Pharmaceutical Product Development
BI a Ts oO PRODUCT DEVELOPMENT
OVERVIEW: The Pharmaceutical Development describes the knowledge that establishes
that the type of dosage form selected and the formulation proposed are suitable for the
intended use. The aim of pharmaceutical development is to design a quality product and its
he intended performance of the product.
nufacturing process to consistently deliver # the pr
ie os Jes can be helpful in prioritizing the
Appropriate use of quality risk management princip! ;
additional pharmaceutical development studies to collect such knowledge. The -— and
conduct of pharmaceutical development studies should be consistent with their intended
scientific purpose. This chapter includes sufficient information in each part to provide an
‘understanding of the development of the drug product and its manufacturing Process:
Content:
1.1.1 Introduction
1.1.2 Stages of Product Development
Definitions:
Drug Development: It is the process of bringing a new pharmaceutical drug to the market
once a lead compound has been identified through the process of drug discovery.
Process Analytical Technology (PAT): It has been defined as a mechanism to design,
analyze, and control pharmaceutical manufacturing processes through the measurement
of Critical Process Parameters (CPP) which affect Critical Quality Attributes (CQA).
Preclinical Studies: It is a stage of research that begins before clinical trials (testing in
humans) can begin, and during which important feasibility, iterative testing and drug safety
data are collected.
Quality Risk Management: It is a systematic process for the identification, assessment and
control of risks to the quality of pharmaceutical products across the product lifecycle.
New Drug Application (NDA): It is the vehicle in the United States through which drug
sponsors formally propose that the FDA approve a new pharmaceutical for sale and
marketing.
ee ee eee
es ore 5 = e physical, chemical and mechanical properties of a
s , lop stable, safe and effective dosage form.
Pharmacokinetics: It is the study of drug absorption, distribution, metabolism, and
excretion. ,
Pharmacodynamics: It is the study of the biochemical and physiological effects of drugs.
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manufacturing experience prov:
the design space, specific
gained from pharmaceutical development studies and
ide scientific understanding to support the establishment of
‘ations, and manufacturing controls. Information from
Pharmaceutical development studies can be a basis for quality risk management. It is
important to recognize that quality cannot be tested into products; ie, quality should be
built in by design. Changes in formulation and manufacturing processes during
development and lifecycle management should be looked upon as opportunities to gain
additional knowledge and further support establishment of the design space. Similarly,
inclusion of relevant knowledge gained from experiments giving unexpected results can also
be useful. Design space is proposed by the applicant and is subject to regulatory assessment
and approval. Working within the design space is not considered as a change. Movement
out of the design space is considered to be a change and would normally initiate a regulatory
post approval change process.
At a minimum, those aspects of drug substances, excipients, container closure
systems, and manufacturing processes that are critical to product quality should be
determined and control strategies justified. Critical formulation attributes and process
parameters are generally identified through an assessment of the extent to which their
variation can have impact on the quality of the drug product. In addition, the applicant can
choose to conduct pharmaceutical development studies that can lead to an enhanced
knowledge of product performance over a wider range of material attributes, processing
options and process parameters. Inclusion of this additional information in this chapter
provides an opportunity to demonstrate a higher degree of understanding of material
attributes, manufacturing processes and their controls. This scientific understanding
facilitates establishment of an expanded design space.
nel Mel 1c Sg Cs a LCL ne
Figure 1.1.1: Process of Product Development
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3 exist to develop more flexible regulatory
In these situations, opportu
approaches, for example, to facilitate:
* Risk-based regulatory decisions (reviews and inspections);
* Manufacturing process improvem in the approved design space described in
the dossier, without further regulatory revi
* Reduction of post-approval submissions;
+ Real-time quality control, leading to a reduction of end-product release testing.
To realize this flexibility, the applicant should demonstrate an enhanced knowledge
of product performance over a range of material attributes, manufacturing process options
and process parameters. This understanding can be gained by application of, for example,
formal experimental designs, process analytical technology (PAT), and/or prior knowledge.
Appropriate use of quality risk management principles can be helpful in prioritising the
additional pharmaceutical development studies to collect such knowledge. The design and
conduct of pharmaceutical development studies should be consistent with their intended
scientific purpose. It should be recognized that the level of knowledge gained, and not the
volume of data, provides the basis for science-based submissions and their regulatory
evaluation.
1.1.2 STAGES OF PRODUCT DEVELOPMENT
Any drug development process must proceed through several stages in order to
Produce a product that is safe, efficacious, and has passed all regulatory requirements.
Below are the in-depth overview of many stages in the drug development process and
necessary studies:
a) Drug Discovery
b) Preclinical Study
©) Investigational New Drug Approval (INDA)
4) Clinical Trials
©) New Drug Application (NDA)
) Post-Marketing
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Figure 1.1.2: Pharmaceutical Product Development Process
A. Drug Discovery
New drugs may be discovered from variety of natural resources or synthesized in
the laboratory. They may be discovered by accident or as the result of many years of tireless
quest. According to the FDA, a new is not recognized drug is any that being safe and
effective in the conditions recommended for its use among qualified by scientific training
experts who are and experience. Discovery often begins with target identification - choosing
a biochemical mechanism involved in a disease condition. Once scientists confirm interaction
with the drug target, they typically validate that target by checking for activity versus the
disease condition for which the drug is being developed. After careful review, one or more
lead compounds are chosen. A drug need not be a new chemical entity to be considered
new. A change in a previously approved drug product's formulation or method of
manufacture constitutes newness under the law, since such changes can alter the therapeutic
efficacy and safety of a product.
‘The Food and Drug Administration (FDA or USEDA) is a United States government ageiicy that protects
and promotes public health, by regulating food safe pti ver-the-counter
fcogarga cine wid sae -y regulating fety, tobacco, prescription drugs, 0
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‘A combination of two or more old drugs or a change in the usual proportions of
drugs in an established combination product is considered new if the change introduces a
question of safety or efficacy.
Following are the steps for new drug discovery:
© Target identification and validation
* Assay development
* Lead identification
+ Lead optimization
+ Pre-development
Researchers discover new drugs through:
+ New insights into a disease process that allow researchers to design a product to stop or
reverse the effects of the disease.
© Many tests of molecular compounds to find possible beneficial effects against any of a
large number of diseases.
«Existing treatments that have unanticipated effects.
+ Natural Sources through plant material have contributed and is served as a reservoir of
potential new drugs.
‘* New technologies, such as those that provide new ways to target medical products to
specific sites within the body or to manipulate genetic material.
* Molecular Modification which is a chemical alteration of a known and previously
characterized organic compounds for the purpose of enhancing its usefulness as a drug.
* Enhancing drug specificity for a particular body target site, increasing potency,
improving its rate and extent of absorption, reducing its toxicity or changing its physical
or chemical properties to provide desired features.
‘© Mechanism Based Drug Design in which molecular modification to design a drug that
interferes specially with the known or suspected biochemical pathway or mechanism of
a disease process.
‘Alead compound in drug discovery is achemical compound that has pharmacological or bi
activity likely to be therapeutically useful, but may nevertheless have suboptimal structure that requires
modification to fit better to the target; lead drugs offer the prospect of being followed by back-up
compounds.
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10 PV A Text Book of Pharmaceutical Product De velopment
In most instances, the clinical drug formulation is not fully optimized before
submission of the IND and the initial first-in-human (FIH) clinical studies. Therefore, it is
customary to compose a simple formulation to be presented as the drug product in the IND
and used in phasel studies to deliver the drug to human subjects. For example, an oral FIH
trial design may utilize drug supplied as a powder; an appropriate quantity is weighed out
by the pharmacist and placed in a gelatin capsule prior to administration. For both oral and
intravenous FIH trial designs, a specific amount of drug may be supplied in a clinical vial
(also known as powder in bottle, or PIB) to which the appropriate volume of vehicle (specific
liquid component) is added prior to administration. These approaches are most useful for
early phase 1 trials involving relatively few human subjects. As the clinical trials become
more complex and involve more subjects, oral formulations may be prepared in tablets or
capsules containing scaled quantities, or ‘strengths,’ of the drug (for example, 50 mg, 100 mg,
and 200 mg) so that each Patient can take a combination of quantities to target individual
body weight. Once the unit dose is established (usually after phase 2 and before phase 3
clinical trials), a formulation 8 selected as the final drug product for later stage clinical trials
and product release. As described above for APIs, all formulations intended f
are prepared under rigorous specifications as outlined in the GMP puidelj —
guidelines.
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» Analytical and Bioanalytical Methods
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* Pharmacokinetic
and Drug Disposition Study
Pha cokinet, ¥
studies Sonne and ADME (Absorption /Distribution/ Metabolism /Excretion)
ca AUG Geen rnetT wane for formulation scientists. PK studies yield parameters such
Tmax (ime at whine ©), Cmax (maximum concentration of the drug, B blood and
ere eres reached). Later on, this data from animal PK studies is
ee rom early stage clinical trials to check the predictive power of animal
. ledge of the fate of a drug, its disposition (absorption, distribution,
metabolism, and excretion, known as ADME) and pharmacokinetics plays a central role
throughout pharmaceutical research and development.
Pharmacokinetic studies based on a traditional intensive design model are usually
conducted using carefully selected volunteer subjects, a controlled experimental design, and
collection of multiple blood samples. After measurement of drug and metabolite
concentrations in all samples, pharmacokinetic models are applied to determine parameters
such as elimination half-life, volume of distribution, and clearance. During the new drug
development process, a series of pharmacokinetic studies are conducted to determine the
influence of major disease states or experimental conditions hypothesized to affect drug
disposition. Such factors might include age, gender, body weight, ethnicity, hepatic and
renal disease, co-administration of food, and various drug interactions. Classical
pharmacokinetic studies can determine quantitative effects of anticipated influences on drug
disposition under controlled circumstances, but cannot identify the unexpected factors
affecting pharmacokinetics.
Pharmacokinetics is the discipline that applies mathematical models to describe and
predict the time course of drug concentrations in body fluids, whereas pharmacodynamics
refers to the time course and intensity of drug effects on the organism, whether human or
experimental animal. Both have evolved as the techniques for measuring drug
concentrations, and drug effects have, become more accurate and sensitive. Evolving in
parallel is kinetic-dynamic modeling, in which the variable of time is incorporated into the
relationship of effect to concentration. A concentration-effect relationship is, in principle, the
most clinically relevant, because it potentially validates the clinical rationale for measuring
& scanned with OKEN Scannerpharmaceutical Product Development 23
drug concentrations in serum or plasma. A kinetic-dynamic study in clinical
psjchopharmacsogy ‘ypically involves medication administration (usually under placebo-
controlled, double-blind laboratory conditions) followed by quantitation of both drug
concentration and clinical effect at multiple times after dosing, Measures of effect necessarily
depend on the type of drug under study,
> Preclinical Toxicology Testing
The nonclinical safety assessment for marketing approval of a pharmaceutical usually
includes pharmacology studies, general toxicity studies, toxicokinetic and nonclinical
pharmacokinetic studies, reproduction toxicity studies, genotoxicity studies and, for drugs
that have special cause for concern or are intended for a long duration of use, an assessment
of carcinogenic potential. Other nonclinical studies to assess phototoxicity, immunotoxicity,
juvenile animal toxicity and abuse liability should be conducted on a case-by-case basis. The
need for nonclinical safety studies and their relation to the conduct of human clinical trials is
delineated in this guidance.
Preclinical testing analyzes the bioactivity, safety, and efficacy of the formulated
drug product. This testing is critical to a drug’s eventual success and, as such, is scrutinized
by many regulatory entities. During the preclinical stage of the development process, plans
for clinical trials and an Investigative New Drug (IND) application are prepared. Studies
taking place during the preclinical stage should be designed to support the clinical studies
that will follow.
The main stages of preclinical toxicology testing are:
i. Acute Toxicity Studies
Acute toxicity information has been obtained from single-dose toxicity studies in two
mammalian species using both the clinical and a parenteral route of administration.
However, such information can be obtained from appropriately conducted dose-escalation
studies or short-duration dose-ranging studies that define an MTD in the general toxicity test
species. Acute toxicity studies look at the effects of one or more doses administered over a
period of up to 24 hours. The goal is to determine toxic dose levels and observe clinical
indications of toxicity. Data from acute toxicity studies helps determine doses for repeated
dose studies in animals and Phase I studies in humans. When this acute toxicity information
is available from any study, separate single-dose studies are not recommended. Studies
Providing acute toxicity information can be limited to the clinical route only and such data
can be obtained from non-GLP studies if clinical adrninistration is supported by appropriate
GLP repeated-dose toxicity studies. Lethality should not be an intended endpoint in studies
assessing acute toxicity.
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48
PVA Text Book of Pharmaceutical Product Development
Table 1.1.1: Clinical Trials Ph:
Peeters
Caoniarantsy
NTT sa byt tira
pyrene
Testing of drug in non-
human subjects,to ene not applicable
ini Siti ; i
Preclinical | gather efficacy, toxicity | unrestricted | Revrurcher | invitroandin
and pharmacokinetic in vivo only)
formation
Pharmacokinetics; very small,
Phaseo particularly, oral ee Clinical 10-15 people
Bioavailability and hall: | F aeeutic | Researcher
life of the drug
20-100 normal
Testing of drug on Often sub- healthy
healthy volunteers for | therapeutic, | Civica eee oe
Phase I safety; involves testing | but with ee eee
multiple doses (dose-_| ascending druge, cancer
ranging) a patients)
Testing of drug on iherapeniic Cinta 100-300 patients
Phase II patients to assess — ae with specific
efficacy and side effects diseases
Testing of drug on Clinical —
patients to assess therapeutic _| Researcher oe
Phase IIT | efficacy, effectiveness | dose and Personal |
fo specific diseases
and safety Physician
Post-marketing anyone seeking
therapeuti Pe
PhaseIV | surveillance watching i © oe treatment from
abhi sician .
drug use in public a their physician
John Haygarth demonstrated the importance of a control group for the correct identification of the placebo
effect in his celebrated study of the ineffective remedy called Perkin's tractors.
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i, Phase 0 (Human Microdosing):
Phase 0 trials are the first clinical trials done among people. They aim to learn how a
drug is processed in the body and how it affects the body. In these trials, a very small dose of
a drug is given to about 10 to 15 people. A Phase 0 study gives no data on safety or efficacy,
being by definition a dose too low to cause any therapeutic effect. Drug development
companies carry out Phase 0 studies to rank drug candidates in order to decide which has
the best pharmacokinetic parameters in humans to take forward into further development.
ii, Phase I (Human Pharmacology):
Thirty days after a biopharmaceutical company has filed its IND, it may begin a
small-scale Phase I clinical trial unless the FDA places a hold on the study. Phase I studies
are used to evaluate pharmacokinetic parameters and tolerance, generally in healthy
volunteers. These studies include initial single-dose studies, dose escalation and short-term
repeated-dose studies. The drug will be tested in a small group of 20 to 100 patients. Doctors
start by giving very low doses of the drug to a few patients. Higher doses are given to other
patients until side effects become too severe or the desired effect is seen. The drug may help
patients, but Phase I trials are to test a drug's safety. Ifa drug is found to be safe enough, it
can be tested in a phase Il clinical trial.
iii, Phase II (Therapeutic Exploratory):
Phase II clinical studies are small-scale trials to evaluate a drugs preliminary efficacy
and side-effect profile in 100 to 300 patients. Additional safety and clinical pharmacology
studies are also included in this category. The drug is often tested among patients with a
specific type of cancer. Phase II trials are done in larger groups of patients compared to
Phase I trials. Often, new combinations of drugs are tested. Patients are closely watched to
see if the drug works. However, the new drug is rarely compared to the current (standard-
of-care) drug that is used. If a drug is found to work, it can be tested in a phase II clinical
trial. Phase II studies are sometimes divided into Phase IIA and Phase IIB. There is no formal
definition for these 2 sub-categories, but generally:
* Phase IIA studies are usually pilot studies designed to demonstrate clinical efficacy or
biological activity (‘proof of concept studies);
* Phase IIB studies look to find the optimum dose at which the drug shows biological
activity with minimal side-effects (‘definite dose-finding’ studies).
Sir Ronald A. Fisher, while working for the Rothamsted experimental station in the field of agriculture,
developed his principles of experimental design in the 1920s as an accurate methodology for the proper
design of experiments,
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