Challenge G: An even more competitive and cost efficient railway
On the damaging effects of the ballast tamping operation
                      R. Perales1, G. Saussine1, N. Milesi2, Y. Descantes3
                          1
                           SNCF, Paris, France ; RFF, Paris, France2 ;
                                  3
                                   LCPC, Bouguenais, France
    1. Introduction
The performance of ballasted railway tracks is largely controlled by the condition of the ballast bed. As
shown on figure 1, a typical active railroad cross-section is composed of a clean ballast layer, then a
transition layer of mostly clean ballast and finally a fouled ballast (or subballast) layer directly in
contact with the subgrade. Subballast is sand or gravel used to provide drainage and, along with
ballast, to distribute the dynamic loading applied by trains into the subgrade. The ballast and
subballast systems are commonly referred as the granular layer supporting track with a design
thickness of typically 45–75 cm.
                         Fig. 1: Typical active railroad ballast cross-section.
Over time, ballast is progressively contaminated by the fine-grained aggregate of the transition layer
and metal dust (Ionescu, 2005a; 2005b) that fill the void space between ballast stones. This
contamination is commonly referred as fouling. The accumulation of fine particles in the voids reduces
the porosity, drainage properties and elasticity of ballast layers, which in time may create the
conditions for undrained failure at certain depth below the track surface, when combined to heavy
rainfall. In this respect, it was reported that the primary cause of ballast layer clogging was the
degradation of aggregates, which accounts for up to 40% of the proportion of fouling materials.
Tamping is a maintenance procedure applied to the ballast bed when critical levels of deformation
and performance degradation of the ballasted railway track are reached. The tamping process
consists in compacting the ballast below the sleeper through vibrations and pressure squeezing
forces in order to restore the settlement of the substructure. This operation is carried out at each
sleeper:
     the sleeper is lifted to a desired level,
     the tamping tines are inserted into the ballast through vibrations in order to facilitate their
         penetration,
     then the tamping tines vibrate and squeeze ballast in order to fill the void underneath the lifted
         sleeper,
                                     Challenge G: An even more competitive and cost efficient railway
       finally, the tamping tines vibrate and withdraw themselves from the ballast,
       and the sleeper is released.
However, during this routine operation, significant quantities of ballast are suspected to be damaged
(Röthlisberger 2000). Indeed, the penetration of the vibrating tines into the ballast bed may cause
particle breakage, resulting in a loss of angularity of coarse particles together with an increase in the
fine particles content.
This paper focuses on the influence of the tamping process on ballast particle geometry. Indeed, this
work is devoted to evaluate at actual size the influence of the number of cycles applied by an
operational tamping machine on geometrical characteristics of ballast particles, such as the size
distribution and angularity.
    2. Tamping program
This program consists in performing tamping at actual scale on a railway track located in Arras (North
of France). Figure 2 illustrates the initial poor condition state of the twenty meters long (thirty three
sleepers) railway section to be tested.
In order to prepare the test section, the first step consists in excavating a thickness of about twenty
centimeters of rubble-land mixture in order to introduce the ballast to be tested. 45 tons of LGV ballast
of fresh production were required for this experimentation (Fig. 3). The second step consists in
numbering 34 big-bags with dimensions 910 x 910 x 350 mm3 (see fig. 4), then in placing 28 big-bags
underneath the sleepers. In the third step, these bags are filled with ballast using a mechanical
shovel, while the remaining six bags are filled either mechanically or manually and stored aside to
serve as reference. Figure 5 illustrates the configuration of the track before the tamping operations
begin.
Then the tamping operation begins (Fig. 5 right), with the tamping machine operating at each sleeper
as shown on Figure 6 (Lim 2004, Paderno 2010). The tamping program described in Table 1 was
performed.
When the tamping is finished, the big-bags are removed from the railway track and packed on pallets
to be sent to LCPC in Nantes for detailed analysis.
                 Fig. 2: Railway track to be prepared for testing (Arras, France).
       Challenge G: An even more competitive and cost efficient railway
Fig. 3: Ballast grains of fresh production.
            Fig. 4: Big-bag.
    Fig. 5: Big bags on the railway.
                                       Challenge G: An even more competitive and cost efficient railway
        Fig. 6: Tamping of the ballast contained in a big-bag located underneath the sleepers.
                          Tab. 1: Mode of filling big bags and loads applied.
Number of big-bag          Fill mode                 Number   of  cycles        Penetration velocity of
                                                     applied by tamping         the tamping tines
                                                     machine
1 and 2                    Hand                      0                          -
3, 4, 5 and 6              Shovel                    0                          -
7 and 8                    Shovel                    5                          Normal
9 and 10                   Shovel                    10                         Normal
11 and 12                  Shovel                    15                         Normal
13 and 14                  Shovel                    20                         Normal
15 and 16                  Shovel                    25                         Normal
17, 18, 19, 20, 21, 22,    Shovel                    30                         Normal
23 and 24
25 and 26                  Shovel                    30                         Minimum
27 and 28                  Shovel                    30                         Maximum
29 and 30                  Shovel                    35                         Normal
31 and 32                  Shovel                    40                         Normal
33 and 34                  Shovel                    45                         Normal
    3. Analysis program and test results
Once the 34 big-bags of ballast grains (unit mass between 300 and 500 kg) are received at LCPC in
Nantes, the first step consists in sampling three test portions of at least 40 kg each per bi-bag
according to clause 9.6 of European standard EN 932-1. These samples are subsequently tested for
the purpose of assessing the tamping damages in terms of grading and angularity shifts, with this
latter characteristic as well as the grading assessed using image processing techniques developed at
the LCPC (Descantes et al, 2006).
        3.1 Sieve analyses
In order to identify the ballast size fraction, sieve analyses are carried out on the 12 test portions
sampled from the 4 reference big-bags filled mechanically. Figure 7 illustrates the average particle
                                                                                    Challenge G: An even more competitive and cost efficient railway
size distribution. The size fraction of the tested ballast is 31.5/50 mm and the proportion of fine
particles does not exceed 0.38%.
                                                                100
                                                                90
                                                                80
                                   Cumulative passing (%)
                                                                70
                                                                60
                                                                50
                                                                                                                             Filling shovel
                                                                40
                                                                30
                                                                20
                                                                10
                                                                  0
                                                                      0        20         40     60       80     100
                                                                                    Sieve opening (mm)
  Fig. 7: Average particle size distribution of the reference ballast contained in shovel filled bags.
The influence of tamping on the grading shift is assessed by comparing the previous grading curve to
that of ballast subjected to 45 tamping cycles. Fig. 8 shows that the number of tamping cycles has a
statistically significant influence on the ballast size evolution at a sieve opening of D = 50 mm. The
average size evolution may reach 6.4 points at this opening for 45 tamping cycles.
                                  100
                                  90
                                  80
         Cumulative passing (%)
                                  70
                                  60
                                                                                                                              average shovel - 0 cycle
                                                                                                                              average shovel - 45 cycles
                                  50
                                  40
                                  30
                                  20
                                  10
                                       0
                                                            0             20         40          60        80          100
                                                                                     Sieve opening (mm)
  Fig. 8: Effect of 45 tamping cycles on the grading curve of ballast (by comparison with reference
  big bags).
Figure 9 compares the average proportions of particles in each elementary class between worn-out
(45 cycles) and reference ballasts. Particles with a size greater than 50 mm are the most impacted
because they are the backbone that bears the stress during the tamping process. Fragmentation of
these particles leads to an increase in the proportion of particles in the size range of 35.5 to 50 mm
and the size of the resulting fragments seems to be about 25 to 28 mm (these are not fines).
                                                                             Challenge G: An even more competitive and cost efficient railway
                                                          50
                                                          45
                         Non-cumulative passant (%)
                                                          40
                                                          35
                                                          30
                                                          25                                                                  average shovel - 45 cycles
                                                                                                                              average shovel - 0 cycle
                                                          20
                                                          15
                                                          10
                                                          0
                                                               0,08
                                                               0,13
                                                               0,16
                                                               0,32
                                                               0,63
                                                               1,25
                                                               3,15
                                                                0,1
                                                                0,2
                                                                0,5
                                                                0,8
                                                                  1
                                                                1,6
                                                                  2
                                                                2,5
                                                                  4
                                                                  5
                                                                6,3
                                                                  8
                                                                 10
                                                               12,5
                                                                 16
                                                                 20
                                                                 25
                                                                 28
                                                               31,5
                                                               35,5
                                                                 45
                                                                 50
                                                                 56
                                                                 63
                                                                 90
                                                                         Sieve opening (mm)
                                      Fig. 9: Effect of 45 tamping cycles on particle sizes per class (by comparison with
                                      reference big bags).
Knowing the grain diameter for which the wear is established (D = 50 mm), the influence of the
tamping cycle number on the wear of grains can be discussed. Figure 10 relates the grading shift at
D = 50 mm to the tamping cycle number. Wear seems to become statistically significant when the
number of cycles exceeds 20.
                                 6
                                                                         Wear à D (%) = 0.2295x(nb of cycles) - 4.7473
                                                                                          R2 = 0.832
                                 4
 Average wear at D (%)
                         -2
                         -4
                         -6
                         -8
                                                      0        5   10   15        20         25         30        35     40           45
                                                                        Number of tamping cycles
                                      Fig. 10: Evolution of wear at D = 50 mm as a function of the tamping cycle number
                                      (penetration velocity of the tamping tines is set to “normal”).
                                                        Challenge G: An even more competitive and cost efficient railway
In order to study the influence of the tines penetration velocity on the wear of grains, 2 big-bags were
subjected to a 30-cycle-tamping process with the tines penetration velocity set to the minimum, 2 with
the velocity set to the maximum and 8 with velocity set to normal. Figure 11 shows that the minimum
velocity is significantly less aggressive than the other 2 (difference of 3.2 points).
                              100
                               90
                               80
   Cumulative passing (%)
                               70
                               60
                                                                                                       minimum velocity
                               50
                                                                                                       normal velocity
                               40                                                                      maximum velocity
                               30
                               20
                               10
                                0
                                    0         20          40           60          80           100
                                                        Sieve opening (mm)
                             Fig. 11: Average influence of the penetration velocity of the tamping tines of the
                             grading curve after 30 cycles.
                            3.2 Grading analysis using the videograder
The same samples as in the previous section were tested using the videograder.
Comparison between reference ballast and ballast subjected to 45 tamping cycles is shown on figure
12. The particle size analyses results obtained using the videograder do not show statistically
significant changes between these two ballasts. One explanation may be that sieve analysis is
sensitive to the real three-dimensional geometry of the particles, while the ellipsoid model
implemented in the videograder is less.
Yet, conclusion about the statistically significant influence of different penetration velocities is
confirmed by the videograder analysis as shown on figure 13.
                                                                            Challenge G: An even more competitive and cost efficient railway
                                                  100
                                                   90
     Cumulative proportion (%)
                                                   80
                                                   70
                                                   60
                                                                                                                       average shovel - 0 cycle
                                                   50                                                                  average shovel - 45 cycles
                                                   40
                                                   30
                                                   20
                                                   10
                                                    0
                                                        0        20            40        60          80         100
                                                                          Size particle (mm)
                                        Fig. 12: Effect of tamping on the videograder curves (by comparison with reference
                                        big bags).
                                                   100
                                                    90
                                                    80
                    Cumulative proportion (%)
                                                    70
                                                    60
                                                                                                                        minimum velocity
                                                    50                                                                  normal velocity
                                                    40                                                                  maximum velocity
                                                    30
                                                    20
                                                    10
                                                        0
                                                            0   20        40        60         80      100       120
                                                                            Size particule (mm)
                                                Fig. 13: Average influence of the penetration velocity of the tamping tines of the
                                                videogranulometer curve after 30 cycles.
                                 3.3 Angularity analysis using the videograder
As shown on figure 14, tamping does not cause any significant loss of angularity to the ballast. This
conclusion is not surprising given the short duration of a tamping cycle, with stresses suffered by the
ballast being more like a shock than like a phenomenon spread over time such as attrition wear.
                                                                        Challenge G: An even more competitive and cost efficient railway
                                              0,1665
                                              0,1660
                                              0,1655
 ANG (dimensionless)
                                              0,1650
                                              0,1645
                                              0,1640
                                              0,1635
                                              0,1630
                                              0,1625
                                              0,1620
                                              0,1615
                                              0,1610
                                                       0       5         10         15        20         25        30         35    40
                                                                                   Tamping cycle number
                                             Fig. 14: Evolution of the average angularity of ballast with tamping cycle number.
As before, the analysis of 36 samples collected from 12 big-bags was used to study the influence of
the penetration velocity of the tamping tines on the evolution of the ballast average angularity.
Examination of Figure 15 shows a marginally significant evolution from the minimum velocity to
maximum velocity, but it must be linked to the reduced interval of confidence.
                                                    0,1665
                                                    0,1660
                                                    0,1655
                       ANG (dimensionless)
                                                    0,1650
                                                    0,1645
                                                    0,1640
                                                    0,1635
                                                    0,1630
                                                    0,1625
                                                    0,1620
                                                    0,1615
                                                               Minimum
                                                                   minimale              Normal
                                                                                            moyenne             Maximum
                                                                                                                   maximale
                                                                                      Penetration velocity
                                             Fig. 15: Evolution of the average angularity of ballast angularity average on the
                                             penetration velocity for 30 tamping cycle.
                                      Challenge G: An even more competitive and cost efficient railway
    4. Conclusions
This study investigates the effects of actual size tamping operations on the geometrical characteristics
of ballast of fresh production.
The results cover 34 big-bags of ballast grains with a unit mass between 300 and 500 kg. These were
subjected to different numbers of tamping cycles from 0 to 45. The conclusions can be drawn as
follows:
      the particles of characteristic size greater than D = 50 mm are probably the most impacted
         because they constitute the skeleton of the ballast layer, viz. the backbone that bears the
         stresses applied by the tamping process,
      Fragmentation of theses particles leads to an increase in the proportion of particles in the size
         range of 35.5 to 50 mm and the resulting fragments appear to have a characteristic size of
         about 25 mm, not in the fines range (the proportion of fine particles doesn’t exceed 0.38% per
         big-bag),
      the penetration minimum velocity of the tamping tines is less aggressive than the other two
         normal and maximum velocities, the latter having no significant effect at D = 50 mm,
      the tamping does not cause any statistically significant wear in terms of loss of ballast
         angularity. In fact, the stresses suffered by the ballast are applied during a too short time.
Acknowledgments
The authors gratefully acknowledge RFF (Réseau Ferrée de France) who has funded this project.
Biography
Y. Descantes, Y. Fosse, F. Milcent, Automated measurement of railway ballast angularity. Journal of
Materials in Civil Engineering (ASCE), vol. 18, issue 4, p. 612-618, 2006.
D. Ionescu, Critical review of granular media with special reference to railway ballast, U. o. W. library,
ed., Wollongong, 86, 2005a
D. Ionescu, Ballast degradation and measurement of ballast fouling, RTR, 2, 12-19, 2005b.
W.L. Lim, Mechanics of railway ballast behaviour, PhD Thesis, Nottingham University, 2004.
C. Paderno, Comportement du ballast sous l’action du bourrage et du traffic ferroviaire, PhD Thesis,
EPDF, Suisse, 2010.
B. Röthlisberger, Stopfversuch in Ostermundigen – Teil I &II, 2000.