(Reprinted from: Slade GD, ed.
Measuring Oral Health and
Quality of Life. Chapel Hill: University of North Carolina,
                                       Dental Ecology 1997.)
     THE ORAL HEALTH
       IMPACT PROFILE
  Gary D. Slade, B.D.Sc.,
        D.D.P.H., Ph.D.
      Correspondence to:
      Gary D. Slade, BDSc, DDPH, Ph D, Department of Dental Ecology,
      University of North Carolina, CB# 7450, Chapel Hill, NC 27599-
      7450, USA. Email: gary_slade@dentistry.unc.edu
Oral Impacts on Daily Performances                               S. Adulyanon; A. Sheiham
      B ACKGROUND
                   The Oral Health Impact Profile (OHIP) was developed with the
                   aim of providing a comprehensive measure of self-reported
                   dysfunction, discomfort and disability attributed to oral
                   conditions. These impacts were intended to complement
                   traditional oral epidemiological indicators of clinical disease,
                   thereby providing information about the "burden of illness" within
                   populations and the effectiveness of health services in reducing
                   that burden of illness. 1
                   The OHIP is concerned with impairment and three functional
                   status dimensions (social, psychological and physical) which
                   represent four of the seven quality of life dimensions proposed by
                   Patrick and Bergner. 2 Hence, it excludes perceptions of
                   satisfaction with oral health, changes in oral health, prognosis or
                   self-reported diagnoses. Furthermore, the OHIP aims to capture
                   impacts that are related to oral conditions in general, rather than
                   impacts that may be attributed to specific oral disorders or
                   syndromes. All impacts in the OHIP are conceptualized as
                   adverse outcomes, and therefore the instrument does not measure
                   any positive aspects of oral health.
      D EVELOPMENT      OF THE INSTRUMENT
                   The development of the OHIP followed approaches that had been
                   used in general health settings to measure the impact of medical
                   care on functional and social well-being. 3,4 The approach involved
                   identifying a conceptual model that defined relevant dimensions
                   of impact then acquiring a broad range of questions and associated
                   numerical weights which could be combined to create       subscale
                   scores reflecting both the frequency of each impact and lay
                   judgments about the severity of the impact. The three steps,
                   which have been described previously, 5 are summarized below.
                   Conceptual model. Locker's model of oral health 6 was used to define
                   seven conceptual dimensions of impact: functional limitation
                   (e.g.,, difficulty chewing), physical pain (e.g.,, sensitivity of teeth),
                   psychological discomfort (e.g.,, self consciousness), physical
                   disability (e.g.,, changes to diet), psychological disability
                   (e.g.,, reduced ability to concentrate), social disability (e.g.,,
                   avoiding social interaction) and handicap (e.g.,, being unable to
                   work productively). This model is based on the World Health
                   Organization's classification 7 in which impacts of disease are
                   categorized in a hierarchy ranging from internal symptoms,
                   apparently primarily to the individual (represented in the
2                              MEASURING ORAL HEALTH AND QUAL ITY OF LIFE
dimension of functional limitation), to handicaps that affect social
roles, such as work.
Statements about impact. Interviews using open ended questions
with a convenience sample of 64 dental patients were conducted to
identify statements about adverse impacts of oral conditions. The
interviews took place in Adelaide, Australia, among adult patients
at public and private dental care settings. Interviews yielded a
total of 535 statements which were examined for content resulting
in the derivation 46 unique statements that were categorized into
the seven conceptual dimensions. Three additional statements
from an existing inventory 4 were adapted for use in the handicap
dimension.
Weights. Thurstone's method of paired comparisons 8 was used to
generate weights for statements within each conceptual
dimension. Judgments about the perceived unpleasantness of each
impact were recorded by 328 people who were members of
community groups or university students in Adelaide. All
weights were adjusted to positive numbers which ranged from
0.747 to 2.555. Some variation was observed when weights were
computed among sub-groups: for example, in the physical pain
dimension, wearers of full dentures accorded greater weight to
sore spots in the mouth and less to sensitivity of teeth compared
with non wearers of dentures. However, a replication of the
weighting procedure in Canada found that the ranking of OHIP
items made by South Australians were broadly similar to the
rankings made by English-speaking people in Ontario and French-
speaking people in Quebec. 9
Structure of the questionnaire. The OHIP questionnaire consists of
the 49 statements that have been rephrased as questions,
reproduced at the end of this Chapter ( Table 0.2). Respondents are
asked to indicate on a five-point Likert scale how frequently they
experienced each problem within a reference period, for example
12 months. Response categories for the five-point scale are: "Very
often", "Fairly often", "Occasionally", "Hardly ever" and "Never".
Respondents may also be offered a "don't know" option for each
question. For three questions that ask about denture-related
problems (numbers 17, 18 and 30), a response option is provided
for non-wearers of dentures to indicate that these questions do not
apply to them.
Scoring. For data entry, responses are coded 0 (never or not
applicable), 1 (hardly ever), 2 (occasionally), 3 (fairly often) or 4
(very often). "Don't know" responses and blank entries are
entered as missing values, which subsequently are          recoded with
the mean value of all valid responses to the corresponding
Oral Impacts on Daily Performances                            S. Adulyanon; A. Sheiham
                   question. However, if more than nine responses are left blank or
                   marked "don't know", the questionnaire is discarded. During data
                   processing, coded responses are multiplied by the corresponding
                   weight for each question ( Table 0.2) and the products summed
                   within each dimension to give seven subscale scores, each with a
                   potential range from zero (no impact) to 40 (all impacts reported
                   "very often").
                   Overall OHIP scores have been computed in two ways. The
                   simplest method is to count, for each subject, the number of
                   impacts reported at a threshold level (for example, "fairly often" or
                   "very often"). In many populations, the distribution of this
                   summary variable may be skewed, with many individuals
                   reporting no impact at this threshold, 10 and this may violate
                   assumptions necessary for some parametric statistical procedures.
                   The second method of computing an overall OHIP score is to
                   standardize subscale scores (subtract the sample mean subscale
                   value from each individual's subscale score and divide the result
                   by the sample standard deviation for that subscale, creating seven
                   "z-scores"), and then sum those standardized scores for each
                   respondent. 5 Typically, the resulting standardized OHIP score has
                   a better distribution for parametric statistical procedures. 11
                   However, this second method requires more computer
                   programming, and the resulting scores have less intuitive appeal
                   than the simpler count of impacts.
      E VALUATION     OF THE INSTRUMENT
                   Reliability of the OHIP was first evaluated among a random
                   sample of 122 people aged 60+ years who were residents of
                   Adelaide. 5 Cross sectional results were used to generate Cronbach
                   alpha coefficients for internal reliability, which ranged from 0.70 to
                   0.83 for six subscales, but only 0.37 for handicap. Follow-up
                   administration of the instrument among 46 of those subjects was
                   used to calculate intra-class correlation coefficients of test-retest
                   reliability which ranged from 0.42 to 0.77 for six     subscales, but
                   only 0.08 for social disability. In a cross-sectional study of a
                   random sample of people aged 50+ years in Ontario, Canada,
                   Cronbach alpha coefficients for all subscales ranged from 0.80 to
                   0.90.12 In another study of older adults in North Carolina,
                   reliability was analyzed separately by race (white and black) and
                   education (<8 years and 8+ years of education) and        Cronbach
                   alpha coefficients for the full 49 -item q uestionnaire were 0.96 or
                   more for each group. 11
                   Construct validity was assessed through cross-sectional
                   comparisons of OHIP responses and related, self-reported
4                             MEASURING ORAL HEALTH AND QUAL ITY OF LIFE
            measures. In the study of 122 elderly Adelaide residents, OHIP
            subscale scores were greater (P<0.05) among people who perceived
            a need for treatment compared with those who did not. 10 There
            was a similar association between the total number of OHIP items
            and perceived treatment needs in the Ontario study. 12 In addition,
            this summary OHIP score had moderately strong, statistically
            significant correlations with indices of self reported chewing
            (=0.47), self-reported oral pain ( =0.41), other oral symptoms
            (=0.34), self-reported problems with eating ( =0.68) and
            satisfaction with oral health ( =0.48). Relationships between OHIP
            scores and clinical variables (such as missing teeth, decayed teeth
            and periodontal destruction) followed hypothesized directions,
            although as expected, correlation coefficients were only
            moderately strong. 13
F INDINGS   FROM THE USE OF THE INSTRUMENT
            An example of the distribution of OHIP scores is provided in
            Table 0.1 which compares mean subscale scores of dentate and
            edentulous people who took part in a study of older adults in two
            South Australian cities. 10 Edentulous persons had significantly
            higher scores for functional limitation and physical disability,
            although not for other subscales. It should be noted that higher
            scores for functional limitation, physical pain and physical
            disability can be expected for denture wearers because each of
            these subscales has one question that applies only to denture
            wearers. In this sample, 98 per cent of edentulous people wore
            dentures, compared with 55 per cent of dentate persons, which
            would account for some of the differences observed in       Table 0.1.
            Coefficients of variation ( / ) ranged from 0.63 to 2.46 for dentate
            people and 1.00 to 3.46 for edentulous ( Table 0.1). In order to
            detect a difference of 25 per cent in mean scores for a subscale
            with a coefficient of variation of 1.0, some 251 persons per group
            would be required to achieve standard type         I (0.05) and type II
            (0.20) errors.
Oral Impacts on Daily Performances                                  S. Adulyanon; A. Sheiham
      Table 0.1: Mean OHIP scores among subgroups of South Australians aged
      60+ years
                                         DENTATE                     EDENTULOUS
                                          (n=905)                       (n=312)
      Subscale                       mean    sd*      cv †     mean        sd      cv   P-value
      Functional limitation       7.91    5.15     0.65      8.67      9.33     1.08    0.04
      Physical pain               7.84    4.96     0.63      7.85      7.87     1.00    0.98
      Psychological discomfort    5.94    6.38     1.07      5.36     11.30     2.11    0.20
      Physical disability         3.60    4.33     1.20      5.58      8.26     1.48    0.01
      Psychological disability    3.14    4.79     1.53      3.44      8.24     2.40    0.38
      Social disability           1.23    3.03     2.46      1.59      5.50     3.46    0.09
      Handicap                    1.67    3.31     1.98      1.87      5.69     3.04    0.38
      * sd=Standard deviation
      † cv=coefficient of variation ( sd/ mean)
                    Findings from a longitudinal study of 67 elderly South Australians
                    demonstrated general stability in OHIP scores. 14 Subjects were
                    asked to complete one questionnaire per month for a 12 month
                    period. There was a small net increase in the number of items
                    reported per month (baseline=2.10 items, 12-months=2.15, P=0.83).
                    Response patterns for all 12 months revealed that only a small
                    proportion (13.5 per cent) of people displayed an overall trend of
                    increasing or decreasing impacts, although 47.8 per cent had a
                    transient fluctuation of at least two items in at least one month.
                    In studies of independently living older adults, the self-completed
                    questionnaire has been acceptable to respondents. Response rates
                    for mail questionnaires with up to two reminder notices typically
                    ranged from 71 to 86 per cent, although in a study involving
                    elderly North Carolina blacks, where many survey participants
                    had difficulty reading, the response rate was only 58 per cent. 11
                    While a majority of respondents completed all 49 questions
                    satisfactorily, 43 per cent of respondents in the South Australian
                    study of older adults had at least one blank entry or "don't know"
                    response. In those instances, sample mean values for individual
                    questions were imputed for missing or "don't know" responses
                    when computing subscale scores, although any questionnaire with
                    more than nine such responses was discarded . Some seven per
                    cent of questionnaires were discarded for this reason in the South
                    Australian study of older adults.
                    The number of missing items can be reduced with an interviewer-
                    administered version of the OHIP, although a pilot study revealed
                    other problems with that format, including interviewer burden
6                                MEASURING ORAL HEALTH AND QUAL ITY OF LIFE
          (average time for telephone or face-to-face administration was 17
          minutes) and lower levels of test-retest reliability. 15
          The substantive findings from the OHIP come primarily from
          epidemiological studies which reveal:
              higher OHIP scores among people who have poorer clinical
               oral status, as indicated by more missing teeth, more retained
               root fragments, more untreated decay, deeper periodontal
               pockets and more periodontal recession 11,13,16
              higher OHIP scores among socially and economically
               disadvantaged groups, and among people who have infrequent
               or problem-motivated dental visits 10,13,14,16
              higher OHIP scores among dental patients with HIV infection
               compared with general dental patients 17
              overall stability in OHIP scores for a majority of
               independently -living older adults during two-year follow-up
               periods 18-20
              increases in OHIP scores during a two-year period for dentate
               people who experienced tooth loss 19 and decreases for
               edentulous people who received prosthodontic treatment,      21
               although the effects were conditional upon baseline oral status
               and perceptions of need
A LTERNATE FORMS
          A shortened (14-item) version of the OHIP has been developed
          from analysis of South Australian data. 22 Work is underway with
          French and Spanish forms of the OHIP, although this has revealed
          some questions and response categories that could not be
          satisfactorily translated.
D ISCUSSION   AND EVALUATION
          Cross sectional studies that have used the OHIP in various
          populations reveal levels of dysfunction, discomfort and disability
          that appear consistent with clinical conditions and access to dental
          care in those populations. At this descriptive level, the results
          reveal some subtle differences in the seven conceptual dimensions
          of impact - for example, edentulous So uth Australians had higher
          levels of functional limitation and physical disability than dentate
          people, while other dimensions did not differ significantly
          (Table 0.1). However, there is also a high amount of correlation
Oral Impacts on Daily Performances                              S. Adulyanon; A. Sheiham
                    among dimensions, so that statistical associations with impact
                    appear fairly consistent using either subscales or summary
                    scores. 11 This is consistent with the finding that all 49 items had
                    high loadings on a single factor that accounted for 69 per cent of
                    variation in a principal components factor analysis. 22 This in turn
                    suggests that, for descriptive purposes, a single-item global
                    question about oral health related quality of life would capture
                    many of the same associations that are observed with this more
                    detailed OHIP questionnaire.
                    While these cross sectional findings suggest that the OHIP
                    captures a single dimension of impact, it will be important to
                    examine data from longitudinal studies and clinical trials in order
                    to determine if the conceptual dimensions provide information
                    about subtly different outcomes that are important from a clinical
                    perspective. Other potential uses for the OHIP should be
                    investigated, including its potential to identify groups with a high
                    priority for dental care. Several sub-themes could be investigated:
                    the ability of the OHIP to identify groups that place a high priority
                    on their own treatment needs, or that place a high priority on oral
                    health, or that place a high priority on outcomes of dental care
                    that increase quality of life. In addition, there is scope for
                    additional research to investigate how other aspects of quality of
                    life interact with the dimensions captured in the OHIP. This
                    research needs to take place within a broader agenda of clinical
                    and health services research that examines the impact of dental
                    care on people's well being from a range of perspectives that
                    include clinical outcomes, satisfaction and quality of life.
      R EFERENCES
      1.     Tugwell P, Bennett KJ, Sackett D, et al. Relative risks, benefits and costs
             of intervention. In Warren KS, Mahmoud AAF (editors) Tropical and
             geographic medicine. New York: McGraw Hill; 1985; p. 1097-113.
      2.     Patrick DL, Bergner M. Measurement of health status in the 1990s. Ann
             Rev Pub Health 1990; 11:165-83.
      3.     Gilson BS, Gilson JS, Bergner M, Bobbitt RA, Kressel S, Pollard WE,
             Vesselago M. The sickness impact profile. Development of an outcome
             measure of health care. Am J Pub Health 1975; 65:1304-10.
      4.     Hunt SM, McEwan J, McKenna SP. Measuring health status. London:
             Croom Helm; 1986.
      5.     Slade GD, Spencer AJ. Development and evaluation of the oral health
             impact profile. Community Dental Health 1994; 11:3-11.
      6.     Locker D. Measuring oral health: a conceptual framework. Community
             Dental Health 1988; 5:5-13.
8                               MEASURING ORAL HEALTH AND QUAL ITY OF LIFE
7.    World Heal th Organization. International classification of impairments
      disabilities and handicaps: a manual of classification. Geneva: World
      Health Organization; 1980.
8.    Edwards AL. Techniques of attitude scale construction. New York:
      Appleton-Century- Crafes Inc. 1957.
9.    Jokovic A, Allison P, Locker D, Slade GD. A cross-cultural comparison of
      oral health values. J Dent Res 1997; 76(IADR Abstracts):207.
      Abstract 1546.
10.   Slade GD, Spencer AJ. Social impact of oral disease among older adults.
      Aust Dent J 1994; 39:358-64.
11.   Slade GD, Spencer AJ, Locker D, Hunt RJ, Strauss RP, Beck JD. Variations
      in the social impact of oral conditions among older adults in South
      Australia, Ontario and North Carolina. J Dent Res 1996; 75:1439-50.
12.   Locker D, Slade GD. Oral Heal th and the quality of life among older
      adults: The Oral Health Impact Profile. Can Dent J 1993; 59:830-44.
13.   Locker D, Slade G. Association between clinical and subjective indicators
      of oral health status in an older adult population. Gerodontology 1994;
      11:108-14.
14.   Slade GD, Hoskin GW, Spencer AJ. Trends and fluctuations in the impact
      of oral conditions among older adults during a one year period.
      Community Dent Oral Epidemiol 1996; 24:317-21.
15.   Slade GD, Spencer AJ, Keily P. Effects of data collection methods on self-
      reported oral health impact. J Dent Res 1992; 71(4):978. Abstract 15.
16.   Hunt RJ, Slade GD, Strauss R. Racial variations in social impact among
      older community-dwelling adults. J Public Health Dent 1995; 55:205-9.
17.   Coates E, Slade GD, Goss AN, Gorkic E. Oral conditions and their social
      impact among HIV dental patients. Aust Dent J 1996; 41:33-6.
18.   Hunt RJ, Slade GD. Changes in oral impact over two years in North
      Carolina elderly. J Dent Res 1995; 74(AADR Abstracts):168.
      Abstract 1255.
19.   Slade GD, Spencer AJ. Tooth-loss incidence and its social impact among
      older South Australians. J Dent Res 74(IADR Abstracts) 1995; 520.
      Abstract 956.
20.   Slade GD, Locker D. Patterns of change in impact of oral disorders
      among seniors. J Dent Res 1993; 72(4):265. Abstract 1294
21.   Slade GD, Spencer AJ. Dentures and oral health impact among elderly
      edentulous South Australians. J Dent Res 1996; 75 (IADR Abstracts):240.
      Abstract 1780.
22.   Slade GD. Derivation and validation of a short-form oral he     alth impact
      profile. [In press] Community Dent Oral Epidemiol.
Oral Impacts on Daily Performances                           S. Adulyanon; A. Sheiham
      Table 0.2: Questions and weights for the Oral Health Impact Profile
      Dimen-
       sion * Weight   Question †
       FL      1.253   1. Have you had difficulty chewing any foods because of
                           problems with your teeth, mouth or dentures?
       FL      1.036   2. Have you had trouble pronouncing any words because of
                           problems with your teeth, mouth or dentures?
       FL      0.747   3. Have you noticed a tooth which doesn't look right?
       FL      1.059   4. Have you felt that your appearance has been affected
                           because of problems with your teeth, mouth or dentures?
       FL      1.154   5. Have you felt that your breath has been stale because of
                           problems with your teeth, mouth or dentures?
       FL      0.931   6. Have you felt that your sense of taste has worsened
                           because of problems with your teeth, mouth or dentures?
       FL      1.181   7. Have you had food catching in your teeth or dentures?
       FL      1.168   8. Have you felt that your digestion has worsened because of
                           problems with your teeth, mouth or dentures?
       P1      1.213   9. Have you had painful aching in your mouth?
       P1      0.937   10. Have you had a sore jaw?
       P1      1.084   11. Have you had headaches because of problems with your
                           teeth, mouth or dentures?
       P1      1.053   12. Have you had sensitive teeth, for example, due to hot or
                           cold foods or drinks?
       P1      1.361   13. Have you had toothache?
       P1      1.088   14. Have you had painful gums?
       P1      0.998   15. Have you found it uncomfortable to eat any foods because
                           of problems with your teeth, mouth or dentures?
       P1      1.264   16. Have you had sore spots in your mouth?
       FL      1.472   17. Have you felt that your dentures have not been fitting
                           properly?
       P1      1.002   18. Have you had uncomfortable dentures?
       P2      2.006   19. Have you been worried by dental problems?
       P2      1.902   20. Have you been self conscious because of your teeth, mouth
                           or dentures?
       P2      2.252   21. Have dental problems made you miserable?
       P2      1.815   22. Have you felt uncomfortable about the appearance of your
                           teeth, mouth or dentures?
       P2      2.025   23. Have you felt tense because of problems with your teeth,
                           mouth or dentures?
                                                                              Continued
10                             MEASURING ORAL HEALTH AND QUAL ITY OF LIFE
Table 0.2 continued
Dimen-
sion * Weight    Question †
D1       1.109   24. Has your speech been unclear because of problems with
                     your teeth, mouth or dentures?
D1       1.111   25. Have people misunderstood some of your words because of
                     problems with your teeth, mouth or dentures?
D1       1.051   26. Have you felt that there has been less flavor in your food
                     because of problems with your teeth, mouth or dentures?
D1       1.068   27. Have you been unable to brush your teeth properly because
                     of problems with your teeth, mouth or dentures?
D1       1.266   28. Have you had to avoid eating some foods because of
                     problems with your teeth, mouth or dentures?
D1       1.022   29. Has your diet been unsatisfactory because of problems with
                     your teeth, mouth or dentures?
D1       1.351   30. Have you been unable to eat with your dentures because of
                     problems with them?
D1       1.070   31. Have you avoided smiling because of problems with your
                     teeth, mouth or dentures?
D1       0.952   32. Have you had to interrupt meals because of problems with
                     your teeth, mouth or dentures?
D2       1.950   33. Has your sleep been interrupted because of problems with
                     your teeth, mouth or dentures?
D2       1.393   34. Have you been upset because of problems with your teeth,
                     mouth or dentures?
D2       1.646   35. Have you found it difficult to relax because of problems
                     with your teeth, mouth or dentures?
D2       1.936   36. Have you felt depressed because of problems with your
                     teeth, mouth or dentures?
D2       1.638   37. Has your concentration been affected because of problems
                     with your teeth, mouth or dentures?
D2       1.437   38. Have you been a bit embarrassed because of problems with
                     your teeth, mouth or dentures?
D3       1.572   39. Have you avoided going out because of problems with your
                     teeth, mouth or dentures?
D3       2.555   40. Have you been less tolerant of your partner or family
                     because of problems with your teeth, mouth or dentures?
D3       1.832   41. Have you had trouble getting along with other people
                     because of problems with your teeth, mouth or dentures?
D3       2.236   42. Have you been a bit irritable with other people because of
                     problems with your teeth, mouth or dentures?
D3       1.805   43. Have you had difficulty doing your usual jobs because of
                     problems with your teeth, mouth or dentures?
                                                                         Continued
Oral Impacts on Daily Performances                             S. Adulyanon; A. Sheiham
      Table 0.2 continued
      Dimen-
       sion * Weight    Question †
          H    2.112   44. Have you felt that your general health has worsened
                           because of problems with your teeth, mouth or dentures?
          H    1.420   45. Have you suffered any financial loss because of problems
                           with your teeth, mouth or dentures?
          H    1.545   46. Have you been unable to enjoy other people's company as
                           much because of problems with your teeth, mouth or
                           dentures?
          H    1.567   47. Have you felt that life in general was less satisfying
                           because of problems with your teeth, mouth or dentures?
          H    1.879   48. Have you been totally unable to function because of
                           problems with your teeth, mouth or dentures?
          H    1.476   49. Have you been unable to work to your full capacity because
                           of problems with your teeth, mouth or dentures?
      *       FL=Functional limitation, P1=Physical pain, P2=Psychological
              discomfort, D1=Physical disability, D2=Pscyhological disability,
              D3=Social disability, H=Handicap
      †       Response categories for all questions are: "Very often", "Fairly often",
              "Occasionally", "Hardly ever" and "Never". "Don't know" can also be
              included as a response category. For questions 17, 18 and 30 a "not
              applicable" response is provided to indicate if dentures are not worn.
              Instructions to respondents should also indicate the desired time period
              (e.g.,. during the last 12 months, during the last month, etc.).
12                              MEASURING ORAL HEALTH AND QUAL ITY OF LIFE