The American Psychiatric Association Practice Guideline For The Pharmacological Treatment of Patients With Alcohol Use Disorder
The American Psychiatric Association Practice Guideline For The Pharmacological Treatment of Patients With Alcohol Use Disorder
At its July 2017 meeting, The APA Board of Trustees ap-                        Disease Control and Prevention-sponsored study (Bouchery
proved the APA Practice Guideline Writing Group’s “Practice                    et al., 2011), AUD and its sequelae cost the U.S. $223.5 billion
Guideline for the Pharmacological Treatment of Patients                        annually and account for significant excess mortality (Kendler
with Alcohol Use Disorder.” The full guideline is available at                 et al., 2016). Despite its high prevalence and numerous negative
APA’s Practice Guidelines website.                                             consequences, AUD remains undertreated. Effective and
                                                                               evidence-based interventions are available, and treatment is
                                                                               associated with reductions in the risk of relapse (Dawson et al,
INTRODUCTION
                                                                               2006) and AUD-associated mortality (Timko et al., 2006).
The goal of this guideline1 is to improve the quality of care and              Nevertheless, fewer than 1 in 10 individuals in the U.S. with a
treatment outcomes for patients with alcohol use disorder                      12-month diagnosis of AUD receive any treatment (Substance
(AUD), as defined by DSM-5 (American Psychiatric Association,                   Abuse and Mental Health Services Administration, 2014;
2013). The guideline focuses specifically on evidence-based                     Grant et al., 2015). Receipt of evidence-based care is even less
pharmacological treatments for AUD but also includes state-                    common. For example, one study found that of the 11 million
ments related to assessment and treatment planning that are                    people in the U.S. with AUD, only 674,000 received psycho-
an integral part of using pharmacotherapy to treat AUD.                        pharmacological treatment (Mark et al., 2009). Accordingly, this
AUD pharmacotherapy is a topic of increasing interest given                    practice guideline provides evidence-based statements aimed
the availability of several medications approved by the U.S.                   at increasing knowledge and the appropriate use of medica-
Food and Drug Administration (FDA) for this disorder and                       tions for AUD. The overall goal of this guideline is to enhance
the burden of AUD in the population.                                           the treatment of AUD for millions of affected individuals, thereby
   Worldwide, the estimated 12-month adult prevalence of                       reducing the significant psychosocial and public health conse-
AUD is 8.5%, with an estimated lifetime prevalence of 20%                      quences of this important psychiatric condition.
(Slade et al., 2016). In the United States (U.S.), AUD has es-
timated values for 12-month and lifetime prevalence of 13.9%                   Overview of the Development Process
and 29.1%, respectively, with approximately half of individuals                Since the publication of the Institute of Medicine (IOM; now
with lifetime AUD having a severe disorder (Grant et al., 2015).               known as National Academy of Medicine) report, Clinical
AUD places a significant strain on both the personal and public                 Practice Guidelines We Can Trust (Institute of Medicine,
health of the U.S. population. According to a 2006 Centers for                 2011), there has been an increasing focus on using clearly
                                                                               defined, transparent processes for rating the quality of evi-
1
 Practice Guidelines are assessments of current scientific and clinical         dence and the strength of the overall body of evidence in
information provided as an educational service and should not be               systematic reviews of the scientific literature. This guideline
considered as a statement of the standard of care or inclusive of all          was developed using a process intended to be consistent with
proper treatments or methods of care and are not continually updated           the recommendations of the IOM 2011 report, the Principles
and may not reflect the most recent evidence. They are not intended
to substitute for the independent professional judgment of the treating        for the Development of Specialty Society Clinical Guidelines
provider. The ultimate recommendation regarding a particular assessment,       (Council of Medical Specialty Societies, 2012), and the require-
clinical procedure, or treatment plan must be made by the clinician in light   ments of the Agency for Healthcare Research and Quality
of the psychiatric evaluation, other clinical data, and the diagnostic         (AHRQ) for inclusion of a guideline in the National Guidelines
and treatment options available. The guidelines are available on an            Clearinghouse. Parameters used for the guideline’s systematic
“as is” basis, and APA makes no warranty, expressed or implied,
regarding them. APA assumes no responsibility for any injury or                review are included with the full text of the guideline. The
damage to persons or property arising out of or related to any use             American Psychiatric Association (APA) website features a full
of the guidelines.                                                             description of the guideline development process.
Rating the Strength of Research Evidence and                         harms is more difficult to judge, or either the benefits or the
Recommendations                                                      harms may be less clear. With a suggestion, patient values and
Development of guideline statements entails weighing the             preferences may be more variable, and this can influence the
potential benefits and harms of the statement and then                clinical decision that is ultimately made. Each guideline
identifying the level of confidence in that determination. This       statement also has an associated rating for the strength of
concept of balancing benefits and harms to determine guideline        supporting research evidence. Three ratings are used: high,
recommendations and strength of recommendations is a hall-           moderate, or low (denoted by the letters A, B, and C, re-
mark of GRADE (Grading of Recommendations Assessment,                spectively) and reflect the level of confidence that the evi-
Development and Evaluation), which is used by multiple pro-          dence for a guideline statement reflects a true effect based on
fessional organizations around the world to develop prac-            consistency of findings across studies, directness of the effect
tice guideline recommendations (Guyatt et al., 2013). With the       on a specific health outcome, precision of the estimate of
GRADE approach, recommendations are rated by assessing               effect, and risk of bias in available studies (AHRQ 2014; Guyatt
the confidence that the benefits of the statement outweigh             et al., 2006; Balshem et al., 2011).
the harms and burdens of the statement, determining the
confidence in estimates of effect as reflected by the quality of
                                                                     GUIDELINE STATEMENTS
evidence, estimating patient values and preferences (including
whether they are similar across the patient population), and iden-   Assessment and Determination of Treatment Goals
tifying whether resource expenditures are worth the expected net
                                                                     1. APA recommends (1C) that the initial psychiatric evalua-
benefit of following the recommendation (Andrews et al., 2013).
                                                                        tion of a patient with suspected alcohol use disorder in-
    In weighing the balance of benefits and harms for each
                                                                        clude assessment of current and past use of tobacco and
statement in this guideline, our level of confidence is informed
                                                                        alcohol as well as any misuse of other substances, including
by available evidence, which includes evidence from clinical
                                                                        prescribed or over-the-counter medications or supplements.
trials as well as expert opinion and patient values and prefer-
                                                                     2. APA recommends (1C) that the initial psychiatric evalua-
ences. Evidence for the benefit of a particular intervention within
                                                                        tion of a patient with suspected alcohol use disorder in-
a specific clinical context is identified through systematic review
                                                                        clude a quantitative behavioral measure to detect the
and is then balanced against the evidence for harms. In this
                                                                        presence of alcohol misuse and assess its severity.
regard, harms are broadly defined and might include direct and        3. APA suggests (2C) that physiological biomarkers be used to
indirect costs of the intervention (including opportunity costs)        identify persistently elevated levels of alcohol consump-
as well as potential for adverse events from the intervention.          tion as part of the initial evaluation of patients with alcohol
    Many topics covered in this guideline have relied on forms          use disorder or in the treatment of individuals who have an
of evidence such as consensus opinions of experienced cli-              indication for ongoing monitoring of their alcohol use.
nicians or indirect findings from observational studies rather        4. APA recommends (1C) that patients be assessed for co-
than research from randomized trials. It is well recognized             occurring conditions (including substance use disorders,
that there are guideline topics and clinical circumstances for          other psychiatric disorders, and other medical disorders)
which high-quality evidence from clinical trials is not pos-            that may influence the selection of pharmacotherapy for
sible or is unethical to obtain (Council of Medical Specialty           alcohol use disorder.
Societies, 2012). The GRADE working group and guidelines             5. APA suggests (2C) that the initial goals of treatment of alcohol
developed by other professional organizations have noted                use disorder (e.g. abstinence from alcohol use, reduction or
that a strong recommendation or “good practice statement”               moderation of alcohol use, other elements of harm reduction)
may be appropriate even in the absence of research evidence             be agreed on between the patient and clinician and that this
when sensible alternatives do not exist (Andrews et al., 2013;          agreement be documented in the medical record.
Brito et al, 2013; Djulbegovic et al., 2009; Hazlehurst et al.,      6. APA suggests (2C) that the initial goals of treatment of
2013). For each guideline statement, we have described the              alcohol use disorder include discussion of the patient’s
type and strength of the available evidence that was available          legal obligations (e.g. abstinence from alcohol use, moni-
as well as the factors, including patient preferences, that were        toring of abstinence) and that this discussion be docu-
used in determining the balance of benefits and harms.                   mented in the medical record.
    The authors of the guideline determined each final rating,        7. APA suggests (2C) that the initial goals of treatment of
as described in the section “Rating the Strength of Research            alcohol use disorder include discussion of risks to self (e.g.
Evidence and Recommendations,” and each statement is                    physical health, occupational functioning, legal involve-
endorsed by the APA Board of Trustees. A recommendation                 ment) and others (e.g. impaired driving) from continued
(denoted by the numeral 1 after the guideline statement)                use of alcohol and that this discussion be documented in
indicates confidence that the benefits of the intervention                the medical record.
clearly outweigh harms. A suggestion (denoted by the nu-             8. APA recommends (1C) that patients with alcohol use dis-
meral 2 after the guideline statement) indicates greater un-            order have a documented comprehensive and person-
certainty. Although the benefits of the statement are still              centered treatment plan that includes evidence-based
viewed as outweighing the harms, the balance of benefits and             nonpharmacological and pharmacological treatments.
neither acamprosate nor naltrexone showed superiority to the        appetite or weight loss were also reported more often with
other medication in terms of return to heavy drinking (mod-         topiramate in placebo-controlled trials in AUD.
erate strength of research evidence), return to any drinking            Gabapentin was associated with moderate benefit on
(moderate strength of research evidence), or percentage of          rates of abstinence from drinking and abstinence from heavy
drinking days (low strength of research evidence). However,         drinking (low strength of research evidence). Gabapentin was
in the U.S. COMBINE study (but not the German PREDICT               not associated with an increased likelihood of adverse events
study), naltrexone was associated with better outcomes than         relative to placebo (low strength of research evidence); however,
acamprosate.                                                        in studies that examined side effects of the medication in other
   For both acamprosate and naltrexone, the harms of treat-         conditions, side effects are typically mild and have included
ment are considered minimal, particularly compared with the         dizziness and somnolence. Although gabapentin had a small
harms of continued alcohol use, as long as there is no con-         positive effect, the harm of treatment was seen as being minimal,
traindication to the use of the medication (e.g. pregnancy, renal   particularly compared with the harms of continued alcohol
impairment for acamprosate, acute hepatitis/hepatic failure         use, as long as there was no contraindication to the use of the
for naltrexone). Harms of acamprosate are small in magnitude,       medication (e.g. pregnancy).
with slight overall increases in diarrhea and vomiting as               The full text of the practice guideline includes a detailed
compared with placebo (moderate strength of research                description of research evidence related to effects of medi-
evidence). Harms of naltrexone are also small in magni-             cation in individuals with AUD. It also describes aspects of
tude, with slight overall increases in dizziness, nausea, and       guideline implementation that are relevant to individual pa-
vomiting relative to placebo (moderate strength of research         tients’ circumstances and preferences.
evidence). Alterations in hepatic function are also possible
with naltrexone. For many other potential harms, including
mortality, evidence was not available or was rated by the           AUTHOR AND ARTICLE INFORMATION
AHRQ review as insufficient. However, withdrawals from               From the APA Practice Guideline Writing Group (Victor I. Reus, M.D., Chair)
the studies due to adverse events did not differ from placebo       Address correspondence to Jennifer Medicus (jmedicus@psych.org).
for acamprosate (low strength of research evidence) and             APA wishes to acknowledge the contributions of APA staff (Jennifer
were only slightly greater than placebo for naltrexone al-          Medicus, Seung-Hee Hong, Samantha Shugarman, Michelle Dirst, Kristin
                                                                    Kroeger Ptakowski). APA and the Guideline Writing Group especially thank
though statistically significant (moderate strength of re-
                                                                    Laura J. Fochtmann, M.D., M.B.I., Jeremy Kidd, M.D., Seung-Hee Hong,
search evidence).                                                   and Jennifer Medicus for their outstanding work and effort on developing
   APA suggests (Statement 10) that disulfiram be offered            this guideline. APA also thanks the APA Steering Committee on Practice
to patients with moderate to severe alcohol use disorder            Guidelines (Michael Vergare, M.D., Chair), liaisons from the APA Assembly
in specific clinical circumstances. Although the bulk of the         for their input and assistance, and APA Councils and others for providing
                                                                    feedback during the comment period.
research evidence for benefits and harms of disulfiram was
from randomized open-label studies, the potential benefits of        Am J Psychiatry 2018; 175:86–90; doi: 10.1176/appi.ajp.2017.1750101
disulfiram were viewed as likely to outweigh the harms for
most patients given the medium to large effect size for the         REFERENCES
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