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New Exchange/Segment Activation Request

This document contains a request from a client to activate new exchanges or segments for trading. Specifically, the client is requesting activation of: - BSE cash and F&O segments - NSE cash and F&O segments - Income proof documents are attached for derivatives trading - Brokerage details for various exchanges and segments are provided - Consents for electronic contract notes and open interest position declarations are also included The request contains relevant client details, the exchanges and segments being requested, documentation provided, applicable brokerage rates, and necessary declarations signed by the client.

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0% found this document useful (0 votes)
108 views2 pages

New Exchange/Segment Activation Request

This document contains a request from a client to activate new exchanges or segments for trading. Specifically, the client is requesting activation of: - BSE cash and F&O segments - NSE cash and F&O segments - Income proof documents are attached for derivatives trading - Brokerage details for various exchanges and segments are provided - Consents for electronic contract notes and open interest position declarations are also included The request contains relevant client details, the exchanges and segments being requested, documentation provided, applicable brokerage rates, and necessary declarations signed by the client.

Uploaded by

redfort
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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NEW EXCHANGE / SEGMENT ACTIVATION REQUEST

Client Client Branch / SB / Locationnn


Code Name AP Tag

To,
Angel Broking Private Limited
G-1, Ackruti Trade Centre, Road No. 7,
MIDC, Andheri (E), Mumbai - 400 093

Dear Sir / Madam

Sub: Request for activation of New Exchange / Segment

I / We _, a registered client of Angel Broking Private


Limited hereby request you to kindly activate me / us for the new Exchange / segment as opted / signed by me here in
below:

Exchange BSE NSE MCX-SX MCX NCDEX


/Segment
Cash -N/A-

F&O -N/A-

Currency -N/A-
Derivative

*Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client:

Email Id (mandatory for ECN): -


(In case you have already opted for ECN during account opening, any subsequent segment opted, will be activated for ECN
except for commodity segment).
Details of Income Proof given/additional documents in case of trading in derivatives segments -
*Bank account statement for last 6 months - *Salary slip – *Copy of Annual Accounts – *Copy of ITR – *Copy of Form 16
*Networth Certificate – *Demat account holding statement - *Self Declaration with relevant supporting document –
* Any other substantiating document ownership of assets –

Brokerage Details – (New Segment / New Exchange) :-


EQUITY BROKERAGE DETAILS
Brokerage Currency Currency
Cash Segment F&O Future F&O Options Future Option
Min Max Min Max % on Min Per Max Per Min Max % on
(Paisa) (%) (Paisa) (%) Products Premium Lot (Rs.) Lot (Rs.) (Paisa) (%) Premium
Trading 1st Leg Stock
Trading 2nd Leg Nifty
Delivery
Brokerage Mini-Nifty

COMMODITY BROKERAGE DETAILS


Delivery Futures Intraday* Options
MCX/NCDEX

Minimum brokerage of _____________paisa per share will be charged for Trading & Delivery Trades
* Each leg

Client Code Client Name Client Signature


Note:
1. Brokerage levied to your trading account shall be the higher of brokerage value as per the existing rates or Rs. 30/- per settlement
/segment, subject to the maximum rates prescribed by the regulator(s) from time to time.
2. Inter-Settlement charge towards debit transactions of client shares from Angel beneficiary & Angel collateral account, Rs. 20/- per ISIN
would be applicable.
3. KRA / CKYC charges on actual basis, on account fetching and / or registration from / with KRA / CKYC authority.
4. Stamp duty, GST, Education cess & other statutory levies (if any) will be charged as applicable from time to time.
5. For availing ‘Easiest’ facility of CDSL, the charges as levied by CDSL would be collected from clients at actuals.
6. Delivery brokerage would be levied to all customers who has either opted for delivery or by default delivery allocated. It would be
levied as per the rates specified in above table. In the absence of any rate default brokerage @ 0.30% would be levied.
7. For Electronic Delivery through NCDEX/MCX client needs to open separate account with COMTRACK/COMRIS participant. Separate
charges with applicable taxes if any will be debited in client’s ledger account.
8. In case of intra day transaction in Commodity contract first leg rates as above shall be charged on the buy value or sell value
depending upon whichever is higher and second leg rates shall be charged vice versa.
9. Commission of Clearing & Forwarding Agent/Commission agents, if appointed on behalf of clients for the purpose of taking of
deliveries will be charged at actual.
10. Angel Broking Pvt. Ltd. reserves the right to revise the tariff structure from time to time at its sole discretion, under advance
intimation to clients either by way of ordinary post or by an email or by SMS or by notification on the back office interface.

CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY – only if opted for commodities segment)

I, ________________________________________________________, Client Code ___________________________,


PAN ____________________, Registered with you as a client of Multi Commodity Exchange of India Ltd (MCX), and/or
National Commodity & Derivative Exchange Ltd (NCDEX), undertake as follows:

 I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I myself
want the same in the electronic form.
 I am aware that the Member has to provide electronic contract note for my convenience on my request only.
 Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
Contract notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all trades
carried out/ordered by me.
 I have access to a computer and am a regular internet user, having sufficient knowledge of handling the email operations.
My email id is _______________________________________________________ This has been created by me and not by
someone else.
 I am aware that this declaration form should be in English or in any other Indian language known to me.
 I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at
the above e-mail ID.
[The above declaration has been read and understood by me. I am aware of the risk involved in dispensing with the
physical contract note, and do hereby take full responsibility for the same]

CLIENT DECLARATION - OPEN INTEREST POSITION (only if opted for commodities segment)
 I/We, the undersigned, have taken cognizance of circulars issued by SEBI / Commodity Exchanges from time to time on the
guidelines for calculation of net open positions permitted in any commodity and I/we hereby undertake to comply with the
same.
 I / We hereby declare and undertake that I / we will not exceed the position limits prescribed from time to time by
Commodity Exchanges or Forward Markets Commission and such position limits will be calculated in accordance with the
circulars on position limits as modified from time to time.
 I/We undertake to inform you and keep you informed if I / any of our partners / directors / karta / trustee or any of the
partnership firms/companies / HUFs / Trusts in which I or any of above such person is a partner / director / karta / trustee,
takes or holds any position in any commodity forward contract / commodity derivative on Exchanges through or through
any other member (s) or Exchanges, to enable you to restrict our position limit as prescribed by the above referred circular
of Exchanges as modified from time to time.
 I / We confirm that you have agreed to enter order in commodity forward contracts / commodity derivatives for me / us as
your clients on Commodity Exchanges only on the basis of our above assurances and undertaking.
 I/We further undertake to bear any liable/penalty/charges levied by Commodity Exchanges / SEBI.
Declaration:
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any
changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we
may be held liable for it.
2. I/We further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s), ‘Risk Disclosure Document’, ‘Guidance note’ and
‘Polices and Procedures’. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set
of documents has been displayed for Information on stock broker’s designated website.

Client Code Client Name Client Signature

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