ADVANCED CERTIFICATE
PROGRAMME ON CAPITAL
MARKETS & SECURITIES LAWS
December 03, 2022 - February 02, 2023
Under the aegis of
GNLU Centre for Business & Public Policy (GCBPP)
www.gcbpp.in @gcbpp_gnlu dsl.gcbpp@gnlu.ac.in.
CELEBRATING TWO DECADES OF EXCELLENCE OF B.COM LLB PROGRAMME (2004 - 2023)
ABOUT GNLU
Established in 2004 with an aim to become a Research-based Teaching university,
Gujarat National Law University (GNLU), has always taken proactive initiatives and
outlook to provide valuable and mutually beneficial services to the institution of
governance, judiciary, economy and civil society, especially weaker sections of the
society. GNLU has created a unique learning environment, emphasizing on research
and training, coupled with a solid grounding in theory, with a vision to address the
user’s requirement, whether academic or not. The university constantly strives to
establish an all-round and interdisciplinary academic culture consistent with the other
National Law Universities of the country by offering undergraduate, postgraduate and
doctorate courses in the field of law.
ABOUT GCBPP
GNLU Center for Business & Public Policy is a center for excellence in Business and
Public Policy established by Gujarat National Law University with a vision of
promoting interdisciplinary research and dialogue on contemporary business and
public policy issues. It is working with a motto of providing platform for exchange of
scholarly views and promotion of ethical and socially responsible entrepreneurial
ventures.
ABOUT THE COURSE
Capital markets are the financial pulse of the economy. The maturity of an economy
is gauged by the robustness of its capital markets. Having a robust and well-
regulated securities markets facilitates companies to raise capital from the public
and at the same time allows the public to be a part of the nation’s corporate growth
story. The Securities and Exchange Board of India (SEBI) is the principal regulator of
capital markets and is established under the SEBI Act, 1992. SEBI, along with other
regulators (Ministry of Corporate Affairs, RBI etc.) frame guidelines and regulations
from time-to-time to be complied with by the companies, market intermediaries and
market participants. Knowledge about these legislations, compliances and due
diligence is crucial and pivotal for any person interested in securities law and capital
markets. The current Programme endeavors to provide conceptual clarity about
capital markets, various regulations and laws applicable to it, trading mechanics,
derivatives, taxation of securities transactions and other key aspects. The
programme will be a blend of theoretical and applied knowledge and is uniquely
positioned to cover both, regulatory framework and technical aspects of the capital
markets, and would be a first-of-its-kind offering. It attempts to bridge the gap that
is created by existing courses in this domain through comprehensive modules
covering capital markets, laws & regulations governing them and its market
mechanics as well.
OBJECTIVES AND LEARNING OUTCOMES
RESOURCE PERSONS
This programme will equip the participants to: Experts from Regulators (SEBI, IFSCA etc.)
Critically understand the concepts and Academicians (Professors from GNLU and
principles related to securities and capital other Universities)
markets Practitioners (Partners from CAM, SAM and
Comprehend the legal and regulatory other leading law firms)
framework applicable to the capital markets Industry Experts
Acquire a comprehensive understanding of
Securities Law, rules and regulations along COURSE CONTENTS
with its practical aspects
Develop broad perspectives on Indian and Primary & Secondary markets
international securities laws in all their Key provisions of the SEBI Act, 1992;
dimensions and have an understanding of Companies Act, 2013; SCRA, 1956; &
technical aspects of the capital market and Depositories Act, 1996.
its mechanics. Equity shares: Issuance and other regulatory
requirements- SEBI ICDR Regulations, 2018
IPO Analysis: Valuation, Pricing and Process
SCHEME AND DURATION OF THE COURSE Post Issue Compliance: SEBI LODR
Regulations, 2015
Total number of teaching hours (sessions) -
Secondary market infrastructure and key
70 hours
SEBI Regulations (Insider Trading, FUTP,
The course shall commence its online leg on
Delisting etc.)
December 3, 2022 and will have sessions
SEBI (substantial Acquisition of shares and
preferably on weekends. A total of 10
Takeovers) Regulations, 2011
sessions shall be conducted online
GIFT City IFSC & Key provisions of IFSCA Act
(tentative) with approximately 34 teaching
and regulations issued there under.
hours.
SEBI (AIF) Regulations, 2012
The offline leg of the course shall be from
Taxation of Securities
January 28, 2023 to February 02, 2023.
Introduction to key trading concepts and
There will be a total of 36 teaching hours in
stock exchange trading mechanisms
the offline leg followed by an evaluation.
Technical Analysis of charts, Price Action
For the offline leg of the course, participants
and key chart patterns
who opt for accommodation will be
Fundamental Analysis of Companies
provided with the same by the university on
Introduction to Derivatives, Futures and
an additional payment basis.
Options
ELIGIBLE PARTICIPANTS Regulations in Financial Derivatives Markets
Key concepts in Futures and Options- ITM,
Students enrolled in UG or PG courses in any ATM, OTM, strike price, option chain data,
recognised university, Scholars, Chartered Open Interest etc.
Accounts, Company Secretaries, Cost Black Scholes Model for option pricing
Accountants, Advocates, Academicians,
Professionals or Industry Practitioners. For detailed course outline and
Total number of seats: 60 schedule please click on the link
20 seats shall be reserved for the students below:
of GNLU.
Participation shall be strictly on a first come https://tinyurl.com/3wupweed
first serve basis.
HOW TO APPLY? COURSE FACULTY
Interested participants are required to register
Prof. (Dr.) S. Shanthakumar
themselves and pay the requisite fees through
Director - Gujarat National Law University
the Google form in the provided link.
Prof. (Dr.) Mayank Joshipura
Link for Registration Professor of Finance, NMIMS Mumbai
https://forms.gle/RkVE15jzDresHTyL8 Dr. Narayan Baser
Associate Professor - PDEU
In case of any problems with google form or
payment gateway, you may mail us at
Mr. Dipesh Shah
dsl.gcbpp@gnlu.ac.in.
Executive Director (Development) - IFSCA
Admission to the course will be confirmed only
after payment of fees.
Ms. Devaki Mankad
Partner - Cyril Amarchand Mangaldas
TEACHING METHODOLOGY
Mr. Oishik Bagchi
Lectures by faculty members (both in virtual
Partner - Khaitan & Co.
and physical mode)
Interactive sessions by industry experts and
practitioners Mr. Ankush Goyal
Case Analysis Partner - Trilegal
Group discussion and Participation method
Live IPO Analysis Mr. Ayan Mukherjee
Assistant General Manager - SEBI
FEES
Rs. 10,000 plus applicable taxes.* Dr. Mobin Shaikh
Assistant Professor of Management - GNLU
(GCBPP shall offer three ‘50% fee waiver
scholarships’ to needy participants. Dr. Divya Tyagi
Participants who want to avail the Assistant Professor of Law - GNLU
scholarships are required to submit a
Statement of Purpose at dsl.gcbpp@gnlu.ac.in
Mr. Satya Ranjan Mishra
which would be followed by an interview.)
Assistant Professor of Commerce - GNLU
EVALUATION PATTERN
Total 100 marks- 50 marks MCQ test and 50
Please Note: The list of faculties is not
marks for Research Paper presentation.
exhaustive and subject to multiple additions.
(Other details about mode of evaluation will be
GCBPP shall share the updated list with the
communicated by the organizing team in due
participants in due course of time.
course of time)
Registration fees are inclusive of breakfast, lunch and high tea on all days of the offline session.
IMPORTANT DATES
21 Nov.
2022
Last date for registration
03 Dec.
Commencement of the online leg of the course
2022
28 Jan.
2023
Commencement of the offline leg of the course
02 Feb.
End of the course followed by an MCQ evaluation
2023
25 Feb. Declaration of results
2023
ORGANIZING COMMITTEE
CHIEF PATRON
Prof. (Dr.) S. Shanthakumar
Director
Gujarat National Law University
FACULTY STUDENT MEMBERS
Mr. Satya Ranjan Mishra Mr. Devarsh Shah Mr. Harshit Singh Ms. Shabri Bose
Course Convenor Convenor (GCBPP) Course Coordinator Co-Convenor (GCBPP)
smishra@gnlu.ac.in devarshtejasshah@gmail.com harshit20bcl004@gnlu.ac.in bose.shabri@gmail.com
7978045209 6359565417 7284803289 7207494772
Dr. Mobin Shaikh Mr. Devanshu Anada Mr. Ishaan Gupta Ms. Sakshi Choudhary
Faculty Head (GCBPP) Convenor (GCBPP) Co-Convenor (GCBPP) Secretary (GCBPP)
mshaikh@gnlu.ac.in devanshusanada@gmail.com gishaan003@gmail.com sakshi99law@gmail.com
8128657561 7016832566 9033821018 9435013022
In case of any queries, please mail us at dsl.gcbpp@gnlu.ac.in
