Clinical Pharmacokinetic Studies of Pharmaceuticals
Clinical Pharmacokinetic Studies of Pharmaceuticals
This document is an informal translation of the official text that was promulgated in Japanese on
1 June 2001 by Ministry of Health, Labour, and Welfare and is intended for use as a reference in
conducting clinical pharmacokinetic studies of pharmaceuticals.
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1. Introduction
!1.1. Scope of the Document
!1.2. Relationships with Other Guidelines
2. Analytical Methods
3. Investigational Drug/Product
4. Compliance with Good Clinical Practice
5. Required Clinical Pharmacokinetic Data (note 1)
!5.1. Absorption
!5.2. Distribution
!5.3. Metabolism
!5.4. Excretion
6. Study Methods
!6.1. Subjects
!!6.1.1. Studies at the Early Stages of Development
!!6.1.2. Studies with Patients at the Late Stages of Development
!!6.1.3. Studies after New Drug Application and Approval
!6.2. Types of Study
!!6.2.1. Standard Pharmacokinetic Study
!!6.2.2. Population Pharmacokinetic Approach
!6.3. Pharmacokinetics/Pharmacodynamics Study (PK/PD Study)
!6.4.Pharmacokinetic Study needed for Extrapolating Foreign Data to Japanese
7. Analytical Methods
!7.1. Pharmacokinetic Analytical Methods
!7.2. Statistical Analytical Methods
8. Evaluation and Reporting of Pharmacokinetic Information
!8.1. Evaluation of Analytical Results
!8.2. Reporting Analytical Results and Providing Information
9. Others/Post-Marketing Survey
10.Glossary
11.Related Guidelines and Guidances
!11.1. ICH Guidelines Relating to Pharmacokinetic Studies
!11.2. Japanese Guidelines
!11.3. Guidances Abroad
!!11.3.1. FDA Guidances
!!11.3.2. EU Guidances
12.!Notes
13. Questions and Answers
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1. Introduction
This document describes the scope and basic principles of clinical pharmacokinetic studies
necessary for the submission of a new drug application (NDA) and for re-examination of
approved drugs. It is aimed at obtaining human pharmacokinetic information necessary for new
drug development and for ensuring the appropriate use of medicines.
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submission due to special circumstances, or when additional concerns are recognized after a drug
is marketed, a pharmacokinetic study is sometimes conducted after NDA submission or after
marketing. In such cases, this document should also be useful.
2. Analytical Methods
Assays to measure the concentration of an investigational drug or its metabolites in human
tissue samples should be validated in terms of accuracy, precision, specificity, and quantitation
limit. For validation, it is necessary to consider the stability of samples during the time from
collection through transportation, storage, and analysis. Assays should be conducted according to
the principles of “Good Laboratory Practice.”
Use of an identical assay method throughout drug development, from the early stage until
clinical trials, is desirable, but the method may differ among studies, or a new method may be
adopted during development. In such cases, it is necessary to perform validation in order to
clarify the relationship among assays (cross-validation).
When an investigational drug originates from an endogenous substance or when interference
with endogenous substances is anticipated, comparison of the data with data from a placebo
group or with samples obtained before administration of the test substance may be necessary.
3. Investigational Drug/Product
During the early stages of development, pharmacokinetic parameters are generally not
determined using a final formulation. However, pharmacokinetic studies using the final
formulation need to be conducted prior to submission of the NDA.
When a stable isotope- or radioisotope-labeled investigational drug is used, care should be
taken that the labeling does not change the pharmacokinetic properties of the drug.
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Health and Welfare (MHW) Ordinance No. 28 "Good Clinical Practice (1997)" in order to ensure
the safety of subjects, the protection of human rights, the maintenance of scientific quality, and
the reliability of results.
5.1. Absorption
An absorption study should be conducted using the route of administration that will be used
clinically. Information on changes in blood levels (concentration in whole blood, plasma, or
serum) of the drug substances is necessary, regardless of the route of administration.
For investigational drugs that show efficacy via the systemic circulation, pharmacokinetic
parameters such as the absorption ratio, bioavailability, and absorption rate should be estimated.
In cases of oral administration, comparison with results from intravenous administration is useful
in order to estimate the absorption ratio and bioavailability, and to clarify the extent of first-pass
effects.
As absorption from the gastrointestinal tract is likely to be affected by meals, the effects of a
meal on gastrointestinal absorption should be evaluated for investigational drugs that are
administered orally. In such cases, a final formulation must be used.
In the case of investigational drugs that are intended to be used locally, absorption from the
application sites should be investigated using a final formulation.
5.2. Distribution
The volume of distribution should be calculated on the basis of drug concentration changes in
the circulation of human subjects. Plasma protein binding (unbound fraction of a drug) and
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partition ratio to blood cells must also be determined. When the unbound fraction of a drug is
low, the nature of its binding protein(s) should be clarified.
It is useful to estimate the distribution in human organs/tissues in general from information
from non-clinical pharmacokinetic study results. In special cases, direct measurement of drug
concentrations in tissues may be necessary in clinical studies.
5.3. Metabolism
The pathway and ratio of metabolism should be assessed by measuring an investigational drug
and its metabolites in blood, urine, and, if necessary, feces. Major enzymes and those subtypes
responsible for the metabolism of the drug should be determined from the results of non-clinical
studies using mostly human tissue-derived materials and genetically expressed human drug-
metabolizing enzymes.
If total clearance is largely due to metabolic clearance, and a drug is expected to be
administered repeatedly in clinical practice, investigation of a change in metabolic pattern via
induction or inhibition of drug-metabolizing enzymes with repeated dosing is recommended.
If active metabolites that contribute significantly to the efficacy and/or adverse reactions, the
blood-concentration time course of the active metabolites should be evaluated. Some drug-
metabolizing enzymes exhibit genetic polymorphisms, resulting in large decreases in activity.
When these enzymes are involved in the major route of metabolism of an investigational drug
and an evaluation of its metabolism in clinical studies is possible, it is important to assess to what
extent pharmacokinetic parameters are influenced by the genetic polymorphism.
Characteristics and degree of metabolism in the small intestine should be taken into
consideration whenever an investigational drug is administered orally and metabolized by the
P450 isoforms (e.g., CYP3A4) that are found in the small intestine in significant amounts.
5.4. Excretion
Information on the urinary excretion (rate and extent) of an investigational drug and its
metabolites should be obtained. Fecal excretion should also be determined whenever necessary.
Whether the excretion of an investigational drug is dependent on hepatic clearance or renal
clearance should be determined considering total clearance.
When evaluating fecal excretion, consideration should be also given to the possibility that
unabsorbed drug may appear in the feces.
6. Study Methods
6.1. Subjects
6.1.1. Studies at the Early Stages of Drug Development
Studies should be conducted under well-controlled conditions usually with an appropriate
number of healthy volunteers, in order to determine the pharmacokinetics of a drug. If
investigation of a drug poses a significant risk to healthy volunteers, the studies should be
conducted in patients with the target disease.
When a single administration of a drug is oral, the drug should, in principle, be administered
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after more than 10 hours of fasting.
The linearity of pharmacokinetics, route of clearance, and influence of meals should be
examined at this early stage of drug development.
In cases where repeated doses are to be given, the drug should be given according to the
standard clinical dosing regimen.
The influence of weight, age, gender, genetic factors, and drinking and smoking habits should
also be investigated whenever necessary.
If significant individual differences in pharmacokinetics due to genetic polymorphisms are
expected, it is desirable to conduct a study including or excluding subjects who have specific
genotypes, based upon discrete criteria such as genetic screening.
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6.2.1. Standard Pharmacokinetic Study
A standard pharmacokinetic study is the conventional method for evaluating the
pharmacokinetics of a drug in human subjects. In such a study, subjects are given a single dose
or repeated doses of an investigational drug. Then, blood and urine samples are collected in
compliance with a fixed schedule. Fecal samples may also be necessary. Then, the concentration
of the investigational drug and its metabolites is measured in these samples and the
pharmacokinetic profile of the investigational drug is evaluated.
Based upon the preceding information, the rate of absorption and elimination should be
estimated, and the results should be utilized for the determination of optimal points for sample
collection.
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6.2.1.2. Repeated-dose Study
Changes in pharmacokinetic parameters, confirmation of steady state concentrations, and the
potential for accumulation should be evaluated when a drug is given repeatedly, according to the
dosing route and schedule planned for clinical practice (Note 2, Note 3). The results should be
compared with changes in blood concentrations estimated from the single-dose study results.
The degree of changes in pharmacokinetic parameters depending on the administered dose and
frequency of dosing should be evaluated with respect to the dose and the dosing regimen intended
for clinical use.
The appropriate number of subjects should be determined based on the results of single-dose
studies.
The frequency of sampling after first administration should be that enabling the evaluation
of pharmacokinetic profiles in subjects. At the time of midterm administration, sampling should
be performed at a few points corresponding to trough concentrations (Ctrough) or peak
concentrations (Cpeak). At the time of final administration or steady state, a sufficient number of
sampling time points should be taken to evaluate the elimination rate, accumulation, and linearity.
However, consideration for the stress on the volunteers is necessary.
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6.3. Pharmacokinetics/Pharmacodynamics Study (PK/PD Study)
A PK/PD study in which pharmacological response levels and drug concentrations are
analyzed will be useful for clarifying the dose-response relationship and relationships among
dosage regimens, drug concentrations, efficacy, and adverse effects. In conducting the PK/PD
study, drug concentrations and clinical endpoints (true or surrogate endpoints, or pharmacological
endpoints that were validated for relation to clinical effects or adverse effects) are measured in
subjects for the evaluation of efficacy and safety. In some cases, comparison with a placebo
group may be useful. It is necessary to consider the relationship between surrogate endpoints
and true clinical endpoints.
A PK/PD study of an investigational drug is particularly important when there is no parallel
relationship between the concentration of the drug in the blood and efficacy. These include
cases where the efficacy of a drug is achieved by its presence at the sites of action (receptor, etc)
after its elimination from blood or when the onset of efficacy is seen long after its binding to
target sites.
7. Analytical Methods
Data should be analyzed from both a pharmacokinetic and statistical point of view. It is also
useful to analyze results both with and without the use of pharmacokinetic models.
Appropriateness of the statistical analysis should be secured by the “Principle of Statistical
Analysis of Clinical Test (1998).” At least major methods for clinical pharmacokinetic data
analysis should be stated in the study protocol. Details of the procedure can be mentioned in the
protocol for data analysis.
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In a standard pharmacokinetic study, a sufficient number of data collection points should be
included, and pharmacokinetic parameters, such as area under the blood concentration-time curve
(AUC), clearance, maximum blood concentration (Cmax), minimum blood concentration (Cmin),
time to reach maximum blood concentration (tmax), volume of distribution at steady state (Vdss),
mean residence time (MRT), and half life (t1/2), should be determined by using model-
independent analytical methods. In addition to the above parameters, the rate constant and
information about the volume of distribution (V1, Vd % , and Vdss) can be obtained using
pharmacokinetic models like a compartment model. Models that can describe drug concentrations
in a blood-versus-time profile are useful to estimate changes in blood concentrations caused by
differences in dosage and dose regimen, and may be used to tailor individual dosing plans. The
analysis should also be extended to include a PK/PD analysis.
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pharmacokinetic studies in the early stages of development. The validity of the dosing schedule
in previously conducted clinical studies and the results must be confirmed. The
pharmacokinetic characteristics of the investigational drug in patients should be clarified by
comparing them with those of medicines within the same therapeutic category.
In cases of possible gender differences or genetic polymorphisms in the pharmacokinetics of a
drug, it is necessary to discuss whether the dosage and dose regimen should be modified
according to these factors. In comparison with non-clinical pharmacokinetic study results, the
possibility of drug interactions and the clinical significance of these interactions must be
discussed. The package insert should include such information either under "Cautions in
Concomitant Use" or "Contraindications".
For extrapolation of clinical data from other countries, ethnic differences in pharmacokinetics
must be discussed.
9. Post-marketing Survey
Information obtained during the drug development stage is not necessarily sufficient for drug
evaluation, given that it is collected from a limited number of people. Thus, collection of post-
marketing information is important. Even for a drug that may causes serious problems in
patients whose drug disposition activities are deviated from the average, there may be a case
where sufficient information was not obtained before marketing approval. In this case,
information on the changes in drug disposition should be continuously explored after marketing
by TDM or some other means.
10. Glossary
Bayesian estimation & Method of obtaining pharmacokinetic parameters by applying the
Bayesian theorem. Pharmacokinetic parameters are estimated for each patient based on
population parameters already obtained and the blood concentration data for each patient. This
method is useful for analyzing the pharmacokinetic characteristics of patients, given that it
enables an estimation of individual pharmacokinetic parameters and the blood concentration -
time relationship from limited data. The method has been used in the area of therapeutic drug
monitoring for establishing dose and schedule in each individual.
Clearance (CL) & Rate of drug disappearance from the body indicated as a volume of body fluid
(usually blood) cleared per unit time.
CL =(Rate of disappearance) / (drug concentration)
The contributions of the liver, kidney, and metabolism to total clearance are called hepatic
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clearance, renal clearance, and metabolic clearance, respectively.
F & Fraction of an orally administered compound that enter the systemic circulation.
Fecal excretion ratio&Ratio of the amount of drug and its metabolites excreted in feces to the
administered dose
'()"Good Clinical Practice$& Criteria to ensure the validity of clinical testing of a drug.
GLP (Good Laboratory Practice)& Criteria to ensure the reliability of non-clinical safety studies
of a drug.
Half-life&Time needed for the blood or plasma concentration of a drug to decrease by half.
Linearity&When the rate (e.g., absorption rate, metabolic rate) changes in proportion to the
administered dose, the relation between them is linear. In a general sense, the pharmacokinetic
characteristics of a drug are considered to be linear when every pharmacokinetic parameter
related to rate indicates linearity. In this situation, blood concentration, AUC, and Cmax change
in proportion to the administered dose. That is, regression lines for these relationships should
pass through the origin of the coordinate axes. Pharmacokinetic parameters related to the rate
(e.g., clearance, half-life, MRT) are constant regardless of dose.
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patient population and its sub-populations by multivariate analysis of various elements that
constitute background components of test subjects, as explanatory variables of pharmacokinetic
parameters. The analysis is based on a non-linear mixed-effect model that depends on
mathematical analyses of estimates of representative values of the population and each element as
explanatory variables.
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at unspecified time points after drug administration. It is possible to include data from
blood sampled only once from each patient. Analysis of blood from many patients at
different time points yields information on the pharmacokinetic characteristics of the
population receiving the test substances. It is possible to obtain many pharmacokinetic
parameters by analysing the data with non-linear mixed effect model, including clearance,
to evaluate inter- and intra-individual variation, and to associate the variation with
background information on patients to identify the cause of individual differences. This
method is suitable for assessing the pharmacokinetics of a drug in a patient population
and also for conducting PK/PD studies. This method also requires blood samples from
all or most of the participating patients. It is also necessary to confirm patient
compliance and to record the exact time of drug intake and blood sampling.
Renal excretion ratio& Ratio of unchanged drug excreted in the urine to the administered dose.
There is also a case in which the term refers to the sum of unchanged drug and its metabolites
excreted into urine. The terms should not be used interchangeably.
Therapeutic drug monitoring (TDM) &Monitoring the concentration of a drug or its active
metabolites in biological samples, usually blood, from patients for the purpose of (1) establishing
an appropriate dose, (2) promoting therapeutic results by comparing the blood level of a drug
with its efficacy or side effects, and (3) monitoring t patient compliance.
Volume of distribution (Vd) &Apparent volume in which the drug is distributed throughout the
body.
Vd = (amount of drug in the body) / (blood concentration)
V1, Vd%, and Vdss indicate the volume of distribution of the central compartment, Vd calculated
from % phase of elimination, and Vd from steady state, respectively.
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.10&Guidelines for Selection of Control Groups in Clinical Studies (draft) (1999)
.11&Guidelines for Clinical Studies of Medicines in the Pediatric Population (2000)
6/&Timing of Non-clinical Safety Studies for the Conduct of Human Clinical Trials for
Pharmaceuticals (1999)
S3A&Note for Guidance on Toxicokinetics (Evaluation of Systemic Exposure in Toxicity
Studies) (1998)
11.2.Japanese Guidelines
Guideline for the Development of Drugs for Pediatrics (1982)
Guideline for the Design and Evaluation of Slow-releasing Preparations (oral preparation)
(1988)
General Guideline for the Clinical Evaluation of New Drugs (1992)
Guideline for the Bioequivalence Study for Generic Drugs (1997)
Guideline for Non-clinical Pharmacokinetic Studies (1998)
Guidance for the Bioequivalence Test for Changing Oral Solid Formulation (2000)
Guidance for the Bioequivalence Test for the Oral Solid Preparation Containing Different
Doses (2000)
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Guidance for Industry, Content and Format of Investigational New Drug Applications (INDs)
for Phase I Studies of Drugs, Including Well-characterized, Therapeutic, Biotechnology-
derived Products (1995)
Guidance for Industry, Drug Metabolism/Drug Interaction Studies in the Drug Development
Process: Studies in vitro (1997)
Guidance for Industry, In Vivo Bioequivalence Studies Based on Population and Individual
Bioequivalence Approaches (1997)
Guidance for Industry, Food-effect Bioavailability and Bioequivalence Studies (1997)
Guidance for Industry, Pharmacokinetics in Patients with Impaired Renal Function - Study
Design, Data Analysis, and Impact on Dosing and Labeling (1998)
Guidance for Industry, General Considerations for Pediatric Pharmacokinetic Studies for
Drugs and Biological Products (1998)
Guidance for Industry, In Vivo Drug Metabolism/Drug Interaction Studies - Study Design,
Data Analysis, and Recommendations for Dosing and Labeling (1999)
Statistical Procedures for Bioequivalence Studies using Standard, Two-treatment Crossover
Design (Issued 1992, Posted 1998)
Bioanalytical Methods Validation for Human Studies. Draft guidance (1999)
BA and BE Studies for Orally Administered Drug Products. General Considerations. Draft
guidance (Issued 1999, Posted 1999)
Average, Population, and Individual Approaches to Establishing Bioequivalence. Draft
guidance (Issued 1999, Posted 1999)
Guidance for Industry, Population Pharmacokinetics (1999)
11.3.2. EU Guidances
Note for Guidance on the Investigation of Drug Interactions (1997)
Pharmacokinetic Studies in Man (1987)
12.Notes
Note 1:
Blood drug concentrations (plasma concentration, serum concentration, and whole blood
concentration) that are observed in terms of the total process of absorption, distribution,
metabolism, and excretion are important to determine the pharmacokinetic profiles of the
medicine. Blood concentration-area under the curve versus time (AUC), volume of distribution
(Vd, Vd/F), clearance (CL, CL/F), elimination half-life (t1/2), mean residence time (MRT), time to
reach maximum blood concentration (tmax), mean blood concentration (Cav), maximum
concentration (Cmax) or peak concentration (Cpeak), and minimum concentration (Cmin) or trough
concentrations (Ctrough) are useful parameters in pharmacokinetics. If AUC, Cav, Cmax, and Cmin
are proportional to dose, pharmacokinetics of the test substance is called linear. If the
pharmacokinetic characteristics are linear, blood concentrations and pharmacokinetic parameters
at other doses can be easily estimated. Therefore, it is very useful to know in terms of therapeutic
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treatment whether pharmacokinetics at clinical doses indicates linearity. In many cases,
linearity is examined from single-administration data at different doses. On the other hand, in a
single-dose study, the half-life in the final elimination phase is sometimes hard to evaluate
accurately, which makes it difficult to predict the potential for accumulation. In such cases, a
repeated-dose study can be utilized.
Note 7&
When a drug with a half-life longer than the dosing interval is repeatedly administered, the
drug accumulates within the body to a higher blood concentration than with a single-dose
administration. Eventually, the blood concentration reaches a plateau after repetitive
administration. This is the point where the blood concentration has reached a steady state. If
the ratio of parameters such as AUC, Cmax, Cmin, or Cav at the time of steady state and after single-
dose administration (observed cumulative coefficient: Robs) is different from the prediction based
on data from single-dose studies, the following can be inferred. The theoretical value of the
accumulation coefficient (R) can be calculated from compartment models and the superposition
method.
If Robs>R: Pharmacokinetics around the steady state is non-linear. There may be enzyme
inhibition (or down-regulation 89:;<=>) by the investigational drug or its metabolites,
inhibition or down-regulation of transporters, or hepatic and/or renal dysfunction caused by the
investigational drug. In such cases, the effect is cumulative.
If Robs<R: Pharmacokinetics around the steady state is non-linear. There may be enzyme
induction by the investigational drug or its metabolites, transporter induction and insufficient
solubility at the administered sites.
When the steady-state drug concentration estimated from the results of a single-dose study
cannot be obtained under conditions where the drug is administered repeatedly, metabolic
enzyme induction is assumed. When an unexpectedly high degree of accumulation is observed,
inhibition of metabolic enzymes and toxicity of drug-clearing organs can be considered as a
causal factor. Therefore, in such cases, it is necessary to clarify the underlying cause.
When linearity is not observed after single-dose administration, the data generated in a
repeated-dose administration study should be interpreted in relation to the cause of non-linearity.
Note 3:
If the linearity of pharmacokinetics is not established, the proportion of metabolites and
unchanged drug will be altered, and new metabolites may be detected with increasing dose.
Therefore, if linearity cannot be established, careful phase I studies with doses above the
clinically estimated maximum dose and evaluation by repeated-dose administration are also
useful.
Note 4:
For the purpose to know the adequacy of the parameters and the validity of the incorporated
model in the population pharmacokinetics approach, it is necessary to consider: "?:@AB
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CDEFGF:HIHJKFL:;<=>M:NO$
1) whether the target population and sample size are appropriate in order to obtain sufficient
information as to the expected population who will receive the drug in the future.
2) whether the number of positive patients and negative patients relative to each factor are
sufficient for analysis, if the influence of such factors as concomitant use of medicines and the
presence of other diseases, both of which affect pharmacokinetics, are to be discussed.
3) whether the protocol of sampling is appropriately designed in order to obtain maximum
information with a minimum level of data.
4) whether the sampling plan is appropriate from the viewpoint of pharmacokinetics in the
previous studies.
Q1&!Are preparations for topical application or medicines prepared using biotechnology also
discussed in this document?
A1& Although this document describes the basic principles of clinical pharmacokinetic studies,
it should not be applied uniformly to all medicines. For a drug with unique properties, the choice
of study items and methods is recommended based on an understanding of the basic aspects of
this document; however, referral to related guidelines, if any, is also recommended. When a
choice is given, the scientific appropriateness of the selection is to be stated.
Q2: The document recommends that quantitative analyses be conducted according to the
principles of Good Laboratory Practice (GLP). Should as much confidence as possible be secured
in the design of quantitative methods and concentration determinations, based on the spirit of the
“Good Laboratory Practice Standards for Nonclinical Safety Studies (GLP)” ?
A2: Clinical pharmacokinetic studies are performed based on the “Guideline for Good Clinical
Practice” (GCP), but in this guideline, no recommendations for appropriate testing facilities,
assay instruments, or analysis personnel are provided. For these matters, compliance with the
“Good Laboratory Practice Standards for Nonclinical Safety Studies (GLP) ” is recommended.
The expression “as much confidence as possible be secured based on the spirit of the GLP” is
not recommended, because it lacks definite meaning; different interpretations of this expression
are possible.
As for the quantitative methods used to study the drug in question, the analyses performed
currently in some facilities are based on GLP. In these facilities, the scope and contents of GLP
are likely to be interpreted appropriately by practitioners. Although GLP is not applied directly in
clinical pharmacokinetic studies, the following articles in GLP are regarded as references to be
considered for the quantitation of a test drug and its metabolite(s): Article 5 (Personnel), Article 9
(Testing Facility), Article 10 (Instruments), Clauses 4 and 5 in Article 11 (Standard Operation
Procedure), Article 14 (Reagents and Solutions), Notes 7 and 8 of Clause 1 of article 125 (Study
Protocol) and Article 16 (Study Practice).
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!The results of the studies performed are submitted as the principal material for a new drug
application and reviewed for GCP compliance and data reliability by the Organization for
Pharmaceutical Safety and Research. Accordingly, thorough concern is needed for the design,
practice, analysis, report, internal review, preservation, etc.
Q3: In what situations is cross-validation needed? What is the actual method to be used, and
what kind of information should be collected?
A3: The quantitative method used in a clinical pharmacokinetic study should be validated in
terms of accuracy, precision, specificity, and limit of quantification, and confirmed as the
appropriate method for the analysis targeted. Accordingly, even when a substance is analyzed by
different methods, cross-validation is usually not needed to compare the analytical features of the
methods. However, when the above specifications are not enough, and it is possible to obtain
substantially different results by different methods, cross-validation is necessary. Correspondence
on a case-by-case basis is recommended to obtain consistent data and to confirm the
appropriateness of the obtained data for the specified purpose. Among the analytical methods
with different principles (e.g. HPLC and RIA, etc.), cross-validation is usually required to
confirm consistency among interpretations.
Q5: The statement that the effect of a meal must be evaluated using the final formulation can be
interpreted to mean that such pharmacokinetic data should be obtained after drug administration
using the dosing regimen submitted for approval. Is this correct?
A5: In principle, the effects of a meal on an oral dose preparation are evaluated using the final
formulation, irrespective of the clinical dosing regimen.
Q6: For a drug that is administered by a route other than the intravenous route, in what instance
should the pharmacokinetic parameters after intravenous administration be studied? Please give a
specific example. In addition, what are the methods and scope of non-clinical studies (safety
studies, etc.) required prior to intravenous administration?
A6:!Intravenous drug administration is useful for determining fundamental pharmacokinetic
parameters such as clearance and volume of distribution, and for clarifying the extent of
bioavailability and the role of metabolism in the liver and small intestine (first-pass effect).
Accordingly, an intravenous administration study is performed, in principle, for drugs not
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administered intravenously, in the case of a drug with a narrow therapeutic window, a drug with
many clinically relevant adverse effects, a drug with low bioavailability, or a drug that shows
individual differences and variations in systemic exposure. However, even in the above cases, an
intravenous administration study is not recommended for an insoluble substance that has no
proper solubilizing agent or for a substance that is potentially toxic when administered
intravenously. In addition, an intravenous administration study has little meaning when the
urinary recovery of the drug is over 90%. The necessity of an intravenous administration study is
determined on a case-by-case basis; when it is not performed, the reason should be stated.
Clinical studies that use intravenous administration should be designed so that the plasma
concentration of the drug does not exceed that determined to be safe in clinical studies that
employed the clinically intended route of administration. Before a test drug is administered
intravenously in humans, its intravenous toxicity in experimental animals is studied by single
(bolus) or drip intravenous administration. In such studies, pharmacologic effects such as blood
vessel contraction, irritation of the blood vessel wall, and hemolytic properties should be
evaluated. Whether the administered drug or any drug-related precipitate is trapped in the
capillary vessels of kidney, lung, liver, etc. should be also examined.
Administration by intravenous drip, while keeping the plasma concentration or systemic
exposure of the drug below the toxic level determined for the clinically intended route of
administration, is an actual intravenous administration method used in humans.
Q7: What do you think of the methods to ensure privacy and other rights of subjects when a
pharmacokinetic study is performed based on genetic polymorphism?
A7: In the early stages of drug development, especially in studies with healthy volunteers, there
are many occasions where genetic polymorphisms of drug metabolizing enzymes of participants
are already known. When new genetic information is to be analyzed, the consent of the subjects
should be carefully obtained after a thorough explanation. As for ethical issues of the
examination, it is necessary to refer to the most current related guidelines or reports. At the
present time, refer to the “Guideline for Ethical Issues for the Genomic Studies and Genetic
Analysis in Human” prepared by the Ministry of Education, Culture, Sports, Science and
Technology, Ministry of Health, Labour and Welfare, and Ministry of Economy, Trade and
Industry (March 29, 2001), “Guideline for Ethical Issues of the Study on Genetic Analysis”
(Apr. 28, 2000) from Evaluation Group of Pioneering Clinical Technique in Health Science
Council and “Basic principle of human genome study” (Jun. 14, 2000) from Ethics Committee on
Life Science of Japanese Board for Science and Technology.
Genetic polymorphisms can be identified either by genotyping or phenotyping, but in the
former case, the genotype that relates clearly to metabolic activity should be utilized.
Q8: In a situation where the distribution of an enzyme that causes a poor metabolizer (PM)
phenotype for Japanese individuals has a very low frequency, is it permissible to evaluate the
extent of the effect of the genetic polymorphism on pharmacokinetics in a clinical study of
foreign subjects?
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A8: When drug metabolism studies with human liver microsomes (or recombinant enzymes 8
9) is shown to be influenced to a great extent by a genetic polymorphism, a clinical study should
be conducted to evaluate the effect of that genetic polymorphism in humans. For genetic
polymorphisms of very low frequency in the Japanese population, the results of clinical studies in
foreign countries are expected to provide valuable information. In this case, it should be
explained in scientific terms that the study is difficult to perform in Japan, referring to reputable
publications.
Q9: The time of integration of females into a clinical study at the early stage of drug
development is interpreted to depend on the properties of the test drug. Is this interpretation
correct?
A9: It is possible that a drug that is intended for the treatment of symptoms that occur
frequently in females or for a disease specific to females will be studied clinically at the early
stage in females. For other drugs, the time for integration is determined on a case-by-case basis.
To determine the appropriate time, the results of safety studies outlined in the “Guideline to
Timing of non-clinical Safety Studies for the Conduct of Human Clinical Trials for
Pharmaceuticals” should be consulted.
Q10: In what situations, is it useful to assay the test drug and its metabolites in feces?
A10: Assays to determine the concentration of the test drug and its metabolites in feces are
often useful to evaluate drug pharmacokinetics in humans when the urinary recovery is low in
spite of a high recovery indicated by the results of non-clinical studies. That is, such assays are
useful when the biliary excretion ratio is estimated to be high, and when the urinary yield is very
low, and the results of non-clinical studies cannot be used to predict the mass balance in humans.
On the other hand, even if the urinary recovery is low, the meaning of a fecal assay would be
relatively low if the clinical results coincide well with those of non-clinical studies such that the
results in humans can be reliably predicted possible from the results of non-clinical studies. The
necessity of performing such analyses is recommended on a case-by-case basis, depending on the
pharmacokinetic properties of the compound.
Q11: In the Glossary, the example given to illustrate linearity is that the regression line for the
relationship between the administered dose and AUC should pass through the origin of the
coordinate axes. What are the methods and assessment criteria for the practical evaluation of
linearity?
A11: When the term “linearity” is used, fulfillment of the condition stated in the Glossary is
necessary. If linearity is shown between a dose-dependent pharmacokinetic parameter and dose,
the pharmacokinetic analysis and prediction in clinical practice can be easily performed.
Accordingly, from a practical standpoint, the interest focuses on whether there is linearity and the
word “linear” is frequently misused. When the term is used in NDA document, sufficient
evidence, according to the given definition of linearity, to support it is necessary.
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!On the other hand, from the view of necessity in clinical practice, information as to
whether the pharmacokinetic parameters of a test drug (Cmax, AUC, etc.) are proportional to dose
over the dose range relevant to clinical use (including the anticipated clinical dose) is considered
important. In this case, one should perform the linearity evaluation as follows: begin with plotting
the study results against the dose, with careful observation of the pattern, then estimate the
regression line and assess the linearity of the line. If linearity exists between the dose and the
parameter, various kinds of pharmacokinetic analyses will be performed easily. Although
different methods have been used to evaluate proportionality between AUC and dose in the test
range, including the (anticipated) clinical dose, there is probably no general consensus on the
criterion to evaluate linearity, including extrapolation to the origin, because of differences in
pharmacokinetics of test-drug, size and precision of the study, therapeutic indication, etc.
Accordingly, linearity should be evaluated with the proper criteria set for each individual case by
the most appropriate method selected, depending on the properties of the test drug.
Consequently, if a pharmacokinetic parameter can be practically evaluated as linear for dose, it is
acceptable to consider that further analysis is allowed to proceed assuming linearity. When
linearity is not recognized, the degree of non-linearity is important in the dose range used for
clinical practice, and a discussion of clinical relevance will be necessary. Furthermore, if the
parameter change that corresponds to the dose change is accurately estimated, it will be useful for
the assessment of pharmacokinetics in clinical situations.
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