Performance Appraisal Final
Performance Appraisal Final
A project submitted
To the
In partial Fulfilment, of
B.B.A. SEM-VI
By
Narayan N Nevgi
(March 2020.)
Roll No:15222
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Acknowledgement
Sign
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INDEX
SR.NO PARTICULARS
• Introduction.
• Importance of the project.
• Meaning of performance appraisal.
• Objectives of the study.
• Aims of performance appraisal.
• Research methodology.
• Significance of performance appraisal.
• Introduction.
• Performance appraisal in educational institute.
• Necessity of performance appraisal in higher education.
• The concept of performance appraisal.
• Historical overview.
• The performance appraisal process.
• Effective performance appraisal process.
• Meaning of performance appraisal.
• Definition.
• Method of performance appraisal.
• Sense and purpose.
• Evaluation in business.
• Purpose of performance appraisal.
• Benefits of performance appraisal.
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3 CHAPTER THREE: COMPANY
• Introduction.
• Graphs.
• Introduction.
• Needs for improvement.
• Conclusion.
CHAPTER SIX:
• Major findings.
• Conclusion.
• Suggestions and recommendations.
• Limitations.
APPENDICES
• Questionnaire.
• Bibliography.
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CHAPTER ONE
Introduction:
Colleges and universities are people centres. If there are no students, faculty,
administrators, and staff, there cannot be a college or university. People are their
primary resource, and the development of these people is their raison d'être. Due to the
paramount importance of the people who are in higher education, it is essential to understand
how well these personnel are performing in their roles and if they are fulfilling the
responsibilities for which they were hired.
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Importance of the Project:
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Meaning of Performance Appraisal:
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Secondly, appraisals provide feedback to employees and thereby serve as
vehicle for personal and career development. The development needs of employees are
identified, appraisals can help establish objectives for training programmes. Also, as a
result of the specification of performance levels, appraisals can help diagnose
organisational problems. They do so by identifying training needs and the knowledge,
abilities, skills and other characteristics to consider in hiring as well as provide a basis
for distinguishing between effective and ineffective performers. Appraisal therefore
represents the beginning of a process, rather than an end product. In spite of the
purposes of the performance appraisal system, it is beset by a lot of problems which
inhibit its progress.
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Objectives of the Study:
The objectives of the study are categorized into main and specific objectives.
Main objective:
The main objective of the study was to evaluate the performance appraisal system and
its effect on teacher’s performance of the MES. Garware College of Commerce and
Abhasaheb Garware College.
Specific Objectives:
3. What are the main problems associated with the conduct of performance appraisal?
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Aims of Performance Evaluation:
The main objectives of institutionalized evaluation systems, which aim not only to
assess, but also to innovate, motivate and differentiate, lie in the following areas:
Reward policy
Performance incentives
Elimination of weaknesses
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Research Methodology:
Research Design:
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Data Collection Method:
Primary Data:
Primary data is known as data collected for the first time through field survey. Such
data are collected with specific set objectives. Primary data always reveals the cross-
section picture of anything studied. This is needed in research to study the effect or
impact any policy.
Secondary Data:
Secondary data refers to the information or facts already collected. Such data are
collected with the objectives of understanding the past status of any variable data
collected and reported by some source is accessed and used for the objectives of the
study. The secondary data were collected from:
• Magazine
• Books
• Journals
• Records maintained by HR department
• Company websites.
• It considers both the job performance as well as the personal qualities of an
employee.
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Significance of performance appraisal:
From the beginning and through the career, you need to know how good you are
in terms of particular fields of activity. It is difficult to give yourself an objective
evaluation. Performance appraisal system is a useful management tool which helps to
gain feedback, review and estimate whether the performance is effective and discuss
what needs to be done for it to become so. Managers perform evaluations to benefit
both employees and the employer. The most significant benefit of the appraisal system
for the manager or the head of department is that it provides a document of employee
performance over a specific period. Here is a list of the benefits of the performance
appraisal system:
1. Every employee’s individual performance influences how all the team or even the
firm (especially if it is small) is doing.
2. It clarifies the employee’s role and status in the organization. Some workers like
to know where they stand regarding their job performance and want to see what
else (useful) they can do for the company.
3. Self-development is the most important benefit for the employee. Performance
appraisal allows you to provide positive feedback as well as identifying areas for
improvement. An employee can discuss and even create a developmental
(training) plan with the manager so he can improve his skills.
4. It motivates employees if supported by a good merit-based compensation system.
Best performers get better pay and benefits packages. Similarly, those employees
that lag behind get penalized.
5. It provides a structured process for an employee to approach the management for
discussions, identify problems, clarify expectations and plan for the future. It lets
both manager and employee set up long- and short-term goals. The statistics can
be used to monitor the success of the organization’s recruitment and induction
practices.
6. Performance appraisal system also helps the management in deciding about the
promotions, transfers and rewards of the employee.
7. It is easy to identify the under-performers and decide whether you want to keep
them hoping for improvement or sometimes have to let them go.
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8. Both manager and employee, keep performance appraisal records and can
retrospectively review the changes in the performance in future.
9. If you use the performance appraisal system correctly and smartly, the results
won’t leave you indifferent. Undoubtedly, there are disadvantages in the
performance appraisal system as nothing is ideal, but it provides a lot of useful
information for the company and employee itself that can’t be acquired from other
sources. Furthermore, years of experience show the efficiency of using
performance appraisal system in practice.
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CHAPTER TWO
THEORETICAL BACKGROUND
Introduction:
It imparts benefits not only to the employees but also on supervisors and
management.
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Performance Appraisal in Educational Institute:
The value on the nations not only relies to natural resources but also it depends
on people, management and government. Education plays a basic role in future of
nations. Now days, governments identify the importance of higher education. It is
obvious that knowledge and education have effective roles in business environment so
that many organizations have identified the significant of strategy such as
benchmarking to reach a competitive merit. In today’s competitive environment, better
performance and commitment to achieve a competitive advantage is essential for
universities as the places for knowledge worker, knowledge direction and education.
Higher education institutions gradually altered to institutions which are led by
competitive market stimulus, commercial and economical necessities, then they get
away from their governmental identity. On the other hand, to achieve the final target of
organization, performance evaluation that is an assessment model could help
organizations to compare past plans and executions of strategies and sketch future
strategies and set up performance targets of employees. Performance appraisal also
possesses the function of responding policy and unifying the target of organizations and
individuals. Green and Keim stated that ‘‘performance evaluation is for achieving the
entire target”.
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Necessity of appraisal in higher education:
Traditionally there has been little competition within higher education systems.
Generally, competition promotes beneficial innovations and overall quality
improvements. In competitive society all the organization is attempting to achieve
stability development and survival. With considering of expanding number of
universities and shortage of education sources, universities for gaining profits through
offering social service have to add business purpose in to their targets. It is related that
outcomes of the international competition and overcrowded of higher education caused
to change the basis upon, that this research has been done. As much as young people
are ambition to take part to universities, so the massification of higher education is
occurred. Higher education systems, now, are under great pressure to improve the
quality of the education they offer but also to educate increasing numbers of students.
On the other hand, no treatment of higher education is complete without a discussion
of financing. In financial terms, the global higher education section is considerable and
development rapidly.
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In today’s knowledge-based economy, higher education institutions as the
centres for developing human resource play an essential role in countries economic
development and growth. Education is widely concurred as a guide appliance for
elevating economic development. Higher education may create to increase savings and
investment, and lead to a more entrepreneurial society. It can also improve contribute
to reduced population growth and improve technology. In order to compete in todays
competitive surroundings, many organizations have identified benchmarking as being
of strategic important in the drive for better performance and commitment to gain a
competitive merit.
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The concept of performance appraisal:
McGregor’s Theory X postulates that the average person is lazy and has an
inherent dislike for work. As a result of this people must be coerced, controlled, directed
and threatened with punishment if the organisation is to achieve its objectives. Naturally
when people know that their performance is monitored and that their continued
existence, promotion, pay rise, training and development are dependent on the results
of their assessment, they would be motivated to work hard. Performance appraisal
systems are a major issue for most employers and different authors have put forward a
wide range of responses on their essence and importance.
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Historical overview:
The history of performance appraisal is quite brief. Its roots in the early 20th
century can be traced to Taylor’s Pioneering Time and Motion studies. As a distinct
and formal management procedure used in the evaluation of work performance,
appraisal really dates from the time of the world war II- not more than 60 years ago.
Yet in a broader sense, the practice of appraisal is a very ancient art. In the scale of
things historical, it might well lay claim to being the world’s second oldest profession.
Dulwich, (1989) noted that there is a basic human tendency to make judgment about
those one is working with as well as about oneself. Appraisal it seems, is both inevitable
and universal. In the absence of a carefully structured system of appraisal, people will
tend to judge the work performance of others including subordinates, naturally,
informally and arbitrarily. The human inclination to judge can create serious
motivational, ethical and legal problems in the workplace. Without a structured
appraisal system, there is little chance of ensuring that the judgment made will be
lawful, fair, defensible and accurate.
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The performance appraisal process:
Establishing performance
standard
Communicating standards
and expectations
Comparing with
standards
Discussing results
(providing feedback)
Decision making(taking
corrected reactions)
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Establishing performance standards:
The first step in the process of PA is the setting up of the standards which will be used
as the base to compare the actual performance of the employees. This step requires
setting the criteria to judge the performance of the employees as successful or
unsuccessful and the degrees of their contribution to the organisational goals and
objectives. The standards set should be clear, easily understandable and in measurable
terms. In case the performance of the employees cannot be measured, great care should
be taken to describe the standards.
Once set, it is the responsibility of the management to communicate the standards to all
the employees of the organisation. The employees should be informed and the standards
should be clearly explained to them. This will help them to understand their roles and
to know what exactly is expected from them. The standards should also be
communicated to the appraisers or evaluators and if required, the standards can also be
modified at this stage itself according to the relevant feedback from the employees or
the evaluators.
The most difficult part of the performance appraisal process is measuring the actual
performance of the employees that is, the work done by the employees during the
specified period of time. It is a continuous process which involves monitoring the
performance throughout the year. It requires careful selection of the appropriate
techniques of measurement taking care that personal bias does not affect the outcome
of the process and providing assistance rather than interfering in an employee’s work.
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Comparing the actual with the desired performance:
The actual performance is compared with the desired or the standard performance. The
comparison tells the deviations in the performance of the employees from the standards
set. The result can show the actual performance more than the desired performance or
if the actual performance is less than the desired performance, it depicts a negative
deviation in the organisational performance. It includes recalling, evaluating and
analysis of data related to the employee’s performance.
Discussing results:
The results of the appraisal are communicated and discussed with the employees on
one-on one basis. The focus of this discussion is on communication and listening. The
results, the problems and the possible solutions are discussed with the aim of problem
solving and reaching consensus. The feedback should be given with a positive attitude
as this can have an effect on the employee’s future performance. The purpose of the
meeting should be to solve the problems faced and motivate the employees to perform
better.
Decision making:
The last step of the process is to take decisions which can either improve performance
of the employees, take the required corrective actions or the related HR decisions such
as rewards, promotions, demotions, transfers etc. The above steps provide a framework
for the study to evaluate the performance appraisal system on the employees of the
Ghana Education Service.
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Effective performance appraisal process:
In order that performance appraisal system can achieve its intended purpose, steps must
be taken to ensure that all the pre-requisites that make it effective are adhered to. Firstly,
clear performance criteria must be set. Longenecker, (1997) intimated that appraising
employee performance is destined to fail without having clearly established
performance criteria by which to judge their performance. If ambiguity surrounds the
job description, goals, traits or behaviours that will be the basis for the evaluation, the
process is bound to fail. Communication is an important part of the performance
appraisal process. An effective two-way communication which outlines the desired
behaviour or the expected results should be communicated to the employees as well as
the evaluators. An effective performance appraisal standard should be related to the
strategic objectives of the organisation. The standard should include the whole range of
the employee’s responsibilities. performance appraisal must also meet certain legal
requirements such as reliability, fairness and validity since they constitute one basis for
HRM actions, (Apekey 2006).
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when their performance needs improvement. People are more likely to work to improve
their performance and
develop their skills if they feel empowered by the process, (Armstrong, 2006).
According to Piggott-Irvine (2003), effectiveness occurs when appraisal interactions
are non-controlling, non-defensive, supportive, educative and yet confidential.
Effectiveness is also linked to appraisal processes and information that have clarity,
objectivity, high integrity and where deep development is a goal. It is imperative
therefore for every organisation to ensure that appraisers and appraisees agree on
realistic targets. Besides, the criteria for review performance must be based on
employees‟ actual performance and must be devoid of non-performance related
characteristics. This, to a large extent will help employees perceive the performance
appraisal process as a fair one and invariably be satisfied with.
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Meaning of performance appraisal:
Robert Owen, a Scottish mill owner in the early 19th century, first evolved the
system of merit rating. Merit rating or performance appraisal is concerned with
measuring and evaluating employee performance after he is placed on a job. In those
days the task of measuring the employee’s efficiency was left to the judgment and
opinion of the managers. But in modern times, a scientific approach is needed to find
out the qualities and merit of the performance of the individual employee. The merit
rating technique provides for a systematic and scientific assessment of the ability of the
employee. Performance appraisal is the systematic evaluation of the performance of
employees and to understand the abilities of a person for further growth and
development. Performance appraisal is generally done in systematic ways which are as
follows:
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1) The supervisor measures the pay of employees and compares it with target and plans.
3) The employees are in position to guide the employees for a better performance.
Performance appraisal systems have always played a very important role in human
resource management. The performance appraisal is critical mechanisms for
organizational control, through which the employees can view, see their past
performance and take action for improvement.
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Definitions:
“Performance appraisal is the systematic evaluation of the individual with regard to his
or her performance on the job and their potential for development” - BEACH
EDWIN B. FILIPPO, defined has the term performance appraisal as” A systematic,
periodic and so far, as humanly possible, an impartial rating of an employee’s
excellence in matters pertaining to his present to his present job and his potentialities
for a better job “.
ALFORD AND BEATTY say "It is the evaluation or appraisal of the relative worth to
the company of a man's service on the job".
“A regular and continuous evaluation of the quality, quantity and style of the
performance along with the assessment of the factors influencing the performance and
behaviour of an individual’s called performance appraisal”.
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Cleveland, Murphy, and Williams (1989) argued that there is a relationship between
organizational characteristics and the uses of a performance appraisal system. Stonich
(1984) also argued that performance measurement in an organization should be in tune
with its structure and culture. Since the nature of the enterprises in which each industry
is engaged varies, its organizational type, business policy, internal and external
environment are also usually different. The purpose of this study is to conduct a direct
comparative analysis of performance appraisal system in the service and manufacturing
industries.
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Methods of performance appraisal
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Traditional Methods:
• Ranking Method:
Under this method, the employees are ranked from best to worst on some
characteristics. The rater first finds the employee with the highest performance and the
employees with the lowest performance in that particular job category and rates the
former as the best and later as the poorest. Then the rater selects the next highest and
next lowest and so on, until he rates all the employees in that group.
This method is relatively simple. Under this method, the appraiser ranks the
employees with all other employees in the group, one at time. Paired comparison does
not force distribution of employees in each department. For instance, if a department
has two outstanding employees and six average employees and paired comparison is
correctly utilized, then those employees will get a much higher percentage of positive
comparison than the other six. Paired comparison method could be employed fairly
easily where the number of employees is less.
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• Forced Distribution Method:
The rater may be his employees at the higher or at the lower end scale under
the earlier methods. Forced distribution method is developed to prevent the raters from
rating too high or too low. Under this method, the rater after assigning the points to the
performance of each employee has to distribute his ratings in a pattern to conform to
normal frequency distribution. Thus, similar to the ranking technique, forced
distribution require the raters to spread their employee’s evaluations in a prescribed
distribution. This method eliminates central tendency and leniency biases. However, in
this method, employees are placed in certain ranked within the categories.
• Checklist Method:
The checklist is a simple rating technique in which the supervisor is given a list
of statement or words and asked to check statement representing the characteristics and
performance of each employee. There are three types of checklist methods.
2) Weighted Checklist:
The weighted checklist method involves weighted different items in the Checklist,
having a series of statement about an individual, to indicate that some are important
than others. The rater is expected to look into the questions relating to the employee’s
behaviour, the attached rating scale (or simply positive/ negative statement where such
a scale is not provided) and tick those traits that closely describe the employee
behaviour.
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3) Forced Choice Method:
This method was developed at the close of World War II. Under this method, a
large number of statements in groups are prepared. Each group consists of four
descriptive statements concerning employee behaviour. Two statements are most
descriptive and two are least descriptive of each tetrad. Sometimes, there may be five
statement in each group out of which one would be neutral. The actual weight age of
the statement is kept secret.
This method requires then manager to write a short essay describing each
employee’s performance during the rating period. This format emphasizes evaluation
of overall performance, based on strengths/weaknesses of employee performance rather
than specific job dimensions. By asking supervisors to enumerate specific examples of
employee behaviour, the essay technique minimizes supervisory bias and the halo
effect.
• Group Appraisal:
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• Confidential Reports:
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Modern Methods:
• Assessment Centre:
This method of appraising was first applied in the German Army in1930.Later,
business and industrial houses started using this method. This is not a technique of
performance appraisal by itself. In fact, it is a system or organization, where assessment
of several individual is done by various experts by using various techniques. These
techniques include the methods in addition to in basket, role playing, and case studies,
stimulation in sight, transactional analysis etc.
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• Management by Objectives:
The appraiser, under this method, measures how frequently each of the
behaviour has been observed. Appraiser plays the role of observer rather than a judge
and provides the feedback to the appraise continuously.
i) Maintain objectivity
ii) Differentiate good performers from poor performers
iii) Provides feedback and
iv) Identify training needs better than those chosen by other methods.
• Psychological Appraisal:
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• Result Method:
• Productivity Measures:
The balanced scorecard was developed by Robert Kaplan and David Norton. It
brings the linkages among financial, customer, processes and learning. Learning and
people management contribute to the enhancement of internal processes. Internal
processes are critical for enhancing customer satisfaction and loyalty. Customer
satisfaction leads to customer value creation, which drives financial performance and
profitability.
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(those one reports to), subordinates (those who report to the individual), customers, self
and team. Also, according to Mathias and Jackson (2004), 360 degrees feedback
recognises that the manager is no longer the sole source of PA information. Instead,
various colleagues and constituencies supply feedback about the employee to manager,
thus, allowing the manager to obtain input from a variety of sources. Mathias and
Jackson (2004) again postulate that, the sole purpose of 360 degrees feedback is not to
increase reliability by soliciting like-minded views but rather to capture the various
evaluations of the individual employees‟ different roles.
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Sense and Purpose:
The point of performance appraisals is to see if the people under contract are
performing as well as they can, and also to assess whether they are being fairly rewarded
(their remuneration, like their duties, is subject to contractual agreement). This limits
evaluations to the level of concrete, or at least verifiable, facts. However, there are
numerous relevant factors that, although they may only be indirectly related to
performance, should nevertheless not be underestimated. These additional factors will,
either officially or unofficially, play a part in evaluations. They include how the
performance level was reached, whether the conditions were favourable or
unfavourable, which abilities, strengths or weaknesses emerged on the day, whether
similar, higher or lower levels of performance could be expected or encouraged in the
future, what feedback would be sensible or perhaps even timely, whether the person
concerned should be encouraged or held back, whether some specific performance has
perhaps been achieved at the cost of other work. These considerations and countless
others besides play a more or less palpable role. Evaluation is not in any sense a
phenomenon unique to the world of work. On the contrary, forming judgements,
assessing other people, situations, possibilities, expectations, threats, opportunities and
dangers is such an integral part of our lives that it is self-evident that people cannot live
without evaluating. It is a crucial part of human survival strategies. We have constantly
to judge and evaluate, making decisions not only in our careers but in every aspect of
our lives about what we should do, what we should not do or which options we should
choose. Sometimes it is very difficult to make the right choice. It is also not always
easy to have all the relevant criteria for judgements and decisions to hand. Our
judgement processes, however, often seem to run automatically, without our having
constantly to explain them to ourselves. One might suppose that, because evaluations
form such an integral part of our normal routine and experience, evaluating the
performance of others would not present any difficulties at all. That this is not the case
has a whole host of reasons. The most important are:
Performance evaluation does not only concern just the appraisee and employer. It has
an effect, sometimes even a considerable one, on the appraisee’s, i.e. the employee’s,
interests. This can bear on income, future work, promotion and, of course, also self-
esteem, security and status.
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Whether the results are clear-cut or not, there must be feedback on performance
evaluations. That means that it is often difficult both to carry out and be subject to
appraisals, and can also cause problems of communication and perception.
It is therefore not surprising that everyone involved in these essential and fundamentally
normal judgements and evaluations has to apply a considerable and rather complex
degree of effort.
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Evaluation in Business:
The principles of evaluation, in terms of how they are discussed in this book,
apply not only to market enterprises but to all organizations where people work together
to achieve levels of performance that will bring about the desired results. These
organizations may be intent on making a profit, or they may be non-profit-making
organizations such as charitable institutions, hospitals, theatres, health insurance
companies, interest groups, political parties or cooperatives, to name just a few.
At the same time evaluation is one of the basic requirements for a successful human
resource policy – provided that it works. Whether or not it works, however, depends on
many variables. These are mainly:
• business culture
• management style
• the form and objectives of the chosen system
• The role played by both parties in the official evaluation process
• the way in which the evaluation results are used
• The support and assistance offered by advisors and helpers.
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Purposes of Performance Appraisal:
Performance appraisal has become a term used for a variety of activities through which
organizations seek to assess employees and develop their competence, improve
performance, and allocate rewards identified the following purposes of performance
appraisal:
Thomas and Bretz (1994) provide several additional purposes for performance
appraisal including motivating employees, assessing employee potential, improving
working relationships, assigning work more efficiently, and assisting in long-range
planning. Generally speaking, performance appraisal serves two basic purposes: the
first is evaluative (or administrative) as the term “appraisal” implies, and the second is
developmental.
The evaluative function refers to the extent to which there has been progress
toward goals as a result of the employee’s efforts. It is backward looking where past
performance is reviewed in light of the results achieved. It can include the use of
performance appraisal for salary management, promotions, terminations, layoffs, and
identifying poor performance. It is used to not only enable organizations to make
decisions about individuals, but also to compare candidates on some type of objective
basis. The developmental function is forward looking, directed towards increasing the
capacity of employees to be more productive, effective, efficient and satisfied in the
future. It covers such things as job skills, career planning, employee motivation and
effective coaching between mangers and subordinates.
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Benefits of Performance Appraisal:
Widespread attention has been given in recent years to the function of the formal
appraisal process because of the idea that a well designed and implemented appraisal
system can create many benefits for organizations. Mohrman, Resnick-West and
Lawler (1989) found that the appraisal process can:
a) provide a managerial instrument for goal setting and performance planning with
employees.
A third way that Murphy and Cleveland (1995) suggest that performance
appraisal can assist organizations is by providing a set of tools for evaluating the
effectiveness of current or planned ways of operating.
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them. None of these four benefits will automatically accrue to an organization due to
the mere presence of a performance appraisal system (Murphy & Cleveland). However,
an organization that does a good job at performance appraisal may incur some or all of
these benefits.
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CHAPTER THREE
Now I was very eager to learn, whether the institute where I am pursuing my
B.B.A. follows good performance appraisal system or not? So, I decided instead of
analysing some foreign organisation, why not let’s study our own institute first?
Also, a thought that if proper system of performance appraisal is not carried out
in this institute then this small project might bring attention of staff, students as well as
the management to enforce a proper system.
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About MES’s Garware College of Commerce:
Being centrally located, it proved to be very convenient for students in city. At present
the College provides education up to Ph.D. level. The strength of students is about 3000.
Various optional and special subjects in Commerce and Administration curricula are
taught in the college, including vocational course in taxation. The College has a team
of devoted and qualified staff.
Several alumni of the College occupy high positions in various fields like business and
industry, banking, chartered and cost accounting, self-employment, education, social
service, music, drama, sports etc. The College has adequate infrastructure that includes
excellent buildings & library, well equipped computer laboratories, reading halls,
hostel, gymnasium, gymkhana, audio-visual equipment’s and teaching aids. The
College receives regular grants for books, projects, seminars and faculty development
programmes from the University Grants Commission. The College organizes variety of
co-curricular and extra-curricular activities for the benefit of students.
Considering the increasing need for management and computer education, the College
promoted an institute named as ‘Institute of Management and Career Courses’ (IMCC)
in 1983. Today it is an independent institute affiliated to Savitribai Phule Pune
University. (Formerly known as University of Pune).
Success of IMCC enabled us to enter into yet another endeavour. As a part of it, the
College has started Bachelor in Business Administration (B.B.A.), Bachelor in
Business Administration – International Business (B.B.A.-I.B.) [earlier called as BBM-
IB]; Bachelor in Business Administration – Computer Application (B.B.A.-C.A.)
[earlier called as B.C.A.] courses.
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It has also established the research centre (Ph.D.-Commerce), namely, Department of
Research, Innovations and Consultancy (DRIC).
The College is permanently affiliated to the Savitribai Phule Pune University and has a
rich tradition of meritorious students in academics and social fields. In the re-
accreditation process, our College bagged the prestigious ‘A’ grade from the National
Assessment and Accreditation Council (NAAC), scoring the appreciable grade points
3.45 out of 4. It is also the recipient of the Best College Award of Savitribai Phule Pune
University.
Vision:
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Mission:
1. To train, transform and empower the minds of our students by providing them high
quality education.
2. To impart various Life skills and Management skills to the students in order to
acquaint them with the world beyond textbooks.
5. To groom our students into ethically sound, socially responsible and nationally
committed professionals.
Goals:
As we strive to fulfil this mission, we aim to foster the young minds to achieve
1. Academic excellence
2. Social peace and harmony
3. Professional success
4. Global environmental balance
5. Personal happiness
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Objectives:
• Establishing the procedures and methodologies for regular monitoring and control
of quality of academic programs.
• To motivate the faculty to take part in all kinds of research and extension activities.
• Organizing and nominating the faculty for in-house and outside training
programmes, seminars and conferences.
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CHAPTER FOUR
Data Analysis
Introduction:
This chapter will present the data collected from the surveys completed by the head of
departments of the institution and go on to discuss the research findings. The researcher
used graphs and charts to display the findings in order to make it easier for the reader
to analyse the results. The chapter will first look at the demographic statuses of
employees surveyed their age, gender and length of service, it will then go on to
examine and discuss the responses to the questions asked and the statements that were
presented to the respondents in the questionnaire. The findings will look at how
effective the appraisal is according to the head of departments; this will be measured
using their answers to the survey questions. This is to establish if the results support an
existing knowledge on the subject matter of the study or provide a new knowledge and
ways of improving upon the already existing performance appraisal in the institute.
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Analysis of Results
1. Gender of respondent:
Gender of Respondent
30%
70%
Male Female
Graph No 1
The figure above shows that out of the total 10 respondent 7 are female and 3 are male.
In analysing the data, the study revealed that there were more female respondents than
males. This goes to confirm the fact that there are few male teachers in the institute at
heading departments as compared to their female counterparts. The researcher therefore
sampled the few who were available at the time of the questionnaire distribution.
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2. Age of the respondent:
10%
40%
50%
Graph No 2
In analysing the data, the study showed that the highest number of respondents fell
within the
age group of 40-50 years with the lowest falling within the group 30-40 years.
Out of the total ten respondent 5 were from 40-50 years, 4 from the 50-60 years and 1
from the 30-40 age group.
Following from the age distribution of the head of departments sampled, the study
revealed that the highest numbers came from those who fell within age groups 40-50
and 50-60 years and above respectively.
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3. Departments under the study:
Various different departments were taken under the study. Responses were collected
from the head of the department and respective co-ordinators mentioned above. From
the total departments the two deparments in grey colour shade i.e B.B.A. and M.B.A.
does not have proper system of performance apprisal in the department.
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4. Length of service:
Length of service
5-9 years 1
1-4 years 4
0 1 2 3 4 5 6
Graph No 3
Question:
For this question, of the total 10 respondents, 5 is the highest number of respondent in
the age group of 10 years and above, there is 1 respondent from the age group of 5-9
years and 4 respondentsfro 1-4 years of age.
An employee’s length of service can have a forceful influence on how they perceive
Performance Appraisals. If an employee is with the company less than a year and has
only has one appraisal meeting then they may have a different view on it that someone
who is with the company over 20 years. This can be a problem in many elements of the
appraisal, in particular when looking at whether the system is of benefit to the
employees. Someone in the same position and in the same organisation for a long length
of time may feel that there is not as much to gain from Performance appraisal as
someone who is new to the company. They may find it difficult to keep setting goals
and may find the systems less valuable than others. As a result, they may have a
negative view on performance appraisal.
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5. Performance appraisal system:
Yes
80%
Yes No
Graph No 4
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6. How often are employees evaluated:
5
Responses
0
Once in term Twice in term As and when it is No evaluation is done
needed
Graph No 5
The above graph states that, out of the 10 departments under the study, 6 department
evaluate their teachers or staff once in a term, 2 departments evaluate their staff as and
when it is needed, and no evaluation is done in remaining 2 department.
In analysing the data, it was revealed from the study that teachers were not evaluated
and appraised periodically as the case should be but instead performance appraisals
were conducted as and when it was deemed necessary to do so or done once in a term.
This position however speaks about the need of evaluation of teachers on periodical
basis.
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7. Views on Performance appraisal system:
0
Ineffective Useful Very useful
Graph No 6
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8. Guidelines for performance appraisal:
No
40%
Yes
60%
Graph No 7
The above pie diagram shows that out of the 10 departments under study, 6 departments
have clear cut policies and guidelines for conduct of performance appraisal or
evaluation of teachers and remaining 4 departments do not have. Having clear cut
policies and guidelines are very essential while performing any task, it helps in proper
evaluation.
The 6 department heads were now provided questions regarding the performance
appraisal system that was carried out in their institution.
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9. Training to the head:
No
33%
Yes
67%
Graph No 8
The above pie diagram states that out of the 6 respondent that answered, 4 of the
respondents were trained and oriented to perform performance evaluation and
appraisal, but the 2 respondents were not trained which points out the area of
improvement. Performance appraisal should not just be implemented for name sake,
but with proper guidelines for its overall benefits.
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10. Reasons of performance appraisal:
0
Correcting Giiving feedback to Promotion Training and Wage and salary
deficiences of work staff development administration
Graph No 9
Performance Appraisal can be used for numerous reasons, the above elements are the
most common aims of performance appraisal. Performance Appraisals are used as a
basis for decisions such as correcting deficiencies of work, giving feedback to the staff,
promotion, training and development and providing incentives i.e. wage and salary
administration. The objectives of Performance Appraisal are to review past
performance, to assess training needs, to set targets for future performance and to help
with disciplinary and other administrative decisions.
Out of the total 6 respondents, all of them have many objectives in common with
promotion having a highest feedback. All above mentioned factors are very important
and are achieved through practising good performance appraisal system in the
institution.
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11. Motivation and Performance appraisal:
Yes
83%
Graph No 10
The above pie diagram states that the majority of respondent think that performance
appraisal system really helps to motivate employees in many different ways.
Out of the 6 respondents, 5 of then answered it yes and remaining 1 disagreed to the
statement. Performance appraisal system plays a very important role in motivating
employees as it rewards to the ones who are actually liable for it based on their
performance in the organisation.
Thus, the management must first have a clear idea and goals regarding performance
appraisal and have confidence on it.
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12. Action Taken:
1
0
0
They are cautioned They are demoted They are given training nothing is done
Graph No 11
The above graph shows the statistics of what kind of action is taken by the management
to the staff whose performance falls below expectations.
Out of the total 10 respondents, it was seen that, if the performance low they are first
cautioned, then further given training for the same but are never demoted.
The graph also reflects the negative part of the institution is that if someone’s
performance is low 5 of the respondents have answered that nothing is done to them.
This highlights the poor management.
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13. Problems faced:
4
3
3
2
1 1
1
0
0
Low commitement Low management Performance No problem in Other
of employees accountablity appraisal is not current system
directly linked to
promotion and
reward
Graph No 12
The above graph speaks about the problems that are faced in implementing effective
performance appraisal system. Out of the 10 respondents, the majority of votes are for
the point that performance appraisal system is not directly linked to promotion and
reward, thus is a barrier. Along with-it other problems like low management
accountability and more are seen.
The concern in this graph is that people voting for no problem in current system. People
should always be ready for the changes and show their adaptability. Seeing no problem
is as similar to having no progress or development. People are dynamic and thus
systems regarding people must be dynamic which helps to tackle problems.
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14. Training need:
Series 3
0
YES AND STRONGLY AGREE NO
Graph No 13
The above questions were answered by 4 of the total respondents, these respondents
didn’t have any proper system of performance appraisal system in their institution.
The above graph states that 4 out of 4 respondents would like to take training for
effective implementation of performance appraisal system which is highlighted in blue
colour, whereas 3 out of 4 respondents strongly support to the idea that good
performance appraisal system must be implemented the remaining one has neutral
thoughts which is highlighted in grey colour.
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15. Recommendations from responents:
The above infographics shows some of the recommendations given by the respondent.
It suggests that performance appraisal system that is currently used has benefits but also
requires developments and upgradations to sustain to the changes.
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CHAPTER FIVE
Data Analysis- II
Introduction:
This chapter presents the summary of the study, the conclusion and the
recommendations comprehensively. The main objective of the study was to evaluate
the performance appraisal system and its effect on performance of employees i.e.
teachers. The study has therefore come up with a scholarly material which is worth
scrutinising by all people interested in studying more on the performance appraisal
system.
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Conclusions:
The aim of the dissertation was to examine the effectiveness of performance appraisal
in the organisation according to the perception of the head of the departments and in
doing this establish:
To complete this aim the researcher reviewed literature on the area of performance
appraisal and related areas comprehensively and then conducted a survey with head of
the departments and coordinators of the institution. The survey analysed the current
system in place in the institution.
More recent academics discussed the ineffectiveness appraisal processes can have and
the negative impact on the system and the organisation as a whole. They also mentioned
how important it is to have a good system in place so that it does do what it sets out to.
The research revealed that the majority of the departments in the institution complete
performance appraisal and for the most part, have an appraisal meeting once a year, out
od the 10 departments under study 6 of them followed a good appraisal system.
The findings of the research have shown that the Performance Appraisal system in the
organisation does contain many of the important elements that make the system
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effective, but these elements are intermittent and not present in every appraisal that is
carried out. The analysis of the survey responses has revealed that, according to the
heads that Performance Appraisal is effective. They system is a worthwhile tool; it
motivates staff and improves their performance. The organisations appraisal also
includes the vast majority of effective performance appraisal objectives. While the
system has its flaws and needs a lot of improving to get it to where it needs to be, it is
going in the right direction and has some positive results.
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CHAPTER SIX
Major Findings:
Performance appraisal has been given notable recognition by many organisations the
world over by virtue of its relevance to accomplishing organisational goals. As a
result, the study found some reasons which are said to underpin the effective conduct
of performance appraisal and these are as follows.
In the first place, the study found that promotion of employees was one of the reasons
for conducting performance appraisal. It was observed from the study that
performance appraisal would help employers or appraisers identify good performers
as well as poor performers and based on their quality of work and competence,
promote or reward them.
Secondly, it was found from the study that one of the reasons for conducting
performance appraisal was for heads to give feedback to staff on their performance at
work. It was observed that through feedback, heads can inform teachers about their
progress, discuss what areas they need to develop and identify development plans.
It was also found from the study that one reason for conducting performance
appraisal was to correct the deficiencies of teachers work. Some teachers work
according to their routine schedules and become oblivious of any deficiencies
pertaining to their normal duties at work. It is therefore performance appraisal that
would help correct such anomalies.
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Another reason for conducting performance appraisal as found from the study was
employee motivation. It was observed from the study that performance appraisal helps
employers identify the need to motivate employees to give off their best in realising
the goals of the organisation.
Again, the study found out that one reason for conducting performance appraisal was
for employee training and development needs. It was observed from the study that
performance appraisal enables employers identify the strengths and weaknesses of
employees and the need to recommend appropriate training for employees in order for
them to develop their full potentials.
Another reason in the conduct of performance appraisal was for salary administration
as found from the study. Performance appraisal according to the study helps
employers in administering salaries to employees often based on their performance.
It was revealed from the study that the institution did not have a clear-cut policy on
performance appraisal as to the time and the regularity with which it should be
conducted in various departments. This has led to a situation where there is no fixed
period and that performance appraisals are conducted as and when they are badly
needed in colleges, particularly during the time for promotions.
In the survey conducted out of the total 10 departments under study it was found that
only 6 of the departments had clear cut policy on conduct of performance appraisal in
the institution, whereas 4 departments had no policy regarding it, which shows the
drawback of the institution.
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• Difficulties associated with performance appraisal
The study identified some difficulties associated with the conduct of performance
appraisals in the departments which are as follows.
It was observed from the study that employee’s low commitment to the performance
appraisal process was one of the difficulties which beset its conduct. This situation
was as a result of the little impact made by performance appraisal on the performance
of employees and also the way it was conducted.
The study again revealed that low management accountability was one of the
difficulties associated with performance appraisal. Due to the absence of a clear-cut
policy on the conduct of performance appraisal, managers of schools or headmasters
do not attach any importance to the appraisal process and therefore not accountable to
any authority notable for performance appraisal. It was again seen from the study that
another one difficulty in the appraisal process was the inability to directly link
performance appraisal to promotion and rewards.
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Conclusions:
The researcher’s main objective for undertaking the study was to evaluate the
performance appraisal system and its effect on employee performance in an educational
institute. Again, the study sought to delve deep into the reasons for conducting
performance appraisal, the difficulties associated with conducting performance
appraisal and the various factors that can be employed to improve the performance
appraisal system being followed in various departments of the institution. It could
therefore be concluded that the performance appraisal system was well implemented in
some of the departments, out of the 10 departments under study only 6 of them had
performance appraisal system been conducted.
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Suggestions and Recommendations:
The findings have revealed numerous potential weaknesses that are preventing the
effectiveness of the system. A number of challenges have been identified and need to
be manifested if the whole process is to be beneficial and fair to all involved. The
organisation needs to improve the appraisal accordingly if it is to be successful in
carrying out its objective.
It was revealed from the study that the institution did not conduct performance appraisal
based on the strategic objectives of the organisation as this was evident in the absence
of a policy on the conduct of performance appraisal in some of the departments.
Therefore, it is recommended that the institution should develop a clear-cut policy on
the conduct of performance appraisal which would be in harmony with the strategic
objectives of the organisation.
Also, in order for the institution to get the full participation of all teachers in the
performance appraisal process, education should be intensified on the relevance and
purposes of performance appraisal on employee performance.
The most obvious issue with the current appraisal system in place in the organisation is
the level of inconsistency that exists with how appraisals are carried out. The result of
the survey showed that some appraisal is carried out once or twice a year or even as and
when it is needed, but then there were some of the departments that did not do even
once . There is also inconsistency in relation to who is setting the goals, what the goals
are based on and whether employees feel the appraisal is efficient or inefficient. The
organisation should look to introduce a framework for Performance Appraisal within
the company that sets out a number of important objectives such as fairness,
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confidentiality, employee development and mutual involvement. This framework
would need to be explained to all involved in the process and training provided so as to
ensure managers and employees are aware of how the system works and can stick to
the guidelines.
The study again revealed that performance appraisal was not linked to training,
promotions and rewards mainly because there was no policy to that effect. It is therefore
recommended that as a way of effectively utilising performance appraisal results,
performance appraisal should directly link to training, promotions and rewards. By this,
the institution is expected to use performance appraisal results to train teachers whose
performances are below expectation in their area of specialisation. Again, the institution
should as a matter of urgency and without delay, promote teachers due for promotion
and whose performances match with the set standards. The institution again should
endeavour to give financial rewards in the form of allowances to deserving teachers, all
based on the performance appraisal results taken on teacher’s performances.
The study revealed that appraisers did not give feedbacks to appraisees anytime
performance appraisal was conducted on the appraisees performances. The study
therefore recommends that there should be effective communication and information
dissemination to appraisees immediately after the performance appraisal is conducted.
In this case, feedback should be promptly given and properly discussed with teachers,
a move that would enable them identify their strengths and weaknesses and the
opportunities available for continuous improvement. This would also serve as a
motivation to teachers who would in turn give off their best in their area of work.
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• Skill training for appraisers/headmasters
It is recommended that training sessions be organised for heads of institution for them
to develop the necessary training skills and competence in order to equip them for an
effective and meticulous conduct of performance appraisals in their institutions. This
recommendation comes in the light of the low commitment of appraisers and appraisees
to the process as well as the clear lack of training skills to conduct effective performance
appraisal in the schools.
For the appraisal to reach its potential and be of benefit to all involved there needs to
be a higher level of employee involvement in the system than there is at present. Rankin
& Kleiner (1988) specified that one of the key factors of Performance Appraisal was to
have the manager and employee jointly identify ways to improve the employee’s
performance, and establish a development plan to support the employee in achieving
their goals.
When employees are involved, they take a greater interest as they are given more of a
voice. Greater employee participation is known to create an atmosphere of cooperation,
reduces tension and rater – ratee conflict which could be caused by the appraisal.
With poor results from the research in terms of how the appraisal developed the
employees being appraised and how its enhanced performance, the organisation needs
to ensure the system spends more time helping to develop employees, from identifying
training needs, providing coaching and giving more accurate, constructive feedback.
The ultimate purpose of performance appraisal is to allow employees to improve
continuously.
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• Suggestions for further research
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Limitations of research:
This research is accurate in terms of the organisation studied, but as the research was
limited only 10 departments were taken under study and thus it cannot be applied to
other organisations and industries. Each company has its own way of measuring staff
performance and so this research will not necessarily apply across the board.
To carry out the research, the researcher used qualitative research methods alone; this
was chosen as it suited the aims and objectives of the research. In hindsight, if the
researcher was to carry this investigation again, they would look at using both
quantitative and qualitative research methods in a combined approach Combining both
types of research methods is known to give a more rounded view and can look at the
research aims more comprehensively.
The researcher would have like to look at the perspective of the employees i.e. teachers
also, but due to restrictions, they were unable to get this, for future research it may be
interesting to look at both the head and staff’s perspectives and analyse them in contrast.
The correlation between length of service and acceptance of performance appraisal
systems showed up as area of interest which could be a subject for further examination.
This research is accurate in terms of the organisation studied, but as the research was
limited it cannot be applied to other organisations and industries. Each company has its
own way of measuring staff performance and so this research will not necessarily apply
across the board.
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APPENDICES
• Questionnaire
Respected Teachers,
This research is conducted for academic purposes and you are assured of
confidentiality and anonymity of the information you provide, your responses will
help me.
2. Gender:
• Male
• Female
3.Age:
4.Name of Department:
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5.How long have you been heading the department?
• Yes
• No
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• Congratulations! On having clear cut policy on conduct of performance
appraisal in your institution.
10.How do you rate the performance appraisal system used in your institution? *
• Very fair • Unfair
• Fair • Very unfair
• Yes
• No
• Yes
• No
13.Which of the following is/are among the main reasons for conducting performance
appraisal in your institution? * Please tick as many as are relevant
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14.Do you think Performance appraisal really helps to motivate the staff? *
• Yes
• No
16.Do you face any problem in implementing the current performance appraisal
system? * Tick all that apply.
17.What recommendation will you make to help improve the performance appraisal
system?
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Oops! Having clear cut policy on conduct of performance appraisal is very useful.
18.How do you evaluate teacher’s performance? *Select as many methods you use
• Yes
• No
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22.In your opinion what difficulties are associated with performance appraisal being
followed? *Tick all that apply
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BIBLIOGRAPHY
Books Referred:
Websites:
1. www.pdfdrive.com
2. www.books.google.com
3. gcc.mespune.in
4. www.hr-guide.com
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