ICAEW / CISI Diploma in Corporate Finance
List of qualifications / examinations which accepted for eligibility / exemption purposes
Qualification / Local Regulatory Papers
Bangladesh University of Dhaka
Institute of Business Administration BBA Program
University of Dhaka
Institute of Business Administration IBA Program
University of Dhaka
Institute of IBA Executive MBA Program
Bahrain MCX-SX Certified Commodity Professional (MCCP)
Canada Canadian Securities Institute
Conduct and Practices Handbook Course (CPH)
China PRC Securities Association of China Securities Regulations examination
Cyprus Cyprus Regulatory exam
Dubai Dubai Financial Services Authority Rules & Regulations examination
Germany Certified Eurex Exchange Trader examination
Guernsey Business School /Isle of Man College
Guernsey
International Diploma in Financial Administration (IDFA)' -
Hong Kong PRC Securities Regulations examination (Securities Association of China)
OR
Hong Kong Securities Institute (HKSI)
HKSI LE Paper 1 (Licensing examination for Securities and Futures Intermediaries Paper
1 "Fundamentals of Securities and Futures Regulation")
Hong Kong Securities Institute (HKSI)
Certificate in Business Support Management
India BSE Certificate on Derivatives Exchange
BSE Certification on Stock Markets (BCSM)
BSE Certification on Central Depository (BCCD)
MCX-SX Certified Commodity Professional (MCCP)
Malta Maltese Financial Regulation
Malaysia Securities Industry Development Corporation (SIDC)
Securities Commission Malaysia (SC) Corporate Finance Examinations
Modules 12 + 19A +19B / 12 + 19
Mauritius University of Mauritius
Masters of Business Administration (Financial Services)
Module: DFA 6240 Financial Institutions and markets
Ireland The Irish Stock Exchange (ISE)
Regulatory Environment' examination (run by Institute of Bankers of Ireland)
Pakistan ICM Analysts Certification Programme (ACP)
Pakistan Markets and Regulation Examination (Module 1)
Singapore Institute of Banking & Finance (IBF) / Capital Markets & Financial Advisory Services
(CMFAS)
Module 1A or 1B Rules & Regulations for Dealing in Securities (administered by
Singapore College of Insurance)
Institute of Banking & Finance (IBF) / Capital Markets & Financial Advisory Services
(CMFAS)
Module 5 "M5 - Rules And Regulations For Financial Advisory Services" (administered by
Singapore College of Insurance)
Institute of Banking & Finance (IBF)/ Capital Markets & Financial Advisory Services
CMFAS
Module 2 Rules & Regulations Trading for Dealing in Fund Management
Capital Markets & Financial Advisory Services (CMFAS)
Module 2 Rules & Regulations Trading in Futures Contracts
Capital Markets & Financial Advisory Services (CMFAS)
Module 3 Rules & Regulations for Fund Management
Capital Markets & Financial Advisory Services (CMFAS)
Module 4A Rules & Regulations for Advising on Corporate Finance
ACI (The Financial Markets Association) Singapore
SOTC (Settlements Operations Training Course) Essential (was SOIC)
OR
*SOTC Advanced (was SOTC)
OR
*MOTC (Middle Office Training Course)
ACI (Financial Markets Association)
SMU FICS Financial Markets Certificate
South Africa South African Institute of Financial Markets (SAIFM) - "The Regulation of South African
Financial Markets" unit of the Registered Persons Exam
Sri Lanka University of Colombo
Bachelor of Business Administration FIN-2100-Financial Sector Regulations in Sri Lanka
Financial Services Academy FSA Series 3 - Financial Regulations & Ethics
University of Jayawanapura
COM 3301: Corporate Law (course module within Bcom (Special Degree) or BSc
Operations and Technology Management (Special) Degree programme
Tunisia Réglementation Boursière et Financière Tunisienne
United Series 17 Registered Representative examination
States
