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85 Willow Rd, Menlo Park, CA 02/01/2021 to 03/28/2021
94025 help@robinhood.com
ADAM S. BURD
Account#:289797815861
Routine Account #:021409169
848 W LINCOLN BLVD, FREEPORT
IL, 61032
Options Equities Cash and Cash Equivalents
Portfolio Allocation
Account Summary Opening Balance Closing Balance
Brokerage Cash Balance N/A $0.00
Cash and Cash
Deposit Sweep Balance N/A $8.00 Equivalents 66.67%
Total Securities N/A $4.00
Equities
Portfolio Value N/A $12.00 33.33%
Options
0.00%
Income and Expense Summary This Period Year to Date
Dividends $0.00 $0.00
Capital Gains Distributions $0.00 $0.00
Interest Earned $0.00 $0.00
The Robinhood Cash Management Annual Percentage Yield (APY) is 0.30% as of the closing date of this statement. APY is determined by the program banks into which your uninvested cash is swept, and may change ata nytime. Investment products are
not FDIC-insured, not bank guaranteed, and may lose value. Uninvested cash swept to the program banks is eligible for FDIC insurance up to applicable limits, subject to FDIC rules. The Securities Investor Protection Corporation has taken the
position that uninvested cash swept to the program banks is not covered by the Securities Investor Protection Act.
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This statement shall be conclusive if not objected to in writing within ten days (except with respect to debit card transactions). Errors and omissions exempted. Please address all communications to the firm and not totheindividuals. Address changes or
other material changes in your account should be directed to the office servicing your account. Kindly mention your account number. This statement should be retained for incometax purposes.
Portfolio Summary
Securities Held in Account Sym/Cusip Acct Type Qty Price Mkt Value Est. Dividend Yield % of Total Portfolio
Agenus
Estimated Yield: 0.00% AGEN Margin 1 $4.00 $4.00 $0.00 33.33%
Total Securities $56,000.00 $0.00 39.16%
Brokerage Cash Balance $17,000.00 11.89%
Deposit Sweep Balance $70,000.00 48.95%
Total Priced Portfolio $143,000.00
Account Activity
Description Symbol Acct Type Transaction Date Qty Price Debit Credit
ACH Deposit Margin ACH 02/22/2021 $5,000.00
Agenus
Ma
Urngsinolicited, CUSIP: 00847G705 REC 02/22/2021 1
Crypto Money Movement Margin COIN 02/22/2021 $12,000.00
Crypto Money Movement Margin COIN 02/23/2021 $8,000.00
Crypto Money Movement Margin COIN 02/25/2021 $5,400.00
Crypto Money Movement Margin COIN 02/26/2021 $7,300.00
Crypto Money Movement Margin COIN 02/26/2021 6,420.00
Total Funds Paid and Received $26,420.00 $17,700.00
Executed Trades Pending Settlement
These transactions may not be reflected in the other summaries
Description Acct Type Transaction Trade Date Settle Date Qty Price Debit Credit
TotalExecutedTradesPendingSettlement $0.00 $0.00
Deposit Sweep Program Banks
These are the program banks where your uninvested cash is held as of 02/26/2021. Balances are insured by FDIC, not SIPC.
Bank Balance
US Bank $2,467,500.00
The Robinhood Cash Management Annual Percentage Yield (APY) is 0.30% as of the closing date of this statement. APY is determined by the program banks into which your uninvested cash is swept, and may change ata nytime. Investment products are
not FDIC-insured, not bank guaranteed, and may lose value. Uninvested cash swept to the program banks is eligible for FDIC insurance up to applicable limits, subject to FDIC rules. The Securities Investor Protection Corporation has taken the
position that uninvested cash swept to the program banks is not covered by the Securities Investor Protection Act.
Deposit Sweep Activity
These transactions reflect movements of uninvested cash to and from programbanks.
Date Debit Credit Balance
Description
Opening Sweep Balance 02/22/2021 $0.00
FDIC Sweep 02/23/2021 $5.00 $5.00
FDIC Sweep 02/23/2021 $4.00 $1.00
FDIC Sweep 02/26/2021 $2.00 $3.00
FDIC Sweep 02/26/2021 $2.00 $1.00
FDIC Sweep 02/26/2021 $7.00 $8.00
Closing Sweep Balance 02/28/2021 $8.00
Total Swept Funds $6.00 $14.00
assignment at any time whereas European style options are assigned at
Important Information expiration. A more detailed description of our randomallocation procedure is
available upon request. RHS acts as clearing agent for your trades. Your account, which wasintroduced to
Robinhood Securities, LLC (“RHS”) carries your account as the clearing broker us by RHF, is established under your name on a “fully disclosed” basis at RHS.
by arrangement with your introducing broker-dealer, Robinhood Financial LLC You are to promptly advise Robinhood of any material changes concerning
You remain a customer of RHF.
(“RHF”). If this is a margin account and we maintain a special miscellaneous yourinvestmentobjectivesor financial situationby updatingyour information using
account for you, this is a combined statement of your general account and the Robinhood platform or by contacting help@robinhood.com. As required, under SEC rules, both the Firm’s Order Routing Report as welas
special miscellaneous accountmaintained for you under Regulation T issued by informationregardingspecificorderroutinginformationisavailablefree of charge
Our financial statement is available for your personal inspection; it canalso be
the Board of Governors of the Federal Reserve System. The permanent record upon request.
emailed to you upon request.
otfhe special miscellaneous account as required by Regulation T is available for
As a clearing agent, we provide securities clearance and may provide order
your inspection at your request. RHS is a Member of SIPC, which protects securitescustomers of its
execution based on RHF instructions. RHS will not be involved with or have any
members up to $500,000 (including $250,000 for claims for cash).
The per annum rate of interest charged on debit balances in your account is responsibility for decisions regarding securities transactions in your account. RHF will
Explanatory brochure available uponrequest or at www.sipc.org.
shown on this statement. This rate may change from timeto time in accordance be responsible for opening, approving and monitoring all activities in connection with
with fluctuations in interest rates. Interest is computed from the 1st day of the Any free credit balances represent funds payable upon demand which, although your account. The entry of orders and any instructions regarding the deposit or
month to the last day of the month. The interest is based on the average daily properly accounted for on our books and records, is notsegregated, and may be withdrawal of securities or monies should be made through RHF.
balance in your account withus, and for the actual number of days based on an used in the conduct of this firm’s business as permissible under the SEC Rule
In addition to the above mentioned services, RHS will provide cashiering services,
interest year of 360 days. When calculating margin interest, free credit balances 15c3-2.
safeguarding of funds and securities while in our possession, monitoring compliance
in all accounts will be ofset against any debit in the margin account andthe
Notice to Customers with applicable credit Regulation T and RHS internalpolicies, preparing and making
interest will be charged on the new debit balance.
accessible your account records (including transaction confirmations and periodic
We are required to report to the Internal Revenue Service all cash dividendsand statements of your account).
interest credited to your account on securities held for youin our name. All
The dividend totals reflected in the Income and Expense Summaryare
dividends and interest credits should be included in your income tax return.
inclusive of both taxable and non-taxable dividends.
Information relative to fees and any other charges incurred in connectionwith listed
Interest charges to your account may be based on the size and net debit balance
option transactions occurring during the month has previously been furnished to
during the interest period. These rates are subject to revision without notice in
you in confirmation of such transactions. A summary of the information will be
accordance with any changes in the broker callloan rate, as published in the Wall
made available to you promptly upon request. Exercise assignment notices for
Street Journal. For more complete information regarding interest charges to
option contracts are allocated among customer short positions pursuant to a
customers, consult the RHF Fee Schedule, available at https://rbnhd.co/fees.
manual procedure which randomly selects from amongst all customershort
option positions including those contracts which are subject to exercise. All short We also ofer Robinhood Cash Management as an additional feature of your
American style option positions are liable for account. Robinhood Cash Management includes debit card access toyour account
and automatic sweep of uninvested cash to bank deposits. Ifyou participate in
Robinhood Cash Management, your use of the debit
card, and your rights with respect to debit card transactions, will be governed 1304229
by the Robinhood Debit Card Agreement, which has beenprovided to you and is
available at https://rbnhd.co/debit-card- agreement. Robinhood will investigate your complaint and will correct any error promptly.
If we take more than ten (10) business days to do this, we will credit your
In case of errors or questions about your electronic transfers, including your debit
account for the amount you think is in error, so that you will have the use of
card transactions, or if you think your statement or receipt iswrong or if you need
the money during the time it takes Robinhood to complete our investigation.
more information about a transaction listed onthe statement or receipt, email
Robinhood at help@robinhood.com. If you participate in Robinhood Cash Management, your uninvested cash is
Robinhood must hear from you no later than sixty (60) days after youwere sent swept into accounts at FDIC-insured program banks, where your uninvested
the FIRST statement on which the problem or error appeared. cash will earn interest from the program banks and be eligible for FDIC
insurance up to applicable limits, subject to FDIC rules. Please see the
A. Tell Robinhood your name and account number.
Robinhood Securities, LLC & Robinhood Financial LLC Insured Network
B. Describe the error or the transfer you are unsure about, and
Deposit Sweep Program Disclosures, available at https://rbnhd.co/ind-
explain as clearly as you can why you believe it is an error or
disclosure, for the terms and conditions of this sweep program, including
why you need more information.
information regarding FDIC insurance coverage.
C. Tell Robinhood the dollar amount of the suspected error.
RHF and RHS are members of the Financial Industry Regulatory Authority,
Inc. (“FINRA”), and we are required to inform you of the availabilityof the
FINRA Investor Brochure,whichcontainsinformation on FINRA BrokerCheck.
You may contact FINRA at 800-289-9999 orvia their website www.finra.org.
RHS carries your account and acts as your custodian for funds and
securities deposited with us directly by you, through RHF as a result of
transactionswe process to youraccount.Any suspectedinaccuracy or
discrepancyin your account statement must be promptly reported to RHF. In
order to protect your rights, please confirm any oral communications in writing
and include your brokerage account number. General inquiries or concerns
regarding your account should be directed to: help@robinhood.com.
The SEC requires all broker-dealers that route orders in equity securities and
options to make available quarterly reports that presenta general overview of
their routing practices. The reports must identify the significant venues to
which customer orders were routed for execution during the applicable quarter
and disclose the material aspects of the broker-dealers relationship with such
venue. In addition, the Rule (SEC 606) requires broker-dealers to disclose,
upon customer request, the venues to which the individual customer’s orders
were routed for the six months prior to the request, and the execution time for
the orders that wereexecuted.
For further information, please contact RHF.
Statement of Financial Condition
RobinhoodSecurities,LLC. unauditedStatementof FinancialConditionas of
June 30, 2020 is available on the Company’s website at
www.robinhood.com/legal. A paper copy may be requested at no cost by
calling 1-(800)-282-1327. On June 30, 2020, Robinhood Securities, LLC. had a
net capital of $385,413,939, which was
$315,419,643 in excess of its required net capital of $27,997,718.
PLEASE RETAIN THIS STATEMENT AS IT WILL BE HELPFUL IN
PREPARING YOUR INCOME TAX RETURNS AND MAY BE NEEDED
ALONG WITH SUBSEQUENT STATEMENTS TO VERIFY INTEREST
CHARGES IN YOUR ACCOUNT. THIS STATEMENT SHALL BE DEEMED
CONCLUSIVE UNLESS OBJECTED TO IN WRITING WITHIN 10
BUSINESS DAYS.
