Upper Room Ultraviolet Germicidal Irradiation Eliminator (UVGI) An Update
Upper Room Ultraviolet Germicidal Irradiation Eliminator (UVGI) An Update
Technology Review
                             UPPER ROOM
                             ULTRAVIOLET
                             GERMICIDAL
                             IRRADIATION
                              ELIMINATOR
                                 (UVGI)
                               AN UPDATE
                      i
Author:
Dr. Sheamini Sivasampu
Principal Assistant Director
Health Technology Assessment Unit
Ministry of Health, Malaysia
Reviewed by:
Datin Dr. Rugayah Bakri
Head
Health Technology Assessment Unit
Ministry of Health, Malaysia
                            ii
                       TABLE OF CONTENT
1   BACKGROUND                            1
2   INTRODUCTION                          1
3   TECHNICAL FEATURES                    1
4   OBJECTIVE                             2
5   METHODOLOGY                           2
6   RESULT AND DISCUSSION                 3
    6.1    Safety                         3
    6.2    Effectiveness                  3
    6.3    Cost Implications              4
7   CONCLUSION                            4
8   RECOMMENDATIONS                       4
9   REFERENCES                            5
    Appendix 1 –Literature Search         8
    Evidence Table                        9
                                iii
1.     BACKGROUND
The Deputy Director General (Medical) from the Ministry of Health has asked for an
update to the existing technology review by the Health Technology Assessment Unit on
UVGI Virus Zone Eliminator (2004).
2.      INTRODUCTION
The control of indoor air quality (IAQ) plays an important role in the prevention of
infection in hospitals to protect both hospital staff and patients, especially
immunosuppressed and immunocompromised patients, who are highly susceptible
to the adverse effects of various airborne chemicals and microbes. Improper control of
hospital IAQ may cause hospital-acquired (nosocomial) infections and occupational
diseases (Leung & Chan 2006).
More recently the bioterrorism threat and the appearance of new pathogens with the
potential for airborne spread, such as severe acute respiratory syndrome (SARS), have
stimulated installations of upper-room irradiation systems (First et al 2005). Ultraviolet
Germicidal Irradiation (UVGI) systems for air disinfection are coming into increasing use
for indoor air quality and disease control (Bahnfleth et al 2005).
3. TECHNICAL FEATURES
Currently there are eleven distinct system of UVGI application available ranging from in-
duct air disinfection for HVAC application, to upper air single-room systems, to surgical
site surface disinfection refer to Fig 1. While there are certain common issues in the
application of such systems, such as lamp performance and safety, the information and
methods needed to design each type are quite different. The most common types of
systems (in no particular order) are in-duct and cooling coil disinfection systems in
HVAC applications, standalone recirculating units such as may be found in hospital
isolation rooms, and upper air systems (Bahnfleth et al 2005).
It has been noted that the efficiency of disinfection depends on both the UV radiation
field intensity and the residence time of microbes is exposed to the radiation field.
Therefore, the mechanical ventilation system should maintain an air speed not exceeding
the limit recommended by the UVGI system manufacturer for sufficient residence time
(Leung & Chan 2006).
At present, the most well-developed areas of standards related to the application of UVGI
are the rating of lamps (IESNA 2000; CIE 2003), electrical safety (certifiable by any of
several laboratories), and safe human exposure limits (NIOSH 1972; ACGIH 1991;
AIHA 2001; IRPA 1985; NEHC 1992).
Currently planned list of guidelines and standards for upper room UVGI and their status
as of May 30, 2005 are as follows (Bahnfleth et al 2005):
 IUVA-G01A: General Guideline for UVGI Air and Surface Disinfection Systems
    (draft under internal IUVA review)
                                          1
      IUVA-G02A: Guideline for Design and Installation of UVGI Air Disinfection
       Systems in New Building Construction (draft under internal IUVA review)
        IUVA-S04A: Standard for the Testing and Commissioning of Upper Room UVGI
     Systems (first draft pending)
    IUVA-S05A: Standard for the Testing of UVGI Surface Disinfection Systems (first
      draft pending)
     IUVA-S06A: Standard for Laboratory Testing of UVGI Air and Surface Rate
       Constants (draft under internal IUVA review)
      IUVA-S08A: Standard for Epidemiological Testing of Air Treatment Systems (first
        draft pending)
4. OBJECTIVE
The aim of this paper is to update on the existing evidence with regards to upper room
UVGI eliminator looking at aspects of safety, effectiveness and cost implications.
                                         2
5.      METHODOLOGY
Electronic search was carried out using various databases as included in Appendix 1. As
this is an update, limits were applied and articles were retrieved from 2005-2006. The
keywords used in the search include: ultraviolet germicidal irradiation; germicidal
ultraviolet irradiation; UVGI; air disinfection; standards; guidelines; air sterilizer;
hospital; indoor air quality; AND management.
Any article (including reviews) considered potentially relevant was included, and the
bibliographies of publications were examined for additional relevant studies.
6.1 Safety
6.2 Effectiveness
ASHRAE [9], AIA [11], and CDC [12] recommend that UVGI be used to supplement
the essential engineering control methods, including mechanical ventilation, filtration,
and differential pressure control and that UVGI cannot be used as a substitute to the
above measures(Leung & Chan (2006); Tuberculosis and Chest Service Public Health
Services Branch, (2006); NICE (2006).
(i) Bacteria
                                           3
this high level resulted in little increase in the inactivation of the airborne TB-like
bacteria.
Whereas another experimental study demonstrated that the choice of suspending medium
influenced both size and UVGI susceptibility of S. marcescens (Lai et al 2004).
These studies once again concurred with our previous report that the efficacy of upper
room UVGI is effected by room ventilation rate, UV radiance levels and distributions,
airflow patterns and relative humidity.
Mycobacteria tuberculosis
There are no recent studies that address the control of tuberculosis using UVGI
application.
Most authorities believe the most important part of TB control measure is to get the
infectious patient into the isolation room as soon as possible. Air changes per hour
(ACH) of 6 to12 under negative pressure is pivotal for infection control in an isolation
room. The other measures such as HEPA filter or UV irradiation are no replacement for a
properly maintained respiratory isolation rooms, although they may serve as
supplementary measures in selected settings (Tuberculosis and Chest Service Public
Health Services Branch (2006); NICE 2006; Leung & Chan 2006).
More recent studies have once again demonstrated that germicidal effect of UV
irradiation varies with relative humidity and intensity of the UV light (Xu et al 2005;
Tuberculosis and Chest Service Public Health Services Branch, 2006). It has been
recommended that for optimal efficacy of UV irradiation, the relative humidity should be
maintained below 60% (Tuberculosis and Chest Service Public Health Services Branch,
2006). High relative humidity above 75 percent lowers the effectiveness of UVGI to
inactivate the TB-like bacteria (NIOSH Update 2003).
Another concern raised in the Hong Kong Tuberculosis Manual is as the lamp gets old or
covered with dust, the residence time for air sterilization increases therefore affecting the
effectiveness of the device (Tuberculosis and Chest Service Public Health Services
Branch 2006).
(ii)Fungal
Two studies conducted by Green et al (2004, 2005) noted that UVGI application was less
effective against fungal spores.
There are no available studies on the cost implications of upper room UVGI. However
there was statement in the Tuberculosis and Chest Service Public Health Services Branch
(2006) that “UV light are attractive because the fixtures are relatively cheap, and the
maintenance and energy costs are low”.
                                           4
7.     CONCLUSION
The safety of UVGI is still a concern and UVGI should be installed and maintained
properly to prevent both short term and long term complications.
Most recent epidemiological studies on the health benefits of air treatment using upper
room UVGI are still few in number and limited in quality.
8. RECOMMENDATIONS
To ensure hospital indoor air quality and disease control, it is recommended priority lies
in having good ventilation design. UVGI systems are only effective as supplementary
measures for deactivating bacteria in selected settings.
                                          5
9. REFERENCES
ACGIH. 2002. TLVs and BEIs. In Proc. American Conference of ACGIH (1991)
Threshold Limit Values and Biological Exposure Indices for 1991-1992., American
Conference of Governmental Industrial Hygienists, Cincinnati, OH.
Bahnfleth WP, Kowalski WJ, Freihaut J (2005). Standard And Guideline Requirements
For UVGI Air Treatment Systems Proceedings: Indoor Air 2005. 3464
First MW, Weker RA, Yasui S, Nardell EA (2005). Monitoring human exposures to
upper-room germicidal ultraviolet irradiation. J Occup Environ Hyg. May;2(5):285-292.
Green CF, Davidson CS, Scarpino PV, Gibbs SG. (2005) Ultraviolet germicidal
irradiation disinfection of Stachybotrys chartarum. Can J Microbiol. Sep; 51(9):801-4.
Green CF, Scarpino PV, Jensen P, Jensen NJ, Gibbs SG (2004). Disinfection of selected
Aspergillus spp. using ultraviolet germicidal irradiation. Can J Microbiol. Mar;50(3):221-
4.
IESNA. 2000. Lighting Handbook 9th Edition IESNA HB-9- 2000, Illumination
Engineering Society of North America, New York, NY.
Ko G, First MW, Burge HA. Influence of relative humidity on particle size and UV
sensitivity of Serratia marcescens and Mycobacterium bovis BCG aerosols. Tuberc Lung
Disease 2000;80:217-28.
                                          6
Lai KM, Burge HA, First MW (2004). Size and UV germicidal irradiation susceptibility
of Serratia marcescens when aerosolized from different suspending media. Appl Environ
Microbiol. Apr;70(4):2021-
National Institute for Health and Clinical Excellence (2006). Tuberculosis – Clinical
diagnosis and management of tuberculosis and measures for its control and prevention.
March. Clinical Guideline 33. Royal College of Physicians
Tuberculosis and Chest Service Public Health Services Branch (2006). Tuberculosis
Manual. Hong Kong: Department of Health
                                        7
Appendix 1
LITERATURE SEARCH
Number of search: 8
Number of relevant abstracts: 7
Number of full text articles obtained: 2
Guidelines: 3
                                           8
                                          EVIDENCE TABLE: _ULTRAVIOLET GERMICIDAL IRRADIATION
                                         Study design, sample size &
No Author, Title, Journal, Year, Volume                                                Outcome & Characteristic                     Grade     Comment
                                                    Follow up
EFFECTIVENESS ULTRAVIOLET GERMICIDAL IRRADIATION
1   Leung M, Chan AH. (2006)            Cross Sectional study             Airborne pathogens, such as multidrug-resistant           Level 8
                                                                          Mycobacterium tuberculosis
    Control and management of hospital literature review and conducted bacteria, Legionella bacteria, and measles viruses,
    indoor air quality.                 comprehensive               IAQ can be killed by UVGI [12,21]. However, UVGI is
                                        assessments in nine hospitals in less effective against fungal spores. The efficiency
                                        Hong Kong                         of disinfection depends on both the UV radiation
    Med Sci Monit. Mar;12(3):SR17-23.                                     field intensity and the residence time of microbes
    Epub 2006 Feb 23.                    The control and mitigation exposed to the radiation field.
                                        measures cover mechanical
                                        ventilation,          filtration, Therefore, the mechanical ventilation system
                                        differential pressure control, should maintain an air speed not
                                        directional airflow control, exceeding the limit recommended by the UVGI
                                        local exhaust ventilation, and system manufacturer for sufficient residence time.
                                        ultraviolet
                                        germicidal irradiation (UVGI) ASHRAE [9], AIA [11], and CDC [12]
                                        disinfection. Their applications recommend that UVGI be used to supplement the
                                        in critical environments, such essential engineering control methods, including
                                        as operating theatres, isolation mechanical ventilation, fi ltration, and differential
                                        rooms, and other typical units, pressure control, but UVGI cannot be used as a
                                        such as outpatient departments substitute for any of these methods.
                                        and laboratories, are also
                                        considered
                                             UV radiation of wavelength
                                             220–300 nm can penetrate cell
                                             walls and inactivate tiny
                                             airborne droplet nuclei by
                                             disrupting
                                             their            reproductive
                                             mechanisms]..
BACTERIAL
2.    Xu P, Kujundzic E, Peccia J, Schafer   Cross sectional evaluated the    Performance of the UVGI system degraded               Level 8
      MP, Moss G, Hernandez M, Miller SL     efficacy of an upper-room air    significantly when the relative humidity was
      (2005)                                 (UVGI) system for inactivating   increased from 50% to 75-90% RH, the horizontal
                                             airborne    bacteria,   which    UV fluence rate distribution was skewed to one side
                                                                                   9
                                                 Study design, sample size &
No   Author, Title, Journal, Year, Volume                                                      Outcome & Characteristic                      Grade   Comment
                                                          Follow up
                                               irradiates                          compared to being evenly dispersed, and the room
     Impact of environmental factors on        the upper part of a room while      air temperature was stratified from hot at the ceiling
     efficacy of upper-room air ultraviolet    minimizing radiation exposure       to cold at the floor.
     germicidal irradiation for inactivating   to persons in the lower part of
     airborne mycobacteria.                    the room.                           The inactivation rate increased linearly with
                                                                                   effective UV fluence rate up to 5 microW cm(-2);
     Environ     Sci    Technol.        Dec     A full-scale test room (87 m3),    an increase in the fluence rate above this level did
     15;39(24):9656-64.                        fitted with a UVGI                  not yield a proportional increase in inactivation rate.
                                               system consisting of 9 louvered
                                               wall and ceiling fixtures (504
                                               W all lamps
                                               operating) was operated at 24
                                               and 34 degrees C, between 25
                                               and 90% relative humidity, and
                                               at three ventilation rates.
                                               Mycobacterium parafortuitum
                                               cells were
                                               aerosolized into the room such
                                               that    their    numbers     and
                                               physiologic state were
                                               comparable both with and
                                               without the UVGI system
                                               operating.
3    Lai KM, Burge HA, First MW                Experimental systems                S.marcescens suspended in water-only medium was
     (2004)                                                                        the most susceptible to UVGI, followed by those in
                                                It is generally recognized that    serum-only medium. The count median diameters
     Size and UV germicidal irradiation        data from different laboratories    (CMDs) for culturable particles from water-only
     susceptibility of Serratia marcescens     might vary significantly due to     and serum-only media were 0.88 and 0.95 micro m,
     when                                      differences in systems and          respectively, with the measurements based on their
     aerosolized from different suspending     experimental conditions             aerodynamic behavior.
     media.
                                                In this study, the effect of the   The bacteria suspended in phosphate buffer,
     Appl        Environ         Microbiol.    composition of the suspending       synthetic saliva, and phosphate-buffered saline had
     Apr;70(4):2021-7.                         medium on the size and UVGI         similar UVGI susceptibility and CMD at 1.0, 1.4,
     .                                         susceptibility At low humidity      and 1.5 micro m, respectively. At high humidity
                                               (36%),.                             (68%) the CMD of the particles increased by 6 to
                                                                                   16%, and at the same time UVGI susceptibility
                                                                                   decreased, with the magnitude of decrease related to
                                                                                        10
                                                  Study design, sample size &
No   Author, Title, Journal, Year, Volume                                                      Outcome & Characteristic                    Grade      Comment
                                                          Follow up
                                                                                    the type of suspending medium.
                                                                                    In conclusion, the choice of suspending medium
                                                                                    influenced both size and UVGI
                                                                                    susceptibility of S. marcescens. These data are
                                                                                    valuable for making comparisons
                                                                                    and deciding on the use of an appropriate medium
                                                                                    for various applications.
FUNGAL
4.   Green CF, Davidson CS, Scarpino PV,         UVGI dose necessary to             The UVGI dose necessary to inactivate 90% of the       Level 8
     Gibbs SG.                                   inactivate fungal spores on an     S. chartarum was greater than
     2005                                        agar surface and the efficacy of   the maximum dose of 144 mJ/cm2 evaluated in this
                                                 UVGI were determined for           study. While UVGI has been used to inactivate
     Ultraviolet     germicidal    irradiation   cultures     of    Stachybotrys    several strains of culturable fungal spores, S.
     disinfection of Stachybotrys chartarum.     chartarum                          chartarum was not susceptible to an appropriate
                                                                                    dose of UVGI. The results of this study may not
     Can J Microbiol. Sep; 51(9):801-4.          This study employed a UVGI         correlate directly to the effect of UVGI on airborne
                                                 testing unit consisting of four    fungal spores.
                                                 chambers with a 9-W, Phillips,
                                                 low pressure,                      However, this indicates that current technology may
                                                 mercury UVGI lamp in each          not be efficacious as a supplement to ventilation
                                                 chamber. The testing unit's        unless it can provide higher doses of UVGI to kill
                                                 apertures were adjusted to         spores, such as S. chartarum, traveling through the
                                                 provide 50, 100, 150, and 200      irradiated zone.
                                                 microW/cm2 of uniform flux to
                                                 the Petri dish
                                                 surfaces, resulting in a total
                                                 UVGI surface dose ranging
                                                 from 12 to 144 mJ/cm2.
5.   Green CF, Scarpino PV, Jensen P,            The efficacy of UVGI and the       The UVGI dose necessary to inactivate                  Lev el 9
     Jensen NJ, Gibbs SG.                        UVGI                               90% of the A. flavus and A. fumigatus was 35 and
                                                 dose necessary to inactivate       54 mJ/cm2, respectively.
     Disinfection of selected Aspergillus        fungal spores on an agar           UVGI can be used to inactivate culturable fungal
     spp. using ultraviolet germicidal           surface for cultures of            spores. Aspergillus flavus was more susceptible
     irradiation.                                Aspergillus       flavus and       than A. fumigatus to UVGI.
                                                 Aspergillus fumigatus were
     Can J Microbiol. 2004 Mar;50(3):221-        determined                         These results may not be directly correlated to the
                                                                                        11
                                               Study design, sample size &
No   Author, Title, Journal, Year, Volume                                                     Outcome & Characteristic                    Grade     Comment
                                                       Follow up
     4.                                                                           effect of UVGI on airborne fungal spores, but they
                                              A     four-chambered        UVGI    indicate that current technology may not be
                                              testing unit with a 9-W,            efficacious as a supplement to ventilation unless it
                                              Phillips, low pressure,             can provide higher doses of UVGI to kill spores
                                              mercury UVGI lamp in each           traveling through the irradiated zone.
                                              chamber was used in this study.
                                              An aperture was adjusted to
                                              provide 50, 100, 150, and 200
                                              micro W/cm2 of uniform flux
                                              to the surfaces of the Petri dish
6.   Griffiths WD, Bennett A, Speight S,      The performance of a duct-          A three UV lamp system was effective against            Level 9
     Parks S (2005)                           mounted       air  disinfection     airborne phages, removing an average of 97.34% of
                                              system, designed to reduce          the aerosolized challenge. With the UV component
     Determining the performance of a         airborne pathogens in the           switched off, the average efficiency dropped to
     commercial air purification system for   hospital environment, was           61.46%.This demonstrates that the chemical-coated
     reducing airborne contamination using    determined using a new testing      filter component plays a more significant role than
     model micro-organisms: a new test        methodology. The methodology        the UV radiation in destroying phages. When six
     methodology.                             places the equipment in a test      UV lamps were used, the system was able to
                                              duct, a microbial aerosol is        remove mycobacteria with an efficiency exceeding
     J Hosp Infect. Nov; 61(3):242-7. Epub    generated and then sampled          99.99%. This test methodology can be used to
     2005 Jul 11.                             simultaneously before and after     assess manufacturers' claims of efficacy of
                                              the test system.                    equipment against airborne micro-organisms in the
                                                                                  hospital environment.
                                              This allows a percentage
                                              efficiency     value    to    be
                                              calculated. The air disinfection
                                              system is a novel chemical-
                                              coated filter and ultraviolet
                                              (UV) radiation air purification
                                              system, operating at a flow rate
                                              of 500 m(3)/h, against aerosols
                                              of      MS2       phage      and
                                              Mycobacterium             vaccae
                                              (surrogates of viral and
                                              mycobactericidal pathogens).
7.   Tuberculosis and Chest Service Public    UV       light     has      been    Studies have shown that the germicidal effect of        Level 9
     Health Services Branch (2006).           recommended for institutional       UV irradiation varies with relative humidity and
                                              TB control, because of its          intensity of the UV light:120 1. Increase in relative
                                                                                       12
                                             Study design, sample size &
No   Author, Title, Journal, Year, Volume                                                 Outcome & Characteristic                     Grade             Comment
                                                       Follow up
     Tuberculosis Manual.                   efficacy in eradicating           humidity reduces the efficacy of UV irradiation. It
                                            airborne       pathogens     in   has been recommended that for optimal efficacy of
     Hong Kong: Department of Health        experimental studies. With a      UV irradiation, the relative humidity should be
                                            room of 200 ft3 and 10 ft         maintained below 60%.
                                            ceiling, installing a 30 W UV     2. As the lamp gets old or covered with dust, the
                                            lamp      was     described  as   residence time for air sterilisation increases.
                                            equivalent to adding 20
                                            ACH.38 UV light is attractive     Due to these potential complications, low
                                            because the fixtures are          penetration power and slow onset of action of UV,
                                            relatively cheap, and the         the year round high humidity and unproven efficacy
                                            maintenance and energy costs      in practice, UV light is not so widely used locally.
                                            are low.
8.   NICE (2006)                            Evidence based guideline          Studies were searched for that focussed on               Level 9   Still unclear of how the
                                             Search methodology given.        measures directed at patients with infectious TB to                went on to base their
     Tuberculosis                           Looked at combination with        prevent transmission to other patients or contacts. It             recommendations based on
     Clinical diagnosis and management of   single formulation regimens.      was expected that these measures might include                     two RCT
     tuberculosis, and measures for its                                       mask wearing by the patient, isolation in a single
     prevention and control                                                   room, negative pressure rooms, germicidal
                                                                              ultraviolet radiation or air disinfectant at sites of
     March 2006. Clinical Guideline 33                                        transmission.
                                                                                   13
                                                 Study design, sample size &
No   Author, Title, Journal, Year, Volume                                                      Outcome & Characteristic                    Grade     Comment
                                                         Follow up
                                                                                   the patient remains infectious) and when they are
                                                                                   outside their single room, for example going for an
                                                                                   X-ray (as they may come into contact with other,
                                                                                   susceptible, patients).
SAFETY
7.   First MW, Weker RA, Yasui S, Nardell       The objective is to flood the      Air exchanges between the upper and lower room          Level 8
     EA. (2005)                                 entire volume of a room above      result in air disinfection of the occupied space.
                                                6.5 ft with high intensity         Designers of these systems have adopted the
     Monitoring human exposures to upper-       ultraviolet          germicidal    practice of limiting the maximum lower room
     room germicidal ultraviolet irradiation.   irradiation, while minimizing      irradiance at every point to less than the continuous
                                                unintentional irradiance below     8-hour time-weighted average threshold limit value,
     J Occup Environ Hyg. May;2(5):285-         6.5 ft to avoid eye and skin       severely limiting the irradiation intensity in the
     92.                                        irritation.                        upper room and thereby reducing one of the two
                                                                                   major factors
                                                The method employed was to         determining germicidal effectiveness, the other
                                                have subjects wear a small         being room air mixing. The hypothesis of this study
                                                photometer that recorded total     is that eye and skin exposure will be well below the
                                                ultraviolet dose over the period   recommended safe dose even when maximum eye-
                                                of exposure while subjects went    level irradiance levels in the room exceed the 8-
                                                about their normal routine, and    hour continuous exposure threshold limit.
                                                comparing this value with a
                                                hypothetical dose calculated       The results of the study, based on a limited number
                                                from the highest measured eye-     of observations, confirmed the hypothesis.
                                                level irradiance.                  Observed doses were one-third to a factor of a
                                                                                   hundred or more lower than the doses calculated
                                                                                        14
                                              Study design, sample size &
No   Author, Title, Journal, Year, Volume                                              Outcome & Characteristic                      Grade   Comment
                                                      Follow up
                                                                            from maximum eye-level irradiances measurements
                                                                            in the occupants' spaces.
2.   Tuberculosis and Chest Service Public   Consensus opinion              Direct exposure to UV light can result in kerato-      Level 9
     Health Services Branch (2006).                                         conjunctivitis (so-called welder’s eye), and
                                                                            prolonged direct exposure is associated with skin
     Tuberculosis Manual.                                                   cancer. The risk of kerato-conjunctivitis is easily
                                                                            prevented by installing the fixtures within
                                                                            ventilation systems (duct irradiation), or by using
     Hong Kong: Department of Health
                                                                            wall- or ceiling-mounted fixtures with baffles to
                                                                            block rays directed downward so so that only the air
                                                                            in the upper room is irradiated (upper room
                                                                            irradiation).
15