Brain
Brain
                                  Educational Psychologist
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To cite this article: Marlin L. Languis & Daniel C. Miller (1992) Luria's Theory of Brain Functioning: A Model for Research in
Cognitive Psychophysiology, Educational Psychologist, 27:4, 493-511, DOI: 10.1207/s15326985ep2704_6
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                                                                  EDUCATIONAL PSYCHOLOGIST, 27(4), 493-51 1
                                                                  Copyright Q 1992, Lawrence Erlbaum Associates, Inc.
                                                                                                   Marlin L. Languis
                                                                                               Excellence in Learning, Inc.
                                                                                                  Ohio State University
                                                                                                    Daniel C . Miller
                                                                                                Texas Woman's University
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                                                                  Many believe that cognitive science will guide education into the 21st
                                                                  century. However, before substantial change can occur in education, the
                                                                  wide gap between cognitive science and classroom practice must be closed.
                                                                    Requests for reprints should be sent to Marlin L. Languis, Excellence in Learning, Inc., 4900
                                                                  Read Road, Suite 202, Columbus, OH 43220-3164.
                                                                  494     LANGUIS AND MILLER
LURIA'S THEORY
                                                                  Based on extensive clinical research, Luria (1973) proposed that the brain
                                                                  has three functional units, "whose participation is necessary for any type of
                                                                  mental activity" (p. 43). Luria identified these functional units as (a) Unit
                                                                  One: the unit for regulating tone and waking and mental states (hereafter,
                                                                  referred to as the arousal and attention unit); (b) Unit Two: the unit for
                                                                  receiving, analyzing, and storing information (hereafter, the sensory input
                                                                  and integration unit); and (c) Unit Three: the unit for programming,
                                                                  regulation, and verification of activity (hereafter, the executive planning
                                                                  and organization unit). Although assuming that each unit is associated with
                                                                                                                THEORY AND MAPPING           495
                                                                  This functional unit involves activity in the brainstem including the reticular
                                                                  formation, midbrain, pons, and medulla oblongata and is respon~siblefor
                                                                  cortical tone (arousal) and selective attention. The unit is the basis of all
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                                                                  This functional unit is composed of the sensory and the association areas.
                                                                  The unit is ideally represented at the intersection of the temporal, occipital[,
                                                                  and parietal lobes. In the normally lateralized adult, this region corresponds
                                                                  roughly to Wernicke's area in the left hemisphere and to the: right
                                                                  hemisphere analog. This unit is responsible for receiving, encoding, and
                                                                  sorting information from the external world (Lashley, 1964).
                                                                     Luria (1966) identified "two basic forms of integrative activity of the
                                                                  cerebral cortex, by which different aspects of the outside world may be
                                                                  reflected" (p. 74): simultaneous and successive. Simultaneous brain a.ctivity
                                                                  involves an immediate apprehension and integration of various eleinents of
                                                                  experience. The totality of experience is grasped all at once, and thus it
                                                                  often is characterized as having spatial features. Successive processing
                                                                  involves the sequential integration of stimuli into an organized temporal or
                                                                  serial order. The mental coding of experience in these two ways is
                                                                  fundamental to understanding the role of Luria's second functional unit in
                                                                  cognitive processing.
                                                                    According to Luria (1966), both successive and simultaneous coiding are
                                                                  important, and each contributes a different component to language com-
                                                                  prehension. Successive coding is evident in understanding the syntax of a
                                                                  sentence because such coding involves the appreciation of the serial relation
                                                                  of one word to the next. Simultaneous processing is apparent in meaning
                                                                  construction or its apprehension in a spatial configuration.
                                                                     It is important to note that Luria's theory does not place successive and
                                                                  simultaneous processing into different brain hemispheres. Nor should
                                                                  specific tasks be considered as purely simultaneous or successive in nature.
                                                                  Both hemispheres participate in both kinds of processing, and all tasks
                                                                  contain elements of both. However, the differences that the two coding
                                                                  processes represent may be evident in a student's learning style (Keefe,
                                                                  Monk, Letteri, Languis, & R. Dunn, 1986; Languis, Sanders, & Tipps,
                                                                  1980). Thus, a student may characteristically approach tasks with primary
                                                                  emphasis on successive or simultaneous processing.
                                                                     The relationship of successive and simultaneous processes is illustrated
                                                                  well in a test done by the late Norman Geschwind on Perry Ward, who
                                                                  suffered a stroke damaging the language area in the left hemisphere (Gilling
                                                                  & Brightwell, 1982). When Geschwind showed Ward a card with the word
                                                                  tree on it, Ward expressed the word orchard. Geschwind interpreted this
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                                                                  Although the three units have distinct functions, they always work in
                                                                  concert. For example, conscious mental activity takes place through the
                                                                  combined action of all three units, the first providing the necessary cortical
                                                                  tone, the second carrying out the analysis and synthesis of the incoming
                                                                  information, and the third interacting, regulating, and verifying the con-
                                                                  scious activity.
                                                                     Two metaphors illustrate the interaction and interdependence of Luria's
                                                                  functional units. The first metaphor is a basketball team. Each player has
                                                                  a role and responsibility (e.g., guard, point guard, forward, strong forward,
                                                                  center). Yet each player functioning in the assigned role individually does
                                                                  not result in a team. Effective team function results only when the defined
                                                                  actions of each player are executed in an organized fashion with the skills of
                                                                  the others. The second metaphor is an orchestra. Individual instruments
                                                                  each play a role, but only when they are integrated does Beethoven's Fifth
                                                                  Symphony result. Similarly, Luria's three units are orchestrated in cognitive
                                                                  brain functioning.
                                                                     Dynamic interaction of the units is also illustrated in the developrnent of
                                                                  the attentional mechanisms of the brain. During early childhood, the ability
                                                                  to attend to a task is primarily controlled by the arousal unit (reticular
                                                                  activation system) of the brain. The prefrontal lobes become more fully
                                                                  functional during puberty and assume more dominance over the arousal
                                                                  unit of the brain. From that point on, the responsibility for regulating
                                                                  attention and arousal, previously assumed by subcortical regions within the
                                                                  first functional unit, is shared with prefrontal lobes.
                                                                     Finally, consider the relationships between the prefrontal cortex and the
                                                                  limbic system. The structures of the limbic system play primary roles in
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                                                                  Topographic brain mapping was developed in the late 1970s by Frank Duffy
                                                                  and his colleagues (Duffy, Burchfield, & Lombroso, 1979). During the first
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                                                                  half of the 1980s, most of the literature related to brain mapping dealt with
                                                                  basic sensory processing and very little higher cognitive processing. More
                                                                  recently, researchers have began to use topographic brain mapping to focus
                                                                  on the electrophysiological manifestations of higher cognitive functions
                                                                  (Languis & Wittrock, 1986).
                                                                     Topographic brain mapping begins with a computerized electroencephalo-
                                                                  graphy (EEG) recording from the surface of the scalp. The brain electrical
                                                                  activity is converted, moment by moment, to integrated color displays
                                                                  called brain maps that show spatial, temporal, and electrical voltage
                                                                  patterns. EEG brain wave activity reflects the summation of the mass action
                                                                  of many neurons. Therefore, it is important to recognize at the outset that
                                                                  topographic brain maps are a "brain in action" metaphor of the unified,
                                                                  integrated brain at work. However, the fact that electrical activity is
                                                                  maximal over a particular lobe of the brain does not guarantee that the
                                                                  specific source of that activity is within the cortex immediately underlying
                                                                  the scalp or even within that lobe of the brain. In fact, most studies have
                                                                  indicated that multiple sources within the brain are responsible for a given
                                                                  activity pattern. Theoretically, brain surface EEG may be best conceived of
                                                                  as the summation of the joint activity in Luria's three functional units. In
                                                                  fact, the very way that topographic maps are created, with "snapshot"
                                                                  sequences of brain activity over time, very aptly represents the essence of
                                                                  how Luria viewed brain functioning.
                                                                     Topographic brain mapping holds great promise for measuring basic
                                                                  cognitive processes such as those specified in Luria's model. Various
                                                                  recording techniques and research methodologies have been employed to
                                                                  measure these basic cognitive processes. One technique for evaluating
                                                                  neurocognitive processes is to examine the frequency changes that occur
                                                                                                               THEORY AND MAPPING           499
                                                                  analysis can also approximate the source of brain electrical activity pat-
                                                                  terns.
                                                                     Research along all these lines is already in progress around the world and
                                                                  may be expected to gradually resolve the source enigma. It should be noted
                                                                  that many of these alternative means of imaging are very expensive and that
                                                                  some involve invasive procedures. Topographic mapping is, by contrast,
                                                                  noninvasive. Ebersole (1991) reported data using brain mapping, dipolle
                                                                  analysis, and subdural and depth-electrode recording to identify the focal
                                                                  sources of EEG spikes in the same population of epileptic patients. The
                                                                  results indicated that brain mapping, by itself, identified the slource of
                                                                  epileptic seizures very satisfactorily.
                                                                  Luria (1966) noted that "the phenomenon of evoked potential can be used
                                                                  not only to indicate a direct response to specific sensory stimulus, but also
                                                                  to record objectively changes in the reception and analysis of infolrrnation
                                                                  arising through the mobilization of active attention" (p. 267). Tlie brain
                                                                  activity associiated with Luria's first functional unit can be measured during
                                                                  performance on tasks that require selective, focused, and sustained cia  11oca-
                                                                  tion of attentional resources. According to Luria, under these cor~ditions,
                                                                  "the attraction of attention by active expectancy or complication of the task
                                                                  leads to an appreciable increase in amplitude of the evoked potential" (1966,
                                                                  pp. 267-268).
                                                                     Luria was describing a pattern of brain activity that occurs between 100
                                                                  and 200 msec after the presentation of a stimulus that requires voluntary
                                                                  selective attention. When many time-locked occurrences of such stimulus
                                                                  events are measured in the brain and averaged, the background EEG is
                                                                  averaged out, and a smaller but significant event-related potential (ERP)
                                                                  waveform is elicited. The waveform is well established in the research
                                                                  literature as an index of selective attention and the initiation of encoding
                                                                  (KIorman, 1991; Mirsky, 1987; Stewart & Moley, 1983). For auditory tasks,
                                                                  the peak of the selective attention waveform comes about 100 msec after the
                                                                  event and is called an NlOO ERP. For visual tasks, the selective-attention
                                                                  waveform peaks a little later and is often called a ~ 1 0 0 ERP.
                                                                                                                                '     Virtually
                                                                  every ERP task has a selective attention component.
                                                                     'Brain waves and ERP waveforms have characteristic sinusoidal wave characteristics. The
                                                                  letter N (e.g., in N100) refers to negative voltages (below the "0" baseline) of the ERP
                                                                  waveform at a latency of 100 ms; the letter P (as in PI00 or P300) refers to the positive
                                                                  electrical voltages (greater than the "0" baseline) as they are displayed by the computer. At the
                                                                  sites from which brain electrical activity is collected, one segment of the ERP epoch (the
                                                                  negative or positive component) may predominate, leading to the N or P label. Therefore,
                                                                  negative and positive voltages in ERP waveforms do not have any inherent "good" or "bad"
                                                                  value meaning.
                                                                  cessing or to close the "gate" to block other incoming stimuli. Thus, the
                                                                  brain mapping of attentional processes may include activity associated with
                                                                  ascending and descending fibers from subcortical to frontal regions of the
                                                                  brain, suggesting that multiple sources contribute to the selective attention
                                                                  ERP and that the multiple sources are functionally closely intlerrelated
                                                                  (Klorman, 1991; Mirsky, 1987; Woods, 1990).
functional unit).
                                                                  We have already seen that coding and integration processes generate ERP
                                                                  waveforms at about 300-500 msec post-stimulus in tasks with a strong
                                                                  attentional component. We now turn more directly to successive and
                                                                  simultaneous processing tasks characteristic of Luria's second functional
                                                                  unit.
                                                                  both performance and reaction time item by item and gives immediate
                                                                  (correct or incorrect) feedback to the student for each item.
                                                                     Languis used the SVT in a brain mapping study of normal college adult
                                                                  volunteers (N = 75). Subjects were classified into high and low spatial
                                                                  visualizers based upon the number of errors they made on the SVT test.
                                                                  There were 17 high spatial visualizers (more than one standard deviation
                                                                  below the group error mean) and 16 low visualizers (more than 1 SD above
                                                                  the group error mean). High visualizers produced an ERP waveform
                                                                  pattern first over the frontal area of the brain and subsequently over the
                                                                  parietal area of the brain (see Figure 1). This pattern reflects, in addition to
                                                                  the primary involvement of encoding and integration processes, the partic-
                                                                  ipation of Luria's planning and organizing third functional unit. Low
                                                                  visualizers did not display the processing pattern over either the frontal or
                                                                  parietal brain areas. Nonparametric analysis of variance (ANOVA) statis-
                                                                  tical evaluation (Kruskal-Wallis) revealed group differences @ > .03) for
                                                                  peak ERP over midline frontal and parietal scalp sites. Finally, a Pearson
                                                                  correlation was performed for all 75 subjects in the study, SVT errors and
                                                                  ERP peak amplitudes at frontal and parietal regions were correlated ( p <
                                                                  .05). At both scalp sites, as error scores decreased, ERP amplitudes
                                                                  increased.
Lov Visualizers
                                                                  brain mapping data for the CVCT in the raw EEG mode with embedded
                                                                  pulse markers to identify the presentation of each task stimulus and each
                                                                  student response. Using a counterbalanced design, Miller administered both
                                                                  the brain mapping CVCT and the paper-and-pencil Category Test (Byrd,
                                                                  1987) to 32 normal male high school volunteers. Miller also administered
                                                                  the planning, attention, simultaneous and successive subtests at the DN:
                                                                  CAS (Das-Naglieri: Cognition Assessment System, 1992) to the same
                                                                  students.
                                                                     There were three major findings. First, performance on the CVCT was
                                                                  equivalent to that on the paper-and-pencil Category Test. Second, ERP
                                                                  waveforms were propagated over the frontal and parietal regions of the
                                                                  brain as predicted by Luria's theory. And, finally, performance on the DN:
                                                                  CAS correlated positively with brain electrical activity patterns over frontal
                                                                  and parietal lobes of the brain.
IMPLICATIONS
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