Melatonin's Clinical Role & Regulation
Melatonin's Clinical Role & Regulation
This chapter reviews the neural connections between the retinas and the pineal gland and
summarizes the role of the light:dark cycle and the biological clock, i.e. the suprachiasmatic
nuclei, in regulating pineal melatonin synthesis and secretion. The cellular mechanisms
governing the nocturnal production of melatonin are described together with the way in which
the misuse of light interferes with the circadian melatonin cycle and the total quantity of the
indole generated. The chapter describes the nature of the membrane melatonin receptors and
their signal transduction mechanisms in peripheral organs. The clinical implications and
potential uses of melatonin in terms of influencing the biological clock (e.g. sleep and jet lag),
immune function, and cancer initiation and growth are noted. Additionally, the chapter includes
a description of the newly discovered free radical scavenging and antioxidant activities of
melatonin; it also includes a list of clinical situations in which melatonin has been used with
beneficial effects.
Key words: melatonin; pineal gland; oxidative stress; sleep; jet lag; circadian rhythms; cancer;
light:dark cycle.
1521-690X/03/$ - see front matter Q 2003 Elsevier Science Ltd. All rights reserved.
274 R. J. Reiter
Unlike classical endocrine organs, the pineal gland in general, and melatonin synthesis in
particular, is not markedly influenced by hormones from other ductless glands or cells.
Rather, the major regulator of melatonin production is the prevailing light:dark
environment. In this regard, the pineal gland is an end organ of the visual system not
unlike the visual cortex.10 Only during darkness at night does the pineal gland produce
melatonin in abundance. What this means, of course, is that information about light
perception at the level of the retinas must be transferred to the pineal gland. This is
accomplished by a series of neurons that originate in the retinas and eventually end in
the pineal gland.
The classical photoreceptor cells, i.e. the rods and cones, seem not to be involved in
light perception that modulates pineal melatonin production. Rather, there are
specialized neurons which contain a unique photopigment in the retina that respond to
light.11,12 This information is transduced into a neural message which is transferred to
the anterior hypothalamus via axons of retinal ganglion cells in the optic nerve; this is
part of the so-called retino-hypothalamic tract. In the hypothalamus, the axons from the
retina terminate in the suprachiasmatic nuclei (SCN), a type of nucleus whose neurons
exhibit inherent circadian electrical rhythms; these nuclei constitute the biological clock
or the central circadian pacemaker.13 Between the SCN and the pineal gland, the neural
pathways, at least centrally, are somewhat less defined but are believed to be as follows:
SCN, paraventricular nuclei, intermediolated cell columns of the upper thoracic cord
(preganglionic sympathetic neurons), superior cervical ganglia (postganglionic sym-
pathetic neurons), pineal gland (Figure 1). This circuitous pathway conveys information
about the light:dark environment to the pineal gland and thereby determines the
melatonin synthesis cycle.
The regulation of melatonin production in the pineal gland has been defined in
significant detail.14,15 The primary neurotransmitter released from the postganglionic
sympathetic terminals that terminate in the pineal gland is norepinephrine (NE)
Pineal gland
Cerebrum
Post-ganglionic
SCN sympathetic neuron
Cere-
bellum
Eye
Pituitary
gland
Superior
cervical ganglion
Upper
thoracic
cord
Pre-ganglionic
Intermediolateral sympathetic
cell column neuron
Figure 1. The circuitous neural connections between the eyes and pineal gland involve neurons in both the
central and peripheral sympathetic nervous system. Interruption of the innervation to the pineal gland, for
example, by superior cervical ganglionectomy, renders the pineal non-functional.
Melatonin 275
Pinealocyte PI
membrane β AC PLC α1
DG
Gs + + PKC G _
Tryptophan IP
TH c AMP ATP
Ca2+
5-Hydroxytryptophan
AAAD
NAT N-Acetyl HIOMT
Serotonin Melatonin
Serotonin
MAO
HIOMT Other Metabolites
5-Methoxytryptamine
Figure 2. Interactions of NE (noradrenalin) released from postganglionic sympathetic fibres with beta-adrenergic receptors in the pinealocyte membrane. This interaction
initiates a series of intracellular events which culminate in a large rise in the acetylation of serotonin to N-acetylserotonin by the enzyme N-acetyltransferase (NAT). Once
produced, melatonin is quickly discharged into the capillary bed in the pineal gland and possibly directly into the CSF of the third ventricle.
Melatonin 277
deterioration of the melatonin synthetic machinery within the pineal gland and a
progressively weakening signal from the SCN.
Melatonin has a variety of means by which it influences the physiology of the organism;
some of these actions are receptor-mediated while others are receptor-independent.
Besides its classical endocrine effects, melatonin has autocrine and paracrine actions
and also functions as a direct scavenger of free radicals.23
Membrane melatonin receptors were initially defined on the basis of their
pharmacological and kinetic characteristics. The known melatonin receptors have
seven transmembrane domains and they are in the superfamily of G-protein-coupled
receptors.24 Two receptor subtypes with high affinity for melatonin have been cloned
and characterized in a variety of animals/tissues, including in the human SCN; according
to the IUPHAR classification, these receptors are identified as MT1 and MT2.25 A third
high-affinity membrane melatonin receptor has been cloned but it is yet to be found in
mammals. The likelihood is great that other receptors and/or isoforms that bind
melatonin will be uncovered.
The distribution of the known melatonin receptors is remarkably widespread in
mammalian tissues, although less is known of their localization in humans. Those
mammalian tissues in which melatonin receptors are most consistently found include the
SCN26 and the pars tuberalis27 of the adenohypophysis but, in reality, as data continue to
accumulate, it seems that few tissues are devoid of membrane receptors, for melatonin.
The signal transduction pathways for the known melatonin receptors have been
described. The cloning of melatonin receptor cDNA resulted in the development of cell
lines in which MT1 or MT2 recombinant receptors were expressed. When the human
melatonin receptors (hMT1 and hMT2) were cloned and expressed in a variety of cells,
they were found to inhibit forskolin-stimulated cAMP. Activation of recombinant hMT1
receptors induces a variety of cellular responses that are mediated by both pertussis
(PTX)-sensitive and PTX-insensitive G-proteins. The recombinant hMT2 receptor is
also coupled to inhibition of adenylyl cyclase activity via a PTX-sensitive G-protein. The
significant pharmacology of the membrane melatonin receptors is under intense
investigation.
Given melatonin’s high lipophilicity and the ease with which it enters cells,
investigations into potential intracellular binding sites have also been initiated.
278 R. J. Reiter
Melatonin has been shown to bind calmodulin in the cytosol,28 and nuclear binding sites
or receptors have been pharmacologically characterized in white blood cells of
humans.29 The role of these binding sites in determining the day-to-day actions of
melatonin remains to be fully defined. Additionally, within cells, melatonin functions as
a direct scavenger of free radicals, and as an indirect antioxidant.30,31 The former of
these activities is a receptor-independent function of the indole and the direct
scavenging effects of melatonin, which do not require receptor mediation, have been
shown to exist in cell membranes, in the cytosol and in the nucleus.
Melatonin acts at the level of the SCN to modulate its activity and influence circadian
rhythms. Properly timed melatonin administration shifts circadian rhythms, facilitates
re-entrainment to a novel light:dark cycle and alters the metabolic activity of the central
circadian pacemaker, i.e. the SCN. The direction in which melatonin phase-shifts the
circadian system depends on its time of administration. When given late in the
subjective day (at dusk), melatonin phase advances the clock while its administration
early in the subjective day (at dawn) phase delays circadian rhythms. Likewise, the ability
of melatonin to re-entrain rhythms after a phase advance of the light:dark cycle, for
example, travelling from the USA to Europe, is also time-of-day dependent; thus, taking
melatonin at the time of the former dark onset (in the USA) reduces the rate of re-
entrainment, while melatonin administration at the new dark onset (in Europe) hastens
the rate of re-entrainment.32 The chronobiotic effects of melatonin explain its benefit in
reducing the severity and/or duration of jet lag33 and in promoting restful sleep.34
Melatonin’s influence on sleep processes has been widely investigated and the
relationships seem to be highly complex. There is a common misconception that pineal
melatonin synthesis at night requires sleep; this is not the case. The only requirement
for increased melatonin production is darkness at night. Conversely, the night-time
rises in circulating levels of melatonin seem to promote sleep onset and maintain restful
sleep in some individuals. Currently, there is general agreement that melatonin is
probably not a direct soporific or hypnotic. Rather, the most commonly proposed
mechanisms for melatonin to induce sleepiness relates to its effects on the circadian
clock, i.e. it ‘opens the sleep gate’35 and also it slightly reduces body temperature36
which promotes sleep. Melatonin has these effects over a wide range of doses from
physiological (250 mg) to pharmacological (1– 10 mg) levels. When used to improve
sleep, i.e. to decrease sleep latency and/or cause more prolonged sleep, it is taken
roughly 30 min prior to bedtime. Melatonin has been successfully used with various
degrees of effectiveness to enhance sleep processes in elderly individuals with insomnia
and in individuals with restless leg syndrome, REM sleep disorder behaviour, delayed
sleep phase syndrome, manic patients with insomnia and in patients with fibromyalgia.37
Oncostatic effects
A considerable amount of evidence has been amassed which documents the efficacy of
melatonin in reducing tumour growth. While the bulk of these data have accurred from
studies on experimental animals7,38, trials in humans39 with a wide variety of different
cancers are also suggestive of the oncostatic actions of melatonin.
Melatonin 279
Interactions between melatonin and the immune system have been known for roughly
30 years, and in virtually all cases, melatonin has been proven to have immunoenhancing
effects. The number of publications on this subject are extensive and the findings are
summarized in several reviews.42,43 In humans, daily oral melatonin administration
increases natural killer (NK) cell activity.5,42 Additionally, melatonin reportedly
regulates gene expression of several immunomodulatory cytokines including tumour
necrosis factor-a (TNFa), transforming growth factor beta (TGFb) and stem cell factor
(SCF) by peritoneal macrophages as well as the levels of interleukin-1beta (IL-1b),
interferon gamma (INFg), TNFa and SCF by splenocytes.43 The rise in blood melatonin
levels in humans at night stimulates associated rises in the thymic production of
peptides including thymosin 1a and thymulin.44 Finally, melatonin is a potent inhibitor
of apoptosis in immune cells.45
280 R. J. Reiter
Respiratory
Phagocytic burst
activity ⊕ ⊕
Circulating N BL
neutrophils CD19+
lipoxygenase
⊕ NO
MEL
Thymus ⊕ ROI
M
Epithelial CD14+
⊕ cell CD4+ TF
thymosin α1
⊕
Th1
IL-2
⊕
IL-6
CD3+
⊕ ⊕ TNF
IL-
1
thymulin CD4+
IF ⊕
N
⊕ Circulating
M
lymphocytes
IO
⊕
S
Thymocyte CD16+
⊕ monocytes
⊕ GM-CFU
thymosin α1 ⊕ ⊕
NK activity ADCC
Bone
marrow
Figure 3. A summary of the presumptive actions of melatonin on immunocompetent cells. By influencing the
activity of the monocyte (CD14þ/CD4þ cells) and T cell, melatonin increases NK cell activity, as well as
antibody-dependent cellular cytotoxicity (ADCC) and stimulates the production of progenitor cells for
granulocytes and macrophages (GM-CFU). Furthermore, melatonin inhibits 5-lipoxygenase activity by B cells
and increases thymosin 1a and thymulin by thymic epithelial cells. MIOS, melatonin-induced opioid system;
ROI, reactive oxygen intermediates; NO, nitric oxide; TF, tissue factor.
Melatonin 281
Antioxidant effects
Slightly over a decade ago, melatonin was found to be a highly effective scavenger of free
radicals and general antioxidant.48 In the intervening years, these effects of melatonin
have been documented in hundreds of published reports and it has been found to
reduce oxidative damage in numerous models where free radicals contribute to the
aetiology of a particular condition.8,9,30,31,49
Melatonin directly neutralizes a number of toxic oxygen- and nitrogen-based
reactants, including the hydroxyl radical (zOH), hydrogen peroxide (H2O2), hypochlor-
ous acid (HOCl), singlet oxygen (1O2) and the peroxynitrite anion (ONOO2) or
peroxynitrous acid (OHOOH).9,31 Furthermore, melatonin has indirect antioxidative
actions, including stimulating the synthesis of another important intracellular
antioxidant, i.e. glutathione (GSH)50, as well as promoting its enzymatic recycling in
cells to ensure it remains primarily in its reduced form.30 Finally, melatonin preserves the
functional integrity of other antioxidative enzymes, including the superoxide dismutases
and catalase. Melatonin may also reduce free radical generation in mitochondria by
improving oxidative phosphorylation, thereby lowering electron leakage, and increasing
ATP generation (Figure 4).51
Free radical damage has been implicated in a wide variety of diseases and in
experimental models of a diverse range of these conditions; melatonin has been
shown in all of these cases to be protective.52,53 Examples of situations in which
melatonin has been found to lower induced oxidative damage include ischaemia/
reperfusion injury (in the brain, heart, gut, liver, lung, urinary bladder), toxic drug
exposure, bacterial toxin exposure, schistosomias, heavy metal toxicity, amyloid b
(Ab) protein exposure (as a model of Alzheimer’s disease)54, 1-methyl-4-phenyl-
1,2,3,6-tetrahydropyridine (MPTP) exposure (as a model of Parkinsonism)55, etc. The
finding that melatonin reduces Ab damage to neurons54 prompted its use in
Alzheimer’s patients where it improved the status of these individuals.56 – 58
Melatonin has also been successfully used as an adjuvant treatment in neonates
with sepsis (a high free radical condition)59 and with transient ischaemia/
reperfusion.60 Other conditions in humans where melatonin has been shown to
be beneficial include the following: skin erythema due to exposure to ultraviolet
radiation61, iron and erythropoietin administration62 and tardive dyskinesia.63 Each of
these is believed to involve, as part of the destructive processes, free radical damage
to essential macromolecules. Given the virtual absence of toxicity of melatonin8,
reports of its use in humans to combat free radical damage will probably continue to
appear.
CONCLUDING REMARKS
In such a brief summary, it is not possible to mention all the data which document the
clinically relevant aspects of melatonin. Metatonin has been administered in both
physiological and pharmacological amounts to humans and animals, and there is
widespread agreement that it is a non-toxic molecule. Furthermore, melatonin limits
tissue damage induced by drugs whose toxicity is a consequence of free radical
generation.8
The actions of melatonin summarized herein suggest that it is generally a highly
beneficial molecule for reducing tissue and cellular deterioration and possibly for
lowering the incidence of some diseases. Many of the molecular mechanisms by which
282 R. J. Reiter
Inhibits pro-oxidative
Stimulates antioxidative Wide intracellular
enzyme
enzymes distribution
Figure 4. This figure summarizes the multiple actions whereby melatonin protects cells from oxidative damage. Both receptor independent processes, for example, direct
scavenging of free radicals, and receptor-mediated actions, for example, stimulation of antioxidative enzymes, presumably account for the highly protective effects of this
molecule in vivo.
Melatonin 283
melatonin achieves these changes require further definition. While the pharmacological
use of melatonin is well established, how the gradual reduction in endogenous
melatonin levels due to ageing—or its suppression by excessive light exposure—effects
humans remains unknown.
Finally, whereas melatonin is generally classified as a hormone, it is in fact a molecule
with paracrine, autocrine and antioxidant actions.23 In reference to its antioxidative
actions in humans, physiological blood levels of melatonin positively correlate with the
total antioxidant capacity of that fluid.64 Considering its diverse actions via both
receptor and receptor-independent actions, to classify melatonin exclusively as a
hormone seems inappropriate.
Practise points
† do not overlook the importance of a regular light: dark cycle in good health
† bright light exposure after darkness onset at night should be avoided since it
disrupts the melatonin rhythm and the circadian clock are altered as a
consequence
† when used for night-time sleep promotion, melatonin is taken 30 min in
advance of desired sleep onset
† melatonin is a highly effective antioxidant
Research agenda
† the role of excessive light exposure (decreased dark exposure) at night should
be examined in terms of its impact on human health
† trials are needed regarding the oncostatic effects of melatonin
† the efficacy of melatonin in reducing the toxicity of a variety of prescription
drugs requires examination
† trials on the benefits of melatonin in the aged are warranted, particularly in
reference to neurodegenerative disease
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