International Standards in Nanotechnologies: A B C C D
International Standards in Nanotechnologies: A B C C D
International standards
in nanotechnologies
Charles A. Clifforda, Michael Stinzb, Vasile-Dan Hodoroabac,
Wolfgang
a
           E.S. Ungerc, Toshiyuki Fujimotod
 National Physical Laboratory, Teddington, United Kingdom
b
  Technische Universit€at Dresden, Dresden, Germany
c
                 €r Materialforschung und -pr€
 Bundesanstalt f u                           ufung (BAM), Berlin, Germany
d
  National Metrology Institute of Japan (NMIJ), National Institute of Advanced Industrial Science and Technology (AIST),
Tsukuba, Japan
Introduction
There has been much written about the so-called reproducibility crisis [1] with failure to
reproduce the results of an experiment reported by more than half of the physicists and
chemists surveyed. Some of the factors that increase reproducibility and reliability include
metrology [2] and documentary standards. Measurement and characterization documen-
tary standards enable scientists to follow a method or procedure to arrive at a measure-
ment result. This chapter provides an overview of international standardization activities
in nanotechnologies with a focus on measurement standards.
What is a standard?
There are two types of standards: documentary standards and reference materials. The
former is the subject of this chapter. Concerning the later, a reference material is a mate-
rial that has a known specified property that is provided, for example, in the form of a
certificate or data sheet. The material should also be sufficiently homogenous and stable
for that property over a specified time. Reference materials are typically used to calibrate a
measurement method. This could be done in combination with a documentary standard,
which provides the method to undertake the calibration. Reference materials can also be
used to validate results and measurement procedures. Reference materials are of primary
importance in validating measurement results and are covered, as necessary, in other
chapters of the book, but are not the subject of this chapter.
    A standard is defined by ISO as a ‘document, established by consensus and approved
by a recognized body, that provides, for common and repeated use, rules, guidelines or
characteristics for activities or their results, aimed at the achievement of the optimum
degree of order in a given context’ [3]. A standard is developed by a committee in a
      recognized body such as ISO or ASTM. It is developed not only by one person but also
      by a group of people, who are experts in their field who come to agreement on the text of
      the standard.
      Why standardize?
      Standards represent the current best practice in a particular application or field as they are
      made by experts in the field who work together to achieve consensus from all stake-
      holders. Standards allow results to be compared. Hence, by following a standard, results
      taken on one day are comparable with those taken on subsequent days. In addition, results
      taken on different instruments, in different laboratories, or by different people around the
      world should be comparable. Therefore, while there may be an initial cost to comply
      with standards, organizations save significant time and money in the long run by com-
      piling with standards. There can also be a cost, sometimes hidden, of not complying with
      standards with the loss of market, market share, and opportunities. Standards are volun-
      tary; they do not have to be used, but often, they can form the basis of regulations or be
      referred to in regulations.
          For the ongoing commercialization and sales of nano-objects, there are two para-
      digms forming. These are (i) high volume and low cost and (ii) highly specialized
      (and hence likely lower volume and higher cost).
          For high-volume manufacture, production volume can often outstrip application
      need, and a clear application may not be established. This leads to a race amongst man-
      ufacturers to provide the lowest price, which leads to lower quality. Here, standards are
      needed for quality and assurance within the supply chain.
          For highly specialized nano-objects, the properties of the nano-objects are tailored to
      an application. Hence, the particles will have one or more of the following properties:
      highly specific size and/or shape, specific chemistry or surface chemistry, and charge.
      Here, standards are needed to verify these properties and make sure they are within
      the tolerances necessary for the performance of the nano-objects.
      Route to standardization
      Fig. 1 shows the typical development of standard in measurement and characterization.
      The first step is method development, or research into solving a particular problem. This
      is likely to lead to a publication that has been peer-reviewed or a patent application if the
      solution has significant commercial value. The method should then be verified further to
      investigate repeatability. Does the method produce the same result on difference days
      using the same equipment and same samples? What about different operators?
           The method should then be checked to see whether it is reproducible. For example,
      following the same methods and using similar or the same samples, is it possible for
                                                           International standards in nanotechnologies   513
different laboratories using different operators and different equipment to produce the
same or comparable results? The best way to test this is via an interlaboratory study.
In such a study, each lab is provided with a sample and a procedure to follow, and
the results from multiple laboratories are compared. If the comparability in results is
acceptable, this procedure could then be turned into a draft ISO standard. It is useful
to conduct interlaboratory studies through organizations dedicated to such activities
and follow the guidance that they can provide. A prime example of this is the Versailles
Project on Advanced Materials and Standards (VAMAS).
    VAMAS was established in 1982 and now has 15 member countries including the
United Kingdom, the United States, China, Japan, and India. The main objective of
VAMAS is to promote world trade by innovation and adoption of advanced materials.
It enables this through international collaborations that provide the technical basis for the
harmonization of measurement methods, leading to best practices and international
standards.
    VAMAS consists of a number of technical working areas (TWAs) that undertake
interlaboratory studies in different application areas or techniques. There are a number
of TWAs relevant to nanotechnologies, and these along with example interlaboratory
studies that have been completed or are currently underway are shown in Table 1.
    As shown in Fig. 1, after research and validation via an international interlaboratory
study and a good draft standard, the next step in the standardization process is for a mem-
ber country to submit a new work item proposal consisting of a form explaining the pur-
pose and relevance of the standard and a draft ISO standard. Prior to this submission, in
ISO/TC 229/JWG2 (Nanotechnologies: measurement and characterization), project
leaders are invited to submit a metrology checklist along with the documentation. This
checklist is designed to aid the project leader in the preparation of a new work item.
514   Characterization of nanoparticles
      Table 1 VAMAS technical working areas (TWA) and example current projects in these TWAs
      of relevance to nanotechnologies standardization
      VAMAS TWA                           Example current projects
      TWA 2 Surface chemical              Guidelines for shape and size analysis of nanoparticles by
      analysis                            atomic force microscopy
                                          XPS intensity calibration with poly(ethylene)
      TWA 34 Nanoparticle                 Interlaboratory study of the measurement of number
      populations                         concentration of colloidal nanoparticles
                                          Assessment of methods for particle size distribution evaluation
                                          via field-flow fractionation (FFF) techniques
      TWA 41 Graphene and                 Elemental analysis and oxygen content of a graphene powder
      related 2D materials                (XPS)
                                          Thickness measurements of graphene oxide flakes (AFM)
      TWA 42 Raman spectroscopy           Raman spectroscopy for TiO2 nanoparticle mixtures
      and microscopy                      Measurement of lateral and axial resolution of a Raman
                                          microscope
ISO/TC 229 consists currently of five working groups on: terminology; measurement and
characterization; health, safety and environment; material specification; and products and
applications. The standards developed by ISO/TC 229 reflects those working groups.
The scope of the JWG2 on measurement and characterization is ‘The development of
516   Characterization of nanoparticles
      standards for measurement, characterization and test methods for nanotechnologies, taking
      into consideration needs for metrology and reference materials’.
          In 2006, IEC also established a technical committee for nanotechnology, IEC/TC
      113, on electrotechnical applications. To avoid inconsistency of standards from both
      committee and to save standardization global resources, ISO and IEC agreed to develop
      a standard jointly in the fields of terminology and measurement and characterization.
          To guide users to choose the correct technique to measure a desired physical or chem-
      ical parameter, ISO/TC 229/JWG2 developed the technical report ‘Nanotechnol-
      ogies—Measurement technique matrix for the characterization of nano-objects’ (ISO
      TR 18196). There are many different properties or measurands that are required for char-
      acterization of nano-objects, including size, shape, chemistry, and charge. It is important
      to know the details of the exact measurand that the selected techniques will provide.
      Hence, ‘Guidance on measurands for characterising nano-objects and materials that con-
      tain them’ was developed. This was first published by CEN/TC 352 (European nano-
      technologies) and is now under development internationally in ISO/TC 229/JWG2.
      This contains sections on most of the techniques covered in this book.
          Size and size distribution measurements of nano-objects are essential to support cur-
      rent and future legislation in nanotechnologies, for example, with the introduction of a
      ‘nanomaterial’ definition by the European commission in 2011. For size and size distri-
      bution evaluation measurement method standards including sample preparation are
      essential. In 2020, standards in the measurement of nanoparticle size and shape using
      TEM and SEM will be published by ISO/TC 229.
          As well as terminology and measurement methods, a further important need in cur-
      rent nanotechnology standardization is risk management and environment, health, and
      safety standards. Standardization in exposure and hazard quantification are becoming
      increasingly important. This in turn leads to the central question of the nanomaterial def-
      inition for regulatory purposes and their relation to toxicological and exposure studies.
      As part of these studies, detailed measurement and characterization of the nano-objects is
      essential.
      Terminology
      Nanotechnologies involve interactions between people from different fields and different
      backgrounds. For example, it involves scientists, regulators, toxicologists, industrialists,
      and people from academia. Nanotechnologies are also crosscutting across many industry
      and application areas so naturally involve materials scientists, biologists, chemists, and
      physicists.
          To avoid any mistakes or misunderstanding and to facilitate reliable exchange of
      information, it is essential that all people involved in this field use the same terminology.
      A common set of terms and their definitions are thus essential.
                                                          International standards in nanotechnologies   517
Table 3 ISO terminology standards related to nanotechnologies from four ISO committees
ISO/TC 229 Nanotechnologies
ISO TS 80004-1:2015 Nanotechnologies—Vocabulary—Part 1: Core terms
ISO TS 80004-2:2015 Nanotechnologies—Vocabulary—Part 2: Nano-objects
ISO TS 80004-3:2010 Nanotechnologies—Vocabulary—Part 3: Carbon nano-objects
ISO TS 80004-4:2011 Nanotechnologies—Vocabulary—Part 4: Nanostructured materials
ISO TS 80004-5:2011 Nanotechnologies—Vocabulary—Part 5: Nano/bio interface
ISO TS 80004-6:2013 Nanotechnologies—Vocabulary—Part 6: Nano-object characterization
ISO TS 80004-7:2011 Nanotechnologies—Vocabulary—Part 7: Diagnostics and therapeutics for
healthcare
ISO TS 80004-8:2013 Nanotechnologies—Vocabulary—Part 8: Nanomanufacturing processes
IEC TS 80004-9:2017 Nanotechnologies—Vocabulary—Part 9: Nano-enabled electrotechnical
products and systems
ISO TS 80004-11:2017 Nanotechnologies—Vocabulary—Part 11: Nanolayer, nanocoating,
nanofilm, and related terms
ISO TS 80004-12:2016 Nanotechnologies—Vocabulary—Part 12: Quantum phenomena in
nanotechnology
ISO TS 80004-13:2017 Nanotechnologies—Vocabulary—Part 13: Graphene and related two-
dimensional (2D) material
ISO TR 18401:2017 Nanotechnologies—Plain language explanation of selected terms from the
ISO/IEC 80004 series
ISO/TC 201 Surface Chemical Analysis
ISO 18115-1:2013 Surface chemical analysis—Vocabulary—Part 1: General terms and terms used
in spectroscopy
ISO 18115-2:2013 Surface chemical analysis—Vocabulary—Part 2: Terms used in scanning-
probe microscopy
ISO WD 18115-3 [Under development] Surface chemical analysis—Vocabulary—Part 3: terms
used in optical interface analysis
ISO/TC 24/SC 4 Particle Characterization
ISO 26824:2013 Particle characterization of particulate systems—Vocabulary
ISO/TC 202 Microbeam Analysis
ISO 22493:2014 Microbeam analysis—Scanning electron microscopy—Vocabulary
ISO 15932:2013 Microbeam analysis—Analytical electron microscopy—Vocabulary
    To meet this need, the ISO technical committees have developed terminology stan-
dards; these standards are summarized in Table 3.
    In addition, ISO have made available for free all ISO developed terms and definitions.
These are available online via the ISO online browsing platform (OBP) www.iso.org/
obp. Here, users can search for specific terms and see the ISO definitions and also search
for standards and be able to browse the terms and definitions sections of any standard for
free. Hence, the standards listed in Table 3 can be viewed for free online via the ISO
OBP. Example terms and definitions are as follows:
518   Characterization of nanoparticles
      Nanoscale
        Length range approximately from 1 to 100 nm.
        Note 1 to entry: Properties that are not extrapolations from larger sizes are predom-
        inantly exhibited in this length range.
      Nano-object
        Discrete piece of material with one, two, or three external dimensions in the
        nanoscale.
        Note 1 to entry: The second and third external dimensions are orthogonal to the
        first dimension and to each other.
      Electron microscopies
      Electron microscopy techniques, particularly scanning electron microscopy (SEM) and
      transmission electron microscopy (TEM), offer the ability to image particle by particle
      the size and shape of nanoparticle, nanotubes, and other objects. Standards in electron
      microscopies are developed in various ISO technical committees covering various aspects
      as shown in Table 4.
                                                           International standards in nanotechnologies   519
Scanning probes
Like electron microscopy techniques, scanning probes offer the ability to image at the
nanoscale and to image nano-objects particle by particle. Standardization is covered
by ISO/TC 201/SC9 scanning probe microscopy and selected standards from this com-
mittee are shown in Table 5.
Surface area
Standards involving the measurement of specific surface area are shown in Table 8.
In ISO/TC 229, the standards are split into larger, detailed standards for characterizing
CVD sheet graphene and for those characterizing graphene flakes in powder or liquid
dispersion form and terminology and overview measurement standards. These standards
are currently under development and are outlined in Fig. 2.
Summary
The nanotechnology community requires standards to enable valid and repeatable results
to meet industrial demands. There is an urgent need for standard analytical methods for
nanomaterials to address the stipulations of current and future regulations. Standards are
important in all areas, including a common and accessible terminology, those for specific
measurement methods, those for specific nanomaterials and measurement standards to
underpin health, safety, and environment standards. Standards exist or are in develop-
ment for many of the techniques outlined in other chapters of this book, although gaps
do still exist. Measurement standards should be validated via international interlaboratory
studies. All of these lead to valid, reproducible measurement and characterization in
nanotechnologies.
References
[1] M. Baker, Nature 533 (2016) 452, https://doi.org/10.1038/533452a.
[2] M. Sene, I. Gilmore, J.T. Janssen, Nature 547 (7664) (2017) 397–399, https://doi.org/10.1038/547397a.
[3] ISO/IEC Guide 21-1:2005, 3.1.