Sacn5 9
Sacn5 9
Chapter
                                                                                Pet Foods
                                                                                    Labels
                                                                                                  Philip Roudebush
                                                                                                    David A. Dzanis
                                                                                            Jacques Debraekeleer
                                                                                                       Hilary Watson
                            “Tell me what you eat and I will tell you what you are.”
                                       Anthelme Brillat-Savarin, 1825
Table 9-1. Major governing agencies and organizations for commercial pet food manufacturers.
Representatives from pet food trade associations such as the Pet      “lean” and “reduced calorie.” The Pet Food Committee has also
Food Institute (PFI) and the American Pet Products                    developed criteria for the official definition of product “fami-
Manufacturers Association and professional organizations such         lies” whose lead member has been tested via the AAFCO feed-
as the American Veterinary Medical Association, Canadian              ing trial protocol.
Veterinary Medical Association and American College of                   Many pet owners recognize the need to feed their animals
Veterinary Nutrition cannot be members of AAFCO, but do               nutritionally balanced pet foods. As a consequence, consumers
attend AAFCO meetings and often serve as advisors to various          usually purchase pet foods that are labeled “complete and bal-
AAFCO committees and investigators.                                   anced.” One means of ensuring nutritional adequacy of a food
   AAFCO provides a forum for local, state and federal feed           requires that the food be formulated so essential nutrients meet
regulatory officials to discuss and develop uniform and equitable     specified levels. Nutrient minimums before the early 1990s
laws, regulations and policies. In that capacity, AAFCO has           were based on the recommendations of the National Research
developed model laws and regulations, which although are not          Council (NRC). In 1990 and 1991, AAFCO established the
directly enforceable (because AAFCO is not a government               Canine Nutrition Expert (CNE) and Feline Nutrition Expert
agency), have become the foundation for most state laws and           (FNE) Subcommittees to establish updated practical profiles
regulations for all animal feeds. AAFCO addressed the need for        based on commonly used ingredients. The CNE and FNE
information about pet nutrition and pet food regulations by           Subcommittee reports formed the basis for new dog and cat
forming a permanent Pet Food Committee in 1959. Model reg-            food nutrient profiles to be used as minimum standards for the
ulations applying specifically to pet foods were adopted in 1967.     formulation of dog and cat foods (AAFCO, 2007). Two sepa-
Amendments to the AAFCO Model Pet Food Regulations                    rate AAFCO profiles exist for each species: one for growth and
occur frequently as needed to address new information and             reproduction, and one for adult maintenance. Lower amounts
issues relating to pet foods and nutrition. They have been adopt-     of some nutrients were established for adult dogs and cats,
ed in various degrees by approximately two-thirds of the states.      eliminating unnecessary excesses. In addition, maximum levels
Today, individual members look to AAFCO for guidance when             were established for some nutrients in dog foods, including cal-
establishing and revising state laws and regulations.                 cium, phosphorus, magnesium, fat-soluble vitamins and many
   In addition, AAFCO remains the recognized information              trace minerals. Maximum methionine, zinc and vitamin A and
source for pet food labeling, ingredient definitions, official        D levels were established for cat foods. The AAFCO Dog and
terms and standardized feed testing methodology. The Model            Cat Food Nutrient Profiles have replaced NRC recommenda-
Pet Food Regulations include calorie content statement guide-         tions as the basis for the substantiation of label claims.
lines and definition of the pet food descriptive terms “light,”          AAFCO (2007) also publishes minimum feeding protocols
                                                                                                   Pet Food Labels               193
for dog and cat foods. These are minimum testing protocols            2006). Before that, the most current NRC recommendations
used by manufacturers for substantiating the nutritional ade-         for dogs and cats were published in 1985 and 1986, respective-
quacy of pet foods via feeding trials and determining metabo-         ly (1985, 1986). Before the development and acceptance of
lizable energy of dog and cat foods.                                  AAFCO’s Dog and Cat Food Nutrient Profiles, the NRC pub-
                                                                      lications on nutrient requirements for normal dogs and cats
Food and Drug Administration                                          were the recognized authority for substantiation of label claims
Under the Federal Food, Drug, and Cosmetic Act, the FDA               on commercial pet foods. The AAFCO Dog and Cat Food
has broad responsibilities, including authority over pet foods.       Nutrient Profiles have replaced the NRC recommendations as
Today, the Center for Veterinary Medicine (CVM), in FDA,              the standard to be used by pet food manufacturers in the
regulates pet foods in cooperation with the individual states.        United States for formulating foods for normal dogs and cats.
FDA is responsible for: 1) establishing certain animal food              Currently, pet food labels in the United States that make ref-
labeling regulations, 2) specifying certain permitted ingredients     erence to NRC nutritional recommendations are considered to
such as drugs and additives, 3) enforcing regulations about           be misbranded. The NRC recommendations are still used by
chemical and microbiologic contamination and 4) describing            some pet food manufacturers in countries other than the
acceptable manufacturing procedures. Feed control officials           United States and reference to NRC is still found on some pet
within each state inspect facilities and enforce these regulations.   food labels. With the most recent NRC edition, it is anticipat-
Health claims on pet food labels or literature accompanying the       ed that AAFCO will reconvene its expert panel to review and
product are subject to regulation by CVM. A health claim is           update the AAFCO Dog and Cat Food Nutrient Profiles in
defined as the assertion or implication that consumption of a         light of the new NRC recommendations. AAFCO is not
food will treat, prevent or otherwise affect a disease or condi-      expected to reinstate the NRC recommendations as the author-
tion (Dzanis, 1994).                                                  ity cited on pet food labels.
  Nutrition claim                 Manufacturer’s name   Brand name                Guaranteed or            Feeding guide                          Ingredient list
                                                                                  typical analysis
                                                                                      Guaranteed Analysis:
                                                                                      Crude protein..........min. 8.0%
                                                                                      Crude fat...................min. 5.0%
                                                                                      Crude fiber...............max. 1.5%
                                                                                      Moisture...................max. 75.0%
                                                                                      Ash.............................max. 3.0%
net wt 22 oz (623 g)
   Quantity of              Product name           Designator        Product         Name and address                              Nutrition         Universal
   contents                                       (statement         vignette        of manufacturer                               adequacy          product
                                                  of intent)                                                                       statement         code
 Table 9-2. Key elements found on pet food labels in the United
                                                                                focus on the major features found on these two portions of the
 States and Canada.                                                             pet food label.
 Principal display panel        Information panel
 Product identity               Ingredient statement*
                                                                                Principal Display Panel
    Manufacturer’s name         Guaranteed analysis*                               PRODUCT IDENTITY
   Brand name                   Nutritional adequacy or nutritional                The product identity is the primary means by which a spe-
   Product name*                purpose statement (product
                                description)*
                                                                                cific pet food is identified by consumers. In the United States,
 Designator (intended species)* Feeding guidelines*                             the product identity must legally include a product name but
 Net weight*                    Statement of calorie content                    may also include a manufacturer’s name, a brand name or
 Product vignette               Manufacturer or distributor*
 Nutrition claim                Universal product code
                                                                                both. The brand name is the name by which pet food prod-
 Bursts and flags               Batch information                               ucts of a given company are identified and usually conveys the
                                Freshness date                                  overall image of the product. The product name provides
 *Elements required on pet food labels in the United States,                    information about the individual identity of the particular
 on labels certified by the CVMA Program and in some other                      product within the brand. The manufacturer or distributor is
 countries.                                                                     not required to include its name as part of the product iden-
                                                                                tity on the principal display panel, but must include its name
                                                                                and address on the label.
and to the right of the principal display panel” (FDA) and                         Initial assessment of pet foods is best determined by looking
usually contains important information about the product. In                    at the product name on the principal display panel. The prod-
the United States and some other countries, several items are                   uct name is usually descriptive of the food and in the United
required by law to be included on the principal display and                     States is subject to AAFCO regulations about composition of
information panels (Table 9-2). The following discussion will                   ingredients. Percentage rules are important; beef ingredients
                                                                                                       Pet Food Labels                 195
                                                Interpretation:                                                     Interpretation:
                                                Chicken and egg                                                     Beef is at least 25%
                                                ingredients are used                                                of total product
                                                in the product, but are
                                                probably less than 3%
                                                of total product
                                            Interpretation:                                                     Interpretation:
                                            Shrimp is at least 3%                                               Tuna is at least 70%
                                            of total product. Moisture                                          of total product
                                            content is greater than 78%
                                            since the descriptor “in jelly”
                                            is used
will be used as an example (Figure 9-2): 1) unqualified use of               Percentage rules also apply to product names and moisture
the term “Beef ” in a product name requires that beef ingredi-            content of foods. In the United States, the maximum moisture
ents be at least 95% or more of the total weight of all ingredi-          content in all pet foods should not exceed 78%. However, pet
ents exclusive of water used in processing, but in no case less           foods can have moisture contents higher than 78% if they are
than 70% of the total product, 2) use of the term “Beef ” with a          labeled as a stew, gravy, broth, juice or milk replacer. High-
qualifier such as “Beef dinner,” “Beef platter,” “Beef entree,”           moisture pet foods in cans, pouches or tins will contain terms
“Beef formula,” or any similar designation requires that beef             such as “in sauce,” “in aspic,” “in gravy” or some similar desig-
ingredients be at least 25% of the total weight of all ingredients        nation in the product name.
exclusive of water used in processing, but in no case less than
10% of the total product, 3) the term “With Beef ” is intended               DESIGNATOR
to highlight minor ingredients and this example requires that                The words “dog food,” “for cats” or some similar terminolo-
beef ingredients be at least 3% of the total product and 4) the           gy must appear conspicuously on the principal display panel of
term “Beef flavor” does not stipulate a minimum percentage.               pet foods sold in the United States. These terms clearly identi-
The beef flavor designation usually indicates that beef is less           fy the animal for which the product is intended and that the
than 3% of the total product. An ingredient that gives the char-          product is not for human consumption.
acterizing flavor (e.g., beef digest, beef by-products) can be used
instead of the actual named flavor, beef. In fact, some ingredi-            NET WEIGHT
ents may be less than 1% of the total product and still appear in           FDA regulations state that the principal display panel shall
the product name as a flavor. This type of regulation is also             bear a declaration of the net quantity of contents. The term
found in human foods in which the product names cranberry                 “Net Weight” is used most often and must be displayed in
juice, cranberry juice cocktail and cranberry drink indicate dif-         conspicuous and easily legible print. Most often, “dual decla-
ferent levels of actual juice in the product.                             rations” are made, so that the net weight is stated in avoirdu-
196            Small Animal Clinical Nutrition
                                                                             NUTRITION CLAIM
  Box 9-1. AAFCO Guidelines for “Natural”                                    Nutrition statements appearing on the principal display
  Claims.                                                                 panel are usually brief. Examples include the terms “complete
                                                                          and nutritious,” “100% nutritious,” “100% complete nutrition”
  “Natural” ingredients must be from animal or plant origin or a          or some similar designation. A nutritional adequacy statement
  mined product (e.g., salt). Processes such as extraction, hydroly-      on the information panel must substantiate nutrition claims on
  sis and fermentation are permitted.                                     the principal display panel. If the nutritional adequacy state-
     Any chemical synthetic process, such as addition of a chemi-         ment on the information panel is for a limited lifestage (e.g., for
  cal moiety to a vitamin, is not “natural” under AAFCO definitions.      maintenance only), the principal display panel claim must be
     A pet food bearing an unqualified “natural” claim may not con-
                                                                          suitably qualified, such as “100% complete nutrition for adult
  tain ANY ingredients that do not meet the AAFCO definition for
  “natural.”                                                              dogs.” Manufacturers can substantiate these nutrition claims by
     “Natural” pet foods may contain synthetic nutrients provided a       meeting the appropriate AAFCO nutrient profile or success-
  qualifying disclaimer is added, e.g., “Natural ingredients with         fully completing a protocol feeding trial. Nutrition claims sub-
  added vitamins, minerals and taurine,” but not other synthetic          stantiation for “natural” foods is discussed in more detail below
  substances such as artificial preservatives or colors.                  (Box 9-1).
     The term “natural” may also be used to characterize a single
  ingredient, e.g., “natural cheese flavor,” provided it does not imply      BURSTS AND FLAGS
  that the product itself is “natural.”                                      Bursts and flags (Figure 9-3) are areas of the principal dis-
                                                                          play panel that are designed to highlight information or provide
                                                                          specific information with visual impact. Table 9-3 lists the type
                                                                          of information often included in bursts and flags. New prod-
  Table 9-3. Examples of words used on bursts and flags on pet            ucts, formula or ingredient changes and improvements in taste
  food labels.
                                                                          are most often highlighted. The time allowed for a burst or flag
  5 pounds more                                                           to be on the label varies with the type of information. “New” or
  Even fewer calories than _____                                          “New & Improved” can only appear on the label for six months,
  Freshness guaranteed
  Great new taste
                                                                          whereas a comparison such as “Preferred 4 to 1 over the lead-
  Great taste                                                             ing national brand” can remain on the label for one year, unless
  More delicious taste than _____                                         resubstantiated.
  New
  New & improved
  New flavor                                                              Information Panel
  New formula                                                                INGREDIENT STATEMENT
  New pâté style
  New recipe
                                                                             Pet foods sold in the United States must list each ingredient
  New taste                                                               of the food in the ingredient statement. Ingredients are listed in
  No artificial colors and flavors                                        descending order by their predominance by weight according
  Pleasant aroma
  Soy free
                                                                          to the product’s formula. AAFCO has established the name
  Taste preferred 4 to 1 over leading national brand                      and definition of a wide variety of ingredients. The ingredient
  Taste preferred over leading dog biscuit                                names must conform to the AAFCO name (e.g., poultry by-
                                                                          product meal, corn gluten meal, powdered cellulose) or when a
                                                                          suitable AAFCO name does not exist, should be identified by
pois (pounds and ounces) and metric (kilograms or grams)                  the common or usual name (e.g., beef, lamb, chicken).
units. The regulation of net weight declarations is complex.              Ingredients listed as “meat” or “meat by-products” must desig-
Net weight descriptions must be placed on the principal dis-              nate the mammal from which the ingredients are derived unless
play panel within the bottom 30% of the panel in lines gener-             the meat or meat by-products are derived from cattle, swine,
ally parallel to the base of the package, and they must be sep-           sheep or goats. For example, ingredients derived from deer
arated from all other text above, below and to each side by               would be listed as venison or venison by-products. Brand or
minimum specifications. The regulations also specify mini-                trade names cannot be used in the ingredient statement and no
mum type sizes depending on the square inch area of the                   reference to quality or grade of ingredients can be made.
principal display panel.                                                  Collective terms (e.g., “animal protein products”), allowed for
                                                                          use on livestock and poultry feed labels, are not allowed on pet
   PRODUCT VIGNETTE                                                       food labels in the United States (Table 9-4).
   The term product vignette refers to a vignette, graphic or pic-           The list of ingredients may be helpful, although it has some
torial representation of a product on a pet food label. This rep-         shortcomings that limit its usefulness for evaluating pet foods.
resentation should not misrepresent the contents of the pack-             The nutritive value of ingredients can be estimated, but not
age. This means that a picture or other depiction of the prod-            definitively determined, from the ingredient statement alone. A
uct or ingredients on the label should not look better than the           consumer must rely on the reputation or word of the manufac-
actual product or ingredients.                                            turer to assess the nutritive value of the ingredients appearing
                                                                                                    Pet Food Labels                  197
                                                                     plant material has been treated with dilute acid and alkali solu-
  Table 9-5. Guaranteed or typical analysis from the same dry
  cat food as it would appear on pet food labels from selected
                                                                     tions. It is determined by a specific analytical procedure that
  countries.                                                         was originally developed for the wood pulp industry and then
                                                                     applied to animal foods. Although crude fiber is used to report
  United States (guaranteed analysis)
  Crude protein               Minimum                30.0%
                                                                     the fiber content of commercial pet foods, it usually underesti-
  Crude fat                   Minimum                18.0%           mates the true level of fiber in the product. Crude fiber is an
  Crude fiber                 Maximum                2.0%            estimate of the indigestible portion of the food for dogs and
  Moisture                    Maximum                10.0%
  Vitamin E                   Minimum                275 IU/kg
                                                                     cats (Chapter 5). The crude fiber method typically recovers a
  Ascorbic acid (vitamin C)* Minimum                 50 mg/kg        large percentage of cellulose and lignin in a sample, and a vari-
  Canada (guaranteed analysis)                                       able percentage of hemicellulose and even ash.
  Protein                     -                      30.0%
  Fat                         -                      18.0%
                                                                        Moisture is determined by drying a sample of the product to
  Moisture                    -                      10%             a constant weight. The drying procedure measures water in the
  CVMA-Certified Food in Canada (guaranteed analysis)                product as a whole, but does not distinguish between added
  Crude protein               Minimum                30.0%
  Crude fat                   Minimum                18.0%
                                                                     water and water in the ingredients. Subtle differences in mois-
  Crude fibre                 Maximum                2.0%            ture content of moist products can result in marked differences
  Moisture                    Maximum                10.0%           in dry matter content and therefore the economics of feeding a
  Ash                         Maximum                5.0%
  Europe (typical analysis)
                                                                     given pet food. Remember, the dry matter content of the food
  Crude protein               -                      31.3%           contains all of the nutrients except water. For example, compare
  Crude oils and fats         -                      21.3%           the dry matter content of three different moist cat foods: 1)
  Crude fibre                 -                      2.0%
  Crude ash                   -                      4.7%
                                                                     Food A contains 72% moisture, 2) Food B contains 78% mois-
  Moisture                    -                      7.5%            ture and 3) Food C contains 82% moisture.
  Additives (per kg)                                                    Food A           100 - 72% water = 28% dry matter
  Vitamin A                   -                      17,100 IU
  Vitamin D3                  -                      1,710 IU
                                                                        Food B*          100 - 78% water = 22% dry matter
                                                                        Food C**         100 - 82% water = 18% dry matter
                                                                        *28 - 22 ÷ 22 x 100 = 27% more dry matter in Food A (72%
  Vitamin E                   -                      290 mg
  Copper (copper chloride)    -                      21 mg
  Contains EU permitted antioxidant
                                                                                         moisture) vs. Food B (78% moisture)
                                                                        **28 - 18 ÷ 18 x 100 = 55% more dry matter in Food A (72%
  Contains EU permitted colorant
  *Not recognized as an essential nutrient by the AAFCO Cat
  Food Nutrient Profiles.                                                      moisture) vs. Food C (82% moisture)
                                                                        Therefore, what appears to be a small difference in water
                                                                     content of a food produces a marked difference in dry matter
follow the listing of recognized nutrients and be accompanied        content. Guarantees are expressed on an “as is” or “as fed” basis.
by an asterisk referring to the disclaimer “Not recognized as an     It is important to remember to convert these guarantees to a
essential nutrient by the AAFCO Dog (or Cat) Food Nutrient           dry matter basis when comparing foods with differing moisture
Profiles.” The sliding scale method of listing guarantees as per-    content (e.g., moist vs. dry foods).
centage ranges (e.g., minimum 15 to 18%) is not allowed. It is          Although a maximum ash guarantee is not required in the
important to recognize that these percentages generally indi-        United States, many pet food manufacturers include one on the
cate the “worst case” levels for these nutrients in the food and     labels of their foods. In the United States, “low ash” claims are
do not reflect the exact or typical amounts of these nutrients.      not allowed because “ash” per se is of no true significance. “Low
This differs from pet food labels in Europe where “typical” per-     magnesium” claims on cat food labels are allowed if the food
centages are used.                                                   meets certain FDA criteria. In such cases, a maximum magne-
  The term crude protein refers to a specific analytical proce-      sium guarantee is required. To be labeled as a “low magnesium”
dure that estimates protein content by measuring nitrogen.           food, the product must contain less than 0.12% magnesium, on
Crude protein is an index of protein quantity but does not indi-     a dry matter basis, and less than 25 mg per 100 kcal metaboliz-
cate protein quality (amino acid profile) or digestibility           able energy. Actual analytical values must show that the product
(Chapter 5).                                                         consistently meets these levels. The estimation of magnesium
  Crude fat refers to a specific analytical procedure that esti-     content based on calculation from the guaranteed analyses must
mates the lipid content of a food obtained through either ether      meet these criteria as well. The only exception occurs when the
extraction or acid hydrolysis. In addition to lipids, this proce-    label bears an AAFCO calorie content statement that is higher
dure also isolates certain organic acids, oils, pigments, alcohols   than would be estimated from the guaranteed analysis.
and fat-soluble vitamins. Because fats have more than twice the         Ash consists of all noncombustible materials in the food,
energy density of proteins and carbohydrates, crude fat can be       usually salt and other minerals. A high ash content in dry and
used to estimate the energy density of the food. If the moisture     soft-moist foods generally indicates a high magnesium content.
and crude fiber content of two foods are somewhat similar, the       However, the ash content of moist cat foods usually correlates
food with the higher crude fat guarantee will usually have the       poorly with the magnesium content. Excessive magnesium
higher energy density.                                               intake may be one risk factor for feline struvite urolithiasis
  Crude fiber represents the organic residue that remains after      (Chapter 43).
                                                                                                          Pet Food Labels                  199
  Claim 1: “Good Things Beef Flavor Dog Food is formulated to            Things Nutrition Center.”
  meet the nutritional levels established by the AAFCO (Association      Interpretation: This food (or a family member) has undergone
  of American Feed Control Officials) Dog Food Nutrient Profiles for     AAFCO minimum protocol feeding studies for adult maintenance
  maintenance of adult dogs.”                                            only and has not been tested for gestation/lactation or growth. The
  Interpretation: This food has been formulated to meet the nutrient     language of the statement is not in compliance with AAFCO regu-
  levels in the AAFCO Dog Food Nutrient Profile for adult mainte-        lations.
  nance. This product does not meet the nutrient profile for
  growth/lactation and has probably not undergone AAFCO feeding          Claim 6: “Complete and balanced nutrition for all lifestages of the
  tests.                                                                 dog, substantiated by testing performed in accordance with feed-
                                                                         ing protocols established by AAFCO.”
  Claim 2: “Good Things Chicken Recipe Cat Food meets the nutri-         Interpretation: This dog food (or a family member) has undergone
  ent requirements established by the AAFCO Nutrient Profile for all     AAFCO minimum protocol feeding trials for gestation/lactation and
  stages of a cat’s life.”                                               growth. The language of the statement is not in compliance with
  Interpretation: This food has been formulated to meet the nutrient     AAFCO regulations.
  levels in the AAFCO Cat Food Nutrient Profile for growth/lactation
  and adult maintenance. This product has probably not undergone         Claim 7: “Meets or exceeds the nutritional levels established by
  AAFCO feeding tests. The language of the statement is not in           the National Research Council recommendations for all stages of a
  compliance with AAFCO regulations.                                     cat’s life.”
                                                                         Interpretation: This cat food has been formulated to meet or
  Claim 3: “Animal feeding tests using the AAFCO procedures sub-         exceed the nutrient levels established for growth, gestation/lacta-
  stantiate that Good Things Lamb Meal and Rice Formula Dog              tion and adult maintenance by the National Research Council
  Food provides complete and balanced nutrition for the growth of        (NRC) in the United States. This product has probably not under-
  puppies and maintenance of adult dogs.”                                gone feeding tests. This nutrition statement would be considered
  Interpretation: This food has successfully completed an AAFCO          misbranded in the United States because the NRC nutrient recom-
  minimum protocol feeding trial for growing puppies (10 weeks of        mendations have been replaced by AAFCO Cat Food Nutrient
  feeding) or is a family member of a tested product. It probably, but   Profiles. However, references to NRC are still made on pet foods
  not necessarily, is formulated to meet the AAFCO Dog Food              sold in countries other than the United States.
  Nutrient Profiles for maintenance and growth/reproduction.
                                                                         Claim 8: “Good Things for Dogs: CVMA Certified; Certified by the
  Claim 4: “Good Things Cat Food with Tuna provides complete             Canadian Veterinary Medical Association to meet its nutritional
  and balanced nutrition for kittens and adult reproducing queens as     standards on the basis of comprehensive feeding trials, chemical
  substantiated by feeding tests performed in accordance with pro-       analysis and on-going monitoring.”
  cedures established by the Association of American Feed Control        Interpretation: This dog food meets or exceeds the standards
  Officials (AAFCO).”                                                    established by the CVMA Pet Food Certification Program for adult
  Interpretation: This cat food (or a family member) has undergone       maintenance. The food meets or exceeds the CVMA standards for
  AAFCO minimum protocol feeding studies for gestation/lactation         nutrient content, digestibility and labeling requirements. Nutrient
  and growth. This food would be nutritionally adequate for adult        digestibility is the only feeding test performed after the product is
  cats but is not recommended by this manufacturer for long-term         initially certified.
  maintenance of adult cats. The language of the statement is not in
  compliance with AAFCO regulations.                                     *Claims 2, 4, 5 and 6 appear on pet food labels in the United
                                                                         States market, but Claim 3 is the preferred wording for products
  Claim 5: “Complete and balanced nutrition for adult maintenance        that have passed an AAFCO protocol feeding trial, and Claim 1 is
  based on AAFCO protocol feeding studies conducted at the Good          the preferred wording for products that meet the profiles.
   NUTRITIONAL ADEQUACY                                                     AAFCO (2007) nutrient profiles are published for two cate-
   STATEMENT                                                             gories: 1) growth and reproduction and 2) adult maintenance.
   Since 1984, regulations in the United States have required            The formulation method allows the manufacturer to substanti-
that all pet food labels, with the exception of products clearly         ate a “complete and balanced” claim by calculating the nutrient
labeled as “treats” and “snacks” (and more recently as “supple-          content of a food using standard nutrient information about
ments”) contain a statement and validation of nutritional ade-           ingredients or by chemical analysis of the final product. Table
quacy. When a claim of “complete and balanced,” “100% nutri-             9-6 lists some of the wording that connotes this type of claim,
tious” or some similar designation is used, manufacturers must           but the only statement that is acceptable in states that follow
indicate the method and lifestage that was used to substantiate          AAFCO Model Pet Food Regulations is “(Complete name of
this claim (Table 9-6).                                                  product) is formulated to meet the nutritional levels established
   AAFCO (2007) regulations allow three basic methods to                 by the AAFCO Dog (or Cat) Food Nutrient Profiles for
substantiate claims. The formulation method requires that the            (lifestage).” The formulation method is less expensive and
manufacturer formulate the food to meet the AAFCO Dog or                 time-consuming, but has been criticized because it does not
Cat Food Nutrient Profiles. The feeding trial (protocol)                 account for acceptability of the food or nutrient availability. A
method requires that the manufacturer perform an AAFCO-                  report in 1991 documented that some commercial pet foods
protocol feeding trial using the food as the sole source of nutri-       that made “complete and balanced” claims by formulation
tion. The family method allows product analyses to ensure that           methods alone did not provide adequate growth of normal ani-
the pet food is a member of a product family in which the lead           mals because of poor availability of nutrients in the food
member has successfully passed a feeding trial.                          (Huber et al, 1991). However, that study was based on the older
200           Small Animal Clinical Nutrition
NRC recommendations, not the AAFCO Dog Food Nutrient                  AAFCO-sanctioned metabolizable energy feeding trial, the
Profiles, which had additional safety considerations built in to      nutritional adequacy statement as used for the tested product
help mitigate the potential for these types of deficiencies.          may also be used for the family members. Although infrequent-
   The feeding trial (protocol) method is generally considered        ly observed in the market, labels of family members whose calo-
the preferred method for substantiating a claim. Feeding tests        rie content was determined by calculation methods must
can be used to support a nutritional adequacy claim for one or        state,“(complete product name) provides complete and bal-
more of the following categories: 1) gestation and lactation, 2)      anced nutrition for (lifestage), and is comparable in nutritional
growth, 3) maintenance and 4) all lifestages. AAFCO has pub-          adequacy to a product which has been substantiated using
lished minimum testing protocols for adult maintenance,               AAFCO feeding tests.”
growth and gestation/lactation. A food that successfully com-            Pet foods that are clearly labeled as snacks, treats or supple-
pletes a gestation/lactation trial followed by a growth trial using   ments may make a nutritional adequacy claim but are not
the offspring from the gestation/lactation trial can make a           required to do so. Pet foods that fail to meet AAFCO require-
claim for all lifestages. The required terminology for labels of      ments by any of the standard methods and are not clearly
pet foods that have passed these tests is: “Animal feeding tests      labeled as snacks, treats or supplements are required to have the
using AAFCO procedures substantiate that (complete product            nutritional statement: “This product is intended for intermit-
name) provides complete and balanced nutrition for                    tent or supplemental feeding only.”
(lifestage).” The wording must appear verbatim. Deviations               Veterinary therapeutic/wellness foods are those products that
from the above statement, while occasionally observed on some         are intended for use by or under the supervision or direction of
pet food labels, are currently considered misbranded in the           a veterinarian. These foods may contain the nutritional state-
United States (Table 9-6).                                            ment “use only as directed by your veterinarian.” In addition to
   AAFCO feeding trials are minimum protocols. As an                  this statement, the label must include the appropriate lifestage
example, the adult maintenance protocol uses eight animals            AAFCO nutritional adequacy claim or an “intermittent or sup-
that are fed the food as the sole source of nutrition for six         plemental” feeding statement.
months. A veterinarian examines the animals at the beginning
of the study and at the end of 26 weeks for clinical signs of            FEEDING GUIDELINES
nutritional deficiency or excess. Body weight is recorded                In the United States, dog and cat foods labeled as complete
weekly and minimal laboratory evaluations (total erythrocyte          and balanced (including snacks and treats) for any or all
count, hemoglobin, packed cell volume, serum alkaline phos-           lifestages must list feeding directions on the product label for all
phatase, serum albumin and whole blood taurine in cats) are           lifestages for which the product is intended. These directions
performed. This type of protocol will usually detect the vast         must be expressed in common terms and must appear promi-
majority of nutrient deficiencies but might not detect some           nently on the label. Feeding directions should, at a minimum,
nutrient excesses that may be harmful when fed over a longer          state, “Feed (weight/unit of product) per (weight unit) of dog
period. In this respect, the AAFCO profiles are better because        (or cat)” and frequency of feeding. These feeding statements are
maximum levels of some nutrients are also established.                general guidelines at best. Because of individual variation, many
Growth protocols include feeding the food for a minimum of            animals will require more or less food than that recommended
10 weeks. Because this test is conducted during the most crit-        on the label to maintain optimal body condition and health.
ical stage of the puppy’s or kitten’s development, it is very sen-       There is an exception to this rule for products that bear the
sitive in detecting deviations from normal growth. The gesta-         “use only as directed by your veterinarian” statement. Because
tion/lactation trial considers factors such as litter size and sur-   the veterinarian will presumably provide proper instruction
vivability and health of the dam.                                     about feeding of the product, explicit feeding directions are not
   The family method of nutritional substantiation is a combi-        required. Many veterinary therapeutic/wellness products, how-
nation of the formulation and feeding trial methods. An indi-         ever, may still provide specific directions either on the label or
vidual product can be a member of a product family and be             in accompanying product literature.
nutritionally similar to a lead product that has undergone
AAFCO feeding tests. AAFCO (2007) has established clear                  STATEMENT OF CALORIE CONTENT
procedures for establishing pet food product families. To qual-          The label of a dog or cat food in the United States may bear
ify, the family member must be the same processing type as the        a statement of calorie content provided the statement is sepa-
tested product, sufficiently close to the tested product in metab-    rate from the guaranteed analysis and appear under the head-
olizable energy content, analyzed and shown to meet the levels        ing “calorie content.” At this time, it is required for “light” and
of the tested product for crude protein, calcium, phosphorus,         “less calorie” pet foods, but is voluntary on others. The state-
zinc, lysine and thiamin (plus potassium and taurine for cat          ment is based on kilocalories of metabolizable energy (ME) on
foods), meet either the tested product or the AAFCO Dog or            an as fed basis and must be expressed as kilocalories per kilo-
Cat Food Nutrient Profiles minimums for all other nutrients           gram (kcal/kg) of product. The statement may also be expressed
and meet all established AAFCO Dog or Cat Food Nutrient               as kilocalories per familiar household measure (e.g., kcal/cup,
Profiles maximums. When the calorie content of both the test-         kcal/can), in addition to, but in lieu of, the kcal/kg value.
ed product and family members are determined by an                       There are two methods for determining calorie content. The
                                                                                                 Pet Food Labels                201
first is the “calculation method,” wherein analytical values for    violations of Canadian labeling legislation and in assessing
the calorie-containing nutrients in the food (protein, fat and      complaints about false or misleading pet food labels or adver-
carbohydrates) are used to estimate metabolizable energy by the     tising. For this reason, most reputable Canadian pet food com-
“modified Atwater” formula. This formula is based on average        panies adhere to the Competition Bureau guidelines.
digestibility of these nutrients in commonly used pet food
ingredients. As such, it tends to underestimate the true calorie    CVMA Pet Food Certification
content of very highly digestible foods and overestimate the        The Canadian Veterinary Medical Association (CVMA) Pet
calorie content of poorly digestible foods.                         Food Certification Program was established in 1976 as a volun-
   Calorie content may also be determined by conducting             tary, third-party, quality assurance program for pet foods sold in
AAFCO-sanctioned feeding trials to obtain a more accurate           Canada. The CVMA Program establishes nutrient standards,
measurement of digestibility. The most common method is to          lifestage feeding protocols and digestibility feeding protocols
feed animals the pet food in question for five days, then to very   for dogs and cats (CVMA, 1999; Allard, 1988). Similar to PFI
carefully measure food intake and fecal excretion for an addi-      and NRC, the CVMA is not a regulatory agency but provides
tional five days. Comparing “what goes in” to “what comes out,”     a method of voluntary enforcement of certain standards for pet
with some additional estimates for nitrogen loss in urine, is a     foods. Involvement in the CVMA Pet Food Certification
more reliable method for determining metabolizable energy.          Program is not mandatory.
   To differentiate the two methods on a pet food label, a calo-       The mission of the CVMA Pet Food Certification Program is:
rie content statement determined by the calculation method             “To improve the health and well-being of pets by: 1) provid-
must include the word “calculated.”                                    ing a nutritional standard for pet foods for manufacturers to
                                                                       meet in order to satisfy the nutritional requirements of a nor-
   GENERAL INFORMATION                                                 mal pet throughout its life, 2) certifying pet foods that meet
   In the United States, the name and address of the manufac-          the CVMA nutritional standards and monitoring continu-
turer, distributor or dealer must be found on the label, usually       ously those foods to ensure that they continue to meet the
on the information panel. The phrases “Distributed by....” or          standards of composition, digestibility and palatability, 3)
“Manufactured for....” or “Imported by....” indicate that a com-       providing the consumer with a quality assurance program
pany other than the one selling the product has manufactured           and a means of identifying a nutritionally sound pet food in
the pet food. This is a common practice with private label brand       the marketplace, 4) ensuring the CVMA Seal of Cer-
pet foods. The manufacturer in this case is called a co-packer.        tification becomes synonymous in the Canadian public’s
Regulations require that if the product is manufactured in a           mind with quality and integrity by assuring that all advertis-
country other than where it is sold, the manufacturer’s informa-       ing statements are fairly presented and can be supported by
tion be accompanied by “Product of (country of origin).”               the advertiser and 5) helping pet owners understand the
   Although not a legal requirement, most manufacturers                importance of proper nutrition in preventive health care and
include the universal product code (UPC) or bar code on the            6) encouraging the funding of small animal nutrition
label. Other information such as batch numbers and date of             research” (1999).
manufacture are also frequently found on pet food containers or        All CVMA-certified pet foods are allowed to display the
labels. This information is important to know when communi-         CVMA Seal of Certification on their labels for products sold in
cating with a manufacturer about product in a specific contain-     Canada. Because of AAFCO restrictions, pet food containers
er. Some manufacturers will use a freshness date such as “Best      sold in the United States cannot display the CVMA Seal.
before (date)” or list other guarantee policies.
                                                                    Principal Display Panels
                                                                    Principal display panels on Canadian pet food containers
 PET FOOD LABELS IN CANADA                                          may vary. The Canadian government requires that product
                                                                    identity and net quantity (net weight) be listed on all prin-
Regulation in Canada                                                cipal display panels of pet foods sold in Canada. Other ele-
The Canadian government has few pet food labeling regula-           ments of the principal display panel described under United
tions. The Consumer Packaging and Labelling Act specifies that      States regulations may appear on the container depending
three basic mandatory statements must appear in English and         on several factors.
French languages on a pet food label for food sold in Canada:          The CVMA Pet Food Certification Program requires more
1) product identity, 2) product net quantity (metric units first)   extensive labeling requirements than does the Canadian law
3) and the dealer’s name and principal place of business.           (Allard, 1988). The CVMA Program labeling requirements
   The Canadian government’s Competition Bureau has pub-            include product identity, designator and net quantity, which
lished a “Guide for the Labeling and Advertising of Pet Foods”      are usually found on the principal display panel (Allard,
(2001). This guide provides a voluntary code of conduct setting     1988). Nutritional claims can be stated but must be substan-
out best practices for the labeling and advertising of Canadian-    tiated. Product names can contain ingredients (Beef stew,
produced pet foods. Although these guidelines are not law, the      Beef flavor, etc.) as described earlier for United States’ labels
guide is used by the Competition Bureau in evaluating possible      and follow roughly the same percentage rules. Pet foods that
202           Small Animal Clinical Nutrition
meet the requirements can display the CVMA                                           mums (not more than 6% dry matter) are
Seal of Certification on the principal display                                       required for cat foods certified by the CVMA
panel (Figure 9-4) (CVMA, 1999).                                                     Program, and magnesium maximums (not
Requirements dictate the maximum size of                                             more than 0.1% dry matter) are required for
the logo for different sizes of containers                                           cat foods that make a “low ash” claim.
(CVMA, 1999).
   The Competition Bureau voluntary guide-                                           Nutritional Adequacy Statements
lines regarding the principal display panel are                                      The CVMA Pet Food Certification
similar to those for the United States and the                                       Program has published nutrient standards
CVMA Certification Program. These guide-                                             and protocols for digestibility feeding trials
lines require the substantiation of any nutrition-                                   for dogs and cats (1989). Nutrient,
al claims, and provide definitions for ingredients                                   digestibility, feeding protocol and feeding
referenced in the product name (i.e., Beef dog                                       guideline standards have also been pub-
food, Beef dinner etc). The Competition                                              lished for “special foods” including light
Bureau’s guidelines follow similar percentage                                        (lite) foods, calorie-reduced foods, geriatric
rules to those of the United States.                                                 foods, growth foods, gestation/lactation
   Commercial pet foods produced in the                                              foods and low-ash, low-magnesium cat
United States for sale in Canada will usually                                        foods. Feeding trials are incorporated into
contain the elements of the principal display                                        the standards for geriatric foods (three-
panel legally required in the United States;                                         month period) and growth foods (weaning
namely, 1) a product name, 2) designator and Figure 9-4. The CVMA seal.              to six months). Products that meet these
3) net weight. Pet foods produced in Canada                                          standards can display the CVMA Seal of
that are not CVMA certified are not legally                                          Certification and use the following words as
required to conform to the stricter labeling requirements of     a nutritional statement: “This product meets nutritional stan-
the United States or CVMA Program, but most Canadian             dards established by the Canadian Veterinary Medical
pet foods do follow the comparable guidelines published by       Association (CVMA).” In addition to the CVMA certifica-
the Competition Bureau. Other elements of the principal dis-     tion logo, products certified as special foods may carry lan-
play panel such as the manufacturer’s name, brand name,          guage to the effect that: “This product is formulated to pro-
product vignette and bursts/flags are also found on Canadian     vide (claim for level of nutrients)” or “This product meets the
labels.                                                          CVMA standard for a (type of special food).”
                                                                    The Competition Bureau Guidelines state that nutritional
Information Panels                                               adequacy claims can be made if they are based on animal feeding
Ingredient Statements                                            protocols and nutrient profile programs such as those adminis-
Ingredient statements on pet food containers in Canada also      tered by the Pet Food Association of Canada, the CVMA or
vary. Canadian government regulations do not require an          AAFCO. The guidelines further state that products that are for-
ingredient statement. However, the Competition Bureau            mulated for or suitable for only a limited purpose, such as supple-
guidelines state that ingredients must be listed on the label,   mental feedings or that are limited to specific lifestages, must
that manufacturers should follow the AAFCO feed ingredient       contain a statement to that effect. If a product is intended to be
definitions and ingredients should be listed in descending       used under the supervision of a veterinarian, the following claim
order by percentage of weight. The CVMA Program states           must be included on the product label: “Use only as directed by
that ingredients should be listed on the label in decreasing     your veterinarian.” The guidelines specifically forbid drug claims
order of concentration in the product. Pet foods produced in     (i.e., the words “diagnose,” “cure,” “mitigate,” “treat” or “prevent”
the United States and sold in Canada will usually meet the       disease must not be used on a pet food label).
United States regulations for ingredient lists. Pet foods pro-      Some products in Canada will reference the NRC for com-
duced in Canada that are not CVMA certified generally fol-       plete and balanced nutrition claims, although this reference is
low the Competition Bureau’s guidelines even though they are     no longer legal in the United States. Based on published
not required to by law (Table 9-4).                              NRC nutrient standards, these claims refer to the formula-
                                                                 tion/analysis method. Table 9-6 includes nutritional claims
Guaranteed Analysis                                              that appear on pet foods sold in Canada.
Canadian law does not require guarantees on pet food labels.
The voluntary Competition Bureau Guidelines state that a         Other Items on Information Panels
guaranteed analysis must be shown on the label and must          In Canada, pet foods certified by the CVMA must provide
include the following on an “as fed” basis: crude protein (mini- feeding instructions on the label if they are sold as light, calorie-
mum %), crude fat (minimum %), crude fibre (maximum %) and       reduced or geriatric foods. Pet foods certified by the CVMA
moisture (maximum %). Pet foods certified by the CVMA            Program as light, calorie-reduced or geriatric foods have energy
Program must also include the above guarantees. Ash maxi-        density (kcal/gram of dry matter gross energy) standards, but
                                                                                                  Pet Food Labels               203
Regulation in Europe
The regulations about pet food labeling for Europe, as dis-
cussed in this chapter, apply primarily to the 25 member states     These Committees draw up legislative proposals, and amend
of the European Union (EU) and Switzerland. Legislation             and adopt Commission and Council proposals. Two
controlling pet food labels originates in EU institutions and is    Committees can be involved in pet food legislation: “the
then implemented into national law. Outside the EU, individ-        Committee responsible for environment, public health and
ual countries have different structures and rules.                  food safety” and “the Committee responsible for agriculture
                                                                    and rural development.”
European Union
  COUNCIL                                                              LEGISLATIVE PROCESS
  The Council of the EU is the EU’s main decision-making               Two kinds of legislative pieces can come forth: a directive or
institution. The Council of the European Union is the               a regulation. A directive must be implemented into national law
forum within which the ministers of the EU meet.                    within a period stipulated in the directive. The national law can
Depending on the subject on the agenda, each country is             be more restrictive than the European directive but must always
represented by the minister responsible for that particular         be within the scope and spirit of the directive. A regulation
subject (e.g., agriculture, public health etc.) There are nine      must be adopted by national law without changes and is appli-
different Council “configurations.”                                 cable almost immediately after publication. The directives for
  The Council passes laws, usually in cooperation with the EU       feeding stuffs contain strict provisions and stipulate definitions
Parliament. In principle, the EU Commission proposes laws for       for ingredients, for methods of sampling and analysis and for
the Council, which examines and adopts them or proposes             types and maximum levels of permitted additives.
modifications.
                                                                       NATIONAL AUTHORITIES
   EUROPEAN COMMISSION                                                 The national, regional or local governments in EU coun-
   The Commission acts with complete political independence,        tries apply the EU’s health and consumer protection laws.
and must not take instructions from any member state govern-        Their job is to ensure traders, manufacturers and food pro-
ment. The Commission has the right to propose new EU leg-           ducers in their country observe the rules. After a piece of leg-
islation and ensures that the regulations and directives adopted    islation has been published in the Official European Journal,
by the Council and Parliament are implemented. A civil serv-        the national government must implement it immediately
ice made up of 36 “Directorates-General” (DGs) and services,        (regulation) or, in the case of a directive, translate the legisla-
based mainly in Brussels and Luxembourg, assists the                tion into national law within the specified time (Borchardt,
Commission. Each DG deals with specific matters; DG Sanco           1994). The individual countries through their Ministries of
(Health and Consumer Protection Directorate General) large-         Agriculture are responsible for controlling the application of
ly regulates pet food and labeling issues. DG Sanco’s work is       the law by checking labels and taking samples for analysis.
divided into three main areas: public health, food safety and       National experts, who work closely with the European
consumer protection.                                                Commission on legislation, reside under the Ministries of
   In most cases, the various DGs of the European                   Agriculture of the different member states.
Commission prepare an initial text for adoption as a
Commission Proposal. During this preparation phase, national           FÉDÉRATION EUROPÉENNE
civil servants, the industry, consumers and other interest groups      DE L’INDUSTRIE DES ALIMENTS POUR
and outside professionals may be consulted.                            AMINAUX FAMILIERS
                                                                       Established in 1970, the Fédération Européenne de
   EUROPEAN PARLIAMENT                                              l’Industrie des Aliments pour Aminaux Familiers (FEDIAF)
   The European Parliament is the only supranational institu-       represents the pet food industry in Europe and unites the
tion whose 732 members are directly elected by the citizens of      national professional organizations of 19 countries, whether
the 25 member states. The European Parliament is involved in        they belong to the EU or not (Table 9-7) (FEDIAF, 1993;
legislative activity through its 20 parliamentary committees.       PFMA, 1993). FEDIAF represents approximately 450 compa-
204           Small Animal Clinical Nutrition
   NET WEIGHT
   The “net weight” declaration is regulated by packaged goods
regulations. The “e” often seen after the net weight is not spe-
cific for pet foods, but indicates that the net weight is an aver-
age. Strict rules regulate the limits of variation permitted under