Review of Early Intervention For Children With Autism Spectrum Disorder: Focused On Randomized Controlled Trials
Review of Early Intervention For Children With Autism Spectrum Disorder: Focused On Randomized Controlled Trials
Early identification and intervention for autism spectrum disorder (ASD) were reported to be important for outcomes or clinical courses.
However, there have been a few robust evidences for effectiveness of early intervention until now. This review aims to identify the effec-
tiveness of early intervention by investigating the randomized controlled trial (RCT) of early intervention for autism. There are some
RCT studies using behavioral program. Although there are some significant findings, the outcome measurements and small sample size
are the limitations. Further studies are needed.
Key Words: Autism spectrum disorder; Early intervention; Randomized controlled trial.
Received: November 27, 2018 / Revision: May 7, 2019 / Accepted: August 28, 2019
Address for correspondence: Young-Hui Yang, Department of Child and Adolescent Psychiatry, National Center for Mental Health, 127 Yongmasan-ro,
Gwangjin-gu, Seoul 04933, Korea
Tel: +82-2-2204-0118, Fax: +82-2-2204-0394, E-mail: yhyang12@korea.kr
                                                                                                             http://www.jkacap.org   137
                       Early Intervention for Autism
Caregiver
                                                                                                                                                                                                                                                             Caregiver
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    children with language deficits between 2 and 6 years old.
                                                                                                                                                                                                                                                                                                                                         Therapist,
                                                                                                                                    Main
                                                                                                                                                                                                                                                                                                                                                                  parent
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    The intervention was performed through a usual local treat-
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ment service, and the direct intervention was administered
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    every week for 12 weeks by parents who had received instruc-
                                                                                                                                           Outcome
Significant
Significant
                                                                                                                                                                                                                                                                                                                                         Significant
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    tion from a therapist. The control group received education
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    for parents of children with ASD for the same duration. The
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    usual local serive also were provided to them.
                                                                                                                                                                                                                                                                                                                                                                  2) Adaptive behavior
                                                                                                                                                                                                                                                                                   communication                                                                                                                                                                                                                                    to promote emotional reciprocity, functional communica-
                                                                                                                                                                                                                                                                                                                                                                                         3) Autism diagnosis
                                                                                                                                           Measure
Service as usual
ABA: applied behavioral analysis, ASD: autism spectrum disorder, PDD: pervasive developmental disorder
Pivotal response
parent training
treatment
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    a parent-reported assessment.
                                                                                                                                                             ASD with language
Autistic disorder
2015
2017
2010
et al. [13]
et al. [14]
et al. [12]
                       138
                        Table 2. Randomized controlled trial of joint attention early intervention for children with autism from 2000 to 2017
                                                                  Participants                                          Intervention                                                                        Main
                          Author       Year                                                                                                                     Measure               Outcome
                                                       Patients                   Control                  Patients                     Control                                                           therapist
                        Drew           2002 Autism, mean age            Autism, mean age         Parent training program       Usual local service     1) Autism severity        Significant in          Caregiver
                         et al. [15]          21.5 months old            23.6 months old          focused on joint                                     2) Language                language
                                              (n=12)                     (n=12)                   attention and joint                                  3) IQ
                                                                                                  action routines+usual                                4) Parental stress
                                                                                                  local service
                        Kasari         2010 Autism, 21 to 36            Autism, 21 to 36         Caregiver mediated            Treatment as usual      1) Engagement state       Significant             Caregiver
                         et al. [6]           months old (n=19)          months old (n=19)        joint engagement+                                    2) Play type
                                                                                                  treatment as usual
                        Oosterling     2010 ASD, 35.2±5.5               ASD, 33.3±6.4            Focus parent training+        Care-as-usual           1) Language               Non-significant         Caregiver
                         et al. [16]          months old (n=36)          months old (n=31)        care-as-usual                                        2) General improvement
                                                                                                                                                       3) Engagement, early
                                                                                                                                                           precursor of social
                                                                                                                                                           communication,
                                                                                                                                                           parent skill
                        Kasari         2014 Autism, 2 to 5 years        Autism, 2 to 5 years     Active parents coaching       Parents group           1) Joint engagement       Significant in          Caregiver
                         et al. [19]          old (n=51)                 old (n=44)               based on JASPER+              education+treatment 2) Social communication       joint attention
                                                                                                  treatment as usual            as usual                                          and play type
                        Kasari         2015 ASD, 22 to 36               ASD, 22 to 36            JASPER+early intervention Psychoeducational           1) Joint attention        Significant, large      Caregiver
                         et al.[20]           months old (n=43)          months old (n=43)        program                       intervention+early     2) Play type               effect size in joint
                                                                                                                                intervention program   3) Language                engagement
                                                                                                                                                       4) Parenting stress
                        Kasari         2006 Autism, 3 to 4 years old    Autism, 3 to 4 years     Discrete trial training+      Existing early          1) Joint attention        Significant             Therapist
                         et al. [17]          (joint attention group,    old (n=17)               floor intervention for        intervention program   2) Play type
                                              n=20, symbolic play                                 each treatment goal
                                              group n=21)                                         (joint attention, symbolic
                                                                                                  play)+existing Early
                                                                                                  Intervention Program
                        Kaale          2012 Autistic disorder,          Autistic disorder,       Joint attention               Preschool program       1) Joint attention        Significant             Teacher
                         et al. [18]          29 to 60 months old        29 to 60 months          intervention+preschool                               2) Joint engagement
                                              (n=34)                     old (n=27)               program
                        Shire          2017 Autism, mean age            Autism, mean age         Community-partnered           Treatment as usual      1) Joint attention        Significant             Teaching
http://www.jkacap.org
                         et al. [21]          31.7 months old (n=56)     31.5 months old (n=56) JASPER program                                         2) Paly type                                       assistant
                        JASPER: Joint Attention Symbolic Play, Engagement, and Regulation
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Early Intervention for Autism
did not show any significant treatment effect. The authors         after 1 year. The change of engagement state and play type
proposed that this might be due to not only differences in the     were two main outcomes. Engagement state was assessed us-
participants and study methods between two studies, but            ing the categories of ‘unengaged/other engagement,’ ‘object
also the high standard of usual community service in their         engagement,’ and ‘joint engaegemnt.’ Play type was divided
country, which was provided to both group in current study.        into functional play and symbolic play. Compared to the con-
   In 2006, Kasari et al. [17] performed an RCT on an early        trol group, who only received usual intervention services in
intervention using JA and play. Kasari et al. names later in-      general circumstances, the frequency of joint engagement
terventions based on these principles Joint Attention Symbol-      was higher in the intervention group, who also showed in-
ic Play, Engagement, and Regulation (JASPER), and 5 fur-           creased frequency of JA responses and functional play.
ther studies were conducted after 2006 [6,18-21]. The study           In a study conducted in Norway [18], a JA-based interven-
in 2006 produced an early intervention manual that aims to         tion was administered to autistic preschool children twice
improve JA and symbolic play, based on the idea that autis-        per day, 5 days/week, for 8 weeks, which made a total of 80
tic children showed delays or deficits in these areas, and im-     sessions. This intervention was administered by school teach-
plemented this manual for autistic children aged 3–4 years.        ers under the weekly guidance of a trained therapist based
The intervention was performed for 30 minutes/day, for 5–6         on the manual developed by Kasari et al. in 2006 [17]. Both
weeks. The JA intervention group contained 20 children, the        the intervention group and the control group were provided
symbolic play group contained 21 children, and the control         with a preschool program, which is a professional full-day
group contained 17 children. Treatment goals were estab-           early education and care program provided to preschool chil-
lished for each group. In the actual intervention, the discrete    dren aged 1–5 years in the Norwegian community. The JA
trial training (DTT) technique was used for 5–8 minutes,           intervention was additionally provided to the intervention
based on ABA, to train the target behaviors through prompt-        group. Compared to the control group who only received the
ing and reinforcement at a table. Thereafter, the target be-       preschool program, the intervention group showed a higher
haviors were trained in naturally occurring, semi-structured       frequency of JA in interactions with teachers.
situations on the floor. The basic principles applied here were       In one study of a JASPER early intervention [19] adminis-
to follow the child’s interests and lead, to talk about what the   tered via parents to autistic children aged 2–5 years from low
child was doing, or to repeat back what the child said. Other      resourced families, the intervention was performed for 2
principles were to expand on the child’s conversation and          hours/week for 12 weeks. For the intervention group, a ther-
provide corrective feedback, to sit close to the child and make    apist instructed caregivers about daily living based on the
eye contact, and to create environmental adjustments to en-        principles of the JASPER intervention in order to increase JA
gage the child. These principles, based on previous studies,       and symbolic play. This process was conducted at home. For
encouraged imitating the child’s behaviors towards toys and        the control group, only the caregivers were educated for the
used the child’s interests to develop play. In the JA group,       same duration. After the intervention, the intervention group
target behaviors were divided into behaviors initiating JA and     showed changes in JA and play patterns. This study did not
responding to JA, and the target behaviors in these catego-        measure intelligence, language, or adaptational function to
ries were then further subdivided. Similarly, in symbolic play,    assess the treatment effects.
target behaviors were defined by the specific stage of play.          Later, in 2015, in a study comparing the effects of a parent-
These target behaviors were trained repeatedly in treatment.       mediated JASPER intervention with parent psychoeducation
As a result, the respective groups showed significant chang-       [20], joint engagement showed an improved pattern in the
es in JA and play behaviors compared to the control group.         JASPER intervention group. Both groups were provided usual
   Kasari et al. [6] examined effects of a caregiver mediated      early intervention for toddlers with autism.
joint engagement intervention for autistic toddlers aged 21–          In a study examining the effectiveness of JASPER inter-
35 months in 2010. In this study, the intervention consisted       vention in the local community [21], the JASPER intervention
of 24 sessions, with 3 sessions/week for 8 weeks. In this in-      group showed significant improvements in JA and play be-
tervention, a therapist instructed the caregivers in child-care-   haviors compared to a usual treatment group. In this study,
givers interactions, and the intervention was implemented          teaching assistants were supervised by trained therapists,
by the caregivers. This treatment was based on the princi-         and the intervention was performed for 10 weeks for tod-
ples in the floor of intervention from the 2006 study by Kasa-     dlers with a mean age of 31 months.
ri et al. [17]. Each session was 40 minutes, and the program
was composed of 10-session modules. The study assessed             Social skill-communication early intervention (Table 3)
the effects of the intervention before and after treatment, and      A study by Aldred et al. [22] examined the effects of an in-
140
                        Table 3. Randomized controlled trial of social skill-communication early intervention for children with autism from 2000 to 2017
                        Aldred         2004 Autism, 29 to 60        Autism, 24 to 56        Parent delivered social         Routine care         1) Autism severity          Significant               Caregiver
                         et al. [22]          months old (n=14)      months old (n=14)       communication                                       2) Language
                                                                                             intervention+routine                                3) Parent-child
                                                                                             case                                                    interaction
                        Green          2010 Core autism, 2 to 4     Core autism, 2 to 4     Parent medicated                Treatment as usual   1) Autism severity          Non-significant           Caregiver
                         et al. [23]          years old (n=74)       years old (n=72)        PACT+treatment                                      2) Parent-child              in reduction of autism
                                                                                             as usual                                                interaction              severity
                                                                                                                                                 3) Language and
                                                                                                                                                     adaptive functioning
                        Carter         2011 ASD, 21.11±2.71         ASD, 21.51±2.82         Hanen’s ‘More than              Business-as-usual    1) Children’s               Significant in children   Caregiver
                         et al. [24]          months old (n=32)      months old (n=30)       Words’+non-project                                      communication            with lower level
                                                                                             treatment                                           2) Parental responsivity     object interest
                        Solomon        2014 Autism & PDD nos,       Autism & PDD nos,       PLAY Project home               Treatment as usual   1) Autism symptoms          Significant in parent-    Caregiver
                         et al. [28]          50.5±10.0 months       49.85±10.4 months       consultation                                        2) Parent and child          child interactions and
                                              old (n=64)             old (n=64)              Intervention+treatment                                  interactions             autism symptoms
                                                                                             as usual                                            3) Development
                                                                                                                                                     outcomes
                                                                                                                                                 4) Parent outcomes
                        Wetherby       2014 ASD, 16 to 20           ASD, 16 to 20           Individual early social         Group early social   1) Social                   Significant               Caregiver
                         et al. [27]          months old (n=42)      months old (n=40)       intervention                    intervention            communication
                                                                                                                                                 2) Adaptive behavior
                                                                                                                                                 3) Developmental level
                        Landa          2011 ASD, 21 to 33           ASD, 21 to 33           Interpersonal synchrony         Non-interpersonal    1) SEI                      Significant in SEI        Therapist
                         et al. [25]          months old (n=24)      months old (n=24)                                       synchrony           2) IJA
                                                                                                                                                 3) SPA
                        Ingersoll      2012 Autism, 39.3±7.3        Autism, 36.5±8.0        Focused imitation               Treatment as usual   1) Initiation of joint      Significant               Therapist
                         et al. [26]          months old (n=14)      months old(n=13)        intervention+treatment                                  attention
http://www.jkacap.org
                                                                                             as usual                                            2) Social-emotional skill
IJA: initiation of joint attention, PACT: preschool autism communication trial, PLAY: play and language for autistic youngsters, SEI: socially engaged imitation, SPA: sharing of posi-
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                        tive affect
Early Intervention for Autism
tervention to improve communication during play between            3 individual parent-child sessions at home.
parents and children. In this study, the usual intervention ser-      When a social communication intervention was added to
vice was maintained, and a social communication interven-          supplement a preexisting comprehensive early intervention,
tion was added for children with autism aged 29–60 months.         compared to a group that simply continued the preexisting
This intervention was performed directly by the parents. The       intervention, there were improvements in social communi-
parents and child attended monthly treatment sessions for 6        cation. In this study [25], DTT, PRT, routine-based interac-
months, followed by a further 6 months of less frequent main-      tion, visual cues, and low-tech augmentative communication
tenance sessions. The intervention group received regular          systems were used for toddlers with ASD aged 21–33 months
therapist contact once per month for 6 months, and thereaf-        to additionally reinforce activities related to interactions with
ter, once every 2 months for another 6 months. When the two        others, such as imitation, JA, and positive affect sharing.
groups were compared after 12 months, the intervention group       Then, analysis was performed to verify whether social inter-
showed improvements in autistic symptoms assessed using            actions improved. The additional activities consisted of imi-
the autism diagnostic observation schedule (ADOS), as well         tating another person during social interactions, placing ob-
as improvements in expressive language and parent-child            jects or pictures related to a situation on a wall, or imitating
interactions.                                                      another person performing funny behaviors. The interven-
   Green et al. [23] examined the effects of the parent-mediat-    tion was performed for approximately 2.5 hours/day, 4 days/
ed preschool autism communication trial (PACT) interven-           week for 6 months. The intervention was provided by a ther-
tion, which focuses on communication. The participants in          apist in a classroom, and parent education was also provided
this study were 146 children between the ages of 2 years and       to facilitate the continuation of these activities at home. The
4 years 11 months, who were evaluated for severity of ASD          results showed an improvement compared to the control
according to the ADOS-generic (ADOS-G) and autism diag-            group in imitation in accordance with social situations.
nostic interview-revised (ADI-R). This intervention consisted         Imitation is important in social development. One study
of methods to first improve the sensitivity and responsiveness     developed Reciprocal Imitation Training and examined its
of parents to the child , and then to increase communication       effects on JA and social skills [26]; compared to a control
with the child using strategies such as action routines, famil-    group that only received usual treatment, the intervention
iar repetitive language, and pauses. The intervention was im-      group showed significant improvements. This intervention
plemented by the parents, who were guided through the 18-          was administered by a therapist to ASD children between
sessions by a therapist. Each session was 2 hours long, and for    27–47 months of age for 3 hours/week for a duration of 10
the first 6 months, there was 1 session every 2 weeks. There-      weeks. Although the intervention produced improvements
after, there was 1 session/month for another 6 months. The         in social function, the author of this study reported that the
control group continued to receive the usual intervention pro-     children’s imitation was not a major mechanism of improve-
vided in the community. When the changes in the two groups         ments through a mediation analysis and further studies will
were compared 13 months after the beginning of treatment,          be required to understand the treatment components under-
there was no difference in autism symptom severity, but par-       lying the improvements.
ent-child interactions showed improvements in the interven-           Wetherby et al. [27] compared the effects of early social in-
tion group. The effects on language were small and the two         tervention provided by the parents either individually or in a
groups showed no difference in language ability measured           group. The participants were toddlers diagnosed with ASD
with a standardized instrument. However, the intervention          between 16–20 months old. This study educated the parents
group did show an improvement in parent-rated language.            using manualized social communication, emotional regula-
The authors of this study reported that the PACT interven-         tion, and transactional support curriculum. Compared to the
tion had no effect on reducing autism symptoms.                    group therapy group, the individual therapy group showed
   Hanen’s ‘More than Words’ intervention is conceived to          significant effects on social communication, adaptive behav-
improve communication in ASD. This intervention is im-             iors, and developmental level.
plemented directly by the parents under the guidance of a             The play and language for autistic youngsters (PLAY) in-
therapist. When this intervention was applied to ASD tod-          tervention is a parent-implemented intervention focusing
dlers aged 15–25 months, there was an improvement in com-          on social interactions. This intervention is based on the de-
munication ability during daily routines compared to a con-        velopmental, individual differences, and relationship-based
trol group who only received usual treatment [24]. In this         theory of Greenspan and Wieder. When the PLAY inter-
intervention, the therapist provides education to the parents      vention was added to usual treatment for ASD children aged
in 8 group sessions, and in between these 8 sessions, there are    2–5 years, there were significant improvements in parent-
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                                                                                                                           YH Yang
child communication and autism symptoms [28]. In this             vention were used as the efficacy outcome. For example, in-
study, the caregivers received guidance from a PLAY con-          terventions targeting JA assessed increases in JA, or studies
sultant using coaching, modeling, and video feedback dur-         aiming to increase interactions with parents assessed inter-
ing 3-hour home visits every month. The consultant taught         actions with parents. Given that the treatment process usu-
the parent to recognize and continually respond to the child’s    ally occurs in stages, the target behaviors will be better ac-
signals and guided the child to participate in interactions       complished in the intervention group. These, poor JA and
effectively. During modeling, the consultant showed the par-      deficit in parent-child interaction, are characteristics that
ent techniques through direct play with the child. Interven-      can be observed in ASD and are major targets of treatment,
tion goals and methods were modified each time depending          but if these changes cannot be generalized, or if the treated
on the child’s developmental stage, and the duration and fre-     children do not show changes in overall development or au-
quency were also adjusted. Families were encouraged to al-        tism symptoms, there will be limitations in assessing the ef-
locate 15–20 minutes of playtime several times a day, to          fects of treatment. On the contrary, in a large study of ASD
achieve a total of approximately 2 hours of playtime per day.     children with over 70 participants per group [23], the inter-
                                                                  vention was reported to show no effect in reduction of autism
                     DISCUSSION                                   symptoms. Therefore, it may be necessary to measure overall
                                                                  or specific autism symptoms rather than only target behav-
  When we reviewed RCTs on early intervention for ASD             iors, and to measure long-term changes rather than only short-
from 2000 to 2017, there several more studies than expect-        term changes immediately after treatment.
ed, and some studies used blinding methods in order to ex-           The study by conducted Carter et al. [24] showed, differ-
amine its effectiveness. Almost all studies used a design         ent effects depending on the characteristics of the ASD chil-
where the control group and intervention group both con-          dren, and there was an analysis seeking to understand the
tinually received a preexisting intervention or usual local       mechanisms for improvements [26]. This indicates that,
treatment service, and the intervention group additionally        through similar research designs or analyses, it will be pos-
received the experimental program to test its effects. Treat-     sible to individualize early intervention treatments in the
ment duration varied from as little as a few weeks up to 2        future.
years. Of the 18 studies we reviewed, 17 studies showed im-          In addition, early intervention studies use diverse termi-
provement in partial or all variables of interest compared to     nology to express the similar meanings, and this can lead to
the control group; in one study [16], none of the measured        difficulties in understanding and implementing the inter-
variables showed any significant differences between the          ventions in detail. In particular, given that 12 out of the 18 in-
groups. Of the 18 studies, the intervention was implement-        terventions were implemented directly by parents or caregiv-
ed by the parents under the guidance of a therapist in 12         ers, who are non-experts, this could be an even greater obstacle
studies, directly by a therapist in 4 studies, and by school-     to the early intervention approach. Early intervention devel-
teacher in 2 studies. This shows the importance of parent         opers and researchers need to make efforts to clearly classify
training in early intervention.                                   and define interventions using common, widely understood
  In this review, we arbitrarily divided interventions into       terms. In the case of interventions that do not belong to an
ABA, JA, and SC interventions based on the techniques and         existing classification, it will be necessary to introduce the
objectives emphasized by the authors. Many programs were          principles and specific implementation methods in more
based on principles of behavioral therapy and implemented         detail.
interventions using methods such as play. The target behav-
iors included JA, play patterns, improved interaction with                              CONCLUSION
parents, language development, and parent responsiveness.
Variables used to examine the effects of the interventions          There have been various RCTS between 2000 and 2017 re-
included changes in target behaviors, autism symptom se-          garding early interventions. There were a large number of in-
verity, intelligence, adaptive behaviors, overall developmen-     terventions implemented by the parents under the guidance
tal level, and even parental stress.                              of an expert therapist. When we investigated behavioral and
  In most studies, the variables directly related to the target   social skills therapy as early intervention for ASD, compared
behaviors showed significant improvements, but improve-           to the RCTs shown in existing guidelines [3], there were more
ments in overall autism symptoms, intelligence, or language       studies pursuing improvements in JA, social interactions,
were limited. This appears to be because, in many studies,        social skills, and language development. In future studies, it
changes in the behaviors targeted by the experimental inter-      will be necessary to measure the course of autism symptoms,
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Early Intervention for Autism
language, intelligence, and overall development following                   12)	 Dawson G, Rogers S, Munson J, Smith M, Winter J, Greenson J, et
                                                                                 al. Randomized, controlled trial of an intervention for toddlers with
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                                                                                 autism: the Early Start Denver Model. Pediatrics 2010;125:e17-e23.
Also, additional research will be needed to analyze differenc-              13)	 Hardan AY, Gengoux GW, Berquist KL, Libove RA, Ardel CM,
es in the effects according to the characteristics of the ASD                    Phillips J, et al. A randomized controlled trial of pivotal response
                                                                                 treatment group for parents of children with autism. J Child Psychol
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                                                                                 Psychiatry 2015;56:884-892.
provements.                                                                 14)	 Brian JA, Smith IM, Zwaigenbaum L, Bryson SE. Cross-site ran-
                                                                                 domized control trial of the Social ABCs caregiver-mediated inter-
Acknowledgments                                                                  vention for toddlers with autism spectrum disorder. Autism Res 2017;
  This study was supported by National Center for Mental Health.                 10:1700-1711.
                                                                            15)	 Drew A, Baird G, Baron-Cohen S, Cox A, Slonims V, Wheelwright
Conflicts of Interest                                                            S, et al. A pilot randomised control trial of a parent training inter-
  The author has no potential conflicts of interest to disclose.                 vention for pre-school children with autism. Preliminary findings
                                                                                 and methodological challenges. Eur Child Adolesc Psychiatry 2002;
ORCID iD                                                                         11:266-272.
  Young-Hui Yang	 https://orcid.org/0000-0002-7095-6871                     16)	 Oosterling I, Visser J, Swinkels S, Rommelse N, Donders R, Wouden-
                                                                                 berg T, et al. Randomized controlled trial of the focus parent train-
                                                                                 ing for toddlers with autism: 1-year outcome. J Autism Dev Disord
                                                                                 2010;40:1447-1458.
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