Roles of Proximate Determinants of Fertility in Recent Fertility Decline in Ethiopia: Application of The Revised Bongaarts Model
Roles of Proximate Determinants of Fertility in Recent Fertility Decline in Ethiopia: Application of The Revised Bongaarts Model
Seifadin Ahmed Shallo Introduction: In Ethiopia, the fertility rate declined from 5.4 in 2005 to 4.6 by 2016. Many
factors have been contributing to this decline. Understanding the factors contributing to the
Department of Public Health, College of
Medicine and Health Sciences, Ambo fertility decline and their level of fertility inhibiting effect has a paramount policy implication
University, Ambo, Ethiopia in any country. This study aimed to assess the contribution of the four proximate determi-
nants of fertility, ie, contraception use, postpartum infecundity, marriage and abortion rate, to
fertility decline in Ethiopia since 2005.
Methods: This study used publicly available data from the Ethiopia Demographic and
Health Surveys (EDHS) of 2005, 2011 and 2016. The EDHS data were the representative
data collected from the reproductive-age women through a cross-sectional study. The revised
and fine-tuned Bongaarts model of proximate fertility determinants was used for data
analysis. The components needed for the analysis were extracted from the full EDHS data
using the STAT compiler. Finally, the analysis was done using Microsoft Excel.
Results: Of the four proximate determinants of fertility, postpartum insusceptibility con-
tributed the highest fertility inhibiting effect in all three EDHS, and its level was also more
prominent among the poorest women. While post partum infecundity, marriage and abor-
tion had a relatively constant effect on fertility over the last 15 years, the fertility inhibiting
effect of contraceptive use significantly increased from 15% to 37%.
Conclusion: In conclusion, fertility variation in Ethiopia is largely due to the three inter-
mediate determinants of fertility. Over the last one and half decades, contraceptive use was
the single most important determinant responsible for fertility decline in Ethiopia. To achieve
fertility at replacement level, the country needs a contraceptive prevalence rate of 69%, an
increment of nearly 100% from its current contraceptive prevalence rate.
Keywords: proximate determinants, Bongaarts revised model, Ethiopia
Background
It is believed that the rate of population growth implies economic growth of any
given country. The recent fertility decline in many African countries is assumed to
be one of the opportunities paving way for economic improvement. However, the
rate of fertility decline is not equivalent with other continents. The demand for
a high number of children is common in sub-Saharan Africa, and the United
Nations Population Divisions estimated the TFR of the region to be 4.76 in
2017.1,2 Studies indicate that the fertility of a given community is affected by socio-
demographic factors such as age at marriage, women’s literacy status, and contra-
Correspondence: Seifadin Ahmed Shallo
Email Seifadinahmed8226@gmail.com ceptive use.3,4
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With the high-level efforts of governmental and non- proportion of married women; prevalence of contracep-
governmental organizations’ promotion of contraceptive tion; rate of induced abortion, frequency of sexual inter-
use6, there was an improvement in modern contraceptive course; sterility; and spontaneous intrauterine mortality
prevalence in the last three decades in many sub-Saharan and duration of the fertile period. The degree at which
African countries.5 In Ethiopia, the prevalence of modern these different intermediate factors affect fertility varies
contraceptives increased from 14.7% in 2005 to 35% in between societies.15 In the late 1970s, John Bongaarts
2016. However, with a total fertility rate of 4.6, the coun- developed the modified set of proximate determinants of
try has not achieved the TFR of 4 and contraceptive fertility containing four elements: marriage/cohabitation;
prevalence of 44% as targeted in population policy of the induced abortion; contraception; and postpartum in-
country formulated in 1993.6–8 fecundity. Bongaarts believed that these four components
In sub-Saharan Africa, nearly 50% of the women marry were most important and believed to simplify the model
at the age of 18 and about 70% marry by the age of 20. The for computing the fertility rate and the contribution of each
rate of early marriage is inversely related to the female PD. However, with a significant change in population
literacy rate. Where there is a high literacy rate, the rate of reproductive behaviors and research recommendations in
early marriage is low. According to data from EDHS in recent times, some original assumptions have become less
2016, the median age at marriage in Ethiopia was 16.6 accurate over time and necessitate modification.
years. Age at marriage affects the total fertility rate of Accordingly, the existing assumptions developed by John
a given population. This is because if a woman marries at Stover in 1998 were updated with some modifications in
an early reproductive age, she will have a long reproductive 2015 on three of the four components.14,16
age duration. In addition, women who marry at an early age
are less likely to be educated. This will result in low use of Bongaarts Proposed Revisions
contraceptive methods. In Ethiopia, the women’s literacy Marriage/Union/Sexual Exposure
rate is low. Only 17.2% of the women in the country In the previous model, it was considered that sexual activ-
attended an educational level of high school and above.7,9,10 ity and childbearing happens only among married women.
In Ethiopia, the prevalence of premarital sexual engage- But extra-marital sexual activity and childbearing are
ment is increasing markedly. Studies indicated the preva- becoming common in both developing and developed
lence of premarital sex reaches nearly 20–54% with countries. Based on this justification, Bongaarts proposed
incremental trends from time to time.11,12 In 2014, an antici- to estimate the number of women who are exposed to the
pated 620,300 abortions were performed in Ethiopia. This risk of childbearing as the sum of married women and
corresponds to an annual rate of 28 abortions per 1000 unmarried women. The name of the index was also chan-
women aged 15–49, an increase from 22 per 1000 in 2008.13 ged to the index of sexual exposure instead of an index of
Davis and Blake (1956) suggested two types of factors marriage (Cm).14,17
mainly affect fertility: the direct or proximate determinants
and indirect determinants or background factors. The prox- Contraception Prevalence
imate determinants (PD) of fertility are both biological and In the model modified by John Stover, the assumption of
behavioral determinants that affect the fertility directly. the postpartum in-fecundity period overlaps with postpar-
The indirect factors such as socio-demographic and culture tum contraceptive use was ignored. But, the recent incre-
influence fertility through these proximate determinants ment in contraceptive prevalence as a result of postpartum
but indirectly. If an intermediate fertility variable, such contraceptive promotion may result in the overlap and, if
as the prevalence of contraception changes, then fertility not taken into consideration, can significantly affect the
necessarily changes (assuming the other intermediate fer- model.17 In such cases, excluding the overlapping period
tility variables remain constant), while this is not necessa- should be considered. In addition, since the contraceptive
rily the case for an indirect determinant such as income or prevalence varies with age, index of contraception should
education. If measured and modeled appropriately, PD can consider age-specific PD models rather than the aggregate
express the variability in fertility with relatively less or approach.14 In addition to what Bongaarts has proposed,
a few errors.14,15 the total contraceptive prevalence rate should be consid-
In the mid-1950s Davis and Blake proposed eleven ered instead of contraceptive prevalence among only mar-
proximate determinants of fertility which include: the ried women/women in union.
Where TFR=total fertility rate. Cm=index of marriage, inhibition effect will be also high and vice versa. In general, the
Cc=index of contraception, Ci=index of postpartum in contraceptive index is estimated as follows:14
fecundity, Ca= index of abortion, and ff=total fecundity Cc ðaÞ ¼ 1 r ðaÞ ðu ðaÞ o ðaÞÞ e ðaÞ (6)
rate, which is assumed to be 15.3.
The model treats each PD as a factor that inhibits
fertility. Each index has values that range from 1 to 0 Where: Cc=index of contraceptive use, u (a) =contracep-
depending on the degree of fertility inhibition. The index tive prevalence (among sexually exposed women), O (a)
equals 1 if it has no fertility inhibition effect, and zero =contraceptive use overlap with postpartum infecundabil-
when it has a 100% fertility inhibition effect. The mea- ity, e (a) =average contraceptive effectiveness, r (a)
surements of each index are discussed below in detail. =fecundity adjustment.
For the computation of the index, the prevalence of
contraceptive use among both married and unmarried
Estimation of Index of Sexual Exposure
women was used, mean contraceptive effectiveness was
(Cm) calculated for each user type of contraceptive and
This index measures the extent to which sexual exposure
weighted, and the contraceptive use overlap with postpar-
(includes formal marriage and cohabitation) is contributing to
tum insusceptibility was considered to be zero, assuming
the fertility rate of a given community. If there is a high level
that since the prevalence of contraceptive use is low in the
of sexual exposure in the community, the fertility inhibiting
country especially during the postpartum period, the effect
effect of sexual exposure will be low and vice versa.
of overlap is considered to be nil. The r (a) has already
Accordingly, the index is calculated as follows:14
estimated (1.08) for some countries by Bongaarts.14
Cm ðaÞ ¼ Cm ðaÞ x wm ðaÞ (2) The contraceptive use effectiveness rates were obtained
from previous studies by Trussell and Bongaarts as follows:
fmðaÞ sterilization (0.99), oral pill (0.91), Copper-based IUD (0.99),
WmðaÞ¼ (3)
fmðaÞ injectable (0.94), implants (0.99), male condom (0.82),
Where Cm (a) is the index of marriage, wm (a) is weighted rhythm/periodic abstinence (0.76), withdrawal (0.78), lacta-
age-specific marital fertility rate, and fm is the marital tional amenorrhea and folk method (0.70).20,21 To find the
fertility rate. In a case where the age disaggregate data mean contraceptive effectiveness rates, the proportion of
are not available, Bongaarts proposed the following model women using a given method was multiplied by that specific
as a proxy measure for the marriage index:14,16 method effectiveness. Finally, the weighted mean of the effec-
tiveness was used.
Cm ðaÞ ¼ m ðaÞ þ ex ðaÞ (4)
Table 2 Estimated Index of Proximate Determinants of Fertility and Their Fertility Reduction Effect in EDHS Data of 2005, 2011 and
2016
EDHS Index of Effect on Index of Effect on Index of Effect on Index of Effect on
(Years) Sexual Fertility Postpartum Fertility Contraceptive Fertility Induced Fertility
Exposure Reduction Insusceptibility Reduction (Cc) Reduction Abortion Reduction
(Cm) (Ci) (Ca)
Fertility Differences by Some Selected Since the disaggregated data on abortion rate for different
population background was not available, country-level TAR
Backgrounds
was used in this paper, and the fertility reducing effect of
Since the most recent trends imply future planning, the
abortion is almost similar among all segment of the population
analysis of the PD with different backgrounds was confined
(Table 3).
to the data extracted from EDHS 2016. As expected, there
were fertility differences according to women’s level of
education. As the level of education increase, the fertility
Estimating the Total Fertility Rate
According to Bongaarts, variation in fertility rate among
rate decreases. This could be because the women who stay
the population is due to the four factors namely: the
in school marry later in life resulting in low fertility duration.
proportion of sexual exposure; rate of induced abortion;
Both indices of sexual exposure (Cm=0.95, 5%), and contra-
duration of postpartum in-fecundity; and contraception use
ceptive use (Cc=0.68, 32%) contributed to low fertility
prevalence and it is a product of these four PD indexes and
inhibiting effect among women with no education. In addi-
fecundity rate. The other remaining intermediate variables,
tion, the index of marriage/sexual delay also contributes less
which are considered less important, are represented in the
among women who attended higher education compared
model by the total fecundity rate (TF), which has values
with women who had ever attended primary and/or second-
around 15.3 births per woman (Table 4).
ary education. This could be because women who attended
higher education are more likely to join marriage immedi- TFR = Cm *Cc *Ci *Ca *TF.
ately after the completion of their education. Once they
become married they will start to bear children as the desire Accordingly, the estimated total fertility rate was 3.6,
to have children will be higher during this stage. 3.9, and 4.2 in 2016, 2011 and 2005, respectively. All the
The differences in PD indexes were also observed estimated TFR as per the Bongaarts model were different
among rural and urban residents. Sexual exposure has low from those observed in the EDHS report. These observed
fertility inhibiting effect among rural women, while post- variations could be mainly due to the following reasons:
partum in-fecundity has a higher fertility inhibiting effect
among rural women. This could be because urban women 1. There could be errors/variation during measuring
are less likely to breastfeed for a long duration in contrast to the intermediate variables (proximate determinates
rural women. Fertility reducing effect of contraception was of fertility) in EDHS.
highest among women in the fourth quintiles of wealth index 2. The total fecundity assumed was 15.3, which is the
and lowest among women of lowest wealth quintiles. approximation. The TF, in general, is in the interval
Residence
Urban 0.67 0.77 0.47 0.99 15.3 3.7 2.3 1.4
Rural 0.795 0.57 0.67 0.997 15.3 4.6 5.2 0.6
Educational background
No education 0.95 0.56 0.68 0.998 15.3 5.6 5.7 0.1
Primary 0.64 0.60 0.62 0.997 15.3 3.6 4.2 0.6
Secondary 0.47 0.78 0.47 0.993 15.3 2.6 2.2 0.4
Higher 0.65 0.80 0.44 0.992 15.3 3.5 1.9 1.6
Wealth quintiles
Lowest 0.86 0.56 0.8 0.998 15.3 5.8 6.4 0.6
Second 0.82 0.58 0.67 0.998 15.3 4.9 5.6 0.7
Middle 0.79 0.56 0.62 0.997 15.3 4.2 4.9 0.7
Fourth 0.74 0.65 0.58 0.997 15.3 4.2 4.3 0.1
Highest 0.67 0.76 0.49 0.997 15.3 3.8 2.6 1.2
Note: Data from EDHS 2016.7
Table 4 Estimated Total Fertility Rate Using Bongaarts Revised Model EDHS 2005, 2011 and 2016
EDHS (Years) Cm Ci Cc Ca Fecund (TF) TFR Estimated TFR-Observed
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