Estimation of The Time To Maximum Rate Using Dynamic DSC Experiments
Estimation of The Time To Maximum Rate Using Dynamic DSC Experiments
3141, 1997
Copyright 0 1997 Elsevier Science Ltd
Printed in Great Britain. All rights reserved
PII:SO950-4230(%)00037-X 095@4230/97 $17.00 + 0.00
ELSEVIER
Keywords: safety screening; thermal safety; DSC; time to maximum rate; autocatalytic reac-
tion; simulation
31
32 Dynamic DSC experiments: A. Keller et al.
ning. The resulting curve (Figure 4) may be used either values of S, and Sj are generally different in magnitude,
for a qualitative evaluation of the reaction mechanism because TMR,,(iso) is based on an approximation and
or to provide an estimate of the zero order Arrhenius is usually less than TMR,,(adi).
activation energy for later use in the estimation method.
Experimental DSC data need smoothing, achieved in this s,, = TMkddyn)
~.- ~ - (10)
case by use of splines (function csaps from the spline TMR,,( adi)
toolbox of MATLAB [ 131). TMR,,ddyn)
,&= ---~
TMR,,(lso)
(11)
Determination of the maximal allowed process
temperature Only S,, is relevant for the validity of the estimation
The estimation method may be expressed by a minimal method. Experimental values of TMR,,(adi) were not
temperature difference between the onset temperature available. Therefore, we used S, for the experimental
Ton\etand the maximal allowed process temperature T0,24 verification.
such that a TMR,, of 24 h results. T0,24is a function of
Tonae,.For a zero order reaction this function may be Results and discussion
derived analytically by insertion of Equation (6) into The model parameters H,, E, and k, for each kinetic
Equation (2). By solving this equation, T0,24can be esti- model were varied over wide ranges, such that the
mated resulting dynamic DSC simulations showed detectable
heat release in the range between 40 and 600°C. In Fig-
T0,24 = (8) ure 2, the changes in the shape of DSC simulations due
i to modifications of the model parameters k and E, are
Equation (8) may be solved by iteration and shown for a consecutive reaction. The model parameters
inserting the values (E,,=50,000 J/mol, 9onset=20 W/kg are listed in Table I. The combination of the variation
and the limiting value of 24 h for TMR,& Equation (9) of parameters and models resulted in nearly 100 simula-
results, based on linear regression of the solution of Equ- tions.
ation (8) and with a correlation factor of 0.9998.
Evaluation of the simulated S, value
T0,24Wl = 0.65"~odKl + 50 (9) The calculated value of S, by taking a model and keep-
The result representing the maximum allowed T, is ing the model parameters E,,, k, and AH,. constant,
shown in Figure 6. depends on the chosen TMR, (Table 2). The increase
in safety margin when extrapolating from the onset tem-
perature to progressively lower temperatures is due to
Procedure to validate the screening
the low E,, of 50,000 J/mol used in Equation (6).
method
Hence the estimation of & drifts to more conservative
The estimation method was tested by simulation. The values, the more T,, differs from the onset point. In the
measurement equipment [ 141 and different reaction region of TMR,, equal to 24 h, all safety values S, for
types (Figure Z) were described mathematically. These the five kinetic mechanisms were between 0.1 and 0.7.
reaction types were chosen because more complicated The higher values where obtained for kinetic models
cases may be simplified to these basic types by assuming where the dynamic DSC shows a steep slope at the
rate limiting steps. The differential equations were trans- beginning.
lated into MATLAB. The recently available routine A shoulder results in the DSC diagram for multiple
odel5s from the toolbox odesuite showed stable behav- step mechanisms, when the first reaction has a lower
iour in solving the equations even at the end of the energy release. T,,,,, is then estimated at the beginning
decomposition, a region of a high stiffness. of this shoulder, resulting in a lower TMR,,(dyn) at T,-,.
For all chosen reaction mechanisms, simulations If the reaction proceeds adiabatically, the temperature
were carried out under three different modes. The first stabilises on a certain level before the final decompo-
under adiabatic conditions, yields TMR,,(adi), which is sition leading to a thermal explosion sets in (Figure 2).
needed as the reference value. The value of T,, to attain The influence of variations in AHR on the safety
a TMR,, of 24 h was determined by iteration. Secondly, value S, is shown in Table 3. No uniform influence on
three isothermal runs at different temperatures enabled the calculated S, was found, but even at high values for
TMR,,(iso) at T,, to be determined. In the third mode, AH,, the safety value S, is always less than one.
one dynamic DSC run was simulated and TMR,(dyn)
evaluated using the estimation method presented above. Evaluation of the simulated Si value
It is possible to demonstrate the validity of the esti- For nth order single-step reactions the Si value is below
mation method by calculating the safety indices S, and one. This is for the same reasons as given above for the
Si according to Equation (I 0) and Equation (11). If the S,, value.
value of S, is less than one, the results predicted by the By considering multi-step, nonautocatalytic reac-
estimation method must then be on the safe side. The tions such as consecutive or branched reactions, the cal-
34 Dynamic DSC experiments: A. Keller et al.
A) n-order reaction
kl r,, =-k, *CA
A fB
B) consecutive reaction
rA=-k, *CA
Akl__ Bk2C
ru =k, *C, -k, *C,
C) branched reaction
kl k2
A-B-D
rA =-k, *C,
k; rtl=-kZ*C,-k,*C,
rc=kg*Cs--k,*Cc
I )
k4
C E
D) autocatalytic reaction
kl
A *B
r,,=-k,“C,-k,*CA*CB
k2
A+B -2B
E) mixed reaction
kl
A NC .A_LD
r,,=-k,*C,-k,*CA
k2 k3 r, = k, * C,
rc=k,*C,-k,*Cc -k,*Cc-k,*C,*C,
I I
B E ro=k,*Cc+k,*Cc*C,
rL =kl*Cc
k5
C+D -* 2 D
Figure 1 Reaction types and their kinetic expressions. All reaction rates are first order with respect to all participating reactants. k,
represents the Arrhenius term k,=IQ,,*exp(-E,,J(R+T))
culated activation energy obtained from isothermal runs meter sets for the autocatalytic model are shown. The
depends on the chosen temperature range for the exper- used model parameters are listed in Table 5.
iments. Depending on temperature range, differing reac- Small variations in the model parameter Eu2 (Table
tions may dominate the rate of heat production. Table 4 6), the activation energy of the autocatalytic Prout-
compares various TMR,, values calculated for iso- Tompkins [15] step, resulted in simulations, for which
thermal runs with simulated values obtained under adia- the calculated TMR,,(iso) was longer than TMR,,(adi).
batic conditions and shows that it is possible to calculate Hence the isothermal DSC estimation method does not
TMR,(iso) values greater than TMRJadi). always give acceptable results for autocatalytic
For autocatalytic reactions a conservative estimate decompositions.
of the TMR,, using a series of isothermal measurements
is obtained by taking the heat flow maxima, neglecting Method for the identijication of autocatalytic reactions
therefore the isothermal induction times. The main prob- Figure 4 shows some examples of E,,, curves simulated
lem here is the nonequal conversion at these heat flow by Equation (7). E,,, was calculated from T,,,,,, to 90%
maxima. Hence Equation (2) and Equation (3) must be of the temperature difference between TO,,,, and the tem-
used with care. Despite this the proposed procedure was perature of the peak maximum Tpeakmax.
used to calculate TMR,(iso) for autocatalytic simula- nth order reactions are characterised by a negative
tions. In Figure 3, simulations using three different para- slope, as shown in Figure #A. This is due to the increas-
Dynamic DSC experiments: A. Keller et al. 35
7
I
IIOO- Bl B2 h93 B3
293 693
T IKI
Figure 2 Simulated curves for the consecutive reaction mechanism with three parameter sets (A,B,C of Table I). In the first column,
dynamic results are listed. The second column shows isothermal runs at different temperatures (A2:520, 540, 550 K; B2:480, 500,
520 K; C2: 530, 550, 560 K) and the third column the adiabatic course of the reaction
f,, lJ/moll Ea2 [J/mall k,, Is’1 ka? [s ‘I AH,, [J/mall AH, [J/mall
Table2 Influence of different simulated TMR,,(adi) on the safety value S, (Equation (IO)) for previously defined reaction types
(Figure 7)
ing conversion. In the case of consecutive and branched ing E,,, curve results (Figure 4D-F’), but the high value
reaction mechanisms (Figure 4B,C), it is possible that of the estimated E,,,(max) is characteristic.
the slope may change from negative to positive. For If the estimated E,,, value is greater than
autocatalytic reactions either an increasing or a decreas- 160 k.I/mol somewhere within the range
36 Dynamic DSC experiments: A. Keller et al.
Table 3 Influence of the model parameter /-I, on the safety value S, for previously defined reaction types (Figure 7)
Table 4 Influence of the temperature range of isothermal measurements on determined E, and on TMR,,(iso) using the Arrhenius
model in the case of a consecutive reaction
3- Al SOC)- A2 1893 A3
g 1093
+
---
:93
, / \ 693
I 0 a___ --__ ____---40000 2930L 100000
T lK1 t lsl t lsl
Bl B2 1893 B3
r
_-lLxx,..__
:93
,i::_ T [K I
Cl
I
693 0
800~
t Is1
c2
40000 0
1893r
t Is1
c3
100000
I
:93 1 ,$l,.___.
T
,1:_
WI
_ 693 0
t Is1
40000 0
t lsl
Figure 3 Simulated curves for the autocatalytic reaction mechanism with three parameter sets (A,B,C of Table 5). Columns as given
in figure 2 with isothermal runs at temperatures A2:500, 520, 540 K; B2:490, 500, 510 K; C2: 390, 400, 410 K
0.1 <(T- T,,,,)I(T,,,,,- T,,,,,)<O.9, the decompo- (2) and Equation (6)) was tested. For simple nth order
sition reaction is then very likely to be autocatalytic. reactions, this leads to correct values for TMR,,. In other
The idea to use E,,, estimated at the very beginning cases, the use of the estimated Ea,e value can lead to
of the E,,, curve in the screening procedure (Equation unsafe TMR,, estimations. Therefore, E,,, values calcu-
Dynamic DSC experiments: A. Keller et al. 37
I lO( Al 1lOOr Cl
z!
&
.m
)
693 293 693
T IKl T Kl
A2
80000
J
0 0.9 0 0.9
,- El )-
)L Jk I Ii I
293 693 293 693 293 693
T Kl ‘I- WI T Kl
5ooooc E2 1 F2
1
0.9
Figure4 Typical dynamic DSC and corresponding E=,, curves for different
branched, D and E autocatalytic and F mixed reaction as given in Figure 7
0.9
I
reaction
0
L
I
mechanisms. A first order,
I
0.9
B consecutive, C
38 Dynamic DSC experiments: A. Keller et al.
%
Figure 6 is a convenient tool for screening. The
W maximum process temperature can be read from the dia-
0.2 v - 0.5 0.7 0.9
gram directly. Indicated in Figure 6 is also a line indicat-
-8OIIOO L
ing another rule of thumb [ 161, i.e. safe process tempera-
V - -LSr?t)KTpanax - Tonset)
ture is TO,,,,- 100 K. This rule gives results in the
Figure 5 E,, curves of three autocatalytic (- - -) and three non- same region.
autocatalytic (-1 measured DSC samples versus normal-
ised temperature
Uncertainty of the estimation method
Base line settings and reading errors in evaluation of
lated by Equation (7) while neglecting the influence of
DSC diagrams lead to errors in the determination of
concentration, must not be used for the estimation of
TMR,,.
600 -
Experimental verijcation of the simulated results - To = Tonset
Dynamic and isothermal DSC runs were conducted - TO.24
Table 7 Calculated S, values for nonautocatalytic decompositions, measured values from seven industrial samples
TO”?A.To maximise the accuracy of TO,,,, experimental used in an estimation method. A too-high E,,, results in
care is needed. a too low Go, leading to too-high TMR,, values.
The sensitivity of the calculated TMR,,(dyn) on It is known, that normal reactions have activation
such errors may be expressed by the first derivative of energies in the range of 60,000-140,000 J/mol. By using
the equation resulting from insertion of Equation (6) into the value of 50,000 J/m01 in the estimation method, the
Equation (2). assessment is on the safe side as shown in all simula-
tions.
Conclusion
The final procedure for screening is shown in Figure 9.
Assessing the estimation method at a temperature
Run dynamic DSC.
resulting in a TMRad greater than 24 h, and using Equ-
Identify the samples with AT,,>50 K.
ation (12) assuming an accuracy in TO,,,, of +lO”C,
Identify autocatalytic reactions by the E,,, plot and
resulted in no upper limit for the S,, factor greater than
evaluate them separately.
0.9 for all investigated reaction mechanisms.
Calculate TMR,,(dyn) for the nonautocatalytic reac-
A more accurate estimation of the heat release rate
tions or use Figure 6 to check a proposed maximum
at a corresponding temperature may be found by taking
process temperature with respect of the limiting tem-
a heat release rate 4 well above the instrument sensitivity
perature.
(e.g. >20 W/kg). Due to the steeper dynamic DSC curve
Identify the ones with TMR,,(dyn) less than 24 h and
at higher heat release rates, inaccuracies in 4 result in
evaluate these separately.
smaller errors of corresponding temperature. An error in
Run isothermal DSC and determine TMR,,(iso).
the estimate of 4 affects the S,, value. Figure 7 shows
the decrease of the error bounds of S, for an absolute The demonstrated estimation method with a E,,, of
error in 4 of +5 W/kg as a function of 4 in case of a 50,000 J/mol is a good tool to determine whether TMRad
branched reaction. Conversion would lead to actual is greater than 24 h or not. The method may be applied
lower + and therefore overestimation of S,,; however, the for all types of decomposition reactions. Heterogeneous
influence of the extrapolation using the low E,,,, value reactions were not investigated, but using the assumption
of 50 kJ/mol dominates and the S, values decrease with of rate limiting steps they may be reduced to one of the
higher 4. reaction mechanisms investigated as shown in Figure 2.
The estimation method may be extended and pro- Owing to some uncertainties concerning autocatalytic
vide better results by defining the onset point at a spe- decompositions, as shown in the S, calculations, we rec-
cific heat release rate greater than 20 W/kg. Presumably ommend that these reactions are treated separately.
a greater value for E,,,,, would also be sufficient to obtain The E,,, value of 50,000 J/mol is appropriate for
safe estimations. But here further research is necessary. screening assessment using dynamic DSC runs and
should not be changed. The presented method for calcu-
Importance of the chosen E,, used in the estimation lating the E,,,, curve is useful in identifying autocatalytic
method reactions. To calculate this curve, an experimental DSC
The sensitivity of the S, values on the chosen E,,, in the curve should be smoothed. It is important to take the
estimation method is shown in Figure 8 for a branched onset of the first peak, even if the first peak shows only
reaction. The safety values S, are plotted against the a low heat release at the peak maximum.
value of E,., used in the estimation method. Only E,r,m By using the presented estimation method in the
values, where the safety factor is less than one, may be screening procedure shown above, time and money may
be saved without loss of safety. Especially at the very
early stages in process design, where a first estimation
is needed, the presented method might be used.
Nomenclature
ARC Accelerating rate calorimetry
I __-_s,
-
S,
7
\
\
) c I
293 793 59 Ml 2ooooo
T W E a.m
Figure8 Influence of choice of E. for the screening calculation of S, for a branched reaction mechanism. In the right diagram the
calculated S, for the dynamic DSC simulation, shown on the left, are plotted against different values of E, used in the estimation
method
--ykq
autocatalytic decomposltlons
+,
isothermal DSC measurements
special investigations
and/or
measures to increaseTMR,d
Figure 9 Description of the thermal risk assessment procedure including the estimation method
Dynamic DSC experiments: A. Keller et al. 41
Subscripts
k, Preexponential factor n Refers to number
4 Heat release rate [WI onset Refers to onset point in dynamic DSC curve
peakmax Refers to the maximum of the dynamic DSC curve
R General gas constant [J mol-’
Km’] 0 Referx to initial value