CE 581 Reinforced Concrete Structures: Lecture 11: Performance Based Assessment and Strengthening
CE 581 Reinforced Concrete Structures: Lecture 11: Performance Based Assessment and Strengthening
                                    1
                   Current Status
• Equivalent Lateral Force Procedure
 - Assume global ductility (Ra)
 - Detail accordingly
• Modal Superposition Procedure
 - Include higher mode effects
• Time History Analysis
 - Rarely used
                                                 W A(T1 )
 - Tedious and requires hysteretic models   Vt 
                                                  Ra (T1 )
                                                             2
            Target Performance
Dictated by codes (DBYBHY 2007, Section 1.2.1):
“....The objective of seismic resistant design is to
   have no structural/nonstructural damage in low
   magnitude earthquakes, limited and repairable
   damage in moderate earthquakes and life safety
   for extreme earthquakes...”
                                                  3
       Critique of Current Practice
Advantages :
- Simple to use
- Have proven to work
- Became a tradition all over the world
- Uncertainty is lumped and easier to deal with
Disadvantages :
- No clear connection between capacity and demand
- No option for interfering with the target performance
- No possibility of having the owner involved in the decision
   process
- Not easily applicable to seismic assesment of existing structures
                                                                 4
                        Vision 2000
• First complete document published by SEAOC in 1995 addressing
  performance based design principles.
• Then ATC (1996) and NEHRP (1997) guidelines follow.
                                                                  5
6
7
        Performance Based Engineering
Methodology:
- Define Performance Levels (operational, immediate occupancy etc.)
- Define Response Targets (Damage, drift ratios, rotations etc.)
- Define Design Earthquakes (Response Spectrum, Synthetic G.M.)
- Explicit Check of Structural Performance against Design Earthquakes Using
    Linear and Nonlinear Analysis
Concern:
- Uncertainties due to stiffness, strength, ductility, demand (earthquakes)
- Complications introduced (more loop holes)
                                                                              8
     Turkish Earthquake Code-Chapter 7
- For Evaluation and Strengthening of Existing Buildings
(Is it easier to establish PBD guidelines for existing structures ?)
(Economical and academical reasons !!)
- Steps:
• Collect information from an existing structure
• Assess whether info is dependable and penalize accordingly
• Conduct structural analysis
     - Linear static analysis
    - Nonlinear static analysis (Pushover analysis)
    - Incremental pushover analysis
    - Time history analysis
• Identify for each member the damage level
• Decision based on number of elements at certain damage levels
                                                                       9
       Linear Elastic Assesment
Based on these
tables, determine
performance level
of each member.
                      11
                                                             Inelastic Assessment
F D V
Vy
                                                         V
                                                                                              dy     d
                                                                                    Spectral
                                                                                    Acceleration
                          1.4
Spectral Acceleration,g
0.2
                           0
                                0       10         20        30          40    50
Bilinear approximation
Vy
                                              Capacity curve from analysis
                                                  Roof Displacement
                 dy               dt
                                              Target displacement
                                                                         13
       How much to push?
       dt = Co CR Sde
       Co = First mode participation
       CR = Ratio of inelastic to elastic displacement
  Sa
                TB
                        Te
                                            CR = 1 if Te > TB (equal displacement)
                                            CR = f (RY) if Te < TB (CR ≥ 1)
Sae
                                            RY = Sae / Say
                                                  1  ( Ry  1)TB / Te
Say                                        CR 
                                                          Ry
                                                               Sd
              Sde
                                                                              14
                Can we do better?
- Actual earthquake response is hard to predict anyways.
- Closest estimate can be found using inelastic time-history analysis.
- Difficulties with inelastic time history analysis:
   - Suitable set of ground motion (Description of demand)
   - hysteretic behavior models (Description of capacity)
   - Computation time (Time)
   - Post processing (Time and understanding)
Alternative approach is pushover analysis.
0.6
                                                         0.4
                                      Acceleration (g)
0.2
                                                           0                                            Sec.
                                                                0   5     10        15        20   25      30
                                                         -0.2
-0.4
-0.6
                                                                                                                15
          Pushover Analysis
• Definition: Inelastic static analysis of a structure
  using a specified (constant or variable) force
  pattern from zero load to a prescribed ultimate
  displacement.
• Use of it dates back to 1960s to1970s to
  investigate stability of steel frames.
• Many computer programs were developed since
  then with many features and limitations.
                                                         16
  Available Computer Programs
• Design Oriented:
  SAP 2000, GTSTRUDL, RAM etc.
• Research Oriented:
  Opensees, IDARC, SeismoStrut etc.
 What is different?
 • User interface capabilities
 • Analysis options
 • Member behavior options
                                      17
       Section Damage Levels
       Internal Force
Strain
                                                                        18
      Section Damage Levels
600
500
                                               AK
                                     400
                                                                    GV      GÇ
                   Moment
                            (kN.m)
    Φp = θp / Lp                     300
Φt = Φy + Φp 200
100
                                      0
                                      0.0000      0.0200   0.0400         0.0600       0.0800    0.1000   0.1200
                                           (Φy)                          Curvature
                                                                           Eğrilik        (Φt)
                                                                             (rad/m)
                                                                                                            20
          How do we estimate strains from a
                structural analysis?
Moment                                  Moment
My
                          Curvature                              Strain
     øy              øu
Moment
                      θpu =(øu – øy) Lp OR
My                                               Utilize this idealized
                      θp =(ø – øy) Lp            moment-rotation
                      Where Lp = 0.5h            response during
                                                 inelastic structural
                                                 analysis
                                 Plastic
               θpu               Rotations
                                                                          21
                 ATC-40/SAP 2000
                                     AB : Linear elastic
                 b                   BC : Yielding
             a
                                     CD : Strength decay
                         C           DE : Residual strength
Force
   Yük
                                     a, b and c values: depend
         B
                                     on type of inelasticity
                     D       E
                                 c
     A
             Deformation
             Deformasyon
                                                            22
   Definition of Potential Plastic Hinges
• End regions of columns and beams (center for gravity loads)
are the potential plastic hinges
• Plastic hinges are hinges capable of resisting My (not
significantly more, hardening allowed) undergoing plastic
rotations
                                                      Rigid End
                                                      zones
                                      Elastic
                               h      Beam-          Plastic
                                      Column         Hinges
                                      Element
                                Lp
                                                               23
                               Elastic Parts
For regions other than plastic hinging occurs, cracking is expected therefore
use of cracked stiffness is customary (0.4-0.8) EIo
                                       0.4-0.8EIo
                Moment
EIo
                                   Eğrilik
                                  Curvature                               24
Pushover Analysis
                    25
     Steps of Pushover Analysis:
   A Simple Incremental Procedure
1. Build a computational model of the structure
                                                  26
      Steps of Pushover Analysis
                                                           27
    Steps of Pushover Analysis
                                                                28
          Steps of Pushover Analysis
                                                                               29
      Steps of Pushover Analysis
Step 2:
  Beyond Step 1, yielded element’s critical location can not take
  any further moment. Therefore place an actual hinge at that
  location. Conduct an analysis increment for this modified
  structure. This load increment should be selected such that
  upon summing the force resultant from this incremental step
  and previous step, second hinge formation is reached.
          V2 = V1 + ΔV
                         Results from Step 1 + Results from an
          F2 = F1 + ΔF   incremental analysis with a hinge placed at first
                         yield location = Second Hinge formation
          d2 = d1 + Δd
                                                                             30
          Steps of Pushover Analysis
.
.
Step i:
  Similar to step 2 but additional hinges form and incremental
  analysis steps are conducted for systems with more hinges.
  Results are added to those from the previous step
          Vi = Vi-1 + ΔV
                           Results from Step 1 + Results from an
          Fi = Fi-1 + ΔF   incremental analysis with a hinge placed at first
                           yield location = Second Hinge formation
          di = di-1 + Δd
                                                                               31
       Steps of Pushover Analysis
Step n:
  Sufficient number of plastic hinges have formed and system
  has reached a plastic mechanism. Note that this could be a
  partial collapse mechanism as well. Beyond this point, system
  rotated as a rigid body.
                     ANALYSIS DONE
- Plot Base Shear- Roof Displacement
- Check member rotations and identify performance levels
                                                             32
Example Application: 3 Story- 2 Bay RC Frame
MODEL
               12   J8      15
     J4                                J12
          3         6              9
                                             3m
               11   J7      14
    J3                                 J11
2 5 8 3m
              10    J6      13
    J2                                 J10
                    4                        3m
          1                        7
J1 J5 J9
6m 6m
                                                  33
                             Assumptions
    Assume
•   Constant Axial Load on Columns for Analysis Steps
•   Rigid-plastic with no hardening or softening moment-rotation behavior for columns
    and beams
•   Plastic hinging occurs when moment capacity is within 5% tolerance
•   Load combinations 1.0 DL + 0.3 LL and 1.0 DL + 0.3 LL+1.0EQ to compute axial load
    levels
                       DL=15kN/m                     LL=2kN/m
                                                                EQ=40kN
                       DL=15kN/m                     LL=2kN/m
                                                                EQ=20kN
                                                                                      34
                                     DATA
              Columns                                   Beams
                                   10-f10
                                                                    3-f10
   60cm                                        50cm
3-f10
60cm 25cm
                                                                                35
                            Section Capacities
              Elemnaların Moment-eğrilik ilişkileri
Idealized member      moment curvature
                  elasto-plastik, pekleşmesiz
relations for estimated axial load level           Φ
                                         Φy
                                                       u   l   t
Eleman
Member         N           My
              kN          kNm          rad/m       rad/m
        1     -83,786         124         0,0055     0,111
        2     -51,347        115,5        0,0056     0,115
        3     -19,872        107,5        0,0056     0,119         My
        4    -253,392         166         0,0059     0,085
        5    -158,905         143         0,0060     0,099
        6     -64,797         119         0,0060     0,113
                                                                   Moment
        7    -124,104        133,5        0,0056     0,105
        8     -77,747         122         0,0057     0,112
        9     -31,201         110         0,0054     0,118
       10       5,606           49        0,0073     0,103
       11       1,421           50        0,0069     0,102
       12     -17,233           53        0,0069     0,099                  fy   Eğrilik   f ult
       13       5,606           49        0,0073     0,103
       14       1,421           50        0,0069     0,102
       15     -17,233           53        0,0069     0,099
                                                                        43
                       Total Incremental Load (kN)=           39
                       Total Base Shear (kN) =              144.72
                                                                      45
                                Total Incremental Load (kN)=           4.2
                                Total Base Shear (kN) =              150.42
Step 11 (Incremental)
                                 Inc. Lateral Disp. at J4 (mm)=       1.94
                                Total Lateral Disp. at J4 (mm)=     23.90917
                         Frame       M         ΔM        M + ∆M
                                                                    Condition
                        Element    kNm        kNm        (kNm)
                                    124.03        0.00     124.03   YIELDED
                            1          6.95      -5.34       1.61
                                     52.22        2.18      54.40
                            2       -55.25       -4.04     -59.29
                                      -9.71       3.14      -6.57
                            3       -55.09        0.00     -55.09
  ΔEQ=2.1kN                 4
                                    167.90        0.00     167.90   YIELDED
                                    -21.59       -5.17     -26.76
                                     72.12        2.35      74.47
                            5       -75.02       -4.19     -79.21
                                     20.74        3.00      23.73
  ΔEQ=1.4kN                 6      -106.77        0.00    -106.77
                                    135.60        0.00     135.60   YIELDED
                            7          3.50      -2.09       1.41
                                     52.83       -2.09      50.74
  ΔEQ=0.7kN                 8       -58.11        0.16     -57.95
                                      -7.91       0.16      -7.75
                            9       -54.36        0.00     -54.36
                                     45.27        7.52      52.79   YIELDED
                           10       -49.58        0.00     -49.58   YIELDED
                                     45.54        7.18      52.72   YIELDED
                           11       -51.64        0.00     -51.64   YIELDED
                                     55.09        0.00      55.09   YIELDED
                           12       -53.68        0.00     -53.68   YIELDED
                                     44.13        7.52      51.65   YIELDED
                           13       -49.33        0.00     -49.33   YIELDED
                                     44.11        7.18      51.30   YIELDED
                           14       -50.19        0.00     -50.19   YIELDED
                                     53.10        0.00      53.10   YIELDED
                           15       -54.36        0.00     -54.36   YIELDED
                                                                       46
                Collapse Mechanism
                                                                  160
    SYSTEM       IS   UNSTABLE
                                                                  140
120
80
60
40
20
                                                                    0
                                                                        0   5    10      15       20     25        30
                                                                                Roof Displacement (mm)
                                                                                                              47
                                              What did we obtain?
       •                         A simple representation of the capacity curve
       •                         Plastic mechanism and sequence of hinge formation
       •                         Lateral load and displacement capacity
       •                         Ductility and plastic rotation demand
                       160
140
                       100
                                                                           SAP2000
                        80                                                                • hardening/loss of strength
                                                                                          • P-M interaction
                        60
40
                        20
                                                                                          • Systematic stiffness approach
                         0
                             0       5   10            15             20      25   30
                                              Top Displacement (mm)
                                                                                                                         48
Lumped Inelasticity Approach: A detailed
     model (Filippou et.al.1998)
                                           49
Elastic Element
    [d ]  [ f ] [ F ]
                         50
Plastic Hinges
[d ]  [ f ] [ F ]
                     51
Effect of Axial Force
                                            52
                     Element Stiffness Matrix
Element Tangent
Flexibility Matrix
                                    Invert
  Element Stiffness
      Matrix
   Transformation                       0
                          crd
       Matrix                   0
                                                53
                Solution Algorithm
Assemble structural stiffness matrix with
conventional assembly procedures
                                                                    54
Distributed Inelasticity (T.H.Lee 2005)
                                          55
Section Deformations
   İth fiber
εo
     Strain
     Displacement
     Relations
                       56
                           Interpolation Functions
    u( x)  N1u1  N 4u4                    Relates nodal forces to internal
    v( x)  N 2u2  N3u3  N5u5  N6u6      displacements
                                   N4                N2              N5
             N1
                                          1        1
1                                           N3
                                                                     N6
       Linear Interpolation for
                                                 Cubic Interpolation for
       axial displacements
                                                 transverse
                                                 displacements
               Weak Form of
               Equilibrium
                          58
            Section and Member Stiffness
                                               Element Stiffness
                                               Matrix
                                                             60
            Why Strengthening?
•   Insufficient capacity (deformation or strength)
•   Increased seismicity
•   Updated codes
•   Changes in target performance
                                                  61
               Definitions
• Strengthening: Upgrades on undamaged
  members or structures to restore member
  capacities
• Repair: Rehabilitation of damaged members
  or structures to restore member capacities
                                               62
Strengthening Methods
 Member Strengthening
 (Beam-Column Strengthening)   63
Repair / Strengthening Methods
     Global Strengthening
     (Shear Wall Addition, Bracing)
                                      64
       Member Strengthening
Members
• Column jacketing
• Beam strengthening
Materials
- Reinforced concrete
- Structural steel
- Fiber reinforced polymers
                              65
             Column Strengthening
•   Objectives
    – Strength (axial, bending, shear)
    – Deformation capacity
•   Stiffness enhancement is usually a by-product.
                                                     66
                                                     66
             Steel Jacketing
• Corner elements
• Welded steel plates
                               67
                               67
Steel Jacketing
• Corner L plates
• Welded trans. Plates
Confinement
Shear Strength
                         68
                         68
  Steel Jacket Shear Contribution
                                                   69
                                                   69
  Kesit büyütülerek
  eğilme kapasitesi
  artırılabilir.
Steel Jacketing
                      70
                         Steel Jacketing
                   Tamir Harcı
                   Dolgusu
       t jb d
Vm              f yw                  Çelik Plaka Mantolama
         s                                                                    71
Steel Jacketing
                    D
                C
            B
        A
                        72
               Steel Jacketing
• Fire Proofing
• For moment capacity enhancement longitudinal
  continuity is needed
• Otherwise used only for shear and axial capacity
                                                     73
                                                     73
                   RC Jacketing
                                                   74
                                                   74
75
75
COLUMNS – RC JACKETING
           Jacketing Concrete
           Available Concrete
      Embeded
      Dowel
      Long.
      Reinfor.                  76
      for Jacket                76
      Use of Fiber reinforced Polymers
Axial Strength Enhacement
Confinement
Shear Strength Enhancement
Insuff. Lap Splice Strengthening for Deformed Bars
                                                77
                                                77
炭素繊維ストランド巻付け耐震補強
                                 ADVANTAGES
                                 •Lightweight
                                 • No welding
                                 • Short construction period
                                 • No heavy equipment
                                 • Less workmanship
                                 • Easy handling
                                  DISADVANTAGE
                                  •Cost
                                  • Total cost?                79
    Continuous Fiber Sheets
Cloth Type CF Sheet     Prepreg Type CF Sheet
              AF Tape
                                                80
 Stress-Strain Relationship of Fibers
Stress               Carbon
(GPa)
         3.0                        Aramid
         2.0
                                        Glass
                                                  83
 COLUMN TESTS by Matsuzaki et al.
                             85
             Design of FRPs
Axial Strength and Ductility Enhancement
                                           86
                        Design of FRPs
Axial Strength and Ductility Enhancement
    fcc
    fc’
                             Axial stress-strain model for
                             FRP confined concrete
          0.002   εcc                                        87
                       Design Example
          P                                           Long. Reinforcements : 12ø26
                                                      Stirrups : ø10 @ 400 mm
                                                      fc = 15 MPa
                                                      fy = 420 MPa
                                                      Clear Cover = 50 mm
L                                                D    P =1800 kN (%27Po)
                                                      D = 750 mm, L = 5 m
                                                      Properties of FRP :
                                                      Ef = 230000 MPa
                                                      ffu = 3450 MPa
                                                      Thickness of 1 layer = 0.165 mm
Design the above cantilever column to enhance its displacement ductility to 1.5
times the available one by utilizing FRP.
                                                                                  88
                        Design Example
For the available column:                    1200
                              Moment (kNm)
Øu = 15 rad/km                                600
d = d e + dp 200
de = øy L2/3 = 40 mm                            0
                                                    0   2   4       6    8      10      12   14   16    18
                                                                Curvature
                                                                     Eğrilik (rad/km)
dp = (øu - øy) L Lp = 20 mm
d = 60 mm                                                       d                        εc = 0.0035
Target d = 90 mm
                                                                                         (unconfined)
                                                                                                  89
                       Design Example
For column confined by 3 layers of
                                                     1200
FRP:
                                                     1000
fl = ½ κa ρf εf Ef
                                                      800
                                      Moment (kNm)
ρf = (4x3x0.165/750)=0.0026
                                                      600
CF sheet
Penetrating hole
                                      Bundle of CF
                                        strands
    CF-anchor             Wing wall
                                                          92
   When there are spandrel walls
Surface preparation
-Remove finishing
- Grind the damaged part
  of the concrete
                                   93
Drilling
wall column
                                     Penetrated97holes
Cutting of Fiber Sheets
                          98
Application of Carbon Fiber Sheet (CFS)
                            Winding CF strands
                            around the reel
                            and bundling them up
                                             100
    Application of CF anchor
                                    Resin impregnation
                                    before installation
                                     Wall thickness
                          20~30mm
                     103
                 Columns with
                 window frame
CF-anchor
                 Closed wrapping
                 without removing
                 window frame
     CF-anchor
                                    104
Application to beams with slab
                                 105
System Retrofit
                  106
                System Retrofit
• Insufficient Lateral Building Stiffness
• Numerous Members require retrofit
• Impractical or ineconomical member
  rehabilitation/retrofit
                                                  107
                                                  107
             System Retrofit
• Limits lateral displacement demands,
• Avoids the uneconomical strengthening of
  circumferential members having insufficient
  capacity and/or ductility,
• Eliminates system related weaknesses like soft
  story, short column, strong beam – weak
  column, etc.
                                               108
                                              108
Strengthening with Steel Braces   Strengthening with RC Shearwalls
                                                             109
SUGGESTION FOR INSUFFICENT STRUCTURES
           IN OUR COUNTRY
             A   w    0.0025 Api
                       0.01Apt
  SAw: total shear wall area for each direction
  SApi: total floor area of entire building
   Apt : building floor area
   Aw : shearwall thickness × distance between outer
    faces of end columns
                                                       110
                                                   110
             RC Shearwall Layout
• RC shearwalls should be placed to satisfy the symmetry
  along each direction.
• If the above limitation is not fulfilled, the extra
  torsional moment demands would occur due to the
  shift of center of rigidity.
• Newly formed RC frames decrease the fundamental
  period of structure in concern due to the stiffness
  enchancement.
• Therefore, it should be proved that the capacity
  enchancement is larger than the increase in the
  demands.
                                                       111
                                                       111
       Strengthening with RC Infill Walls
• Do not seperate the RC
  infill walls from the frame.
• Dowels
   – Deformed bars
   – For frames 10-15f
   – Inside shearwall 35f
   – Hole diameter > Dowel
     diameter + 5 mm
   – Minimum f16
                                            112
                                            112
    Strengthening with RC Infill Walls
• Total dowel area embedded inside both columns and
  beams should be larger than total reinforcement
  area placed inside RC wall along each direction.
• The spacing of anchorages should be calculated to
  account for the story shear.
• Anchorage rods should be mounted to the drilled
  holes by utilizing a suitable epoxy based adhesive.
• Before applying adhesive material inside the
  anchorage zone, the dust inside the anchorage holes
  should be cleared with the help of air compressors
  after removing the damaged concrete portions inside
  the holes by using steel brush.
                                                    113
                                                    113
   Strengthening with RC Infill Walls
• To satisfy the continuity between stories, the
  whole height of the beams should be drilled and
  the vertical anchorage rods should be placed.
• If the concrete quality of columns are not
  adequate, column jacketing might be a good
  solution.
• Mesh reinforcements should be placed at the
  both sides of shearwall and the reinforcement
  ratio should be compatible with the limits of
  TEC2007 for ductile RC shearwalls.
                                                    114
                                                    114
    Strengthening with RC Infill Walls
                                                                    116
                                                                    116
117
117
   Strengthening with RC Infill Walls
• RC shearwall has to be connected to a suitable
  foundation.
• The dowel length for a continuous foundation
  should be at least 20f.
• If the foundation underneath RC shearwall is
  inadequate or there is no foundation, a new
  foundation should be built.
• This new foundation should be connected to the
  available foundation system with a proper
  anchorage mechanism.
                                                   118
                                                   118
119
119
120
Strengthening with Steel Braces
                                  121
Strengthening with interior steel frames
Column
IPE200
                                           122
      Strengthening of Infill Walls
Requirements:
• In-plane capacity and ductility enhancement
• Out-of-plane stability
• Limited displacement capacity (<%0.5)
                                   124
STRENGTHENING OF INFILL WALLS:
    Concrete Grout with Wire Mesh
                                    125
       DOLGU DUVARLARIN
GÜÇLENDİRİLMESİ: Hasır Donatılı Sıva
                                   126
STRENGTHENING OF INFILL WALLS:
     Fiber Reinforced Polymer
                                127
                   FRP Diagonals
           Sıvalı Duvar
LP şerit
LP ankraj
LP dübel
                                         LP çekme çubuğu
                          Dolgu duvar basınç çubuğu
                                                           128
Strengthening with Lifli Polimer ile
Güçlendirme
                                       129
STRENGTHENING OF INFILL WALLS:
      Precast Concrete Panels
                                 130
Strengthening with Precast Concrete
Panels
131