CCC
(Certificate of Completion and Compliance)
        Ir Fong Tian Yong
   CCC - BACKGROUND
        2
• CCC first introduced in 1999 for:
  Singly-built detached house only
• Government in 2005 decided to apply CCC to all buildings
• WG under JKT :
  - How to trust the professionals
  - Questions of Professional Indemnity Insurance (PII) was raised
  - should hold all stakeholders responsible and accountable
      including COWs.
  - follow OSC 2002 : only 6 technical departments clearance
SAMPLE OF CCC IN 2000
   CCC FRAMEWORK
        4
• CFO by local authorities replaced by CCC to be issued by the
  Principal Submitting Person (PSP) on 12 April 2007
• Aim of CCC to cut short the delays caused by Local
  Authorities and towards self regulations by the professionals
• CCC can only be issued by PSP after:-
    • All certifications by the respective parties (professionals,
      contractors, licensed tradesmen) based on prescribed
      forms (Form Gs) under the Matrix of Responsibility and
      Accountability are secured.
WHO CAN BE THE PRINCIPAL
SUBMITTING PERSON (PSP) ?
    Either a Prof. Architect (Ar.) or a Prof. Civil Engineer (Ir.) depending on the
    type of projects agreed between Board of Architects and Board of
    Engineers.
    Refer to the Joint Memorandum by BAM and BEM as per BEM Circular.
    Appendix A – Only Ar can be PSP
    Appendix B – Only Ir. can be PSP
    Appendix C – Either Ar. or Ir. can be PSP
    (Currently undergoing amendment between BEM and BAM. )
    DUTIES OF PSP
• To prepare and present planning and building plans to PBT for approval.
• Inform PBT of the commencement of construction works on site.
• Supervise construction works at site and ensure that laws and technical
  conditions of the PBT are followed.
• Report building breaches, explain reasons of breach and ensure breach is
  rectified during construction.
   DUTIES OF PSP
• Present work resumption notice to the PBT.
• Ensure Form Gs are duly certified by bona fide Professionals
  practising through ACPs/ECPs registered with BAM/BEM, at
  various stages of the works and when all the essential services
  have been provided.
• Issue CCC upon satisfactory completion of the works and
  after all conditions have been complied with, confirming the
  building is safe and fit for occupation.
• Deposit a copy of the CCC to the PBT and BAM/BEM within
  14 days of issue.
   PENALTIES ON PSP IN SECTION 70(27) OF
   STREET, DRAINAGE AND BUILDING ACT
• Not a PSP but issues a CCC
• Issues a CCC without all the relevant forms
• Issues CCC in contravention of a direction by PBT
• Make any false or fraudulent declarations
• Uses any forged, altered or counterfeit declaration,
  certificate and application
• Occupies or permits to be occupied any building without
  a CCC
• Fine not exceeding RM 250K or to imprisonment not
  exceeding 10 years or to both.
                   “UNIFORM BUILDING BY-LAWS 1984
                               FORM F
            CERTIFICATE OF COMPLETION AND COMPLIANCE
                             [By -Law 25]
                                                 Date:……………………..
To:
*………………………………….
I hereby issue the Certificate of Completion and Compliance for the building/s
on Lot/s………........ Section......……… Jalan...................................................
upon being satisfied that it has been completed in accordance with approved
plan No. ................. dated .......................
I have supervised the erection and completion of the building/s and it is to the
best of my knowledge and belief that such work/s is/are in accordance with the
Act, Uniform Building By-laws 1984 and approved plans. I hereby certify that
the building/s is/are safe and fit for occupation.
                                          ……………………………………
                                             (Principal submitting person)
1. Particulars of the principal submitting person
Name       : …………………………….…………………………………………....
Address: ....……………………..………………………………………………......
**BAM/BEM Registration No.: ………………………………………………
2. Copy to:
(a) Local Authority : ……………………….………………………………
          (Name of Local Authority)
(b) **Board of Architects Malaysia(BAM)/Board of Engineers Malaysia (BEM)
                     “UNIFORM BUILDING BY-LAWS 1984
                                FORM F1
              CERTIFICATE OF COMPLETION AND COMPLIANCE
                               [By -Law 27]
                                                  Date:……………………..
To:
*………………………………….
I hereby issue the Partial Certificate of Completion and Compliance for the building/s
on Lot/s………........ Section......……… Jalan...................................................
upon being satisfied that it has been completed in accordance with approved
plan No. ................. dated .......................
I have supervised the erection and completion of the building/s and it is to the
best of my knowledge and belief that such work/s is/are in accordance with the
Act, Uniform Building By-laws 1984 and approved plans. I hereby certify that
the building/s is/are safe and fit for occupation.
                                           ……………………………………
                                              (Principal submitting person)
  FORM F1 (PARTIAL COMPLETION)
• Q2 When can Form F1 (Partial Completion) be issued?
• Only when phased completion of an integrated
  development has been submitted for approval by PBT
  at Building Plan approval stage.
• There shall be no adhoc decision to issue Form
  F1, if the PSP is pressured by the developer or
  turnkey contractor near the project end when delay
  is anticipated.
• Separate Form F should be issued for each phase of a
  housing development or a large integrated factory
  project, and not Form F1.
                           UNIFORM BUILDING BY-LAWS 1984
                                                   FORM G 1
                     STAGE CERTIFICATION : EARTHWORKS
                                              (By-law 25 or 27)
Project Title:      .....................................................................
*1. We certify that we have supervised and/or carried out the construction and
    completion of the earthworks and that to the best of our knowledge and belief
    such works are in accordance with the Approved Earthwork Plans Ref. No. :
    ……………………….. and that we accept full responsibility for the same.
                       Name (Individual) #Registration No.         Signature
(a) Contractor              ............................   ...........................   ....................
                                                                 (CIDB)                     (Date:           )
(b) Submitting person ............................         ...........................   .....................
                                                                    (BEM)                   (Date:               )
            ( SP : PEPC in Civil or Geotechnical only )
    FORM G1 - EARTHWORKS
Q3 For a project with multiple phases, can the SP submit only ONE (1) Form G1 for
 all the phases?
• Need to submit Form G1 only once under Phase 1 development. For
  subsequent phases, insert Phase 1 EW approval reference no. and PSP to
  certify “Not Applicable” on the respective Form G1. The project title shall
  be the approved BP title for each phase.
    FORM G3 -FOUNDATIONS
Q4 How is Form G3 submitted if there are different Contractors for structural
 elements such as piling, raft foundation, pile cap, etc?
• Submit separate Form G3s in accordance with the Contractor’s scope of
  work.
            ( SP : PEPC in Civil or Geotechnical only )
                            UNIFORM BUILDING BY-LAWS 1984
                                       FORM G 4
                          STAGE CERTIFICATION : STRUCTURAL
                                    (By-law 25 or 27)
Project Title: .........................................................................
* We certify that we have supervised and/or carried out the erection and
  completion of the structural works and that to the best of our knowledge and
  belief such works are in accordance with the Deposited Structural Plans Ref.
  No. : ................................. and that we accept full responsibility for the same.
                                 Name (Individual)               #Registration No.                 Signature
      (a) Contractor             ............................     ...........................   ....................
                                                                                 (CIDB)                 (Date:           )
      (b) Submitting person ............................                  ........................... .....................
                                                                                   (BEM)                (Date:             )
                      ( SP : PEPC in Civil or Strucutral only )
                  UNIFORM BUILDING BY-LAWS 1984
                             FORM G 5
         STAGE CERTIFICATION : INTERNAL WATER PLUMBING
                          (By-law 25 or 27)
 Project Title:       ...................................................................
 *1. We certify that we have supervised and/or carried out the erection and
     completion of the internal water plumbing works and that to the best of our
     knowledge and belief such works are in accordance with the *approved
     plans/Deposited Plans Ref. No. : ........................................... and that we
     accept full responsibility for the same.
                  Name (Individual)                          #Registration No.                   Signature
(a) Trade contractor ............................              ...........................        .....................
   (Licensed plumber)                               +(                       )        (Date:             )
(b) Submitting Person ............................            ................................ .........................
                                                                     (*BAM/BEM)                    (Date:              )
                     ( SP : PEPC in Mechancial or Civil only )
WHO CAN BE THE SP FOR FORM G
Form G     Scope             SP
G1       Earthworks          PEPC Civil or Geotechnical
G2       Setting out         - Licensed land surveyor
                             - NA for engineering setting
                                   out (PSP)
G3       Foundation          PEPC Civil or Geotechnical
G4       Structural          PEPC Civil or Structural
G5       Internal cold water PEPC Mechanical or Civil
         plumbing
G6       Internal Sanitary   PEPC Mechanical or Civil
         Plumbing
WHO CAN BE THE SP FOR FORM G
Form G   Scope             SP
G7     Internal Electrical PEPC Electrical or
                            NA (ST) if below 60A (competent
                           person registered under
                           Suruhanjaya Tenaga signing on
                           contractor’s signature’s space shall
                           be responsible for design and
                           installation of electrical works.
                           A copy of ST From G & H signed
                           by same competent person to be
                           attached with G7.
10/11/2017
WHO CAN BE THE SP FOR FORM G
Form G     Scope                 SP
G8       Fire fighting Passive   P. Ar or PEPC Civil
G9       Fire fighting Active    PEPC Mechanical
G10      Mechanical              PEPC Mechanical
         ventilation
G11      Lift/Escalator          PEPC Mechanical or Electrical
G12      Building                P. Ar or PEPC Civil
                                 (refer to BAM/BEM Memo)
WHO CAN BE THE SP FOR FORM G
Form G     Scope               SP
G13      External water        PEPC Civil
         supply
G14      Sewerage              PEPC Civil
         reticulation
G15      Sewerage              PEPC Civil
         Treatment Plant
G16      External Electrical   PEPC Electrical
G17      Road and Drain        PEPC Civil
G18      Street Lighting       PEPC Electrical
WHO CAN BE THE SP FOR FORM G
Form G     Scope           SP
G19      External Main     PEPC Civil
         Drain
G20      Telecommunication PEPC Electrical
G21      Landscape          Landscape architect or
                            PEPC Civil if permitted by
                            local authority to submit
                            plan
                                               10/11/2017
Under Registration of Engineers Act:
•Signing SP must be a Professional Engineer with
Practicing Certificate registered with BEM in the correct
discipline
•SP must be attached to an ECP registered with BEM to
practise in the correct discipline/s
                                                                                                                                 10/11/2017
GUIDE TO FILLING UP FORMS F & F1                                                                (Version 1 - May 2008)
Form      Date              Address To *                      Details of Building                       1. PSP                 2. Local       Forms G-1 to G-21
                                                                                                                              Authority
  F      Insert    1) Insert name of Developer      1) Insert Address of Building - Lot      1) Insert full name of PSP 2)   Insert Name   Attach Forms G-1 to G-
         date of   if it is for development other   No/Nos, Section, and Road 2) Insert      Insert Name of ACP/ECP          of Local      21 together with other
         CCC       than individually built          description of project as per Building   and address 3) Insert           Authority     required enclosures
                   building 2) Insert name of       Plan Approval adjacent or below or in    BAM/BEM Registration no.                      before forwarding to
                                                    place of item 1) 3) Insert BP Approval   of PSP                                        Local Authority and
                   owner for an individually
                                                    Ref and Date 4) PSP to sign off                                                        BAM/BEM
                   built building
  F1     Insert    1) Insert name of Developer      1) Insert Address of Building - Lot      1) Insert full name of PSP 2)   Insert Name   Attach Forms G-1 to G-
         date of   if it is for development other   No/Nos, Section, and Road 2) Insert      Insert Name of ACP/ECP          of Local      21 together with other
         CCC       than individually built          description of project as per Building   and address 3) Insert           Authority     required enclosures
                   building 2) Insert name of       Plan Approval adjacent or below or in    BAM/BEM Registration no.                      before forwarding to
                                                    place of item 1) 3) Insert BP Approval   of PSP                                        Local Authority and
                   owner for an individually
                                                    Ref and Date 4) PSP to sign off                                                        BAM/BEM
                   built building
Notes:
1) PSP shall notify the local authority through OSC (in writing or using prescribed form) after
Forms G1-G3 are certified (i.e. after completion of Earthwork, Setting Out and Foundations)
2) Form F/F1 and Form G-1 to G-21 shall be forwarded to the Local Authority and BAM/BEM
within 14 days of the issuance of Form F/F1
GUIDE TO FILLING UP FORMS G-1 TO G-21                                                            (Version 1 - May 2008)
                                                                                                                                        10/11/2017
  FORM        Project Title        Item *1                         Item *1 (a)                              Item *1 (b)                  Item *1(c)            Item *2
G-1           Insert          If this item is      1) Insert name (individual) of proprietor /   1) Fill in SP's name 2) Fill in BEM                      If Item *1 is
Earthwork     description     applicable, insert   partner / director of Contractor's            registration no. 3) Sign and date                        applicable, strike
              of project as   LA's Approval Ref    Company & attach certified copy of            4) SP must be a Civil Engineer                           out Item *2. If
              per BP          No. If not           Company's Form 49 to authenticate this        or Geotechnical engineer                                 item *1 is not
              approval        applicable, strike   individual (Contractor) 2) Insert                                                                      applicable, PSP to
                              out Item*1           Contractor's NRIC 3) Contractor to sign                                                                sign declaration
                                                   and date 4) Attach copy of CIDB
                                                   registration of Company
G-2           Insert          If this item is      1) Insert name (individual) of proprietor /   1) Fill in Licensed Land              1) Fill in PSP's   If Item *1 is
Setting Out   description     applicable, insert   partner / director of Contractor's            Surveyor's name 2) Fill in            name 2) Fill in    applicable, strike
              of project as   LA's Approval Ref    Company & attach certified copy of            Surveyor Board's registration         BAM/BEM            out Item *2. If
              per BP          No. If not           Company's Form 49 to authenticate this        no. 3) Sign and date                  registration no.   item *1 is not
              approval        applicable, strike   individual (Contractor) 2) Insert                                                   3) Sign and        applicable, PSP to
                              out Item*1           Contractor's NRIC 3) Contractor to sign                                             date               sign declaration
                                                   and date 4) Attach copy of CIDB
                                                   registration of Company
G-3           Insert          If this item is      1) Insert name (individual) of proprietor /   1) Fill in SP's name 2) Fill in BEM                      If Item *1 is
Foundation    description     applicable, insert   partner / director of Contractor's            registration no. 3) Sign and date                        applicable, strike
              of project as   SP's Deposited       Company & attach certified copy of            4) SP must be a Civil Engineer                           out Item *2. If
              per BP          Plans Ref No. to     Company's Form 49 to authenticate this        or Geotechnical engineer                                 item *1 is not
              approval        LA. If not           individual (Contractor) 2) Insert                                                                      applicable, PSP to
                              applicable, strike   Contractor's NRIC 3) Contractor to sign                                                                sign declaration
                              out Item*1           and date 4) Attach copy of CIDB
                                                   registration of Company
 FORM     Project Title      Item *1                 Item *1 (a)                   Item *1 (b)           Item      Item *2
                                                                                                    10/11/2017
                                                                                                         *1(c)
G-8       Insert          If this item is   1) Insert name (individual) of   1) Fill in PSP's name 2)            If Item *1 is
Passive   description     applicable,       proprietor / partner /           Fill in BAM/BEM                     applicable,
Fire      of project as   insert            director of Contractor's         registration no. 3) Sign            strike out
          per BP          Bomba's           Company & attach certified       and date 4) If an                   Item *2. If
          approval        Approval Ref      copy of Company's Form 49        engineer, PSP must be a             item *1 is
                          No. or PSP's      to authenticate this             Civil Engineer 5) Attach            not
                          Deposited         individual (Contractor) 2)       Letter of Clearance from            applicable,
                          Plans Ref No.     Insert Contractor's NRIC 3)      Bomba (except for                   PSP to sign
                          If not            Contractor to sign and date 4)   residential buildings not           declaration
                          applicable,       Attach copy of CIDB              exceeding 18 meters
                          strike out        registration of Company          height)
                          Item*1
G-9       Insert          If this item is   1) Insert name (individual) of   1) Fill in SP's name 2)             If Item *1 is
Active    description     applicable,       proprietor / partner /           Fill in BEM registration            applicable,
Fire      of project as   insert            director of Trade                no. 3) Sign and date 4)             strike out
          per BP          Bomba's           Contractor's company &           SP must be a                        Item *2. If
          approval        Approval Ref      attach certified copy of         Mechanical Engineer 5)              item *1 is
                          No. or PSP's      Company's Form 49 to             Attach Letter of                    not
                          Deposited         authenticate this individual     Clearance from Bomba                applicable,
                          Plans Ref No.     (Contractor) 2) Insert           (except for residential             PSP to sign
                          If not            Contractor's NRIC 3)             buildings not exceeding             declaration
                          applicable,       Contractor to sign and date 4)   18 meters height)
                          strike out        Attach copy of CIDB
                          Item*1            registration of Company
FAQS                      10/11/2017
       • www.acem.com.my
       • www.bem.org.my
       • www.iem.org.my
       • www.lam.gov.my
       • www.pam.org.my
BEM CIRCULAR NO.1                             10/11/2017
(WWW.BEM.ORG.MY UNDER “SERVICES” TAB)
        Submission of Plans classified under
        APPENDICES A, B & C
        Appendix A:
        No person shall submit any Building Plans, reports
        and specifications for the underlisted works and or
        services, unless he is an Architect, except for any
        engineering works required (excluding any
        standard engineering works), such engineering
        plans and specifications shall be submitted by a
        Professional Engineer.
  WHAT IS THE STATE OF CCC
  CERTIFICATION AFTER 7
  YEARS OF OPERATION?
        WORKING VERY WELL
AND WE HAVE MADE MANY DISCOVERIES!
     CCC SUBMISSIONS
•   As of Sept 2017
•   BEM have received 4,695 CCC submissions
•   Late Submissions: 334
•   Wrong Endorsements: 300
•   Submission not through an ECP: 168
•   Submission without Form G: 114
•   Cases investigated under IC: 19
•   Engineers deregistered: 2
•   Engineers suspended: -
•   Engineers reprimanded: 4
•   Engineers reprimanded: and fine: 7
•   Fine, reprimand & suspension : 1
   SECTION 7A(1) OF REA
• Notwithstanding section 7(1), a sole proprietorship,
  partnership or body corporate may practise as an
  Engineering consultancy practice and recover in any court
  any fee, charge, remuneration or other form of
  consideration for any professional engineering services
  rendered by it pursuant to its practice as an Engineering
  consultancy practice carried on by virtue of this section, if
  it is registered with the Board as an Engineering
  consultancy practice and has been issued with a certificate
  of registration.
SECTION 15(1) OF REA
• Sec 15 (1) The Disciplinary Committee may make any
  order (sub section 1A) against a registered person if :
 (m) if he causes or suffers any sole proprietorship,
 partnership or body corporate in which he is a sole
 proprietor, partner, director or shareholder to
 practice as an Engineering Consultancy Practice prior
 to its registration by the board.
   FIRST CASE OF ENGINEER
   DEREGISTERED FOR FOLLOWING
   REASONS:-
• Failure to deposit copies of CCC to PBT and BEM.
• Allowed the building to be occupied without CCC.
• Falsified the receipt date stamp of PBT OSC for Form G13 to
  G21 in order to mislead the developer.
   DISCOVERIES FROM CCC
   SUBMISSIONS
• Sole proprietor firms or individual PEs operating
  without ECPs registered with BEM.
• Use of forged PE stamp to sign Form Gs.
• Fraudulent engineers - names not on BEM list.
• Engineers signing Form Gs under wrong disciplines.
• Engineers still not knowing or bother to get
  information from BEM website on CCC process
  resulting in a lot of mistakes in their submissions.
• Engineers not responding in timely manner to BEM's
  notifications for explanations or clarifications.
   FUTURE DIRECTION FOR CCC
• The amendment to Registration of Engineers Act in 2015 has
  introduced Inspector of Works (IOW) and BEM is in the
  process of registering them.
• BEM will seek the revision of Form Gs to include another
  space for the SP’s site supervision staff to sign for greater
  accountability.
TERIMA KASIH