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political science unit 1 ba llb 1st sem
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"fhe state is the highest form of human association\(It is nec
 
political Science:
Theory and Thought
potitca 2 53
 
 
INIT ION, MEANING,
NATURE AND ELEMENTS Med
1. MEANING OF STATE
is
The State is the most universal and most powerful of all social
institutions. The state
 
   
Sa natural institution, Aristotle sald man is a
social animal and by nature he is a political being. To him, to live in
the state and to be a man were identical. The modern term “state” is
derived from the word “status”. It was Niccolo Machiavelli (1469 —
1527) who first used the term “state” in his writings, State isa
nucleus of Political S. aarnen, “Political
 
 
 
 
 
 
 
cience: According to Dr,
Science begins with the State”.
Giate is an association and it means a nation or territory considered
as an organized political community under one government. State in
 
another sense, the political organization that has supreme civil
authority and political power and serves as the basis of
government and a government or politically organized society
having a particular character.
2. NECESSITY OF STATE
 
sary
 
Because it comes into existence out of the basic needs of lifQUt
continues to remain for the sake of good lif}. (The aims, desires and
aspirations of human beings are translated into action through the
stat, Though the state is a necessary institution, no two writers
agree on its definitios). There will be anarchy without the Stat). It is
necessary for leading good life! Aristotle has rightly stated “The
State comes in to existence out of the bare necessities of life and
 
continues to exist for the sake of good life”DEFINITION OF STATE
 
se the term “Stata”. They used the term “Poli
Thus neither
         
   
the Greeks nor the
Romans used the word State. Niceolo Machiavelli an Italian politica,
thinker was the first to use the word State in his classic work “
published in 1523 A.D.
Prince’
The term “state” may means condition of health or economic
condition) The term is sometimes loosely used by people to mean
states of India, or “the United States of America”. Sometimes
mean ‘nation’ or ‘society’ or ‘government’ or ‘counts}’. These uses of
the term are not correct at all from the scientific point, of view. It has
in fact, a specific meaning which is completely different from its
various uses noted above.
Different scholars have defined state diffidently according to their
individual view point}Some ofthe important definitions of Ue see
are mentioned below
Aristotle defined it as “A Union of Families and Villages having for
its end a perfect and self-sufficing life by which we mean a happy
and honorable life”.
Woodrow Wilson defines “state
as a group of people organized for
law within a definite territory.”
Bairgess defines state as “a particular portion of mankind viewed as
‘organized unity.”
Bluntschil says that “the state is a combination or association of
form of Government and governed,
united
men in the | on a definite
territory together
personality, more shortly
into a moral organized masculine
Person of definite territory.”
Pyof Laski defines state as
“a territorial society divided into
  
| science: Theory and Thought 7
a ent and subjects claiming with its allotted physical area of
Tot tne VW that the sate as a concept of poliical eclen&? and
 
essing an organized
government to which the great body of inhabitants render habitual
obedience It is considered to be the best definition of the state. It
con be summed up as “the state 1s a collection of human beings
 
upying a definite territory under an organized government and
is subject to no outside control.”
{fre above mentioned definitions of a state
or elements. They are- (a) population, (b) territory, (c) organization
or government and (d) sovereignty. A state cannot be formed at all
in the absence to any one of these characteristics. }
4. ELEMENTS OF STATE
reveal four characteristics
4.1. Population
(The most basic characteristic ofthe state is populatio
n) (As a human.
organization the state cannot be
formed without some peopld\/A
not live cannot be regarded as a
popula
For an ideal state, it should be
should be 10,000 minimum and 1
the maximum and minimum
5,000 and Aristotle thinks that it
00,000 maximum) In mode:
size of
Prescribed, It means that there is no hard
of the population of the state.)in fact,
m times,
Population has not been
and fast rule about the size
Population varies from few
pp
> aR DPD ae
 
4
~
nm= ag |
thousands as in case of Monacol, Guatemala and Leech Tenstey 9p
the millions asin China and India, Although the mextern tendon
in favour of large population of state, itis unwise to have, a
Jarge population when its resources are scarce
4.2. Territory
fhe second characteristic of the state is territory oF a fn
:
eographical area on the eart/In the absence ofa fied terston, |
state cannot be constituted. |As for example, the nomadie tribes ji
Gipsies and others cannot form a state of their own owing to a
 
absence of a fixed territory, to reside in,}
Similarly, the Jews did not from a state till, they definitely seta
down in Israel in 1948. Like population, there is no limit set for ty
territory of a state, It may vary from a few square miles as in th
case of Monacol and few million square miles as in the Soviet Unioa
and the United States, In the modern world today, small states «|
well as big states exist. From the administrative, point of view smal
states are always better than big states but from the point of view al
defence, they are not good all.
4.3. Government
{The state must possess an organized Government. fit is th
machinery through which the state must exercise its suprem
power) fe constitutes the brain of the staté] A state cannot be thought
of without some sort of Government, Phe state performs its various
functions through the Government |. W"Gamer says, Government
the agency or machinery through which common policies
determined and by which common affairs are regulated ani
 
neory and Thought 5
 
ga. sovereignty
Fe fourth and the most important element, or characteristic of the
( vereignt). Goverlgnty means supreme power oF ultmnee
Shorty against which there can be no appeal) Externally, the state
aims final and absolute authority is independent of any foreign
‘controll faternally, the state is supreme over all of its citizens and
sodations within its jurisdiction) @ll the individual within the
fate must submit to its will obedient)
 
 
sovereignty has to aspects: Internal sovereignty means that the
Sate Is supreme over all its citizens, and associations. Extemal
sovereignty means that the state is independent and free from
(rag oF SatsIde Omir. According, to Harold J. Laski, “It is by
fassession of sovereignty that the state is distinguished from all
other forms of human association,
 
 
 
Characteristics of sovereignty: (1) Absoluteness/There can be no
Sieointencssi/
legal power within the state superior to
 
rand there can be no legal
Iimitto the supreme law-making, power of stata)
vwernatity.
0) Universality: The sovereignty of the state extends over every
Frnon and every association of persons in the stata)
0) Permanence: fhe sovereignty ofthe state continues as long asthe
ste itself exists) Only by the destruction of the state sovereignty be
destroyed.
( Indivistbitf: There can be one sovereignty in the state Ko
Aivide sovereignty is to destroy it. The exercise of its power may be
“stributed among various governmental organs but the sovereignty
‘Saunt just as the state isa unit)
5. NATURE OR CHARACTERISTICS OF STATE
+ Unity: Unity is the state of different areas or groups being joined38 Political Science: Theory and Thought
together to form a single
 
sntry or organization here is Support
  
for economic unity in trade and industry to promote growth and
prosperity) hen there is unity, people are in agreement and. act
together for a particular purpose)
b. Comprehensiveness: The state of being complete and entire;
having everything that is needed
< Continuity: Property of a transition between two states of matter,
‘as between gas and liquid, during which there are no abrupt
changes in physical properties.
4. Equality: The doctrine of equality of states means one thing in
legal effect, but it also must be reflected against the realities imposed
by differences in political power. Political equality is in some sense a
because in political terms few states are equals.
fiction,
e. International Recognition: According to International Law,
Recognition is the formal acknowledgment of the status of an
independent State by other existing states. States are considered a
the principal persons in International Law. The recognition of a state
is often a political act of a state.
6. STATE IN COMPARISON WITH GOVERNMENT
ough the two terms state and government are commonly used
Althi
there is a difference between them. Government refers
as synonyms,
to the group of authorized peo)
a type of political entity. State refers to the organized
living under a single system of government.
ple who governs a country or a state,
A state is
political community
which a state or community is
A government is the system by wl
ith the
controlled. Government also refers to the group of people w:
authority to govern a country or state at a given time. Governments
exist at national, regional and local level but, local governments art
 
vet aws, and arbitrating conflicts, Governments can be categorized
into several types.
republic are some common types of 8
the government does not change often, and the people in power are
self-perpetuating or hereditary class. In democracies, the positions
of power are filled by representatives elected by people.
Government is not permanent; it is temporary. The death of a ruler
Democracy, republic, monarchy, democratic
jovernments. In monarchies,
or defeat in the general election can overthrow a government
‘The main difference between state and government is that the
government refers to a particular group of people who control the
state at a given time whereas the state is an organized political
community. Basically, the state power is employed through the
government. Although a state is an immaterial and nonphysical
‘social object, unlike governments, it is permanent. The main
difference between state and government is that state is more or less
permanent whereas government is temporary. The death of a ruler
ora defeat at an election can change the government.
6.1. Difference between State and Government
Definition: State is an organized political community that lives
under a single system of government. Government is the system by
which a state or community is controlled.
Permanency: State
'y: State is more or less permanent. Governments are
temporary
Conce|
‘oncept: State refers to a political entity that is immaterial and non-
+hysical. Governme:
Physical. Government generally refers to a group of people.“ Political Science: Theory and Thowshy
 
Power Relation: State employs its power through the government,
Government controls the state at a given time,
Some of the main differences between state and government are as
follows:
1. Government is only an element of the state: A State has four
Territory, Government and
Government is only one element of the State. It is just
essential elements— Population,
Sovereignty
fone part of the State which acts for the state.
2. Government is an Agency or Agent of the State:
Government is an agency of the State. It acts for the state. It is that
agency of the State which formulates the will of the state into laws,
implements the laws of the state and ensures conformity to the laws
of the state. Government exercises power and authority on behalf of
the state.
3. State is Abstract, Government is Concrete: State is a concept,
an idea or a name used to denote a community of persons living on
@ definite territory and organised for the exercise of sovereignty.
State cannot be seen. Government is made by the people of the State
It is formed by the representatives of the people. It has a definite and
defined organisation and form. It can be seen as a team of people
exercising the power of the State.
 
  
Jory and Thought
4. Government is organised only by 2 portion of the
 
he whole population is a part of the St
population of State: The whole por
 
ror, people are citizens of the State. However, goverment i
Le eee ean ee aie Ont eee ere
rete act as representatives ofthe people, form the government
Brie Sate Their number is limited to few hundred only. tn india
coud £500 MP's and MLA’S represent the total population of
round 110 crores and exercise the politcal power atthe centre and
inall states of India,
5. Membership of a State is compulsory but not of
Government: All people are citizens of the State. They together
constitute the population of the State. Each one normally gets the
membership (citizenship) of a state automatically right at the time of
one's birth and continues to live life as such. However, membership
of the government is not automatic. No one can be forced to become
its part. Anyone can voluntarily seek an election, get elected as a
representative of the people and become a part of the government
‘Only some persons form the government.
. Sovereignty belongs to State and not to Government:
Sovereignty is the hallmark of the State. It belongs to the State. The
Sovernment exercises power on behalf of the State. It acts on the
basis of the sovereignty of the State. Sovereignty is comprehensive,
absolute, unlimited and all inclusive supreme power of the State
 
The government exercises only well-defined and limited powers,
7. Territory belongs to the State: The State has soverei m
Senership and jurisdiction over its territory
entity and
State is a territorial
territory belongs to it. The government has the
{Ponsibility to preserve, protect and defend the territory of the
State, The
laws made by the government are applicable to all partsof the territory of State but territory belongs to the State and noy
 
8. Every State has uniformly four essential element,
however the forms and features of Government differ fru
State to State: Each State has a uniform personality with its fou)
Government
 
elements Population, Territory, ang)
Sovereignty. However, governments can be of different forms
Parliamentary or Presidential, Unitary or Federal or a mixture «
essential
 
can be monarchical atic of
these
democratic or a dictatorship. The people can by choice change the
fate exists independently ang
A. government
form of their government. But the
has a uniform character.
9. State Permanent, Government is Temporary
Governments come and go regularly. After every general election
the government changes. It can also undergo a total change throug
an election or even through a revolution. State is permanent.
continuously lives so long as it continues to enjoy sovereigniy
Independent India continues to live as a sovereign independent
state since 1947. However, she has witnessed the rise and fall
several governments at the national and state levels.
i
 
sory and Thowyy,
1 gtence: TEOTY
 
post
sovercigh
ompulsor
- -
~ Non-Sovereign
Optional membership
ry membership
Not necessary fixed territory
Necessary fixed territory
Iisabstract It is concrete
People cannotappose People can appose
Itis within the state
Govt. have different form
eth ka |
Essential component
Allstatesare similar
eS
g Itisamaster Itisa servant
7, STATE IN COMPARISON WITH SOCIETY
society is a comprehensive association of peaceful and willed
qeations of men who join together for the fulfillment of their
common objective. Besides this, for the fulfillment of his various
needs an individual forms various associations, institutions and
communities and all these are the components of the society
71. Difference between State and Society
 
For analysing and understanding the distinction between State and
Sox
popularly defined as the sum total of social relations among people.
 
ety, Iet us understand the meaning of Society. Society is
Maclver says “Society is the web of social relationships.”Society is a
human community whose members are bound by comprehensiv
Social relations. Society includes all relati
 
 
nships among its people
and their gro
their groups. Society is the focus of study of Sociology.
Society is det “ i i
'y is defined as “a collection of individuals held together by
nduriny i at
ing relationship in pursuit of common ends.” The
on the other hand, is defined as “a particular portion of
 
 
aoa oarpaats
bag
 
aa
 
 
.Ve
INI N
 
« Political Selonces Theory an
     
Jed for th dp
society politically on protection
    
its common interests”, Thu: tn. a part of society
is necessarily a political organization but society ts not
 
The Sty
2. The society regulates all forms of social conduct,
   
regulates only the external relationship of men in society, Whi
State derives its strength mainly from laws, societies derive ity
 
strength from traditions, customs and conversions.
 
3. The State possesses the power of coercion, Disobedience to its la
is followed by punishment, Soctety, on other hand, does not enjoy
the power of coercion, Disobedience (0 its rules may not be
nent. Thus, the only basis of the
 
followed by any physical punish
authority of society is social customs, convention and_ morality
bers by persuasion an
 
Society secures the co-operation of its m
not by coercion. The State alone possesses sovereignty,
 
4. The State is a territorial organization, It has well defined territory
al area. The
 
of its own, But society is not limited to any geograph
Jews, for example, constitute a society as they are spread all over the
ay,
 
world. So is the case with the Hindu society or the Christian soe
It has thus no territorial jurisdiction as the State always has. Its scope
of various
may over the entire world crossing the boundarie
nations, Within a State, the people
ies having different social traditions. Thus, society may be
 
nay be organized into differ
 
 
narrower or broader than the State.
 
5. The State is a compulsory organization, whereas, society is +
voluntary organization.
6. Society is wider in scope than State: Society is a very broad and
of human beings. It is formed by all
 
comprehensive organisatic
 
nomic, cultural, political, moral
Be
types of relations (social,
   
at er nd develop among the peop!
     
religious, and others)
 
 
members of the society. As against thi
who are
Mawel wttulion OF organisation. tis concerned. pri
of power in sociely, State constitutes the sovererg
 
tha entee ope
oreayatem of the Societ
pows y
3 to State: Society is rooted in human nature. As
      
7, Society 8 P
social animals people naturally enter into social relationships and
the birth of society took place in the ea
 
st penod
 
form society
State also has a very long history behind i
ry. Th
protecting, the social relationships is the need for law and order led
everyone agrees, it came after the birth of soci
 
 
to the birth of the State. State had its birth after the evolution of
society into a territorially settled society of people.
8, State is a politically organised unity of the ps
unity of people bound together in social relationships:
Society includes both
 
ople, Society is a
 
natu
    
organised and un-organised groups of people,
 
their activities and relationships, It consists of the vast network of
 
an relationships State is a politically organised
 
 
society.
community of people living on a definite portion of territory and
characterised by thy
   
exercise of sovereignty over the people. State is
the organised political community of the people of a society
9. Government is the agency of the
  
State; Society has no formal
organised agent: State acts through its government. Government is
the agent of the State. It exercises the sovereiy
 
ty of the Si
   
Society has no agent or agency. It is a self-regula
   
18 system of
‘whtionships, It functions naturally on the basis of its customs,
Kaditions, usages and naturally evolved moral codes of conduct
Society lacks a for
 
L organisation,
10. Sovereignty belongs to State and not to Society: Sovereignty is
the most ess
essential property and the hallmark of the State, State alonei i Ta
————
Pr
wer over all its citizens and their institutions,
  
 
   
£ the Society. Society is a system of social relations
 
I the mer
 
11. Territory belongs to State and not to the Society: State is
territorial entity. Definite territory is an essential element of the
State. Society has no territory. Even vagabond bound by social ties
society, non-resident Indians who have got the
jan society
 
citizenships of other States continue to members of Indi
ternal and external human
 
12. Society is concerned with both
behaviour, State is concerned with external aspects of human
behaviour: State is concerned with external human behaviour: Its
laws lay down rules which regulate the external behaviour of the
people and their groups, institutions, and organisations. State uses
its coercive power on each such person/group/institution which
commits any breach of law. In contrast, the society is concerned with
human behaviour and relations in society. Socal
and rules of morality cover all types of
Jevels—individual, family, community
all aspects of
customs and traditions,
social relations at all
neighbourhood, regional and national.
413. Sociology studies Society and Political Science studies State
From our point of view society i.e. social relations constitute the
object of study in Sociology whereas State and political relations av
the objects of study in of Political Science. Since all political relations
and institutions are parts of the social system/society, Sociology
also interested in these.
State always works for securing laws, order and security in the
Society. Its power regulates all social relations likewise soci
relations always have a deep and big impact upon political rel
customs
Jations
Caste groups, communities, religious groups, family,
 
   
; ays of social life, ethnic rel n Vk
traditions: ,
one Factors of Politics. Hence, both State a
nportan
ipa related and yet quite different i
ind Society have some
State
 
mye differences, the
abo
ihe State and society sometimes in
jude practically
 
as well
: ewhelming ™:
 
and in most cases, an ove
be included in the same State
Ip each other. Pro;
a Hence, the
 
ws of a society may
members of y
 
ty go hand in hand. They h
» and Socie
state and
os of the state and the working of
pends upon the propre’
 
society de}
soetate is in influence by social customs and tradition. Barker has
State and Society in the
 
.e distinetion between the
following words. “The Slate
1 one another. But roughly we may say that the are
gummed up th
nd society overlap, they blend, they
 
borrow fro of
the one is voluntary co-operation, its energy
area of the othe
y that of good will, its
is that of
   
method that of elasticity, while th
mechanical action, its energy, forces, its method, rigidity
Be
Itis older
Society:
   
Itisnew
2. Wider scope Less scope
3... Fixed territory not essential Fixed territory is essential
4. Itisnon sovereign Itis sovereign
Organisation optional Organisation compulsory
6, Related with internaland Related with externalaction
externalaction
7. Ithas persuasive power Ithas supreme power
pan
")
 
andS232 NG
—
ce el ti lias
 
Political Science: Theory and Thougy
8. STATE IN COMPARISON WITH ASSOCIATION
State is the sovereign community of all the people who live in the
territory of the state. Before or understanding the difference between }
@ State and Association, let us first know the meaning o
Association. An association is a voluntarily organised union of |
Broup or institution of some people for securing a particular need or
needs. Maclver writes: “An association is a group of
individuals, who are organised to achieve a particular objective op
 
some objectives.” Associations are of several types. There are |
 
associations of the labour, trade, government employees and others
There are economic associations e.g. trade unions, chambers of
commerce and others. Each political party is also a political
association. An association is a non-sovereign organisation of only
some people. It is specially organised for serving a particular need
‘or some needs. Associations always work under the laws of their
respective States.
8.1. Main Points of Distinction between the State and
Association
1. State is the Sovereign organisation. Associations are Non-
sovereign organisations of people: State possesses sovereignty.
It has supreme power over the people. It can use force for securing
compliance of the people to its laws and policies. All persons and
‘groups living in the territory of a State accept the sovereignty of the
State and obey its laws. Any one refusing to do so is punished by the
State, e. On the other hand, an association has no power to get its
orders obeyed by force. It cannot use force against its members. If
any member disobeys the mules of association, it can, at the most
terminate the membership of the defaulting member.
 
 
2 The State has wider objectives and Association narrower
ibyectives while an association has ana
‘the State has wider
and limited objective. The State maintains peace
 
\d order and
long with it tries to promote economic, moral, cultural and social
welfare of the people. State acts for the promotion of welfare of all
 
its people. The scope of its functions is very vast. As against it, every
association is organised to serve a limited set of objectives. Some
associations have just one objective. Further each association is
concerned only with the promotion of the interests of its members.
 
3. Citizenship of the State is Compulsory but membership of
each Association is Voluntary: The membership of the State is
compulsory. Each person becomes the citizen of his State right at the
time of his birth and remains so all his life. If he ceases to be the
citizen of a State, he has to become a citizen of another State. On the
other hand, the membership of an association is voluntary. No one
can be forced to become a member of an association. Anyone can
withdraw from the membership of an association at any time
4. The State can impose Taxes, and not an Association. The
State req
revenue by imposing taxes upon the people. No person can refuse to
 
es finances to run administration: It collects
pay the taxes imposed by the State. If any person fails to do so, the
State can use force to collect the taxes. An association also requires
finances to fulfil its objectives, but it cannot impose any tax for this
Purpose. An association can collect only membership fee or
voluntary contributions. No association can use force for collecting,
its funds or subscriptions
 
5. One person can become a member of only one State but of
Several Associations: An individual can be, at one time a citizen of
only one state. Normally he acquires this citizenship/membership bybirth, H r become a citizen of any other State
te, he has to leave the
 
   
citizenship of his Parent State. However, any person can become
member of as many associations as he may deem fit, At a time he
can be a member of an entertainment club, a religious association
trade union and a political party. He is not required to leave the
 
membership of one association for becoming a member other
 
6. State is essentially a sovereign territorial entity; an
Association may or may not be territorial: Territory is an
essential element of every State. Each State has a definite and fixed
territory, While State is the sovereign institution of all the people, an
organisation
 
association is a voluntarily organised non-sovere
Which always remains and works under the laws of the State
ial for an association. Associations are mostly
 
Territory is not essen
non-territorial
7. Only one State but many Associations can be there in one
sfinite territory only one State can live. When
 
Territory: Within a d
the territory of a state gets divided in two parts, two separate States
come into existence. Two States in a single territory are
inconceivable, Against this, several associations simultaneously exist
in one territory at any given time. In fact, there are a large number of
associations continuously working within the territory of each State.
8. The State is the national community of its people while
Associations can be local, regional, national or international:
The State has a national status. Each nation has a State. Associations
can be local or national or regional and even international in
Entertainment clubs are almost always local. The
organisation.
United Nations and
International Red Cross Society art
P
The
 
c ry and Thought
tities! SCM a
 
The State
ermanent whereas associations always ©
° is permanent and Associations are temporary
s ome and go.
me State iS F
the ehiet clement of the State is its permanence. ‘The objectives
‘a State seeks to fulfil are never-ending objectives.
ations are formed for the fulfilment of particular objectives
These
whet
hese stay as Tong. as thes
aring their objectives. Associations are often
se continue to fulfil their objectives.
 
get dissolved after se
temporary. These can even get dissolved before accomplishing their
objectives.
Superior to all
 
10, The State as sovereign state is
‘Associations: The State is superior to all associations due to its
sovereignty. Associations always function under the State. The State
‘can regulate and control the functioning of every association
existing in its territory. Every association always exists and works
on the basis of the laws of the State
‘Thus, there are several well-recognised differences between the State
and an Association. State is the sovereign community of all the
people who live in the territory of the state. An association is a non-
sovereign organisation of only some people. It is specially organised
for serving a particular need or some needs. Associations always
work under the laws of their respective States.