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    The Vocabulary Book
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    Learning and Instruction
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                       SECOND EDITION
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                          Michael F. Graves
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    Contents
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    1. Introduction                                                      1
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        The Importance of Vocabulary                                    2
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        Why a New Edition?                                              3
        Three Critical Facts About Vocabulary                           4
        The Four-Part Program Described in This Book                    5
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        An Overview of This Book                                        9
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    2. Words and Word Learning                                          11
        The Vocabulary-Learning Task Students Face                      11
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        Vocabulary Instruction                                          16
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        Concluding Remarks                                              41
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    3. Selecting Vocabulary to Teach                                   43
        Selecting Vocabulary to Teach from the
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           Texts Students Are Reading                                  43
        Some Word Lists to Consider                                    56
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        Assessing Students’ Word Knowledge                             62
        Concluding Remarks                                             68
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    4. Providing Rich and Varied Language Experiences                  69
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        Promoting Incidental Word Learning                             70
        Directly Building Primary-Grade Children’s Oral Vocabularies   74
        Word-Consciousness Activities for the Primary Grades           84
        Concluding Remarks                                             86
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VI   viii                                                                       Contents
     5. Teaching Individual Words                                                     89
            Preliminaries to Teaching Individual Words                                90
            Methods of Teaching Individual Words                                      96
            Selecting Among the Methods and Teaching Vocabulary
               to Improve Reading Comprehension                                       112
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            Repetition and Review                                                     113
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            Concluding Remarks                                                        116
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     6. Teaching Word-Learning Strategies                                             117
            A Powerful Model for Teaching Strategies                                  117
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            Preliminaries to Instruction on Specific Word-Learning Strategies         119
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            Using Word Parts                                                          119
            Using Context Clues               ow                                      131
            Using the Dictionary                                                     136
            Recognizing and Dealing with Multiword Units                             139
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            Developing a Strategy for Dealing with Unknown Words                     139
            Adopting a Personal Approach to Building Vocabulary                      140
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            When Should the Strategies Be Taught?                                     141
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            Concluding Remarks                                                       142
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     7. Promoting Word Consciousness                                                 143
            Modeling, Recognizing, and Encouraging Adept Diction                     145
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            Promoting Wordplay                                                       147
            Providing Rich and Expressive Instruction                                 151
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            Involving Students in Original Investigations                            154
            Teaching Students About Words                                             157
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            An Activity That Both Fosters Word Consciousness
              and Teaches Individual Words                                           162
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            Concluding Remarks                                                       164
     8. Special Considerations for English Learners                                  165
            Some General Principles of Effective Instruction                         166
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    Contents                                                               ix   VII
        Effective Instruction for English Learners                        167
        Suggestions for Modifying Each of the Four Parts of the Program   172
        Supporting Students’ Reading with Scaffolded
          Reading Experiences                                             178
        Concluding Remarks                                                186
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    Final Words                                                           187
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        The Importance of a Multifaceted Approach
          to Vocabulary Instruction                                       187
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        Apportioning Time to Each of the Four
          Parts of the Program                                            188
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        Providing Long-Term Instruction                                   189
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        Providing Differentiated Instruction                              189
        Teaching for Transfer               ow                            190
        The Place of Vocabulary in a Comprehensive
          Literacy Program                                                192
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    Literature Cited                                                      193
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    References                                                            195
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    Index                                                                 215
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    About the Author                                                      230
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    © 2016 Hawker Brownlow Education • 9781760560355 • TCP0355
                                                                          CHAPTER 1
    Introduction
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        Sticks and stones will break my bones, but words will never hurt me.
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                                                        —Children’s Nursery Rhyme
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    It is certainly true that sticks and stones will break your bones, but it is pa-
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    tently untrue that words will never hurt you. We have all experienced hurtful
    words, perhaps very hurtful words. Words can be incredibly powerful. Of
    course, their effect need not be a negative one. Words can also exert a very
    powerful positive influence, as do the words Portia speaks in her “Quality
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    of Mercy” speech, those of Franklin Delano Roosevelt in his “Nothing to
    Fear but Fear Itself” speech, Martin Luther King, Jr. in his “I Have a Dream”
    speech, and Hillary Rodham Clinton in her “Women’s Rights are Human
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    Rights” speech.
          But it is not only words that can have a powerful effect. The absence
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    of words can also have a very powerful effect. As scholars such as Becker
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    (1977); White, Graves, and Slater (1990); Hart and Risley (1995); Rodriguez
    and Tamis-LeMonda (2011); and Fernald, Marchman, and Weisleder (2013)
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    have shown, a number of students—including many English learners (ELs)
    and children growing up in poverty—enter school with debilitating small
    vocabularies that severely hamper their ability to learn to read and to suc-
    ceed in school.
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          The trajectory of vocabulary development for English-speaking chil-
    dren raised in language-rich, English-speaking environments is reason-
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    ably well established, although there is a good deal of variation in the
    timing of that development. The National Institutes of Health (2014)
    suggest the following developmental milestones: From birth to 3 months,
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    children react to loud sounds and coo and make pleasure sounds. From
    4–6 months, they respond to changes in their parents’ tone of voice,
    babble in a speech-like way, and use many different sounds. From 7
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    months to a year, they listen when spoken to, understand common terms
    such as milk and juice, and by the end of the year have learned a few
    words, perhaps dada and mama. From 1 to 3 years, children can follow
    simple commands, acquire new words on a regular basis, and use two- and
    three-word phrases to talk about a number of things. From 4 to 5 years,
    © 2016 Hawker Brownlow Education • 9781760560355 • TCP0355                         1
2   2                                                           The Vocabulary Book
    they use sentences with four or more words, hear and understand most
    of what is said at home or in school, and communicate easily with adults
    and other children.
         While this general sequence of vocabulary development is widely
    agreed on, estimates of the size of children’s vocabularies at the time they
    enter school vary markedly, even if we consider only the vocabularies
    of children raised in supportive English-speaking homes. My best esti-
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    mate, however, based on the work of Anderson and Nagy (1992); Anglin
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    (1993); Miller and Wakefield (1993); Nagy and Anderson (1984); Nagy
    and Herman (1987); Snow and Kim (2007); Stahl and Nagy (2006); and
    White et al. (1990) is that linguistically advantaged children enter school
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    with oral vocabularies of 5,000–10,000 words. The vocabularies of less
    linguistically advantaged children—English learners and children grow-
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    ing up in poverty—are considerably smaller than this, with some Eng-
    lish learners who have just arrived in the United States beginning school
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    with only a handful of English words and some children who grew up
    in English-speaking but linguistically impoverished environments having
    vocabularies perhaps half the size of their more advantaged classmates
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    (Becker, 1977; Fernald et  al., 2013; Hart & Risley, 1995; Rodriguez &
    Tamis-LeMonda, 2011; White et al., 1990).
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                      THE IMPORTANCE OF VOCABULARY
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    The size of students’ vocabularies as they enter and progress through school
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    matters because vocabulary is tremendously important in learning to read,
    in succeeding in all school subjects, and in achieving in the world beyond
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    school. The findings of over 100 years of vocabulary research include the
    following:
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        r Vocabulary knowledge is one of the best indicators of verbal ability
           (Sternberg, 1987; Terman, 1916).
        r Vocabulary knowledge contributes to young children’s phonological
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           awareness, which in turn contributes to their word recognition
           (Goswami, 2001; Nagy, 2005).
        r Vocabulary knowledge in kindergarten and 1st grade is a significant
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           predictor of reading comprehension in the middle and secondary
           grades (Cunningham & Stanovich, 1997; Scarborough, 1998).
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        r Vocabulary difficulty strongly influences the readability of text
           (Chall & Dale, 1995; Fitzgerald, Ellmore, Relyea-Kim, Hiebert, &
           Stenner, in press.).
        r Teaching vocabulary can improve reading comprehension for both
           native English speakers (Beck, Perfetti, & McKeown, 1982) and
           English learners (Carlo et al., 2004).
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    Introduction                                                                 3    3
        r Growing up in poverty can seriously restrict the vocabulary
           children learn before beginning school and make attaining an
           adequate vocabulary a challenging task (Fernald et al., 2013;
           Hart & Risley, 1995).
        r Disadvantaged students are likely to have substantially smaller
           vocabularies than their more advantaged classmates (Templin,
           1957; White et al., 1990).
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        r Learning English vocabulary is one of the most crucial tasks for
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           English learners (August, Carlo, Dressler, & Snow, 2005; Nation,
           2014b).
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           failure of disadvantaged students (Becker, 1977; Bergland, 2014).
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         Moreover, vocabulary has consistently been recognized as important
    across time and across various educational trends. It was, for example, central
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    to the work of Edward Thorndike (Clifford, 1978; Thorndike, 1921, 1930;
    Thorndike & Lorge, 1944); it was one of the five “pillars” of reading iden-
    tified by the National Reading Panel (2000) and underlying the Reading
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    First program, and it is one of six “shifts” underlying the Common Core
    (Coleman, 2011). Fortunately, since vocabulary is so important, we know a
    great deal about vocabulary development and about how to teach vocabu-
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    lary. Over 100 years of vocabulary research led to the above findings, as
    well as to a wealth of others. I review the research on vocabulary learning
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    and vocabulary instruction in some detail in Chapter 2. In the remainder
    of this chapter, I briefly describe my reasons for revising The Vocabulary
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    Book at this time, discuss three critical factors to keep in mind as you con-
    sider vocabulary instruction, introduce the four-part vocabulary program
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    described in this book, and give an overview of the remaining chapters and
    an afterword.
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                                WHY A NEW EDITION?
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    It has now been 10 years since the first edition of The Vocabulary Book, and
    a new edition is definitely called for. Here are the major factors motivating
    me as I write:
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        r Theory and research on vocabulary learning and vocabulary
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           instruction have advanced markedly, although as I have recently
           noted (Graves, 2015a), we still have much to learn.
        r A number of new instructional practices have been developed. Some
           of these are based on recent research and theory, while others are
           the result of teachers doing what they have always done—finding
           new and more powerful ways to increase student learning.
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4   4                                                           The Vocabulary Book
        r The Common Core State Standards (National Governors
           Association Center for Best Practices & Council of Chief State
           School Officers [NGA Center & CCSSO], 2010) have both
           highlighted the importance of vocabulary and made building strong
           vocabularies an absolute necessity for today’s students. This is
           particularly due to the emphasis the Common Core puts on reading
           complex text, which of course often contains complex vocabulary,
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           and the insistence in the Common Core that all students read these
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           complex texts.
        r The number of English learners in school and information about
           succeeding with ELs has markedly increased, resulting in this
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           edition in a chapter specifically on instruction for ELs.
        r I have become increasingly aware of both the importance and the
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           challenges of selecting from the huge number of words teachers
           might teach the relatively small number of words that they have
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           time to teach. This awareness led to another new chapter in this
           edition, one on selecting vocabulary to teach.
        r Using the first edition of The Vocabulary Book in classes and
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           in-service sessions and feedback from teachers and teacher
           educators who have used the book has produced a number of ideas
           for improving the book, and I have incorporated many of these
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           ideas into this edition.
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                  THREE CRITICAL FACTS ABOUT VOCABULARY
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    At this point, I want to directly state two critical facts about vocabulary and
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    restate another crucial fact, facts to keep firmly in mind as you read this
    book and plan vocabulary instruction.
        First, the vocabulary-learning task is enormous! Estimates of vocab-
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    ulary size vary greatly, but a reasonable estimate based on a substantial
    body of recent and rigorous work (Anderson & Nagy, 1992; Anglin, 1993;
    Miller & Wakefield, 1993; Nagy & Anderson, 1984; Nagy & Herman,
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    1987; Snow & Kim, 2007; Stahl & Nagy, 2006; White et al., 1990) is this:
    The books and other reading materials used by schoolchildren include over
    180,000 different words. The average child enters school with a very small
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    reading vocabulary, typically consisting largely of environmental print.
    Once in school, however, a child’s reading vocabulary is likely to soar at a
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    rate of 3,000–4,000 words a year, leading to a reading vocabulary of some-
    thing like 25,000 words by the time by 8th grade, and a reading vocabulary
    of something like 50,000 words by the end of high school.
        Second, the fact that there are far more words to be learned than
    we can possibly teach is not an argument that we should not teach any
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    Introduction                                                                 5    5
    of them (Beck, McKeown, & Kucan, 2013; Blachowicz, Fisher, Ogle, &
    Watts-Taffe, 2013; Graves, 2014; Neuman & Wright, 2013; Stahl & Nagy,
    2006). Both instruction on individual words and instruction that pro-
    motes children’s ability and propensity to learn words on their own are
    very worthwhile (Baumann & Kame’enui, 2004; Blachowicz, Fisher, et al.,
    2013; Carlo, August, & Snow, 2005; Kame’enui & Baumann, 2012; Nagy,
    2005; National Governors Association Center for Best Practices & Council
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    of Chief State School Officers, 2010; National Reading Panel, 2000; RAND
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    Reading Study Group, 2002; Stahl & Nagy, 2006).
         Third, as I have already noted, there is now a very substantial body of
    evidence that many English learners and many children raised in poverty
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    enter school with vocabularies much smaller than those of their middle-class
    and native English-speaking classmates (August et al., 2005; Becker, 1977;
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    Bergland, 2014; Fernald et  al., 2013; Hart & Risley, 1995; Rodriguez &
    Tamis-LeMonda, 2011; White et  al., 1990). This means that an effective
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    vocabulary program must not only assist linguistically advantaged students
    who enter school with perhaps 5,000 to 10,000 English words in their oral
    vocabularies to learn the tens of thousands of words they will need to ac-
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    quire in their 12 years of schooling but also assist linguistically less advan-
    taged students who enter school with much smaller vocabularies to catch up
    with their classmates. The four-part program briefly described in the next
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    section of this chapter and elaborated on throughout this book is my very
    best attempt to provide such a program.
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              THE FOUR-PART PROGRAM DESCRIBED IN THIS BOOK
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    This book presents a comprehensive plan for vocabulary instruction,
    one broad enough to include instruction for English learners and other
    children who enter school with small vocabularies, children who pos-
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    sess adequate but not exceptional vocabularies, and children who already
    have rich and powerful vocabularies and are prepared for the challenge
    of developing still more sophisticated and useful vocabularies. More spe-
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    cifically, the book describes a four-pronged vocabulary program that I
    began developing 30 years ago (Graves, 1984, 1985) and have continued
    to modify and hone since that time (Graves, 1987, 1992, 2000, 2004,
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    2006, 2009, 2008, 2014, 2015a; Graves, August, & Carlo, 2011; Graves,
    August, & Mancilla-Martinez, 2013; Graves & Fitzgerald, 2006; Graves &
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    Watts-Taffe, 2002). The program has the following four components:
    frequent, varied, and extensive language experiences; teaching individual
    words; teaching word-learning strategies; and fostering word conscious-
    ness. In the next several pages, I briefly discuss each component and the
    rationale behind it.
    © 2016 Hawker Brownlow Education • 9781760560355 • TCP0355