Me Law
Me Law
number of INDIVIDUALS in the same OCCUPATION voluntarily organized to earn a living be openly
SERVING a MORAL IDEA in a morally permissible way beyond what law etc would require
Ethics
a set of moral principles: theory or system of moral values
Professional ethics
-the principles of conduct governing an individual
-set of standards adopted by professionals as they view themselves
Common Morality
moral beliefs shared by almost everyone
Personal morality
moral beliefs one person holds
prof ethics
set of standards adopted by professionals as they view themselves
Heinrich's law?
1 major accident = 29 minor accidents = 300 near misses
ASME # 1
Engineers shall hold SAFETY, HEALTH, and WELFARE of public in their PROFESSIONAL duties
ASME # 7
Engineers shall issue public statements only in an OBJECTIVE AND TRUTHFUL manner and avoid conduct
that discredits profession
ASME # 8
Engineers shall consider ENVIRONMENTAL IMPACT AND SUSTAINABLE development in their
performance of their prof duties
ASME # 4
Engineers must act professionally for each client or employer and avoid any CONFLICTS OF INTERESTS or
the APPEARANCE OF CONFLICT OF INTERESTS
ASME # 5
Engineers shall RESPECT the proprietary information and intellectual property of others including
charities/societies
ASME # 9
Engineers shall not seek ethical sanctions against another engineer unless there is a GOOD REASON to
do so under the policies that govern engineer's ethical contact
Harassment?
based on race, color, age, genetics, religion, sex...
It is unlawful when:
1) offensive conduct becomes a condition of work environment
2) conduct is severe where environment is hostile, intimidating, abusive
ASME # 2
Engineers shall perform services only in areas of their COMPETENCE, they shall build their PROF
REPUTATION on merit, not unfairly
ASME # 6
Engineers shall associate only with REPUTABLE PERSONS OR ORGANIZATIONS
ASME # 3
Engineers shall continue their PROFESSIONAL DEVELOPMENT throughout their careers and shall provide
opportunities for the prof and ethical development of engineers under supervision
Edgerton Example
She went over her manager to save company due to her ethical standards. She was fired.
She had an ETHICAL OBLIGATION but was NOT considered WHISTLE BLOWING
What ethics are breached if I do not notify the EPA, resulting in me making more money?
Deceptive actions and not being a faithful trustee
Do you charge 100 hours of work after you realize YOU have to redesign and go back (your fault)?
No, integrity and reputation. Be faithful.
Discuss Problems.
Engineer works for plaintiff. 6 months later on same case gets hired by defendant.
1) NOT OKAY
2) He knows prior info on plaintiff and revealing facts is not allowed
3) cannot accept contributions from two different parties on same case
Discuss Problems.
You are hired by US company to work in another country. There is a "special tax" of $50k for the
president.
1) Need to consult with attorney and see if this is okay.
2)If it is unethical, do not pay tex
Characteristics of a profession?
1) Extensive period of training, apprenticeship for practical skills, focus on intellectual content
2)We are dependent on knowledge and research of scientists/engineers
3) Professionals have a monopoly on provisions of prof services
4) Control is achieved by schools and accreditation
5) They have a degree of autonomy
6) Regulated by a code of ethics
Tasks of Engineers
R&D - Design - Prototype - M & P - Produce - Package
ABET requirements?
1) Specify minimum curriculum
2) 1 yr of natural/physical sciences
3) Capstone design project
Graduate engineer
Accredited major at 4 yr school, not licensed to practice public services
Professional Engineer
Licensed engineer
Unlicensed engineer
Work under supervision of licensed engineer (Industrial Exemption Clause)
Brainstorming
Developing team ideas assuming that one persons CREATIVITY WILL STIMULATE ANOTHER
Manufacturing engineering
Discipline of engineer dealing with manufacturing process and R&D w/ machines/tools/equipment
Automation
application of automated manufacturing to produce goods to have high consistency and quality
Robotics
Performs tasks that are DANGEROUS, UNPLEASANT, OR TEDIOUS
Who invented the assembly line? What are requirements for AL?
Eli Whitney
1) Place tools and workers in sequence
2) Always leave product/tool in same location
3) Delivered at convenient distances
Quality Control?
1) Actual configurations of a product are compared to a set standard.
2) Performed POST production
3) Feedback mechanism
PO 1
PO Preamble
Engineering is considered to be one of the learned "professions" rather than a more fundamental
"occupation". Which of the following is not a characteristic of a profession?
A. A profession satisfies an indispensable and beneficial social need.
B. A profession is based on knowledge and skills not common to the general public.
C. A profession depends to a great extent on the personal judgment of its members.
D. A profession utilizes entrance exams as a means of limiting its membership to the "elite".
D
Any entrance exams are not intended to limit the membership of the profession
PO cannon 1
PO 1
Ethics are not universal. They depend on culture. Ethics of a culture change over time.
Which of the following can override your ethical requirements to perform a thorough analysis and check
of the work for your client?
A. Time constraints
B. Budgetary constraints
C. Legal constraints (subpoenas, judicial orders)
D. Other ethical obligations
D
Ethical obligations to other stakeholders can take precedence over ethical obligations to a particular
person or group.
Specifically, the ethics of professional engineers dealing with others need to be considered in the
following order of highest to lowest priority:
1) Society and the public
2) The law
3) The engineering profession
4) The engineer's client
5) The engineer's firm
6) Other involved engineers
7) The engineer personally
"Whistle blowing" is calling public attention to illegal actions taken in the past or being taken currently
by your employer.
Complete the sentence: "Obeying direct and specific orders from a person of authority
A. will never result in ethical behavior."
B. always results in ethical behavior."
C. is a defense against unethical behavior."
D. may place you in ethical dilemma."
D
RP 1
Complete the sentence: "Guidelines of ethical behavior among engineers are needed because
A. engineers are analytical and they do not always think in terms of right or wrong."
B. all people, including engineers are inherently unethical."
C. rules of ethics are easily forgotten."
D. it is easy for engineers to take advantage of
clients."
D
Which of the following principles is not embodied in codes of ethics for professional engineers?
I. Consulting engineers will place service to humanity above personal gain
II. Consulting engineers will serve clients faithfully, honestly, and professionally
III. Consulting engineers will be fair and will act with integrity and courtesy
IV. Consulting engineers will encourage the development of the engineering profession
A. I
B. II
C. III
D. Neither I, II, III, nor IV
D
Two engineers submitted sealed bids to a prospective client for a project. The client told engineer A how
much engineer B had bid and invited engineer A to beat that amount. Engineer A really wants that
project and he is certain that he can do a better job than engineer B. What engineer A should do?
A. He should submit another quote, but only if he can perform the work adequately at the reduced
price.
B. He should withdraw from consideration for the project.
C. He should remain in consideration for the project, but not change his bid.
D. He should bargain with the client for the cost of the work.
C
It should be unfair (to engineer B) and unethical for engineer A to submit another bid; it could also be
illegal (depending upon the regulating agency). He does not, however, have to remove himself from
consideration for the project.
RP 3
Complete the sentence: "A professional engineer who took the licensing examination in mechanical
engineering
A. may not design in electrical engineering."
B. may design in electrical engineering if she feels
competent."
C. may design in electrical engineering if she feels
competent and the electrical portion of the design
is insignificant and incidental to the overall job."
D. may design in electrical engineering if another
engineer checks the electrical engineering work."
C
RP 2
A) Yes, but she should review and comment on only those portions of the project in which she is
qualified by education and experience.
B) Yes, a professor is a subject matter expert and as such should be fully competent to review the
design.
C) Yes, as a licensed professional engineer, the professor has demonstrated her competence in
engineering and may review the design.
D) No, there is a tremendous difference between working in academia and having professional
experience. The review should be conducted by a practicing engineer.
A
20 years of experience does not necessarily mean that she is fully knowledgeable on all current design
procedures and practices.
RP 2
What actions can be taken by a state-regulating agency against a design professional who violates one
or more of its rules of contact?
I. The professional's license may be revoked or suspended
II. Notice of violation may be published in the local paper
III. The professional may be asked to make restitution
IV. The professional may be required to complete a course in ethics
A. I and II
B. III and IV
C. III only
D. I, II, III, and IV
D
PO 7
Which of the following activities is not commonly required by codes of ethics for engineers?
A. Acting as a faithful agent or trustee for the client.
B. Accepting payment for services only from the client.
C. Submitting competitive bids to the client.
D. Spelling out all known conditions of bids and
proposals.
C
educe a bid to "beat" someone else's bid (for a different design or method) may require cutting corners
later in the design or construction of the process.
An engineering firm specializes in designing brake assemblies for various racing car companies. Which
organizations would it be ethical of the owner of that firm to belong to?
I. The local Rotary Club.
II. An automotive research foundation.
III. The local Chamber of Commerce.
IV. A pro-automobile racing lobbying group
A. I and III
B. III and IV
C. II only
D. I, II, III, and IV
D
The owner should not belong to any organizations that would cast the profession in a bad light.
none of these organizations are illegal or committed to unethical acts.
An engineer spends his free time (outside of work) gambling illegally. Is this a violation of ethical
standards?
A. No, the engineer is entitled to a life outside of work.
B. No, the engineer's employer, his clients, and the public are not affected.
C. Not, not as long as the engineer stays debt- free from the gambling activities.
D. Yes, the engineer should associate only with reputable persons and organizations.
D
If the gambling activities were legitimate and legal, this would not be a question
RP 1
Which of the following could you accept within most codes of ethical behavior?
A. A trip to the Bahamas from a vendor to learn about that vendor's products.
B. A pen-and-pencil set sent by a blueprint reproduction company.
C. A smoked Thanksgiving turkey sent by a previous client in gratitude for a previous successful job.
D. A monetary incentive sent from a vendor in a country where such incentives are legal and common.
C
C may be acceptable since it is a way to say "thank you" for past work.
PO 5
During routine inspections, a field engineer discovers that one of the company's pipelines is leaking
hazardous chemicals into the environment. The engineer recommends that the line be shut down so
that seals can be replaced and the pipe can be inspected more closely. His supervisor thanks him for his
thoroughness, and says that the report will be passed on to the company's maintenance division. The
engineer moves on to his next job, assuming things will be taken care of in a timely manner. While
working in the area again several months later, the engineer notices that the pipe is still leaking and, in
fact, that the problem is getting worse. What should the engineer do?
A) Give the matter some more time. In a large corporate environment, it is understandable that some
actions may take longer that people would like them to.
B) Ask the supervisor to investigate what action has been taken on the matter.
C) Personally speak to the director of maintenance and insists that this project be given the highest
priority.
D) Report the company to the EPA for allowing the situation to worsen without taking any preventive
measures.
B
To go outside the company or even over the head of the supervisor would be premature without more
information. The engineer should ask his supervisor to look into the issue,
During the day, an engineer works for a scientific research laboratory doing government research.
During the night (moonlight), the engineer uses some of the lab's equipment to perform testing services
for other consulting engineers. Why is this action probably unethical?
A) The laboratory has not given its permission for the equipment use.
B) The government contract prohibits misuse and misappropriation of the equipment.
C) The equipment may wear out or be broken by the engineer and the replacement cost will be born by
the government contract.
D) The engineer's fees to the consulting engineers can undercut local testing service's fees because the
engineer has a lower overhead.
D
A relatively new engineering firm specializing in designing large structures is considering running an
advertisement in the local newspaper. An ad agency has proposed to them four concepts. Of these four
concepts which one(s) would be acceptable from the standpoint of professional ethics?
I. An advertisement contracting their successes over the past year with their nearest competitor's
failures
II. An advertisement offering a free HD television to anyone who hires them for work valued at over
$10,000
III. An advertisement offering to beat the price of any other engineering firm for the same services
IV. An advertisement that tastefully depicts their logo against a backdrop of the Golden Gate Bridge
A. I and III
B. I, III, and IV
C. II, III, and IV
D. Neither I, II, III, nor IV
D
PO 6
Which of the following methods of advertising is most likely to violate ethical standards for engineering
design firms?
A. Radio or television advertising.
B. Yellow-page (phone book) advertising.
C. Distribution of company calendars to clients.
D. Company brochures using self-laudatory language.
D
all self-laudatory advertising is derogatory to the dignity of the profession and thus unethical. "We are
the best" language in company advertising is an example of poor-taste advertising.
PO 6
An engineering firm receives much of its revenue from community construction projects. Which of the
following activities would be ethical for the firm to participate in?
A. Contribute to the campaign of local politicians.
B. Donate money to the city council to help finance the building of a new city park.
C. Encourage employees to volunteer in community organizations.
D. Rent billboards to increase the company's name recognition.
C
The renting of billboards, while not as well- defined issue, implies the self laudatory advertising thet
ethical professionals prefer to avoid.
PO 6
A building designed by an engineer-architect team leaks during heavy rains. The building's owner may
not be able to recover the cost of repairs because of
A. an act-of-God clause in the owner's building insurance policy
B. a hold-harmless cause in the contract between the engineer and the architect
C. the statute of limitations
D. insolvency of the construction bonding company
C
A statute of limitations would prohibit the owner of collecting if the building was completed more than a
certain number of years before.
An engineer works for a large firm for several years and participates in the development of a process for
a new production technique. A short time after she leaves the company and starts her own consulting
business, a competitor of the engineer's original firm asks her to work on a similar production technique.
The engineer realizes that the only acceptable solution is to use the process developed by the previous
employer. Can she ethically accept the job offer?
A) No. This would constitute acceptance of payment from more than one party for the same project.
B) No. The engineer would have to use information obtained while working for the original employer.
C) Yes. Since the engineer is no longer an employee of the original company, any non-disclosure
agreements are invalid.
D) Yes. Consulting engineers often work for competing clients, thus some knowledge transfer is
inevitable.
B
Using knowledge gained while working for one company to help a competitor may not be considered
working for the same project, but would be a breach of confidentiality.
PO 9
A local engineering professor acts as technical advisor to the city council in a town. A few weeks before
the council is scheduled to award a large construction contract, the professor is approached by one of
the competing companies and offered a consulting position. Under what circumstances would it be
ethical to accept the job?
A. Both the company and the council must know about and approve of the arrangement.
B. The professor should arrange not to begin work until after the council's vote.
C. The professor may accept the job if the advisory position to the council is on a volunteer basis.
D. The professor must not participate in any discussions concerning the project for which the company is
competing.
D
Regardless of whether the board understands and approves of this situation, the engineer is obligated to
withdraw from any of the council's discussions concerning the project.
PO 5
Which of the following acts would normally not be permitted by an engineering code of conduct?
A. Revealing facts, data, or other information obtained in a professional capacity without the consent of
the client or employer.
B. Approving and sealing only those documents and surveys that conform to accepted engineering
standards.
C. Providing the state board information of a violation of its engineering code of conduct by a registered
engineer.
D. Undertaking assignments requiring assistance to complete some elements outside your area of
expertise.
A
PO 4
You are in charge of a research project in your company and you have hired an intern student to run
tests for the project. After the project was completed, the intern student received a job offer from a
competitor of your company to work in a similar project. You will submit a paper to a journal for
publication with the results from your project. You are considering including the intern student as a
coauthor of the paper. Your manager has argued that you should not list the intern as a coauthor since
she has done only minimal work for the project and she also may work for a competitor in a similar
project. What is the first action you should take to make sure you will make the most ethically
acceptable decision?
A. Do not include the intern as a coauthor
B. Disregard your manager's suggestion and include the intern as a coauthor
C. Call up your intern and ask her not to accept the job offer if she wants her name to appear as a
coauthor in the publication
D. Call the editor of the journal where you are submitting the paper to ask about the minimum work
required for paper co-authorship
D
PO 9
Which would be considered an ethical gift for an engineer to accept from a supplier?
A. A paid trip to an industry trade show
B. A ticket for a trip to Europe
C. A coffee mug with supplier's corporate logo
D. A $100 check
C
PO 5
You are a city engineer in charge of receiving and evaluating bids on behalf of the Davis city council. A
contractor submits a bid along with two tickets to the Giants ball game with a note of appreciation and
thanks you for considering his bid. The bid from this contractor is technically sound and the lowest
received. What should you do?
A. Return the tickets and reject the bid
B. Return the tickets and accept the bid
C. Discard the tickets and accept the bid
D. Discard the tickets and reject the bid
B
It is not ethical for professional engineers to accept gifts that may influence their decisions, so you
should not keep or use the tickets. You should not discard them either since the motives of the
contractor are not clear. And since the contractor did not violate any specific bidding rules the bid
should be accepted.
RP 4
You are an engineer in charge of receiving bids for an upcoming project. One of the contractors bidding
for the job is your former employer. The former employer laid you off in a move to cut costs. Which of
the following should you do?
I. Say nothing
II. Inform your present employer of the situation
III. Remain objective when reviewing the bids
A. I and II
B. I and III
C. II only
D. II and III
D
If you become aware that a registered engineer willfully violates a state's rule of professional conduct,
you should
A. nothing
B. report the violation to the state's engineering registration board
C. report the violation to the employer
D. report the violation to the party(ies) affected by the violation
B
The violation should be reported to the organization that has promulgated the rule.
Complete the sentence: "If you check the calculations for a licensed (registered) friend who has gone
into a consulting engineering business for himself/herself,
A. you should be paid for your work."
B. your friend's client should be told of your involvement."
C. you do not need to have any expertise in the subject."
D. your friend assumes all the liability of the work.
B
client has the right to know who worked on the design, and you and your friend have an ethical
obligation to notify the client.
PO 9
An environmental engineer with many years of experience reads a story in the local paper about a
proposal being presented to the city council to construct a new sewage treatment plant near a
protected wetland area. Based on what is presented in the paper and her professional experience, the
engineer suspects that the plant will be very harmful to the local ecosystem. Which of the following
would be acceptable for the engineer to do?
A) The engineer should contact appropriate agencies to get more data on the project before making any
judgment. B) The engineer should write an article in the paper's editorial page urging the council not to
approve the project.
C) The engineer should circulate a petition to through the community condemning the project, and
present the petition to the council.
D) The engineer should do nothing because she does not have enough experience in the industry to
express a public opinion on the matter.
A
PO 2
RP 3
Complete the sentence: "It is generally considered unethical to moonlight as a consulting engineer while
you are working for your primary employer because
A. you should not be competing with your primary employer for clients."
B. you cannot do a good job for your primary employer if you come to work in the morning tired."
C. you might be tempted to use proprietary information from your primary employer."
D. "double dipping" (e.g., drawing two paychecks) is unfair to the other engineers in the company."
B
choices A and C are true but not the reason why moonlighting is considered unethical by most ethical
codes.
C1
An engineer is consulting for a construction company that has been receiving bad publicity in the local
papers about its waste-handling practices. The engineer knows that this criticism is based on public
misperceptions and the paper's thirst for controversial stories. The engineer would like to write an
article in the paper's editorial page. What statement best describes the engineer's ethical obligation?
A. The engineer's relationship with the company makes it unethical for him to take any public action on
its behalf.
B. The engineer should request that a local representative of the engineering registration board review
the data and write the article in order that an impartial point of view is presented.
C. As long as the article is objective and truthful, and presents all relevant information including the
engineer's professional credentials, ethical obligations have been satisfied.
D. The article must be objective and truthful, present all relevant information including the engineer's
professional credentials, and disclose all details of the engineer's affiliation with the company.
D
It is ethical for the engineer to issue a public statement concerning the company he works for, provided
he makes that relationship clear and provided the statement is truthful and objective.
A survey crew is hired by the general contractor on a large government project to verify pertinent data
on the owner-supplied plans. While performing their functions, the survey crew is approached by a
subcontractor who wants them to perform some work for him on the same project. He states that he
will pay for this additional work and notes that it will be easy for the survey crew to perform both
services at the same time. What should the survey crew do?
A) The survey crew should accept this additional work as long as they have the equipment and capacity
to perform both services adequately.
B) The survey crew should accept this additional work as long as the circumstances are fully disclosed
and agreed to by all interested parties.
C) The survey crew should not accept this additional work as it will be a conflict of interest.
D) The survey crew should not accept compensation for any additional work because they cannot bill
two parties for work performed on the same job.
B
it is legal and ethical for the survey crew to work for more than one party on the same project as long as
the circumstances are fully disclosed and agreed to by all interested parties, as long as neither of the
parties are adversely affected.
An engineering firm is hired by a developer to prepare plans for a shopping mall. Prior to the final bid
date, several contractors who have received bid documents and plans contact the engineering firm with
requests for information relating to the project. What can the engineering firm do?
A. The firm can supply requested information to the contractors as long as it does so fairly and evenly. It
cannot favor or discriminate against any contractor.
B. The firm should supply information to only those contractors that it feels could safely and
economically perform the construction services.
C. The firm cannot reveal facts, data or information relating to the project that may prejudice a
contractor against submitting a bid on the project.
D. The firm cannot reveal facts, data or information relating to the project without the consent of the
client as authorized or required by law.
D
It is normal for engineers and architects to clarify the bid documents. However some information may
be proprietary to the developer. The engineering firm should only reveal information that has already
been publicly disseminated or approved for release with the consent of the client.
Without your knowledge, an old classmate applies to the company you work for. Knowing that you
recently graduated from the same school, the director of engineering shows you the application and
resume that your friend has submitted and asks your opinion. It turns out that your friend has
exaggerated his participation in campus organizations, even claiming to have been an officer in an
engineering society that you are sure he was never in. On the other hand, you remember him as highly
intelligent student and you believe that he could really help the company. How should you handle the
situation?
A) You should remove yourself from the ethical dilemma by claiming that you do not remember enough
about the applicant to make an informed decision.
B) You should follow your instincts and recommend the applicant. Almost everyone stresses the truth a
little in their resumes, and the thing you are really asked to evaluate is his usefulness to the company. If
you mention the resume padding, the company may lose a good prospect.
C) You should recommend the applicant, but qualify your recommendation by pointing out that there
are exaggerations of some details on his resume.
D) You should point out the inconsistencies in the applicant's resume and recommend against hiring
him.
C
PO 5
RP 7
While working to review the design of the suspension for a popular car, an engineer discovers a flaw in
the design currently being produced. Based on statistical analysis, the company determines that
although this mistake is likely to cause a small increase in the number of fatalities seen each year, it
would be prohibitively expensive to do a recall to replace the part. Accordingly the company decides not
to issue a recall notice. What should the engineer do?
A) The engineer should go along with the company's decision. The company has researched its options
and chosen the most economic alternative.
B) The engineer should send an anonymous tip to the media, suggesting that they alert the public and
begin an investigation of the company's business practices.
C) The engineer should notify the National Transportation Safety Board, providing enough details for
them to initiate a formal inquiry.
D) The engineer should resign from the company. Because of standard non-disclosure agreements, it
would be unethical as well as illegal to disclose any information about this issue. In addition, the
engineer should not associate with a company that is engaging in such behavior.