Travagli 2006
Travagli 2006
Key Words dorsal motor nucleus of the vagus, nucleus tractus solitarius,
gastrointestinal reflexes, plasticity
Abstract Brainstem parasympathetic circuits that modulate digestive functions of
the stomach are comprised of afferent vagal fibers, neurons of the nucleus tractus soli-
tarius (NTS), and the efferent fibers originating in the dorsal motor nucleus of the vagus
(DMV). A large body of evidence has shown that neuronal communications between
the NTS and the DMV are plastic and are regulated by the presence of a variety of
neurotransmitters and circulating hormones as well as the presence, or absence, of
afferent input to the NTS. These data suggest that descending central nervous system
inputs as well as hormonal and afferent feedback resulting from the digestive process
can powerfully regulate vago-vagal reflex sensitivity. This paper first reviews the es-
sential “static” organization and function of vago-vagal gastric control neurocircuitry.
We then present data on the opioidergic modulation of NTS connections with the DMV
as an example of the “gating” of these reflexes, i.e., how neurotransmitters, hormones,
and vagal afferent traffic can make an otherwise static autonomic reflex highly plastic.
OVERVIEW
The gastrointestinal (GI) tract possesses an intrinsic nervous plexus that allows
the intestine to have a considerable degree of independent neural control. The
stomach and the esophagus, however, are almost completely dependent upon ex-
trinsic nervous inputs arising from the central nervous system (CNS) (1–6). CNS
control over the smooth and coordinated digestive functions of the stomach is me-
diated by parasympathetic and sympathetic pathways that either originate in, or
are controlled by, neural circuits in the caudal brainstem.
Sympathetic control of the stomach stems from cholinergic preganglionic neu-
rons in the intermediolateral column of the thoracic spinal cord (T6 through T9
divisions), which impinge on postganglionic neurons in the celiac ganglion, of
which the catecholaminergic neurons provide the stomach with most of its sym-
pathetic supply. Sympathetic regulation of motility primarily involves inhibitory
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NTS neurons can use several different neurotransmitters to control the output from
DMV cells, which, in turn, control gastric functions and complete the vago-vagal
loop (Figure 1).
Visceral sensory afferents are organized in an overlapping topographic manner
within the NTS subnuclei. Terminal fields from the intestine are represented in the
subnuclei commissuralis and medialis, the stomach sends its afferent inputs to the
subnuclei medialis and gelatinosus, and the esophagus to the subnucleus centralis
(66–70).
Although sensory inputs from distinct visceral areas, such as, for example,
the aortic branches or gastric branches, do not seem to converge on single NTS
neurons (71), the same subnucleus receives sensory information from more than
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(19, 82–85), with the highest density of efferent fibers terminating in the stomach
(87).
Retrograde tracing experiments have determined that the DMV is organized in
medio-lateral columns spanning its rostro-caudal extent (79–81). Efferent projec-
tions originating from soma located in the medial portions of the nucleus form
both the dorsal and ventral gastric vagal branches. Neurons in the lateral portions
of the DMV send axons to the vagal celiac and accessory celiac branches, whereas
scattered neurons in the left DMV provide axons to the hepatic branch. The medio-
lateral organization of the columns is not maintained when the target organs of the
various vagal branches are considered. In fact, the two gastric branches innervate
the stomach, a portion of the proximal duodenum, and some visceral structures
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such as the pancreas; the celiac branches innervate the GI tract from the duodenum
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to the transverse colon; and the hepatic branch innervates parts of the stomach,
liver, and proximal duodenum (87, 88).
Although the DMV may not be organized in a rigid organotypic manner, ev-
idence suggests that the vagal innervation of the stomach is segregated within
the DMV by function. For example, descending vagal pathways responsible for
causing gastric contractions versus gastric relaxation [i.e., the nonadrenergic, non-
cholinergic (NANC) pathway] appear to be localized in different regions of the
DMV. That is, putative NANC-pathway neurons appear to be located in the cau-
domedial and rostrolateral divisions of the DMV, whereas the gastroexcitatory
neurons are located in the more rostral and medial divisions of the DMV (66, 89).
The DMV is comprised of neuronal populations that are nonhomogeneous with
respect to morphological features such as soma size and shape, number of dendritic
branches, and extent of dendritic arborization (90–96). The significance of these
morphological differences is not well understood, although a possible explanation
is discussed below.
Huang and colleagues (95) have hypothesized that neuronal DMV subgroups in
the human may form functional units innervating specific organs; our studies in the
rat suggest a similar organization. Combined retrograde tracing, whole cell patch
clamp, and postrecording neuronal reconstruction techniques show a functional
and morphological correlation between DMV neurons and the peripheral target
organs that they innervate (92). Specifically, in the rat, DMV neurons projecting
to the gastric fundus have a smaller soma size and fewer dendritic branches than
neurons projecting to the corpus, duodenum, or cecum; neurons that project to the
cecum have the largest soma out of all these. Additionally, there is evidence to
support a relationship between structure and function of neurons in the rat DMV;
e.g., neurons responsive to gastric or intestinal distension can be distinguished into
separate morphological groups (96). Furthermore, these different DMV subgroups
produce different profiles of extracellular recorded action potentials. This last
observation suggests that DMV neurons engaged in different functions may possess
different membrane properties.
Indeed, several investigators have reported a large array of unevenly distributed
membrane currents in the DMV (92, 94, 97–100). Using the current clamp
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changes to the vagal motor output (97, 103). One immediate implication is that the
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the DMV by the NTS is mediated by glutamate interacting with both NMDA and
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non-NMDA receptors (101, 144, 146, 149–152). Recent data from our laboratory
show a major functional role of catecholamines (likely originating from the A2
area) in both excitatory and inhibitory control of DMV. Application of glutamate
or catecholamine agonists in the dorsal vagal complex (DVC) has profound effects
on gastric motility and tone (114, 138, 152–154). Glutamate injected into the me-
dial portion of the DMV causes a brisk gastric excitation, whereas norepinephrine
injections cause gastroinhibition, perhaps owing to the simultaneous activation of
the NANC inhibitory pathway and inhibition of the cholinergic gastroexcitatory
pathway (66, 138, 139).
Microinjections of glutamate and catecholamine antagonists in the same area,
however, do not induce noticeable effects on gastric motility and tone unless
GABAergic transmission is blocked (37, 135, 138). Conversely, microinjections of
GABA antagonists into the DVC induce profound excitatory effects on esophageal
motility and on gastric motility and secretion (135, 147, 148). Taken together, these
data suggest that the DMV output is restrained by a tonic GABAergic input aris-
ing, most likely, from the NTS. Furthermore, they suggest that factors modulating
GABAergic inputs from the NTS to the DMV may have a significant impact on
vagal reflex control of the stomach. By contrast, glutamatergic and catecholamin-
ergic inputs do not seem to play a major role in setting tonic vagal output to the
GI tract but rather seem to be invoked phasically by specific reflexes. Thus, NTS
neurons that display some type of spontaneous activity use GABA as their main
neurotransmitter. Glutamatergic and adrenergic NTS neurons are probably silent
unless activated by afferent input.
The vast majority (>95%) of DMV neurons are cholinergic, i.e., choline acetyl-
transferase immunoreactive (156). Some DMV neurons also express immunoreac-
tivity for nitric oxide synthase (NOS) or catecholamines [e.g., tyrosine hydroxylase
(TH)] (89, 156–159). Although the projections of NOS- (158) or TH- (159) positive
DMV neurons target selective areas of the stomach, the physiological significance
of this detail is not clear. Interestingly, in both rodent (66, 89) as well as in feline
(160) models, these markers for alternate neurotransmitter synthesis (i.e., TH and
NOS) tend to coincide with the location of neurons involved in the inhibitory effect
of vagal input to the stomach. For example, NOS-containing DMV neurons are
found in the extreme caudal and rostrolateral portions of the DMV. Stimulation
of these areas evoke gastric relaxation (66, 89, 160). This is far from establishing
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a connection between NOS- (or TH-) positive neurons and gastroinhibition; the
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Vago-Vagal Reflexes
Afferent input to the NTS is organized in a distinct viscerotopic manner: The intes-
tine is represented in the subnuclei commissuralis and medialis, the stomach in the
subnuclei medialis and gelatinosus, and the esophagus in the cNTS (67–69). Elu-
cidation of this viscerotopic organization of afferent information, together with the
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knowledge that the DMV may be organized in a more functional manner, led to the
hypothesis that vago-vagal reflex functions are organized in a sort of functional
matrix (82). According to this hypothesis, contributions of vagal afferent input
from different regions of the gut lead to different patterns of gut-directed vagal
efferent outflow. Accordingly, afferents serving one gut region synapse on a subset
of NTS neurons that, in turn, terminate on an appropriate collection of DMV neu-
rons, completing the reflex. Medial NTS neurons (i.e., the cells that receive vagal
afferent input from the stomach and intestine) possess long mediolaterally oriented
dendrites (∼600 μm) that extend across the terminal zones of all gastrointestinal
afferent inputs (195). A priori, such an arrangement tends to favor a convergence
of vagal afferent input of different modalities and different visceral loci onto se-
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lect populations of NTS neurons. Selected NTS neurons provide dominant local
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synaptic control over the appropriate DMV projections to the stomach (61, 82) and
determine a specific pattern of gastric control (59, 60, 108). In general, stimulation
of the proximal GI (i.e., esophagus, fundic stomach) vagal afferents activates some
gastric-projecting vagal fibers while inhibiting others. By contrast, activation of
vagal afferents from more distal sites in the antrum and intestine results in inhi-
bition of practically all vagal outflow to the stomach (see reviews in References
10, 61, 62, and 108). In combination with other physiological studies, we see that
vagal afferent input integrated by the NTS ultimately evokes gastroinhibition by
either the withdrawal of cholinergic tone (i.e., generated by the pacemaker activity
of DMV neurons), the activation of the vagal NANC pathway, or a combination
of both, as described above.
This model provides the framework for the hardware responsible for coordi-
nating vago-vagal responses. In its static form, one may presume that activation
of any given afferent elicits the same hard-wired efferent response. Recent studies
have, however, revealed a high degree of plasticity in available responses, such as
in the vago-vagal reflex control over the stomach. One agonist signal may “gate”
another, and the tonic effects of vagal afferent input may “gate” agonist responses.
As mentioned above, DMV neurons are spontaneously active and highly sensi-
tive to inputs from the NTS. This means that influences modulating NTS input to
the DMV can have potent effects on the regulation of gastric motility. Although
many examples of presynaptic modulation of the NTS are available, we focus
below on the regulation of opioidergic presynaptic signaling, as it is perhaps the
best-developed example.
There is some evidence suggesting that opiates can act in the dorsal vagal complex
to augment feeding as well as to coordinate gastric function in anticipation of large
(and in evolution, scarce) palatable meals (199–201). It would be advantageous,
under these circumstances, to have a “cephalic-phase” mechanism by which opi-
oids could augment digestive processes in order to assimilate high-quality food as
quickly as possible. It would be especially convenient if the effects of opioids to
accelerate digestion could be gated or regulated by the presence of other agonists
whose release would signal either imminent feeding or that feeding is taking place.
In this way, the effects of opioids on digestion would work best while taking food
rewards, but not during the taking of other rewards.
Activation of central opioid receptors, abundant also in the DVC, may signal the
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consumption of palatable food and elicit gastric relaxation (199, 200, 202–208).
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Agonist modulation of receptor trafficking may also be responsible for the dra-
matic and very different effects neuropeptide Y (NPY) has on gastric motility in the
fed versus fasted state. Briefly, a vagally mediated increase in gastric motility and
secretion is observed when NPY is administered centrally to fasted rats (212, 213),
but gastric motility is reduced when NPY is administered to fed rats (213, 214).
The cellular explanation of this intriguing difference in gastric responses to cen-
tral administration of NPY is probably similar to those explanations regarding the
effects of opioids at the level of the GABAergic synapse between the NTS and the
DMV (62, 141, 143, 211, 215). Our group has shown recently that the GABAergic
NTS synapse with DMV neurons is subject to receptor trafficking modulation by
a number of neurotransmitter and hormone agonists, including TRH, CCK, 5HT,
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Our data indicate that group II mGluRs, but not group III mGluRs, are in-
volved in this type of modulation of the GI brainstem circuits. In fact, pretreat-
ment with selective mGluR group II antagonists “primes” the μ-opioid receptors
on GABAergic NTS-DMV synapses, making it possible for opioids to modulate
the inhibitory currents without the need to pharmacologically increase the activ-
ity of the cAMP-PKA pathway (K.N. Browning, Z.L. Zheng, & R.A. Travagli,
submitted manuscript).
In summary, sensory vagal afferent fibers use group II mGluRs to dampen the
activity of the cAMP-PKA pathway in GABAergic NTS nerve terminals. While
held in check, the low levels of cAMP-PKA activity keep the μ-opioid receptors in
inaccessible intracellular compartments such that enkephalins do not have a mod-
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ulatory effect on the NTS-DMV GABAergic currents. The use of glutamate both
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to activate the sensory vagal pathways and at the same time keep the GABAer-
gic NTS neurons in a nonmodulatory state is an apparent conundrum. In fact, it
implies that glutamate released by sensory vagal afferent fibers exerts opposite
functions via simultaneously acting at ionotropic receptors (which carry informa-
tion about the visceral organs and prepare the circuit for a sophisticated level of
modulation to allow the appropriate response) and at mGluRs (which dampen the
brainstem GABAergic circuitry and prevent its modulation by neurotransmitters
such as pancreatic polypeptides, opioids, indolamines, and catecholamines).
We have to keep in mind, however, that group II mGluRs may be located perisy-
naptically (225) and may be activated by the release of glutamate that leaks from
vagal afferent terminals on NTS neurons in an action potential–independent man-
ner. If this is the case, then mGluRs and ionotropic glutamate receptors may coexist
without interfering with each others’ functions; furthermore, peptides impinging on
NTS neurons, such as TRH and CCK, that increase the activity of the cAMP-PKA
pathway may overcome the tonic activation of group II mGluRs, increase the
levels of cAMP, and induce altered sensitivity of neural circuits to a variety of in-
puts. The role of glutamate activation of group II mGluR, then, may be to change
the synaptic state of the NTS-DMV GABAergic circuit. The widespread use by
different neurotransmitters of the cAMP-PKA pathway argues in favor of its uti-
lization in a general manner in the control of vago-vagal circuits. Also, depend-
ing on whether the affected GABAergic NTS-DMV synapse controls cholinergic
excitatory pathways or NANC inhibitory pathways, a decrease in synaptic trans-
mission may result in an increased or decreased vagal motor output, respectively.
The physiological correlate of these experimental conditions is modulation of the
NTS-DMV GABAergic synapse by neurotransmitters that are coupled to adeny-
late cyclase and that generate cAMP. Alterations in sensory inputs from the GI
tract, such as those following activation of vago-vagal reflexes or changes in the
feeding status, for example, are expected to modify the ability of tonic GABAer-
gic inputs controlling the vagal brainstem circuits to be modulated. For example,
the constant perception of ongoing GI tract activity exerts a tonic inhibition of
cAMP-PK pathways in the DVC. Activation of vago-vagal reflexes or changes
in the state of activation (i.e., from fasted to fed or vice versa) may change the
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Figure 3 Increasing the levels of cAMP in the brainstem induces receptor trafficking in NTS
nerve terminals. (A) In control conditions, i.e., when the levels of cAMP are low either because
the tonic release of glutamate from vagal afferent fibers activates group II metabotropic gluta-
mate receptors (left) or because Gαs-coupled receptors are not activated (right), the terminals
of GABAergic neurons in the NTS store μ-opioid receptors (μ) in internal compartments
associated with the Golgi complex. In this situation, μ-opioid agonists (e.g., Enk) cannot
modulate the release of GABA onto DMV neurons. (B) Following increases in cAMP levels
within the GABAergic nerve terminal, for example, by (1) activation of a receptor coupled
to Gαs e.g., TRH or CCK, (2) antagonism of group II metabotropic glutamate receptors, or
(3) removal of tonic vagal afferent input, μ-opioid receptors are released from the Golgi ap-
paratus and translocated to the nerve terminal membrane, where opioid agonists can inhibit
GABA synaptic transmission between the NTS and the DMV. (C) High-power photomi-
crographs of the cloned μ-opioid receptor (MOR1)-immunoreactivity (-IR; TRITC filters,
red) and glutamic acid decarboxylase-IR (GAD-IR; FITC filters, green) used as a marker for
GABAergic nerve terminals in the rat DVC. In control conditions (left panel), note the absence
of MOR- and GAD-IR colocalized profiles. Following vagal afferent rhizotomy (right panel),
many nerve terminals show MOR- and GAD-IR colocalized profiles (yellow; arrows). Images
represent three-dimensional reconstructions from Z-stack image series. Scale bar: 10 μm.
(D) Representative traces of eIPSCs evoked in a gastric-projecting DMV neuron voltage-
clamped at –50 mV. Perfusion with Enk does not affect the amplitude of IPSCs evoked by
electrical stimulation of the NTS. Following five minutes’ perfusion with substances that in-
crease the cAMP levels, however, reapplication of Enk reduces the amplitude of the eIPSCs.
Scale bar: 50 ms and 200 pA.
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levels of cAMP and influence the ability of circulating hormones or locally released
neurotransmitters to modulate inhibitory synaptic transmission between the NTS
and the DMV (Figure 3).
SUMMARY
GI brainstem circuits that are part of vago-vagal reflexes are comprised of sensory
afferent fibers whose terminals impinge on NTS neurons. The NTS neurons then
project to DMV cells, which in turn provide the preganglionic efferent fibers
controlling cholinergic excitatory and NANC inhibitory postganglionic cells. The
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ACKNOWLEDGMENTS
The authors would like to thank the NIH (grants nos. DK-55530, DK-56373, and
DK-52142) and NSF (grant no. IBN-0456291) for their support. We also thank
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Cesare M. Travagli, Hans Hermann, and Lois and Richard F. Rogers for their
support and encouragement.
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Frontispiece—Watt W. Webb xiv
PERSPECTIVES, David L. Garbers, Editor
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vii
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viii CONTENTS