SCIENCE-48
Nanostructured Thin Films Of TiAlN And TiN prepared by
Magnetron Sputtering
 n EXECUTIVE SUMMARY
 Nanocrystalline thin films of titanium nitride and titanium aluminium nitride were deposited on (111) Si substrates by
 reactive d.c. magnetron sputtering under various nitrogen flow rates and at constant substrate temperature. The effect of
 nitrogen flow rate on the structural and electrical properties of TiNx and Ti1-xAlxN thin films deposited at substrate
 temperatures of 973 K and 773 K, respectively is investigated. While the resistivity of TiNx films showed a minimum at a
 nitrogen flow rate of 5 sccm, the resistivity of Ti1-xAlxN films increased with increasing nitrogen flow rate.
 n OUTLINE
 Titanium nitride (TiN) thin films exhibit remarkable physical and                                                                    (a)
 chemical properties. Due to their high thermal stability, low electrical
                                                                                                                                          Si (111)
                                                                                                                                                                  (200)
 resistivity and good diffusion barrier characteristics, TiN thin films find
                                                                                                                                                                                         (220)
                                                                                                                                                                                                       (311)
                                                                                                                                                      (111)
                                                                                                            Intensity (arb. units)
 numerous applications in microelectronics industry. But TiN coatings
 oxidize at temperatures ≥873 K and lose their hardness and hence are                                                                                                                                          2 sccm
 not very suitable for dry cutting and high speed cutting tools. Instead of
 adding further metalloids to the titanium-nitrogen composition,                                                                                                                                               5 sccm
 addition of aluminium as a substitute of titanium has produced good
 results concerning wear and oxidation resistance. Al atoms can                                                                                                                                            20 sccm
 substitute some of the Ti atoms in TiN lattice in various proportions
                                                                                                                                                                                                           30 sccm
 and thus form Ti1-xAlxN structure. The latter material not only greatly
 enhances the wear, thermal, and mechanical properties of the coating,                                                               20    30                40           50         60           70           80          90
 but also improves its oxidation resistance. TiNx and Ti1-xAlxN thin films                                                                           Two theta (degrees)
 were deposited on (111)-oriented silicon wafers at different N2 flow rates
 by reactive d.c. magnetron sputtering. The TiNx films were prepared by
 sputtering a 99.99% pure Ti disc of 3 inch diameter and 2 mm                                                                         (b)                       Ti(Al)N                  Al(Ti)N                     Si
                                                                                                                  units)
                                                                                                                                          (111)
 thickness in a mixture of high purity argon (99.99%) and nitrogen
                                                                                                                                                     (100)
                                                                                                                                                                       (200)
                                                                                                                                                                                            (220)
                                                                                                                                                                                            (110)
                                                                                                                                                              (111)
 (99.99%) plasma. The Ti1-xAlxN thin films were prepared by sputtering a
 composite target comprised of discs of 99.99% pure Ti and Al having                                                                                                                                           2 sccm
 surface area in the ratio 2:1 in a mixture of high purity argon (99.99%)
 and nitrogen (99.99%) gas. In both the cases, the sputtering was                                                 Intensity (arb.                                                                               5 sccm
 carried out in a stainless steel chamber of 45 cm diameter and 20 cm                                                                                                                                          10 sccm
 height using a Mighty MAK, US sputtering gun of 3 inch diameter.                                                                                                                                              15 sccm
                                                                                                                                                                                                               20 sccm
 The deposition rates and the grain size of both types of films decreases
 with increasing nitrogen flow rates. The decrease in the deposition rate                                                                                                                                      25 sccm
 is attributed to differential target poisoning. The TiNx films are                                                                  20         30              40             50                60        70              80
 polycrystalline at all N2 flow rates and exhibit only δ-TiN phase. The                                                                              Two theta (degrees)
 Ti1-xAlxN films are polycrystalline only at lower nitrogen flow rates (≤ 5
 sccm). At nitrogen flow rate of 2 sccm, the Ti1-xAlxN films are composed      Fig. 1 : XRD patterns of (a) TiN thin films and (b) TiAlN
 of Ti(Al)N (B1 NaCl) phase as well as Al(Ti)N (Hexagonal close packed)                 thin films deposited under different N2 flow rates
 phase ( Fig.1). At higher flow rates of nitrogen (≥10 sccm), only Ti(Al)N
 phase is observed because of the decreased sputtering rates of the                                         40
                                                                                                                                                                               TiN                             Ti         Al x N
 poisoned composite target. The lattice parameter of TiNx films initially                                   35                                                                       x                              1-x
                                                                                   G r a in s iz e (n m )
 increases with increasing nitrogen flow rates due to possible                                              30
 transformation from substoichiometric to stoichiometric and slightly                                       25
 hyperstoichiometric TiN and remains almost constant beyond 5 sccm.                                         20
 But the lattice parameter of Ti1-xAlxN films initially remains almost                                      15
 constant with increasing nitrogen flow rates and starts decreasing at                                      10
 flow rates >10 sccm. The latter could be related to the incorporation of                                         5
 more nitrogen atoms through the generation of metal vacancies.                                                   0
 The grain size of both types of films decreases with increasing N2 flow                                                              0               5               10         15              20            25           30
 rates (Fig. 2). The grain size of TiNx films decreases from 36 nm to 10                                                                             N 2 Flow rate (sccm)
 nm and the grain size of Ti1-xAlxN films decreases from ~14 nm to 5 nm        Fig. 2: Variation of grain size of TiNx and Ti1-xAlxN films
 as the N2 flow rate is increased from 2 sccm to 30 sccm. HREM images                  with N2 flow rate.
 of TiAlN and TiN showed mostly nanocrystalline containing a high
 concentration of defects in the films. For instance the TiN films
 prepared at 673 K show dislocations and bending of lattices because
 of the fact that these films are formed by a non-equilibrium process
 (Fig. 3). Nanoindentation technique showed a hardness exceeding
 20 GPa for TiN (Fig. 4) and TiAlN films prepared under optimized
 processing conditions. Photoacoustic measurement of the thermal
 properties of the films revealed that the thermal diffusivity and thermal
 conductivity of the TiAlN and TiN thin films is very much less than the
 bulk values. Results demonstrated that the thermal conductivity is
 drastically reduced due to increased phonon scattering for fine grained
 materials, particularly when the grain size is of nanometer dimensions.       Fig. 3 : HREM of TiN film formed at 673 K showing
                                                                                        a high concentration of dislocations
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n MAGNETRON SPUTTERING PROCESS
The sputtering deposition process is performed                                  80
                                                            H ard ness (G Pa)
in a vacuum chamber where argon atoms are
ionized and accelerated to strike        a target                               60
material, for example, aluminium. Coating
material enters the vapor phase through a
physical process (momentum exchange) rather                                     40
than by a chemical or thermal process. The
argon atom dislodges aluminum atoms when it                                     20
strikes the target, then these ejected aluminum
atoms strike the steel part to be coated, and this                               0
continuous process eventually applies a dense
aluminum coating to the steel part. Figure 5                                         0               50              100             150
depicts the basic sputter technology. By simply
                                                                                         Displacement Into Surface (nm)
adding a magnetic field to the target material,
the sputter rate can be greatly increased. The             Fig. 4 : Nanohardness as a function of penetration depth for TiN films
magnetic field causes more of the ionized argon
atoms to strike the target and this increases the
amount of aluminum atoms being ejected. This
process is called magnetron sputtering.
Thin films prepared by sputtering exhibit
different structure and properties depending on
the growth conditions and process parameters.
Due to their several potential applications, an
understanding of the structure and properties of
the TiN and Ti1-xAlxN thin films as a function of
deposition parameters is very important. Hence
a comparative study on the influence of nitrogen
flow rate on the structural and mechanical
properties of TiNx and Ti1-xAlxN thin films
prepared by DC magnetron sputtering has been
carried out.                                                                             Fig. 5 : Schematic of sputtering process
n ACHIEVEMENT
It has been demonstrated that hard coatings of TiAlN and TiN could be prepared under optimum processing conditions
using magnetron sputtering. The preferred orientation of these films could be altered by the appropriate flow rates of
nitrogen. The study also suggested that these films contain nanocrystals and a high density of defects especially when
they re formed at low deposition temperatures. The thermal conductivity of these films decreased considerably compared
to those of bulk materials due to a reduction in grain size. The lower thermal conductivity of these films are technologically
important and are best suited for heat resistance coating and thus these films might enhance tool life, and optimum
machine performance.
n PUBLICATIONS ARISING OUT OF THIS STUDY AND RELATED WORK
1     A. Albert Irudayaraj, P. Kuppusami, R. Thirumurugesan, E. Mohandas, S. Kalainathan, and V.S. Raghunathan,
     Surface Engineering, 23 (2006) 7.
2.   A. Albert Irudayaraj, R. Srinivasan, P. Kuppusami, E. Mohandas, S.Kalainathan, and K. Ramachandran, Intnl J
     Mod. Phys B. 21 (2007) 3889.
3.   A. Albert Irudayaraj, P. Kuppusami, R. Thirumurugesan, R. Srinivasan, E. Mohandas, K. Ramachandran, and
     S. Kalainathan, Intl. Symposium of Research Students on Materials Science and Engineering, Dec 18-20, (2006)
     IITM, Chennai.
                                                                                                  Further inquiries:
                                                Dr. P. Kuppusami and Shri E. Mohandas, Physical Metallurgy Division
                              Metallurgy and Materials Group, IGCAR, e-mail: pk@igcar.gov.in ; mohandas@igcar.gov.in
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