Biosurfactantes
Biosurfactantes
MOLECULAR SCIENCES
Review
Biosurfactants: Multifunctional Biomolecules
of the 21st Century
1,2 2,3 2,3
Danyelle Khadydja F. Santos , Raquel D. Rufino , Juliana M. Luna , Valdemir A.
2,3 1,2,3,
Santos and Leonie A. Sarubbo *
1 Northeast Botechnology Network (RENORBIO), Federal Rural University of Pernambuco,
Rua Dom Manoel de Medeiros, s/n, Dois Irmãos, 52171-900 Recife-PE, Brazil; danykhadydja@hotmail.com
2 Center of Sciences and Technology, Catholic University of Pernambuco (UNICAP), Rua do
Príncipe, 526, Boa Vista, 50050-900 Recife-PE, Brazil; raqueldrufino@yahoo.com.br (R.D.R.);
julianamouraluna@gmail.com (J.M.L.); valdemir.alexandre@hotmail.com (V.A.S.)
3 Advanced Institute of Technology and Innovation (IATI), Rua Carlos Porto Carreiro, 70,
Derby, 50070-090 Recife-PE, Brazil
* Correspondence: leonie@unicap.br; Tel.: +55-81-2119-4084
Abstract: In the era of global industrialisation, the exploration of natural resources has served as a
source of experimentation for science and advanced technologies, giving rise to the manufacturing
of products with high aggregate value in the world market, such as biosurfactants. Biosurfactants
are amphiphilic microbial molecules with hydrophilic and hydrophobic moieties that partition at
liquid/liquid, liquid/gas or liquid/solid interfaces. Such characteristics allow these biomolecules to
play a key role in emulsification, foam formation, detergency and dispersal, which are desirable
qualities in different industries. Biosurfactant production is considered one of the key technologies
for development in the 21st century. Besides exerting a strong positive impact on the main global
problems, biosurfactant production has considerable importance to the implantation of sustainable
industrial processes, such as the use of renewable resources and “green” products.
Biodegradability and low toxicity have led to the intensification of scientific studies on a wide range
of industrial applications for biosurfactants in the field of bioremediation as well as the petroleum,
food processing, health, chemical, agricultural and cosmetic industries. In this paper, we offer an
extensive review regarding knowledge accumulated over the years and advances achieved in the
incorporation of biomolecules in different industries.
1. Introduction
Surfactants are amphipathic compounds with both hydrophilic and hydrophobic moieties that
preferentially partition between liquid interfaces with different degrees of polarity and hydrogen
bridges, such as oil/water or air/water interfaces. The apolar moiety is often a hydrocarbon chain,
whereas the polar moiety may be ionic (cationic or anionic), non-ionic or amphoteric [ 1,2], as
illustrated in Figure 1.
Figure 1. Surfactant molecule with apolar (hydrophobic) and polar (hydrophilic) moieties.
Figure 1. Surfactant molecule with apolar (hydrophobic) and polar (hydrophilic) moieties.
Surfactants increase the solubility of hydrophilic molecules, thereby reducing both surface and Surfactants increase the
solubility of hydrophilic molecules, thereby reducing both surface and
interfacial tensions at the oil/water interface [3]. The critical micelle concentration (CMC) is the interfacial tensions at the oil/water interface [3]. The
critical micelle concentration (CMC) is the
concentration of surfactant at which organised molecular assemblies, known as micelles, are formed concentration of surfactant at which organised
molecular assemblies, known as micelles, are formed
(Figure 2) and corresponds to the point at which the tensioactive agent achieves the lowest stable (Figure 2) and corresponds to the point at which the
tensioactive agent achieves the lowest stable
surface tension (Figure 3) [4].
surface tension (Figure 3) [4].
Figure 1. Surfactant molecule with apolar (hydrophobic) and polar (hydrophilic) moieties.
Most currently produced surfactants are chemically derived from petroleum. However, such Most
Figurecurrently1.Surfactantproducedmoleculesurfactantswithapolararechemically(hydrophobic)derivedandpolarfrom(hydrophilic)petroleum.moietiesHowever,. such
synthetic tensioactive agents are generally toxic and difficult to break down through the action of synthetic tensioactive agents are generally toxic and
difficult to break down through the action of
Surfactantsmicroorganismsncrease.Inrecthentsolubilityyears,suchof hydrophilicproblemshavemolecules,les,motivatedtherebyscientificreducingommunitybothsurfacetoseekand
microorganismsSurfactants. iIn recentasetheyears,solubilitysuch problemsofhydrophilichave motivated therebyscientificreducingcommunitybothsurfacetoseekand
surfactants that are more environmentally friendly, such as thoseachieved through microbial interfacial tensions at the
interfacial tensions at the oil/water interfaceerface[ 3[3].The critical micelle concentration is the surfactants thatare more
. (CM(CMC) isthe
environmentally friendly, such as those achieved through microbial
production, known as biosurfactants [5]. Moreover, concerns regarding the environment on the part
concentrationproduction,concentrationofknownsurofactantsurfactasbiosurfactantsawhichatichorganised[5].Moreover,molecularoncernsassemregardingblies,knowntheenvironmentasasmicellmicelles,onaretheareformedpartformed
(Figure 2) and corresponds tothe point at which e the lowest stable
of consumers and new environmental control legislation have led to the development of natural (Figureof consumers2)and corresponds and newenvironmentaltothe point atcontrol which legislatiothe tetensisioactivehaveled agenttotheachievesdevelopment the oflowestnatural stable
the reasons for which biosurfactants are considered the multifunctional materials of the 21st century,
with a description of concepts, properties, classification, modes of production, physiology and uses
in the most diverse industries.
2. Producing Microorganisms
Microorganisms use a set of carbon sources and energy for growth. The combination of carbon
sources with insoluble substrates facilitates the intracellular diffusion and production of different
substances [10–12]. Microorganisms (yeasts, bacteria and some filamentous fungi) are capable of
producing biosurfactants with different molecular structures and surface activities [4]. In recent
decades, there has been an increase in scientific interest regarding the isolation of microorganisms
that produce tensioactive molecules with good surfactant characteristics, such as a low CMC, low
toxicity and high emulsifying activity [2].
The literature describes bacteria of the genera Pseudomonas and Bacillus as great biosurfactant
producers [2]. However, most biosurfactants of a bacterial origin are inadequate for use in the food
industry due to their possible pathogenic nature [13]. Candida bombicola and Candida lipolytica are
among the most commonly studied yeasts for the production of biosurfactants. A key advantage of using
yeasts, such as Yarrowia lipolytica, Saccharomyces cerevisiae and Kluyveromyces lactis, resides in their
“generally regarded as safe” (GRAS) status. Organisms with GRAS status do not offer the risks of toxicity
or pathogenicity, which allows their use in the food and pharmaceutical industries [4]. Table 1 displays a
list of microorganisms that produce biosurfactants.
3. Classification
Most biosurfactants are either anionic or neutral, whereas those that contain amine groups are
cationic. The hydrophobic moiety has long-chain fatty acids and the hydrophilic moiety can be a
carbohydrate, cyclic peptide, amino acid, phosphate carboxyl acid or alcohol. The molar mass of
biosurfactants generally ranges from 500 to 1500 Da [14]. Biosurfactants are generally categorised
by their microbial origin and chemical composition, as follows [3,5,15].
3.1. Glycolipids
Rhamnolipids, sophorolipids and trehalolipids are the best known glycolipids [16]. Rhamnolipids
were found as exoproducts of the pathogen P. aeruginosa and are a combination of - L-rhamnopyranosyl-
-L-rhamnopyranosyl- -hydroxydecanoyl- -hydroxydecanoate (Rha-Rha-C10-C10) and - L-
rhamnopyranosyl- -L-rhamnopyranosyl- -hydroxydecanoate (Rha-Rha-C10) as well as their mono-
rhamnolipid congeners (Rha-C10-C10 and Rha-C10) [17]. Sensitive analytical techniques have led to the
discovery of rhamnolipid congeners and homologues (approximately 60) produced at different
concentrations by species of Pseudomonas and bacteria belonging to other families, classes or even
phyla [16]. For instance, various species of Burkholderia have been shown to produce rhamnolipids that
have longer alkyl chains than those produced by P. aeruginosa [17–19]. Surface tensions values of 29
mN/m constitute a characteristic of such components, which can be produced using different substrates,
such as alkanes, pyruvate, citrates, fructose, glycerol, olive oil and glucose [20]. Most studies involving
rhamnolipids focus mainly on assessing the biodegradation efficiency of petroleum hydrocarbons [21,22].
Although researchers have found increased dissipation of target contaminant upon the addition of
rhamnolipids, a decrease in biodegradation efficiency or no effect following rhamnolipid supplementation
have also been reported [16,20]. The presence of surfactant molecules may induce changes in the
microbial community, which, in turn, correspond to different degradation patterns. Interestingly, although
rhamnolipids are considered biodegradable, few reports have demonstrated that these substances can
be co-degraded or solely utilised as a carbon and energy source by various monocultures [18].
Rhamnolipids are described as potentially toxic to natural vegetation [23], but have also been found to
reduce the toxicity of specific compounds by increasing hydrocarbon solubilisation, thereby facilitating
biodegradation [24,25].
Int. J. Mol. Sci. 2016, 17, 401 4 of 31
Biosurfactant Class
Glycolipids Polymeric Surfactants Lipopeptides Fatty Acids Particulate Surfactant Phospholipids
Producer microorganisms
Acinetobacter calcoaceticus
Alcanivorax borkumensis
Arthrobacter paraffineus
Arthrobacter sp.
Candida antartica
Candida apicola Acinetobacter calcoaceticus
Acinetobacter calcoaceticus Acinetobacter sp.
Candida batistae
Acinetobacter calcoaceticus Bacillus licheniformis
Candida bogoriensis
Acinetobacter calcoaceticus Bacillus pumilus
Candida bombicola
Bacillus stearothermophilus Bacillus subtilis
Candida ishiwadae
Candida lipolytica Candida Candida lipolytica
Candida lipolytica
utilis Halomonas eurihalina Gluconobacter cerinus
Lactobacillus fermentum Pseudomonas fluorescens
Nocardia sp. Mycobacterium
Serratia marcescens
Pseudomonas aeruginosa thermoautotrophium
Streptomyces sioyaensis
Pseudomonas sp. Sphingomonas paucimobilis
Thiobacillus thiooxidans
Rhodococcus erythropolis
Rhodotorula glutinus
Rhodotorula graminus
Serratia marcescens
Tsukamurella sp.
Ustilago maydis
Arthrobacter paraffineus
Capnocytophaga sp.
Corynebacterium
Acinetobacter calcoaceticus Acinetobacter sp.
insidibasseosum
Cyanobacteria Aspergillus
Corynebacterium lepus
Pseudomonas marginalis Corynebacterium lepus
Nocardia erythropolis
Penicillium spiculisporum
Talaramyces trachyspermus
Int. J. Mol. Sci. 2016, 17, 401 5 of 31
Sophorolipids are produced by yeasts that belong to the genus Candida [ 26,27]. These glycolipids
have a dimeric carbohydrate sophorose linked to a long-chain hydroxyl fatty acid through a glycosidic
bond. Sophorolipids and lactone form a sophorolipid that is preferable in many applications [28,29]. C.
bombicola stands out among the different types of yeasts used in the production of these biosurfactants.
Surface tension values of approximately 33 mN/m and a reduction in the surface tension of n-
hexadecane and water from 40 to 5 mN/m has been recorded for these agents [30]. Mannosylerythritol
lipids (MEL), which are yeast glycolipids, are one of the most promising biosurfactants known and are
abundantly produced from vegetable oils by Pseudozyma (previously Candida) antarctica [ 31].
Trehalolipids are produced by species of Mycobacterium, Nocardia and Corynebacterium. Trehalolipids
from Arthrobacter spp. and Rhodococcus erythropolis are able to lower surface and interfacial tensions in
culture broth to 25–40 and 1–5 mN/m, respectively [5].
Figure 4. Chemical structure of most studied microbial surface-active compounds. (a) Rhamnolipid;
Figure 4. Chemical structure of most studied microbial surface-active compounds. (a) Rhamnolipid; (b) Sophorolipid; (c)
Surfactin and (d) Emulsan.
(b) Sophorolipid; (c) Surfactin and (d) Emulsan.
4. Properties
4. Properties
It is necessary to submit a biosurfactant to conservation methods to evaluate its properties
(surface tension and dispersion) over a period of 120 days to estimate the commercial validity of the
product. Thus, heating methods are used separately or in combination with potassium sorbate,
which is a conservative that inhibits the growth of mould that is widely used in the production and
conservation of foods. Some characteristics are common to the majority of biosurfactants and have
advantages over conventional surfactants, as described below [5].
4.3. Biodegradability
Biosurfactants are easily degraded by microorganisms in water and soil, making these
compounds adequate for bioremediation and waste treatment.
4.5. Specificity
Biosurfactants are complex molecules with specific functional groups and therefore often have
specific action. This is of particular interest in the detoxification of different pollutants and the de-
emulsification of industrial emulsions as well as specific food, pharmaceutical and cosmetic
applications.
proved more effective than (NH 4)2SO4, nutritional limitations clearly guide the cell metabolism to the
formation of the product. Mulligan and Gibbs [50] report that P. aeruginosa uses nitrates, ammonium and
amino acids as nitrogen sources. Nitrates are first reduced to nitrite and then ammonium. Ammonium is
assimilated either by glutamate dehydrogenase (EC 1.4.1.4) to form glutamate or glutamine synthetase
(EC 6.3.1.2) to form glutamine. Glutamine and -ketoglutarate are then converted to glutamine by L-
glutamine 2-oxoglutarate aminotransferase (EC 1.4.1.13). However, lipid formation rather than sugar is
the rate-determining factor in the biosynthesis of rhamnolipids and nitrogen limitation can lead to the
accumulation of lipids. In comparison to ammonium, the assimilation of nitrate is slower and simulates
nitrogen limitation, which is favourable to the production of rhamnolipids. High yields of sophorose lipids,
which are biosurfactants produced by the fungi T. bombicola and C. Bombicola, have been achieved
using yeast extract and urea as the nitrogen source [51]. Moreover, high yields of mannosylerythritol lipid
by Candida sp. SY16, C. lipolytica and C. glabrata have been achieved with ammonium nitrate and yeast
extract [42,43,46,52–54].
Int. J. Mol. Sci. 2016, 17, 401 8 of 31
Figure 6. Intermediate metabolism related to synthesis of precursors of biosurfactant Figure 6. Intermediate metabolism related to synthesis
of precursors of biosurfactant using
employed;emulsificationand of(d)insolublesynthesissubstratofthes carbon[37,69]. and lipid halves, which are both dependent on the
substrate more available for uptake and metabolism. The uptake mechanisms of these substrates yeast C. antarctica in the presence of different n-alkanes and found that this
species does not grow or
(such as, alkanes) are not yet fully clarified. The direct uptake of dissolved hydrocarbons in the produce a biosurfactant in media containing C10 to C18.
However, production occurred when the
aqueous phase, direct contact between cells and large hydrocarbon droplets, and the interaction with species was grown in a medium containing C12 to C18 and
octadekane as substrate led to the greatest
emulsified droplets (emulsion) have been described. Besides the emulsification of the carbon source, yield. In contrast, production was minimal in media containing
n-alkanes with more than 19 carbons.
biosurfactants are also involved in the adhesion of microbial cells to hydrocarbons, as discussed in
the following sections. Microorganism cell adsorption to insoluble substrates and the excretion of
7. Physiology
surfactant compounds allow growth on carbon sources [37].
Biosurfactants are produced by microorganisms either through excretion or adhesion to cells,
especially when cultivated on substrates that are insoluble in water. While the function in microbial
cells is not yet fully understood, it has been speculated that biosurfactants are involved in the
emulsification of insoluble substrates [37,69].
The main physiological role of biosurfactants is to allow microorganisms to grow on substrates that
are insoluble in water through a reduction in surface tension between phases, making the substrate more
available for uptake and metabolism. The uptake mechanisms of these substrates (such as, alkanes) are
not yet fully clarified. The direct uptake of dissolved hydrocarbons in the aqueous phase, direct contact
between cells and large hydrocarbon droplets, and the interaction with emulsified droplets (emulsion)
have been described. Besides the emulsification of the carbon source, biosurfactants are also involved in
the adhesion of microbial cells to hydrocarbons, as discussed in
Int. J. Mol. Sci. 2016, 17, 401 11 of 31
8. Fermentation Kinetics
Biosurfactant production kinetics has considerable variation among different systems. For
convenience, kinetic parameters are grouped as follows: (a) growth-associated production;
(b) production under growth-limiting conditions; (c) production by resting or immobilised cells; and
(d) production with precursor supplementation [37]. In growth-associated production, parallel
relationships are found between growth, the use of the substrate and biosurfactant production.
Production under growth-limiting conditions is characterised by an accentuated increase in
biosurfactant concentration as a result of the limitation of one or more medium components.
Production by resting or immobilised cells is a type of biosurfactant production in which there is no
cell multiplication; the cells nonetheless continue to use the carbon source for biosurfactant
synthesis. Investigators report that the addition of biosurfactant precursors to the medium leads to
qualitative and quantitative changes in the final product.
9.4. Soapstocks
Oil cakes or soapstocks are produced from oilseed processing involving the refining of seed-
based edible oils with the use of chemicals [76]. Soapstock has been used together with sunflower
oil, olive oil or soybean oil as substates to produce rhamnolipids. Yields as high as 15.9 g/L have
been reported using P. aeruginosa in a soapstock medium [83]. Soapstock and oil refinery wastes
have been used with C. antarctica or C. apicola for biosurfactant production, achieving a greater
yield than that in the medium without oil refinery residue [45]. Shabtai [84] also report the production
of two extracellular heteropolysaccharides (emulsan and biodispersan) by A. calcoaceticus and A.
calcoaceticus, respectively, using soapstock as a carbon source.
9.5. Molasses
Molasses is a by-product of sugarcane and beet processing. This inexpensive substrate has
dry matter (75%), non-sugar organic matter (9%–12%), protein (2.5%), and potassium (1.5%–5.0%),
as well as magnesium, phosphorus and calcium ( 1%). The inositol, biotin, thiamine and pantothenic
acid contents (1%–3%) give molasses its thick consistency and brown colour. The high sugar
content (48%–56%) makes molasses adequate for biosurfactant production by different
microorganisms. Laboratories have used molasses for the production of different microbial
metabolites. According to Makkar and Cameotra [88], Bacillus subtilis in a minimal medium
supplemented with molasses as the carbon source produces a biosurfactant. Joshi et al. [99] used
molasses as well as other carbon sources to produce biosurfactants from strains of Bacillus.
9.6. Whey
The dairy industry produces large quantities of whey, such as whey waste, cheese whey, curd
whey and lactic whey, all of which can be used as substrates for the microbial production of
metabolites [70,100–102]. A high amount of lactose (approximately 75%) is found in lactic whey.
Other components, such as proteins, vitamins and organic acids, are good sources for microbial
growth and biosurfactant production [75]. Moreover, whey disposal represents a major pollution
problem, especially in countries that depend on a dairy economy [103]. Thus, the disposal of this by-
product represents a waste of a widely available substrate and an environmental hazard.
+
K , etc.), approximately 3% carbohydrates and a low fat content (0.9% to 1.2%) [103–105]. Nut oil
refinery residue and corn steep liquor are low-cost nutrients for the production of glycolipids by C.
sphaerica (UCP 0995). The biosurfactant of this strain mobilises and removes up to 95% of motor
oil on sand, making it useful for bioremediation [89,94,106]. Silva et al. [107] also report the
production of a biosurfactant from P. cepacia grown in mineral medium supplemented with 2.0%
corn steep liquor and 2.0% soybean waste frying oil.
Table 2. Downstream processes for recovery of important biosurfactants and respective advantages.
anddifferentwater[2,113]industries.Table.The3offersmainabiotechnologicalsummaryoftheapplicationsusesofbiosuarfactantsedetailedinindifferentthefollowingindustriessections.The. main
11.2. Bioremediation
Oil spills occur during cargo transportation or in the form of industrial oil and by-product spills.
Petroleum exerts a negative effect on cell membranes in living organisms, offering considerable risk
of contamination to both marine and terrestrial ecosystems [2,114].
The US Environmental Protection Agency proposes different physical, chemical and biological
technologies for the treatment of contaminated soil [126], one of the most studied of which is
bioremediation. This process involves the natural degradation capacity of plants and
microorganisms for either the partial conversion of contaminants into less toxic compounds or the
complete conversion of such substances into carbon dioxide and water.
Larger degrading microorganism populations lead to a quicker, more efficient bioremediation
processes. Therefore, this technique can be conducted through biostimulation, which consists of
stimulating the growth of microorganisms present at the contaminated site. The process involves the
introduction of specific electron receptors, oxygen and nutrients for the degradation of the
contaminant as well as substances to correct the pH. Bioremediation can also be performed through
bioaugmentation, in which indigenous (allochthonous) microorganisms are added to the
contaminated environment to accelerate and complete the degradation of the pollutant [114].
Bioremediation played an important role in the cleanup of the 41 million litre oil spill caused by the
oil tanker Exxon Valdez in the Gulf of Alaska in 1989, giving rise to the development of this technology
and demonstrating that there are good reasons to believe in the effective application of this treatment
method in future oil spills under the appropriate circumstances [114]. In the accident with the Exxon
Valdez, the first measure taken was physical washing with high-pressure water. Chemical surfactants
were then applied in polluted areas to accelerate the growth and activity of petroleum-degrading
microorganisms. Two or three weeks later, the regions treated with surfactants were significantly cleaner
than control areas. However, it was difficult to evaluate the exact effects of the treatment due to the
heterogeneity of the contamination. Nonetheless, subsequent studies have demonstrated the importance
of the use of surfactants to enhance the biodegradation of oil [114,127].
While bioremediation is an effective, environmentally friendly method, the time and costs
involved make this process unviable for the treatment of large amounts of waste [ 128]. Thus, the
use of biosurfactants emerges as a safe alternative for improving the solubility of hydrophobic
compounds by allowing the desorption and solubilisation of hydrocarbons and facilitating the
assimilation of these compounds by microbial cells [129].
The biodegradation of oil-derived hydrocarbons by biosurfactants occurs through two mechanisms.
The first involves an increase in the bioavailability of the hydrophobic substrate to microorganisms, with a
consequent reduction in surface tension of the medium around the bacterium as well as a reduction in
interfacial tension between the cell wall and hydrocarbon molecules. The other mechanism involves the
interaction between the biosurfactant and cell surface, leading to changes in the membrane, facilitating
hydrocarbon adherence (increase in hydrophobicity) and reducing the lipopolysaccharide index of the cell
wall without damaging the membrane. Thus, biosurfactants block the formation of hydrogen bridges and
allow hydrophobic-hydrophilic interactions, which cause molecular rearrangements and reduce the
surface tension of the liquid by increasing its surface area as well as promoting bioavailability and
consequent biodegradability [130,131]. Figure 8 illustrates the action of biosurfactants in increasing the
surface area of oil droplets as well as facilitating access to a greater number of bacteria and
consequently producing a greater biomass.
affect the mobilisation and solubilisation of hydrocarbons in soils are similar to those involved in the
enhancement of bioavailability for bioremediation [131,132].
Int. J. Mol. Sci. 2016, 17, 401 18 of 30
mobilisation or emulsification [8]. Solubilisation capacity depends on the ability of the surfactant to The application of
biosurfactants for the removal of contaminants from soil is less well known than the increase the solubility of hydrophobic
components in the aqueous phase. A considerable increase in this
advanced application of these compounds in bioremediation processes, since removal efficiency is driven capacity occurs above the CMC due
to the partitioning of the hydrocarbon in the hydrophobic portion mainly by the physicochemical properties of the biosurfactant rather than the
effects on metabolic activity of the micelles. In this process, greater concentrations of surfactants are normally required, since the
or changes in the properties of the cell surface. However, the mechanisms that affect the mobilisation and solubility of the hydrocarbon
components in the solution depends wholly on the concentration of the solubilisation of hydrocarbons in soils are similar to those involved in the
enhancement of bioavailability surfactant [8]. Mobilisation occurs at concentrations below the CMC and is divided into displacement
for bioremediation [131,132].
and dispersion. Displacement consists of the release of hydrocarbon droplets from the porous medium
Biosurfactants enhance the removal of hydrocarbons through biodegradation, solubilisation, due to the reduction in interfacial tension. Using a
theoretical explanation, hydrocarbon removal
mobilisation or emulsification [8]. Solubilisation capacity depends on the ability of the surfactant to increase is possible when the interfacial tension
between the aqueous and oil phases is sufficiently reduced
the solubility of hydrophobic components in the aqueous phase. A considerable increase in this capacity to overcome the forces of capillarity
that cause the formation of residual saturation. Dispersion is a occurs above the CMC due to the partitioning of the hydrocarbon in the
hydrophobic portion of the micelles. process by which a hydrocarbon is dispersed in the aqueous phase as tiny emulsions. Emulsions are
In this process, greater concentrations of surfactants are normally required, since the solubility of the not generally thermodynamically stable, but may
remain stable for significant periods of time due to
hydrocarbon components in the solution depends wholly on the concentration of the surfactant [8]. kinetic restrictions. Dispersion is related to interfacial
tension and surfactant concentration and differs
Mobilisation occurs at concentrations below the CMC and is divided into displacement and dispersion. from displacement, which is related only to interfacial tension
between the aqueous and hydrophobic Displacement consists of the release of hydrocarbon droplets from the porous medium due to the reduction
phases, with no formation of emulsion [132].
in interfacial tension. Using a theoretical explanation, hydrocarbon removal is possible when the interfacial The efficiency of a surfactant in the removal of
hydrophobic compounds also depends on the pH
tension between the aqueous and oil phases is sufficiently reduced to overcome the forces of capillarity that and ionic strength of the solution,
which can alter the arrangement of the aggregated micelles and cause the formation of residual saturation. Dispersion is a process by which a
hydrocarbon is dispersed in sorption of the surfactant to the soil, which, in turn, limits the transport of the hydrocarbon by the
the aqueous phase as tiny emulsions. Emulsions are not generally thermodynamically stable, but may surfactant. Different biosurfactants have been tested
for the removal of petroleum-derived products
remain stable for significant periods of time due to kinetic restrictions. Dispersion is related to interfacial from contaminated soil and water.
Rhaminolipids have been successfully used in biotechnological tension and surfactant concentration and differs from displacement, which is
related only to interfacial decontamination processes [2,7,17]. Other surfactants produced by species of Pseudomonas [110,133],
tension between the aqueous and hydrophobic phases, with no formation of emulsion [132].
Bacillus [5,134], and Candida [109,113,135–137], have also been successfully used in the remediation
The efficiency of a surfactant in the removal of hydrophobic compounds also depends on the pH and of soil.
ionic strength of the solution, which can alter the arrangement of the aggregated micelles and sorption of
the surfactant to the soil, which, in turn, limits the transport of the hydrocarbon by the surfactant. Different 11.4. Removal of
Heavy Metals
biosurfactants have been tested for the removal of petroleum-derived products from contaminated soil and
Heavy metals and radionuclides are persistent soil contaminants. Increases in levels of water. Rhaminolipids have been successfully used in
biotechnological decontamination processes [2,7,17].
heavy metals in soil have been reported in many industrialised countries. Metals and metalloids, Other surfactants produced by species of Pseudomonas
[110,133], Bacillus [5,134], and Candida [109,113,135–
such as chromium, cadmium, mercury and lead, can threaten ecosystems and human health 137], have also been successfully used in the remediation of
soil.
through either the food chain or direct exposure to contaminated soil and water [1,12]. As
different technologies can be used in combination for the treatment of organic pollutants and 11.4. Removal of Heavy Metals
heavy metals, biosurfactants can be used in the removal of hydrophobic organic compounds and
Heavy metals and radionuclides are persistent soil contaminants. Increases in levels of heavy metals heavy metals [138–140]. Heavy metals mainly
adsorb to the surface of soil in the form of ions or
in soil have been reported in many industrialised countries. Metals and metalloids, such as chromium, the precipitation of metal compounds. Unlike organic
contaminants, heavy metals are removed
cadmium, mercury and lead, can threaten ecosystems and human health through either the food chain or direct
exposure to contaminated soil and water [1,12]. As different technologies can be used in combination for the
treatment of organic pollutants and heavy metals, biosurfactants can be used in the removal of
Int. J. Mol. Sci. 2016, 17, 401 19 of 31
from soil through surfactant-associated complexation [141] and ion exchange [142]. Therefore,
surfactant-enhanced washing and surfactant-enhanced bio-extraction can be applied to the
remediation of soils contaminated with heavy metals.
Surfactants in solutions facilitate the solubilisation, dispersion and desorption of contaminants and
allow the reuse of the soil [143]. Decontamination tests have been performed with different synthetic
surfactants [144,145], but the desire to replace such compounds with natural surfactants has led to
research into the use of biosurfactants [119]. Studies have demonstrated the potential of surfactin,
rhamnolipids and sophorolipids [146–148]. The ionic nature, biodegradability, low toxicity and excellent
surface properties make biosurfactants adequate for the removal of heavy metals from sediment and
soil. According to Mulligan [119], removal is possible with different concentrations of biosurfactants. Das
et al. [149] found that the removal of cadmium using an aqueous solution also occurred at concentrations
below the CMC, while a concentration fivefold greater than the CMC resulted in the virtually complete
removal of 100 ppm of metal ions. Wen et al. [150] studied the degradation of a rhamnolipid in soils
contaminated by cadmium and zinc and found that this compound could remain in the soil long enough
to enhance the phytoextraction of the metals.
The removal of metals by ionic biosurfactants is thought to occur in the following order (Figure 9):
(1) sorption of the biosurfactant to the soil surface and complexation with the metal; (2) detachment of the
metal from the soil to the solution; and (3) association with micelles. Heavy metals are trapped
within the micelles through electrostatic interactions and can be easily recovered through precipitation
Int. J. Mol. Sci. 2016, 17, 401 20 of 30 or membrane separation methods [151].
Anionic biosurfactants create non-ionic complexes with metals through ionic bonds. As such 11.5. Food Industry
bonds are stronger than those between the metal and soil, the metal-biosurfactant complex is detached
Emulsification is important for the formation of consistency and texture in foods as well as phase from the soil due to the reduction in interfacial
tension. Cationic biosurfactants can replace similarly
dispersion and the solubilisation of aromas [4,159]. The general function of emulsifiers in food products is to
stabilise the emulsion by controlling the agglomeration of fat globules and stabilising aerated systems [4,152].
An emulsion has at least one immiscible liquid (discontinuous internal phase) dispersed in another (continuous
outer phase) in the form of droplets. The stability of this system is minimal, but can be enhanced by the
addition of a surfactant, which reduces surface energy between the two phases by a reduction in interfacial
tension, thereby preventing particle coalescence through the formation of steric and electrostatic
Int. J. Mol. Sci. 2016, 17, 401 20 of 31
charged metal ions through ion exchange (competition for negatively charged surfaces). Surfactant
micelles can also be used to remove metal ions from the soil surface [115].
Biosurfactants offer indisputable advantages, since surfactant-producing microorganisms do
not need to survive in contaminated soil, although the continual addition of biosurfactant is required
in the process [8]. Biosurfactants have also been applied in mining processes. Tensioactive
compounds produced by Pseudomonas sp. and Alcaligenes sp. have been used for the floatation
and separation of calcite and scheelite, with recovery rates of 95% for CaWO 4 and 30% for CaCO3,
whereas conventional chemical reagents are not capable of separating these two minerals [152].
Slizovskiy et al. [153] studied the enhanced remediation of soils contaminated with heavy metals
using the cationic surfactant 1-dodecylpyridinium chloride (DPC), the non-ionic surfactant oleyl
dimethyl benzyl ammonium chloride (trade name Ammonyx KP) and the ionic rhamnolipid
biosurfactant (trade name JBR-425); the latter substance exhibited the best elution with regard to Zn
(39%), Cu (56%), Pb (68%) and Cd (43%). Almeida et al. [154] studied the impact of surfactants on
the removal of Cu by the salt marsh plant Halimione portulacoides. TX-100 and SDS (sodium
dodecyl sulfate) were favourable to Cu harvesting and transportation in plant roots, but did not affect
the transportation of Cu in the stem and leaves. The results of this study suggest that surfactants
promote phytoremediation through a change in the membrane permeability of root cells. Therefore,
surfactants can promote the desorption of metals and uptake by plants [1].
Rhamnolipids and soapberry-derived saponin have recently been found to assist in the removal of
chromium and arsenic oxyanions from soils or the ore waste of mines [155,156]. Biosurfactants produced
by yeast of the genus Candida have been successfully used in heavy metal flotation, demonstrating the
ability to remove more than 90% of cations in columns and air-dissolved flotation processes [157,158]. C.
lipolytica produces a biosurfactant that has also been used for the removal of heavy metals and
petroleum byproducts using a soil barrier [90]. The biosurfactant significantly reduced soil permeability,
thereby demonstrating its usefulness in reactive barriers, with the removal of approximately 96% of Zn
and Cu as well as a reduction in Pb and Cd concentrations in groundwater.
11.6. Medicine
Biosurfactants have also been used in different biological (therapeutic) applications due to their
fungicidal, bactericidal, insecticidal and anti-viral properties as well as use as anti-adhesive agents
and enzyme inhibitors [111,116,117]. A number of rhaminolipids exhibit antibacterial activity. For
instance, Abalos et al. [162] identified six rhaminolipids in cultures of P. aeruginosa AT10 grown on
soybean oil refinery residue and evaluated the antimicrobial properties of the solution. These
rhaminolipids exhibited excellent antifungal properties against different fungi at concentrations
ranging from 16 to 32 g/mL. C. bombicola-derived sophorolipids inhibited the growth of both Gram-
negative and Gram-positive bacteria with a minimum inhibitory concentration of approximately 30
and 1 mg/mL in a contact time of 2 and 4 h, respectively, for E. coli (ATCC 8739) and P. aeruginosa
(ATCC 9027) as well as 6 and 1 mg/mL in a contact time of 4 h for S. aureus (ATCC 6358) and B.
subtilis (ATCC6633), respectively [163].
Despite the number of publications describing the antimicrobial activity of biosurfactants and
patents related to their usage, real applications in the pharmaceutical, biomedical and health
industries remains quite limited [164]. Some lipopeptides, such as daptomycin, have reached a
commercial antibiotic status [165]. Daptomycin, is a branched cyclic lipopeptide isolated from
Streptomyces roseosporus cultures and is produced by Cubist Pharmaceuticals under the name
®
Cubicin [166]. This drug was approved in 2003 for the treatment of skin infections caused by
methicillin-resistant Staphylococcus aureus and other Gram-positive pathogens and approved in
2006 for the treatment of endocarditis and bacteraemia caused by S. aureus. Daptomycin had also
been reported to display strong antibacterial activity against other important pathogens, such as
penicillin-resistant Streptococcus pneumoniae, coagulase-negative Staphylococci, glycopeptide-
intermediate-susceptible S. aureus and vancomycin-resistant Enterococci [166].
Biofilms are groups of bacteria and other organic matter that has colonised/accumulated on a given
surface [117]. Bacterial adherence to the surface is the first step in the establishment of biofilm and is
affected by various factors, such as the type of microorganism, hydrophobicity, electrical charges of the
surface, environmental conditions and the ability of microorganisms to produce extracellular polymers
that assist the cells in anchoring to the surface [167]. Anti-adherent activity, which is the ability to inhibit
the adherence of pathogenic microorganisms to solid surfaces or infectious sites, has also been reported
for biosurfactants, leading to a reduction in hospital infections with no need for drugs or synthetic
chemical agents [112]. Meylheuc et al. [168] studied a biosurfactant obtained from P. fluorescens with
inhibitory properties regarding the adherence of Listeria monocytogenes to stainless steel and
polytetrafluoroethylene surfaces. C. sphaerica-derived lunasan inhibited the adherence of P.aeruginosa,
Streptococcus agalactiae and S. sanguis between 80% and 92% at a concentration of 10 mg/mL [95],
while the biosurfactant rufisan produced by C. lipolytica UCP 0988 demonstrated antimicrobial activities
against S. agalactiae, S. mutans, S. mutans NS, S. mutans HG, S. sanguis 12, S. oralis J22 at a
concentration above the CMC (0.3%). Moreover, the biosurfactant showed anti-adherent activity against
most of the microorganisms tested [137].
Deficiency of lung surfactant, which is a protein-phopholipid complex, is responsible for
respiratory failure in premature infants. Gene isolation for protein molecules in this surfactant and
cloning in bacteria allow fermentative production for medical applications [108]. Sophorolipids from
C. bombicola have been studied due to their spermicidal and cytotoxic activities as well as anti-HIV
action that can reduce the proliferation of acquired immunodeficiency syndrome (AIDS).
Sophorolipids have also been studied as anti-inflammatory agents for patients with immune
diseases [108,169]. Iturin is a lipopeptide produced by B. subtilis that has demonstrated antifungal
activity by affecting the morphology and structure of the cell membrane of yeasts. In vitro
experiments have demonstrated that surfactin can effectively inactivate the virus that causes herpes
as well as the retrovirus and other compact RNA and DNA viruses. The antiviral activity of surfactin
has been determined for a broad spectrum of viruses. Moreover, surfactin has been found to exert
an effect on insulin absorption in the lungs of laboratory rats [108].
Int. J. Mol. Sci. 2016, 17, 401 22 of 31
11.7. Nanaotechnology
Biosurfactants have been used in nanotechnology and nanoparticle synthesis is emerging as part of
green chemistry [118,170]. Nickel oxide (NiO) nano-rods can be produced by water-in-oil microemulsions
[171]. In one experiment, two microemulsions were formed with the addition of a nickel chloride solution
to a biosurfactant and heptane solution, with the addition of ammonium hydroxide to the same
hydrocarbon mixture. The centrifuged microemulsions and ethanol was then used to wash the
precipitates and remove the biosurfactant and heptane. The use of biosurfactants is a more ecofriendly
approach [119]. Reddy et al. [172] found that silver nanoparticle synthesis could be stabilised for two
months using surfactin, which is a biodegradable, renewable stabilising agent with low toxicity [ 3,119]. A
biosurfactant produced by P. Aeruginosa grown in a low-cost medium has been employed to stabilise
silver nanoparticles in the liquid phase [173]. The effect of a rhamnolipid on the electrokinetic and
rheological behaviour of nano-zirconia particles has also been analysed, although this is not strictly an
environmental application [174]. The biosurfactant increasingly adsorbs to zirconia with the increase in
concentration and can serve as an ecofriendly product for the flocculation and dispersion of high solid
contents of microparticles. New applications for biosurfactants are being developed in the field of
nanotechnology. Future research should focus on the stabilisation of the nanoparticles by biosurfactants
before addition during remediation processes [119].
Acknowledgments: This study received funding from the Brazilian fostering agencies the State of Pernambuco
Foundation for the Assistance to Science and Technology (FACEPE); the Research and Development Program of
the Brazilian National Electrical Energy Agency (ANEEL); the National Council for Scientific and Technological
Development (CNPq), and the Federal Agency for the Support and Evaluation of Graduate Education (CAPES).
Author Contributions: Leonie A. Sarubbo proposed the theoretical frame; Danyelle Khadydja F. Santos,
Raquel D. Rufino, Juliana M. Luna, Valdemir A. Santos and Leonie A. Sarubbo wrote the paper; Leonie A.
Sarubbo performed manuscript editing and final improvement.
Conflicts of Interest: The authors declare no conflict of interest.
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