An Introduction To Electromagnetic Compatibility (EMC) Standards
An Introduction To Electromagnetic Compatibility (EMC) Standards
An EMC Publication
July 2002
    An Introduction to Electromagnetic
     Compatibility (EMC) Standards
              n the design of power systems,                      To provide guidelines on how to reduce
  Table of contents
  Background . . . . . . . . . . . . . . . . .   . . . . . . .2   Summary . . . . . . . . . . . . . . . . . . . . .   .   .   .10
  The Role of Standards in Resolving                              References and Additional Reading . . .             .   .   .12
  EMC Problems . . . . . . . . . . . . . .       . . . . . . .2   Appendix A: History of EMC Standards                .   .   .13
  The Structure of EMC Standards . .             . . . . . . .4   Appendix B: Glossary . . . . . . . . . . . . .      .   .   .14
  New EMC Standards . . . . . . . . . .          . . . . . . .9
RESOURCE PAPER
or electron microscopes. These power                    found in CIGRE 36.04 and IEC 61000-           notification by a Commission
frequency fields may also cause mal-                    6-5. (5) (6) Table 5 shows the transient      representative that the device is causing
function of railroad signaling systems.                 immunity tests that ensure functional         harmful interference. Operation shall not
Railway EMC concerns are covered in                     reliability of energy production and          resume until the condition causing the
the European Standard series EN 50121                   distribution equipment by testing to          harmful interference has been corrected."
and the "Blue Book" of the American                     immunity types and levels of suscepti-            This standard normally applies to
Railway Engineering and Maintenance-                    bility from realistic simulations of the      power line emissions from incidental
of-Way Association (AREMA) (1)(2).                      hostile power environments.                   sources, such as corona or gap discharges.
These references are useful for                                                                       In the case of corona, transmission lines
designing power lines to be                             Radio Frequency Emissions                     are designed to reduce the associated
compatible with railroad signaling                      The power system may also generate            noise to acceptable levels. Gap discharges
and communication operations.                           radio frequency interference (RFI), which     usually occur in aging systems and are
                                                        can interfere with the operation of com-      addressed by preventative maintenance
Harmonic Frequency Emissions                            munication and navigation systems,            and mitigation of the arcing problems
Nonlinear loads may cause voltages and                  long or medium wave radio and                 as they occur. Standards for this type
currents and their resultant electric and               television broadcast, aeronautical            of interference are usually related to line
magnetic fields to occur at low-order                   beacons, amateur radio and aircraft           design and measurement issues rather
harmonic frequencies. These currents                    communication. Table 4 shows standards        than the setting of limits, such as IEEE-
are well known sources of transformer                   for common power system emitters,             430 (1992) and CISPR 18-2 (1996-12).
damage and their associated fields can                  including corona from HV transmission         (8)(9) A major exception to this is the
couple into interference receptors such                 lines, "tracking" or "scintillation" across   Canadian Standard CAN3-C108.3.1-
as analog telephone systems.                            the surface of contaminated string            M84, which sets limits for RFI from
    The management of harmonic                          insulators, and gap discharges (arcing)       corona at the edge of the right-of-way.
frequency currents and their fields is                  from imperfections in the LV distribu-        (10)
one aspect of "power quality" (PQ).                     tion hardware. Other emitters include             When the power system is used as a
Although power quality is not EMC,                      HVDC converters, VAR compensation             "carrier current" for communications,
the two topics are related. Power quality               equipment or FACTS devices—which              47CFR15 defines the power line as an
is generally restricted to outages and low              may produce RFI up to a few MHz—              "unintentional radiator" and provides
frequency disturbances (< 9 kHz) that                   power line carrier (PLC) systems, and         specific limits on emissions. In addition,
are conducted to equipment through the                  recently proposed systems for providing       there are several European national
electricity lines. EMC is considered to be              consumer broadband services via               standards, of which the UK Draft MPT
wider bandwidth disturbances that reach                 power lines.                                  1570 standard, "Radiation Limits and
"victim" equipment through electric and                                                               Measurement Standard," is one example.
magnetic field coupling. These coupling                 Legal Implications                            (11) The limits contained in these stan-
paths may also relate to safety concerns                Normally operating power systems are          dards could present severe constraints on
due to grounding systems. In the US, the                defined as "incidental radiators," in Part    the operation of wide-band power line
quality of power is monitored in accor-                 15 of the US government telecommuni-          communication systems.
dance with IEEE-1159-1995. (3) In                       cations regulations (47CFR15). (Power
Europe, EN 50160-1999 addresses the                     systems do not radiate RF energy as an        Other Emissions
important characteristics of the voltage at             intended aspect of power system oper-         Energy provider-owned microwave
the customer's terminals in public low-                 ation, but rather "incidentally" as a by-     systems and hand-held radios and non-
voltage (LV) and medium-voltage (MV)                    product of their operation.) (7) As a         power communications systems mounted
distribution systems. (4)                               result, "harmful interference" as defined     on leased tower space must be considered
                                                        in 47CFR15 must be avoided. The               as sources of EMI because they are often
Transient Emissions & Immunity                          Federal Communications Commission             used near sensitive provider-owned
Transient currents and fields are caused                (FCC) defines such harmful interference       control and communication systems.
by distribution switching operations or                 as "any emission, radiation, or induction     (The standards that apply to these
lightning induced effects. These events                 that endangers the functioning of a radio     devices relate to human exposure
may interfere with the operation of                     navigation service or of other safety         limits and are not discussed here.)
distribution equipment and are the                      services or seriously degrades, obstructs         Although unintended, transmission
subject of several EMC Standards.                       or repeatedly interrupts a radiocommuni-      towers and overhead grounding systems
There are no regulated limits on the                    cations service operating in accordance       may also act as "parasitic" sources that
transient electromagnetic fields or vol-                with this chapter." According to the          reradiate other signals. This effect can
tages in power plants and substations.                  Commission, "The operator of a radio          cause the radiation patterns of AM
However, guidance on acceptable                         frequency device shall be required to         broadcast antennas to be modified
equipment immunity levels can be                        cease operating the device upon               (12) and can degrade signals from the
nationwide differential global positioning    the emission and immunity standards,                In Europe, the EMC Directive
system (NDGPS) network.                       with the overall objective of achieving         (89/336EEC) addressed all products
                                              electromagnetic compatibility." (4)             that may cause emissions or whose
Immunity in the Power                                                                         performance may be affected by electro-
Systems Environment                                                                           magnetic interference. The "Essential
Energy companies often depend upon                                                            Requirements" of the Directive were that
equipment that may not be immune to           The Structure of                                products not disturb radio, telecommuni-
the electric and magnetic environment         EMC Standards                                   cations, or other products (emissions
generated by the power system itself.                                                         limits) and that they have adequate
Examples include CRT monitors and             EMC Standards are structured around             levels of intrinsic immunity to
magnetic fields (covered in EN55024),         prescribed tests for conducted (e.g.            interference to operate as intended
(13) distribution relays and susceptibility   through wires) and radiated (through            (immunity requirements). The Directive
to RF fields from hand held radios            space) effects. What comes out of a             also requires the application of the "CE
(covered in ANSI C37.90), (14) or             product is measured by emissions tests.         Mark" for all consumer, commercial,
control instrumentation in substations        What is imposed onto a product is               industrial, scientific, or medical
that may be susceptible to the operation      referred to as immunity, or susceptibility,     electronic products—virtually all
of contactors or circuit breakers. The        testing. The four quadrants shown in            electrical and electronic products
immunity standards that apply to such         Table 1 represent the four major types          or installations (Figure 1).
equipment are shown in Table 5. It is         of EMC tests:                                       The presence of this Mark is a legal
important that equipment acquired for         1. Conducted Emissions (samples RF              statement indicating that the product
use in these environments be tested               noise voltages "kicked-back" into the       meets the Essential Requirements of
for immunity to the typical inter-                power lines)                                the Directive and that "harmonized"
ference threats found in the                  2. Radiated Emissions (uses antennas to         standards were used to assess the pro-
substation environment.                           measure RF "leakage" & re-radiation         duct for conformity to emissions and
    In Europe, an EMC Directive                   from wires)                                 immunity (susceptibility) requirements.
addressing electromagnetic compatibility      3. Conducted Immunity (imposes                  (In other words, it was tested in all four
between the power emissions sources and           interference into wires)                    quadrants of Table 1.) Full EMC com-
the customers' equipment (89/336EEC)          4. Radiated Immunity (radiates                  patibility is more likely to be assured,
was enacted in 1992. The "harmonized"             electromagnetic waves onto                  however, by the addition of related
standard for power quality used through-          the product)                                immunity tests, because customers often
out Europe (EN50160) states: "It should                                                       regard "reliability" as the most important
be noted that this question is addressed          These types of tests are performed          feature of a product and identify a pro-
directly by other standards, already          using EMC Standards to guide the test           duct that is more "immune" from inter-
published or in preparation: Emission         engineers. In the US, the concept of            ference as a more reliable product.
standards govern the levels of electro-       "harmful interference" applies, and                 The E.U. standards structure is thus
magnetic disturbances which customers'        conducted emissions and radiated                based on a hierarchy of Basic, Generic,
equipment may be allowed to generate.         emissions testing (against CISPR limits)        and Product Standards, as shown in
Immunity standards set down distur-           on typical electronics is required, which       Figure 2:
bance levels that the equipment should        limits the amount of EMI emitting from          1. Basic Standards describe the
be capable of tolerating without undue        these items. Products must withstand                phenomena we're trying to simulate,
damage or loss of function. A third           interference and operate safely, and                like the damaging effects of ESD or
set of standards, for electromagnetic         must not cause harmful interference                 lightning, or how to measure radio
compatibility levels, has the function of     (items 1&2 above). (7)                              emissions coming from products.
enabling coordination and coherence of
               Table 1
         Types of EMC Tests                                                                                         Basic Standards
2. Generic Standards describe the genre                 and compared to limits such as that                                    immunity was mandated from 26–
   (location) where the product will be                 shown in Figure 4.                                                     500 MHz without modulation at field
   used, such as consumer or commercial                    Immunity standards attempt to ensure                                strengths as high as 10 V/m at 3 meters
   versus heavy industrial settings.                    EMC compatibility between a product                                    distance. This Standard has now been
3. Product Standards describe the                       and the environment in which it is used.                               changed to 80–1000 MHz with AM
   mixture of emissions and immunity                    The Generic Standards of the 1990s                                     modulation and cell-phone (pulsed)
   tests to be applied to a particular                  required immunity testing for radiated                                 modulation to more accurately simulate
   product type, often industry-specific.               and transient immunities. Radiated                                     modern RF environments. (19)(13)
Since this test required intentionally                               (ESD) and electrical fast transient (EFT),      voltages up to 8 kV, and air discharges to
transmitting RF energy, it was necessary                             was also required. (18) (20)                    15 kV,as shown in Figure 6. The IEC
to conduct such radiated immunity                                       ESD testing required an appropriate          61000–4-2 Standard (18) requires the
testing within a shielded fully anechoic                             simulator (ESD "gun") with plate                use of this "contact mode" method to
chamber, without outside radio leakage                               antenna and accessories for floor               ensure repeatable testing results on metal
or internal reflections, as shown in                                 standing or table top products. Newer           encased products.
Figure 5. Testing for transient immunity,                            versions of this standard require the               EFT (or burst) testing simulates the
in the form of electrostatic discharge                               direct injection of sub-nanosecond              rush of arcs that repeatedly form and
                                                                                                                     extinguish when a magnetic field col-
                                                                                                                     lapses across the opening contacts of a
                                                                                                                     switch. This "showering arc" or "burst"
                                        EN 61326-1 EMISSION LIMITS FOR CLASS A EQUIPMENT                             of short rise-time, short duration pulses
                                               dBµV/m quasi peak at 10 m     dBµV/m quasi peak at 30 m
                                                                                                                     is problematic for products using micro-
                              70
                                                                                                                     processors. In poorly decoupled pro-
                                                                                                                     ducts, the noise pulses are mistaken for
                              60
                                                                                                                     data or timing information, and product
                                                                                                                     latch-up is a common result. The immu-
                              50
                                                                                                                     nity standard requires common-mode
                                                                                                                     testing on power and I/O lines, at
    EMISSION LIMIT (dBµV/m)
                              40
                                                                                                                     repetition rates from 2.5–5.0 kHz.
                                                                                                                     Many nondestructive field failures can
                              30
                                                                                                                     be simulated in the laboratory by using
                                                                                                                     higher repetition rates, (20) and the
                              20
                                                                                                                     Guide on EMC in Power Plants and
                                                                                                                     Substations prepared by the CIGRE
                              10
                                                                                                                     Working Group 36.04 in 1997 calls out
                                                                                                                     various repetition rates up to 1 MHz. (5)
                              0
                                   10                                  100                                     10
                                                                                                                     Compliance & Enforcement
                                                               FREQUENCY (MHz)                                       Compliance with the CE Marking
                                                                                                                     requirements for intentional radiators—
Figure 4. Limits for Radiated Emissions                                                                              those products that intentionally transmit
                                                                                                                     RF energy when being used—mandates
                                                                                                                     the Type Acceptance Route to market.
                                                                                                                     This route imposes testing by a recog-
                                                                                                                     nized or accredited laboratory and/or
                                                                                                                     submission of product samples to the
                                                                                                                     appropriate national authorities. For
                                                                                                                     unintentional radiators—those products
                                                                                                                     that may accidentally emit RF energy
                                                                                                                     (the vast majority of consumer and
                                                                                                                     commercial items)—there are two
                                                                                                                     routes to conformity with the essential
                                                                                                                     requirements of the EMC Directive.
                                                                                                                     1. Standards Route – for simple
                                                                                                                        products that will pass all the
                                                                                                                        "harmonized" tests in their
                                                                                                                        product standard
                                                                                                                     2. Technical Construction File –
                                                                                                                        for products where :
                                                                                                                       · There is no harmonized
                                                                                                                          European EMC Standard;
                                                                                                                       · Standards exist, but can only
                                                                                                                          be applied in part;
Figure 5. Fully-Anechoic Chamber
·       Testing to harmonized Standards                    Some of these test laboratories have     instruments illustrate the recent
        is not practical, due to size,                  mutual recognition agreements with          regulatory burden for manufacturers
        location, etc.;                                 accrediting firms in other jurisdictions.   of industrial process, measurement, and
    ·   A large number of product                       Many of these testing bodies also offer     control (IPM&C) instruments bound for
        variations makes testing each                   private labels, or "marks," which reflect   Europe in the 1990s. (16) This classifi-
        combination impossible;                         the levels of testing undertaken. While     cation would include such common
    ·   Other recognized EMC Standards                  not replacing the CE Mark or its legal      items as portable oscilloscopes, hand-held
        were used, such as MIL-STD, etc.                responsibilities, these "marks" could       DVM's, and common panel meters used
                                                        indicate the testing types, levels, and     in power control settings. The testing
    Enforcement of the E. U. Directive                  performance criteria to which the           burdens for these types of instruments
rests with each national authority. In the              product was subjected.                      are shown in Table 2. Conducted
UK, for example, the trading standards                                                              emissions and radiated emissions are
departments of the local authorities can                Product Examples                            required in the US and Europe and in
levy civil penalties of three months                    Three common power-measuring                some smaller markets as well. Products
and/or £5,000, or both. Competitors
typically provide good leads on where
violations are occurring. In the US, trade
show exhibits are scanned by the FCC                                                     Table 3
to detect "harmful interference," and                                  Performance Criteria During Immunity Testing
products are also acquired and tested
by the Commission. In both markets,                       Type A         EUT performs normally during the test.
complaints drive the enforcement
process, with authorities launching an                    Type B         EUT performs normally after the test, without loss of stored
investigation after a complaint from a                                   data or change in operational mode. Performance degradation is
user or a competitor comes in. The data                                  allowed during the test.
in Europe are archived by the manufac-
turer's representative or legal agent. In                 Type C         A & B apply, but normal performance after the test requires
the US, the data are required to be on                                   operator intervention.
file with the manufacturer. In either case,
only a national authority can compel the                  Type D         Non-recovering failure (damage).
delivery of the test data. In most cases, a
manufacturer issues a "Declaration of
Conformity" stating which standards
were used to test the product and to
establish compliance with the essential
requirements of the EMC Directive in
Europe, or with due diligence and good
manufacturing practice for self-
declaration in the US.
    Large manufacturers typically utilize
their own in-house EMC Qualification
testing facilities, and smaller firms often
use third-party test houses for assessing
conformity. In either case, many
manufacturers will attempt some
"pre-qualification" testing at their plants
to quantify their EMC concerns and
evaluate the effectiveness of any mod-
ifications. Often, such equipment is low-
cost and non-compliant, but still useful.
Some firms use a non-conforming test
site—such as their laboratory test floor—
and clever engineers can implement non-
standard uses for immunity test equip-
                                                        Figure 6. Table-top ESD Testing
ment to expose design weaknesses.
  bance above the threshold level                          are usually applied with Coupler               IEC 61000-4-8 (2001) uses induction
  can arise;                                               Decoupler Networks (CDN's) for                 coils to produce a 50-60 Hz H-field
· Specify acceptance criteria for                          most common lines, and the level of            that is brought near a product or into
  each function of automation                              interference is established with a level-      which a product is placed. (23)
  and control systems;                                     setting procedure shown in Figure 7.        4. Power Dips & Interrupts–Some
· Specify the equipment and                                (22)                                           products are more sensitive than
  installation practices to provide                     3. Power line Magnetic Fields–With                others are to momentary interrup-
  the immunity levels required;                            increasing reliance on computers and           tions or longer perturbations on
· Specify the tests to verify that these                   telecommunications equipment, their            their power inputs. IEC 61000-4-11
  goals have been achieved                                 resistance to power line magnetic              (2001) simulates both rapid, short
                                                           fields is essential when they are              sub-cycle dips and the longer, slower
    The CIGRE survey of standardized                       installed near power distribution              interruptions seen in motor intensive
procedures used to carry out the tests                     equipment or other magnetic sources.           locations. (26)
is based on IEC 1000-4-x series of
immunity tests. The EMC Standards                                                          Table 5
cited by the CIGRE Guide on EMC                                                      EMC Immunity Standards
in Power Plants and Substations are
highlighted in Table 4 (Emissions) and
Table 5 (Immunity.) In Europe, these                      EN50082-1(1997)            Generic immunity; residential, commercial, & light
standards are also cited in IEC 61000-6-                                             industrial locations
5, Immunity for power station and                         EN55014-2(1997)            Immunity of household appliances and tools
substation environments. (6)
                                                          EN55020(1994)              Immunity of broadcast receivers
                                                          EN55024(1998)              Immunity of Information Technology Equipment
                                                          MIL-STD-461E               Radiated & Conducted Immunity for U.S. military
"New" EMC Standards                                                                  products
                                                          IEC61000-4-2(1999) Immunity to electrostatic discharge
For CE Marking in 2001, six new stan-
dards were added to those previously                      IEC61000-4-3(1998) Immunity to radiated RF electromagnetic fields
discussed—four immunity standards                         IEC61000-4-4(1995) Immunity to electrical fast transient (burst)
and two emissions standards, shown
highlighted in Table 2. These standards                   IEC61000-4-5(1995) Immunity to indirect lightning strike (surge)
include:                                                  IEC61000-4-6(1996) Immunity to conducted disturbances from RF
1. Surge–Modern buildings often feature                                      fields
   lightning rods for the dissipation of
   energy from "direct" lightning strikes,                IEC61000-4-8(2001) Immunity to power frequency magnetic fields
   but the electromagnetic effects of                     IEC61000-4-9(2001) Immunity to pulsed magnetic fields
   these events are destructive to wire-
   connected products within about                        IEC61000-4-10(2001) Immunity to damped oscillatory magnetic fields
   five miles. To simulate the damage                     IEC61000-4-11(2001) Immunity to voltage dips & fluctuations on
   inflicted by these "indirect" strikes,                                     AC mains
   IEC 61000-4-5(1995) describes
   methods, waveforms and energy levels                   IEC61000-4-12(2000) Immunity to oscillatory waves
   for testing power, I/O and telecoms                    IEC61000-4-13(Ed. 1) Immunity to harmonics & inter-harmonics at
   lines. (21)                                                                 AC power ports
2. Conducted RF Voltages–With the
   increasing density of RF emitters, the                 IEC61000-4-16(1998) Immunity to conducted disturbances from 0-
   ability of cabling bundles to withstand                                    150 kHz
   immersion in RF fields from inten-                     IEC61000-4-17(1999) Immunity to ripple on DC power inputs
   tional transmitters is crucial. IEC
   61000-4-6(1996) details test equip-                    IEC61000-4-27(2000)        Immunity to phase imbalance
   ment and methods for simulating                        IEC61000-4-28(1999)        Immunity to power frequency variations
   the effects of external transmitters
   inducing modulated RF voltages                         IEC61000-4-29(2000)        Immunity to voltage dips & fluctuation on DC mains
   onto power and I/O lines. Voltages
5. Power line Harmonic Emissions–                61000-4-12(1995) requires 100 kHz          the "product" they produce, but these
   Switched-mode power supplies                  and 1 MHz damped oscillatory               standards are only an indication that the
   commonly used in modern computer              waveforms (27)                             source, transmission medium, and load
   equipment draw short pulses of            4. Harmonics, Interharmonics, & Mains          are compatible with each other. Under-
   current at the tips of the applied            Signaling–IEC 61000-4-13 (2001 Ed.         standing EMC standards helps utility
   line voltage. This non-sinusoidal             1) specifies testing for the immunity      personnel build and maintain reliable
   current is rich in harmonics of the           or "tolerance" of products to power        installations that produce good quality
   fundamental line frequency, and these         frequency harmonics, interharmonics,       output, and helps them in their inter-
   high-order currents can be harmful in         and mains signaling (PLC)                  actions with customers. (35)
   power distribution networks. This             interference. (28)                             Supplier- and consumer-side EMC
   "emission" is addressed in EN 61000-       5. Conducted disturbances from 0–150          characterization and testing is important,
   3-2 (1995), which establishes test            kHz–IEC 61000-4-16(1998) indicates         since they assure compatibility between
   methods and limits for these har-             methods and limits for simulating          the equipment of producers and con-
   monic currents for single-phase pro-          conducted disturbances in the              sumers of electric energy. Currently,
   ducts drawing 16 AMPS or less. (33)           frequency range of DC to 150 kHz           immunity testing is only required in
6. Power line Flicker Emissions–                 on power lines. (29)                       Europe, but that is changing. Already,
   Variations in the current demand of       6. Unbalance, immunity test–IEC                in the power, military and medical
   electrical and electronic products can        61000-4-27(2000) supplies infor-           industries in the US, the push is on to
   cause the line voltage to sag, and if         mation on the testing of products          implement a variety of immunity tests
   these demands are recurring, the lights       for tolerance to unbalanced condi-         to ensure reliability and minimize risk.
   can "flicker" or vary in brightness.          tions on the power mains. (30)                 Providers tasked with building or
   This annoyance is more dangerous at       7. Variation of power frequency–IEC            modifying generation or substation
   frequencies and intensities that can          61000-4-28(1999) specifies test            facilities are using CIGRE 36.04 and
   precipitate seizures in some suscep-          conditions and performance criteria        IEC 61000-6-5 to guide them in
   tible individuals. These variations in        for "power tolerance" testing of pro-      specifying and testing products that
   brightness, and their cause, variations       ducts subjected to variations in the       contribute to the installed reliability
   in load, are addressed in EN 61000-3-         power frequency. (31)                      of the facility, not detract from it.
   3 (1995) using a stable laboratory AC     8. Voltage dips, interruptions, &              These standards are based on the
   supply, reference impedance and a             variations on DC power–IEC 61000-          "Basic Standards" of the European
   "flickermeter." (34)                          4-29(2000) gives test conditions and       Union, the most widely used and
                                                 criteria for evaluating equipment sub-     respected EMC standards currently in
    More "power tolerance" tests are
                                                 jected to assorted variations on the       circulation, and test equipment is widely
slated for implementation in the future.
                                                 DC input power mains (32)                  available for them. (5) (6)
Typically, a few years pass between
                                                                                                Providers also want to offer customers
groups of new standards, and two groups
                                                                                            the best quality product possible, and
have been implemented from 1992-2001
                                                                                            power quality standards are used to
in Europe. The first group was mandated
                                                                                            measure it. Providers can also help
in 1995, and the second group in 2001.
                                                                                            customers tolerate certain amounts of
Some of the new standards awaiting
                                             Summary                                        imperfection in the power delivered to
"harmonization" by CENELEC include:
                                                                                            them, as measured by new "Power
1. Pulsed magnetic field immunity–
                                             With the increasing speed and                  Tolerance" tests. In fact, both power
    IEC 61000-4-9(2001) uses the same
                                             proliferation of sensitive electronics,        quality and power tolerance testing is
    induction coils as IEC 61000-4-8
                                             coupled with ever more low-power               required to ensure (EMC) between
    to expose the product to pulsed (uni-
                                             wireless applications, the problems            providers and their customers.
    polar) magnetic fields by connecting
                                             associated with EMC will only get
    the Combination Wave surge gener-
                                             worse unless appropriate standards
    ator used in IEC 61000-4-(1995) to
                                             are provided. Understanding the EMC
    the induction coil. (24)
                                             Standards used to evaluate products
2. Damped oscillatory magnetic field
                                             for "reliability" helps power personnel
    immunity–IEC 61000-4-10(2001)
                                             choose equipment for their facilities that
    uses a 100 kHz period "ring wave"
                                             will ensure compatibility, and helps them
    generator driving the induction coil
                                             assist customers in procuring equipment
    to produce changing polarities of
                                             that is tolerant to outside interference.
    magnetic fields. These can result
                                             Service providers use power quality
    from power switching operations. (25)
                                             standards to measure the quality of
3. Oscillatory wave immunity–IEC
  North American EMC standards are published by the                   FCC–The Federal Communications Commission is an inde-
  American National Standards Institute (ANSI), the Institute         pendent agency of the US Federal Government and is directly
  of Electrical and Electronics Engineers (IEEE), the Federal         responsible to Congress. The FCC was established by the
  Communications Commission (FCC), and the Canadian                   Communications Act of 1934 and is charged with regulating
  Standards Association (CSA). European EMC standards                 interstate and international communications by radio, televi-
  are developed for CENELEC (the European Committee for               sion, wire, satellite, and cable. The FCC also allocates bands of
  Electrotechnical Standardization) and are harmonized across         frequencies for non-government communications services (the
  Europe based on existing IEC and/or CISPR standards. There          NTIA allocates government frequencies). The general EMC
  are similarities between international and US standards.            requirements in the US are set by the FCC. The Code of
  Emissions tests are required by both. Immunity tests are            Federal Regulations (CFR) Title 47, Part 15 covers radio fre-
  required in Europe and used for high-reliability applications in    quency devices capable of emitting RF energy in the range of
  the US.                                                             9 kHz to 200 GHz. Testing should be done in accordance
                                                                      with ANSI C63 standards.
  ANSI–The American National Standards Institute administers
  and coordinates the U.S. voluntary standardization and confor-      IEC–The International Electrotechnical Commission (IEC),
  mity assessment system. ANSI was founded in 1918 by five            largely through its CISPR committee (established in 1934)
  engineering societies and three government agencies and func-       generates EMC standards that address emissions, and through
  tions as a private non-profit membership organization. The          TC-77 (established in 1973) addresses immunity requirements
  primary ANSI standards for EMC are contained in the C63             and test procedures. The IEC works closely with CENELEC
  series of standards.                                                and the International Organization for Standardization (ISO).
  CSA–The Canadian Standards Association is a non-profit,             ITU–The International Telecommunications Union is
  private, member-based association that develops standards.          responsible for international frequency allocations and
  The CSA does recognize certain standards promulgated by             radio frequency spectrum management.
  other organizations. These "endorsed standards" are non-
  Canadian standards that have been reviewed by CSA and               IEEE–The Institute of Electrical and Electronics Engineers
  are approved for use in Canada.                                     was founded in 1884 and is the world's largest technical
                                                                      professional society. IEEE promulgates standards that apply
  CENELEC–The European Committee for Electrotechnical                 to many subjects, including EMC topics in cooperation
  Standardization (Comite Europeen de Normalisation Electro-          with ANSI.
  technique) was established in 1973 as a non-profit organiza-
  tion. CENELEC has been mandated by the European                     ISO–The International Organization for Standardization is a
  Commission (EC) to adopt (harmonize) the standards neces-           worldwide federation of national standards bodies from about
  sary to show conformity with the Essential Requirements of          140 countries. ISO is a non-governmental organization estab-
  the EMC Directive. CENELEC has the responsibility for pro-          lished in 1947 to promote the development of standardization
  ducing harmonized European EMC standards and adopts                 and related activities. The work of ISO results in international
  proposed IEC standards as written or rejects them for a new         agreements that are published as International Standards.
  EN standard. CENELEC Technical Committee TC210 is                   MIL-STD–US Military Standards are prepared by EMC
  responsible for EMC standards (previously this was TC110).          personnel of the US Army, Navy, and Air force. The EMC
  According to a 1991 agreement, the IEC has primary responsi-        requirements of the military are different from commercial
  bility for the development of standards. When CENELEC               needs and the Tri-Service EMC Committee revises and up-
  identifies the need for an EMC standard, it asks the IEC to         dates EMC standards as necessary. Military standards are gen-
  develop it. If the IEC is not in a position to carry out the        erally more elaborate and tend to be more stringent than their
  requirements, CENELEC will perform the work itself.                 non-military commercial or civilian counterparts. The primary
  CISPR–The International Special Committee on Radio                  military EMC standard is MIL-STD 461E, which covers
  Interference (Comite International Special Des Pertubations         EMC methods and limits. The basic concepts of MIL-STD-
  Radioelectriques) was set up in 1934 with the object of reach-      461 have been adopted by several non-US military organiza-
  ing worldwide agreement on control of radio interference and        tions and also influence national and international
  thus avoiding barriers to trade. CISPR covers the frequency         standardization efforts.
  range from 9 kHz to 400 GHz. It is a special committee of           NTIA–The National Telecommunications and Information
  the International Electrotechnical Commission (IEC) differing       Administration is an agency of the US Department of Com-
  from IEC's normal technical committees in that it has a wider       merce. The NTIA manages the Federal Government's use of
  membership. Technical committees are made up of national            the radio frequency spectrum and allocates government fre-
  representatives from IEC member countries.                          quencies (the FCC allocates non-government frequencies).
  ETSI–The European Telecommunications Standards                      Official Journal of the European Communities–The
  Institute is a non-profit organization established to produce       OJEC is published every day in all eleven official languages of
  telecommunications standards concerning telecom and radio           the European Union (EU), containing material on legislation,
  transmitting equipment.                                             information, and notices. An EMC standard is deemed to be
                                                                      "harmonized" once it has been published in the OJEC.
                                             (9) IEC / CISPR 18-2, Radio interfer-          (18) IEC 61000-4-2 (1999-05): Electro-
References and additional                    ence characteristics of overhead power         magnetic Compatibility (EMC) - Part 2:
reading                                      lines and high voltage equipment,              Testing and measurement techniques–
                                             Amendment 2. 1996-12                           Electrostatic discharge immunity test 1st
(1) ENV50121-1: 1999 Railway applica-                                                       ed. Geneva, International Electrotech-
tions–Electromagnetic Compatibility -        (10) CAN3-C108.3.1-M84, 1984                   nical Commission, 1999
Part 1 - General, The European               Limits and Measurement Methods of
Committee for Electrotechnical               Electromagnetic Noise from AC Power            (19) IEC 61000-4-3 (1998-11):
Standardization, 1st ed. Brussels,           Systems, 0.15 - 30 MHz, Canadian               Electromagnetic Compatibility (EMC)–
CENELEC 1999                                 Standards Association, Ontario, Canada         Part 4-3: Testing and measurement
                                                                                            techniques - Radiated, radio-frequency,
(2) "Principles and Practices for induc-     (11) Draft MPT 1570, Radiation                 electromagnetic field immunity test 1st
tive coordination of electric supply and     Limits and Measurement Standard,               ed. Geneva, International Electrotech-
railroad communication/signaling sys-        Radiocommunications Agency, London,            nical Commission, 1998
tems," Association of American Rail-         February 2000
roads and Edison Electric Institute, Joint                                                  (20) IEC 61000-4-4 (1995-01):
Committee on Inductive Coordination,         (12) IEEE Standard 1260, "Guide on             Electromagnetic Compatibility (EMC)–
Washington DC and New York, 1977             the Prediction, Measurement and Anal-          Part 4: Testing and measurement
                                             ysis of AM Broadcast Reradiation by            techniques–Section 4: Electrical fast
(3) IEEE Std 1159-1995 IEEE                  Power Lines." 1996                             transient/burst immunity test 1st ed.
Recommended Practice for Monitoring                                                         Geneva, International Electrotechnical
Electric Power Quality, Institute of         (13) EN55024:1998 Electromagnetic              Commission, 1995
Electrical and Electronics Engineers,        Compatibility (EMC) - Immunity of
Inc., 345 East 47th Street, New York         Information Technology Equipment               (21) IEC 61000-4-5 (1995-02):
                                             (ITE) The European Committee for               Electromagnetic Compatibility (EMC)–
(4) EN50160:1999 Voltage Charac-             Electrotechnical Standardization, 1st ed.      Part 4: Testing and measurement tech-
teristics of electricity supplied by         Brussels, CENELEC 1998                         niques - Section 5: Surge immunity test
public distribution systems, 1st ed.                                                        1st ed. Geneva, International Electro-
Geneva, IEC, 1999                            (14) IEEE Std C37.90.2-1995 IEEE               technical Commission, 1995
                                             Standard for Withstand Capability
(5) Guide on EMC in Power Plants             of Relay Systems to Radiated Electro-          (22) IEC 61000-4-6 (1996-04):
and Substations. Prepared by CIGRE           magnetic Interference from Transceivers,       Electromagnetic Compatibility (EMC)–
Working Group 36.04 (EMC within              IEEE, Inc., New York                           Part 4: Testing and measurement
power plants and substations), 1997                                                         techniques–Section 6: Immunity
                                             (15) EN55011:1998 Electromagnetic              to conducted disturbances, induced
(6) IEC 61000-6-5 (1999-03):                 Compatibility (EMC) - Emissions from           by radio-frequency fields 1st ed.
Electromagnetic Compatibility (EMC) -        industrial, scientific and medical (ISM)       Geneva, International Electrotechnical
Part 6-5: Generic standards - Immunity       equipment The European Committee               Commission, 1996
for power station and substation envi-       for Electrotechnical Standardization,
ronments (CD). Geneva, International         1st ed. Brussels, CENELEC 1998                 (23) IEC 61000-4-8 (2001-03):
Electrotechnical Commission, 1999                                                           Electromagnetic Compatibility (EMC)–
                                             (16) EN61326-1:1997 Electromagnetic            Part 4-8: Testing and measurement
(7) Code of Federal Regulations, Title       Compatibility (EMC) - Emissions and            techniques–Power frequency magnetic
47, Volume 1, Part 15 - Radio Fre-           Immunity for Equipment for Measure-            field immunity test 1st ed. Geneva,
quency Devices U.S. Govt. Printing           ment, Control, and Laboratory use The          International Electrotechnical
Office, revised October 1, 1999              European Committee for Electrotech-            Commission, 2001
47CFR15.33 pages 664-665                     nical Standardization, 1st ed. Brussels,
                                             CENELEC 1997                                   (24) IEC 61000-4-9 (2001-03):
(8) IEEE Standard 430, 1992 Standard                                                        Electromagnetic Compatibility (EMC)–
Procedures for the Measurement of            (17) EN55022:1998 Electromagnetic              Part 4-9: Testing and measurement
Radio Noise from Overhead Power              Compatibility (EMC) - Emissions                techniques–Pulse magnetic field immu-
Lines and Substations, IEEE, Inc. 345        from information technology equip-             nity test 1st ed. Geneva, International
East 47th St, New York, NY                   ment (ITE) The European Committee              Electrotechnical Commission, 2001
                                             for Electrotechnical Standardization,
                                             1st ed. Brussels, CENELEC 1998
    CISPR met again after the War in              The end of the Cold War, softening          Coupling – the transfer or pick-up of
1946, and issued standards on conducted        demand for military hardware, and the          electromagnetic energy from one circuit
interference measurement techniques and        integration of the European Union (EU)         to another by radiation, induction, or
recommended emissions limits and an            in the 1990's began to shift emphasis          conduction (or all three)
artificial mains network (LISN) for the        away from MIL-STD 461 towards
widely used broadcast band. (37) Post-         consumer, commercial, and light                Current Probe – a transducer that
war projects centered on radio noise from      industrial equipment covered under the         converts current through its primary
transmission lines, and EEI (Edison            EMC Directive 89/336EEC of the EU.             opening into voltage at its output,
Electric Institute) and EPRI (Electric         These European standards became the            for the measurement of current spectra
Power Research Institute) extended this        underlying methodology for high quality,       in conductors
work to the 1000 kV range. (35) Several        "world designed" products, which could
national EMC organizations were also           be shipped to all regulated markets.           Decibel (dB) – a numerical expression
formed after the war, with technical                                                          of the relative difference between a
committees to develop new standards.                                                          quantity and a reference level
    EMC problems increased rapidly with
the introduction of solid-state electronics,   Appendix B: Glossary                           Declaration of Conformity – a legal
beginning with the bipolar transistor in                                                      statement accompanying a product
the 1950s and the integrated circuit (IC)      Anechoic Chamber – a test room that            staing its conformity with the "essential
"chip" in the 1960s. The FCC licensed          has walls and ceiling covered with ane-        requirements" of the EMC Directive
Citizen's Band (CB) radio in the early         choic absorber or radio-absorbent mater-
1960's, with a resulting increase in           ial (RAM) to prevent reflected radio           Dips – short, sub-cycle reductions in
incidents of EMI. (38)                         waves during an EMC test                       power input voltage (see Interrupts)
    Microprocessors were introduced in                                                        (IEC 61000-4-11)
the 1970's. Apple Computer introduced          Arcing – the current flow across an
the Apple II in 1976, and Radio Shack          ionized air gap                                Electrical Fast Transient (EFT) (Burst)
responded with the TRS-80 in 1977,                                                            – simulates the rush of "showering arcs"
the same year power interference with          Basic Standard – describes the phenom-         that repeatedly form and extinguish
railroad signaling was addressed (in           ena that are being simulated, such as          when a magnetic field collapses across
September 1977.) (2) As computers              electrostatic discharge or surge               the opening contacts of a switch
became more common, commercial
EMC standards were urgently needed             Burst – Electrical Fast Transient (EFT)        EMC – Electromagnetic Compatibility-
and, in 1979, the FCC mandated CISPR           - simulates the rush of "showering arcs"       the ability of electrical or electronic
emissions limits for "digital devices" in      that repeatedly form and extinguish            equipment to function satisfactorily in
response to increasing reports of radio,       when a magnetic field collapses across         its intended electromagnetic operating
TV, and aircraft navigation interference       the opening contacts of a switch               environment without causing undesir-
from digital electronics. (Figure 3, Figure                                                   able or intolerable electromagnetic
4) The IBM-PC was introduced August            Common Mode Current – a current                disturbances to other equipment or
12, 1981 and the effect of power fre-          flowing in the same direction along            systems. Also, the engineering discipline
quency magnetic fields on computer             all conductors in a circuit, including         of studying, analyzing, and solving
monitors became the subject of                 the shield.                                    electromagnetic interaction problems.
growing complaints. (38)
                                               Compatibility Level – the specified            EMI – Electromagnetic Interference –
                                               electromagnetic disturbance level used as      the impairment of the performance
                                               a reference level for coordination in the      of equipment or systems caused by an
                                               setting of emission and immunity limits.       unwanted electromagnetic disturbance
                                               By convention, the compatibility level is
                                               chosen so that there is only a small           Emission – Electromagnetic energy that
                                               probability that the actual disturbance        travels outside the bounds of the initiat-
                                               level will exceed it. Frequently, the          ing device as conducted energy or radi-
                                               95% probability level is defined as            ated energy, or both
                                               the compatibility level.
                                                                                              EN – Euronorms (European Standards)
                                               Conduction – a coupling method by              – Adopted standards have an EN prefix.
                                               direct wire connection                         Prior to adoption, HD a harmonized
Figure 8. Jeep plant
                                                                                              document, prEN is a preliminary or
provisional EN standard, and ENV is                     location where the product would              Product Standard – the Standard that
a temporary (voting copy) EN standard.                  be used, such as commercial or heavy          should be used for the guidance on
                                                        industrial locations                          testing of a particular type of finished
ESD – Electrostatic discharge – the                                                                   product, if not available use a Generic
energy released by the flow of electric                 Harmonic Emissions – an emission              Standards or TCF filing instead
current, usually resulting from the                     from a product that does not draw
mechanical separation of electric                       sinusoidal current, and hence produces        Receptor – a circuit, device or system
charge. ESD can damage sensitive                        harmonic currents that enter the power        (victim) that may suffer interference due
equipment and create impulsive                          system wiring, regulated under EN             to noise
electromagnetic energy.                                 61000-3-2
                                                                                                      Re-Radiation – indirect transmission
Essential Requirements – the EMC                        Immunity – the ability of a device or         of RF energy across open space,
Directive mandates that a product not                   system to perform satisfactorily in the       using wiring or other structures
disturb other products and that it have                 presence of a specific interfering electro-   as secondary antennas
intrinsic immunity to outside interfer-                 magnetic environment
ence to enable it to operate as intended                                                              Shielded Enclosure – a room shielded
                                                        Incidental Radiator – a device that           from external radio frequency electro-
European EMC Directive –                                incidentally generates radio-frequency        magnetic waves with filtered power to
89/336/EEC was adopted in 1989. This                    energy during the course of its opera-        facilitate EMC testing of equipment
Directive sets out the legal requirements               tion, although its not intentionally          (also called a "Faraday cage or
on EMC for all electric or electronic                   designed to do so                             screened room")
equipment to be placed or used in the
Common Market/European Economic                         Induction – a process by which electro-       Surge – lightning strike simulation test-
Area. The European legislation covers                   magnetic energy is transferred from a         ing on power and I/O lines, typically to
emissions as well as immunity and                       source to a nearby parallel conductor         IEC 61000-4-5
came into effect in 1992. An amending                   or circuit
Directive (92/31/EEC) was adopted in                                                                  Susceptibility – the threshold for
1992, which introduced a transitional                   Interrupts – cessation of electrical          interference in a device or system
period that ended on December 31,                       service for several seconds, which may
1995. Enforcement of the EMC                            cause rotating machines to generate           Technical Construction File (TCF) –
Directive is the responsibility of                      smooth, slow voltage changes (IEC             used to demonstrate EMC compliance
government-appointed authorities                        61000-4-11)                                   where:
in individual countries.                                                                              · There is no harmonized
                                                        Line Impedance Stabilization Network             European Standard
EUT – Equipment Under Test – a                          (LISN or AMN) – sets the RF imped-            · Standards exist, but can only be
device or system (and its associated                    ance of the power line and derives a             applied in part
cables) used for EMC testing that                       sample of the noise voltages being            · Testing to harmonized Standards is
is representative of a product to                       ejected from the mains of the EUT                not practical due to size, location, etc.
be marketed
                                                        OATS – Open Area Test Site – used for         · The large number of product
                                                        conformance testing for radiated emis-          variations makes testing all
                                                        sions. Reflected radio frequency waves          combinations impossible
Flicker – an emission from a product                    are a problem and no objects, structures,     · Other recognized EMC Standards
whose variance in current demand                        or wires should be in the area. A good          were used, such as MIL-STD, etc.
causes a corresponding variance in                      site should also have very low ambient
the luminance of incandescent lamps                     RF levels in the test frequencies of inter-   In the past, the TCF Route to Market
connected in parallel, regulated under                  est. Requirements for OATS certifica-         required the use of a "Competent Body"
EN 61000-3-3                                            tion are detailed in CISPR 16.1 and           but that may change towards Self-
                                                        ANSI C63.4                                    Declaration in the future.
Gap discharge – electrical arcing caused
by loose or broken hardware in the                      Performance Criteria – standardized           Unintentional Radiator – a device that
distribution power system                               guidance on the evaluation of the per-        incidentally generates radio-frequency
                                                        formance of an EUT while it is being          energy during the course of its operation
Generic Standards – EMC Standards                       subjected to Immunity tests                   although its not intentionally designed
that call for testing based on the                                                                    to do so (Incidental radiator)
                                                                   Basic
                                                                   Standards
                                                                     Generic
                                                                     Standards
                                                                         Product
                                                                         Standards
90
80
                                          70
                  EMISSION LIMIT (dBµV)
60
50
40
30
                                          20
                                               0.1                  1                                    10                                   100
                                                                               FREQUENCY (MHz)
70
60
                                                          50
                                EMISSION LIMIT (dBµV/m)
40
30
20
10
                                                          0
                                                               10                                  100                               1000
                                                                                           FREQUENCY (MHz)
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