Errors in Root Canal Preparation
Errors in Root Canal Preparation
          SUMMARY                                                                    INTRODUCTION
          Chemo-mechanical preparation and the removal of                            The goal of root canal shaping procedures is to treat
          infected dentine in order to eliminate microorganisms                      apical periodontitis through the removal of infected den-
          and avoid apical periodontitis remain the main objec-                      tine from root canal walls. Endodontic treatment focuses
          tives in endodontic treatment.                                             on eliminating microorganisms by chemo-mechanical
                                                                                     preparation of the root canal.1,2
          Mechanical preparation of the root canal system not
          only provides the space for obturation but also facilitates                Ideal “chemo-mechanical preparation” refers to an ade-
          disinfection of the root canal system through the use of                   quately shaped canal that is sufficiently accessible by
          irrigation solutions.                                                      disinfecting solutions. Root canal shaping by means of
                                                                                     mechanical preparation not only provides the space for
          Iatrogenic preparation errors affect the root canal ana-                   obturation but also facilitates disinfection by disrupting
          tomy and can result in apical canal transportation,                        the biofilms that adhere to canal surfaces.3
          uncentered preparations, ledge formation, or perforations.
          These errors are all associated with inferior outcomes of                  Correct mechanical instrumentation of the root canal
          endodontic treatment.                                                      should result in a continuously tapered, funnel-shaped
                                                                                     canal that corresponds to the original canal anatomy.
          In this paper, the authors will discuss a review of the                    This objective is often difficult to achieve when a dentist
          literature which considers some of these procedural                        is faced with the complex internal morphology of curved
          errors and, using clinical case studies, will illustrate the               root canals.4,5 Iatrogenic preparation errors affecting
          appropriate clinical management when errors do occur.                      the root canal anatomy remain a problem in this type of
Various factors have been as-                                              •• Creating an apical blockage by inadvertently packing
sociated with ledge formation;                                                debris in the apical portion of the canal during instru-
these include tooth and canal                                                 mentation.14
location, canal curvature, instru-
ment design, alloy properties,                                             Lateral perforations might occur when the ledge is
instrumentation techniques, and                                            created during initial instrumentation or as a strip
operator experience. Ledge for-                                            perforation on the concave side of the curvature of the
mation was found to be the most                                            root as the canal is straightened out (a perforation that
frequently encountered error in a                                          occurs along the inner wall of a curved root canal).7
study among patients who had
received root canal treatment
                                                                           Case report 1
performed by undergraduate stu-
dents who used hand-operated                                               The patient, a 49 year old female presented with
stainless steel files in a step-                                           percussion sensitivity on her mandibular, right second
back technique.8                                                           molar. A peri-apical radiograph revealed that all the
                                                                           root canals were prepared short of working length, and
Figure 1. Schematic representation of a ledge formed within the original   showed evidence of peri-apical pathology around the
canal path as a result of skipping instrument sizes or erroneous working   mesial roots (Figure 2).
length estimation.
Another study on ledge formation in maxillary and                          The tooth was anaesthetised and isolated before the
mandibular first and second molars treated endodontically                  previous obturation material was removed from the
by undergraduate students showed that canal curvature                      root canals using Endosolv E (Septodont) and a size 15
influenced ledge formation more than did the other                         Hedstrom files. A size 10 K-File was introduced into
variables examined.9 As canal curvature increased, so did                  the distal and mesio-buccal root canals, and it was
the number of ledges. Canal curvature in this study was                    possible to negotiate them to full working length.
measured by using Schneider’s technique.10 Canals with                     The same protocol was followed in the mesio-buc-
a curvature of less than 10° were rarely ledged, whereas                   cal root canal but it was impossible to negotiate the
canals with a curvature of more than 20° were ledged                       canal further. The tip of the instrument was hitting
over 56% of the time.11 The study also showed that canal                   against a solid wall of dentin (Figure 3). A ledge for-
location influences the incidence of ledging. The mesio-                   mation in the canal was confirmed at the beginning of
buccal and the mesiolingual canals were more fre-                          the root curvature.
quently ledged than were the distal, lingual, or distobuc-
cal canals.9 Similar results were also reported in a study
which demonstrated that the frequency of occurrence
of ledged root canals was significantly greater in molars
compared with that seen in anterior teeth.12
A B
          Figure 4. A size 08 C+-File (21 mm) with a distinct curve in the apical 2-3 mm
          of the file was selected in the attempt to bypass the ledge.
          Figure 5. A size 08 C+- File was used in a slight rotation motion combined
          with a light “picking motion” to discover the original canal entrance.
Apical canal transportation is described as the removal          Depending on the location, a perforation cannot easily
of canal wall structure on the outside curve in the apical       be sealed and/or bypassed, which results in an inade-
half of the canal due to the tendency of files to recover        quately prepared and sealed root canal.4,5
to their original linear shape during canal preparation.15
                                                                 A perforation that occurs along the inner wall of a
As a result, the main axis of the root canal is transpor-        curved root canal is referred to as a “strip perforation”
ted away from its original axis. Other terms for canal           (Figure 15c).
transportation include “canal straightening” and “zipping”.4
Figures 9 and 10 illustrate micro-computed tomographic           Figure 11. A peri-apical radiograph of a maxillary left first premolar, with
                                                                 extensive decay under a previously placed porcelain veneered crown.
images of two curved mesio-buccal root canal systems
of extracted, maxillary first molar teeth at a level 1mm         Figure 12. A peri-apical length determination radiograph Note the sharp
                                                                 apical curvature in the last 3 mm of the root canal system, indicated by
from the apical foramen. The example in Figure 9 shows           the bending of the size 10 K-File.
minimal canal transportation after root canal preparation
compared with that in Figure 10 which clearly shows an
excessive amount of canal transportation.
Case report 2
The patient, a 54 year old female, presented with
irreversible pulpitis on her maxillary left first premolar,
caused by extensive decay under a previously placed
porcelain veneered crown (Figure 11). After removal
of the defective crown and decay a core build-up was
done prior to root canal treatment. A size 10 K-File
was negotiated to full working length and confirmed
radiographically (Figure 12). Note the sharp apical               Fig. 13                                 Fig. 14
curvature in the last 3 mm of the root canal system.
                                                                 Figure 13. Cone-fit peri-apical radiograph. Note the loss of the apical cur-
The root canal system was prepared with the Pro-                 vature of the root canal system.
Taper Universal (Dentsply Sirona) system. Incorrect              Figure 14. A post-operative peri-apical radiograph showing apical root
use of the X3 file (30/09) resulted in apical transpor-          canal transportation resulting in loss of the original apical curvature and
tation. This was visible on the peri-apical radiograph           lack of an apical stop, resulting in extrusion of the obturation material.
3.	 Perforation
A direct perforation is a channel or communica-
tion between the root canal space and surrounding
cementum (Figures 15a and 15b). Such a perforation
can result in the destruction of cementum and the                 A                            B                     C
irritation and/or infection of the periodontal ligament in the
surrounding area. As with ledging, perforation of curved         Figure 15. (A) Schematic representation of a direct perforation; (B) clinical
                                                                 example of a direct perforation (arrow) of the two mesial root canals of a
canals is associated with stiff instruments with sharp           mandibular right first molar; (C) schematic representation of a strip perfora-
cutting tips used in a rotational motion.                        tion (arrow).
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          LITERATURE REVIEW
          This results from over-preparation and straightening                               After canal irrigation, the perforation was repaired with
          along the concavity and is of particular concern in                                ProRoot MTA (Dentsply Sirona) before conventional canal
          the mesiobuccal roots of maxillary molars and mesial                               obturation (Figure 18).
          roots of mandibular first molars.20,21 The root walls
          facing the furcal aspect of roots are often extremely                              The access cavity was restored with composite resin and
          thin and are therefore termed “the danger zone”.22                                 placement of a fibre post. Figure 19 shows a four-year
                                                                                             follow up radiograph with some evidence of resorption of
                                                                                             the extruded ProRoot MTA material.
          Case report 3
          The patient, a 37 year old female presented with irrevers-
                                                                                             4.	 Uncentered preparations
          ible pulpitis on her maxillary left first second premolar.
          The tooth had been previously restored with a large                                The ability of an instrument to stay centered in the
          composite resin restoration and two retention pins.                                canal can be measured by the mean centering ratio.23
          A preoperative peri-apical radiograph (Figure 16) and a                            The importance of maintaining preparations that are
          length determination radiograph (Figure 17) revealed and                           centered (Figure 20a) and correspond to the original
          confirmed a challenging “S” shaped or bayonet-shaped                               canal anatomy has been pointed out by Berutti et al.24
          root canal configuration.                                                          A study by Pasqualini et al. examined rotary glide path
                                                                                             files and concluded that files with a high root canal
          Due to the lack of proper glide path preparation and                               centering ability resulted in fewer modifications of the
          management in this case, the operator was faced with a                             canal curvature and therefore fewer canal aberrations.25
          rotary file fracture in the apical part of the root canal and                      Several studies have shown that more flexible instru-
          a strip perforation at the point of maximum curvature on                           ments produce more centered preparations.26,27 Flexibility
          the distal aspect of the root. It was impossible to even                           can be defined as the elastic bending of an endodontic
          attempt the retrieval of the fractured instrument and it                           instrument when subject to a load applied at its extre-
          was left in situ.                                                                  mity in the direction that is perpendicular to its long axis.28
Fig. 16
Fig. 18
          Figure 18. Rotary file fracture in the apical part of the root canal and a strip
          perforation at the point of maximum curvature on the distal aspect of the root      Fig. 19
          that was repaired with ProRoot MTA (Dentsply Sirona) before conventional
          canal obturation, placement of a fibre post and composite to close the             Figure 19. A four year follow up radiograph with some evidence of resorp-
          access cavity.                                                                     tion of the extruded Proroot MTA material.
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                                                                                                      LITERATURE REVIEW                                              <
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Flexibility may influence an instrument’s ability to properly                    This type of fracture has been associated with the
shape curved root canals. Inflexible files, on the other hand,                   application of excessive apical force during instrumenta-
may cause a deviation from the original canal axis, which                        tion. Fracture resulting from flexural fatigue occurs when
can result in canal straightening, transportation, thinning                      an instrument that has already been weakened by metal
of the canal wall and perforation (Figure 20A and 20B).                          fatigue is placed under stress.
                                                                                                                                    Figure 24.
                                                                                                                                    The 12 o’clock Micro-
                                                                                                                                    spoon ultrasonic tip.
                                                                                   Fig. 22
                                                                                 Figure 22.
                                                                                 Peri-apical radiograph of a maxillary left upper central incisor with a fractured
                                                                                 fragment (14 mm long).
A B Fig. 23
Figure 21. (A) Schematic representation of a fractured instrument in a root      Figure 23. Under 15x microscope magnification the fractured instrument
canal system; (B) clinical example of a fractured root canal instrument in the   was clearly visible in the canal.
mesio-buccal root canal of a mandibular right second molar.
252   >
          LITERATURE REVIEW
          the file and the canal wall in circular motion until it was                     After canal preparation and irrigation with heated 3.5%
          noticed that the fractured file was loose in the canal.                         sodium hypochlorite and 17% EDTA solutions, a size
          Considering the length of the fragment it was decided                           Large WaveOne Gold Gutta Percha Point (Dentsply
          to attempt retrieval using the Yoshi Loop (Dental Cadre)                        Sirona) was fitted and the position verified radiographically.
          (Figure 25a and 25b), a stainless steel micro-lasso
          that extends from the end of a stainless steel cannula                          The canal was obturated with the selected gutta percha
          attached to a handle with a retraction button for                               point and Pulp Canal Sealer (SybronEndo), using the con-
          tightening the loop around the file segment.                                    tinuous wave condensation technique with the Calamus
                                                                                          Dual Obturation Unit (Dentsply Sirona).
          Under magnification, the preformed loop was carefully
          placed around the exposed coronal aspect of the file.
                                                                                          6.	 Apical bacterial extrusion
          The loop was tightened around the fractured file by mov-
          ing the retraction button on the loop system. The loop                          All root canal preparation techniques cause apical
          device was then used to slowly pull the loosened frag-                          debris extrusion to some degree, in spite of stringent
          ment from the root canal system (Figure 26). Figure 27                          control of working length of instruments during debri-
          shows a magnified view of the retrieved instrument at-                          dement. Some amount of debris in the form of dentinal
          tached to the micro-lasso from the Yoshi Loop. Note that                        chips, pulp fragments, necrotic debris, microorgan-
          the tip of instrument is missing, indicating that the file                      isms, and intra-canal irrigants is unavoidably pushed
          tip must have been fractured in a previous clinical appli-                      out from the root canal into the peri-apical tissues.
          cation prior to the case presented in this case report.
                                                                                          The volume of materials that are extruded depends on
          Having removed the fractured instrument, a size 30                              canal/apical foramen size, instrumentation technique,
          K-File was fitted loose in the root canal up to working                         instrument type, instrument size, preparation end-point
          length as confirmed radiographically and with an electro-                       and irrigation solution (Figure 26).39
          nic apex locator (ProPex, Dentsply, Sirona). According to
          the file selection criteria outlined by Van der Vyver et al.
          (2019)38 for WaveOne Gold files, a size large WaveOne
          Gold File (45/05) was selected for canal preparation.
           A
                                                                                          Figure 26. Retrieved fractured instrument using the Yoshi Loop.
           B
          Figure 25. (A) The Yoshi Loop (Dental Cadre), a stainless steel micro-          Figure 27. Magnified view of the retrieved instrument attached to the
          lasso that extends from the end of a stainless steel cannula attached to        micro-lasso from the Yoshi Loop. Note that the tip of instrument is mis-
          a handle with a retraction button for tightening the loop around a file         sing, indicating that the file tip must have been fractured in a previous
          segment; (B) Magnified view of the cannula and stainless steel micro-lasso.     clinical application.
          Figure 28. Size 30 K-File fitted loose in the root canal up to working length   Figure 30. Immediate post-operative result after canal obturation.
          as confirmed radiographically and with an electronic apex locator (ProPex
          Pixi, Dentsply, Sirona).
          Figure 29. Cone-fit peri-apical radiograph confirming the correct apical
          placement of the size Large WaveOne Gold Gutta Percha Point (Dentsply
          Sirona).
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                                                                                              LITERATURE REVIEW                                       <
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The extruded material is referred to as the ‘‘worm of                       8.	 Oikonomou I, Spanaki-Voreadi A, Georgopoulou M. Proce-
necrotic debris’’ and has been linked to peri-apical                             dural errors during root canal treatment performed by under-
inflammation and postoperative flare-ups that will likely                        graduate students in Athens: a prospective study. Int Endod
interfere with healing.40 The incidence of flare-ups during                      J. 2007; 40:982.
                                                                            9.	 Greene K, Krell K. Clinical factors associated with ledged
root canal treatment is reported to range between 1.4%
                                                                                 canals in maxillary and mandibular molars. Oral Surg Oral Med
and 16%.41
                                                                                 Oral Pathol. 1990; 70:490-7.
                                                                            10.	 Schneider S. A comparison of canal preparations in straight
In asymptomatic chronic peri-radicular lesions a balance                         and curved root canals. Oral Surg Oral Med Oral Pathol Oral
exists between host defences and microbial aggression                            Radiol Endodontology. 1971; 32:271-5.
from the root canal microbiota associated with infected                     11.	 Kapalas A, Lambrianidis T. Factors associated with root canal
canals in peri-radicular tissues.42 If bacteria are extruded                     ledging during instrumentation. Endod Dent Traumatol. 2000;
apically during root canal treatment procedures, there will                      16: 220 - 31.
be a transient disruption in this balance and the host will                 12.	 Eleftheriadis G, Lambrianidis T. Technical quality of root canal
mobilise an acute inflammatory response to re-establish                          treatment and detection of iatrogenic errors in an under-
                                                                                 graduate dental clinic. Int Endod J. 2005; 38:725-34.
the equilibrium. The intensity of this acute inflammatory
                                                                            13.	 Weine F. Endodontic therapy. 5th ed. St Louis: Mosby; 1996.
response depends on the number and/or virulence of the
                                                                                 324-30, 545-7. p.
bacteria.41                                                                 14.	 Walton R, Torabinejad M. Principles and practice of
                                                                                 endodontics. 3rd ed. Philadelphia: WB Saunders; 2002. 184,
According to Reddy and Hicks (1994) the variation in                             222 - 3, 319 - 20. p.
levels of apical extrusion is primarily due to different root               15.	 American Association of Endodontists. Glossary of Endodontic
canal preparation techniques and instrument designs.43                           Terms [Internet]. 2012. Available from: http://www.aae.org/
Many studies have shown that techniques involving a                              publications-and-research/glossaries-and-guides/glossaries-
push-pull filing motion result in a greater mass of apical                       guides.aspx
debris compared with techniques that involve some                           16.	 Lam T, Lewis D, Atkins D, Macfarlane R, Clarkson R,
                                                                                 Whitehead M, et al. Changes in root canal morphology in
sort of rotational action.39,44
                                                                                 simulated curved canals over-instrumented with a variety of
                                                                                 stainless steel and nickel titanium files. Aust Dent J. 1999;
Luisi et al. have demonstrated that the direction of in-                         44 :12- 9.
strumentation, either in cervico-apical or apico-cervical,                  17.	 Wu M, Fan B, Wesselink P. Leakage along apical root fillings
is also an important factor influencing apical extrusion.44                      in curved root canals. Part I: effects of apical transportation
Crown-down techniques, irrespective of whether hand-                             on seal of root fillings. J Endod. 2000; 26:210 - 6.
driven- or engine-driven instruments are used, usually                      18.	 Schäfer E, Dammaschke T. Development and sequelae of
extrude less debris.45,46                                                        canal transportation. Endod Top. 2009; (4):75-90.
                                                                            19.	 Berutti E, Castellucci A. Cleaning and shaping of the root canal
                                                                                 system. Endodontics. 2009; 2 (IL Tridente, Florence, Italy).
CONCLUSION                                                                  20.	 Kessler J, Peters D, Lorton L. Comparison of the relative risk
                                                                                 of molar root perforations using various endodontic instrumen-
Procedural errors during endodontic treatment are asso-
                                                                                 tation techniques. J Endod. 1983; 9:439-47.
ciated with a reduction in treatment success and possible                   21.	 Allam C. Treatment of stripping perforations. J Endod. 1996;
non-resolution of apical periodontitis. Correct clinical                         22:699 -702.
management of these iatrogenic procedural errors could                      22.	 Abou-Rass M, Frank A, Glick D. The anticurvature filing method
aid in proper preparation, allowing for disinfection of                          to prepare the curved root canal. J Am Dent Assoc. 1980;
root canal systems and an increase in successful out-                            101: 792-4.
comes of endodontic treatment.                                              23.	 Yamamura B, Cox T, Heddaya B, Flake N, Johnson J,
                                                                                 Paranjpe A. Comparing canal transportation and centering
                                                                                 ability of endosequence and vortex rotary files by using
                                                                                 micro-computed tomography. J Endod [Internet]. 2012;
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