Chapter 1: Crowd Psychology: October 2015
Chapter 1: Crowd Psychology: October 2015
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Appendix A: Bibliography
INTRODUCTION
2. Since Crowd Psychology has a strong behavioural base, it implies that in the
preparation of SANDF members and more specifically the military leaders to be
crowd-control agents, they must be given insight into group behaviour. This insight is
more than a cognitive understanding of what will be discussed in this chapter. It also
implies sensitivity and a feeling for group and crowd dynamics that suggests
reinforcement by practical training. Any adequate explanation of the crowd will take
one a long way towards understanding the general bases of human social behaviour
(13). This is therefore a humble contribution to the understanding of the general
bases of human social behaviour.
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Bester, P.C. (2009). Chapter 1: Crowd psychology. Unpublished manuscript for contribution to the South African Army Doctrine on Crowd Control.
AIM
SCOPE
4. With the introduction as background, this chapter starts with the clarification of
concepts relevant to crowd psychology. This is followed by an introductory
discussion to collective behaviour and the social dynamics of crowds, with specific
reference to types of crowds, leadership in crowds, crowd dynamics, the social
political context of crowds and the physical context of crowd behaviour. Next, crowd
management is discussed by firstly referring to the tactics used by crowds, then
focusing on the individual, followed by a framework that commanders can use in
negotiations, the principles of crowd control and, finally, a brief reference to training
in crowd control.
CONCEPT CLARIFICATION
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a b
Table 1-1: The difference between a mass and a crowd (adopted from Neale, 12).
7. Some authors (Goldstein cited in Anon, 3: 355) refers to the concept mob that
is defined by Goldstein as “…a crowd acting under strong emotional conditions that
often lead to violence or illegal acts…” (3: 355). He furthermore refers to a riot as
“…an instance of mob violence, with the destruction of property or looting, or
violence against people…” However for the purpose of this document, reference will
only be made to a crowd that includes concepts such as mob, group, panic,
demonstrations, rallies, audiences or riots.
8. Once a crowd has been formed it can turn into a gathering. The assembly
process of a gathering refers to the movement of people from different locations to a
common location within a given period (16:1-2). It is largely determined by who
participates in the process and the creation of a gathering from a crowd is a process
with a beginning, middle, and end (7: 13).
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9. This process is illustrated in Figure 1-1 below, indicating that a crowd has an
assembly process that leads to a gathering of the crowd, which is always followed by
a dispersal process.
Figure 1-1: Crowd building (adopted from Kenny et al, 7: 13 and United States Army,
16:1-3).
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c. Phase 3: Dispersal. The last and final phase of any gathering of a crowd
is the dispersal process that involves the movement of people from the
common location to one or more alternate locations. The dispersal
process signals the end of the gathering of the crowd or at least begins its
decline. The dispersal process can occur on a routine, emergency, or
coerced basis.
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iii. Coercion Dispersal. The use of force at some level causes coercion
dispersal. Although not necessarily the best way to force the
dispersal of a crowd, it might be necessary when negotiation fails.
The preferred and proven method is, however, the negotiated
management of crowds where the crowd organisers police
themselves, especially if the leaders of the demonstration and
protest are available and willing to participate.
12. With the phases of crowd building as background, collective behaviour and the
social dynamics of crowds are discussed in the next part.
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comprehensive and complex phenomenon that cannot be discussed fully within the
scope of this document. Consequently only the most important aspects will be
highlighted in this document.
c. Social Movements. The third reason for collective behaviour is that there
are certain movements in the community or in society. Typical examples
of such movements are those that campaign for gender equality.
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16. Collective behaviour also occurs when there are specific objectives that an
individual cannot attain on his/her own (9: 1-2). The principle of two or more is better
than one is applied here. Good examples of effective collective behaviour are the
consumer boycotts of the mid- and late 1980s in South Africa. In many instances
specific social circumstances will lead to collective behaviour (10: 1).
17. Conflict might also lead to collective behaviour. When needs or interests are not
satisfied, it might lead to frustration and the individual or groups need an outlet for
this frustration. As mentioned above, for many years mass mobilisation and
collective action was the only way in which the largest segment of the South African
population was able to voice its political frustrations.
18. During times of transition and change there are many uncertainties and
individuals experience a sense of security when they act collectively. If the
authorities do not act correctly towards these masses of people that cluster together
for security it will most probably lead to violence.
TYPES OF CROWDS
19. From the above it is clear why the tactical commander needs to gain an
understanding of the causes of collective behaviour. The United States Army (16:1-
6) emphasises that “active, expressive, acquisitive, and hostile” are not acceptable
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terms used to describe a crowd. These are the motives inferred from the action the
crowd takes and no gathering of a crowd is persistently or exclusively active,
expressive, acquisitive, or hostile.
20. For the sake of description, crowds can be identified as spontaneous, semi-
spontaneous or casual, sighting, agitated, fully organised, mob-like, or polarised. A
brief description of each follows below:
that the crowd will remain peaceful. The leadership or organisers are not
really visible or they are hidden among the crowd and do not accept
responsibility for the crowd’s behaviour. Very often so-called “-baiters1”
are purposefully placed in the crowd. Note. During times of civil unrest or
internal instability these types of crowds can be exploited by someone
who wants to create disorder. It is important to identify the leaders and to
remove them from the crowd.
d. Agitated Crowds. Agitated crowds add responses that are based on the
elements of people, space and event. Individuals with strong emotional
feelings within a crowd can quickly spread this emotion and infect the rest
of the crowd. As more people within the crowd become emotionally
involved, a sense of unity can develop, causing changes in the overall
demeanour of the crowd. Yelling, screaming, crying and profane name-
calling are all associated with an agitated crowd.
and can most of the time be found at the front of the proceedings. They
also take responsibility for the behaviour of the crowd. Note. From a
crowd-control perspective, it is important that the leaders are identified
and that communication with the crowd takes place through them. Under
no circumstances should they be removed from the crowd, as people
might be provoked if the leadership is taken away against their will.
f. Mob-like Crowds. Mobs have all the elements found in the first four types
of crowds, with the addition of aggressive, physical and sometimes violent
action. Under these conditions, individuals in a crowd will often say and do
things they would normally not do. Extreme acts of violence and damage
to property are often part of mob activities. Mobs consist of (or involve) the
elements of people and groups being mixed together and becoming fluid.
21. In the discussion above, many references were made to the leaders in the
groups. It is therefore important to look into more detail into leadership in crowds.
LEADERSHIP IN CROWDS
22. The SANDF (14: 13/3/5-5) postulates different types of leadership in crowds
that range from crowds with leaders to crowds with temporary leaders and finally,
leaderless crowds.
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a. Crowds with Leaders. Crowds with easily recognisable leaders are normally pre-
planned and well-organised. The leader can either control the crowd or
alternatively, incite it to violent action. The crowd-control agent should be prepared
to cooperate with the leader of a peaceful, justified and planned demonstration. On
the other hand, if a leader deliberately incites a crowd, the police should arrest
him immediately.
b. Crowds with Temporary Leaders. Leaders can emerge in the case of both
spontaneous and normal crowds. These people, despite being previously unknown,
emerge as leaders, although they had no prior intention of doing so. This type of
leader, by word or deed, may incite the crowd to take some action. He/she tends to
concentrate the attention of the crowd on an incident or to sum up the situation,
provoking the people into following his/her wishes. The crowd control entity
must either force him to be quiet or go away, or they must make him look foolish in
the eyes of the crowd. On no account must he be permitted to continue with his
inflammatory behaviour; if he has to be removed, this should be done quickly and
before the crowd has the chance to interfere.
23. Techniques for Crowd Leadership. Crowd leadership manifests itself in many ways.
An experienced leader will endeavour to manipulate a crowd in the following way:
a. Stage One. The leader establishes an emotional bond with the people.
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c. Stage Three. The leader suggests a way to relieve the tension he has generated.
d. Stage Four. The leader gives justification for the action he has
suggested.
24. The SANDF (14: 13/3/5-5) states that the skilful agitator, having directed the
crowd to the point of action, will then fade into the background and take no further part in its
activities. Ideally, the manipulation process should be interrupted before the leader establishes
rapport with the crowd, but the circumstances may not justify pre-emptive action. The police or
the military may be forced to neutralise the leader at a later stage as part of graduated control
measures (use of minimum force) or the targeted intervention.
25. Except for the specific role that leaders play, there are also some dynamics
taking place within a crowd.
CROWD DYNAMICS
iv. Curiosity. Very often the initial involvement in the crowd is mainly
because of curiosity, but in the end the individual becomes involved
in the activities of the crowd.
their motivation. Note. Tactical commanders must consider how the cells
are assembled and how they interact during the gathering process. The
objective of crowd control should thus be to prevent synergy in crowds
and facilitate confusion. These are, however, very sensitive tactics and
the rule of waves would also apply, for example, waves of confusion can
easily find other waves and double their size and strength. The effort to
confuse can easily become the energy in a crowd.
2
Goldstein refers to de-individuation as a process of losing one’s sense of individuality or personal
accountability and/or separateness from others and becoming submerged in a group or large, noisy
emotional crowds (3: 355; 4: 5). A person tends to lose a sense of individual responsibility as well as
the creation of a sense of anonymity, particularly from potential punishment for actions.
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develop among the members of the crowd that provides “quick legitimacy”
to behaviour that would otherwise not have been acceptable on an
individual base (6: 7). De Kock (6: 7) concludes that in the crowd people
behave as they suspect the crowd wants them to behave.
k. Fatigue. Being part of a crowd can be very tiring and when fatigue sets in
people can become irritated, aggressive and unable to interpret events in
the context in which they take place (10: 3). Very often minute aspects
cause great irritation that evokes aggression. De Kock (6: 7) observes that
once the crowd becomes tired enough, it disperses and its members go
home.
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it might provoke individuals who were not involved in the violence. Note. It
is therefore important to target the individual(s) engaged in violent
behaviour and to respond to their behaviour, rather than to the crowd as a
whole.
27. Although crowd dynamics were discussed under various headings, it should
be kept in mind that these aspects are very often interwoven. Thus, one aspect has
an influence on another. This mutual inclusiveness is expressed by de Kock (6: 8)
when he provides an example indicating that physiological arousal is enabled by the
rhythmic movement of the crowd, which then enhances private de-individuation. He
furthermore uses the analogy of the various elements in an explosive device which
combine to form an explosive device as the cumulative result of the elements
discussed above. Thus, the tactical commander can exploit one aspect to stimulate
others. De Kock (6: 8) observes that crowd-control procedures and techniques (eg
tear gas, pepper spray, colourants, formations, buck shot, photography, etc) should
be developed to control any of the elements referred to above. In this way
photography is used to control facelessness while tear gas is used to control
cohesion. De Kock (6: 8) warns, however, that care should be taken because
photography can on the opposite pole stimulate group cohesion and subsequently
the crowd can turn violent.
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c. Result of Treatment. If the controlling agent (eg the police or military) were
to handle any of the abovementioned three examples of crowds, it would
have different results (6: 2). The handling of the soccer crowd and the
student crowd will have a more local effect, eg the parents might blame
the police for overreacting and maltreatment of the students 3. It will get
some publicity but the “dust” will settle very soon. In the case of the
funeral crowd the organisers might appreciate it if the security forces
react, especially with violence, because it can then be described as
“police brutality”.
3
If it is an international soccer crowd the repercussions would be more than just local and it will
receive significant media attention throughout the world.
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31. Except for the socio-political context, there is also a physical context in which
crowd behaviour takes place.
32. De Kock (1: 3) emphasises that the physical context in which crowd behaviour
occurs can differ from situation to situation. This suggests that crowd behaviour at a
sport stadium must at least be treated differently in the city than when it involves a
group of unhappy people in an open field that is part of an informal settlement. Note.
It is important that the standard procedures for crowd control should make provision
for dealing with crowds in different physical contexts.
33. With a better understanding of collective behaviour and the coinciding crowd
dynamics, the next step is to discuss the management of crowds.
CROWD MANAGEMENT
34. It is of the utmost importance that crowds must be managed or else they will
“go with the flow”, which means that the collective consciousness becomes stronger
and more energised and could become like a tidal wave that sweeps away anything
in its way. In social terms it means that a crowd can become very destructive and
destroy everything in its way, even other human beings opposing it or trying to
control the crowd (12).
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35. In order to achieve their goals, the individuals and small groups in a crowd use
any number of tactics to resist authority and disrupt and add turmoil. Next, some of
the various tactics that the tactical commander can come across when managing a
crowd are discussed.
CROWD TACTICS
36. These tactics, which can range from unplanned to planned and non-violent to
violent, manifest themselves especially during public disorder or disturbances. . The
more organised and purposeful a crowd becomes, the more likely it is to use some of
these tactics.
38. Violent Behaviour. When a crowd turns into a mob it can become very violent
and destructive. Despite the fact that some non-violent activities occur, violent
crowds strike out physically at bystanders or others in the crowd, destroying both
private and government property, setting fires and employing bombs (in extreme
cases). The only limitations for violent crowds are their own imaginations, the training
of their leaders and the materials readily available. Violent crowds may erect
barricades and physical barriers to impede the movement of authorities and prevent
them from entering certain areas and/or buildings and to hide their activities.
Common materials used for barricades include, but are not limited to, vehicles, felled
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trees, huge stones, burning tires, felled light or telephone poles, fencing material, or
anything on hand and readily available. Very often fire fighters are violently
prevented from gaining access to extinguish the fire. These fires are also often used
to create confusion among authorities or to divert attention from another activity.
39. Riots. A riot can be described as “…one or more groups or individuals who
are part of a larger crowd that involves threats of violence against persons or
property…” (16: 1-8). In some instances a crowd will continue to gather until it
evolves into a riot. A riot varies considerably in both targets and participants.
c. Protest riots, such as the riot at the World Trade Organisation Assembly in
Washington (30 November 1999), illustrate groups and individuals
aggressively and sometimes violently acting out or voicing their opposition
to the target. The Democratic Convention in Chicago, Illinois, in 1968
experienced a riot that directly targeted police and authority in general.
40. It is therefore important for tactical commanders and their subordinate leaders
to be aware that highly organised groups or protesters and/or demonstrators have
developed tactics to disrupt the control force. These tactics are freely available, as
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they were published in handbooks for communist organisers during the Cold War, as
well as the struggle against Apartheid in the Republic of South Africa. Today, even
Internet sites can be found that are devoted to sharing these tactics with the general
public and various protest groups.
41. Although these tactics are somewhat outdated, tactical commanders and their
appointed leaders must be aware of them and their potential consequences. Many of
these groups, such as anarchists, often mock the tactics employed against large
crowds, for example, they may identify the crowd control entity as “Darth Vader
Cops” when the control force responds in full riot control gear. Consequently tactical
commanders must be aware that well-organised crowds may attempt to engage the
control force, surround it, and overpower it by sheer numbers. Note. In order to avoid
this, tactical commanders must briefly do a detailed appreciation of the area to
include all approach and exit routes in the area. Their tactics need to include the
protection of their flanks to avoid being enveloped by the crowd.
42. According to Kenny et al (7: 13) police have found it more effective to target the
individual(s) engaged in violent behaviour and to respond to that behaviour, rather
than the crowd as a whole. Such intervention requires an understanding of how this
behaviour might be altered. They (7:13) refer to the model developed by Taylor that
comprised five psychological factors for understanding and assessing individual
behaviour. This model forms a pyramid and the factors closer to the top have the
more immediate influence on performance. See Figure 1-2 below.
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Figure 1-2: Potential points of intervention for the control of individuals (adopted
from Kenny et al, 7: 13).
43. According to Kenny et al (7: 27), each of these psychological factors represents
a possible point of intervention. Next, these factors are discussed in ascending order
on the pyramid:
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44. Elsewhere in this document the importance of negotiating with crowds and their
leaders has been emphasised. Taylor, as cited in Kenny et al (7: 29-30), provides a
framework that the tactical commander can follow in negotiations. The framework
represented in Figure 1-3 below is similar to the individual model, which is also a
pyramid, comprising five factors, which follow a logical and purposeful progression.
Figure 1-3: Potential points of intervention for the control of crowds (adopted from
Kenny et al, 7: 13).
45. Each factor represents a potential point of intervention in dealing with groups or
a crowd (Kenny, et al, 7: 29). However, this model needs to be treated with caution;
as mentioned above and confirmed by empirical data, crowds are not made up of
isolated individuals, but of “companion clusters” or cells, which arrive, remain and
leave together, and crowd participants are not unanimous in motives. These factors
are nevertheless helpful to the tactical commander in negotiations and are discussed
below in ascending order on the pyramid.
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46. It is not the objective of this part to discuss the technical details of crowd
control, but there are certain principles that should be adhered to, to enable the
tactical commander to control the crowd.
47. The SANDF’s Military Psychological Institute (11) indicates that many
principles of crowd control can be found in the literature but their application in
practice is often very difficult, the reason being that the security forces do not have
enough manpower to arrive at the scene in a coordinated manner, was well as the
unpredictable nature of crowd behaviour. The following are principles of crowd
control from a psychological perspective and the tactical commander should apply
these principles, which should form the basis of his/her action plan in crowd control,
in specific situations:
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i. Green Stage. This indicates the stage when the crowd is peaceful
and tension is low.
ii. Yellow Stage. This is the stage when tension starts to build up, the
crowd grows in number and bonding between members takes place,
as well as unification around a specific issue.
iii. Red Stage. This is the stage when the crowd becomes a full-scale
riot and the situation threatens to get out of hand.
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away outside the view of the crowd. This force is thus not exposed to the
provocation and physiological arousal of the crowd, as in the case of the
monitoring group. When the crowd’s status changes from green to yellow
(the situation becomes tenser and is on the verge of a riot) the main force
can move in swiftly and in a disciplined manner, with as much show of
force as possible.
i. Specific Psychological Skills for Each Stage in Crowd Control. Each stage
in crowd control has different drills and requires different psychological
skills from the crowd-control team. The skills required are cumulative, thus
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i. Green Stage
(1) Cooperation.
(3) Self-discipline.
(1) Self-control.
j. Avoid Becoming Object of Crowd’s Anger. The final but one of the most
important principles in crowd control is to never become the object of the
crowd’s anger. The tactical commander must ensure that he and his
crowd-control entity stay neutral as far as possible. Crowd-control agents
are normally the third party involved in the situation. Riot situations are
normally clearly defined as the crowd and the opposition (for example the
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government). Remain the neutral agent wanting the best for all and
protecting everyone. De Kock (5: 22) refers to the role of a legitimate
impartial umpire to administer the code of conduct for all relevant parties.
48. See Appendix B for a summary in tabular format of the crowd-control procedure
or technique in relation to the specific crowd dynamic factor.
49. Crowd control has a strong behavioural base and therefore the preparation of
SANDF members to be crowd-control agents imply that they must have insight in
group behaviour. This insight is more than a cognitive understanding of information,
it also implies sensitivity and a feeling for group and crowd dynamics. The best way
to learn about group behaviour is through facilitated group activities. It is
recommended that psychologists are included in the training team of crowd-control
agents where possible.
CONCLUSION
51. Own forces will be exposed to provocation, frustration and physiological arousal
that can very easily lead to an overreaction. Therefore the most important principle in
crowd control is disciplined and controlled action. Disciplined and controlled action
can be ensured by performing specific drills, which will subsequently be discussed in
some of the following chapters.
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APPENDIX A
TO CHAPTER 1: CROWD PSYCHOLOGY
BIBLIOGRAPHY
7. Kenny, J.M., McPhail, C., Waddington, P., Heal, S., Ijames, S., Farrer, D.N.,
Taylor, J. & Odenthal, D. 2001. Crowd Behaviour, Crowd Control, and the Use of
Non-Lethal Weapons. Report of Findings of the Human Effects Advisory Panel
for the Institute of Non-Lethal Defence Technologies. Penn State.
8. Le Bon, G. 1895, trans. 1947. The Crowd: A Study of the Popular Mind.
New York: Viking Press.
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12. Neale, A. 2006. Concept for the Psychology of Crowd Control. Draft
document for the Director Psychology.
14. South African National Defence Force. Undated. Urban Operations: Crowd
Control. Area Protection Operations Sub-subunit Handbook. Pretoria: 1 Military
Print Regiment.
15. Stott, C., Adang, O. & Schreiber, M. 2005. Crowd Psychology and Public
Order at Euro2004. Presentation to debrief for Senior Commanders of Euro2004,
Lisbon, Portugal.
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APPENDIX B
TO CHAPTER 1: CROWD PSYCHOLOGY
CROWD CONTROL TECHNIQUES AND PROCEDURES FOR EACH CROWD DYNAMIC FACTOR
S/no Crowd Dynamic Factor What should be done about the factor Specific technique or procedure
a b c
1 High group cohesion (feeling of oneness) Group cohesion should be broken down as quickly as possible - Show-of--force principle should be applied that
Physiological arousal by breaking up the spontaneous or semi-organised crowd that surprises the crowd and shows intent to act.
Private de-individuation clearly shows a tendency towards disorder and violence so
that they can turn homewards. (This is especially when their - Tear gas and other types of smoke or pepper
status starts to turn from green to yellow) Where a completely spray - the smoke and gas will divert the
organised crowd shows a tendency towards disorder it is firstly participants’ attention from the social
recommended to reinforce their existing internal control environment to prevent them from mimicking
structures and if this is unsuccessful, the same procedures other people’s behaviour. The person will be
would be used as with a semi-organised crowd. High group too involved with himself to become de-
cohesion, arousal and private de-individuation have such a individualised. Rhythmic dance and song will
close relationship that they have to be controlled jointly. also not take place.
- Water canon.
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S/no Crowd Dynamic Factor What should be done about the factor Specific technique or procedure
a b c
used.
2 Facelessness (Public de-individuation) The individual within the crowd must know clearly that he/she - Normal and video photography by clearly
is not as faceless as he or she thinks. They must know that identifiable agents should take place. If the
they will definitely be dealt with at a later stage. persons being photographed are under the
impression that the photographers might be
from the media, they might put up a show.
Therefore they must be given the impression
that the photographers are agents who are
collecting evidence that at a later stage might
be used in court.
3 Collective norms, quick legitimacy, The individual in the crowd must be given the impression that - If the members of the crowd are not too
universalism and conformism there is no unity in the crowd. He/she thus does not have to aggressive (green status) they can be
conform. “infiltrated” by persons who oppose the
speakers with counter-arguments. This
method should, however, not be used with a
revolutionary, mobilised crowd, as the
infiltrators’ lives might be in danger.
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S/no Crowd Dynamic Factor What should be done about the factor Specific technique or procedure
a b c
4 Fatigue People who are part of a crowd should be tired out in favour of - Isolating a relatively peaceful crowd (green or
using the controlling agent. yellow stage) in an area where they can act
themselves out is an example of applying the
technique of tiring them. Once they are tired of
the heat and the dust they will start to turn
homeward.
5 Polarised crowds This is when two or more hostile crowds oppose one another. - Show-of-force principle should be applied
The one experiences the other as a threat and this activates when the security forces move in in between
the crowd dynamics of both groups. the groupings.
S/no Crowd Dynamic Factor What should be done about the factor Specific technique or procedure
a b c
Table 1-2: Crowd control techniques and procedures for each dynamics factor (adopted from de Kock, 5: 8-12).
B-4 | P a g e