrance.81 Up to 40% of cases
                                                                      not receive an LVAD bridge), receiving a bridge-                have an identifiable genetic cause.80
                                                                      to-transplantation LVAD increased survival, with             •	 Given the heterogeneous nature of the under-
                                                                      greater associated cost (range, $84 964 per                     lying genetics, manifestation of the disease is
                                                                      life-year to $119 574 per life-year for high-risk               highly variable, even in cases for which the causal
                                                                      and low-risk patients, respectively). Open heart                mutation has been identified.82 Variants in the
                                                                      transplantation increased life expectancy and                   β-myosin heavy chain gene (MYH7) were some
                                                                      was cost-effective (8.5 years with <$100 000                    of the earliest to be associated with familial
                                                                      per QALY relative to medical therapy), but LVAD                 HCM,83,84 with >30 other genes implicated since,
                                                                                                                                      each accounting for <5% of cases, as reviewed
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                                                                               52 loci associated with myocardial mass.94 The              contributor to HF in certain parts of South Asia,
CLINICAL STATEMENTS
                                                                               clinical utility of genetic testing for variants asso-      such as India, but recently, trends toward an isch-
   AND GUIDELINES
                                                                               ciated with common HF and related phenotypes                emic cause for HF have been observed in Asia,
                                                                               remains unclear.                                            such as in China and Japan.99
                                                                            •	 HCM is a monogenic disorder with primarily auto-         •	 Ischemic HF prevalence in 2010 was highest
                                                                               somal dominant inheritance and is caused by one             (>5 per 1000) in high-income North America,
                                                                               of hundreds of mutations in up to 18 genes that             Oceania, and Eastern Europe. In particular, HF
                                                                               primarily encode components of the sarcomere,               prevalence in 2010 was highest in Oceania (4.53
                                                                               with mutations in MYH7 and cardiac myosin-                  [95% CI, 3.19–6.29] per 1000 in females; 5.22
                                                                               binding protein C (MYBPC3) being the most com-              [95% CI, 3.84–7.08] per 1000 in males), followed
                                                                               mon, with each having 40 HCM cases attributed               by high-income North America and North Africa/
                                                                               to it.95 A mutation is identifiable in 50% to 75%           Middle East. HF prevalence was lowest in west
                                                                               of familial HCM cases.                                      sub-Saharan Africa (0.74 [95% CI, 0.58–0.98] per
                                                                            •	 Clinical genetic testing is recommended for                 1000 in males and 0.57 [96% CI, 0.44–0.76] per
                                                                               patients with DCM with significant conduction               1000 in females).100 HF made the largest contribu-
                                                                               system disease or a family history of SCD, as well          tion to age-standardized years lived with disabil-
                                                                               as in patients with a strong clinical index of suspi-       ity among males in high-income North America,
                                                                               cion for HCM. It can be considered in other forms
                                                                                                                                           Oceania, Eastern and Western Europe, southern
                                                                               of DCM and restrictive cardiomyopathy and in LV
                                                                                                                                           Latin America, and Central Asia.100
                                                                               noncompaction.96
                                                                                                                                        •	 HF risk factors vary substantially across world
                                                                            •	 Genetic testing is also recommended in family
                                                                                                                                           regions, with hypertension being highly associ-
                                                                               members of patients with DCM, HCM, restrictive
                                                                                                                                           ated with HF in all regions but most commonly
                                                                               cardiomyopathy, and LV noncompaction.96
                                                                                                                                           in Latin America, the Caribbean, Eastern Europe,
                                                                                                                                           and sub-Saharan Africa, and with a minimal asso-
                                                                         Global Burden of HF                                               ciation of IHD with HF in sub-Saharan Africa.101
                                                                            •	 HF is common throughout sub-Saharan Africa.                 IHD prevalence among HF patients is highest
                                                                               Forty-four percent of patients with newly diag-             in Europe and North America but rare in sub-
                                                                                                                                           Saharan Africa, whereas hypertension prevalence
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                                                                                                                                                                                   CLINICAL STATEMENTS
                                                                                                                  Both Sexes Combined                                      Males                                        Females
                                                                                                                                                                                                                                                      AND GUIDELINES
                                                                                                                Death             Prevalence                  Death                Prevalence              Death               Prevalence
                                                                                                               (95% CI)            (95% CI)                  (95% CI)               (95% CI)              (95% CI)              (95% CI)
                                                                  Total number (millions)                         0.3                  6.1                      0.2                    2.8                   0.1                      3.4
                                                                                                              (0.3 to 0.4)         (5.6 to 6.7)             (0.2 to 0.2)           (2.5 to 3.0)          (0.1 to 0.2)             (3.1 to 3.7)
                                                                  Percent change total number 2006               13.1                 19.8                   12.0                   21.4                    14.7                   18.6
                                                                  to 2016                                    (5.1 to 23.9)       (18.0 to 21.6)          (1.3 to 25.3)         (19.1 to 23.7)           (5.2 to 27.1)         (16.5 to 20.7)
                                                                  Percent change total number 1990                46.1                36.5                   52.5                   37.6                     38.6                  35.5
                                                                  to 2016                                    (32.1 to 69.7)      (33.5 to 39.4)         (35.1 to 78.2)         (33.7 to 41.2)           (22.1 to 70.7)        (32.2 to 38.7)
                                                                  Rate per 100 000                                5.2                 88.9                      6.3                 84.9                     4.1                  92.2
                                                                                                              (4.3 to 5.7)       (81.2 to 98.1)             (5.1 to 7.0)       (77.2 to 94.3)            (3.2 to 4.6)        (84.6 to 101.2)
                                                                  Percent change rate 1990 to 2016               −27.3               −24.1                  −24.1                  −24.4                   −31.4                  −23.1
                                                                                                            (−34.8 to −10.9)    (−25.8 to −22.3)        (−32.9 to −5.8)       (−26.5 to −22.3)        (−40.2 to −12.0)       (−24.9 to −21.1)
                                                                  Percent change rate 2006 to 2016              −13.0                 −4.7                  −12.5                   −3.8                   −13.5                   −4.8
                                                                                                            (−19.0 to −4.7)      (−5.9 to −3.4)         (−20.0 to −3.0)        (−5.6 to −2.1)          (−20.6 to −4.0)        (−6.2 to −3.2)
                                                                      Heart failure includes people who answered “yes” to the question of ever having congestive heart failure. Ellipses (…) indicate data not available; and NH,
                                                                   non-Hispanic.
                                                                      *Mortality data for Hispanic, NH American Indian or Alaska Native, and NH Asian and Pacific Islander people should be interpreted with caution because
                                                                   of inconsistencies in reporting Hispanic origin or race on the death certificate compared with censuses, surveys, and birth certificates. Studies have shown
                                                                   underreporting on death certificates of American Indian or Alaska Native, Asian and Pacific Islander, and Hispanic decedents, as well as undercounts of these
                                                                   groups in censuses.
                                                                      †Cost data are from Heidenreich et al.15
                                                                      ‡These percentages represent the portion of total mortality attributable to heart failure that is for males vs females.
                                                                      §Estimates for whites include other nonblack races.
                                                                      ‖Includes Chinese, Filipino, Hawaiian, Japanese, and Other Asian or Pacific Islander.
                                                                      Sources: Prevalence: National Health and Nutrition Examination Survey 2013 to 2016 (National Center for Health Statistics [NCHS]) and National Heart,
                                                                   Lung, and Blood Institute (NHLBI). Percentages are age adjusted for Americans ≥20 years of age. Age-specific percentages are extrapolated to the 2016 US
                                                                   population estimates. These data are based on self-reports. Incidence: Atherosclerosis Risk in Communities Study Community Surveillance, 2005 to 2014
                                                                   from the NHLBI. Mortality: Centers for Disease Control and Prevention/NCHS, 2016 Mortality Multiple Cause-of-Death–United States. Mortality for NH Asians
                                                                   includes Pacific Islanders. Hospital discharges: Healthcare Cost and Utilization Project, Hospital Discharges, 2014 (data include those inpatients discharged
                                                                   alive, dead, or status unknown).
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 20-2. Age-standardized global mortality rates of cardiomyopathy and myocarditis per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.14 Printed with permission. Copyright ©
                                                                2017, University of Washington.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 20-3. Age-standardized global prevalence rates of cardiomyopathy and myocarditis per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.14 Printed with permission. Copyright ©
                                                                2017, University of Washington.
                                                                         Chart 20-4. Prevalence of heart failure for adults ≥20 years by sex and age (NHANES, 2013–2016).
                                                                         NHANES indicates National Health and Nutrition Examination Survey.
                                                                         Source: National Center for Health Statistics and National Heart, Lung, and Blood Institute.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 20-5. First acute decompensated heart failure annual event rates per 1000 from ARIC Community Surveillance (2005–2014).
                                                                         ARIC indicates Atherosclerosis Risk in Communities Study.
                                                                         Source: ARIC and National Heart, Lung, and Blood Institute.
                                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                                                                                                                                                                                        AND GUIDELINES
                                                                Chart 20-6. Hospital discharges for heart failure by sex (United States, 1997–2014).
                                                                Hospital discharges include people discharged alive, dead, and status unknown.
                                                                Source: National Hospital Discharge Survey/National Center for Health Statistics and National Heart, Lung, and Blood Institute.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 20-7. Number of patients receiving left ventricular assist devices in the United States, 2006 to 2014.
                                                                Adapted from Kirklin et al.72 with permission from the International Society for Heart and Lung Transplantation. Copyright © 2015, International Society for Heart
                                                                and Lung Transplantation.
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                                                                                                                                                            NH               non-Hispanic
                                                                         See Tables 21-1 through 21-3 and Charts 21-1
   AND GUIDELINES
CI, 2.1%–2.8%]) and females (2.5% [95% CI, • Nationally representative data from Sweden dem-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      2.1%–2.9%]).1                                                    onstrate a lower age-adjusted incidence of aortic
                                                                                                                                                                                                              AND GUIDELINES
                                                                   •	 In a recent report using the Swedish nationwide                  stenosis, from 15.0 to 11.4 per 100 000 males and
                                                                      register to identify all patients with a first diagno-           from 9.8 to 7.1 per 100 000 females, between
                                                                      sis of valvular HD at Swedish hospitals between                  the years 1989 to 1991 and 2007 to 2009.6
                                                                      2003 and 2010 (N=10 164 211), the incidence of                •	 The prevalence of moderate or severe aortic
                                                                      valvular HD was 63.9 per 100 000 person-years,                   regurgitation in patients ≥75 years is 2.0% (95%
                                                                      with aortic stenosis (47.2%), MR (24.2%), and                    CI, 1.4%–2.7%) based on pooled CARDIA, ARIC,
                                                                      aortic regurgitation (18.0%) contributing most                   and CHS data (Table 21-1).1
                                                                      of the valvular diagnoses. The majority of valvu-
                                                                                                                                  Lifetime Risk and Cumulative Risk
                                                                      lopathies were diagnosed in the elderly (68.9%
                                                                                                                                     •	 The number of elderly patients with calcific aortic
                                                                      in subjects aged ≥65 years). Incidences of aor-
                                                                                                                                        stenosis is projected to more than double by 2050
                                                                      tic regurgitation, aortic stenosis, and MR were
                                                                                                                                        in both the United States and Europe based on a
                                                                      higher in males, who were also more frequently
                                                                                                                                        simulation model in 7 decision analysis studies.
                                                                      diagnosed at an earlier age. Mitral stenosis inci-
                                                                                                                                        In the Icelandic AGES-Reykjavik study alone, pro-
                                                                      dence was higher in females.2
                                                                                                                                        jections suggest a doubling in prevalence among
                                                                   •	 Previously undiagnosed, predominantly mild val-
                                                                                                                                        those with severe aortic stenosis aged ≥70 years
                                                                      vular HD was found in 51% of 2500 individuals
                                                                                                                                        by 2040 and a tripling by 2060.7
                                                                      aged ≥65 years from a primary care population
                                                                      screened using transthoracic echocardiography.              Mortality
                                                                      The prevalence of undiagnosed moderate or                    •	 On the basis of ICD-10 (with data coded from
                                                                      severe valvular HD was 6.4%.3                                   1999 to 2009), there were 146 304 deaths in the
                                                                                                                                      aortic valve disease category in the United States.
                                                                                                                                      Of these, 82.7% were attributed to aortic ste-
                                                                Aortic Valve Disorders                                                nosis, 4.0% to aortic insufficiency, and 0.6% to
                                                                (See Table 21-1 and Chart 21-1)                                       aortic stenosis with insufficiency, whereas 11.9%
                                                                ICD-9 424.1; ICD-10 I35.                                              were unspecified or coded as attributed to other
                                                                2016: Mortality—17     046. Any-mention mortality                     aortic valve disease and 0.7% to congenital aor-
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                                                                           •	 In a cohort of 416 community-based participants              eral loci, including LPA, PALMD, and TEX41.20,26
   AND GUIDELINES
                                                                              from Olmsted County, MN with bicuspid aortic              •	In a nationwide Swedish study comprising
                                                                              valve followed up for a mean (SD) of 16 (7) years,           6 117 263 siblings (13 442 with aortic stenosis),
                                                                              the incidence of aortic dissection in individuals ≥50        having at least 1 sibling with aortic stenosis was
                                                                              years of age at baseline was 17.4 (95% CI, 2.9–              associated with an HR of 3.41 (95% CI, 2.23–
                                                                              53.6) cases per 10 000 patient-years. For patients           5.21) to be diagnosed with aortic stenosis. These
                                                                              aged ≥50 years with a bicuspid valve and a base-             findings indicate an overall familial aggregation of
                                                                              line aortic aneurysm, the incidence of aortic dis-           this disease beyond bicuspid aortic valve alone.27
                                                                              section was 44.9 (95% CI, 7.5–138.5) cases per
                                                                              10 000 patient-years. In the remaining participants     Awareness, Treatment, and Control
                                                                              without baseline aortic aneurysm, the incidence of       •	 Before US Food and Drug Administration approval
                                                                              aneurysm was 84.9 (95% CI, 63.3–110.9) cases                of TAVR for patients with severe aortic stenosis at
                                                                              per 10 000 patient-years, for an age-adjusted RR            high surgical risk in 2011, ≈50% of patients with
                                                                              of 86.2 (95% CI, 65.1–114) compared with the                severe aortic stenosis were referred for cardiotho-
                                                                              general population.10                                       racic surgery and ≈40% underwent aortic valve
                                                                                                                                          replacement, according to data from 10 US cen-
                                                                         Risk Factors                                                     ters of various sizes and geographic distribution.
                                                                           •	 Several prospective and retrospective series have           Reasons for not undergoing aortic valve replace-
                                                                              attempted to identify risk factors for progression          ment included high perioperative risk, age, lack of
                                                                              of aortic stenosis.11–15 Among the highlighted              symptoms, and patient or family refusal.28
                                                                              factors were baseline valve area, degree of valve        •	 Two trials using 2 different devices (PARTNER 1A
                                                                              calcification, CAD, older age, male sex, bicuspid           and US CoreValve High Risk) have shown that
                                                                              versus tricuspid involvement, mitral annular calci-         TAVR is able to compete in terms of mortality with
                                                                              fication, hypercholesterolemia, higher BMI, renal           SAVR in high-risk patients at 1, 2, and 5 years.29–31
                                                                              insufficiency, hypercalcemia, smoking, metabolic         •	 From 2011 through 2014, the STS/ACC TVT
                                                                              syndrome, and DM.16–18                                      Registry recorded 26 414 TAVR procedures per-
                                                                           •	 In a retrospective analysis of predictors of cardiac        formed at 348 centers in 48 US states.32 Sixty-
                                                                              outcomes in 227 ambulatory adults with bicuspid             eight percent of patients were ≥80 years of age,
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              aortic valve, independent predictors of the com-            and preoperative risk was high; in 2014, median
                                                                              posite end point (need for surgery, death, aortic           STS risk was 6.7%, and 95% of patients were
                                                                              dissection, endocarditis, HF, arrhythmias, or IHD)          deemed to be at extreme or high risk. The num-
                                                                              were baseline moderate to severe aortic valve dys-          ber of patients receiving commercially approved
                                                                              function (HR, 3.19 [95% CI, 1.35–7.54]; P<0.01)             devices from 2012 through 2015 increased to
                                                                              and aortic valve leaflet calcification (HR, 4.72            54 782 in a recent report from the same registry.33
                                                                              [95% CI, 1.91–11.64]; P<0.005).19                        •	 In Germany, the number of TAVR procedures
                                                                         Genetics and Family History                                      increased from 144 in 2007 to 9147 in 2013. In
                                                                           •	 A GWAS in 6942 individuals identified an SNP                the same study, the number of SAVR procedures
                                                                              located in an intron of the lipoprotein(a) gene             decreased from 8622 to 7048 (Chart 21-1).34
                                                                              that was significantly associated with the pres-         •	 A recent meta-analysis identified 50 studies
                                                                              ence of aortic calcification (OR per allele, 2.05),         enrolling 44 247 patients with a mean follow-up
                                                                              circulating lipoprotein(a) levels, and the develop-         of 21.4 months that compared TAVR to SAVR
                                                                              ment of aortic stenosis.20                                  for patients at high surgical risk. No difference
                                                                           •	 Multiple SNPs that encode for LDL-C have been               was found in intermediate-term (mean follow-
                                                                              combined to form a genetic risk score that has              up 21.4 months) all-cause mortality (3980 of
                                                                              been associated with prevalent aortic valve calcifi-        11 728 deaths [33.9%] in the TAVR group com-
                                                                              cation (OR, 1.38 [95% CI, 1.09–1.74] per genetic            pared with 5811 of 32 366 deaths [17.9%] in
                                                                              risk score increment) and incident aortic valve ste-        the SAVR group; RR, 1.06 [95% CI, 0.91–1.22]).
                                                                              nosis (HR, 2.78 [95% CI, 1.22–6.37] per genetic             There was a significant difference favoring TAVR
                                                                              risk score increment) by use of a mendelian ran-            in the incidence of stroke (348 of 7079 [4.9%]
                                                                              domization design.21                                        compared with 389 of 6974 [5.5%] in the SAVR
                                                                           •	 The heritability of bicuspid aortic valve has been          group; RR, 0.82 [95% CI, 0.71–0.94]), AF (371
                                                                              estimated at 89% (0.89±0.06; P<0.001), which                of 3509 [10.5%] versus 1017 of 3589 [28.3%]
                                                                              suggests that most cases are familial.22 Bicuspid           in patients treated with SAVR; RR, 0.43 [95% CI,
                                                                              aortic valve has been linked to mutations of                0.33–0.54]), acute kidney injury (404 of 6065
                                                                              NOTCH1, GATA5, and more recently GATA4.23–25                [6.6%] versus 544 of 6103 [8.9%] in the SAVR
group; RR, 0.70 [95% CI, 0.53–0.92]), and major per life-year gained. On the basis of sensitivity
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      bleeding (607 of 4863 [12.4%] versus 1454 of                    analyses, a reduction in the initial cost of TAVR by
                                                                                                                                                                                                              AND GUIDELINES
                                                                      5078 [28.6%] in the SAVR group; RR, 0.57 [95%                   ≈$1650 was expected to lead to an incremental
                                                                      CI, 0.40–0.81]). TAVR resulted in a significantly               CER of <$50 000 per QALY gained.38
                                                                      higher incidence of vascular complications (392
                                                                      of 4995 [7.8%] compared with 143 of 5084
                                                                      [2.8%] in the SAVR group; RR, 2.90 [95% CI,
                                                                                                                                  Mitral Valve Disorders
                                                                      1.87–4.49]), moderate to severe aortic regurgi-             ICD-9 424.0; ICD-10 I34.
                                                                      tation (377 of 5548 [6.7%] versus 47 of 5531                2016: Mortality—2596. Any-mention mortality—5885.
                                                                      [0.8%] in patients treated with SAVR; RR, 7.00                2014: Hospital discharges—26 000.
                                                                      [95% CI, 5.27–9.30]), and pacemaker implanta-
                                                                      tion (872 of 6157 [14.1%] compared with 456 of              Prevalence
                                                                                                                                  (See Table 21-1)
                                                                      6257 [7.2%] in the SAVR group; RR, 2.02 [95%
                                                                                                                                    •	 In pooled data from CARDIA, ARIC, and CHS,
                                                                      CI, 1.51–2.68]).35
                                                                                                                                       mitral valve disease was the most common val-
                                                                   •	 The 54    782 patients with TAVR who entered
                                                                                                                                       vular lesion. At least moderate MR occurred at a
                                                                      the STS/ACC TVT Registry between 2012 and
                                                                                                                                       frequency of 1.7% as adjusted to the US adult
                                                                      2015 demonstrated decreases in expected risk
                                                                                                                                       population in 2000, increasing from 0.5% in par-
                                                                      of 30-day operative mortality (STS Predicted
                                                                                                                                       ticipants aged 18 to 44 years to 9.3% in partici-
                                                                      Risk of Mortality score) from 7% to 6% and in
                                                                                                                                       pants aged ≥75 years.1 In the same pooled sample,
                                                                      TVT Registry predicted risk of mortality from 4%
                                                                                                                                       mitral stenosis (commonly related to rheumatic
                                                                      to 3% (both P<0.0001) from 2012 to 2015.
                                                                                                                                       involvement) was rare, with a frequency of 0.1%
                                                                      Observed in-hospital mortality decreased from
                                                                                                                                       (Table 21-1).
                                                                      5.7% to 2.9%, and 1-year mortality decreased
                                                                                                                                    •	 A systematic review by de Marchena and col-
                                                                      from 25.8% to 21.6%. However, 30-day postpro-
                                                                                                                                       leagues39 found that in the US population, the
                                                                      cedure pacemaker insertion increased from 8.8%
                                                                                                                                       prevalence of MR according to the Carpentier
                                                                      in 2013 to 12.0% in 2015.33
                                                                                                                                       functional classification system was as follows:
                                                                   •	 In a cohort of 1746 patients with severe aortic ste-
                                                                                                                                       —	 Type I (congenital MR [<10 per million] and
                                                                      nosis at intermediate surgical risk in the SURTAVI
                                                                                                                                             endocarditis [3–7 per million]): <20 per 1
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                                                                         Lifetime Risk and Cumulative Risk                                  [1.1%]; adjusted OR, 4.51 [95% CI, 2.13–9.54];
CLINICAL STATEMENTS
                                                                            •	Because of the associations between MR and                    P<0.0001).47 A number of genetic variants have
   AND GUIDELINES
                                                                              advancing age and between functional MR and                   been identified for the rare X-linked valvular dys-
                                                                              HF, an increase in prevalence of MR is expected               trophy and the most common form of autosomal
                                                                              over the coming decades, although no population-              dominant mitral valve prolapse through pedigree
                                                                              based lifetime risk estimations of MR are available           investigations and GWASs. Genes implicated
                                                                              in the literature.41                                          in mitral valve prolapse include FLNA (encoding
                                                                                                                                            for the filamin A protein), DCHS1, TNS1, and
                                                                         Complications
                                                                                                                                            LMCD1.48–50
                                                                           •	In the Olmsted County, MN, population, charac-
                                                                                                                                         •	 Familial clustering exists across different MR
                                                                             terized by a mixed spectrum of community-dwell-
                                                                                                                                            subtypes including both primary (ie, related to
                                                                             ing and referred patients, females were diagnosed
                                                                             with mitral valve prolapse more often than males               mitral valve prolapse) and nonprimary MR. In a
                                                                             and at a younger age42; however, females had                   recent study, heritability of MR in the FHS was
                                                                             fewer complications (flail leaflet occurred in 2%              estimated at 0.15% (95% CI, 7%–23%), 12%
                                                                             versus 8% in males and severe regurgitation in                 (95% CI, 4%–20%) excluding mitral valve pro-
                                                                             10% versus 23%; all P<0.001). At 15 years of                   lapse, and 44% (95% CI, 15%–73%) for mod-
                                                                             follow-up, females with no or mild MR had bet-                 erate or greater MR only (all P<0.05). In Sweden,
                                                                             ter survival than males (87% versus 77%; adjusted              sibling MR was associated with an HR of 3.57
                                                                             RR, 0.82 [95% CI, 0.76–0.89]). In contrast, in indi-           (95% CI, 2.21–5.76; P<0.001) for development
                                                                             viduals with severe MR, females had worse survival             of MR.51
                                                                             than males (60% versus 68%; adjusted RR, 1.13             Awareness, Treatment, and Control
                                                                             [95% CI, 1.01–1.26]). Survival 10 years after sur-        (See Chart 21-2)
                                                                             gery was similar in females and males (77% versus           •	 The treatment of mitral valve prolapse remains
                                                                             79%; P=0.14).43                                                largely surgical and based on valve repair.
                                                                         Risk Factors                                                       Nevertheless, percutaneous mitral valve repair
                                                                           •	In a community-based study of 833 individuals                  techniques are becoming a common treatment
                                                                              diagnosed with asymptomatic mitral valve pro-                 option for high-risk patients not deemed can-
                                                                              lapse and followed up longitudinally in Olmsted               didates for surgical repair. Data from the STS/
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                              County, MN, cardiac mortality was best predicted              ACC TVT Registry on patients commercially
                                                                              by the presence of MR and LV systolic dysfunction             treated with the MitraClip percutaneous mitral
                                                                              at the time of diagnosis. Risk factors for cardio-            valve repair device showed the following: of 564
                                                                              vascular morbidity (defined as the occurrence of              patients (56% male, median age 83 years), 473
                                                                              HF, thromboembolic events, endocarditis, AF, or               (86%) were severely symptomatic. The median
                                                                              need for cardiac surgery) included age ≥50 years,             STS predicted risk of mortality scores for mitral
                                                                              left atrial enlargement, MR, presence of a flail leaf-        valve repair and replacement were 7.9% (IQR,
                                                                              let, and prevalent AF at the time of the baseline             4.7%−12.2%) and 10% (IQR, 6.3%−14.5%),
                                                                              echocardiogram.43                                             respectively.52 Most of the transcatheter mitral
                                                                                                                                            valve repair patients (90.8%) had degenerative
                                                                         Subclinical Disease                                                disease, and the procedure was successful in
                                                                           •	 Milder, nondiagnostic forms of mitral valve pro-              reducing the MR to moderate levels in 93% of
                                                                              lapse, first described in the familial context, are           cases. In-hospital mortality was 2.3%, and 30-day
                                                                              also present in the community and are associ-                 mortality was 5.8%. Events occurring in the first
                                                                              ated with higher likelihood of mitral valve pro-              30 days included stroke (1.8%), bleeding (2.6%),
                                                                              lapse in offspring (OR, 2.52 [95% CI, 1.25–5.10];             and device-related complications (1.4%). Most
                                                                              P=0.01). Up to 80% of nondiagnostic morphol-
                                                                                                                                            patients (84%) were discharged to home after
                                                                              ogies can progress to diagnostic mitral valve
                                                                                                                                            a 3-day median hospital length (IQR, 1−6 days).
                                                                              prolapse.44–46
                                                                                                                                            The authors reported a procedural success rate
                                                                         Genetics and Family History                                        of 91%. However, based on the EVEREST II trial,
                                                                           •	 Among 3679 generation 3 participants in the                   mitral valve dysfunction is more common with
                                                                              FHS (53% female; mean age 40±9 years) with                    percutaneous mitral valve repair than with surgi-
                                                                              available parental data, 49 (1%) had mitral valve             cal repair (20% versus 2%).53
                                                                              prolapse. Parental mitral valve prolapse was asso-         •	 Worldwide, the number of MitraClip procedures
                                                                              ciated with a higher prevalence of mitral valve               has increased progressively since 2008, especially
                                                                              prolapse in offspring (10/186 [5.4%]) compared                in Western Europe. In the United States, the com-
                                                                              with no parental mitral valve prolapse (39/3493               mercial use of the MitraClip started in 2014, with
a steadily growing number of procedures per- repair.62,63 Percutaneous pulmonic valve implanta-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      formed (Chart 21-2).54                                           tion of either a Melody or a SAPIEN valve is an
                                                                                                                                                                                                              AND GUIDELINES
                                                                   •	 In patients with severe chronic MR secondary                     option in patients with prosthetic pulmonic valve
                                                                      to ischemic cardiomyopathy undergoing CABG                       regurgitation, including those with a pulmonary
                                                                      surgery, survival rates were not significantly dif-              artery conduit with regurgitant prosthetic valve.64
                                                                      ferent after bypass alone compared with bypass                   Surgical pulmonary valve replacement is preferred
                                                                      combined with mitral valve repair (1-, 5-, and                   for native pulmonic valve regurgitation (caused by
                                                                      10-year survival of 88%, 75%, and 47% versus                     endocarditis, carcinoid, etc) and is associated with
                                                                      92%, 74%, and 39%, respectively; P=0.6).55 In                    <1% periprocedural mortality and excellent long-
                                                                      patients with moderate secondary MR, the rate of                 term outcome, with >60% freedom from reop-
                                                                      death was 6.7% in the combined-surgery group                     eration at 10 years.65
                                                                      and 7.3% in the CABG-alone group (HR with
                                                                      mitral valve repair, 0.90 [95% CI, 0.38 to 2.12];
                                                                                                                                  Tricuspid Valve Disorders
                                                                      P=0.81).56
                                                                                                                                  ICD-9 424.2; ICD-10 I36.
                                                                Cost
                                                                                                                                  2016: Mortality—36. Any-mention mortality—152.
                                                                  •	 Lifetime costs, life-years, QALYs, and incremental             Tricuspid valve stenosis is an uncommon valvular
                                                                     cost per life-year and QALY gained were estimated            abnormality usually seen in patients with rheumatic
                                                                     for patients receiving MitraClip therapy compared            HD.66
                                                                     with standard of care.57 The EVEREST II HRS pro-               •	 Abnormal degrees of tricuspid regurgitation in
                                                                     vided data on treatment-specific overall survival,                 adults are largely functional (ie, related to tri-
                                                                     risk of clinical events, quality of life, and resource             cuspid annular dilation or leaflet tethering in the
                                                                     utilization. The published literature was reviewed                 setting of RV pressure or volume overload) and
                                                                     to obtain health utility and unit costs (Canadian                  much less often caused by primary disorders of
                                                                     2013 dollars). The incremental cost per QALY                       the valve apparatus (endocarditis, Ebstein anom-
                                                                     gained was $23 433. On the basis of sensitivity                    aly, rheumatic, carcinoid, prolapse, or direct valve
                                                                     analysis, MitraClip therapy had a 92% chance                       injury from a permanent pacemaker or implant-
                                                                     of being cost-effective compared with standard                     able cardioverter-defibrillator lead placement).66
                                                                     of care at a $50 000 per QALY willingness-to-pay
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                                                                               age 76.6±10 years) at excessive surgical risk             also worse for people living with rheumatic HD.
   AND GUIDELINES
                                                                               who underwent compassionate MitraClip treat-              In Thailand, patients with rheumatic mitral valve
                                                                               ment of chronic, severe tricuspid regurgitation,          disease who had ischemic stroke had a higher
                                                                               tricuspid regurgitation was reduced by at least 1         risk of cardiac arrest (OR, 2.1), shock (OR, 2.1),
                                                                               grade in 91% of the patients at a mean of 14±18           arrhythmias (OR, 1.7), respiratory failure (OR,
                                                                               days. There were no intraprocedural deaths,               2.1), pneumonia (OR, 2.0), and sepsis (OR, 1.4)
                                                                               cardiac tamponade, emergency surgery, stroke,             after controlling for age, sex, and other comorbid
                                                                               MI, or major vascular complications. There was            chronic diseases.76
                                                                               a significant improvement of New York Heart          Subclinical Disease
                                                                               Association class (P<0.001) and 6-minute walking       •	 The prevalence of subclinical or latent rheumatic
                                                                               distance (177.4±103.0 m versus 193.5±115.9 m;             HD among children has been estimated by echo-
                                                                               P=0.007).70                                               cardiography using published guidelines77 and
                                                                                                                                         can be classified as definite or borderline. The
                                                                                                                                         prevalence of combined definite and borderline
                                                                         Rheumatic Fever/Rheumatic HD
                                                                                                                                         disease ranges between 10 and 45 per 1000 in
                                                                         (See Table 21-2 and Charts 21-3                                 recent studies from endemic countries (eg, Nepal,
                                                                         through 21-5)                                                   Brazil, and Uganda) compared with <8 per 1000
                                                                         ICD-9 390 to 398; ICD-10 I00 to I09.                            in low-risk populations.78–81
                                                                         2016: Mortality—3553. Any-mention mortality—6622.            •	 The natural history of latent rheumatic HD
                                                                           2014: Hospital discharges—26 000.                             detected by echocardiography is not clear.
                                                                                                                                         Emerging data suggest that up to 20% of chil-
                                                                         Prevalence                                                      dren with definite rheumatic HD may progress to
                                                                           •	 Rheumatic HD is uncommon in high-income coun-              severe disease that requires valve surgery over a
                                                                              tries such as the United States but remains endemic        median follow-up of 7.5 years82; however, many
                                                                              in some low- and middle-income countries.71                with borderline disease will remain stable, and
                                                                                                                                         30% to 50% will regress to normal over 2 to 5
                                                                         Mortality
                                                                                                                                         years of follow-up.83,84
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                (See Charts 21-3 and 21-5)                                          •	 In 2011, there were 47 134 cases of IE and valve
                                                                                                                                                                                                              AND GUIDELINES
                                                                  •	 In 2015, 33.4 million people were estimated to                    replacement in the United States (Table 21-3).89
                                                                     be living with rheumatic HD around the world,                  •	 According to the 2015 GBD study, the age-stan-
                                                                     with sub-Saharan Africa and Oceania having the                    dardized death rate attributable to IE in 2015 was
                                                                     highest concentration of DALYs attributable to                    1.3 per 100 000.90
                                                                     rheumatic HD.71                                                •	 Although the absolute risk for acquiring IE from
                                                                  •	 Unfortunately, estimates of the global burden of                  a dental procedure is impossible to measure pre-
                                                                     rheumatic HD are hampered by a lack of data                       cisely, the best available estimates are as follows:
                                                                     from endemic areas, which increases uncertainty                   If dental treatment causes 1% of all cases of viri-
                                                                     of the estimates.71                                               dans group streptococcal IE annually in the United
                                                                  •	 Globally, age-standardized mortality from rheu-                   States, the overall risk in the general population
                                                                     matic HD was estimated to have declined 47.8%                     is estimated to be as low as 1 case of IE per 14
                                                                     from 1990 to 2015; however, the prevalence of                     million dental procedures. The estimated absolute
                                                                     HF attributable to rheumatic HD increased by                      risk rates for acquiring IE from a dental procedure
                                                                     88% in the same time period.71                                    in patients with underlying cardiac conditions are
                                                                  •	 The REMEDY study is a prospective registry of                     as follows91:
                                                                     3343 patients with rheumatic HD from 25 hos-                      —	 Mitral valve prolapse: 1 per 1.1 million
                                                                     pitals in 12 African countries, India, and Yemen                        procedures
                                                                     (Chart 21-3). The age and sex distribution of the                 —	 Congenital HD: 1 per 475 000
                                                                     subjects is shown in Chart 21-3.74 Rheumatic HD                   —	 Rheumatic HD: 1 per 142 000
                                                                     was twice as common among females, a finding                      —	 Presence of a prosthetic cardiac valve: 1 per
                                                                     consistent with prior studies across a variety of                       114 000
                                                                     populations.73                                                    —	 Previous IE: 1 per 95 000 dental procedures
                                                                  •	 Mortality attributable to rheumatic HD remains                 •	 Data collected between 2004 and 2010 from the
                                                                     exceptionally high in endemic settings. In a study                Pediatric Health Information System database
                                                                     from Fiji of 2619 people followed up during 2008                  from 37 centers that included 1033 cases of IE
                                                                     to 2012, the age-standardized death rate was 9.9                  demonstrated a mortality rate of 6.7% (N=45)
                                                                                                                                       and 3.5% (N=13) among children (0–19 years old)
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                                                                                 P<0.05) and enterococcal IE (6.8% to 10.5%,              the opioid drug crisis. The prevalence of docu-
CLINICAL STATEMENTS
                                                                                 P<0.001) over the past decade and a correspond-          mented intravenous drug use among patients
   AND GUIDELINES
                                                                                 ing decrease in streptococcal endocarditis (32%          admitted for endocarditis in the NIS rose from
                                                                                 to 17%) over the same time period.95                     4.3% in 2008 to 10% in 2014. This trend was
                                                                                                                                          accentuated among the young (<30 years old)
                                                                         Complications
                                                                                                                                          and among whites (compared with blacks and
                                                                           •	Among 162 cases of left-sided native-valve S
                                                                                                                                          other races).98
                                                                             aureus IE retrospectively identified among 1254
                                                                                                                                       •	 Cardiac device IE appears to be present in 6.4%
                                                                             patients hospitalized between 1990 and 2010 for
                                                                                                                                          (95% CI, 5.5%–7.4%) of patients with definite
                                                                             IE, Staphylococcus represented 18% of all IE cases
                                                                                                                                          IE, according to data from ICE-PCS (2000–2006).
                                                                             and 23% of native-valve IE cases. HF occurred in
                                                                             45% of IE cases, acute renal failure in 23%, sep-            Nearly half (45.8% [95% CI, 38.3%–53.4%])
                                                                             sis in 29%, neurological events in 36%, systemic             of such cases were related to healthcare-associ-
                                                                             embolic events in 55%, and in-hospital mortal-               ated infection. In-hospital and 1-year mortality
                                                                             ity in 25%. The risk of in-hospital mortality was            rates for these patients were 14.7% (26 of 177
                                                                             higher in patients with HF (OR, 2.5; P=0.04) and             [95% CI, 9.8%–20.8%]) and 23.2% (41 of 177
                                                                             sepsis (OR, 5.3; P=0.001). Long-term 5-year sur-             [95% CI, 17.2%–30.1%]), respectively. Although
                                                                             vival was 49.6±4.9%. There was higher long-term              not based on randomized data, compared with
                                                                             risk of death among individuals with HF (OR, 1.7;            individuals without initial hospitalization device
                                                                             P=0.03), sepsis (OR, 3.0; P=0.0001), and delayed             removal, there appeared to be a 1-year survival
                                                                             surgery (OR, 0.43; P=0.003). When the authors                benefit in individuals undergoing device explan-
                                                                             compared 2 study periods, 1990 to 2000 and                   tation during the index hospitalization (HR, 0.42
                                                                             2001 to 2010, there was a significant increase in            [95% CI, 0.22–0.82]).99
                                                                             bivalvular involvement, valvular insufficiency, and       •	 Prosthetic valve IE continues to be associated with
                                                                             acute renal failure from 2001 to 2010. In-hospital           high in-hospital and 1-year mortality, although
                                                                             mortality rates and long-term 5-year survival were           early surgery is associated with improved out-
                                                                             not significantly different between the 2 study              comes compared with medical therapy alone
                                                                             periods (28.1% versus 23.5%; P=0.58).96                      (1-year mortality 22% versus 27%; HR, 0.68
                                                                                                                                          [95% CI, 0.53–0.87]), even in propensity-adjusted
                                                                         Risk Factors
         Downloaded from http://ahajournals.org by on February 7, 2019
Table 21-1. Pooled Prevalence of Valvular Heart Disease From CARDIA, ARIC, and CHS Cohorts
                                                                                                                                                                                                                                      CLINICAL STATEMENTS
                                                                                                                                           Age, y
                                                                                                                                                                                                                                         AND GUIDELINES
                                                                                                                                                                              P Value for    Frequency Adjusted to
                                                                                                              18–44        45–54           55–64      65–74         ≥75          Trend      2000 US Adult Population
                                                                            Participants, N                      4351       696            1240        3879        1745           …                 209 128 094
                                                                            Male                             1959 (45)    258 (37)       415 (33)    1586 (41)   826 (47)         …               100 994 367 (48)
                                                                            Mitral regurgitation (n=449)      23 (0.5)     1 (0.1)       12 (1.0)    250 (6.4)   163 (9.3)     <0.0001      1.7% (95% CI, 1.5%–1.9%)
                                                                            Mitral stenosis (n=15)               0 (0)     1 (0.1)         3 (0.2)    7 (0.2)     4 (0.2)       0.006       0.1% (95% CI, 0.02%–0.2%)
                                                                            Aortic regurgitation (n=90)       10 (0.2)     1 (0.1)         8 (0.7)   37 (1.0)     34 (2.0)     <0.0001      0.5% (95% CI, 0.3%–0.6%)
                                                                            Aortic stenosis (n=102)           1 (0.02)     1 (0.1)         2 (0.2)   50 (1.3)     48 (2.8)     <0.0001      0.4% (95% CI, 0.3%–0.5%)
                                                                            Any valve disease                     …          …               …          …           …             …                      …
                                                                            Overall (N=615)                   31 (0.7)     3 (0.4)       23 (1.9)    328 (8.5)   230 (13.2)    <0.0001      2.5% (95% CI, 2.2%–2.7%)
                                                                            Female (n=356)                    19 (0.8)     1 (0.2)       13 (1.6)    208 (9.1)   115 (12.6)    <0.0001      2.4% (95% CI, 2.1%–2.8%)
                                                                            Male (n=259)                      12 (0.6)     2 (0.8)       10 (2.4)    120 (7.6)   115 (14.0)    <0.0001      2.5% (95% CI, 2.1%–2.9%)
                                                                            Values are n (%) unless otherwise indicated. ARIC indicates Atherosclerosis Risk in Communities study; CARDIA, Coronary Artery Risk
                                                                          Development in Young Adults; CHS, Cardiovascular Health Study; and ellipses (…), not applicable.
                                                                            Reprinted from The Lancet (Nkomo et al1), with permission from Elsevier. Copyright © 2006, Elsevier Ltd.
                                                                                                                              Hospital
                                                                                                      Mortality,2016:     Discharges, 2014:
                                                                  Population Group                      All Ages*             All Ages
                                                                  Both sexes                               3553                   26 000
                                                                  Males                               1208 (33.2%)†               12 000
                                                                  Females                             2345 (66.8%)†               14 000
                                                                  NH white males                           985                       …
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                                                                         Chart 21-1. Number of TAVR and SAVR procedures performed according to type of procedure and age group, 2007 to 2013.
                                                                         SAVR indicates surgical aortic valve replacement; TA, transapical; TAVR, transcatheter aortic valve replacement; and TF, transfemoral.
                                                                         Reprinted from Reinöhl et al34 with permission from the Massachusetts Medical Society. Copyright © 2015, Massachusetts Medical Society.
                                                                                                                                                                                                                        CLINICAL STATEMENTS
                                                                                                                                                                                                                           AND GUIDELINES
                                                                Chart 21-2. Worldwide experience with the MitraClip procedure from September 2008 until April 2015.
                                                                APAC indicates Asia-Pacific; and CALA, Caribbean and Latin America.
                                                                Reprinted from Deuschl et al54 with permission. Figure courtesy of Abbott Laboratories.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 21-3. Age and sex distribution of 3343 subjects with rheumatic heart disease participating in the REMEDY study.
                                                                REMEDY indicates Global Rheumatic Heart Disease Registry.
                                                                Reprinted from Zühlke et al74 by permission of Oxford University Press. Copyright © 2014, The Authors.
                                                                         Chart 21-4. Age-standardized global mortality rates of rheumatic heart disease per 100 000, both sexes, 2016..
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.88 Printed with permission. Copyright ©
                                                                         2017, University of Washington.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 21-5. Age-standardized global prevalence rates of rheumatic heart disease per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.88 Printed with permission. Copyright ©
                                                                         2017, University of Washington.
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                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                                                                                            (2014 HCUP).
                                                                (DEEP VEIN THROMBOSIS AND
                                                                                                                                                                                                                        AND GUIDELINES
                                                                PULMONARY EMBOLISM), CHRONIC
                                                                VENOUS INSUFFICIENCY, PULMONARY                                             Venous Thromboembolism
                                                                HYPERTENSION                                                                Incidence
                                                                                                                                            (Charts 22-1 and 22-2)
                                                                See Charts 22-1 and 22-2                                                      •	 VTE includes both DVT and PE. Information on
                                                                                                                                                 VTE incidence in the United States is limited
                                                                        Click here to return to the Table of Contents                            because there is no national surveillance system.
                                                                                                                                                 The HCUP NIS (Charts 22-1 and 22-2) shows
                                                                Pulmonary Embolism                                                               increasing rates of hospitalization cases for both
                                                                ICD-9 415.1; ICD-10 I26.                                                         PE from 1996 to 2014 and DVT from 2005 to
                                                                Mortality—8502. Any-mention mortality—33         987                             2014, with DVT trending down since 2012.
                                                                (2016 NHLBI tabulation). Hospital discharges—178 000                             Extrapolating from these data, if we assume
                                                                (principal diagnosis), 339 000 (all-listed diagnoses)                            30% of DVTs were treated in the outpatient
                                                                (2014 HCUP).                                                                     setting, we estimate that in 2014 there were
                                                                                                                                                 ≈676 000 DVTs, ≈340 000 PEs and ≈1 016 000
                                                                                                                                                 total VTE events in the United States (US popula-
                                                                Deep Vein Thrombosis                                                             tion was 319 million in 2014).1
                                                                ICD-9 451.1, 451.2, 451.81, 451.9, 453.0,                                     •	 Interpretation of the HCUP NIS, and most other
                                                                453.1 453.2, 453.3, 453.4, 453.5, 453.9;                                         sources of VTE incidence data, should be viewed
                                                                                                                                                 in light of secular trends and data characteristics
                                                                ICD-10 I80.1, I80.2, I80.3, I80.9, I82.0,
                                                                                                                                                 that could have resulted in an increase in VTE
                                                                I82.1, I82.2, I82.3, I82.4, I82.5, I82.9.                                        diagnosis that might overstate changes in VTE
                                                                Mortality—3187. Any-mention mortality—16         479                             incidence (eg, advances in PE imaging, which
                                                                (2016 NHLBI tabulation). Hospital discharges—114 000                             enable the detection of smaller PEs2 increased
                                                                                                                                                 use of full leg ultrasound, which detects distal
                                                                                                                                                 DVT; the co-occurrence of codes for DVT and PE
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                                                                               incidence rate increased from 158 per 100 000              for VTE primary treatment could further reduce
CLINICAL STATEMENTS
                                                                               2011.9 This trend was driven by increasing inci-        •	 Postthrombotic syndrome/venous stasis syndrome
                                                                               dence of PE.                                               and venous stasis ulcers are important complica-
                                                                            •	 VTE incidence varies by race/ethnicity.10–13 Blacks        tions of proximal lower-extremity DVT, which are
                                                                               appear to be at greatest risk, followed by                 discussed in greater depth in the Chronic Venous
                                                                               Caucasians, Hispanics, and Asians, respectively.           Insufficiency section of this chapter. After proximal
                                                                            •	 Incidence rates for PE and DVT increase expo-              lower-extremity DVT, the 20-year cumulative inci-
                                                                               nentially with advancing age for both males and            dences of PTS/venous stasis syndrome and venous
                                                                               females.11,14,15                                           stasis ulcers are 30% and 3.7%, respectively.25
                                                                                                                                       •	 CTEPH affects ≈4% of patients with PE within 2
                                                                         Lifetime Risk                                                    years of their initial PE event.26
                                                                            •	In 2 US cohorts including 19      599 males and
                                                                              females aged 45 to 99 years at baseline and fol-       Costs
                                                                              lowed up for 288 535 person-years, the remain-           •	A literature review estimated incremental direct
                                                                              ing lifetime risk of VTE at age 45 years was 8.1%          medical costs (2014 US dollars) per case among
                                                                              (95% CI, 7.1%–8.7%) overall, 11.5% in African              1-year survivors of acute VTE at $12      000 to
                                                                              Americans, 10.9% in those with obesity, 17.1% in           $15 000 and the cost of complications, including
                                                                              individuals with the factor V Leiden genetic muta-         recurrent VTE, PTS, CTEPH, and anticoagulation-
                                                                              tion, and 18.2% in people with sickle cell trait or        related adverse events, at $18 000 to $23 000 per
                                                                              disease.16                                                 case. This review assumed 375 000 to 425 000
                                                                                                                                         new cases in the United States annually and esti-
                                                                         Mortality                                                       mated the annual overall cost at $7 to 10 billion.27
                                                                          •	 Using administrative data for first-time VTE in
                                                                                                                                     Risk Factors
                                                                             Quebec, Canada, from 2000 to 2009, 30-day
                                                                                                                                       •	Approximately 50% of VTEs are provoked
                                                                             case fatality was 10.6% and 1-year mortality was
                                                                                                                                          because of immobilization, trauma, surgery,
                                                                             23.0%. The 1-year survival rate was 47% (95%
                                                                                                                                          or hospitalization in the antecedent 3 months;
                                                                             CI, 46%–48%) for cases with VTE and cancer,
                                                                                                                                          20% are associated with cancer; and 30% are
                                                                             93% (95% CI, 93%–94%) for cases with unpro-
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                                                                                                                                          unprovoked.28–31
                                                                             voked VTE, and 84% (95% CI, 83%–84%) for
                                                                                                                                       •	 Independent VTE risk factors include increasing
                                                                             those with provoked VTE.17
                                                                                                                                          age, obesity, family history or personal history
                                                                          •	 Data from a Worcester, MA, surveillance study
                                                                                                                                          of thrombosis, recent surgery, trauma/fracture,
                                                                             from 1999 to 2009 suggested a decline in 3-year
                                                                                                                                          hospitalization, prolonged immobility, nursing
                                                                             mortality after VTE (from 41% to 26%).18 Declines
                                                                                                                                          home residence, active cancer, indwelling central
                                                                             in VTE mortality rates have also been reported in
                                                                                                                                          venous catheter or transvenous pacemaker, prior
                                                                             the National Danish Cohort for the period from
                                                                                                                                          superficial vein thrombosis, infection, inherited or
                                                                             2004 to 2014.8 A decrease in mortality rates
                                                                                                                                          acquired thrombophilia, kidney disease, neurolog-
                                                                             associated with VTE could be the result of several
                                                                                                                                          ical disease with leg paresis, sickle cell anemia and
                                                                             factors, including recognition of smaller PEs2 and
                                                                                                                                          sickle cell trait, long-distance travel, and among
                                                                             recent changes in treatment options.19
                                                                                                                                          females, the use of estrogen-based contraceptives
                                                                         Recurrence                                                       or hormone therapy, pregnancy, and the postpar-
                                                                           •	 VTE is a chronic disease with episodic recurrence;          tum period.20,32–34 Recently, autoimmune diseases,
                                                                              in the absence of long-term anticoagulation,                such as lupus and Sjögren syndrome, and acute
                                                                              ≈30% of patients develop recurrence within the              infection have also been associated with elevated
                                                                              next 10 years.20–22                                         VTE risk.35–38
                                                                           •	 Independent predictors of recurrence within 180          •	 Traditional atherosclerotic risk factors, including
                                                                              days include active cancer and inadequate anti-             hypertension, hyperlipidemia, and DM, were not
                                                                              coagulation. Two-week case-fatality rates are 2%            associated with VTE risk in a 2017 individual-level
                                                                              for recurrent DVT alone and 11% for recurrent PE            meta-analysis of >240 000 participants from 9
                                                                              with or without DVT.23                                      cohorts.39 Cigarette smoking was associated with
                                                                                                                                          provoked but not with unprovoked VTE events.
                                                                         Complications                                                 •	 Among patients hospitalized for acute medical
                                                                           •	 Because of the use of anticoagulant therapy to              illness, independent risk factors for VTE include
                                                                              treat VTE, bleeding is a major potential complica-          prior VTE, thrombophilia, cancer, age >60 years,
                                                                              tion. Data from phase III RCTs suggest that use             leg paralysis, immobilization for 7 days, and
                                                                              of direct oral anticoagulants, instead of warfarin,         admission to an ICU or coronary care unit.40
• Pregnancy-associated VTE has an incidence of 1 of these trials suggested that direct oral antico-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      to 2 per 1000 person-years; compared with non-                   agulant drugs have a lower risk of most bleeding
                                                                                                                                                                                                              AND GUIDELINES
                                                                      pregnant females of childbearing age, the RR for                 complications than warfarin.
                                                                      VTE is increased 4-fold.41–43 VTE risk is higher for
                                                                      pregnancies after in vitro fertilization than for nat-
                                                                      ural pregnancies,44 and with multiple gestation,            Chronic Venous Insufficiency
                                                                      cesarean delivery, or other pregnancy complica-             ICD-10 I87.2.
                                                                      tions.45 Risk factors associated with VTE in the            Mortality—46. Any-mention mortality—490 (2016
                                                                      general population (eg, obesity) are also associ-           NHLBI tabulation).
                                                                      ated with pregnancy-associated VTE.
                                                                   •	 VTE risk during the postpartum period is ≈5-fold            Prevalence
                                                                      higher than during pregnancy. Among females                   •	 Varicose veins are a common manifestation of
                                                                      who are pregnant or postpartum, approximately                    CVI, affecting 25 million US adults. More severe
                                                                      one-third of the DVT events and one-half of the                  venous disease affects 6 million adults.58
                                                                      PE events occur after delivery,46 with the RR being           •	 By way of international comparators, Zolotukhin
                                                                      21- to 84-fold increased within 6 weeks postpar-                 and colleagues59 described the prevalence of CVI
                                                                      tum compared with females who are not preg-                      (8.2%) and venous ulcers (1.1%) in a cohort of
                                                                      nant or postpartum.47                                            703 people from central Russia.
                                                                                                                                    •	 Functional chronic venous disease was recently
                                                                Family History and Genetics                                            reviewed by Serra and colleagues,60 who described
                                                                  •	 VTE is highly heritable.48,49                                     it as a complex syndrome that is as of now poorly
                                                                  •	 Factor V Leiden is a genetic variant responsible for              understood.
                                                                     ≈90% of cases of VTE caused by activated pro-
                                                                     tein C resistance and is the most common genetic             Incidence
                                                                     cause of VTE. Factor V Leiden increases risk of                •	 The FHS reported an annual incidence of varicose
                                                                     VTE 3- to 18-fold depending on the number of                      veins of 2.6% in females and 1.9% in males.61
                                                                     variants carried, and its presence can influence             Complications
                                                                     management.50                                                  •	 More severe venous disease often includes mani-
                                                                  •	 More common genetic variants associated with                      festations such as hyperpigmentation, venous
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                                                                     VTE have a lesser risk of VTE than rare mutations                 eczema, lipodermatosclerosis, atrophie blanche,
                                                                     and include non-O blood group, prothrom-                          and healed or active venous ulcers.62
                                                                     bin 20210A, and sickle cell disease and trait.51               •	 Analysis of NIS data for black and white Americans
                                                                     GWASs have identified additional common                           demonstrated declines in ulcer debridement, vein
                                                                     genetic variants associated with VTE risk, includ-                stripping, and sclerotherapy procedures from
                                                                     ing variants in F5, F2, F11, FGG, and ZFPM2.52                    1998 to 2011. Blacks presented at younger ages
                                                                     These common variants individually increase                       and more often had ulcer debridement and his-
                                                                     the risk of VTE to a small extent, but genetic                    tory of DVT than whites.63
                                                                     risk scores composed of a combination of these                 •	 A recent publication that used a database of 300
                                                                     variants can increase the OR of VTE risk to                       patients treated for advanced CVI with radiofre-
                                                                     up to 7.5.53                                                      quency ablation procedures showed that African-
                                                                Treatment                                                              Americans presented with higher severity CVI and
                                                                  •	 VTE is generally treated for 3 to 6 months with                   had less improvement with ablation.64
                                                                     anticoagulation (primary treatment), at which                  •	 A 2017 study reviewed the risk factors for PTS as
                                                                     point the risks and benefits of continued anti-                   well, finding age, sex, and prior DVT to be pre-
                                                                     coagulation should be assessed (secondary                         dictors, though nonmodifiable. Oral anticoagula-
                                                                     prevention).19 When oral anticoagulation is con-                  tion with warfarin or newer factor Xa inhibitors,
                                                                     traindicated or ineffective, inferior vena cava fil-              along with catheter-directed thrombolysis, are
                                                                     ters can be used.                                                 suggested as potential therapeutic options.65
                                                                  •	 Current treatment guidelines consider anticoagu-
                                                                                                                                  Cost
                                                                     lation with either warfarin or direct oral anticoag-
                                                                                                                                    •	 Estimated cost in the United States to treat venous
                                                                     ulant drugs (ie, apixaban, rivaroxaban, dabigatran,
                                                                                                                                       ulcers is $1 billion annually.62
                                                                     edoxaban) as the standard of care.19 In phase III
                                                                     RCTs of VTE primary treatment,54–57 the direct oral          Risk Factors
                                                                     anticoagulant drugs were each shown to be as                   •	 The prevalence of moderate CVI increases with
                                                                     effective as warfarin in the prevention of recur-                 advancing age, family history, hernia surgery, obe-
                                                                     rent VTE and VTE-related death. A meta-analysis24                 sity, number of births, and presence of flat feet
                                                                                 in females and is less likely in those with hyper-             3: 9%), WHO group 1, underlying causes com-
CLINICAL STATEMENTS
                                                                                 tension; risk factors for more severe CVI include              bined (3%), and CTEPH (WHO group 4: 2%);
   AND GUIDELINES
                                                                                 history was independently associated with chronic              ing age. When it accompanies thalassemia, the
                                                                                 venous disease.                                                prevalence is 2.1%.76,78
                                                                                                                                         Mortality
                                                                         Pulmonary Hypertension                                          Mortality of PH depends on the cause and treatment.
                                                                         ICD-10 I27.0, I27.2.                                             •	 In the US-based REVEAL registry of patients with
                                                                                                                                              group 1 PH enrolled from 2006 to 2009, 5-year
                                                                         Mortality—7313. Any-mention              mortality—23 
                                                                                                                              067
                                                                                                                                              survival was 61.2% to 65.4%. Lower 5-year sur-
                                                                         (2016 NHLBI tabulation).
                                                                                                                                              vival was strongly and directly associated with
                                                                         Prevalence and Incidence                                             worse functional class at presentation.79 In an
                                                                           •	 In the United States, between 2001 and 2010,                    earlier study from this registry, 6-minute walk
                                                                              hospitalization rates for PH increased significantly,           distance was also shown to be a strong predic-
                                                                              and among those aged ≥85 years, hospitalization                 tor, with 97%, 90%, and 68% 1-year survival for
                                                                              rates nearly doubled.74 In 2010, the age-adjusted               patients with >440, 165 to 440, and <165 meter
                                                                              rate of hospitalization associated with PH was                  walk distances, respectively. A decline of >15%
                                                                              131 per 100 000 discharges overall and 1527                     over time also predicted a significantly worse
                                                                              per 100 000 for those aged ≥85 years. There is                  outcome compared with a stable or improving
                                                                              also evidence of increasing mortality rates in both             6-minute walk distance.80
                                                                              males and females; in 2010, the death rate for PH           •	 A German single-center registry study reported
                                                                              as any contributing cause of death was 6.5 per                  5-year survival rates of 65.3% for patients with
                                                                              100 000.74                                                      idiopathic PH, 50.9% for those with PH associ-
                                                                           •	 The WHO classifies PH into 5 groups (described                  ated with connective tissue disease, 74.5% for
                                                                              below) according to underlying pathogenesis.                    those with PH caused by congenital HD, and
                                                                              Limited information is available on prevalence of               18.7% for those with pulmonary venous occlu-
                                                                              PH subtypes in nonreferral settings. In one study               sive disease, respectively.81
                                                                              conducted in Armadale, Australia, the most com-             •	 In a multicenter study of patients with PH caused
                                                                              monly identified PH subtypes were left-sided HD                 by congenital HD with Eisenmenger syndrome,
                                                                              (WHO group 2: 68%), lung disease (WHO group                     mortality was associated with age, pretricuspid
lesion, and the presence of a pericardial effusion and lung disease, but schistosomiasis, rheumatic
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      and inversely associated with sinus rhythm and                   HD, HIV, and sickle cell disease remain promi-
                                                                                                                                                                                                              AND GUIDELINES
                                                                      resting oxygen saturation.82                                     nent compared with developed countries. In
                                                                   •	 In a French Registry study of 981 patients with                  these countries, younger people are more often
                                                                      idiopathic, heritable, or drug-induced PAH                       affected (average age of onset <40 years).76
                                                                      enrolled between 2006 and 2016, survival at 1                 •	 In high-income countries, rates of CTEPH are
                                                                      and 3 years was 90% and 73%, respectively.83                     believed to be lower in Japan than in the United
                                                                   •	 In sickle cell disease–related PH, the 5-year sur-               States and Europe.77
                                                                      vival rate in one study was 63% with and 83%
                                                                                                                                  Treatment
                                                                      without PH.84
                                                                                                                                    •	 Galiè and colleagues88 performed a double-blind
                                                                   •	 An international prospective registry that included
                                                                                                                                       RCT of 500 treatment-naïve patients with WHO
                                                                      679 patients with CTEPH estimated that the
                                                                                                                                       group 2 or 3 PH, randomizing them to ambrisen-
                                                                      3-year survival was 89% with and 70% without
                                                                                                                                       tan, tadalafil, or both in combination. The com-
                                                                      pulmonary thromboendarterectomy.85 Among the
                                                                                                                                       bination group (versus the pooled monotherapy
                                                                      patients with CTEPH, treatments for PH did not
                                                                                                                                       groups) was at lower risk for the composite pri-
                                                                      affect survival. High New York Heart Association
                                                                                                                                       mary end point of death, PAH hospitalization, or
                                                                      functional class, increased right atrial pressure,
                                                                                                                                       clinical disease progression (HR, 0.50 [95% CI,
                                                                      and history of cancer were associated with mor-
                                                                                                                                       0.35–0.72]).
                                                                      tality regardless of surgery.
                                                                                                                                    •	 In a large, placebo-controlled, double-blind RCT of
                                                                Risk Factors                                                           1156 patients with PAH randomized to selexipag,
                                                                  •	 Risk factors are implicit in the WHO disease clas-                an oral selective IP prostacyclin receptor agonist,
                                                                     sification of the 5 mechanistic subtypes of PH                    versus placebo, Sitbon and colleagues89 found
                                                                     described above. The most common risk factors                     a significant reduction in the primary compos-
                                                                     are left-sided HD and lung disease.                               ite end point of death attributable to any cause
                                                                  •	 In a study of 772 consecutive PE patients with-                   or PAH-related complication (HR, 0.60 [99% CI,
                                                                     out major comorbidities such as cancer, the risk                  0.46–0.78]). This observed benefit was driven by
                                                                     factors for CTEPH were unprovoked PE, hypothy-                    differences in disease progression and hospital-
                                                                     roidism, symptom onset >2 weeks before PE diag-                   ization; no significant difference in mortality was
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                                                                      monary arterial hypertension. Circulation. 2018;137:693–704. doi:                Jansa P, Jing ZC, Le Brun FO, Mehta S, Mittelholzer CM, Perchenet L,
                                                                      10.1161/CIRCULATIONAHA.117.029254                                                Sastry BK, Sitbon O, Souza R, Torbicki A, Zeng X, Rubin LJ, Simonneau
                                                                	84.	 Mehari A, Alam S, Tian X, Cuttica MJ, Barnett CF, Miles G, Xu D, Seamon          G; SERAPHIN Investigators. Macitentan and morbidity and mortality in
                                                                      C, Adams-Graves P, Castro OL, Minniti CP, Sachdev V, Taylor JG 6th, Kato         pulmonary arterial hypertension. N Engl J Med. 2013;369:809–818. doi:
                                                                      GJ, Machado RF. Hemodynamic predictors of mortality in adults with               10.1056/NEJMoa1213917
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                                                                         23. PERIPHERAL ARTERY DISEASE AND                                                 results with ABI), in 2000, PAD was estimated
CLINICAL STATEMENTS
                                                                                                                                                           (7.2%).2
                                                                         ICD-9 440.20 to 440.24, 440.30 to 440.32, 440.4,                               •	 Estimates of PAD prevalence in males and females
                                                                         440.9, 443.9, 445.02; ICD-10 I70.2, I70.9, I73.9,                                 by age and ethnicity are shown in Charts 23-1
                                                                         I74.3, I74.4. See Tables 23-1 through 23-3 and                                    and 23-2.2
                                                                         Charts 23-1 through 23-9                                                       •	 The highest prevalence of low ABI (<0.9) has been
                                                                                                                                                           observed among older adults (22.7% among
                                                                                 Click here to return to the Table of Contents                             individuals aged ≥80 years versus 1.6% among
                                                                                                                                                           those aged 40–49 years) and NH blacks (≈11.6%
                                                                         Peripheral Artery Disease                                                         in NH blacks versus ≈5.5% in whites).2 The preva-
                                                                         Prevalence and Incidence                                                          lence of low ABI (<0.9) is similar between females
                                                                         (See Table 23-1 and Charts 23-1 and 23-2)                                         (5.9%) and males (5.0%).
                                                                           •	 On the basis of data from several US cohorts dur-                         •	Only ≈10% of people with PAD have the clas-
                                                                              ing the 1970s to 2000s and the 2000 US Census,                               sic symptom of intermittent claudication.
                                                                              6.5 million Americans aged ≥40 years (5.5%) are                              Approximately 40% do not complain of leg pain,
                                                                              estimated to have low ABI (<0.9).1 Of these, one-                            whereas the remaining 50% have a variety of
                                                                              fourth have severe PAD (ABI <0.7).1                                          leg symptoms different from classic claudication
                                                                           •	 Further accounting for PAD cases with ABI                                    (ie, exertional pain that either did not stop the
                                                                              >0.9 (after revascularization or false-negative                              individual from walking or did stop the individual
                                                                                                                                                           from walking but did not involve the calves or did
                                                                         Abbreviations Used in Chapter 23                                                  not resolve within 10 minutes of rest).3,4
                                                                           AAA             abdominal aortic aneurysm                                    •	 On the basis of ICD codes in nationwide claims
                                                                           ABI             ankle-brachial index                                            data from large employers’ health plans and
                                                                           ACC             American College of Cardiology                                  from Medicare and Medicaid programs between
                                                                           AHA             American Heart Association                                      2003 and 2008, among adults aged >40 years,
                                                                           Amer.           American
                                                                                                                                                           the annual incidence and prevalence of PAD
                                                                           CHD             coronary heart disease
                                                                           CI              confidence interval                                             were 2.69% and 12.02%, respectively.5 The cor-
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                                                                           CKD             chronic kidney disease                                          responding estimates for critical limb ischemia,
                                                                           CORAL           Cardiovascular Outcomes in Renal Atherosclerotic Lesions        the most severe form of PAD, were 0.35% and
                                                                           CVD             cardiovascular disease                                          1.33%, respectively.
                                                                           DM              diabetes mellitus
                                                                                                                                                        •	 Data from the NIS demonstrate that admission
                                                                           ED              emergency department
                                                                           GBD             Global Burden of Disease
                                                                                                                                                           rates because of critical limb ischemia remained
                                                                           GWAS            genome-wide association study                                   constant from 2003 to 2011.6
                                                                           HCUP            Healthcare Cost and Utilization Project
                                                                           HF              heart failure
                                                                                                                                                      Mortality
                                                                           HR              hazard ratio                                               (See Table 23-1 and Chart 23-3)
                                                                           ICD             International Classification of Diseases                     •	 In 2016, the overall any-mention age-adjusted
                                                                           ICD-9           International Classification of Diseases, 9th Revision          death rate for PAD was 14.8 per 100 000. Any-
                                                                           ICD-10          International Classification of Diseases, 10th Revision         mention death rates in males were 18.2 for NH
                                                                           IRAD            International Registry of Acute Aortic Dissection
                                                                                                                                                           whites, 22.8 for NH blacks, 7.6 for NH Asians or
                                                                           JHS             Jackson Heart Study
                                                                           KD              Kawasaki disease                                                Pacific Islanders, 17.5 for NH American Indians or
                                                                           LDL             low-density lipoprotein                                         Alaska Natives, and 14.1 for Hispanic males. In
                                                                           MACE            major adverse cardiovascular event                              females, rates were 12.5 for NH whites, 15.7 for
                                                                           MI              myocardial infarction                                           NH blacks, 5.9 for NH Asians or Pacific Islanders,
                                                                           NAMCS           National Ambulatory Medical Care Survey
                                                                                                                                                           14.6 for NH American Indians or Alaska Natives,
                                                                           NH              non-Hispanic
                                                                           NHAMCS          National Hospital Ambulatory Medical Care Survey
                                                                                                                                                           and 10.0 for Hispanic females.7
                                                                           NHLBI           National Heart, Lung, and Blood Institute                    •	 In 2016, PAD was the underlying cause in 13 048
                                                                           NIS             Nationwide Inpatient Sample                                     deaths. The number of any-mention deaths
                                                                           OR              odds ratio                                                      attributable to PAD was 56 923 in 2016 (NHLBI
                                                                           OVER            Open Versus Endovascular Repair
                                                                                                                                                           tabulation).7
                                                                           PA              physical activity
                                                                           PAD             peripheral artery disease
                                                                                                                                                        •	 A 2008 meta-analysis of 24 955 males and 23 339
                                                                           RR              relative risk                                                   females from 16 cohorts demonstrated a reverse-
                                                                           SBP             systolic blood pressure                                         J-shaped association between ABI and mortality
                                                                           SES             socioeconomic status                                            in which participants with an ABI of 1.11 to 1.40
                                                                           SNP             single-nucleotide polymorphism                                  were at lowest risk for mortality (Chart 23-3). In
males, low ABI (≤0.9) carried a 3-fold (RR, 3.33 was significant geographic variation in the rate
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      [95% CI, 2.74–4.06]) risk of all-cause death com-                of lower-extremity amputation, from 8400 ampu-
                                                                                                                                                                                                              AND GUIDELINES
                                                                      pared with a normal ABI (1.11–1.40), and a simi-                 tations per 100 000 patients with PAD in the
                                                                      lar risk was observed in females (RR, 2.71 [95%                  East South Central region to 5500 amputations
                                                                      CI, 2.03–3.62]).8 A similar reverse-J-shaped asso-               per 100 000 patients with PAD in the Mountain
                                                                      ciation between ABI was observed for cardiovas-                  region. After adjustment for clustering at the
                                                                      cular mortality.                                                 US Census Bureau level, geographic variation in
                                                                   •	 In-hospital mortality was higher in females than                 lower-extremity amputations remained. Lower-
                                                                      males, regardless of disease severity or procedure               extremity amputation was performed more often
                                                                      performed, even after adjustment for age and                     in the East South Central region (adjusted OR,
                                                                      baseline comorbidities: 0.5% versus 0.2% after                   1.152 [95% CI, 1.131–1.174]; P<0.001) and
                                                                      percutaneous transluminal angioplasty or stent-                  West South Central region (adjusted OR, 1.115
                                                                      ing for intermittent claudication; 1.0% versus                   [95% CI, 1.097–1.133]; P<0.001) and less often
                                                                      0.7% after open surgery for intermittent clau-                   in the Middle Atlantic region (OR, 0.833 [95% CI,
                                                                      dication; 2.3% versus 1.6% after percutaneous                    0.820–0.847]; P<0.001) versus the South Atlantic
                                                                      transluminal angioplasty or stenting for critical                reference region.17
                                                                      limb ischemia; and 2.7% versus 2.2% after open                •	 Among 186      338 older Medicare PAD patients
                                                                      surgery for critical limb ischemia (P<0.01 for all               undergoing major lower-extremity amputation,
                                                                      comparisons).9                                                   mortality was found to be 48.3% at 1 year.18
                                                                   •	 Progression of PAD as measured by a decline                   •	 A study of Medicare beneficiaries reported that
                                                                      in ABI also carries prognostic value beyond sin-                 between 2006 and 2011, 39 339 required revas-
                                                                      gle measurements.10 Among 508 patients (449                      cularization for PAD, and the annual rate of
                                                                      males) identified from 2 vascular laboratories in                peripheral vascular intervention increased slightly
                                                                      San Diego, CA, a decline in ABI of >0.15 within a                from 401.4 to 419.6 per 100 000 people.19
                                                                      10-year period was associated with a subsequent               •	 People with PAD have impaired function and
                                                                      increased risk of all-cause mortality (RR, 2.4 [95%              quality of life, regardless of whether or not they
                                                                      CI, 1.2–4.8]) and CVD mortality (RR, 2.8 [95% CI,                report leg symptoms. Furthermore, patients with
                                                                      1.3–6.0]) at 3 years’ follow-up.10                               PAD, including those who are asymptomatic,
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                                                                   •	 Among 400 patients with PAD confirmed with                       experience a significant decline in lower-extremity
                                                                      digital subtraction angiography, aortoiliac (proxi-              function over time.20–22 A few recent studies have
                                                                      mal) disease was associated with an increased risk               demonstrated that even individuals with low-nor-
                                                                      of mortality or cardiovascular events compared                   mal ABI (0.91–0.99) have reduced physical func-
                                                                      with infrailiac (distal) disease (adjusted HR, 3.28              tion compared with those with normal ABI.23
                                                                      [95% CI, 1.87–5.75]).11 Compared with infrailiac              •	 Among patients with established PAD, higher PA
                                                                      PAD, aortoiliac PAD was associated with younger                  levels during daily life are associated with better
                                                                      age, male sex, and smoking.                                      overall survival rate, a lower risk of death because
                                                                                                                                       of CVD, and slower rates of functional decline.24,25
                                                                Complications
                                                                                                                                       In addition, better 6-minute walk performance
                                                                  •	 PAD is a marker for systemic atherosclerotic dis-
                                                                                                                                       and faster walking speed are associated with
                                                                     ease, and thus, people with PAD are more likely
                                                                                                                                       lower rates of all-cause mortality, cardiovascular
                                                                     to have atherosclerosis in other vascular beds (eg,
                                                                                                                                       mortality, and mobility loss.26,27
                                                                     coronary, carotid, and renal arteries and abdomi-
                                                                     nal aorta).12–15                                             Interventions
                                                                  •	 Pooled data from 11 studies in 6 countries found               •	A 2011 systematic review evaluated lower-
                                                                     that the pooled age-, sex-, risk factor–, and CVD-                extremity aerobic exercise against usual care and
                                                                     adjusted RRs in people with PAD (defined by ABI                   demonstrated a range of benefits, including the
                                                                     <0.9) versus those without were 1.45 (95% CI,                     following28:
                                                                     1.08–1.93) for CHD and 1.35 (95% CI, 1.10–                        —	 Increased time to claudication by 71 seconds
                                                                     1.65) for stroke.16                                                    (79%) to 918 seconds (422%)
                                                                  •	 From 2000 to 2008, the overall rate of lower-                     —	 Increased distance before claudication by 15
                                                                     extremity amputation decreased significantly,                          m (5.6%) to 232 m (200%)
                                                                     from 7258 to 5790 per 100 000 Medicare ben-                       —	 Increased walking distance/time by 67% to
                                                                     eficiaries with PAD. Patients with PAD who under-                      101% after 40 minutes of walking 2 to 3
                                                                     went major lower-extremity amputation were                             times per week
                                                                     more likely to have DM (60.3% versus 35.7%                     •	 Observational studies have found that the risk of
                                                                     with PAD without amputation; P<0.001). There                      death,29 MI,30 and amputation29 are substantially
                                                                               greater in individuals with PAD who continue to            stronger risk factor for PAD than for CHD.40 Age-
CLINICAL STATEMENTS
                                                                               smoke than in those who have stopped smoking.              and sex-adjusted OR for heavy smoking was 3.94
   AND GUIDELINES
                                                                            •	The “2016 AHA/ACC Guideline on the                          for symptomatic PAD and 1.66 for CHD.40
                                                                               Management of Patients With Lower Extremity             •	Among males in the Health Professionals
                                                                               Peripheral Artery Disease” noted that several ran-         Follow-up Study, smoking, type 2 DM, hyperten-
                                                                               domized and observational studies demonstrated             sion, and hypercholesterolemia accounted for
                                                                               that statins reduced the risk of MACE and ampu-            75% (95% CI, 64%–87%) of risk associated with
                                                                               tation among people with PAD.31                            development of clinical PAD.41
                                                                            •	 A meta-analysis of 42 trials demonstrated that          •	 In a meta-analysis of 34 studies from high-
                                                                               antiplatelet therapy reduces the odds of vascular          income countries and low- to middle-income
                                                                               events by 26% among patients with PAD.32,33                countries, respectively, important risk factors for
                                                                            •	 A recent Danish trial in males aged 65 to 74 years         PAD included cigarette smoking (OR, 2.72 versus
                                                                               reported that screening of PAD (with ABI), AAA             1.42), DM (OR, 1.88 versus 1.47), hypertension
                                                                               (with abdominal ultrasound), and hypertension              (OR, 1.55 versus 1.36), and hypercholesterolemia
                                                                               followed by optimal care resulted in 7% lower risk         (OR, 1.19 versus 1.14).42
                                                                               of 5-year mortality compared with no screening.34       •	 A study of 3.3 million people 40 to 99 years of
                                                                            •	 Data from the US Department of Veterans Affairs            age primarily self-referring for vascular screening
                                                                               during 2013 to 2014 demonstrate that patients              tests in the United States showed that risk fac-
                                                                               with PAD alone receive optimal medical therapy             tor burden was associated with increased preva-
                                                                               less frequently than patients with CHD (including          lence of PAD, and there was a graded association
                                                                               those with concomitant PAD; statin use 59% ver-            between the number of traditional risk factors
                                                                               sus 72% and antiplatelet use 66% versus 84%,               and the prevalence of PAD.43
                                                                               respectively).35                                        •	 Other risk factors for PAD include sedentary life-
                                                                            •	 In a study that randomized patients with PAD to 3          style, elevated inflammation markers, hyperten-
                                                                               groups (optimal medical care, supervised exercise          sion in pregnancy, and CKD.43–46
                                                                               training, and iliac artery stent placement), super-     •	 African Americans have a 37% higher amputa-
                                                                               vised exercise resulted in superior treadmill walk-        tion risk than whites (HR, 1.37 [95% CI, 1.30–
                                                                               ing distance compared with stenting. Results in            1.45]). Lower SES is an independent predictor for
                                                                               the exercise group and stent group were superior           amputation (HR, 1.12 [95% CI, 1.06–1.17]).47
         Downloaded from http://ahajournals.org by on February 7, 2019
of the diagnosis, but only half of their physicians — PAD prevalence is high in Southern and sub-
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                        had recognized the diagnosis.3                                    Saharan Africa, North America, and Western
                                                                                                                                                                                                              AND GUIDELINES
                                                                                                                                          and Northern Europe (Chart 23-6).
                                                                Genetics of PAD
                                                                  •	 Atherosclerotic PAD is heritable, even indepen-
                                                                     dent of risk factors for PAD which themselves are            Aortic Diseases
                                                                     heritable.                                                   ICD-9 440, 441, 444, and 447; ICD-10 I70,
                                                                  •	 In the ethnically diverse San Diego Population               I71, I74, I77, and I79.
                                                                     Study, a family history of PAD was independently
                                                                     associated with a 1.83-fold higher odds of PAD.50            Aortic Aneurysm and Acute Aortic Dissection
                                                                     In the Swedish Twin Registry, the OR of PAD in a             (See Charts 23-7 and 23-8)
                                                                     monozygotic twin was 17.7 and 5.7 in dizygotic               ICD-9 441; ICD-10 I71.
                                                                     twins; estimated genetic effects accounted for               Prevalence and Incidence
                                                                     58% and nonshared environmental effects for                    •	 The prevalence of AAAs that are 2.9 to 4.9 cm
                                                                     42% of the phenotypic variance between twins.51                    in diameter ranges from 1.3% in males 45 to 54
                                                                     The NHLBI Twin Study found that 48% of the                         years of age to 12.5% in males 75 to 84 years
                                                                     variability in ABI with similar environmental risk                 of age. For females, the prevalence ranges from
                                                                     factors could be attributed to additive genetic                    0% in the youngest to 5.2% in the oldest age
                                                                     effects.52                                                         groups.58
                                                                  •	 There are monogenic (mendelian) diseases that                  •	 A meta-analysis of 15 475 individuals from 18
                                                                     result in PAD, including familial lipoprotein disor-               studies on small AAAs (3.0–5.4 cm) demonstrated
                                                                     ders such as chylomicronemia and familial hyper-                   that mean aneurysm growth rate was 2.21 mm
                                                                     cholesterolemia, hyperhomocysteinemia, and                         per year and did not significantly vary by age and
                                                                     pseudoxanthoma elasticum.53                                        sex. Growth rates were higher in smokers ver-
                                                                  •	 GWASs have identified genetic loci associated                      sus former or never smokers (by 0.35 mm/y) and
                                                                     with atherosclerotic PAD, including the CHD-                       lower in people with DM than in those without
                                                                     associated chromosome 9p21 genetic locus,                          DM (by 0.51 mm/y).59
                                                                     which has been shown to be associated with                     •	 A study from Olmsted County, MN,60 dem-
                                                                     PAD, AAA, and intracranial aneurysm.54 Other                       onstrated annual age- and sex-adjusted inci-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                     PAD-associated genetic loci found through                          dences per 100 000 people of 3.5 (95% CI,
                                                                                                                                        2.2–4.9) for thoracic aortic aneurysm rupture
                                                                     GWASs include SNPs in the cholinergic receptor
                                                                                                                                        and 3.5 (95% CI, 2.4–4.6) for acute aortic
                                                                     nicotinic α3 (CHRNA3), DAB2 interaction protein
                                                                                                                                        dissection.
                                                                     (DAB21P), and cytochrome B-245 α-chain (CYBA)
                                                                     genes.55                                                     Mortality
                                                                  •	 GWASs have also identified genetic variants                  2016: Mortality—9758. Any-mention mortality—
                                                                     associated with inflammatory forms of PAD such               16 458.
                                                                     as KD.56
                                                                                                                                  Complications
                                                                Global Burden of PAD                                                •	 Rates of rupture of small AAAs (3.0–5.4 cm in
                                                                (See Table 23-2 and Charts 23-4 through 23-6)                          diameter) range from 0.71 to 11.03 per 1000
                                                                  •	 A systematic study of 34 studies reported that                    person-years, with higher rupture rates in smok-
                                                                     globally, 202 million people were living with PAD,                ers (pooled HR, 2.02 [95% CI, 1.33–3.06]) and
                                                                     and during the preceding decade, the number of                    females (pooled HR, 3.76 [95% CI, 2.58–5.47];
                                                                     people with PAD increased by 28.7% in low- to                     P<0.001).59
                                                                     middle-income countries and by 13.1% in high-                  •	 There is a dose-response association between the
                                                                     income countries (Chart 23-4).42                                  diameter and the minimum and maximum risk of
                                                                  •	 Global mortality attributable to PAD and global                   AAA rupture per year (Chart 23-7).61
                                                                     prevalence of PAD by sex from the GBD 2016                     •	 A 2015 systematic review that included 4 random-
                                                                     Study are shown in Table 23-2.57                                  ized trials of ultrasound screening demonstrated
                                                                  •	 The GBD 2016 Study used statistical models and                    lower AAA-associated mortality, emergency
                                                                     data on incidence, prevalence, case fatality, excess              operations, and rupture with screening, but with
                                                                     mortality, and cause-specific mortality to estimate               higher AAA-associated elective repair rates; how-
                                                                     disease burden for 315 diseases and injuries in                   ever, there was no effect on all-cause mortality
                                                                     195 countries and territories.57                                  (Chart 23-8).62 Similar results were reported in
                                                                     —	 PAD mortality is high in Russia and in Central                 a systematic review report prepared for the US
                                                                          and Eastern Europe (Chart 23-5).                             Preventive Services Task Force63 and in a 2016
                                                                               Swedish study evaluating a nationwide screening           complications at 1 year than patients who under-
CLINICAL STATEMENTS
                                                                               program targeting 65-year-old males.64                    went endovascular repair.70 However, after 8 years
   AND GUIDELINES
                                                                            •	 Data from IRAD demonstrated that the rate of              of follow-up, survival in the open repair group was
                                                                               mesenteric malperfusion in 1809 patients with             similar to that in the endovascular repair group. Of
                                                                               type A acute dissections was 3.7%, with a higher          note, individuals in the endovascular repair group
                                                                               mortality rate than for patients without malperfu-        had a higher rate of eventual aneurysm rupture
                                                                               sion (63.2% versus 23.8%; P<0.001).65                     (5.4%) than patients who underwent open repair
                                                                            •	 Data from IRAD demonstrated that patients with            (1.4%).71 Similar findings were observed in the
                                                                               acute type B aortic dissection have heterogeneous         OVER Veterans Affairs Cooperative trial, which
                                                                               in-hospital outcomes. In-hospital mortality in            compared open AAA repair to endovascular
                                                                               patients with and without complications (such as          repair in 881 patients and demonstrated reduc-
                                                                               mesenteric ischemia, renal failure, limb ischemia,        tions in mortality from endovascular repair at 2
                                                                               or refractory pain) was 20.0% and 6.1%, respec-           years (HR, 0.63 [95% CI, 0.40–0.98]) and 3 years
                                                                               tively. In patients with complications, in-hospital       (HR, 0.72 [95% CI, 0.51–1.00]).72 However, there
                                                                               mortality associated with surgical and endovas-           was no survival difference between open and
                                                                               cular repair was 28.6% and 10.1% (P=0.006),               endovascular repair in individuals followed up for
                                                                               respectively.66                                           up to 9 years (mean, 5 years; HR, 0.97 [95% CI,
                                                                                                                                         0.77–1.22]).72
                                                                         Hospital Discharges
                                                                                                                                      •	 In comparisons of the United States and the
                                                                           •	In 2014, there were 69 000 hospital discharges
                                                                                                                                         United Kingdom, the United States demonstrated
                                                                             with aortic aneurysm as principal diagnoses, of
                                                                                                                                         a higher rate of AAA repair, smaller AAA diameter
                                                                             which 50 000 were males and 19 000 were females
                                                                                                                                         at the time of repair, and lower rates of AAA rup-
                                                                             (HCUP, NHLBI tabulation).
                                                                                                                                         ture and AAA-related death.73
                                                                         Interventions                                                •	 In ruptured AAAs, implementation of a contem-
                                                                            •	 Results from 4 trials (N=3314 participants) evalu-        porary endovascular-first protocol was associated
                                                                               ating the effect of open or endovascular repair of        with decreased perioperative morbidity and mor-
                                                                               small AAAs (4.0–5.5 cm) did not demonstrate an            tality, a higher likelihood of discharge to home,
                                                                               advantage to earlier intervention compared with           and improved long-term survival in a retrospective
                                                                                                                                         analysis of 88 consecutive patients seen at an aca-
         Downloaded from http://ahajournals.org by on February 7, 2019
of data from the NIS (N=1400), weekend repair on chromosome 3p12.3 and SNPs in DAB2IP,
                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                      for thoracic aortic aneurysm rupture (N=322) was                 LDLR, LRP1, MMP3, TGFβR2, and SORT1.87,88
                                                                                                                                                                                                              AND GUIDELINES
                                                                      associated with higher mortality than weekday                 •	 A GWAS has also identified common genetic vari-
                                                                      repair (N=1078; OR, 2.55 [95% CI, 1.77–3.68]),                   ants for intracranial aneurysms.89 In addition, rare
                                                                      likely because of delays in surgical intervention.77             variants in ANGPTL6 are associated with increased
                                                                   •	 Seventeen-year trends in the IRAD database                       risk of intracranial aneurysms.90
                                                                      (1996–2013) demonstrate an increase in surgical               •	 Despite the co-occurrence of different types of
                                                                      repair of type A thoracic dissections (79%–90%)                  aneurysms, a meta-analysis has found no shared
                                                                      and a significant decrease in in-hospital and sur-               genetic variants for intracranial, thoracic, and aor-
                                                                      gical mortality for type A dissections (31%–22%                  tic aneurysms.85
                                                                      [P<0.001] and 25%–18% [P=0.003], respec-                      •	 Nonatherosclerotic forms of arterial disease such
                                                                      tively). Type B dissections were more likely to be               as fibromuscular dysplasia and spontaneous coro-
                                                                      treated with endovascular therapies, but no sig-                 nary artery dissection are more difficult to evaluate
                                                                      nificant changes in mortality were observed.78                   for genetic components given their lesser preva-
                                                                                                                                       lence and heterogeneous nature, but studies of
                                                                Risk Factors
                                                                                                                                       these diseases are ongoing. A recent study has
                                                                   •	 Many risk factors for atherosclerosis are also asso-
                                                                                                                                       identified a noncoding SNP in the phosphatase
                                                                      ciated with increased risk for AAAs.79 Of these,
                                                                                                                                       and actin regulator 1 (PHACTR1) gene as being
                                                                      smoking is the most important modifiable risk
                                                                                                                                       associated with fibromuscular dysplasia.91
                                                                      factor for AAAs.80
                                                                   •	 A 2014 systematic review of 17 community-based              Global Burden of Aortic Aneurysm
                                                                      observational studies demonstrated a consistent,            (See Table 23-3 and Chart 23-9)
                                                                      inverse association between DM and prevalent                  •	 Global mortality attributable to and prevalence of
                                                                      AAAs (OR, 0.80 [95% CI, 0.70–0.90]).81                            aortic aneurysm by sex are shown in Table 23-3.57
                                                                   •	 On the basis of nationally representative data                •	 The GBD 2016 Study used statistical models and
                                                                      from the United Kingdom, giant cell arteritis has                 data on incidence, prevalence, case fatality, excess
                                                                      been demonstrated to be associated with a 2-fold                  mortality, and cause-specific mortality to estimate
                                                                      higher risk (sub-HR, 1.92 [95% CI, 1.52–2.41])                    disease burden for 315 diseases and injuries in
                                                                      after adjustment for competing risks for devel-                   195 countries and territories. The highest age-
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                      oping an AAA. These data also demonstrate an                      standardized mortality rates attributable to aortic
                                                                      inverse association between DM and AAAs.82                        aneurysm are estimated for Northern and Eastern
                                                                                                                                        Europe, southern and tropical Latin America, and
                                                                Genetics                                                                Oceania (Chart 23-9).57
                                                                  •	 Monogenic diseases that cause thoracic aortic dis-
                                                                     ease include Marfan syndrome, Loeys-Dietz syn-
                                                                     drome, vascular Ehlers-Danlos syndrome, arterial             Atherosclerotic Renal Artery Stenosis
                                                                     tortuosity syndrome, and familial thoracic aortic            ICD-9 440.1; ICD-10 I70.1.
                                                                     aneurysm disease. Mutations in the genes caus-
                                                                                                                                  Prevalence and Incidence
                                                                     ing these disorders significantly increase the risk
                                                                                                                                    •	 A US community-based cohort of older adults
                                                                     of developing vascular aneurysms. If these disor-
                                                                                                                                       (≥65 years old) reported the prevalence of renal
                                                                     ders are suspected, referral to a specialty clinic for
                                                                                                                                       artery disease as 6.8%.92 Among those with renal
                                                                     genetic testing can be useful for diagnosis, treat-
                                                                                                                                       artery stenosis, 88% were unilateral and 12%
                                                                     ment, and cascade screening in family members.
                                                                                                                                       were bilateral.
                                                                  •	 GWASs have identified genetic variants associ-
                                                                                                                                    •	 A US study using Medicare data reported that
                                                                     ated with nonfamilial forms of thoracic aortic
                                                                                                                                       the incidence rate of renal artery stenosis was
                                                                     aneurysm/dissection, including common variants
                                                                                                                                       3.1 per 1000 patient-years.93 The incidence of
                                                                     in the fibrillin gene (FBN1; rare mutations in this
                                                                                                                                       renal artery stenosis increased by ≈5 fold from
                                                                     gene cause Marfan syndrome) and variants in the
                                                                                                                                       1992 to 2004.
                                                                     LDL receptor protein–related 1 (LRP1) and unc-
                                                                     51–like kinase 4 (ULK4) genes.83,84                          Complications
                                                                  •	 AAA is heritable; a family history of AAA is a                 •	 Atherosclerotic renal artery stenosis is often a
                                                                     risk factor for AAA, particularly in male siblings                cause of drug-resistant hypertension.94
                                                                     of male patients, for whom the RR for AAA is as                •	 An Irish study reported that among a total of
                                                                     high as 18.85,86                                                  3987 patients undergoing coronary angiography,
                                                                  •	 GWASs and other studies have identified genetic                   the presence of renal artery stenosis conferred 2
                                                                     variants associated with AAA, including a locus                   times higher mortality risk.95
                                                                           •	 The CORAL study compared medical therapy alone                                              of major cardiovascular or kidney event.96
   AND GUIDELINES
                                                                                                 *Mortality for Hispanic, American Indian or Alaska Native, and Asian and Pacific Islander people should be interpreted
                                                                                              with caution because of inconsistencies in reporting Hispanic origin or race on the death certificate compared with censuses,
                                                                                              surveys, and birth certificates. Studies have shown underreporting on death certificates of American Indian or Alaska Native,
                                                                                              Asian and Pacific Islander, and Hispanic decedents, as well as undercounts of these groups in censuses.
                                                                                                 †These percentages represent the portion of total mortality attributable to peripheral artery disease that is for males vs
                                                                                              females.
                                                                                                 ‡Includes Chinese, Filipino, Hawaiian, Japanese, and Other Asian or Pacific Islander.
                                                                                                 Sources: Prevalence: Data derived from Allison et al.2 Prevalence of peripheral artery disease is based on an ankle-brachial
                                                                                              index <0.9 or a previous revascularization for peripheral artery disease. Mortality: Centers for Disease Control and Prevention/
                                                                                              National Center for Health Statistics, 2015 Mortality Multiple Cause-of-Death–United States.
Table 23-3. Global Mortality From and Prevalence of Aortic Aneurysm by Sex
                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                  Both sexes                      Males                    Females
                                                                                                                                                                                                                             AND GUIDELINES
                                                                          Total number (millions)                            0.2 (0.2 to 0.2)              0.1 (0.1 to 0.1)             0.1 (0.1 to 0.1)
                                                                          Percent change total number, 1990 to 2016         61.7 (54.5 to 70.1)          55.3 (46.9 to 66.4)          73.4 (60.6 to 82.6)
                                                                          Percent change total number, 2006 to 2016         20.5 (17.0 to 24.9)          18.3 (13.3 to 24.8)          24.4 (18.3 to 30.2)
                                                                          Rate per 100 000                                   2.6 (2.6 to 2.7)              3.8 (3.6 to 3.9)             1.7 (1.7 to 1.8)
                                                                          Percent change rate, 1990 to 2016               −20.5 (−23.7 to −16.7)       −26.2 (−29.9 to −21.6)       −15.0 (−20.9 to −10.7)
                                                                          Percent change rate, 2006 to 2016               −10.1 (−12.6 to −7.0)        −13.0 (−16.4 to −8.4)          −7.4 (−11.9 to −3.2)
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 23-1. Estimates of prevalence of peripheral artery disease in males by age and ethnicity.
                                                                Amer. indicates American; and NH, non-Hispanic.
                                                                Data derived from Allison et al.2
                                                                         Chart 23-2. Estimates of prevalence of peripheral artery disease in females by age and ethnicity.
                                                                         Amer. indicates American; and NH, non-Hispanic.
                                                                         Data derived from Allison et al.2
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 23-3. Hazard ratios of cardiovascular mortality with 95% CI by ankle-brachial index categories.
                                                                         Data derived from Fowkes et al.8
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 23-4. Prevalence of peripheral artery disease by age in males and females in high-income countries and low-income or middle-income
                                                                countries.
                                                                Adapted from The Lancet (Fowkes et al42), with permission from Elsevier. Copyright © 2013, Elsevier Ltd.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 23-5. Age-standardized mortality rates of peripheral artery disease per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.57 Printed with permission. Copyright ©
                                                                2017 University of Washington.
                                                                         Chart 23-6. Age-standardized prevalence of peripheral artery disease per 100 000, both sexes, 2016.
                                                                         Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                         States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                         Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                         Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.57 Printed with permission. Copyright ©
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 23-7. Association between diameter and minimum and maximum risk of abdominal aortic aneurysm rupture per year.
                                                                         Data derived from Brewster et al.61
                                                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                                                                                                                                                                                            AND GUIDELINES
                                                                Chart 23-8. Numbers needed to screen to avoid an AAA-associated death and a ruptured AAA.
                                                                AAA indicates abdominal aortic aneurysm.
                                                                Data derived from Eckstein et al.62
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 23-9. Age-standardized mortality rates of aortic aneurysm per 100 000, both sexes, 2016.
                                                                Country codes: ATG, Antigua and Barbuda; BRB, Barbados; COM, Comoros; DMA, Dominica; E Med., Eastern Mediterranean; FJI, Fiji; FSM, Micronesia, Federated
                                                                States of; GRD, Grenada; KIR, Kiribati; LCA, Saint Lucia; MDV, Maldives; MHL, Marshall Islands; MLT, Malta; MUS, Mauritius; SGP, Singapore; SLB, Solomon Islands; SYC,
                                                                Seychelles; TLS, Timor-Leste; TON, Tonga; TTO, Trinidad and Tobago; VCT, Saint Vincent and the Grenadines; VUT, Vanuatu; W Africa, West Africa; and WSM, Samoa.
                                                                Data derived from Global Burden of Disease Study 2016, Institute for Health Metrics and Evaluation, University of Washington.57 Printed with permission. Copyright ©
                                                                2017, University of Washington.
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                                                                               rysm in the Medicare population. N Engl J Med. 2015;373:328–338. doi:       	86.	 Verloes A, Sakalihasan N, Koulischer L, Limet R. Aneurysms of the abdomi-
                                                                               10.1056/NEJMoa1405778                                                              nal aorta: familial and genetic aspects in three hundred thirteen pedi-
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                                                                               Kohler TR, Kougias P, Jean-Claude JM, Cikrit DF, Swanson KM; OVER           	87.	Davis FM, Rateri DL, Daugherty A. Abdominal aortic aneurysm: novel
                                                                               Veterans Affairs Cooperative Study Group. Long-term comparison of                  mechanisms and therapies. Curr Opin Cardiol. 2015;30:566–573. doi:
                                                                               endovascular and open repair of abdominal aortic aneurysm. N Engl J                10.1097/HCO.0000000000000216
                                                                               Med. 2012;367:1988–1997. doi: 10.1056/NEJMoa1207481                         	88.	 Gretarsdottir S, Baas AF, Thorleifsson G, Holm H, den Heijer M, de Vries
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                                                                               ML, Soden PA, Landon BE, Thompson MM. Thresholds for abdominal                     van Rij AM, Williams MJ, Boll AP, Kostic JP, Jonasdottir A, Jonasdottir A,
                                                                               aortic aneurysm repair in England and the United States. N Engl J Med.             Walters GB, Masson G, Sulem P, Saemundsdottir J, Mouy M, Magnusson
                                                                               2016;375:2051–2059. doi: 10.1056/NEJMoa1600931                                     KP, Tromp G, Elmore JR, Sakalihasan N, Limet R, Defraigne JO, Ferrell RE,
                                                                         	74.	 Ullery BW, Tran K, Chandra V, Mell MW, Harris EJ, Dalman RL, Lee JT.               Ronkainen A, Ruigrok YM, Wijmenga C, Grobbee DE, Shah SH, Granger
                                                                               Association of an endovascular-first protocol for ruptured abdominal               CB, Quyyumi AA, Vaccarino V, Patel RS, Zafari AM, Levey AI, Austin H,
                                                                               aortic aneurysms with survival and discharge disposition. JAMA Surg.               Girelli D, Pignatti PF, Olivieri O, Martinelli N, Malerba G, Trabetti E, Becker
                                                                               2015;150:1058–1065. doi: 10.1001/jamasurg.2015.1861                                LC, Becker DM, Reilly MP, Rader DJ, Mueller T, Dieplinger B, Haltmayer
M, Urbonavicius S, Lindblad B, Gottsäter A, Gaetani E, Pola R, Wells H, ICAN Study Group; Loirand G, Desal H, Redon R. Rare coding variants
                                                                                                                                                                                                                                              CLINICAL STATEMENTS
                                                                      P, Rodger M, Forgie M, Langlois N, Corral J, Vicente V, Fontcuberta J,                  in ANGPTL6 are associated with familial forms of intracranial aneurysm.
                                                                                                                                                                                                                                                 AND GUIDELINES
                                                                      España F, Grarup N, Jørgensen T, Witte DR, Hansen T, Pedersen O, Aben                   Am J Hum Genet. 2018;102:133–141. doi: 10.1016/j.ajhg.2017.12.006
                                                                      KK, de Graaf J, Holewijn S, Folkersen L, Franco-Cereceda A, Eriksson              	91.	 Kiando SR, Tucker NR, Castro-Vega LJ, Katz A, D’Escamard V, Tréard C,
                                                                      P, Collier DA, Stefansson H, Steinthorsdottir V, Rafnar T, Valdimarsson                 Fraher D, Albuisson J, Kadian-Dodov D, Ye Z, Austin E, Yang ML, Hunker
                                                                      EM, Magnadottir HB, Sveinbjornsdottir S, Olafsson I, Magnusson MK,                      K, Barlassina C, Cusi D, Galan P, Empana JP, Jouven X, Gimenez-Roqueplo
                                                                      Palmason R, Haraldsdottir V, Andersen K, Onundarson PT, Thorgeirsson                    AP, Bruneval P, Hyun Kim ES, Olin JW, Gornik HL, Azizi M, Plouin PF, Ellinor
                                                                      G, Kiemeney LA, Powell JT, Carey DJ, Kuivaniemi H, Lindholt JS, Jones GT,               PT, Kullo IJ, Milan DJ, Ganesh SK, Boutouyrie P, Kovacic JC, Jeunemaitre X,
                                                                      Kong A, Blankensteijn JD, Matthiasson SE, Thorsteinsdottir U, Stefansson                Bouatia-Naji N. PHACTR1 is a genetic susceptibility locus for fibromuscu-
                                                                      K. Genome-wide association study identifies a sequence variant within                   lar dysplasia supporting its complex genetic pattern of inheritance. PLoS
                                                                      the DAB2IP gene conferring susceptibility to abdominal aortic aneurysm.                 Genet. 2016;12:e1006367. doi: 10.1371/journal.pgen.1006367
                                                                      Nat Genet. 2010;42:692–697. doi: 10.1038/ng.622                                   	92.	 Hansen KJ, Edwards MS, Craven TE, Cherr GS, Jackson SA, Appel RG,
                                                                	89.	 Yasuno K, Bilguvar K, Bijlenga P, Low SK, Krischek B, Auburger G, Simon                 Burke GL, Dean RH. Prevalence of renovascular disease in the elderly: a
                                                                      M, Krex D, Arlier Z, Nayak N, Ruigrok YM, Niemelä M, Tajima A, von und                  population-based study. J Vasc Surg. 2002;36:443–451.
                                                                      zu Fraunberg M, Dóczi T, Wirjatijasa F, Hata A, Blasco J, Oszvald A, Kasuya       	93.	 Kalra PA, Guo H, Gilbertson DT, Liu J, Chen SC, Ishani A, Collins AJ, Foley
                                                                      H, Zilani G, Schoch B, Singh P, Stüer C, Risselada R, Beck J, Sola T, Ricciardi         RN. Atherosclerotic renovascular disease in the United States. Kidney Int.
                                                                      F, Aromaa A, Illig T, Schreiber S, van Duijn CM, van den Berg LH, Perret                2010;77:37–43. doi: 10.1038/ki.2009.406
                                                                      C, Proust C, Roder C, Ozturk AK, Gaál E, Berg D, Geisen C, Friedrich CM,          	94.	 Shafique S, Peixoto AJ. Renal artery stenosis and cardiovascular risk. J Clin
                                                                      Summers P, Frangi AF, State MW, Wichmann HE, Breteler MM, Wijmenga                      Hypertens (Greenwich). 2007;9:201–208.
                                                                      C, Mane S, Peltonen L, Elio V, Sturkenboom MC, Lawford P, Byrne J,                	95.	 Conlon PJ, Little MA, Pieper K, Mark DB. Severity of renal vascular disease
                                                                      Macho J, Sandalcioglu EI, Meyer B, Raabe A, Steinmetz H, Rüfenacht D,                   predicts mortality in patients undergoing coronary angiography. Kidney
                                                                      Jääskeläinen JE, Hernesniemi J, Rinkel GJ, Zembutsu H, Inoue I, Palotie A,              Int. 2001;60:1490–1497. doi: 10.1046/j.1523-1755.2001.00953.x
                                                                      Cambien F, Nakamura Y, Lifton RP, Günel M. Genome-wide association                	96.	 Cooper CJ, Murphy TP, Cutlip DE, Jamerson K, Henrich W, Reid DM,
                                                                      study of intracranial aneurysm identifies three new risk loci. Nat Genet.               Cohen DJ, Matsumoto AH, Steffes M, Jaff MR, Prince MR, Lewis EF,
                                                                      2010;42:420–425. doi: 10.1038/ng.563                                                    Tuttle KR, Shapiro JI, Rundback JH, Massaro JM, D’Agostino RB Sr,
                                                                	90.	 Bourcier R, Le Scouarnec S, Bonnaud S, Karakachoff M, Bourcereau E,                     Dworkin LD; CORAL Investigators. Stenting and medical therapy for ath-
                                                                      Heurtebise-Chrétien S, Menguy C, Dina C, Simonet F, Moles A, Lenoble C,                 erosclerotic renal-artery stenosis. N Engl J Med. 2014;370:13–22. doi:
                                                                      Lindenbaum P, Chatel S, Isidor B, Génin E, Deleuze JF, Schott JJ, Le Marec              10.1056/NEJMoa1310753
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                                                                                                                                                           IV                  intravenous
                                                                                                                                                           LDL-C               low-density lipoprotein cholesterol
                                                                                  Click here to return to the Table of Contents                            LV                  left ventricular
                                                                                                                                                           LVEF                left ventricular ejection fraction
                                                                         The Institute of Medicine has defined quality of care                             LVSD                left ventricular systolic dysfunction
                                                                                                                                                           MD                  medical doctor
                                                                         as “the degree to which health services for individu-
                                                                                                                                                           MEPS                Medical Expenditure Panel Survey
                                                                         als and populations increase the likelihood of desired                            MESA                Multi-Ethnic Study of Atherosclerosis
                                                                         health outcomes and are consistent with current pro-                              MI                  myocardial infarction
                                                                         fessional knowledge,”1 and further defined 6 specific                             N/A                 not available or not applicable
                                                                         domains for improving health care: safety, effective-                             NCDR                National Cardiovascular Data Registry
                                                                         ness, patient or people-centeredness, timeliness, effi-                           NSTEMI              non–ST-segment–elevation myocardial infarction
                                                                                                                                                           OHCA                out-of-hospital cardiac arrest
                                                                         ciency, and equity.
                                                                                                                                                           OR                  odds ratio
                                                                                                                                                           PCI                 percutaneous coronary intervention
                                                                         Abbreviations Used in Chapter 24                                                  PINNACLE            Practice Innovation and Clinical Excellence
                                                                           ACC                     American College of Cardiology                          PPO                 preferred provider organization
                                                                           ACEI                    angiotensin-converting enzyme inhibitor                 QALY                quality-adjusted life-year
                                                                           ACS                     acute coronary syndrome                                 ROC                 Resuscitation Outcomes Consortium
                                                                           ACTION                  Acute Coronary Treatment and Intervention               RR                  relative risk
                                                                                                   Outcomes Network                                        RSMR                risk-standardized mortality rate
                                                                           AED                     automated external defibrillator                        rtPA                recombinant tissue-type plasminogen activator
                                                                           AF                      atrial fibrillation                                     SD                  standard deviation
                                                                           AHA                     American Heart Association                              STEMI               ST-segment–elevation myocardial infarction
                                                                           AMI                     acute myocardial infarction                             TIA                 transient ischemic stroke
                                                                           ARB                     angiotensin receptor blocker                            TOPCAT              Treatment of Preserved Cardiac Function Heart
                                                                           ASCVD                   atherosclerotic cardiovascular disease                                      Failure With an Aldosterone Antagonist
                                                                           AVAIL                   Adherence Evaluation After Ischemic Stroke              tPA                 tissue-type plasminogen activator
                                                                                                   Longitudinal                                            UFH                 unfractionated heparin
                                                                           BMI                     body mass index                                         VF                  ventricular fibrillation
                                                                           BP                      blood pressure                                          VT                  ventricular tachycardia
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entry to examine performance measures across a wide 2015 [−0.74% per year; P<0.001] versus 15.7%
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                range of cardiovascular conditions. Increasingly, out-                 in 2009 to 14.0% in 2015 [−0.26% per year;
                                                                                                                                                                                                             AND GUIDELINES
                                                                patient postmarketing registries have been sponsored                   P<0.001]; Pinteraction<0.001).
                                                                by pharmaceutical or device companies and managed                 •	   In a study examining the association between
                                                                by contract research organizations, such as for anti-                  higher-than-expected         risk-adjusted   30-day
                                                                coagulation in AF. Finally, medical claims data from                   readmission rates (ERR >1) after AMI and MI
                                                                payers (Medicare, commercial claims) or integrated                     care processes and outcomes, Pandey and col-
                                                                healthcare systems (Veterans Affairs) have also exam-                  leagues7 showed participating hospitals’ risk-
                                                                ined quality.                                                          adjusted 30-day readmission rates after MI were
                                                                    In the following sections, data on quality of care will            not associated with in-hospital quality of MI care
                                                                be presented across these 6 domains to highlight cur-                  (adjusted OR, 0.94 [95% CI, 0.81–1.08] per
                                                                rent care and to stimulate efforts to improve the qual-                0.1-unit increase in MI ERR for overall defect-
                                                                ity of cardiovascular care nationally. Rather than group               free care). Among the 51          453 patients with
                                                                findings by domains as we have in prior years, we now                  1-year outcomes data available, higher MI ERR
                                                                group findings by disease or therapeutic area. Where                   was associated with higher all-cause readmis-
                                                                possible, data are reported from recently published                    sion within 1 year of discharge; however, this
                                                                literature or as standardized quality indicators drawn                 association was largely driven by readmissions
                                                                from quality-improvement registries whose methods                      early after discharge and was not significant in
                                                                are consistent with performance measures endorsed by                   landmark analyses beginning 30 days after dis-
                                                                the ACC and the AHA.2,5,6                                              charge. The MI ERR was not associated with risk
                                                                    Additional data on adherence to ACC/AHA clinical                   for mortality within 1 year of discharge.
                                                                practice guidelines are also included to supplement               •	   Bucholz and colleagues8 showed that patients
                                                                performance measures data where appropriate. The                       admitted to high-performing hospitals after AMI
                                                                select data presented are meant to provide illustrative                had longer life expectancies than patients treated
                                                                examples of quality of care and are not meant to be                    at low-performing hospitals. This survival benefit
                                                                comprehensive given the sheer volume of quality data                   appeared in the first 30 days and persisted over
                                                                published each year.                                                   17 years of follow-up. The study sample included
                                                                                                                                       119 735 patients with AMI who were admitted
                                                                                                                                       to 1824 hospitals. On average, patients treated
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                                                                            •	 Mathews and colleagues12 examined post-MI                 13.0%; −0.12% per year; P<0.001), but mean
CLINICAL STATEMENTS
                                                                               medication adherence as a hospital-level variable         mortality among all other HF hospitals increased
   AND GUIDELINES
                                                                               using data from 347 US hospitals participating in         during the study period. (from 10.9% to 12.0%;
                                                                               the ACTION Registry–GWTG. They observed that              0.17% per year; P<0.001, Pinteraction<0.001). In a
                                                                               postdischarge use of secondary prevention medi-           secondary analysis of the TOPCAT and HF-ACTION
                                                                               cations varied significantly across US hospitals and      trials focused on patient-reported outcomes,
                                                                               was inversely associated with 2-year outcomes at          Pokharel and colleagues15 observed that the most
                                                                               the hospital level.                                       recent of a series of Kansas City Cardiomyopathy
                                                                                                                                         Questionnaire scores was most strongly associ-
                                                                                                                                         ated with subsequent death and cardiovascular
                                                                         Heart Failure                                                   hospitalization.
                                                                         (See Tables 24-6 and 24-7)                                   •	 Using pooled participant-level data from the
                                                                            •	 Current US HF quality data are best captured by           CHS and MESA, Pandey and colleagues16 stud-
                                                                               the widespread but voluntary GWTG–HF Program              ied sex differences in the lifetime risk of HF. At an
                                                                               (Tables 24-6 and 24-7).                                   index age of 45 years, the lifetime risk for any HF
                                                                            •	 Elucidating the validity of use of hospital volume        through age 90 years was higher in males than
                                                                               as a structural metric for assessing quality of HF        females (27.4% versus 23.8%). Among partici-
                                                                               care, Kumbhani and colleagues13 examined the              pants with antecedent MI before HF diagnosis,
                                                                               relationship between admission volume, process-           the remaining lifetime risks for HF with preserved
                                                                               of-care metrics, and short- and long-term out-            EF and HF with reduced EF were 2.5-fold and
                                                                               comes in patients admitted with acute HF in the           4-fold higher, respectively, than for participants
                                                                               GWTG–HF registry with linked Medicare inpatient           without antecedent MI.
                                                                               data. In their cohort of 125 595 patients at 342       •	 Using NIS data, Ziaeian and colleagues17 showed
                                                                               hospitals, they found that hospital volume as a           HF hospitalization rates decreased 30.8%
                                                                               structural metric correlated with process mea-            between 2002 and 2013. The ratio of males to
                                                                               sures but not with 30-day outcomes and only               females increased from 20% greater to 39%
                                                                               marginally with outcomes up to 6 months of fol-           greater (Ptrend=0.002) over that time. Black males
                                                                               low-up. Lower-volume hospitals were significantly         and black females had rates that were 229%
                                                                                                                                         (Ptrend=0.141) and 240% (Ptrend=0.725) those of
         Downloaded from http://ahajournals.org by on February 7, 2019
well as in-hospital and 1-year clinical outcomes. rates and changes in mortality rates. They observed
                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                        They stratified participating centers into groups             that among Medicare fee-for-service beneficiaries
                                                                                                                                                                                                             AND GUIDELINES
                                                                        with low (HF ERR ≤1) versus high (HF ERR >1) risk-            hospitalized for HF and AMI, reductions in hos-
                                                                        adjusted readmission rates. There were no differ-             pital 30-day readmission rates were weakly but
                                                                        ences between the low and high risk-adjusted                  significantly correlated with reductions in hospital
                                                                        30-day readmission groups in median adherence                 30-day mortality rates after discharge.
                                                                        rate to all performance measures (95.7% versus
                                                                        96.5%, P=0.37) or median percentage of defect-
                                                                        free care (90.0% versus 91.1%, P=0.47). The
                                                                                                                                  Prevention and Risk Factor Modification
                                                                        composite 1-year outcome of death or all-cause            (See Table 24-8)
                                                                        readmission rates was also not different between           •	 The National Committee for Quality Assurance
                                                                        the 2 groups (median 62.9% versus 65.3%;                      Health Plan Employer Data and Information Set
                                                                        P=0.10). The high HF ERR group had higher                     consists of established measures of quality of care
                                                                        1-year all-cause readmission rates (median 59.1%              related to CVD prevention in the United States
                                                                        versus 54.7%; P=0.01); however, 1-year mortal-                (Table 24-8).
                                                                        ity rates were lower among the high versus low             •	 Pokharel and colleagues23 examined practice-level
                                                                        group, with a trend toward statistical significance           variation in statin therapy among 40- to 75-year-
                                                                        (median 28.2% versus 31.7%; P=0.07). The                      old patients with DM and no CVD between
                                                                        authors concluded that the quality of care and                May 2008 and October 2013 from the ACC’s
                                                                        clinical outcomes were comparable among hospi-                PINNACLE Registry. Among 215          193 patients
                                                                        tals with high versus low risk-adjusted 30-day HF             (582 048 encounters) from 204 cardiology prac-
                                                                        readmission rates.                                            tices, statins were prescribed in 61.6% of patients
                                                                   •	   In a longitudinal cohort study of 48 million hos-             with DM. Among 182 practices with ≥30 patients
                                                                        pitalizations among 20 million Medicare fee-for-              with DM, the median practice statin prescription
                                                                        service patients across 3497 hospitals, Desai and             rate was 62.3%, with no noticeable change over
                                                                        colleagues20 showed that patients at hospitals sub-           time. There was a 57% practice-level variation
                                                                        ject to penalties under the Hospital Readmissions             in statin use for 2 similar patients that was not
                                                                        Reduction Program had greater reductions in                   affected by adjustment for patient-related vari-
                                                                        readmission rates than those at nonpenalized
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                                                                               Hall and colleagues26 showed a 25-fold variation           among those with established ASCVD, but use
CLINICAL STATEMENTS
                                                                               in the use of high-dose aspirin (325 mg/d) across          in higher-risk groups was suboptimal. Statin
   AND GUIDELINES
                                                                               participating centers. Overall, 60.9% of patients          use was significantly lower in females (OR, 0.81
                                                                               were discharged on high-dose aspirin. High-                [95% CI, 0.79–0.85]) and racial/ethnic minorities
                                                                               dose aspirin was prescribed to 73% of patients             (OR, 0.65 [95% CI, 0.61–0.70]). Gross domestic
                                                                               treated with PCI and 44.6% of patients managed             product–adjusted total cost for statins decreased
                                                                               medically; 56.7% of patients with an in-hospital           from $17.2 billion (out-of-pocket cost, $7.6 bil-
                                                                               bleeding event were also discharged on high-               lion) in 2002 to 2003 to $16.9 billion (out-of-
                                                                               dose aspirin. Among 9075 patients discharged               pocket cost, $3.9 billion) in 2012 to 2013, and
                                                                               on aspirin, thienopyridine, and warfarin, 44.0%            the mean annual out-of-pocket costs for patients
                                                                               were prescribed high-dose aspirin therapy.                 decreased from $348 to $94.
                                                                            •	Data from the PINNACLE Registry showed
                                                                               that among 156 145 patients with CAD in 58
                                                                               practices, just over two-thirds (N=103 830, or         Atrial Fibrillation
                                                                               66.5%) of patients were prescribed the optimal          •	 Of all CVD, AF may have the largest quantity of
                                                                               combination of medications (β-blockers, ACEIs              registries, with at least 10 non–industry-funded
                                                                               or angiotensin receptor blockers, statins) for             and 6 industry-funded registries.30 Almost all of
                                                                               which they were eligible. After adjustment for             these emerged after the introduction of direct
                                                                               patient factors, the practice median rate ratio            oral anticoagulants to the market, and perfor-
                                                                               for prescription was 1.25 (95% CI, 1.20–1.32),             mance measures and utilization of anticoagula-
                                                                               which indicates a 25% likelihood that any 2                tion has remained a major focus.
                                                                               practices would differ in treating identical CAD        •	 In 2016, the ACC and AHA revised the clinical per-
                                                                               patients.10                                                formance and quality measures for AF and atrial
                                                                            •	 A study of 35 191 CHD patients from the US                 flutter.31 The 3 pairs of inpatient and outpatient
                                                                               Department of Veterans Affairs healthcare system           performance measures include documentation
                                                                               showed that among 27 947 patients with LDL-C               of CHA2DS2-VASc score, oral anticoagulant pre-
                                                                               levels <100 mg/dL, 9200 (32.9%) received addi-             scription, and planned or monthly international
                                                                               tional lipid assessments without any treatment             normalized ratio testing for warfarin. The 18
                                                                               intensification during the 11 months from the              quality measures reflect metrics for appropriate
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               index lipid panel. Even among 13 114 patients              medications for comorbidities (HF), inappropriate
                                                                               with LDL-C <70 mg/dL, repeat lipid testing was             prescription of specific anticoagulant drugs and
                                                                               performed in 8177 patients (62.4%) during 11               antiarrhythmic drugs in specific clinical scenarios,
                                                                               months of follow-up. These results show that               and documentation of shared decision making.
                                                                               redundant lipid testing is common in patients              Overuse of oral anticoagulants in AF patients with
                                                                               with CHD.27                                                very low stroke risk has been observed but has
                                                                            •	 Heller and colleagues28 determined the cost-               not yet been formalized into quality or perfor-
                                                                               effectiveness of statins after the expanded rec-           mance measures.
                                                                               ommendations in the “2013 ACC/AHA Guideline             •	 There is considerable variation across registries
                                                                               on the Treatment of Blood Cholesterol to Reduce            in estimated use of anticoagulation. In general,
                                                                               Atherosclerotic Cardiovascular Risk in Adults.”28a         administrative claims data and electronic health
                                                                               They determined the ACC/AHA guideline would                record data from healthcare systems tend to show
                                                                               potentially result in up to 12.3 million more statin       lower oral anticoagulant prescription than site-
                                                                               users than the Adult Treatment Panel III guideline,        based informed-consent studies.
                                                                               with a marginal number needed to treat for 10           •	 Over the past decade, the proportion of AF
                                                                               years per QALY gained of 68. Moderate-intensity            patients with AF receiving oral anticoagulants has
                                                                               statin use in all males 45 to 74 years of age and          increased from ≈67% to >80%.30
                                                                               females 55 to 74 years of age would result in           •	 The highest uptake is reported in European reg-
                                                                               28.9 million more statin users than the ACC/AHA            istries (90%) and the lowest in Asia (58%).30
                                                                               guideline, with a marginal number needed to                However, methodological factors are likely a
                                                                               treat for 10 years per QALY gained of 108. In all          major source of difference in estimates, including
                                                                               cases, they estimated benefits would be greater in         selection bias of both numerator and denomina-
                                                                               males than females.28                                      tor (patient, clinician, site, and in some registries,
                                                                            •	 Using data from MEPS, Salami and colleagues29              requirement of informed consent), patient char-
                                                                               described trends in statin use and related out-            acteristics, and oral anticoagulant ascertainment
                                                                               of-pocket expense from 2002 to 2013. They                  methodology. For example, in the outpatient,
                                                                               found that statin use increased overall and                electronic health record–based PINNACLE-AF US
registry, oral anticoagulant prescription for those improvement program. The US-based program is
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                      with CHA2DS2-VASc score ≥2 in 2014 was 48%.                    an ongoing, voluntary hospital registry and per-
                                                                                                                                                                                                            AND GUIDELINES
                                                                      In the industry-funded, informed-consent, post-                formance improvement initiative for acute stroke
                                                                      marketing GLORIA-AF international registry, oral               and supplies most quality data for acute stroke
                                                                      anticoagulant prescription between 2011 and                    care.
                                                                      2014 was 80%.32                                             •	 Care processes that would lead to best functional
                                                                   •	 Healthcare insurance coverage may influence                    outcomes after acute stroke are poorly under-
                                                                      oral anticoagulant and novel oral anticoagulant                stood. A study of 2083 ischemic stroke patients
                                                                      use. An analysis of 363 309 prevalent AF patients              from 82 hospitals with data in both the AVAIL
                                                                      from the PINNACLE-AF outpatient registry found                 registry and GWTG–Stroke found that one-third
                                                                      considerable variation in oral anticoagulant use               of acute stroke patients were functionally depen-
                                                                      across insurance plans.33 Relative to Medicare,                dent or dead at 3 months after stroke. Functional
                                                                      Medicaid insurance was associated with a lower                 rates varied considerably across hospitals, which
                                                                      odds of oral anticoagulant prescription and of                 indicates the need to understand which process
                                                                      novel oral anticoagulant use.                                  measures could be targeted to minimize hospi-
                                                                   •	 Potential overuse in low-risk patients remains                 tal variation and improve poststroke functional
                                                                      a concern, with oral anticoagulants adminis-                   outcomes.37
                                                                      tered to AF patients with no stroke risk factors.30         •	Door-to-needle time for tPA administration
                                                                      Methodological limitations of comorbidity ascer-               decreased on average by 10 minutes, from 77
                                                                      tainment could lead to overestimation of overuse.              minutes (IQR 60–98 minutes) to 67 minutes (IQR
                                                                   •	 Inappropriate use of aspirin for patients at mod-              51–87 minutes), after implementation of Target:
                                                                      erate to high risk of stroke remains a concern.                Stroke Phase I, the first stage of AHA’s GWTG–
                                                                      In PINNACLE-AF, which examined the use of                      Stroke quality improvement program. During this
                                                                      aspirin rather than guideline-recommended oral                 period, in-hospital all-cause mortality declined
                                                                      anticoagulants for patients with CHA2DS2-VASc                  (from 9.93% to 8.25%), and discharge to home
                                                                      score ≥2, 40% of patients were treated with                    became more frequent (37.6% versus 42.7%).38
                                                                      aspirin alone, and this was influenced by CHD               •	 Target: Stroke Phase II was launched in April 2014
                                                                      comorbidities.34                                               to promote further reduction in door-to-needle
                                                                                                                                     time. There was significant site variation in door-
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                                                                         Chart 24-1)
                                                                                                                                         tions for patients with OHCA. The quality of
                                                                            •	 Quality measures in resuscitation have targeted           hospital-based postresuscitation care given to
                                                                               inpatient care settings. Started in 1999, the AHA         each patient was assigned an evidence-based
                                                                               GWTG–Resuscitation Registry remains the domi-             quality score that considered (1) initiation of
                                                                               nant source of US quality improvement data                temperature management; (2) achievement
                                                                               (Tables  24-10 and 24-11; Chart 24-1). GWTG–              of target temperature 32°C to 34°C; (3) con-
                                                                               Resuscitation is a voluntary hospital registry and        tinuation of temperature management for >12
                                                                               performance improvement initiative for in-hospi-
                                                                                                                                         hours; (4) performance of coronary angiogra-
                                                                               tal cardiac arrest.
                                                                                                                                         phy within 24 hours; and (5) no withdrawal of
                                                                            •	 Process measures for in-hospital resuscitation are
                                                                                                                                         life-sustaining treatment before day 3. These
                                                                               generally based on time to correct administration
                                                                                                                                         were aggregated as hospital-level compos-
                                                                               of specific resuscitation and postresuscitation pro-
                                                                                                                                         ite performance scores, which varied widely
                                                                               cedures, drugs, or therapies. Recent findings are
                                                                                                                                         (median [IQR] scores from lowest to highest
                                                                               discussed here.
                                                                            •	 Among Medicare beneficiaries participating in             hospital quartiles, 21% [20%–25%] versus
                                                                               GWTG–Resuscitation, 1-year survival after in-             59% [55%–64%]). Adjusted survival to dis-
                                                                               hospital cardiac arrest has increased modestly            charge increased with each quartile of compos-
                                                                               over the past decade for both shockable and               ite performance score (from lowest to highest:
                                                                               nonshockable presenting arrest rhythms (Chart             16.2%, 20.8%, 28.5%, and 34.8%; P<0.01).
                                                                               24-1).42 However, despite an overall improvement          Adjusted rates of favorable neurological out-
                                                                               in survival, there remains lower survival in IHCA         come also increased (from lowest quartile to
                                                                               during off-hours (nights and weekends) com-               highest: 8.3%, 13.8%, 22.2%, and 25.9%;
                                                                               pared with on-hours events.43                             P<0.01). Hospital score was significantly asso-
                                                                            •	 In 103 932 in-hospital cardiac arrests between            ciated with outcome after risk adjustment for
                                                                               2000 and 2014, 12.7% had delays to epineph-               established baseline factors (highest versus low-
                                                                               rine administration, with marked variation across         est adherence quartile: adjusted OR of survival,
                                                                               hospitals. The delay was inversely correlated to          1.64 [95% CI, 1.13–2.38]).47
                                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                                                                                                            ACTION Registry–        ACTION Registry–
                                                                                                                                                                                                                                        AND GUIDELINES
                                                                                                 Quality-of-Care Measure                                     GWTG STEMI*             GWTG NSTEMI*
                                                                                                 Aspirin within 24 h of admission†                                  98.4                   97.8
                                                                                                 Aspirin at discharge‡                                              99.2                   98.4
                                                                                               Values are percentages. ACEI indicates angiotensin-converting enzyme inhibitor; ACTION Registry–
                                                                                            GWTG, Acute Coronary Treatment and Intervention Outcomes Network Registry–Get With The Guidelines;
                                                                                            AMI, acute myocardial infarction; ARB, angiotensin receptor blocker; LVEF, left ventricular ejection fraction;
                                                                                            NSTEMI, non–ST-segment–elevation myocardial infarction; and STEMI, ST-segment–elevation myocardial
                                                                                            infarction.
                                                                                               *ACTION Registry–GWTG: STEMI and NSTEMI patients are reported separately. Patients must be
                                                                                            admitted with acute ischemic symptoms within the previous 24 hours, typically reflected by a primary
                                                                                            diagnosis of STEMI or NSTEMI. Patients who are admitted for any other clinical condition are not eligible.
                                                                                            Data reported include data from the first quarter of 2016 to the fourth quarter of 2016.
                                                                                               †Effective January 1, 2015, this measure was updated in the ACTION Registry–GWTG to exclude patients
                                                                                            who are taking dabigatran, rivaroxaban, or apixaban (novel oral anticoagulant medications) at home.
                                                                                               ‡Effective January 1, 2015, this measure was updated in the ACTION Registry–GWTG to exclude
                                                                                            patients who were prescribed dabigatran, rivaroxaban, or apixaban (novel oral anticoagulant medications)
                                                                                            at discharge.
                                                                                               §Denotes statin use at discharge. Use of nonstatin lipid-lowering agent was 3.9% for STEMI patients and
                                                                                            6.2% for NSTEMI patients in the ACTION Registry–GWTG.
                                                                     Table 24-2.  Time Trends in ACTION Registry–GWTG CAD Quality-of-Care Measures, 2010 to 2016
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                        Values are percentages. ACEI indicates angiotensin-converting enzyme inhibitor; ACTION Registry–GWTG, Acute Coronary Treatment and Intervention
                                                                     Outcomes Network Registry–Get With The Guidelines; AMI, acute myocardial infarction; ARB, angiotensin receptor blocker; CAD, coronary artery disease;
                                                                     and LVEF, left ventricular ejection fraction.
                                                                        *Effective January 1, 2015, this measure was updated in the ACTION Registry–GWTG to exclude patients taking dabigatran, rivaroxaban, or apixaban
                                                                     (novel oral anticoagulant medications) at home.
                                                                        †Effective January 1, 2015, this measure was updated in the ACTION Registry–GWTG to exclude patients who were prescribed dabigatran, rivaroxaban,
                                                                     or apixaban (novel oral anticoagulant medications) at discharge.
                                                                                                        Table 24-3.  Additional ACTION Registry–GWTG Quality-of-Care Metrics for AMI Care, 2016
CLINICAL STATEMENTS
                                                                                                           Values are percentages. Data reported include data from the first quarter of 2015 to the fourth quarter
                                                                                                        of 2015. ACTION Registry–GWTG indicates Acute Coronary Treatment and Intervention Outcomes Network
                                                                                                        Registry–Get With The Guidelines; AMI, acute myocardial infarction; NSTEMI, non–ST-segment–elevation
                                                                                                        myocardial infarction; STEMI, ST-segment–elevation myocardial infarction; and UFH, unfractionated heparin.
                                                                                                           *Includes UFH, low-molecular-weight heparin, or direct thrombin inhibitor use.
                                                                                                           †Includes all patients.
                                                                                   30 min
                                                                            PCI within 90 min*                          N/A                   95.9
                                                                           Stroke
                                                                            IV tPA in patients who arrived             87.74†                  N/A
                                                                                   <2 h after symptom onset,
                                                                                   treated ≤3 h
                                                                            IV tPA in patients who arrived             81.03†‡                 N/A
                                                                                   <3.5 h after symptom onset,
                                                                                   treated ≤4.5 h
                                                                            IV tPA door-to-needle time                 83.54†                  N/A
                                                                                   ≤60 min
                                                                             Values are percentages. AMI data from the ACTION registry, 2016. Stroke
                                                                         data from the GWTG–Stroke registry June 2017 to May 2018. ACTION
                                                                         Registry–GWTG indicates Acute Coronary Treatment and Intervention
                                                                         Outcomes Network Registry–Get With The Guidelines; AMI, acute myocardial
                                                                         infarction; IV, intravenous; N/A, not applicable; PCI, percutaneous coronary
                                                                         intervention; STEMI, ST-segment–elevation myocardial infarction; and tPA,
                                                                         tissue plasminogen activator.
                                                                             *Excludes transfers.
                                                                             †Reflects analysis performed for 2018 update.
                                                                             ‡IV tPA in patients who arrived <3.5 hours after symptom onset, treated
                                                                         ≤4.5 hours measure was changed in 2016 to include in-hospital strokes in the
                                                                         denominator.
Table 24-5. Quality of Care by Race/Ethnicity and Sex in the ACTION Registry, 2014
                                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                                                                                                               Race/Ethnicity                            Sex
                                                                                                                                                                                                                                                AND GUIDELINES
                                                                                      Quality-of-Care Measure                                          White       Black           Other         Males     Females
                                                                                      Aspirin at admission                                             98.1          98.2           98.3         98.4          97.7
                                                                                      Aspirin at discharge                                             98.8          98.0           98.8         98.9          98.2
Time to PCI ≤90 min for STEMI patients 96.1 94.3 96.0 96.2 95.2
                                                                                      ARB/ACEI at discharge for patients with LVEF <40%                91.2          91.7           88.5         91.5          90.5
                                                                                      Statins at discharge                                             99.1          98.9           99.4         99.3          98.8
                                                                                      Values are percentages. Data reported include data from first quarter of 2015 to fourth quarter of 2015. ACEI indicates
                                                                                    angiotensin-converting enzyme inhibitor; ACTION, Acute Coronary Treatment and Intervention Outcomes Network; ARB,
                                                                                    angiotensin receptor blocker; LVEF, left ventricular ejection fraction; PCI, percutaneous coronary intervention; and STEMI, ST-
                                                                                    segment–elevation myocardial infarction.
Table 24-7. Quality of Care by Race/Ethnicity and Sex in the GWTG–HF Program, 2016
                                                                                                                                                                            Race/Ethnicity                            Sex
                                                                          Quality-of-Care Measure                                                              White            Black        Hispanic      Males            Females
                                                                          Postdischarge appointment*                                                           78.35            79.18         70.65        77.64             77.62
                                                                          Complete set of discharge instructions                                               93.60            95.21         95.17        94.63             93.37
                                                                          Measure of LV function*                                                              99.07            99.29         97.01        99.06             98.81
                                                                          ACEI or ARB at discharge for patients with LVSD, no contraindications*               93.45            94.83         92.14        93.68             93.83
                                                                          Smoking cessation counseling, current smokers                                        92.10            93.96         93.79        93.15             92.49
β-Blockers at discharge for patients with LVSD, no contraindications 97.82 98.16 96.93 97.95 97.59
                                                                          Hydralazine/nitrates at discharge for patients with LVSD, no                           …              31.53         20.00        33.30             28.07
                                                                          contraindications†
                                                                          Anticoagulation for AF or atrial flutter, no contraindications                       86.11            84.23         83.14        86.10             84.73
                                                                          Composite quality-of-care measure (using discharge instructions and β-               96.46            96.99         95.79        96.65             96.35
                                                                          blocker at discharge)
                                                                         Values are percentages. ACEI indicates angiotensin-converting enzyme inhibitor; AF, atrial fibrillation; ARB, angiotensin receptor blocker; ellipses,
                                                                       data not available; GWTG–HF, Get With The Guidelines−Heart Failure; LV, left ventricular; and LVSD, left ventricular systolic dysfunction.
                                                                         *Indicates the 4 key achievement measures targeted in GWTG–HF.
                                                                         †For black patients only.
                                                                                Table 24-8.  National Committee for Quality Assurance Health Plan Employer Data and Information Set Measures of Care, 2016
CLINICAL STATEMENTS
Physical activity discussion in older adults (≥65 y of age) (2015 data) N/A 53.5 55.3 N/A
Physical activity advice in older adults (≥65 y of age) (2015 data) N/A 50.5 49.9 N/A
                                                                                   Values are percentages. BMI indicates body mass index; BP, blood pressure; CVD, cardiovascular disease; DM, diabetes mellitus; HbA1c, hemoglobin
                                                                                A1c; HMO, health maintenance organization; MI, myocardial infarction; N/A, not available or not applicable; and PPO, preferred provider organization.
                                                                                   *β-Blocker persistence: received persistent β-blocker treatment for 6 months after acute myocardial infarction hospital discharge.
                                                                                   †Adults 18 to 59 years of age with BP <140/90 mm Hg, adults aged 60 to 85 years with a diagnosis of DM and BP <140/90 mm Hg, and adults aged
         Downloaded from http://ahajournals.org by on February 7, 2019
Table 24-9. Quality of Care by Race/Ethnicity and Sex in the GWTG–Stroke Program, 2016
                                                                                                                                                                                     Race/Ethnicity                               Sex
                                                                           Quality-of-Care Measure                                                                        White            Black      Hispanic           Males          Females
IV tPA in patients who arrived ≤2 h after symptom onset, treated ≤3 h* 86.37 87.38 87.03 87.25 86.23
IV tPA in patients who arrived <3.5 h after symptom onset, treated ≤4.5 h† 45.83 49.24 50.97 47.54 46.58
IV tPA door-to-needle time ≤60 min 79.51 80.11 80.79 81.31 78.37
                                                                           Thrombolytic complications: IV tPA and life-threatening, serious systemic hemorrhage            10.62         10.77            7.46           10.70            11.00
                                                                           Antithrombotic agents <48 h after admission*                                                    97.40         97.08            96.53          97.41            97.10
                                                                           DVT prophylaxis by second hospital day*                                                         99.24         99.19            99.04          99.21            99.23
                                                                           Antithrombotic agents at discharge*                                                             98.82         98.40            97.95          98.72            98.46
                                                                           Anticoagulation for atrial fibrillation at discharge*                                           96.16         95.63            96.09          96.33            95.94
                                                                           Therapy at discharge if LDL-C >100 mg/dL or LDL-C not measured or on therapy at                 98.01         98.33            97.51          98.43            97.68
                                                                           admission*
                                                                           Counseling for smoking cessation*                                                               97.48         97.40            97.11          97.49            97.39
                                                                           Lifestyle changes recommended for BMI >25 kg/m          2
                                                                                                                                                                           52.86         54.45            54.37          53.20            53.29
                                                                           Composite quality-of-care measure                                                               97.89         97.76            97.37          97.95            97.61
                                                                            Values are percentages. BMI indicates body mass index; DVT, deep vein thrombosis; GWTG, Get With The Guidelines; IV, intravenous; LDL-C, low-density
                                                                         lipoprotein cholesterol; and tPA, tissue-type plasminogen activator.
                                                                            *Indicates the 7 key achievement measures targeted in GWTG–Stroke.
                                                                            †This measure was changed in 2016 to include in-hospital strokes in the denominator.
Table 24-10. Quality of Care for Patients With Out-of-Hospital Cardiac Arrest at US ROC Sites (January 1, 2014 to December 31,
                                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                         2014)
                                                                                                                                                                                                                                        AND GUIDELINES
                                                                                                                                                        Overall                    Adults                 Children
                                                                           Bystander and EMS care*
                                                                            Bystander CPR, %                                                 46.1 (45.0–47.3)          45.7 (44.6–46.9)        61.4 (54.9–67.9)
                                                                            Shocked by AED before EMS, %                                      2.0 (1.7–2.4)              2.1 (1.7–2.4)           1.4 (0.0–3.0)
                                                                            Chest compression fraction during first 5 min of CPR, %            0.85 (0.12)                0.85 (0.12)             0.83 (0.13)
                                                                            Compression depth, mm                                              48.1 (10.7)                48.1 (10.7)             47.2 (9.5)
                                                                            Preshock pause duration, s                                         10.8 (11.0)                10.8 (10.9)             16.2 (16.4)
                                                                            Time to first EMS defibrillator applied, min                        8.8 (4.5)                  8.8 (4.5)               8.7 (4.2)
                                                                           Hospital-based metrics†
                                                                            Hypothermia induced after initial VT/VF, %‡                      66.3 (62.3–70.3)          66.2 (62.1–70.2)         100 (100–100)
                                                                            No order for withdrawal/DNR during first 72 h, %§                45.0 (42.1–48.0)          44.8 (41.9–47.8)         100 (100–100)
                                                                            Implantable cardioverter-defibrillator assessment, initial VT/   30.3 (24.8–35.8)          30.0 (24.5–35.6)         100 (100–100)
                                                                                   VF, no AMI per MD notes or final ECG interpretation, %‖
                                                                            Values are mean (95% confidence interval) or mean (SD). Because age is missing for some cases, these cases are not included in either adults
                                                                         or children, thus explaining why overall rates equal the adult rates when rates for children are not available. AED indicates automated external
                                                                         defibrillator; AMI, acute myocardial infarction; CPR, cardiopulmonary resuscitation; DNR, do not resuscitate; EMS, emergency medical services;
                                                                         MD, medical doctor; ROC, Resuscitation Outcomes Consortium; VF; ventricular fibrillation; and VT, ventricular tachycardia.
                                                                            *Data are from EMS-treated cases.
                                                                            †During 2014, there was 1 pediatric case with initial rhythm VT/VF admitted to the hospital.
                                                                            ‡Denominator is all cases with initial rhythm VT/VF and admitted to the hospital.
                                                                            §Denominator is all cases admitted to the hospital.
                                                                            ‖Denominator is all cases with initial rhythm VT/VF, no indication of AMI, no percutaneous coronary intervention, no bypass, and admitted to
                                                                         the hospital.
                                                                                                                      Adults            Children
                                                                  Event outside critical care setting                   46.3              12.5
                                                                  All objective CPR data collected                      98.7              99.1
                                                                  ETco2 used during arrest                               6.9              33.2
                                                                  Induced hypothermia after resuscitation                7.6              10.7
                                                                  from shockable rhythm
                                                                         Chart 24-1. Survival rates after out-of-hospital cardiac arrest in US sites of the Resuscitation Outcomes Consortium, 2006 to 2014.
                                                                         AED indicates automated external defibrillator; CPR, cardiopulmonary resuscitation; and EMS, emergency medical services.
heart failure under the Hospital Readmissions Reduction Program with 33. Yong CM, Liu Y, Apruzzese P, Doros G, Cannon CP, Maddox TM, Gehi A,
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                                                                       of repeat lipid testing in patients with coronary heart disease. JAMA Intern    	41.	 Peterson PN, Varosy PD, Heidenreich PA, Wang Y, Dewland TA, Curtis JP,
                                                                       Med. 2013;173:1439–1444. doi: 10.1001/jamainternmed.2013.8198                          Go AS, Greenlee RT, Magid DJ, Normand SL, Masoudi FA. Association of
                                                                	28.	 Heller DJ, Coxson PG, Penko J, Pletcher MJ, Goldman L, Odden MC,                        single- vs dual-chamber ICDs with mortality, readmissions, and compli-
                                                                       Kazi DS, Bibbins-Domingo K. Evaluating the impact and cost-effec-                      cations among patients receiving an ICD for primary prevention. JAMA.
                                                                       tiveness of statin use guidelines for primary prevention of coronary                   2013;309:2025–2034. doi: 10.1001/jama.2013.4982
                                                                       heart disease and stroke. Circulation. 2017;136:1087–1098. doi:                 	42.	 Thompson LE, Chan PS, Tang F, Nallamothu BK, Girotra S, Perman SM,
                                                                       10.1161/CIRCULATIONAHA.117.027067                                                      Bose S, Daugherty SL, Bradley SM; American Heart Association’s Get
                                                                	28a.	 Stone NJ, Robinson JG, Lichtenstein AH, Bairey Merz CN, Blum CB, Eckel                 With the Guidelines-Resuscitation Investigators. Long-term survival trends
                                                                       RH, Goldberg AC, Gordon D, Levy D, Lloyd-Jones DM, McBride P, Schwartz                 of Medicare patients after in-hospital cardiac arrest: insights from Get
                                                                       JS, Shero ST, Smith SC Jr, Watson K, Wilson PW. 2013 ACC/AHA guideline                 With The Guidelines-Resuscitation. Resuscitation. 2018;123:58–64. doi:
                                                                       on the treatment of blood cholesterol to reduce atherosclerotic cardio-                10.1016/j.resuscitation.2017.10.023
                                                                       vascular risk in adults: a report of the American College of Cardiology/        	43.	 Ofoma UR, Basnet S, Berger A, Kirchner HL, Girotra S; American Heart
                                                                       American Heart Association Task Force on Practice Guidelines [pub-                     Association Get With The Guidelines–Resuscitation Investigators. Trends
                                                                       lished corrections appear in Circulation. 2015;132:e396 and Circulation.               in survival after in-hospital cardiac arrest during nights and weekends. J
                                                                       2014;129(Suppl 2):S46-S48]. Circulation. 2014;129(Suppl 2):S1–S45.                     Am Coll Cardiol. 2018;71:402–411. doi: 10.1016/j.jacc.2017.11.043
                                                                 	29.	 Salami JA, Warraich HJ, Valero-Elizondo J, Spatz ES, Desai NR, Rana JS,         	44.	Khera R, Chan PS, Donnino M, Girotra S; for the American Heart
                                                                       Virani SS, Blankstein R, Khera A, Blaha MJ, Blumenthal RS, Katzen BT,                  Association’s Get With The Guidelines-Resuscitation Investigators.
                                                                       Lloyd-Jones D, Krumholz HM, Nasir K. National trends in nonstatin use                  Hospital variation in time to epinephrine for nonshockable in-
                                                                       and expenditures among the US adult population from 2002 to 2013:                      hospital cardiac arrest. Circulation. 2016;134:2105–2114. doi:
                                                                       insights from Medical Expenditure Panel Survey. J Am Heart Assoc.                      10.1161/CIRCULATIONAHA.116.025459
                                                                       2018;7:e007132. doi: 10.1161/JAHA.117.007132                                    	45.	Anderson ML, Nichol G, Dai D, Chan PS, Thomas L, Al-Khatib SM,
                                                                 	30.	 Mazurek M, Huisman MV, Lip GYH. Registries in atrial fibrillation: from                Berg RA, Bradley SM, Peterson ED; American Heart Association’s Get
                                                                       trials to real-life clinical practice. Am J Med. 2017;130:135–145. doi:                With The Guidelines–Resuscitation Investigators. Association between
                                                                       10.1016/j.amjmed.2016.09.012                                                           hospital process composite performance and patient outcomes after
                                                                 	31.	Heidenreich PA, Solis P, Mark Estes NA 3rd, Fonarow GC, Jurgens                         in-hospital cardiac arrest care. JAMA Cardiol. 2016;1:37–45. doi:
                                                                       CY, Marine JE, McManus DD, McNamara RL. 2016 ACC/AHA clini-                            10.1001/jamacardio.2015.0275
                                                                       cal performance and quality measures for adults with atrial fibrilla-           	46.	 Chan PS, Nichol G, Krumholz HM, Spertus JA, Jones PG, Peterson ED,
                                                                       tion or atrial flutter: a report of the American College of Cardiology/                Rathore SS, Nallamothu BK; American Heart Association National Registry
                                                                       American Heart Association Task Force on Performance Measures.                         of Cardiopulmonary Resuscitation (NRCPR) Investigators. Racial differ-
                                                                       Circ Cardiovasc Qual Outcomes. 2016;9:443–488. doi: 10.1161/HCQ.                       ences in survival after in-hospital cardiac arrest. JAMA. 2009;302:1195–
                                                                       0000000000000018                                                                       1201. doi: 10.1001/jama.2009.1340
                                                                 	32.	 Huisman MV, Rothman KJ, Paquette M, Teutsch C, Diener HC, Dubner                	47.	 Stub D, Schmicker RH, Anderson ML, Callaway CW, Daya MR, Sayre MR,
                                                                       SJ, Halperin JL, Ma CS, Zint K, Elsaesser A, Bartels DB, Lip GY; GLORIA-AF             Elmer J, Grunau BE, Aufderheide TP, Lin S, Buick JE, Zive D, Peterson ED,
                                                                       Investigators. The changing landscape for stroke prevention in AF: findings            Nichol G; ROC Investigators. Association between hospital post-resuscita-
                                                                       from the GLORIA-AF Registry phase 2. J Am Coll Cardiol. 2017;69:777–                   tive performance and clinical outcomes after out-of-hospital cardiac arrest.
                                                                       785. doi: 10.1016/j.jacc.2016.11.061                                                   Resuscitation. 2015;92:45–52. doi: 10.1016/j.resuscitation.2015.04.015
                                                                         See Tables 25-1 and 25-2 and Charts 25-1                                    (See Tables 25-1 and 25-2)
   AND GUIDELINES
                                                                               from 1997 to 2014 for use of PCI and CABG.1                               0.8% in 2004 to 2.1% in 2014 (HCUP, NHLBI tab-
                                                                                                                                                         ulation). In 2014, ≈82% of stents implanted dur-
                                                                                                                                                         ing PCI were drug-eluting stents compared with
                                                                         Coronary Artery Bypass Grafting                                                 18% that were bare-metal stents (HCUP, NHLBI
                                                                            •	 The number of inpatient discharges for CABG                               tabulation).
                                                                               decreased from 683 000 in 1997 to 371 000 in                           •	 The rate of any cardiac stent procedure per
                                                                               2014 (Chart 25-1).                                                        10 000 population rose by 61% from 1999 to
                                                                            •	 In 1997, the number of inpatient discharges for                           2006, then declined by 27% between 2006 and
                                                                               CABG was 484 000 for males and 199 000 for                                2009.3
                                                                               females; these declined to 277 000 and 94 000,
                                                                               respectively, in 2014.                                                Cardiac Open Heart Surgery
                                                                         Abbreviations Used in Chapter 25
                                                                                                                                                      •	Data from the STS Adult Cardiac Surgery
                                                                                                                                                         Database, which voluntarily collects data from
                                                                           ASD             atrial septal defect
                                                                           AV              atrioventricular
                                                                                                                                                         ≈80% of all hospitals that perform CABG in the
                                                                           CABG            coronary artery bypass graft                                  United States, indicate that a total of 159 869
                                                                           HCUP            Healthcare Cost and Utilization Project                       procedures involved isolated CABG in 2016.4
                                                                           HLHS            hypoplastic left heart syndrome                            •	 Among other major procedures, there were
                                                                           ICD-9-CM        International Classification of Diseases, 9th Revision,       28 493 isolated aortic valve replacements and
                                                                                           Clinical Modification
                                                                           NHLBI           National Heart, Lung, and Blood Institute
                                                                                                                                                         7706 isolated mitral valve replacements; 17 507
                                                                           PCI             percutaneous coronary intervention                            procedures involved both aortic valve replace-
                                                                           PTCA            percutaneous transluminal coronary angioplasty                ment and CABG, whereas 2935 procedures
                                                                           STS             Society of Thoracic Surgeons                                  involved both mitral valve replacement and
                                                                           VSD             ventricular septal defect                                     CABG.4
Congenital Heart Surgery, 2013 to 2016 are 254 transplantation hospitals in the United
                                                                                                                                                                                                                                CLINICAL STATEMENTS
                                                                                                                                                         States, 139 of which performed heart transplan-
                                                                According to data from the STS Congenital Heart
                                                                                                                                                                                                                                   AND GUIDELINES
                                                                                                                                                         tations in 2017.
                                                                Surgery Database5:
                                                                                                                                                      •	 Of the recipients in 2017, 71.6% were male, and
                                                                  •	 There were 122 193 procedures performed from
                                                                                                                                                         61.6% were white; 23.3% were black, whereas
                                                                     January 2013 to December 2016. The in-hospital
                                                                                                                                                         10.0% were Hispanic. Heart transplantations by
                                                                     mortality rate was 3.0% during that time period.
                                                                                                                                                         recipient age are shown in Chart 25-4.
                                                                     The 5 most common diagnoses were type 2 VSD
                                                                                                                                                      •	 For transplantations that occurred between 2012
                                                                     (6.2%), HLHS (6.0%), patent ductus arteriosus
                                                                                                                                                         and 2015, the 1-year survival rate was 90.5% for
                                                                     (4.8%), open sternum with open skin (4.1%),
                                                                                                                                                         males and 91.1% for females; the 5-year survival
                                                                     and secundum ASD (4.0%).5
                                                                                                                                                         rates based on 2008 to 2011 transplantations
                                                                  •	 The 5 most common primary procedures were
                                                                                                                                                         were 78.3% for males and 77.7% for females.
                                                                     delayed sternal closure (8.0%), patch VSD repair
                                                                                                                                                         The 1- and 5-year survival rates for white cardiac
                                                                     (6.3%), mediastinal exploration (3.6%), patch
                                                                                                                                                         transplantation patients were 90.7% and 79.0%,
                                                                     ASD repair (3.2%), and complete AV canal (AV
                                                                                                                                                         respectively. For black patients, they were 90.7%
                                                                     septal defect) repair (2.8%).5
                                                                                                                                                         and 74.1%, respectively. For Hispanic patients,
                                                                                                                                                         they were 90.1% and 79.9%, respectively. For
                                                                Heart Transplantations                                                                   Asian patients, they were 91.3% and 80.0%,
                                                                (See Charts 25-3 and 25-4)                                                               respectively.
                                                                                                                                                      •	 As of April 27, 2018, 3994 patients were on
                                                                According to data from the Organ Procurement and
                                                                                                                                                         the transplant waiting list for a heart transplant,
                                                                Transplantation Network (as of April 27, 2018)6
                                                                                                                                                         and 55 patients were on the list for a heart/lung
                                                                   •	 In 2017, 3244 heart transplantations were per-
                                                                                                                                                         transplant.
                                                                      formed in the United States (Chart 25-3). There
                                                                            Table 25-1.  2014 National HCUP Statistics: Mean Hospital Charges, In-Hospital Death Rates, and Mean Length of Stay for
                                                                            Various Cardiovascular Procedures
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                               Principal procedure only. HCUP indicates Healthcare Cost and Utilization Project; ICD-9-CM, International Classification of Diseases,
                                                                            Clinical Modification, 9th Revision; and PCI, percutaneous coronary intervention.
                                                                               Data derived from the Agency for Healthcare Research and Quality.
                                                                         Table 25-2.  Estimated* Inpatient Cardiovascular Operations, Procedures, and Patient Data by Sex and Age: United States, 2014 (in Thousands)
CLINICAL STATEMENTS
                                                                                                                                                                        Sex                                     Age, y
   AND GUIDELINES
                                                                           Operation/Procedure/
                                                                           Patients                           ICD-9-CM Procedure Codes              All          Male         Female        18–44        45–64           64–84     ≥85
                                                                           Heart valves                    35.00–35.14, 35.20–35.28, 35.96,         156           92             63          11            40             83        16
                                                                                                                     35.97, 35.99
                                                                           PCI                              00.66, 17.55, 36.01, 36.02, 36.05       480          325            155          26           213            212        28
                                                                           PCI with stents                            36.06, 36.07                  434          294            140          24           194            191        25
                                                                           Coronary artery bypass graft                 36.1–36.3                   371          276             94          10           148            204        9
                                                                           Cardiac catheterization                    37.21–37.23                  1016          625            391          68           432            455        54
                                                                           Pacemakers                           37.7, 37.8, 00.50, 00.53            351          185            166           9            57            197        85
                                                                             Pacemaker devices                         37.8, 00.53                  141           72             69           3            19             80        38
                                                                             Pacemaker leads                           37.7, 00.50                  210          114             97           7            38            117        47
                                                                           Implantable defibrillators          37.94–37.99, 00.51, 00.54             60           43             17           4            21             30        3
                                                                           Carotid endarterectomy                         38.12                      86           51             35           0            20             60        6
                                                                           Total vascular and cardiac             35–39, 00.50–00.51,              7971          4602          3368          777         2860            3402      558
                                                                           surgery and procedures†‡            00.53– 00.55, 00.61–00.66
                                                                            These data do not reflect any procedures performed on an outpatient basis. Many more procedures are being performed on an outpatient basis. Some of the lower
                                                                         numbers in this table compared with 2006 probably reflect this trend. Data include procedures performed on newborn infants. Some of the ICD-9-CM procedure
                                                                         codes may have changed over the years. ICD-9-CM indicates International Classification of Diseases, Clinical Modification, 9th Revision; and PCI, percutaneous
                                                                         coronary intervention.
                                                                            *Breakdowns are not available for some procedures, so entries for some categories do not add to totals. These data include codes for which the estimated number
                                                                         of procedures is <5000. Categories with such small numbers are considered unreliable by the National Center for Health Statistics and in some cases may have been
                                                                         omitted.
                                                                            †Totals include procedures not shown here.
                                                                            ‡This estimate includes angioplasty and stent insertions for noncoronary arteries.
                                                                            Data derived from Healthcare Cost and Utilization Project National Inpatient Sample, 2014, Agency for Healthcare Research and Quality.
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 25-1. Trends in cardiovascular procedures, United States, 1993 to 2014; inpatient procedures only.
                                                                         Data derived from Healthcare Cost and Utilization Project, National (Nationwide) Inpatient Sample, Agency for Healthcare Research.1
                                                                                                                                                                                                                                 CLINICAL STATEMENTS
                                                                                                                                                                                                                                    AND GUIDELINES
                                                                Chart 25-2. Number of surgical procedures in the 10 leading diagnostic groups, United States, 2014.
                                                                Data derived from Healthcare Cost and Utilization Project, National (Nationwide) Inpatient Sample, Agency for Healthcare Research.1
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 25-4. Heart transplantations in the United States by recipient age, 2017.
                                                                         Data derived from Organ Procurement and Transplantation Network as of April 27, 2018.6
                                                                                                                                                                                                            CLINICAL STATEMENTS
                                                                                                                                  and people unable to work. Those morbidity costs
                                                                CARDIOVASCULAR DISEASE
                                                                                                                                                                                                               AND GUIDELINES
                                                                                                                                  were substantial in very old studies, but because of the
                                                                See Tables 26-1 and 26-2 and Charts 26-1                          lack of contemporary data, an adequate update could
                                                                through 26-6                                                      not be made.
                                                                               increase sharply for 65- to 79-year-olds and adults                                     to more than double in this same time frame
CLINICAL STATEMENTS
                                                                            •	 Whereas the direct costs of CVD for home health                                      •	 These data indicate that CVD prevalence and costs
                                                                               care, nursing homes, physicians, and medica-                                            are projected to increase substantially unless CVD
                                                                               tions are estimated to rise steadily between 2015                                       incidence is reduced or short-term and long-term
                                                                               and 2035, projected hospital costs are estimated                                        CVD care costs are better controlled.
                                                                                    Table 26-1.  Estimated Direct and Indirect Costs (in Billions of Dollars) of CVD and Stroke: United States, Average Annual, 2014 to
                                                                                    2015
                                                                                      Indirect costsǁ
                                                                                        Lost productivity/mortality                               109.3          17.5              4.6                  6.1                137.4
                                                                                      Grand totals                                                218.7          45.5             55.9                  31.2               351.2
                                                                                       Numbers do not add to total because of rounding. CVD indicates cardiovascular disease; and ED, emergency department.
                                                                                       *This category includes coronary heart disease, heart failure, part of hypertensive disease, cardiac dysrhythmias, rheumatic heart disease,
                                                                                    cardiomyopathy, pulmonary heart disease, and other or ill-defined heart diseases.
                                                                                       †Costs attributable to hypertensive disease are limited to hypertension without heart disease.
                                                                                       ‡Other circulatory conditions include arteries, veins, and lymphatics.
                                                                                       §Medical Expenditure Panel Survey (MEPS) healthcare expenditures are estimates of direct payments for care of a patient with the given disease
                                                                                    provided during the year, including out-of-pocket payments and payments by private insurance, Medicaid, Medicare, and other sources. Payments
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                                    for over-the-counter drugs are not included. These estimates of direct costs do not include payments attributed to comorbidities. Total CVD costs
                                                                                    are the sum of costs for the 4 diseases but with some duplication.
                                                                                       ǁThe Statistics Committee agreed to suspend presenting estimates of lost productivity attributable to morbidity until a better estimating method
                                                                                    can be developed. Lost future earnings of people who died in 2014 to 2015, discounted at 3%.
                                                                                       Sources: Estimates from the Household Component of the MEPS of the Agency for Healthcare Research and Quality for direct costs (average
                                                                                    annual 2014 to 2015).1 Indirect mortality costs are based on 2014 to 2015 counts of deaths by the National Center for Health Statistics and
                                                                                    an estimated present value of lifetime earnings furnished for 2014 by Wendy Max (Institute for Health and Aging, University of California, San
                                                                                    Francisco, April 4,2018) and inflated to 2015 from change in worker compensation reported by the US Bureau of Labor Statistics. All estimates
                                                                                    prepared by Michael Mussolino, National Heart, Lung, and Blood Institute.
                                                                         Table 26-2.  Costs of Total CVD and Stroke in Billions of Dollars by Age
                                                                         and Sex: United States, Average Annual, 2014 to 2015
                                                                                                                                                                                                                                     CLINICAL STATEMENTS
                                                                                                                                                                                                                                        AND GUIDELINES
                                                                Chart 26-1. Direct and indirect costs of CVD and stroke (in billions of dollars), United States, average annual 2014 to 2015.
                                                                CVD indicates cardiovascular disease.
                                                                Source: Prepared by the National Heart, Lung, and Blood Institute.1,3
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 26-2. The 21 leading diagnoses for direct health expenditures, United States, average annual 2014 to 2015 (in billions of dollars).
                                                                COPD indicates chronic obstructive pulmonary disease; and GI, gastrointestinal (tract).
                                                                Source: National Heart, Lung, and Blood Institute; estimates are from the Medical Expenditure Panel Survey, Agency for Healthcare Research and Quality, and
                                                                exclude nursing home costs.1
                                                                         Chart 26-3. Estimated direct cost (in billions of dollars) of cardiovascular disease and stroke, United States, average annual (1996–1997 to 2014–
                                                                         2015).
                                                                         Sources: Estimates from the Household Component of the Medical Expenditure Panel Survey of the Agency for Healthcare Research and Quality for direct costs
                                                                         (average annual 1996–1997 to 2014–2015).1
         Downloaded from http://ahajournals.org by on February 7, 2019
                                                                         Chart 26-4. Projected total costs of CVD, United States, 2015 to 2035 (2015 dollars in billions).
                                                                         CHD indicates coronary heart disease; CHF, congestive heart failure; CVD, cardiovascular disease; and HBP, high blood pressure.
                                                                         Data from RTI International.6 Copyright © 2016, American Heart Association, Inc.
                                                                                                                                                                                                                             CLINICAL STATEMENTS
                                                                                                                                                                                                                                AND GUIDELINES
                                                                Chart 26-5. Projected total (direct and indirect) costs of total cardiovascular disease by age from 2015 to 2035 (2015 dollars in billions).
                                                                Data from RTI International.6 Copyright © 2016, American Heart Association, Inc.
Downloaded from http://ahajournals.org by on February 7, 2019
                                                                Chart 26-6. Projected direct costs of total cardiovascular disease by type of cost from 2015 to 2035 (2015 dollars in billions).
                                                                Data from RTI International.6 Copyright © 2016, American Heart Association, Inc.
                                                                         REFERENCES                                                                        	 3.	 National Center for Health Statistics. Centers for Disease Control and
CLINICAL STATEMENTS
                                                                                                                                                                 Prevention website. National Vital Statistics System: public use data file
                                                                         	 1.	Medical Expenditure Panel Survey: household component summary
   AND GUIDELINES
27. AT-A-GLANCE SUMMARY TABLES • High Blood Pressure in the United States—
                                                                                                                                                                                                                                 CLINICAL STATEMENTS
                                                                See Tables 27-1 through 27-3                                                                Table 8-1
                                                                                                                                                                                                                                    AND GUIDELINES
                                                                                                                                                         •	 Diabetes Mellitus—Table 9-1
                                                                         Click here to return to the Table of Contents                                   •	 Cardiovascular Diseases—Table 13-1
                                                                                                                                                         •	 Stroke—Table 14-1
                                                                Sources: See the following summary tables for com-                                       •	 Congenital Cardiovascular Defects—Table 15-1
                                                                plete details:                                                                           •	 Coronary Heart Disease—Table 19-1; Angina
                                                                  •	 Overweight and Obesity—Table 6-1                                                       Pectoris—Table 19-2
                                                                  •	 High TC and LDL-C and Low HDL-C—Table 7-1                                           •	 Heart Failure—Table 20-2
                                                                                                                                                                                                              NH American
                                                                                                                                                            NH White     NH Black    Hispanic   NH Asian         Indian/
                                                                  Diseases and Risk Factors                             Both Sexes        Total Males        Males        Males       Males      Males       Alaska Native*
                                                                  Overweight and obesity
                                                                   Prevalence, 2011–2014
Overweight and obesity, BMI ≥25.0 kg/m2† 157.2 M (69.4%) 78.8 M (72.5%) 73.0% 69.1% 79.6% 46.6% …
                                                                  Blood cholesterol
                                                                   Prevalence, 2013–2016
Total cholesterol ≥200 mg/dL‡ 92.8 M (38.2%) 41.2 M (35.4%) 35.4% 29.8% 39.9% 38.7% …
Total cholesterol ≥240 mg/dL‡ 28.5 M (11.7%) 12.4 M (10.7%) 10.5% 8.9% 13.0% 11.7% …
LDL-C ≥130 mg/dL, 2011–2014‡ 71.3 M (30.3%) 34.0 M (30.0%) 29.3% 29.9% 36.6% 29.2% …
                                                                    HDL-C <40 mg/dL, 2013–2016‡                45.6 M (19.2%)    33.7 M (29.0%)       29.7%        19.8%       32.6%       25.9%            …
                                                                  HBP
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Prevalence, 2013–2016† 116.4 M (46.0%) 58.7 M (49.0%) 48.2% 58.6% 47.4% 46.4% …
Mortality, 2016§‖ 82 735 39 577 (47.8%)¶ 26 402 8429 3063 1153# 520
                                                                  DM
                                                                   Prevalence, 2013–2016                               
                                                                    Diagnosed DM†                               26.0 M (9.8%)    13.7 M (10.9%)        9.4%        14.7%       15.1%       12.8%            …
                                                                    Undiagnosed DM†                             9.4 M (3.7%)       5.5 M (4.6%)        4.7%         1.7%        6.3%       6.1%             …
                                                                    Prediabetes†                               91.8 M (37.6%)    51.7 M (44.0%)       43.7%        31.9%       48.1%      47.1%             …
Mortality, 2016§‖ 80 058 43 763 (54.7%)¶ 30 010 6976 4603 1414# 1078
                                                                  Total CVD
                                                                   Prevalence, 2013–2016†                      121.5 M (48.0%)   61.5 M (51.2%)       50.6%        60.1%       49.0%      47.4%             …
Mortality, 2016§‖ 840 678 428 434 (51.0%)¶ 332 556 52 874 27 801 11 023# 4313
                                                                  Stroke
                                                                   Prevalence, 2013–2016†                       7.0 M (2.5%)       3.2 M (2.5%)        2.4%         3.1%        2.0%       1.1%             …
                                                                   New and recurrent strokes§                      795.0 K       370.0 K (46.5%)¶    325.0 K††    45.0 K††       …           …              …
                                                                   Mortality, 2016§                                142 142       59 355 (41.8%)¶      43 713        8115        4798       2268#          632‡‡
                                                                  CHD
                                                                   Prevalence, CHD, 2013–2016†                  18.2 M (6.7%)      9.4 M (7.4%)        7.7%         7.2%        6.0%       4.8%             …
                                                                   Prevalence, MI, 2013–2016†                   8.4 M (3.0%)       5.1 M (4.0%)        4.0%         4.0%        3.4%       2.4%             …
                                                                   Prevalence, AP, 2013–2016†                   9.4 M (3.6%)       4.3 M (3.5%)        3.8%         3.6%        2.6%       2.0%             …
                                                                   New and recurrent MI and fatal CHD§§            1.05 M            610.0 K         520.0 K††     90.0K††       …           …              …
                                                                   New and recurrent MI§§                          805.0 K           470.0 K            …            …           …           …              …
(Continued )
                                                                         Table 27-1. Continued
CLINICAL STATEMENTS
                                                                                                                                                                                                                              NH American
   AND GUIDELINES
Mortality, 2016, MI§‖ 111 777 64 713 (57.9%)¶ 51 594 6587 4331 1601# 606
                                                                           HF
                                                                            Prevalence, 2013–2016†                       6.2 M (2.2%)         3.0 M (2.4%)          2.2%          3.5%        2.5%         1.7%              …
                                                                            Incidence, 2014¶¶                               1.0 M                495.0 K         430.0 K††      65.0 K††        …            …               …
                                                                            Mortality, 2016§‖                               78 356          35 424 (45.2%)¶        29 155         3777        1721         561#             262
                                                                            AP indicates angina pectoris (chest pain); BMI, body mass index; CHD, coronary heart disease (includes MI, AP, or both); CVD, cardiovascular disease; DM, diabetes
                                                                         mellitus; ellipses (…), data not available; HBP, high blood pressure; HDL-C, high-density lipoprotein cholesterol; HF, heart failure; K, thousands; LDL-C, low-density
                                                                         lipoprotein cholesterol; M, millions; MI, myocardial infarction (heart attack); and NH, non-Hispanic.
                                                                            *Both sexes.
                                                                            †Age ≥20 years.
                                                                            ‡Total data for total cholesterol are for Americans ≥20 years of age. Data for LDL-C, HDL-C, and all racial/ethnic groups are age adjusted for age ≥20 years.
                                                                            §All ages.
                                                                            ‖Mortality for Hispanic, NH American Indian or Alaska Native, and NH Asian and Pacific Islander people should be interpreted with caution because of inconsistencies
                                                                         in reporting.
                                                                            ¶These percentages represent the portion of total incidence or mortality that is for males vs females.
                                                                            #Includes Chinese, Filipino, Hawaiian, Japanese, and other Asian or Pacific Islander.
                                                                            ⁎⁎Age ≥18 years.
                                                                            ††Estimates include Hispanics and non-Hispanics. Estimates for whites include other nonblack races.
                                                                            ‡‡Estimate considered unreliable or does not meet standards of reliability or precision.
                                                                            §§Age ≥35 years.
                                                                            ‖‖Age ≥45 years.
                                                                            ¶¶Age ≥55 years.
                                                                                                                                                                                                                               NH American
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                                                                             Overweight and obesity,                     157.2 M (69.4%)      78.2 M (66.4%)        63.7%        82.2%        77.1%        34.6%              …
                                                                                    BMI ≥25.0 kg/m2†
Obesity, BMI ≥30.0 kg/m2† 82.2 M (36.3%) 45.1 M (38.3%) 35.5% 56.9% 45.7% 11.9% …
Blood cholesterol
Prevalence, 2013–2016
Total cholesterol ≥200 mg/dL‡ 92.8 M (38.2%) 51.6 M (40.4%) 41.8% 33.1% 38.9% 39.6% …
Total cholesterol ≥240 mg/dL‡ 28.5 M (11.7%) 16.1 M (12.4%) 13.6% 9.0% 10.1% 10.8% …
LDL-C ≥130 mg/dL, 2011–2014‡ 71.3 M (30.3%) 37.3 M (30.4%) 32.1% 27.9% 28.7% 25.0% …
HDL-C <40 mg/dL, 2013–2016‡ 45.6 M (19.2%) 11.9 M (9.9%) 9.3% 8.1% 13.1% 7.9% …
HBP
Prevalence, 2013–2016† 116.4 M (46.0%) 57.7 M (42.8%) 41.3% 56.0% 40.8% 36.4% …
Mortality, 2016§‖ 82 735 43 158 (52.2%)¶ 30 638 7897 2856 1362# 520
DM
Prevalence, 2013–2016
Diagnosed DM† 26.0 M (9.8%) 12.3 M (8.9%) 7.3% 13.4% 14.1% 9.9% …
Undiagnosed DM† 9.4 M (3.7%) 3.9 M (2.8%) 2.6% 3.3% 4.0% 2.1% …
Mortality, 2016§‖ 80 058 36 295 (45.3%)¶ 23 389 7077 3943 1283# 1078
(Continued )
Table 27-2. Continued
                                                                                                                                                                                                                                          CLINICAL STATEMENTS
                                                                                                                                                                                                                      NH American
                                                                                                                                                                                                                                             AND GUIDELINES
                                                                                                                                                 Total          NH White NH Black          Hispanic    NH Asian      Indian/Alaska
                                                                  Diseases and Risk Factors                              Both Sexes             Females          Females Females           Females     Females          Native*
                                                                  Total CVD
Prevalence, 2013–2016† 121.5 M (48.0%) 60.0 M (44.7%) 43.4% 57.1% 42.6% 37.2% …
Mortality, 2016§‖ 840 678 412 244 (49.0%)¶ 322 328 51 767 24 428 10 672# 4313
Stroke
Prevalence, 2013–2016† 7.0 M (2.5%) 3.8 M (2.6%) 2.5% 3.8% 2.2% 1.6% …
New and recurrent strokes§ 795.0 K 425.0 K (53.5%)¶ 365.0 K** 60.0 K** … … …
Mortality, 2016§ 142 142 82 787 (58.2%)¶ 63 778 10 074 5485 2949# 632††
CHD
Prevalence, CHD, 2013–2016† 18.2 M (6.7%) 8.8 M (6.2%) 6.1% 6.5% 6.0% 3.2% …
Prevalence, MI, 2013–2016† 8.4 M (3.0%) 3.3 M (2.3%) 2.2% 2.2% 2.0% 1.0% …
Prevalence, AP, 2013–2016† 9.4 M (3.6%) 5.1 M (3.7%) 3.8% 3.8% 3.6% 1.6% …
New and recurrent MI and fatal CHD‡‡ 1.05 M 445.0 K 370.0 K** 75.0 K** … … …
Mortality, 2016, CHD§‖ 363 452 153 296 (42.2%)¶ 119 996 18 256 9878 3827 2069
Mortality, 2016, MI§‖ 111 777 47 064 (42.1%)¶ 36 664 5750 3086 1197# 606
HF
Prevalence, 2013–2016† 6.2 M (2.2%) 3.2 M (2.1%) 1.9% 3.9% 2.1% 0.7% …
Mortality, 2016§‖ 78 356 42 932 (54.8%)¶ 35 526 4584 1905 715# 262
                                                                   AP indicates angina pectoris (chest pain); BMI, body mass index; CHD, coronary heart disease (includes MI, AP, or both); CVD, cardiovascular disease; DM, diabetes
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                                                                mellitus; ellipses (…), data not available; HBP, high blood pressure; HDL-C, high-density lipoprotein cholesterol; HF, heart failure; K, thousands; LDL-C, low-density
                                                                lipoprotein cholesterol; M, millions; MI, myocardial infarction (heart attack); and NH, non-Hispanic.
                                                                   *Both sexes.
                                                                   †Age ≥20 years.
                                                                   ‡Total data for total cholesterol are for Americans ≥20 years of age. Data for LDL-C, HDL-C, and all racial/ethnic groups are age adjusted for age ≥20 years.
                                                                   §All ages.
                                                                   ‖Mortality for Hispanic, NH American Indian or Alaska Native, and NH Asian and Pacific Islander people should be interpreted with caution because of inconsistencies
                                                                in reporting.
                                                                   ¶These percentages represent the portion of total incidence or mortality that is for males vs females.
                                                                   #Includes Chinese, Filipino, Hawaiian, Japanese, and other Asian or Pacific Islander.
                                                                   **Estimates include Hispanics and non-Hispanics. Estimates for whites include other nonblack races.
                                                                   ††Estimate considered unreliable or does not meet standards of reliability or precision.
                                                                   ‡‡Age ≥35 years.
                                                                   §§ Age ≥45 years.
                                                                   ‖‖Age ≥55 years.
                                                                            CVD indicates cardiovascular disease; HDL-C, high-density lipoprotein cholesterol; LDL-C, low-density lipoprotein cholesterol; M, millions; and NH, non-Hispanic.
                                                                            *In children, overweight and obesity are based on body mass index (BMI)-for-age values at or above the 85th percentile of the 2000 Centers for Disease Control
                                                                         and Prevention (CDC) growth charts. Obesity is based on BMI-for-age values at or above the 95th percentile of the CDC growth charts.
                                                                            †All ages.
                                                                            ‡Mortality for Hispanic, American Indian or Alaska Native, and Asian and Pacific Islander people should be interpreted with caution because of inconsistencies in
                                                                         reporting.
                                                                            §These percentages represent the portion of total congenital cardiovascular mortality that is for males vs females.
                                                                            ‖NH American Indian/Alaska Native, Mortality: 38.
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                                                                                                                                                                                                           CLINICAL STATEMENTS
                                                                                                                                              Survey II (NHANES II; 1976–1980)
                                                                                                                                                                                                              AND GUIDELINES
                                                                                                                                        —	 National Health and Nutrition Examination
                                                                        Click here to return to the Table of Contents
                                                                                                                                              Survey III (NHANES III; 1988–1994)
                                                                                                                                        —	 National Health and Nutrition Examination
                                                                   •	 Age-adjusted rates—Used mainly to compare the
                                                                                                                                              Survey (NHANES; 1999 to …) (ongoing)
                                                                      rates of ≥2 communities or population groups or
                                                                                                                                        —	 National Health Interview Survey (NHIS;
                                                                      the nation as a whole over time. The American
                                                                                                                                              ongoing)
                                                                      Heart Association (AHA) uses a standard popu-
                                                                                                                                        —	 National Hospital Discharge Survey (NHDS;
                                                                      lation (2000), so these rates are not affected by
                                                                                                                                              1965–2010)
                                                                      changes or differences in the age composition of
                                                                                                                                        —	 National Ambulatory Medical Care Survey
                                                                      the population. Unless otherwise noted, all death
                                                                                                                                              (NAMCS; ongoing)
                                                                      rates in this publication are age adjusted per
                                                                                                                                        —	 National Hospital Ambulatory Medical Care
                                                                      100 000 population and are based on underlying
                                                                                                                                              Survey (NHAMCS; ongoing)
                                                                      cause of death.
                                                                                                                                        —	 National Nursing Home Survey (periodic)
                                                                   •	 Agency for Healthcare Research and Quality
                                                                                                                                        —	 National Home and Hospice Care Survey
                                                                      (AHRQ)—A part of the US Department of Health
                                                                                                                                              (periodic)
                                                                      and Human Services, this is the lead agency                       —	 National Vital Statistics System (ongoing)
                                                                      charged with supporting research designed to                 •	   Centers for Medicare & Medicaid Services—The
                                                                      improve the quality of health care, reduce the cost               federal agency that administers the Medicare,
                                                                      of health care, improve patient safety, decrease                  Medicaid, and Child Health Insurance programs.
                                                                      the number of medical errors, and broaden                    •	   Comparability ratio—Provided by the NCHS to
                                                                      access to essential services. The AHRQ sponsors                   allow time-trend analysis from one International
                                                                      and conducts research that provides evidence-                     Classification of Diseases (ICD) revision to another.
                                                                      based information on healthcare outcomes, qual-                   It compensates for the “shifting” of deaths from
                                                                      ity, cost, use, and access. The information helps                 one causal code number to another. Its applica-
                                                                      healthcare decision makers (patients, clinicians,                 tion to mortality based on one ICD revision means
                                                                      health system leaders, and policy makers) make                    that mortality is “comparability modified” to be
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                                                                      more informed decisions and improve the qual-                     more comparable to mortality coded to the other
                                                                      ity of healthcare services. The AHRQ conducts                     ICD revision.
                                                                      the Medical Expenditure Panel Survey (MEPS;                  •	   Coronary heart disease (CHD) (ICD-10 codes I20–
                                                                      ongoing).                                                         I25)—This category includes acute myocardial
                                                                   •	 Bacterial endocarditis—An infection of the                        infarction (I21–I22); other acute ischemic (coro-
                                                                      heart’s inner lining (endocardium) or of the                      nary) heart disease (I24); angina pectoris (I20);
                                                                      heart valves. The bacteria that most often cause                  atherosclerotic cardiovascular disease (I25.0); and
                                                                      endocarditis are streptococci, staphylococci, and                 all other forms of chronic ischemic (coronary)
                                                                      enterococci.                                                      heart disease (I25.1–I25.9).
                                                                   •	 Body mass index (BMI)—A mathematical formula                 •	   Death rate—The relative frequency with which
                                                                      to assess body weight relative to height. The mea-                death occurs within some specified interval of
                                                                      sure correlates highly with body fat. It is calcu-                time in a population. National death rates are
                                                                      lated as weight in kilograms divided by the square                computed per 100 000 population. Dividing
                                                                      of the height in meters (kg/m2).                                  the total number of deaths by the total pop-
                                                                   •	 Centers for Disease Control and Prevention/                       ulation gives a crude death rate for the total
                                                                      National Center for Health Statistics (CDC/NCHS)—                 population. Rates calculated within specific
                                                                      CDC is an agency within the US Department of                      subgroups, such as age-specific or sex-specific
                                                                      Health and Human Services. The CDC conducts                       rates, are often more meaningful and infor-
                                                                      the Behavioral Risk Factor Surveillance System                    mative. They allow well-defined subgroups of
                                                                      (BRFSS), an ongoing survey. The CDC/NCHS con-                     the total population to be examined. Unless
                                                                      ducts or has conducted these surveys (among                       otherwise stated, all death rates in this pub-
                                                                      others):                                                          lication are age adjusted and are per 100 000
                                                                      —	 National Health Examination Survey (NHES I,                    population.
                                                                            1960–1962; NHES II, 1963–1965; NHES III,               •	   Diseases of the circulatory system (ICD-10 codes
                                                                            1966–1970)                                                  I00–I99)—Included as part of what the AHA calls
                                                                      —	 National Health and Nutrition Examination                      “cardiovascular disease” (“Total cardiovascular
                                                                            Survey I (NHANES I; 1971–1975)                              disease” in this Glossary).
                                                                            •	 Diseases of the heart (ICD-10 codes I00–I09, 111,               new data are available; they are not computed
CLINICAL STATEMENTS
                                                                               compiling the leading causes of death. Includes            •	   Major cardiovascular diseases—Disease classifica-
                                                                               acute rheumatic fever/chronic rheumatic heart                   tion commonly reported by the NCHS; represents
                                                                               diseases (I00–I09); hypertensive heart disease                  ICD-10 codes I00 to I78. The AHA does not use
                                                                               (I11); hypertensive heart and renal disease (I13);              “major cardiovascular diseases” for any calcula-
                                                                               CHD (I20–I25); pulmonary heart disease and dis-                 tions. See “Total cardiovascular disease” in this
                                                                               eases of pulmonary circulation (I26–I28); heart                 Glossary.
                                                                               failure (I50); and other forms of heart disease            •	   Metabolic syndrome—Metabolic syndrome is
                                                                               (I29–I49, I50.1–I51). “Diseases of the heart” are               defined* as the presence of any 3 of the fol-
                                                                               not equivalent to “total cardiovascular disease,”               lowing 5 diagnostic measures: Elevated waist
                                                                               which the AHA prefers to use to describe the                    circumference (≥102 cm in males or ≥88 cm in
                                                                               leading causes of death.                                        females), elevated triglycerides (≥150 mg/dL [1.7
                                                                            •	 Hispanic origin—In US government statistics,                    mmol/L] or drug treatment for elevated triglyc-
                                                                               “Hispanic” includes people who trace their                      erides), reduced high-density lipoprotein choles-
                                                                               ancestry to Mexico, Puerto Rico, Cuba, Spain,                   terol (<40 mg/dL [0.9 mmol/L] in males, <50 mg/
                                                                               the Spanish-speaking countries of Central or                    dL [1.1 mmol/L] in females, or drug treatment for
                                                                               South America, the Dominican Republic, or                       reduced high-density lipoprotein cholesterol), ele-
                                                                               other Spanish cultures, regardless of race. It                  vated blood pressure (≥130 mm Hg systolic blood
                                                                               does not include people from Brazil, Guyana,                    pressure, ≥85 mm Hg diastolic blood pressure, or
                                                                               Suriname, Trinidad, Belize, or Portugal, because                drug treatment for hypertension), and elevated
                                                                               Spanish is not the first language in those coun-                fasting glucose (≥100 mg/dL or drug treatment
                                                                               tries. Most of the data in this update are for                  for elevated glucose).
                                                                               Mexican Americans or Mexicans, as reported                 •	   Morbidity—Incidence and prevalence rates are
                                                                               by government agencies or specific studies. In                  both measures of morbidity (ie, measures of vari-
                                                                               many cases, data for all Hispanics are more dif-                ous effects of disease on a population).
                                                                               ficult to obtain.                                          •	   Mortality—Mortality data for states can be
                                                                            •	 Hospital discharges—The number of inpatients                    obtained from the NCHS website (http://cdc.
                                                                               (including newborn infants) discharged from                     gov/nchs/), by direct communication with the
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                                                                               short-stay hospitals for whom some type of dis-                 CDC/NCHS, or from the AHA on request. The
                                                                               ease was the first-listed diagnosis. Discharges                 total number of deaths attributable to a given
                                                                               include those discharged alive, dead, or “status                disease in a population during a specific interval
                                                                               unknown.”                                                       of time, usually 1 year, are reported. These data
                                                                            •	 International Classification of Diseases (ICD)                  are compiled from death certificates and sent
                                                                               codes—A classification system in standard use                   by state health agencies to the NCHS. The pro-
                                                                               in the United States. The ICD is published by the               cess of verifying and tabulating the data takes
                                                                               World Health Organization. This system is reviewed              ≈2 years.
                                                                               and revised approximately every 10 to 20 years to          •	   National Heart, Lung, and Blood Institute
                                                                               ensure its continued flexibility and feasibility. The           (NHLBI)—An institute in the National Institutes
                                                                               10th revision (ICD-10) began with the release of                of Health in the US Department of Health and
                                                                               1999 final mortality data. The ICD revisions can                Human Services. The NHLBI conducts such studies
                                                                               cause considerable change in the number of                      as the following:
                                                                               deaths reported for a given disease. The NCHS                   —	 Framingham Heart Study (FHS; 1948 to …)
                                                                               provides “comparability ratios” to compensate                        (ongoing)
                                                                               for the “shifting” of deaths from one ICD code to               —	 Honolulu Heart Program (HHP; 1965–1997)
                                                                               another. To compare the number or rate of deaths                —	 Cardiovascular Health Study (CHS; 1988
                                                                               with that of an earlier year, the “comparability-                    to …) (ongoing)
                                                                               modified” number or rate is used.                               —	 Atherosclerosis Risk in Communities (ARIC)
                                                                            •	 Incidence—An estimate of the number of new                           Study (1985 to …) (ongoing)
                                                                               cases of a disease that develop in a population,                —	Strong Heart Study (SHS; 1989–1992,
                                                                               usually in a 1-year period. For some statistics, new                 1991–1998)
                                                                               and recurrent attacks, or cases, are combined.                  —	 Multi-Ethnic Study of Atherosclerosis (MESA;
                                                                               The incidence of a specific disease is estimated by                  2000–2012)
                                                                               multiplying the incidence rates reported in com-
                                                                               munity- or hospital-based studies by the US popu-       *According to criteria established by the AHA/NHLBI and published in
                                                                               lation. The rates in this report change only when       Circulation (Circulation. 2005;112:2735–2752).
— The NHLBI also published reports of the • Race and Hispanic origin—Race and Hispanic ori-
                                                                                                                                                                                                         CLINICAL STATEMENTS
                                                                              Joint National Committee on Prevention,                gin are reported separately on death certificates.
                                                                                                                                                                                                            AND GUIDELINES
                                                                              Detection, Evaluation, and Treatment of                In this publication, unless otherwise specified,
                                                                              High Blood Pressure and the Third Report of            deaths of people of Hispanic origin are included
                                                                              the Expert Panel on Detection, Evaluation,             in the totals for whites, blacks, American Indians
                                                                              and Treatment of High Blood Cholesterol in             or Alaska Natives, and Asian or Pacific Islanders
                                                                              Adults (Adult Treatment Panel III).                    according to the race listed on the decedent’s
                                                                   •	   National Institute of Neurological Disorders and             death certificate. Data for Hispanic people include
                                                                        Stroke (NINDS)—An institute in the National                  all people of Hispanic origin of any race. See
                                                                        Institutes of Health of the US Department of                 “Hispanic origin” in this Glossary.
                                                                        Health and Human Services. The NINDS sponsors             •	 Stroke (ICD-10 codes I60–I69)—This category
                                                                        and conducts research studies such as these:                 includes subarachnoid hemorrhage (I60); intra-
                                                                        —	 Greater Cincinnati/Northern Kentucky Stroke               cerebral hemorrhage (I61); other nontraumatic
                                                                              Study (GCNKSS)                                         intracranial hemorrhage (I62); cerebral infarc-
                                                                        —	 Rochester (Minnesota) Stroke Epidemiology                 tion (I63); stroke, not specified as hemorrhage or
                                                                              Project                                                infarction (I64); occlusion and stenosis of prece-
                                                                        —	 Northern Manhattan Study (NOMAS)                          rebral arteries not resulting in cerebral infarction
                                                                        —	 Brain Attack Surveillance in Corpus Christi               (I65); occlusion and stenosis of cerebral arteries
                                                                              (BASIC) Project                                        not resulting in cerebral infarction (I66); other
                                                                   •	   Physical activity—Any bodily movement pro-                   cerebrovascular diseases (I67); cerebrovascular
                                                                        duced by the contraction of skeletal muscle                  disorders in diseases classified elsewhere (I68);
                                                                        that increases energy expenditure above a basal              and sequelae of cerebrovascular disease (I69).
                                                                        level.                                                    •	 Total cardiovascular disease (ICD-10 codes I00–
                                                                   •	   Physical fitness—The ability to perform daily tasks          I99, Q20–Q28)—This category includes rheumatic
                                                                        with vigor and alertness, without undue fatigue,             fever/rheumatic heart disease (I00–I09); hyperten-
                                                                        and with ample energy to enjoy leisure-time                  sive diseases (I10–I15); ischemic (coronary) heart
                                                                        pursuits and respond to emergencies. Physical                disease (I20–I25); pulmonary heart disease and
                                                                        fitness includes a number of components con-                 diseases of pulmonary circulation (I26–I28); other
                                                                        sisting of cardiorespiratory endurance (aerobic              forms of heart disease (I30–I52); cerebrovascular
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                                                                        power), skeletal muscle endurance, skeletal mus-             disease (stroke) (I60–I69); atherosclerosis (I70);
                                                                        cle strength, skeletal muscle power, flexibility,            other diseases of arteries, arterioles, and capillar-
                                                                        balance, speed of movement, reaction time, and               ies (I71–I79); diseases of veins, lymphatics, and
                                                                        body composition.                                            lymph nodes not classified elsewhere (I80–I89);
                                                                   •	   Prevalence—An estimate of the total number of                and other and unspecified disorders of the circu-
                                                                        cases of a disease existing in a population dur-             latory system (I95–I99). When data are available,
                                                                        ing a specified period. Prevalence is sometimes              we include congenital cardiovascular defects
                                                                        expressed as a percentage of population. Rates               (Q20–Q28).
                                                                        for specific diseases are calculated from periodic        •	 Underlying cause of death or any-mention cause
                                                                        health examination surveys that government                   of death—These terms are used by the NCHS
                                                                        agencies conduct. Annual changes in preva-                   when defining mortality. Underlying cause of
                                                                        lence as reported in this Statistical Update reflect         death is defined by the World Health Organization
                                                                        changes in the population size. Changes in rates             as “the disease or injury which initiated the chain
                                                                        can be evaluated only by comparing prevalence                of events leading directly to death, or the circum-
                                                                        rates estimated from surveys conducted in dif-               stances of the accident or violence which pro-
                                                                        ferent years. Note: In the data tables, which                duced the fatal injury.” Any-mention cause of
                                                                        are located in the different disease and risk fac-           death includes the underlying cause of death and
                                                                        tor chapters, if the percentages shown are age               up to 20 additional multiple causes listed on the
                                                                        adjusted, they will not add to the total.                    death certificate.