Clinician Recognition of Anxiety Disorders in Depressed Outpatients
Clinician Recognition of Anxiety Disorders in Depressed Outpatients
www.elsevier.com/locate/jpsychires
Received 5 September 2002; received in revised form 7 January 2003; accepted 23 January 2003
Abstract
   The recognition of anxiety disorders in depressed patients has potential clinical significance because their presence predicts
poorer outcome and may influence treatment selection. In routine clinical settings, an unstructured diagnostic interview is
typically used to assess patients at the initiation of treatment. Unstructured interviews, however, may result in missed diag-
noses, with potential negative clinical consequences. The goals of the present study were to examine whether anxiety disorders
are less frequently identified using a routine unstructured clinical evaluation than a semi-structured diagnostic interview in
patients with a principal diagnosis of major depressive disorder (MDD), and to determine patients’ desire for treatment for
comorbid anxiety disorders. Psychiatric outpatients with MDD were evaluated with either a semi-structured or an unstructured
diagnostic interview. Current DSM-IV anxiety disorder diagnoses were compared in the two, nonoverlapping, groups of depressed
psychiatric outpatients seen in the same practice setting. Patients with comorbid anxiety disorders who were interviewed with
the semi-structured interview were asked if they wanted treatment to address their anxiety symptoms. Individuals interviewed
with the semi-structured interview were diagnosed with significantly more current anxiety disorders than individuals who were
assessed with an unstructured interview. There was variability in patients’ desire for treatment of the different anxiety dis-
orders, though for each disorder the majority of patients wanted treatment to address the anxiety symptoms. In psychiatric
outpatients with a principal diagnosis of MDD psychiatrists underrecognize anxiety disorder comorbidity for which patients want
treatment.
# 2003 Elsevier Science Ltd. All rights reserved.
Keywords: Anxiety disorders; Depression; Comorbidity; Semi-structured interview; Desire for treatment
on treatment planning with depressed patients we asked               patients’ responses on the questionnaire. The institu-
patients whether they were interested in having treat-               tional review board reviewed and approved the eval-
ment directed towards the comorbid anxiety disorder.                 uation protocol, and all participants provided written
   Thus, in the present report from the Rhode Island                 informed consent.
MIDAS project we examined the following three ques-                     All patients were presenting for their initial diagnostic
tions: (1) In psychiatric outpatients diagnosed with                 evaluation in a community based, hospital affiliated,
major depressive disorder (MDD), how well do psy-                    outpatient psychiatric practice. For convenience, we
chiatrists do in detecting the presence of comorbid                  refer to the patients interviewed with the SCID (which
anxiety disorders? (2) Are there differences between the              was followed by an unstructured interview by their
anxiety disorders regarding patients’ desire for treat-              treating psychiatrist) as the SCID sample, and the
ment? (3) Do psychiatrists underrecognize anxiety dis-               patients interviewed only with the psychiatrist’s
order comorbidity for which patients want treatment?                 unstructured clinical interview as the nonSCID sample.
                                                                        In the non SCID sample, unstructured diagnostic eval-
                                                                     uations were conducted by board certified or board eli-
2. Methods                                                           gible attending psychiatrists. Diagnoses were based on
                                                                     DSM-IV criteria. Clinicians completed a standardized
   More than two thousand patients were evaluated                    intake form modeled on the Intake Evaluation Form of
upon presentation for outpatient treatment to the                    Mezzich and colleagues (1981). The intake form inclu-
Rhode Island Hospital Department of Psychiatry out-                  ded space for a narrative description of the chief com-
patient practice. This private practice group pre-                   plaint, history of present illness, and past psychiatric
dominantly treats individuals with medical insurance                 history. In addition, there was a checklist to record the
(including Medicare but not Medicaid) on a fee-for-ser-              presence or absence of substance use problems, a his-
vice basis, and it is distinct from the hospital’s out-              tory of sexual or physical abuse, psychotic symptoms,
patient residency training clinic that predominantly                 panic attacks, phobias, obsessions, compulsive beha-
serves lower income, uninsured, and medical assistance               vior, and all of the symptoms of major depression. On
patients.                                                            the last page of the five-page form clinicians recorded
   We examined psychiatric diagnoses made during the                 patients’ DSM-IV multiaxial diagnoses. Research assis-
initial intake evaluation in two nonoverlapping cohorts              tants recorded the results of the clinician’s diagnostic
of patients—in one group patients were interviewed by                evaluation written on the last page of the intake form,
attending psychiatrists with an unstructured clinical                and collected demographic information from the narra-
interview (n=1352), and in the other group patients                  tive. When estimating disorder prevalence rates for
interviewed with the Structured Clinical Interview for               clinical diagnoses, we included as cases patients whom
DSM-IV (n=800). The diagnostic procedures employed                   the clinicians diagnosed with a ‘‘ruleout’’ disorder.
in each group are described further below. Not all                      When patients called to schedule their initial
patients were interviewed with the SCID because of the               appointment they were offered the opportunity to
lack of availability of diagnostic raters and patients’              receive a more comprehensive evaluation than the usual
preference for the briefer unstructured evaluation. It               unstructured clinical evaluation. The patients were told
should be noted that in our earlier report comparing the             that they would be interviewed by two people—first by
diagnostic practices of clinicians and researchers the               a diagnostic rater who would conduct a comprehensive
samples were ascertained sequentially (Zimmerman and                 evaluation, and then by a psychiatrist. After the SCID,
Mattia, 1999). That is, 500 patients were evaluated by               the rater presented the case to a psychiatrist who
clinicians, and subsequent to this 500 patients were                 reviewed the findings of the evaluation with the patient.
interviewed with the SCID. That was not the case in the              If the psychiatrist obtained additional information to
present study in which the two groups of patients were               modify the diagnosis this was discussed with the SCID
ascertained during the same time period, though group                rater. Although not systematically recorded, it was rare
assignment was not based on random assignment. The                   for a diagnosis to be added after the psychiatrist’s
patients in our prior report are not included in the pre-            review of the case.
sent analyses.                                                          The core of the diagnostic evaluation was the January
   Before the initial evaluation all patients completed the          1995 DSM-IV patient version of the SCID (First et al.,
Psychiatric Diagnostic Screening Questionnaire (PDSQ,                1995). During the course of the study, joint-interview
Zimmerman and Mattia, 2001a,b) as part of their initial              diagnostic reliability information has been collected on
paperwork. The PDSQ is a broad-based screening                       47 patients. For mood and anxiety disorders the Kappa
questionnaire assessing the symptoms of DSM-IV                       coefficients were: MDD (k=0.91), dysthymic disorder
mood, eating, anxiety, substance use, and somatoform                 (k=0.88), bipolar disorder (k=0.85), panic disorder
disorders. Because the validity of the PDSQ was under                (k=1.0), social phobia (k=0.84), obsessive-compulsive
investigation, the clinicians were kept blind to the                 disorder (OCD; k=1.0), specific phobia (k=0.91), gen-
                          M. Zimmerman, I. Chelminski / Journal of Psychiatric Research 37 (2003) 325–333                     327
eralized anxiety disorder (GAD; k=0.93), and post-                  clinical patient samples were clinically similar as asses-
traumatic stress disorder (PTSD; k=0.91). Details                   sed by a self-report measure of DSM-IV symptoms.
regarding interviewer training and supervision are avail-
able in other reports from the MIDAS project (Zimmer-               3.2. Anxiety disorder comorbidity rates in depressed
man and Mattia, 1999, 2001a,b; Zimmerman et al., 2000).             outpatients diagnosed clinically or by a semistructured
  Two questions about reasons for seeking treatment                 diagnostic interview
were asked: ‘‘Was (symptoms of disorder) one of the
main reasons you decided to seek treatment now?’’ If                   More current anxiety disorders were diagnosed in the
the patient responded ‘‘no’’ to this question, they were            SCID than the nonSCID sample (1.0  1.1 vs. 0.3  0.6,
asked: ‘‘Now that we’ve talked about (symptoms of                   t=10.4, P < 0.001). The data in Table 2 shows that each
disorder), would you like your treatment here to address            anxiety disorder except PTSD was significantly more
these symptoms?’’ When asking these questions the                   frequently diagnosed in the SCID sample. Social phobia
interviewer reviewed the features of the disorder that              and specific phobia were more than 15 times more fre-
had just been described so the patient understood to                quently diagnosed in the SCID sample.
what the question referred.                                            To determine whether the difference in diagnostic
  In our analyses, first we compared the frequency of                frequencies between the SCID and clinical interview was
current DSM-IV anxiety disorders in the SCID and                    a general phenomenon or specific to anxiety disorders
nonSCID samples. Then, we determined the percentage                 we compared the two groups on the second most fre-
of patients in the SCID sample who indicated that they              quently diagnosed class of disorders—substance use
wanted treatment for each of the comorbid diagnoses.                disorders. There was no difference between SCID and
Finally, we recomputed the prevalence of anxiety dis-               clinically diagnosed patients in rates of current alcohol
orders in the SCID sample by requiring both disorder                abuse/dependence [6.0% vs. 4.9%, w2=0.5, n.s.;
presence and desire for treatment, and compared this to             OR=1.2 (95% C.I. 0.7–2.2)] or drug abuse/dependence
the prevalence rate in the nonSCID sample. This                     [4.7% vs. 3.4%, w2=0.8, n.s.; OR=1.4 (95% C.I. 0.7–
addresses the question of whether psychiatrists under-              2.7)].
recognize anxiety disorder comorbidity for which                       The effect of demographic factors on anxiety disorder
patients want treatment. t-Tests were used to compare               comorbidity detection was determined by examining the
the samples on continuously distributed variables.                  study group by demographic variable interaction term
Categorical variables were compared by the chi-square               in an analysis of variance model that included sex, edu-
statistic, or by Fisher’s Exact test if the expected value          cation, marital status, age, and assessment method as
in any cell of a 22 table was less than 5. The degree of           variables. None of the interaction terms was significant.
inequality between the rates of diagnoses in the two                The mean number of anxiety disorder diagnoses was
samples was tested using odds ratios (OR) calculated                higher in the SCID than the nonSCID samples for
with 95% confidence intervals (CI).                                  women (1.1  1.1 vs. 0.3  0.5, t=9.36, P < 0.001) and
                                                                    men (0.9  1.1 vs. 0.3  0.6, t=4.79, P < 0.001), currently
                                                                    married (0.9  1.1 vs. 0.3  0.6, t=5.59, P < 0.001) and
3. Results                                                          not married patients (1.1  1.1 vs. 0.3  0.6, t=8.75,
                                                                    P < 0.001), patients above and below the median age of
3.1. Comparability of the samples                                   39 years (age 539: 0.9 1.1 vs. 0.3 0.5, t=6.55,
                                                                    P< 0.001; age 438: 1.1 1.2 vs. 0.3 0.6, t=8.14,
   A principal diagnosis of current nonbipolar MDD                  P< 0.001), and patients who did or did not go beyond a
was given to 610 patients in the nonSCID sample and                 high school education (some college: 0.9 1.1 vs. 0.3 0.5,
300 patients in the SCID sample. Patients diagnosed                 t=8.48, P< 0.001; high school graduate or less: 1.2 1.1
with bipolar depression are not included in this report.            vs. 0.3 0.6, t=6.60, P< 0.001).
The depressed patients in the nonSCID sample were
significantly older than the depressed patients in the               3.3. Patients desire for treatment of their comorbid
SCID sample (Table 1). In addition, patients in the                 anxiety disorders
nonSCID sample were significantly less likely to have
attended some college and to be white. There was no                   Table 3 shows that the depressed patients evaluated
difference in gender or marital status.                              with the SCID most often wanted treatment of their
   Patients in the clinical and SCID samples were com-              symptoms of GAD, panic disorder, and PTSD. One-
pared on the PDSQ self-report symptom scale, control-               half to two-thirds of patients wanted treatment of social
ling for age. There were no significant differences                   phobia, OCD, and specific phobia. Overall, 86% of the
between the groups on each of the 13 PDSQ subscale                  depressed patients with at least one anxiety disorder
scores. Thus, despite significant, albeit modest, differ-             wanted their treatment to address a comorbid anxiety
ences in demographic characteristics, the SCID and                  disorder.
328                             M. Zimmerman, I. Chelminski / Journal of Psychiatric Research 37 (2003) 325–333
Table 1
Demographic characteristics of patients with a principal diagnosis of DSM-IV major depressive disorder in clinical and SCID samples
N % N %
Table 2
Frequency of current DSM-IV anxiety disorders in patients with a principal diagnosis of major depressive disorder in clinical and SCID samples
N % N %
Table 3
Desire for treatment for current DSM-IV comorbid anxiety disorders in SCID patients with a principal diagnosis of major depressive disorder
N N %
  We re-computed the prevalence of anxiety disorders                       order. The data in Table 4 shows that the rate of each
in the SCID sample by raising the diagnostic thresh-                       anxiety disorder (except PTSD) remained significantly
old by requiring both the presence of the disorder as                      higher in the SCID sample than in the nonSCID
well as the patients’ desire for treatment of the dis-                     sample.
                                  M. Zimmerman, I. Chelminski / Journal of Psychiatric Research 37 (2003) 325–333                           329
Table 4
Frequency of current DSM-IV anxiety disorders in patients with a principal diagnosis of major depressive disorder in clinical and SCID samples
N % N %
individuals with a history of anxiety disorders are at               of a comorbid anxiety disorder (Fava et al., 2000).
increased risk for hospitalization, suicide attempt, and             However, at least three controlled studies of the prog-
greater impairment from the depression (Kessler et al.,              nostic significance of anxiety disorders in depressed
1994, 1996). The co-occurrence of anxiety disorders in               patients have been conducted.
depressed patients has been associated with a more                      Fava and colleagues (Fava et al., 1997) treated nearly
chronic course of depression in psychiatric patients,                300 depressed outpatients with fluoxetine and found
primary care patients, and epidemiological samples.                  that patients with a comorbid anxiety disorder were less
Van Valkenberg et al. (1984) reported that depressed                 likely to respond than depressed patients without a
patients with anxiety neurosis (diagnosed according to               comorbid anxiety disorder. In Brown, Schulberg and
the Washington University criteria) had poorer out-                  colleagues’ (1996) primary care study of nortriptyline
come and greater psychosocial impairment than                        and interpersonal therapy, the presence of a comorbid
depressed patients without an anxiety disorder. In the               anxiety disorder was associated with a nonsignificantly
NIMH Collaborative Depression Study, the presence of                 higher rate of premature discontinuation from treat-
panic attacks predicted a lower recovery during the first             ment, and patients with a lifetime history of panic dis-
2 years of the follow-up interval (Coryell et al., 1988).            order had a lower recovery rate than patients without
Grunhaus and colleagues (Grunhaus, 1988) similarly                   panic. Levitt et al., (1993) treated 31 depressed out-
found poorer outcome in depressed patients with                      patients with seasonal affective disorder (SAD) with
comorbid panic disorder than depressed patients with-                light therapy and 25 patients without SAD with desi-
out panic. In an 8-month follow-up of depressed pri-                 pramine or imipramine. The presence of a comorbid
mary care patients treated with nortriptyline or                     anxiety disorder did not predict response to light ther-
interpersonal therapy, patients with a history of GAD                apy in the patients with SAD. In the patients without
or panic disorder were less likely to have recovered from            SAD who were treated with a TCA, the presence of a
their depressive episode (Brown et al., 2000). In the                comorbid anxiety disorder was associated with a sig-
Medical Outcomes Study, panic or phobic disorder, but                nificantly lower response rate. None of these studies
not GAD, coexisting with MDD predicted a lower                       included a placebo group.
remission rate 1 year after the initial evaluation, though              The poorer outcome of anxious depressed patients
2 years after the evaluation only panic disorder was                 compared to nonanxious depressed patients, particu-
significantly associated with a lower remission rate                  larly in naturalistic longitudinal studies of the course of
(Sherbourne and Wells, 1997). Gaynes and colleagues                  depression, raises the question of whether improving the
(Gaynes et al., 1999) prospectively followed 68 primary              detection of anxiety disorders would result in improved
care patients with MDD every 3 months for 1 year after               outcome. The clinical implications of underdiagnosing
the initial diagnostic evaluation. Half of the patients              anxiety disorders in depressed patients depend on two
had a coexisting anxiety disorder, the most frequent                 factors—(1) whether or not anxiety disorders have an
being social phobia. Twelve months after intake the                  impact on the longitudinal course of depression, and (2)
patients with a comorbid anxiety disorder were sig-                  the availability of effective treatment that is specific for
nificantly more likely to still be in an episode of depres-           anxiety disorders. As reviewed above, the literature
sion, and they experienced more disability days during               suggests that the presence of a comorbid anxiety dis-
the course of the 12 months than the depressed patients              order is associated with a poorer outcome. The second
without an anxiety disorder.                                         question is whether or not appropriate intervention will
  There are few controlled treatment studies of the                  improve outcome. It is logical to speculate that
prognostic or treatment implications of anxiety dis-                 improved diagnostic practice, resulting in improved
orders in depressed patients because many of these                   detection of anxiety disorders and treatment directed to
studies exclude patients with clinically significant                  the additional concerns related to anxiety disorders, will
comorbid anxiety disorders (Bennie et al., 1995; New-                result in improved treatment outcome. However, it is
house et al., 2000; Rapaport et al., 1996; Tollefson et al.,         also possible that the presence of a comorbid anxiety
1994a). We are not aware of any effectiveness studies, in             disorder will be associated with poorer outcome even
which exclusion criteria are minimal, that have exam-                when the diagnosis is known. In studies finding that the
ined the prognostic significance of comorbid anxiety                  presence of a comorbid anxiety disorder was associated
disorders. Nor are there studies of the influence of                  with a greater likelihood of depression chronicity, it is
comorbid anxiety disorders on treatment selection for                not clear whether the health care providers were aware
patients seen in routine clinical practice. While there are          of the researchers’ anxiety disorder diagnoses. It is
several controlled studies of the prognostic significance             therefore unknown if the greater chronicity of depres-
of anxious features in depressed patients (Joffe et al.,              sion in patients with high anxiety was due to the failure
1993; Tollefson et al., 1994b), we do not consider these             of appropriate treatment or the failure to provide
studies here because of the uncertain relationship                   appropriate treatment. There are no studies that have
between the severity of anxiety features and a diagnosis             examined the important question of whether the treat-
                          M. Zimmerman, I. Chelminski / Journal of Psychiatric Research 37 (2003) 325–333                    331
ment of depressed patients with and without comorbid                clinical populations using unstructured clinical inter-
anxiety disorders should differ; though clinical experi-             views. Given that the structured interview is considered
ence and inference from the extant literature suggests              the diagnostic gold standard, this suggests that comor-
that the presence of a comorbid anxiety disorder                    bidity is underdiagnosed in routine clinical settings.
impacts upon case formulation and treatment planning.                  Structured interviews such as the SCID are too long
                                                                    and unwieldy for use in routine outpatient mental
4.2. Treatment planning in depressed patients with                  health settings. A less time consuming semi-structured
comorbid anxiety disorders                                          interview, such as the Mini International Neu-
                                                                    ropsychiatric Interview (MINI, Sheehan et al., 1998) is
  Experts in the treatment of depression with comorbid              brief enough to be incorporated into clinical practice;
anxiety disorders have described how knowledge of a                 however, this would require a significant change in how
comorbid anxiety disorder might impact upon the                     clinicians conduct their diagnostic evaluations. It is
treatment of MDD (Nutt, 1999; Pollack and Marzol,                   likely that clinicians already in practice will resist such a
2000; Roy-Byrne, 1999). For example, treatment plan-                change. The difficulty of convincing clinicians to use a
ning for depressed patients with a comorbid anxiety                 brief semi-structured interview in clinical practice, even
disorder could include referral for CBT for the anxiety             when underrecognition of psychopathology has been
disorder. Choice and dosing of pharmacologic agents                 well established, was reported by Spitzer and colleagues
might also vary. Depressed patients with a comorbid                 (1999) in their research on the PRIME-MD in primary
panic disorder might have a benzodiazepine prescribed               care settings. It is well known that changing physician
as well as an antidepressant at treatment onset in order            behavior is difficult, and we believe that there will be
to achieve more rapid relief from the panic attacks. If an          significant obstacles to overcome in getting clinicians to
SSRI is prescribed, dosage titration might be more gra-             routinely use a measure such as the MINI. It is more
dual (Gorman et al., 1987). The best empirically sup-               likely that clinicians would use an inexpensive, screening
ported treatment decision is the preferential selection of          instrument that does not intrude on the clinician’s usual
an SSRI over a TCA in the treatment of depressed                    practice but provides clinically relevant diagnostic
patients with comorbid OCD (Hoehn-Saric et al., 2000).              information. Potentially, a reliable and valid self-report
Depression comorbid with social phobia might also be                screening questionnaire would enhance and not inter-
preferentially prescribed an SSRI. The addition of a                fere with usual clinical practice. Elsewhere we described
benzodiazepine might be considered in depressed                     the reliability and validity of a broad-based screening
patients with comorbid GAD.                                         questionnaire for Axis I disorders (Zimmerman and
  In the recently revised APA Practice Guideline for the            Mattia, 2001a,b), and in a separate report we examine the
treatment of MDD (2000), four suggestions were made                 ability of the scale to detect comorbid anxiety disorders
regarding the treatment of depression comorbid with an              in patients with a principal diagnosis of MDD (sub-
anxiety disorder: initiate antidepressant medication at             mitted for publication). The completion of paperwork
lower than usual dosages and slowly titrate upwards;                before an initial evaluation is common in physicians’
SSRIs and clomipramine are effective for OCD and                     offices. The advantage of the empirically developed
therefore should be considered when treating depressed              measures such as the PDSQ over home-grown forms is
patients with comorbid obsessive features; buproprion               that the psychometric and diagnostic properties of the
has not been found to be effective in the treatment of               scientifically studied instruments have been established
panic disorder (and although the guidelines do not spe-             thereby guiding the interpretation of the results.
cifically state this, the inference is that this medication             Finally, our review of the treatment literature indi-
should not be considered a first line treatment for                  cates that there are few placebo-controlled studies that
depressed patients with this comorbidity); and benzo-               have examined the effectiveness of treatments for
diazepines may be beneficial augmenting agents in the                patients with comorbid depression and anxiety dis-
short term. Except for the single OCD study, none on                orders. Because of the high frequency of this comorbid-
the treatment suggestions described above have been                 ity, this area of treatment research warrants further
subjected to empirical testing.                                     study. Also sparse are studies examining differences
                                                                    between active treatment and placebo in patients with
4.3. Future directions                                              and without an anxiety disorder. For example, Smith,
                                                                    Londborg and colleagues recently found that depressed
  The literature is consistent concerning the prevalence            patients treated with fluoxetine and clonazepam
and impact of anxiety disorder comorbidity in depressed             responded more rapidly than patients treated with
patients. Substantial rates of comorbid disorders have              fluoxetine plus placebo (Londborg et al., 2000; Smith et
been found in epidemiological and clinical populations              al., 1998). Unfortunately, they did not examine whether
using structured research diagnostic interviews. How-               this difference was true of patients with and without an
ever, much lower comorbidity rates have been found in               anxiety disorder. Future treatment studies should
332                            M. Zimmerman, I. Chelminski / Journal of Psychiatric Research 37 (2003) 325–333
examine whether the presence or absence of a comorbid                      disorders in the United States. Results from the National Comor-
anxiety disorder in depressed patients warrants different                   bidity Survey. Archives of General Psychiatry 1994;51:8–19.
                                                                         Kessler R, Nelson C, McGonagle K, Liu J, Swartz M, Blazer D.
treatment approaches.
                                                                           Comorbidity of DSM-III-R major depressive disorder in the general
                                                                           population: results from the US National Comorbidity Survey.
                                                                           British Journal of Psychiatry Supplement 1996;30:17–30.
Acknowledgements                                                         Levitt AJ, Joffe RT, Brecher D, MacDonald C. Anxiety disorders and
                                                                           anxiety symptoms in a clinic sample of seasonal and non-seasonal
 This research was supported, in part, by grants                           depressives. Journal of Affective Disorders 1993;28:51–6.
                                                                         Londborg PD, Smith WT, Glaudin V, Painter JR. Short-term cother-
MH48732 and MH56404 from the National Institute of                         apy with clonazepam and fluoxetine: Anxiety, sleep disturbance and
Mental Health.                                                             core symptoms of depression. Journal of Affective Disorders 2000;
                                                                           61:73–9.
                                                                         Melartin TK, Rytsala HJ, Leskela US, Lestela-Mielonen PS, Sokero
                                                                           TP, Isometsa ET. Current comorbidity of psychiatric disorders
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