AN Whitehead and music                                                  3
Real time
RICHARD ELFYN                     JONES ponders the relevance of an
                                                                                       h4 3o
influential thinker to the metaphysics of musical meaning
T       O     CITE Alfred North Whitehead in
            any discussion of aesthetics needs some
                                                         emergence from antecedent entities to itself.) The
                                                         scope of the concept of 'actual entity' is quite
                                                                                                                 Notes
                                                                                                                 1. Whitehead
                                                                                                                 himself maintained
            explanation, for he refers very little to    remarkable since it applies to all forms of matter      that he was
            art or aesthetics in his work. Yet he was    and, indeed, even to God.                               the only person
one of a small group of thinkers whose influence             The actual entity 'becomes' as it absorbs in-       ever to have read
extended far beyond any confined disciplinary            fluences from other entities in its environment,        the chapter on
                                                                                                                 'Abstraction' in
specialism. Indeed, I would like to suggest in           including God. God also can become. This ab-            his Science and the
this article that his philosophical writings can, in     sorption is termed 'prehension', literally meaning      modern world, and
fact, provide even musicians with much food for          'grasping'. So prehension is a ferment of qualita-      Dorothy Emmett in
thought, despite their difficulty and stylistic          tive valuation which need not necessarily be con-       an obituary notice
                                                                                                                 said, 'There are
elusiveness.,                                            scious. The table on which I am writing prehends        some who have
   Whitehead was elected to the Professorship            its surroundings, since its molecules react to oth-     done so. But they
of Philosophy at Harvard in 1924, at the late            ers. Whether one can romanticise this and see in        must be very few'.
age of sixty-three, following a phenomenally             it the workings of a mind or rudimentary con-           2. Revised
distinguished career as a scientist. Despite his        sciousness evidenced by the simple transfer of           edition, ed. Griffin
                                                                                                                 & Sherbume (New
advancing years, it proved a fruitful period of          energy is not a matter for the present discussion,      York, 1978).
activity for him: not only did he count among           but we remember that Whitehead was a scientist,
                                                                                                                 3. Ibid., p.18.
his pupils such illustrious figures as Susanne          well used to a purely rational approach and well
Langer, Paul Weiss, FCS Northrop and Charles            aware that, by his time, physics was to do with
Hartshome, but, drawing heavily on his scientific        flux of energy rather than the particle of Newton-
discoveries, he developed rapidly as a philo-           ian matter.
sophical thinker. Indeed, the interaction between            The entity prehends objects from its environ-
scientific and philosophic concepts underpins           ment. Those objects are said to exert 'causal
one of his most important beliefs: that a funda-         efficacy' on the subject. But this is not some
mental relationship exists between forces at work       simple, easily understood effect, for to begin with
('process') and reality.                                it need not be conscious. In 'seeing' for instance,
   In his famous book Processand reality: an essay       the eye's enjoyment of a reddish feeling is
in cosmology (1929)2 we find an exposition of what       intensified and transmuted and interpreted by
he described as his 'Philosophy of Organism'.            complex occasions of the brain into definite
Here, he asserts that ultimate components of             colours and other instances of qualitative 'etemal
reality are 'events', not particles of matter. An        object'. The original physical feeling of causal
event is never instantaneous, for it always lasts        efficacy is submerged but not eliminated by an
over a certain duration (even if perhaps an             inrush of conceptual feelings, and then we have
infinitesimally short period of time, as when a         a display of qualities presented to us. Whitehead
molecule in this paper reacts with another). This       calls this experience 'perception in the mode of
is an event, and a process in time. An instant of       presentational immediacy'.
time and a point in space, however, have no place           The becoming of an actual entity is called a
in his scheme. Thus, with events we do not              'concrescence', which is an integration as a
talk of how things are (what they are made of)          result of prehending other things or as a result of
but of how things become. The process of events,        experiencing the causal efficacy of other things
their 'becoming' is fundamental. Those events           on it.
of which the world is made are called 'actual
entities'. In older philosophies substance plays a
                                                          Actual entities (also termed actual occasions) are
fundamental role, but unlike substance (which             the final real things of which the world is made
endures), an actual entity has no permanence.             up. There is no going behind actual entities to
(And as if to emphasise this point he, in typical         find anything more real. God is an actual entity,
neologistic fashion, describes an actual entity not       and so is the most trivial puff of existence in far-
as a subject but as a superject, thus suggesting its      off empty space.3
                                                        THE MUSICAL TIMES / WINTER 2000                                            47
4. Ibid., p.22.      There may be gradations of importance, or diver-           up in the flow of process. In seeing an abstract
5. (Lewisburg,       sities of function, but in principle all are on the        painting we experience causal efficacy because
1972).               same level.                                                we follow the reference of the embodied mean-
6. Ibid., p. 147 .       When the concrescence is complete, an actual           ing and this involves a sense of process [...l.1
                     occasion or actual entity's private life (during
                     which it has been prehending) comes to an end.           This extract gives an idea of the modus operandi
                     In perishing it embarks on a public career and the       required when adapting Whitehead's theories to
                     cycle starts again. This novel occasion now              a chosen area of analysis. In the context of the
                     becomes the object for another subject to pre-           present discussion we need to focus on the
                     hend, and, if consciously, perhaps with sweet            fundamental point of Martin's argument, that this
                     thoughts of immortality. While ordinary objects          is a religious or theological quest, with the aim
                     may be physically prehended, eternal objects are         of raising ultimate questions in the actual context
                     conceptually prehended. Whitehead sees them              of specific works of art. And if we are to follow
                     as ingredients in an experience and rather similar       him successfully we must be aware of certain
                     to Plato's ideal forms. They are patterns and            elementary facts about sense and perhaps
                     qualities like squareness, blueness, hope or love.       perceive them in a Whiteheadian manner. For
                     So when an actual entity undergoes the develop-          example, if we consider sounds and ponder on
                     ing process (concrescence) it acquires a definite        their nature we might argue that when I hear a
                     character (to the exclusion of other possible            door shutting, the sensation is not (primarily)
                     characters) by selecting some eternal objects            an abstract acoustic one. I, the subject, have
                     (rather than others) to conceptually prehend. But        already prehended the object and, by means of
                     Whitehead rejects the Platonic notion of the             the 'mental pole', interpreted it. If we are to be
                     superiority of the eternal forms, for they are           useful transcendentalists we may have to listen
                     no more than 'pure potentials for the specific           away from things, listen through things, perceive
                     determination of fact'.4 That is all. So if I say that   the inner core of an aural (and indeed visual and
                     this pencil is green, then this is a proposition         other) sensa, to the depth dimension of whatever
                     where the subject is a society (nexus) of mole-          it is, the referent. Some will see this as somewhat
                     cular actual entities and the predicate is the           comparable with Heidegger's notion of Being as
                     eternal object 'green'. The fusion of the two is         the depth dimension of all beings, Being giving
                     the combining of something real with something           enduring value and ultimate significance to
                         B
                     ideal.
                         _UT WHAT has this to do with music
                               or aesthetics? The answer lies in the
                               general or universal nature of White-
                                                                              beings - indeed, so much so that a being is in-
                                                                              Being. It is an attractive area of mental activity,
                                                                              this rationalising of the finite so that it is given a
                                                                              depth dimension that raises our reasoning to
                                                                              dizzy transcendental heights. But if Being can be
                               head's concepts, thereby ensuring their        recognised, can it really be cognised? Questions
                     application to all areas of reality. Strangely, it is    about recognition are raised, with the attendant
                     in only one field that his speculations have been        nagging doubts.
                     influential. Process Theology is largely the result          Whitehead tells us that although the ontical
                     of the way in which Whitehead, along with                (the secular) and the ontological or religious
                     Charles Hartshorne, succeeded in influencing             are distinguishable, they are not separable.
                     members of the School of Divinity at Chicago             Remember, God is an actual entity. So can we
                     during the 1930s and later. It is only fairly            ever be sure where the ontical ends and the onto-
                     recently that the concept of process has featured        logical begins? We may at least tentatively
                     in writings about art, notably in E David Martin's       attempt to answer this by scrutinising the mate-
                     book Art and the religious experience: the language      rials of our chosen art, music, and look at
                     of thze sacred.5 This is a work redolent of              common experiences of music. To avoid con-
                     the Whiteheadian approach. For example, in               fusion we will consider pure music only (not
                     attempting to explain the fundamental essence            programme music). We also need to bear in mind
                     of different art forms Martin concludes that             the traditional rift between the Referentialists and
                                                                              the Non-referentialists, and remember that most
                                                                              aestheticians tend to belong to the second
                       Music more than any other art is perceived
                                                                              category, being either Formalists (like Hanslick
                       mainly in the mode of causal efficacy. Abstract
                       painting more than any other art is perceived          or Gurney) or Absolute Expressionists (like
                       mainly in the mode of presentational immediacy.        Leonard Meyer). For the Formalists tonal struc-
                       Thus music appears in part elsewhere, whereas          tures have meanings which are strictly musical.
                       abstractions appear to be all here. In listening to    The Absolute Expressionists take a softer line, in
                       music, we experience presentational immediacy          that, while affirming the evocation of emotion by
                       because we hear the presently sounding tones.          the musical meanings, this emotion is strictly
                       But there can be no 'holding' and we are swept         musical, so musical meaning is intra-musical for
                     THE MUSICAL TIMES / WINTER 2000
them too. The Referential Expressionists, on            designative meaning weakens our sense of                 7. Ibid., pp.94-95.
the other hand, claim that musical meanings             the fundamental compulsion of process is a               8. See his Emotion
legitimately refer to the extra-musical world,          vexed question - it might form a distraction             and meaning in
                                                                                                                 music (Chicago,
whether that be ontical or ontological. This            inimical to the experiencing of process. Martin
                                                                                                                 1956), pp.2f.
theory owes its unpopularity presumably to the          succeeds in conveying this peculiar engagement
                                                                                                                 9. See Martin:
implication that somehow one shouldn't listen to        or participation in process via music by recalling
                                                                                                                 op. cit., p.1 0 4 and
music as such at all, but rather daydream of            a striking passage from Sartre's The psychology          The psychology
swirling torrents and great vistas of the natural       of imagination, where the author succinctly              of imagination
world - anything extra-musical in fact (a com-          observes that music neither dates nor locates:           (NewYork, 1948),
                                                                                                                 pp.279f.
mon perception among non-musical people). We
may not favour this theory, but in the present             I am listening to the Seventh Symphony. For me        10. (New York,
                                                           that 'Seventh Symphony' does not exist in time, I     1957), p. 3 7 .
context we may choose to review it and give at
least some credence to it, albeit in a rather              do not grasp it as a dated event, as an artistic
unorthodox way. This is because the whole point            manifestation which is unrolling itself in
                                                           Chatelet auditorium on the 17th of November,
of our discussion is that of art referring to some-
                                                           1938. If I hear Furtwaengler tomorrow or eight
thing else. Bearing Whitehead in mind, E David             days later conduct another orchestra performing
Martin's bold compression of Whitehead's thought           the same symphony, I am in the presence of the
into a single sentence is useful.                          same symphony once more. Only it is being
                                                           played either better or worse I...]
   Music more than any other art forces us to feel
   causal efficacy, the compulsion of process, the         I  do not think of the event as an actuality and
   dominating control of the physically given over         dated, and on condition that I listen to the
   possibilities throughout the concrescence of            succession of themes as an absolute succession
   an experience. The form of music binds the              and not as a real succession which is unfolding
   past and future and present so tightly that as          itself, for instance, on the occasion when Peter
   we listen we are thrust out of the ordinary             pays a visit to this or that friend. In the degree
   modes of experience, in which time rather than          to which I hear the symphony it is not here,
   temporality dominates. Ecstatic temporality, the        between these walls, at the tip of the violin bows.
   rhythmic unity of past-present-future, is the           Nor is it 'in the past as if I thought: this is the
   most essential manifestation of the Being of            work that matured in the mind of Beethoven
   human beings. 7                                         on such a date. It has its own time, that is, it
                                                           possesses an inner time [process], which runs
                                                           from the first tone of the allegro to the last tone
The implication here is that music can make
                                                           of the finale, but this time is not a succession of
us feel process directly, since musical notes              a preceding time which it continues and which
are presented successively. But successive un-             happened 'before' the beginning of the allegro;
folding is found in other arts too. Music's                nor is it followed by a time which will come
special claim surely lies in its abstract nature. The      'after' the finale. The Seventh Symphony is in
meaning of the notes are basically internal, or            no way in time.9
embodied, meanings, at least in pure music,
where there are no designative allusions. It            At this point, it is useful to recall the distinction
appears that only music has both characteristics,       which Suzanne Langer, in Problems of art,10
namely a successive unfolding and abstraction.          makes between musical time and clock time, with
But before elaborating on this special claim            musical time possessing a 'complexity' and
which is made for music, Leonard B. Meyer's             'variability' which is more similar to body time,
differentiation between designative and em-             with its passage of vital functions and the
bodied meaning should be clarified.8 In language,       tensions of 'lived events'. Music certainly seems
when a word refers to an object, this is a              to give meaning to time, and through it we
designative meaning. Embodied meaning occurs            experience the present in a special way, directed
when the stimulus and the referent are the same.        as we are towards the future anticipated by our
A note, a phrase, or a section of music has             expectations. Thus if the ontical categories of
embodied meaning, because it points to and              time and place, and all the habits of everyday
makes us expect another musical (not extra-             existence are not designated, then (to revert to
musical) event. Embodied meanings are the               Heideggerian terminology) we may now be open
internal relationships of an art form, and in           to Being.
pure music and abstract painting it is the very            When discussing music in more detail, E David
lack of a designative meaning that distinguishes        Martin's treatment of standard works is some-
them respectively from programme music and              times disconcerting. For instance, in clarifying the
representational painting.                              ontological implications contained in music, he
   Designative meaning is strong in literature,         compares Bach's Well-ternpered clavier (i.e. all the
film and dance (in dance, the bodies themselves         preludes and fugues as a single group) with the
have a designative meaning). Whether having a           Art offugue and with the St Mattlhew Passion, all
                                                        THE MUSICAL TIMES / WINTER 2000                                             49
11. Martin: op. cit.,         three works being reduced to single, rigidly               transparent icon, cannot be understood inde-
p. 1 13 .                     uniform types. We may tentatively agree with              pendently of careful attention to the icon.'12 This
12. Ibid., p. 1 1 6 - 1 7 .   him that technically the Passion is a form of             is where a work of art attains ontological
13. Ibid., p.160.             programme music for liturgical use, its designa-          significance, and there is no doubt that works of
                              tive meaning referring specifically to religious          art possess this translucent iconicity While
                              events and doctrines. But he goes on rather                Gruinewald's Christ has conventional symbols
                              provocatively to say:                                     it also has iconic symbols. Martin asserts that
                                                                                        without the addition of conventional symbols,
                                 Yet music can have a religious programme and           it will be very difficult for an iconic symbol to
                                 even be put to liturgical use and still not be          function as a religious one. For how can one
                                 religious, except in the sense that all works of art   prove that certain brush strokes in a painting
                                 are religious insofar as they reveal something of      have iconic symbolism? Martin's answer is that if
                                 the mystery of Being in their seeming inexhausti-       the primary subject matter is ontological, then,
                                 bility [...1 There must be a more essential or         and only then, can the work be appropriately
                                 further inner continuity between the music and         described as religious. But how does one deter-
                                 the religious dimension.11                             mine whether a work is ontologically oriented?
                                                                                        The answer has usually been - 'if conventional
                              Unfortunately he is not clear about the 'how' of          symbols are present'. But what if it is not a paint-
                              this inner continuity He points out that the Art of       ing of Christ, or the Cross, or anything like that?
                              fugue and the Well-tempered clavier lack religious        Let us say Picasso's Guernica (to cite an example
                              programmes. How then he asks, very provoca-                of Martin's). There are no conventional symbols
                               tively, is it possible that the Art offfugue possesses   in it which might specifically indicate the reli-
                              an inner continuity with the religious dimension          gious dimension. We must ask therefore whether
                                     xW
                               that the Well-ternpered clavier lacks?
                                             T
                                             ITH        this question poised in
                                                 suspended animation we could
                                                 perhaps digress for a moment in
                                                                                        it has iconic symbolism even if only implicitly.
                                                                                        Does it point to a further reality in its devastating
                                                                                        representation of what the ontical is like when it
                                                                                        becomes man's supreme value? One can assert
                                                                                        that Guernica does suggest something other than
                                                 order to refer to another area         the secular values of Franco's fascism, a some-
                              of art where Martin's arguments prove more                thing other than the awful image of a bull
                              convincing and logical. In discussing painting,           signifying totalitarianism. But this 'other' image is
                              Martin recalls the ground-rules set by Tillich,           not explicitly indicated, despite the fact that
                              particularly Tillich's distinction between 'signs'        one is helped in a possible interpretation by the
                              and 'symbols'. There is a further distinction, too,       presence of recognisable figures. This raises the
                               that between conventional signs and iconic signs,        issue of how to extend this ontological enquiry
                              wherethe term 'sign' designates ontical (secular)         to paintings which are completely abstract, or
                              reality. We also have conventional symbols and            indeed too abstract, or to pure music. Tillich
                              iconic symbols, where symbol designates onto-             himself was moved to see in Guernica an onto-
                              logical reality. The meaning of a conventional            logical dimension, and, as Martin reminds us,
                              sign is arbitrarily attached to it, perhaps by social     it was Tillich who argued powerfully (in a
                              convention, like [Z] at the roadside or x and y in        much more abstract context) that there was more
                              mathematics. The sign's value is its transparency,        religion in Cezanne's apple than in Hofman's
                              since one sees through it to the message con-             Jesus 113
                              veyed, as when using a non-onomatopeic word.                  To return to music, we must now note Martin's
                              An iconic sign on the other hand incorporates             conclusion, which greatly complicates the
                              characteristics significantly similar to the refer-       premise whereby the St Matthew Passion and,
                              ent, like a stickman. In language, the word 'rat-         say a secular work like the Art of fugue (or the
                              tle', because it resembles the sound of a rattle or       Well-temiipered clavier) are pigeon-holed into
                              something rattling, is an iconic sign. There is a         ontological and ontical categories respectively
                              designative meaning here too, and thus this sign          For, as we have stated, he maintains that not only
                              is also transparent. Martin cites another human           is there a difference between the Passion and the
                              image very far removed from our stickman,                 Art offtigue, there is also a distinction to be made
                              namely Christ in Gruinewald's Cnicifixion. He             between the Art of ftigute and the Well-temnpered
                              says of it: 'our sight is ensnared, we attend care-       clavier, with the former at least implicitly seen
                              fully to the embodied meanings'. The designative          to possess 'an inner continuity with the religious
                              meaning is very obvious, while the embodied               dimension'. He amplifies this as follows:
                              meaning is the divinity and suffering itl the lines.
                              'Whereas the stickman is a "transparent icon",               In most of the work - Contrapuncti 1-11,
                              Gruinewald's Christ is a "translucent icon". The             14, 17-18 and above all 19 (the unfinished
                              referent of a translucent icon, unlike that of a             quadruple fugue) - there is in the structure of
                              THE MUSICAL TIMES / WINTER 2000
   the embodied meanings an unearthly inevita-              stowing, conflict and resolution, speed, arrest,     14. Ibid., p.124.
   bility about the resolution of the tensions that is      terrific excitement, calm or subtle activation and    15. Feeling and
   iconic with the sense of reverence and peace that        dreamy lapses - not joy and sorrow perhaps, but      form (New York,
   accompanies coercive experiences of Being. For           the poignancy of either and both [...] Music is a     1953), p.2 7 .
   example, in the opening sixteen measures of              tonal analogue of emotive life.15                    16. This is also
   Contrapunctus 11 the three-note phrases that                                                                  Martin's view, op.
   form the subject sound in isolation somewhat          Unlike Langer, however, I would claim that the          cit., p.122.
   baseless and suspended.                               iconic designations of music are not necessarily        17. See Charles
                                                         restricted to the structure of feelings. By means       Hartshorne's
   Despite their majestic pace, there is unfulfilled
                                                         of powerful internal connections which seem             Creative synthesis
   tension, anxiety in each one. Yet this theme of                                                               and philosoplhic
   four and a quarter measures is centred around         inexhaustible, the very .structure of music (so         methiod (Illinois,
   the tonic pitch, and when it arrives at the D there   much out of only twelve notes) suggests that            1970), chapter 4.
   is a sense of quiet release, although there is no     music as an analogue of feeling is too restricted       18. translated by
   final release until the last chord of the fugue.      a definition.16 To begin with, the fundamental          Trasg (London,
      The Well-tempered clavier on the other hand,       technical basis is an eternal object found in           1956), chapter 5.
   despite its perhaps equally powerful icons of         nature and bequeathed by God to us, and that is
   inexhaustibility and temporality generally lacks      the harmonic series. We all know its pervasive
   icons of religious feeling [ ... ]14                  role as the very root of all music, so we should
                                                         ask what statements can be made about the
Later, he admits: 'often no doubt we will differ         resultant art. Our approach might be to ponder
about such judgements.'                                  what the world must be like if between us and
  Fortunately, there are some conclusions one            the world the phenomenon of music can occur.
can draw from this, and they suggest the need for        How must I consider the world, how must I
a more careful scrutiny of the musical materials         consider myself, if I am to understand the reality
than is found in Martin's analysis. First, if music      of music? This may not have all that much to
is an iconic symbol and translucent, showing us          do with conventional analysis of a particular
a world beyond, then very careful attention must         piece of music, so concerned are we with certain
be paid to the actual harmonic and rhythmic              fundamentals common to all music. And it is
characteristics. After all, if God is somehow to be      fascinating how musical notes, although derived
evoked and perhaps even experienced through              from something very material like the harmonic
the icon, then the icon itself must be carefully         series, do not correlate with any material
assessed. When one does this, it soon becomes            phenomena when they are in horizontal motion
apparent that what is really under scrutiny is the       or vertical grouping. Acoustical phenomena and
language of music as whole, not just one 'secular'       one's auditory apparatus are indeed material, but
piece and the way it differs from another secular        they have nothing to do with the meaning of the
one. Some will argue quite convincingly against          sounds. (We might impose a private meaning on
this by stressing that a metaphysical distinction is     the sounds, of course; and we might be helped to
apparent between the Art offugue and some banal          appreciate the music by the designative meanings
music. We may indeed concur, and plausibly               or conventional symbols in it.)
dismiss the inferior music as failing, through its
embodied meanings, to inform us or make us
aware of ecstatic temporality because of the
                                                         B        UT one should be very cautious in the
                                                                   present context of this personal interpre-
triteness of meanings and their failure either to                  tation, for claims have been made (by
make significant demands upon our imagination                      Charles Hartshorne and other process
or to conjure up a translucent iconicity. But such       philosophers) that the element of feeling is
general statements may be so weighed down with           more closely bound up with the 'outer world'
cultural preconceptions and prejudice as to be           component than might at first be assumed. As
rather suspect, and one reason for this is the lack      Hartshorne has pointed out in discussing colour
of a detailed assessment of the actual music.            (and the point remains true of music) 'the
What if we found that a piece of pop had the             "gaiety" of yellow [...] is the yellowness of the
same chord structure as a beautiful (transcenden-        yellow'.17 One of the most lucid examinations of
tally beautiful) piece by Mozart? What criteria          this metaphysical basis of music is by Victor
apply then, even when there is meticulous regard         Zuckerkandl, who in his Sound and symbol
for musical materials? So, comparing pieces has          analyses the inherent metaphysical quality of
its pitfalls. I would rather look at music as a          musical phenomena.18 He deals with the issues
whole and do so in the light of a modification of        raised by Hartshorne as follows:
Susanne Langer's observation that
                                                           Though the strict separation of the two worlds
  The tonal structures we call 'music' bear a close        is abandoned, the two components, physical
  logical similarity to the forms of human feeling -       and psychic, are still maintained. The non-
  forms of growth and of attenuation, flowing and          physical element that is found in the outer
                                                         THE MUSICAL TIMES / WINTER 2000                                              51
19. Ibid., pp.59-60.     world, although it is no longer imported into             viewpoint of the trigger action and the reverber-
20. Ibid., pp.60-6L      it from an inner world, is yet, so to speak,              ation.20
                         an external psychic. Even the vocabulary -
                         feeling, excitement, gaiety, and so on - is            What is this 'external psychic'? Our experience
                         wholly drawn from the psychic realm. (In this
                                                                                of music tells us that it is a force of some kind,
                         connection we must not forget that our
                                                                                for which the physical/acoustical manifestation
                         language, which conforms to our mode of
                         thought provides a vocabulary for physical             is transparent. It has nothing to do with the
                         phenomena and for psychic phenomena, but               expression of feeling because these dynamic
                         none for phenomena that belong to neither              qualities appear even when nothing is thought to
                         class: a source of frequently insuperable difficul-    be expressed, namely when a scale is played.
                         ties in all investigations that do not readily fit     (Since we are now imbuing a scale with meaning
                         into the traditional pattern of thought.) But          it may be necessary to change our view about its
                         how, without falling back upon the old belief          low musical status and confer on it an inherently
                         in the world soul or in a God in nature, we are        metaphysical expressive power.)
                         to conceive feelings outside of a consciousness,
                         and a seeing, hearing, and touching of feelings
                         (to say nothing of other complications), we
                                                                                T             conclude, we have noticed when
                                                                                          discussing embodied meaning that
                         cannot at first see. In this situation, music shows
                         us the way out.19                                                there is an obvious difference between
                                                                                          language and music. In language, liere is
                                                                                the word, there is what it means. But the musical
                       He then takes the opening theme of Beethoven's           note and its meaning are far more intimately
                       Ninth Symphony as an illustration:                       connected; so the particular state of tension
                                                                                which we perceive, let us say, in the leading note
                         When it appears for the first time in the Ninth        or seventh degree of a musical scale (in the
                         Symphony, it is played by the lower strings. The       context of a key) does not exist outside that note.
                         tones of the celli and double basses in this           We are therefore left with a mystery, namely how
                         passage - especially by contrast with what has         can music take place where things/bodies exist
                         preceded - have a very definite emotional              and at the same time be transcendental to the
                         character: it could be called a character of           space in which things/bodies move. It may be
                         solemn repose. The two components, then, are           instructive to recall, at this point, one of the few
                         present - the physical, the acoustical tone and        remarks Whitehead made about music. When
                         the psychic, the emotional tone; but the melody,
                                                                                confessing to not understanding Beethoven's
                         the music, as we know, is in neither of these.
                                                                                last quartets, he expressed the consciousness
                         What we hear when we hear melody is simply
                         not FO, G, A, etc., plus 'solemn repose', tone plus    of the grandeur of their 'surrounding immensities
                         emotion, physical plus psychic, but, with that         of thought'. He must surely have meant that,
                         and beyond it, a third thing, which belongs to         when you listen to a masterpiece, you have a
                         neither the physical nor the psychic context:          sense that you are in the presence of infinitude.
                         3, 4, 5 - a pure dynamism, tonal dynamic               But for Beethoven to conjure up this extra-
                         qualities. It is not two components, then, which       ordinary phenomenon was essentially a technical
                         make up musical tone, but three. The words we          exercise whereby he had to choose between one
                         use to describe this third component - words           musical concept and others. But these infinitudes
                         such as force, equilibrium, tension, direction -       of possibility or unrealised possibilities which
                         are significantly such as neither of the two sides     provide choice have an important place in White-
                         claims for itself alone and, consequently, may
                                                                                head's system in a category called 'conceptual
                         well refer to a separate realm between the two,
                         a realm of pure dynamics. What makes a                 reversion', a subject for a later discussion, and
                         musical tone is so much the work not of the            one deserving careful thought since it seems to be
                         physical and not of the psychic component              the clue to the possibility of a 'hybrid' prehension
                         but of the third, a purely dynamic component,          of God. Whitehead's original approach to this
                         that, compared with the latter, the two others         awesome subject may provide a starting point for
                         appear to sink to the function of trigger and after-   further exploration. Whitehead emphasises God's
                         effect: a physical process sets off the dynamic        immanence in the world in three ways, and these
                         phenomenon; the latter reverberates in a psychic       provide cornerstones for new avenues of enquiry.
                         process.                                               Firstly, God supplies every entity with its basic
                             So greatly is our thinking under the spell of
                                                                                conceptual aim. Secondly, He is present with the
                         the two-worlds scheme! Perhaps the sterility
                                                                                entity throughout its concrescence in its world.
                         of traditional aesthetics is owing to the fact that
                                                                                Thirdly, as the entity prehends God, so is He
                         it has never escaped from this schema; that it
 Richard Elfyn                                                                  an influence on it, and His own consequent
                         continually swings like a pendulum between a
Jones is a Senior                                                               nature is duly affected. As Zuckerkandl has
 Lecturer in             physical and a psychic component of art work
 Music at Cardiff        and art experience, in a vain attempt to compre-       suggested at the very end of his book, our con-
University.              hend the phenomena of art from the narrow              clusions are but indicators for further study.
52                     THE MUSICAL TIMES / WINTER 2000
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SOURCE: Musical Times 141 no1873 Wint 2000
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