European Media Law and Policy Framework: The Media in South-East Europe
European Media Law and Policy Framework: The Media in South-East Europe
The views expressed in this publication are not necessarily those of the Friedrich Ebert Foundation
or of the organisation for which the authors work.
By the
Institute of European Media Law e.V. (EMR), Saarbrücken/Brussels
2   The Media in South-East Europe
European Media Law and Policy Framework                                                                                                      3
Table of Contents
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2         Media law aspects of European Union law: The acquis and its extension to
          South-East Europe  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
Preface
1
  Convention for the Protection of Human Rights and Funda-       2
                                                                   Cf. Art. 3 et seq. Statute of the Council of Europe of 5 May
mental Freedoms of 4 November 1950 as amended by its Pro-        1949, available at: www.conventions.coe.int/
tocol No. 14 (CETS No. 194) as from the date of its entry into   3
                                                                   C. Grabenwarter, Europäische Menschenrechtskonvention,
force on 1 June 2010.                                            Munich 2009, § 2 rec. 4.
8                                                                                               The Media in South-East Europe
        cure to everyone within their jurisdiction                  some South-East European states like Croatia
        the rights and freedoms defined in Sec-                     or Romania.5
        tion I of this Convention.”                                     After the drastic changes of the political
        Thus, regardless of nationality, the legal                  systems in the Central European and Eastern
    protection of a person just depends on being                    European States, the ECHR as well as the ju-
    affected by the sovereignty of a contracting                    risdiction of the ECtHR have a special signifi-
    state, whereas the latter can only be referred                  cance as both can serve as a model for the
    to the Court of Human Rights for violations of                  construction of a new (legal) system with a
    the ECHR as a Member State.                                     European direction and standard in those
        The European Union has not yet ratified                     countries.6
    the ECHR. However, Art. 6(2) of the Treaty on                       The examination by the ECtHR as to
    the European Union (TEU) (now) foresees the                     whether there is a violation of the Convention
    possibility for the EU to become a member of                    is carried out in three stages. Firstly, the Court
    the ECHR by signing this international treaty.                  inspects whether the scope of protection of
    Additionally, Article 6(3) TEU declares that the                an article of the Convention is affected. Sec-
    fundamental rights as they are guaranteed by                    ondly, it examines whether there is a measure
    the ECHR are part of the Union Law as “gen-                     that interferes with a legally protected posi-
    eral principles”. Correspondingly, Protocol                     tion of a person. Thirdly, it assesses whether
    No. 14 to the ECHR, which entered into force                    this restriction can be justified. According to
    on 1 June 20104, in its Art. 17, amended Art.                   Art. 10 ECHR, the interference shall be pre-
    59 ECHR, which now states that “the Euro-                       scribed by law and pursue a legitimate aim,
    pean Union may accede to the Convention”.                       whereas the interference has to be propor-
    It could be expected that the EU will do so in                  tionate to the significance and the value of
    the near future.                                                the aim pursued.
        Besides, there is the question of the re-
    lationship between the range of the pro-                        1.2     The scope of protection
    tection provided by the ECHR, on the one
    hand, and by the national constitutions, on                     Art. 10 ECHR, first of all, according to para. 1
    the other hand. The Convention has the                          protects “the right to freedom of expression”.
    function to guarantee a “minimum stan-                          According to this fundamental right the ECtHR
    dard” of protection. Therefore, the states                      ruled in its “Handyside case” that the
    are free to provide their citizens with more                       “[f]reedom of expression constitutes one of
    comprehensive, detailed and/or addition-                            the essential foundations of a democratic
    al rights than the Convention itself does.                          society, one of the basic conditions for its
    However, the states must not fall short of                          progress and for the development of ev-
    the level of protection as afforded by the                          ery man.”7
    Convention (Art. 57 ECHR).                                          However, Art. 10 ECHR has a much wider
        The Convention has “constitutional sta-                     scope, because not only the “freedom of com-
    tus” only in Austria. In all other states it ranks              munication”, but the entire communication
    under the Constitution. However, it outranks
    simple-majority legislation, as for example in
                                                                    5
                                                                      See Art. 134 of the constitution of the Republic of Croatia, 21
                                                                    December 1990 and Art. 20(2) of the constitution of Romania.
    4
      Protocol No. 14 to the Convention for the Protection of Hu-   6
                                                                      Cf. Grabenwarter, op. cit., § 3, rec. 10.
    man Rights and Fundamental Freedoms, amending the control       7
                                                                      Handyside v. the U.K., judgment of 7 December 1976, Appl.
    system of the Convention, Strasbourg, 13 May 2004.              5493/72, § 49.
European Media Law and Policy Framework                                                                                                  9
process is covered. This includes at least six sub-                          However, it is necessary that they are ad-
areas: the freedom of expression and of infor-                          equately grounded on a sufficient factual ba-
mation, the freedom of the press and of broad-                          sis that has to be proved itself; otherwise an
casting, and the freedom of art and of science.                         interference could be proportionate.10
     As there are several forms of communica-                                Journalists are principally obliged to verify
tion, it could be said that the freedom of ex-                          factual statements. But even if their state-
pression is the basis of the protection of the                          ments are defamatory of private individuals,
freedom of communication. A reading of the                              they can be dispensed from this ordinary obli-
jurisprudence of the ECtHR shows that it is                             gation. The exercise of freedom of expression
difficult to distinguish between the respective                         carries with it “duties and responsibilities”,
rights, especially the freedom of expression                            which also apply to the media even with re-
and the freedom of the press. For example,                              spect to matters of serious public concern.
journalists who make statements may be pro-                             They are considerable when the reputation
tected by the freedom of expression, as in the                          of a named individual is attacked and thus
majority of the cases this right is concerned, or                       the “rights of others” are interfered with.
by the freedom of broadcasting.                                         Therefore, special reasons are required before
     Therefore, in some instances the protection                        the media can be dispensed from their obli-
of all covered rights under Art. 10 ECHR may                            gation to verify factual statements that are
merge and would have to be seen as comple-                              defamatory of private individuals. Whether
menting each other. In the following, different                         such grounds exist, depends in particular on
areas of the scope of protection applying to all                        the nature and degree of the defamation in
the media are to be examined.                                           question and the extent to which the media
                                                                        can reasonably regard their sources as reliable
a) Value judgments and statements of fact                               with respect to the allegations.11 Thus, it has
An opinion can be expressed by giving a value                           to be decided based on a weighing of inter-
judgment and/or a statement of fact.                                    ests in the given case.
    The ECtHR says that                                                      According to the ECtHR in the Bladet
   “the existence of facts can be demonstrat-                           Tromsø and Stensaas judgment12, the press
    ed whereas the truth of value judgments                             should normally be entitled to rely on the con-
    is not susceptible of proof.”8                                      tents of official reports and their correctness
    It determines that a careful distinction                            without having to undertake independent re-
needs to be made between value judgments                                search. Otherwise, the vital public watchdog
and statements of fact, whereas the dividing                            role of the press may be undermined.13
line cannot be defined precisely.                                       It has to be noted that the Court also decided
    In any case, value judgments have a de-                             that it is in principle not incompatible with
scriptive element and include judgmental                                Art. 10 ECHR to place on a defendant in libel
parts. In a democratic society they do not
have to be proved – especially by journalists.
Otherwise,                                                              9
                                                                           Lingens v. Austria, op. cit., § 46.
                                                                        10
                                                                           Jerusalem v. Austria, judgment of 27 February 2001, Appl.
   “it infringes freedom of opinion itself, which                       26958/95, §§ 42 and 43.
                                                                        11
                                                                           Tønsbergs Blad AS and Haukom v. Norway, judgment of 1 March
    is a fundamental part of the right secured                          2007, Appl. 510/04 , § 89.
    by Article 10 of the Convention.”9                                  12
                                                                           Bladet Tromsø and Stensaas v. Norway, judgment of 20 May
                                                                        1999, Appl. 21980/93, § 68; see mutatis mutandis: Colombani v.
                                                                        France, judgment of 25 June 2002, Appl. 51279/99.
                                                                        13
                                                                            Goodwin v. the U.K., judgment of 27 March 1996, Appl.
8
    Lingens v. Austria, judgment of 8 July 1986, Appl. 9815/82, § 46.   17488/90, § 39.
10                                                                                            The Media in South-East Europe
     proceedings the onus of proving to the civil                         shock or disturb; such are the demands of
     standard the truth of defamatory statements.                         that pluralism, tolerance and broadmind-
         Nevertheless, it is essential,                                   edness without which there is no demo-
        “in order to safeguard the countervailing in-                     cratic society.”17
         terests in free expression and open debate,                      A speaker, however, is obliged to choose
         that a measure of procedural fairness and                    his words with caution. If he might have been
         equality of arms is provided for.”14                         able to voice his criticism and to contribute to
         There are also case configurations con-                      a free public debate without having had re-
     ceivable in which a proper value judgment has                    course to a particular defamatory word which
     to be handled as a factual judgment. Where                       explicitly referred to a criminal offence a con-
     criminal accusations are concerned, a claim                      viction based on this statement would not be
     implying a negative value judgment includes                      a violation of Art. 10 ECHR.18
     a precise descriptive element and is therefore                       Criticism, especially conducted by jour-
     more likely to be of factual nature, and needs                   nalists, is necessary in (and for) a democrat-
     to be proved.15                                                  ic society in order to support political and
         Both value judgments and statements of                       social development. Therefore, freedom of
     fact are protected entirely and without limita-                  expression gives the public the singular op-
     tions by Art. 10 ECHR.                                           portunity to receive information and there-
         Additionally, the case law of the ECtHR                      after to form their own opinions, so it is an
     shows that, besides certain forms of expression                  integral attribute of a democratic society. A
     and types of information, Article 10 also ap-                    conviction of a journalist in relation to dis-
     plies to information of a commercial nature.16                   tributing information of public interest may
                                                                      well deter one from contributing to public
     b) Critical statements                                           discussion of issues affecting the life of the
     Criticism on state institutions or private per-                  community and discourage one from mak-
     sons are statements that are particularly suit-                  ing criticisms in future. It can amount to a
     able for affecting the legal sphere of other                     kind of censorship and hinder the public
     people or legal assets protected by the ECHR,                    opinion-forming process.19
     such as the reputation or the authority and                          Journalists can also refer to Art. 10 ECHR,
     impartiality of the judiciary.                                   even if they excoriate, exaggerate or provoke
         But the protection is not limited to posi-                   or if they make polemical statements. Nev-
     tive or “harmless” criticism or inoffensive                      ertheless, the Court underlines that several
     statements the particular receiver may want                      rules are to be followed to assure a minimum
     to receive. The Court often reiterates that                      level in the particular debate. Insults, denigra-
        “it is applicable not only to information and                 tions, slander or gratuitous personal attacks
         ideas that are favourably received or re-                    could not enjoy general, unlimited protection
         garded as inoffensive or as a matter of in-                  under the Convention. Such statements can-
         difference, but also to those that offend,                   not support a democracy and therefore must
                                                                      not be tolerated.
     14
        Steel and Morris v. UK, judgment of 15 February 2005, Appl.
     68416/01, § 95.
     15
        Dommering, Comments on Art. 10 ECHR, in: Castendyk/Dom-
     mering/Scheuer, European Media Law, p. 55, para. 35.
                                                                      17
                                                                         Handyside v. the U.K., op. cit., § 49.
     16
        Markt intern Verlag GmbH and Klaus Beermann v. Germa-
                                                                      18
                                                                         Constantinescu v. Romania, judgment of 27 June 2000,
     ny, judgment of 20 November 1989, Appl. 10572/83, § 26;          Appl. 28871/95, § 74 and § 75.
     Casado Coca v. Spain, judgment of 24 February 1994, Appl.
                                                                      19
                                                                         Monnat v. Switzerland, judgment of 21 September 2006,
     15450/89, § 37.                                                  Appl. 73604/01, § 70.
European Media Law and Policy Framework                                                                                     11
          about the activities of judicial authorities               cumstances the press may be excluded from
          and police services through the media and                  a trial. Such an exclusion can be justified to
          that journalists must therefore be able to                 protect the privacy of a child and other par-
          report freely on the functioning of the                    ties, which is protected by Art. 8 ECHR, and
          criminal justice system.”27                                to avoid prejudicing the interests of justice.31
         But it also refers to this Recommendation
                                                                     d) Criticism of politicians
     and its Appendix when it says that
                                                                     The journalists’ right of making statements
        “it is to be noted that the public nature of
                                                                     may be restricted by the type of the person
         court proceedings does not function as a
                                                                     that is affected by it; however, generally not so,
         carte blanche relieving the media of their
                                                                     when it comes to reporting on public figures
         duty to show due care in communicat-
                                                                     such as politicians. According to the Court32,
         ing information received in the course of
                                                                          “the limits of acceptable criticism are wid-
         those proceedings”28,
                                                                          er with regard to a politician acting in his
     and that
                                                                          public capacity than in relation to a private
         “under the terms of Article 10 § 2, the exer-
                                                                          individual.”
         cise of the freedom of expression carries with
                                                                          A politician is a public figure who volun-
         it ‘duties and responsibilities’, which also ap-
                                                                     tarily lays himself open to close scrutiny of his
         ply to the press. In the present case this re-
                                                                     acting and word. Therefore he has to bargain
         lates to protecting ‘the reputation or rights
                                                                     for critical reactions of the public or the press
         of others’ and ‘maintaining the authority and
                                                                     and a higher degree of tolerance has to be
         impartiality of the judiciary’. These duties and
                                                                     displayed. A possible failure of a public figure,
         responsibilities are particularly important in
                                                                     even in the private sphere, may, in certain cir-
         relation to the dissemination to the general
                                                                     cumstances, constitute a matter of legitimate
         public of photographs revealing personal and
                                                                     public interest.33
         intimate information about an individual. The
                                                                          Even the publication of purely private in-
         same applies when this is done in connection
                                                                     formation of public figures may be permitted,
         with criminal proceedings.”29
                                                                     if there is a close connection with their func-
         With regard to the principles of the Recom-
                                                                     tion. The Court considers that
     mendation and Appendix, especially the posi-
                                                                        “it would be fatal for freedom of expression
     tive obligations of the states, the Court has al-
                                                                          in the sphere of politics if public figures
     ready affirmed a violation of Art. 8 ECHR con-
                                                                          could censor the press and public debate
     cerning a publication that entailed prejudice
                                                                          in the name of their personality rights, al-
     against the applicant’s honour and reputation
                                                                          leging that their opinions on public mat-
     and was therefore harmful to his moral and
                                                                          ters are related to their person and there-
     psychological integrity and his private life.30
                                                                          fore constitute private data which cannot
         These considerations are also important
                                                                          be disclosed without consent.”34
     for the question regarding under which cir-
     27
        Dupuis and other v. France, judgment of 7 June 2007, Appl.
                                                                     31
                                                                        See B. and P. v. the U.K., judgment of 24 April 2001, Appl.
     1914/02, § 42.                                                  36337/97 and 35974/97.
     28
        Eerikäinen and others v. Finland, judgment of 10 February
                                                                     32
                                                                        Oberschlick v. Austria (no.2), op. cit., § 29; Lopes Gomes
     2009, Appl. 3514/02, § 63; Flinkkilä and others v. Finland,     da Silva v. Portugal, judgment of 28 September 2000, Appl.
     judgment of 6 April 2010, Appl. 25576/04, § 77.                 37698/97, § 30.
     29
        Egeland and Hanseid v. Norway, op. cit., § 59.
                                                                     33
                                                                        Tønsbergs Blad AS and Haukom v. Norway, op. cit., § 87.
     30
        A. v. Norway, judgment of 9 April 2009, Appl. 28070/06,
                                                                     34
                                                                        Társaság a Szabadságjogokért v. Hungary, judgment of 14
     §§ 73 - 75.                                                     April 2009, Appl. 37374/05, § 37.
European Media Law and Policy Framework                                                                                     13
    But this does not mean that a politician                plicable, such reports can be justified by the
is not entitled to have his person protected.               right to freedom of expression of the journal-
In addition to Art. 10(1) ECHR protecting the               ists. This right has to be balanced against the
right to freedom of expression as the basis of              protection of the private life of the persons
all media, Art. 8(1) ECHR declares a right to               affected, while special circumstances can lead
respect the private and family life, the home               to an outweighing of the former.
and the correspondence of a person. He/She                       Therefore, the ECtHR found a violation
enjoys this right even when he/she is acting in             of Art. 10 ECHR in the Flinkkilä and others
his public capacity, whereas both rights need               case. Journalists were sentenced because of
to be counterbalanced in the case of conflicts.             the publication of photos which showed a
    There always has to be a fair balance be-               woman who was the partner of a politician.
tween the personal interest of the politician               It said that
and public interests, especially the interests of              “[h]er status as an ordinary person enlarg-
open discussion of political issues.                             es the zone of interaction which may fall
    This topic has already been the subject of                   within the scope of private life.”36
different judgments of the ECtHR. In the case                    Because she had already caught the at-
Dalban v. Romania 35 the Court observed the                 tention of the public by her behaviour in the
application of a journalist who was convicted               past, the Court found furthermore that
for criminal libel because of some articles that                “[it] cannot but note that [she], notwith-
exposed a series of frauds allegedly commit-                     standing her status as a private person, can
ted by a senator and the chief executive. Ac-                    reasonably be taken to have entered the
cording to the ECtHR, this was an interference                   public domain.(...) The disclosure of [her]
that could not be accepted as necessary in a                     identity in the reporting had a direct bear-
democratic society. The information of the                       ing on matters of public interest (...).”37
article was about a matter of public interest,                   In conclusion, the conviction of the jour-
namely the behaviour of the senator and the                 nalists was illegal, because they had acted in
chief executive as a politician, thus a person              the public interest.
of public interest, and did not concern their
private life. With regard to the vital role of the          e) Criticism of the government
press, and the fact that the allegations could              The examination of applications concerning
not be proved as untrue, there was a clear                  “criticism of the government” is, according
breach of the journalist’s right of freedom of              to the ECtHR, handled in a similar way to
expression.                                                 criticism of politicians.38 The limits are also
    A further question in this context is                   wider than with regard to a (purely) private
whether, and to what extent, journalists are                person. The government occupies a domi-
allowed to report about persons who are as-                 nant position, which makes it essential to ex-
sociated with politicians, such as family mem-              ercise moderation, especially in resorting to
bers, partners in life or friends. Although they            criminal proceedings, where other measures
are not public figures, meaning that the prin-              are available.
ciples mentioned above are basically not ap-
                                                            36
                                                               Flinkkilä and others v. Finland, judgment of 6 April 2010,
35
  Dalban v. Romania, judgment of 28 September 1999, Appl.   Appl. 25576/04, § 82.
28114/95.                                                   37
                                                               Flinkkilä and others v. Finland, op. cit., §§ 83 and 85.
                                                            38
                                                               Incal v. Turkey, judgment of 9 June 1998, Appl. 22678/93,
                                                            § 54.
14                                                                                                   The Media in South-East Europe
          Besides the division of power, the control                    concrete, not “general and undetermined”
     by the public opinion is essential in a demo-                      and did not feature any irony or humour.
     cratic system, while it remains open to the                        Therefore, the ECtHR found that even the
     states as guarantors of public order to adopt                      right of the press to provoke or exaggerate
     measures to react, i.e. by law or other propor-                    could not be exerted to justify such allega-
     tionate measures.                                                  tions, and that the bounds of acceptable criti-
          The Court’s judgment in the case Feldek                       cism had been overstepped. In conclusion, a
     v. Slovakia39 gives an example of the scope                        violation of Art. 10 ECHR was not established.
     of protection of Art. 10 in this context. The                           The same direction applied in the Court’s
     applicant had criticised the then new Slova-                       judgment in the case Petrov v. Bulgaria41. In this
     kian Government, especially the new politi-                        case a journalist accused the applicant of (indi-
     cal leaders. He referred to the fascist past of                    rectly) participating in the assassination of a for-
     the new Minister for Culture and Education                         mer chief prosecutor. The national courts did not
     and cast doubts on the personal qualities                          convict the journalist because of his statement.
     of the minister as a member of the govern-                         The Court ruled that the acquittal of the jour-
     ment in a democratic state. Although the                           nalist had not violated Art. 10 ECHR, because
     applicant had used harsh words, the Court                          the applicant’s own freedom of expression was
     held that he could draw his statements                             not at stake. Furthermore, Art. 8 ECHR was not
     upon Art. 10 of the Convention, because                            violated. In several cases concerning complaints
     they were based on facts, and were made                            brought under Art. 10 ECHR the Court ruled
     in good faith and in pursuit of a legitimate                       that a person’s reputation is protected by Art. 8
     aim. Furthermore they were made in a very                          ECHR as part of the right to respect for “private
     political context and were crucial for the de-                     life”. The protection of private life has to be bal-
     velopment of Slovakia.                                             anced against the right to freedom of expres-
          An important attribute of a democratic                        sion, enshrined in Art. 10. The Court ruled in
     society is a free political debate. There have                     this case that the national courts had balanced,
     to be very strong reasons to justify restrictions                  in conformity with Convention standards, the
     and states are given little scope for these. In                    applicant’s interest in protecting his reputation
     other regards, there is a danger that respect                      against the paramount public interest in the re-
     for freedom of expression is affected in gen-                      spective matters.
     eral in the state concerned.
          There are also cases in which the Court                       f) “Hate speech” and violence
     considered that Art. 10 cannot take prece-                         The Court concedes a wider margin of appre-
     dence over conflicting rights, such as the rep-                    ciation to the State authorities examining the
     utation of a politician. In 2008, the Court had                    need for interference, where such remarks
     to decide in a case40 that dealt with a journal-                   constitute an incitement to violence against
     ist who had alleged that a politician had been                     an individual or a public official or a sector
     active in the secret police securitate.                            of the population.42 It considers one of the
          In this case, there was no factual basis at                   principal characteristics of democracy to be
     all and additionally the statements were very
                                                                        41
                                                                           Petrov v. Bulgaria, judgment of 2 November 2010, Appl.
     39
        Feldek v. Slovakia, judgment of 12 July 2001, Appl. 29032/95.   27103/04.
     40
        Petrina v. Romania, judgment of 14 October 2008, Appl.          42
                                                                           Ceylan v. Turkey, judgment of 8 July 1999, Appl. 23556/94, § 34;
     78060/01.                                                          Gerger v. Turkey, judgment of 8 July 1999, Appl. 24919/94, § 48.
European Media Law and Policy Framework                                                                                                  15
the possibility it offers of resolving a coun-                            ful demonstrations – which limited their
try’s problems through dialogue, without                                  potential impact on “national security”
having recourse to violence.43 It is necessary                            and “public order” – they cannot be inter-
in a democratic society to restrict such hate                             preted as a call for violence or an uprising.
speech which constitutes incitement to vio-                               The Court stresses, however, that whilst
lence, hostility or hatred, because violence as                           this assessment should not be taken as an
a means of political expression is the antith-                            approval of the tone of these slogans, it
esis of democracy; irrespective of the ends to                            must be recalled that Article 10 protects
which it is directed, incitement to it will tend                          not only the substance of the ideas and
to undermine democracy and it is intrinsically                            information expressed, but also the form
inimical to the ECHR. Unlike the advocacy of                              in which they are conveyed.”45
opinions on the free marketplace of ideas,                                It also said that the applicants did not ad-
incitement to violence is the denial of a dia-                        vocate violence, injury or harm to any person
logue, the rejection of the testing of different                      by these slogans and the applicants’ conduct
thoughts and theories in favour of a clash of                         could not be considered to have had an im-
might and power. It should not fall within the                        pact on “national security” or “public order”
ambit of Art. 10 ECHR, whereas a distinction                          by way of encouraging the use of violence or
between this and pure strong protest refer-                           inciting others to armed resistance or rebellion.
ring to a difficult political situation has to be                     Consequently, there has been a violation of the
made.44 However, there could be the risk that                         applicant’s right to freedom of expression.
media might become “a vehicle for the dis-                                When examining whether there has been
semination of hate speech and the promotion                           a violation of Art. 10 ECHR, the ECtHR reverts
of violence”.                                                         to the definition of the term “hate speech”
     These different approaches show that it                          by the Appendix to the Recommendation No.
is important to take the degree of aggressive                         R (97) 20.46 “Hate speech” has to be under-
tone of a statement and its circumstances into                        stood as
account, and whether an inhibition is neces-                             “covering all forms of expression which
sary within the meaning of democracy that                                 spread, incite, promote or justify racial ha-
benefits from free circulation of information                             tred, xenophobia, anti-Semitism or other
and opinions.                                                             forms of hatred based on intolerance,
     This is also shown by another example of                             including: intolerance expressed by ag-
the jurisdiction of the Court. The applicants                             gressive nationalism and ethnocentrism,
of this case had shouted some slogans with a                              discrimination and hostility against minor-
violent tone during a demonstration. Regard-                              ities, migrants and people of immigrant
ing the case as a whole the Strasbourg Court                              origin.”
found that                                                                Besides its own case-law, the scrutiny by
     “having regard to the fact that these are                        the Court involves the principles of this Rec-
     well-known, stereotyped leftist slogans                          ommendation and its Appendix, while the
     and that they were shouted during law-                           judges consider both of them as
                                                                         “guidelines designed to underpin govern-
43
   United Communist Party of Turkey and Others v. Turkey,
judgment of 30 January 1998, Appl. 19392/92, § 57.                    45
                                                                         Gül and other v. Turkey, judgment of 8 June 2010, Appl.
44
   Karatas v. Turkey, judgment of 8 July 1999, Appl. 23168/94, dis-   4870/02, § 41.
senting opinion of the judges Wildhaber, Pastor Ridruejo, Costa and   46
                                                                         Recommendation No. R (97) 20 of the Committee of Ministers to
Baka.                                                                 Member States on “hate speech”, adopted on 30 October 1997.
16                                                                                                  The Media in South-East Europe
         ments’ efforts to combat all hate speech,                             son and human dignity and to avoid pro-
         for example the setting up of an effective                            grammes associating violence and sex; as
         legal framework consisting of appropri-                               far as possible, these criteria should also
         ate civil, criminal and administrative law                            be taken into account in the field of the
         provisions for tackling the phenomenon.                               new information technologies;
         It proposes, among other measures, that                           18. encourage the media to participate in in-
         community-service orders be added to the                              formation campaigns to alert the general
         range of possible penal sanctions and that                            public to violence against women;
         the possibilities under the civil law be en-                      19. encourage the organisation of training
         hanced, for example by awarding compen-                               to inform media professionals and alert
         sation to victims of hate speech, affording                           them to the possible consequences of pro-
         them the right of reply or ordering retrac-                           grammes that associate violence and sex;
         tion. Governments should ensure that,                             20. encourage the elaboration of codes of
         within this legal framework, any interfer-                            conduct for media professionals, which
         ence by the public authorities with freedom                           would take into account the issue of vio-
         of expression is narrowly circumscribed on                            lence against women and, in the terms
         the basis of objective criteria and subject to                        of reference of media watchdog organ-
         independent judicial control.”47                                      isations, existing or to be established,
         The position contrary to violence in the                              encourage the inclusion of tasks dealing
     media of the Council of Europe is reflected in                            with issues concerning violence against
     several further legal acts.                                               women and sexism.”
         With regard to the fact that Art. 10 ECHR                             Concerning videogames the Commeettee
     also protects opinions that shock or disturb,                             of Ministers of the Council of Europe rec-
     Recommendation No. R (97) 1948 says that                                  ommends in the Recommendation No. R
        “[h]owever, certain forms of gratuitous por-                           (92) 1950 that the governments of Mem-
         trayal of violence may lawfully be restrict-                          ber States:
         ed, taking into account the duties and re-                            "Review the scope of their legislation in
         sponsibilities which the exercise of freedom                          the fields of racial discrimination and ha-
         of expression carries with it.”                                       tred, violence and the protection of young
         Thus it sets some guidelines for measures                             people, in order to ensure that it applies
     to restrict portrayals of violence in the media.                          without restriction to the production and
     Moreover the protection of women against                                  distribution of video games with a racist
     violence shall be improved. According to the                              content;
     Appendix of the Recommendation Rec (2002)                                 Treat video games as mass media for the
     549, the Member States should:                                            purposes of the application inter alia of
        “17. encourage the media to promote a                                  Recommendation No. R (89) 7 concerning
         non-stereotyped image of women and                                    principles relating to the distribution of vid-
         men based on respect for the human per-                               eogames having a violent, brutal or porno-
                                                                               graphic content, and of the Convention on
     47
        Gündüz v. Turkey, judgment of 4 December 2003, Appl.                   Transfrontier Television (ETS 132)."
     35071/97, § 22.
     48
        Recommendation No. R (97) 19 of the Committee of Ministers to
     Member States on the portrayal of violence in the electronic media,
     adopted on 30 October 1997.
     49
        Recommendation No. Rec (2002) 5 of the Committee of Min-           50
                                                                             Recommendation No. R (92) 19 of the Committee of Minis-
     isters to Member States on the protection of women against vio-       ters to Member States on video games with a racist content,
     lence, adopted on 30 April 2002.                                      adopted on 19 October 1992.
European Media Law and Policy Framework                                                                                      17
    Additionally, with regard to the fact that                      cordingly, the possible threat for indepen-
the media can make a positive contribution                          dence of national justice are very important
to the fight against intolerance, Recommen-                         matters in a democratic society, the public has
dation No. R (97) 2151 includes professional                        a legitimate interest to know about and that
practices which are conducive to the promo-                         they are issues of public interest. These mat-
tion of a culture of tolerance.                                     ters are so important in a democratic society
                                                                    that they outweigh the interest in maintaining
g) Criticism by civil servants                                      public confidence in the Prosecutor General’s
In the following there is the question as to                        Office. It emphasised that the special situa-
whether a civil servant could be deprived of                        tion in Moldova supported this view in the
their freedom of expression just because of                         given case. International non-governmental
their status.                                                       organisations had expressed concern about
     The responsibility of a state under the                        the breakdown of the separation of powers
Convention may arise for acts of all its organs,                    and the lack of judicial independence. Re-
agents and servants. Thus, the obligations of                       garding the severe sanction in the form of a
a Contracting Party under the Convention                            dismissal and the danger of a potential chill-
can be violated by any person exercising an                         ing effect on an open discussion of topics of
official function vested in them.52                                 public concern, the Court found that this in-
     Therefore, a judge is not hindered from                        terference could not be considered as “neces-
expressing his opinion among his responsi-                          sary in a democratic society”.
bilities. Reactions to this as interference by a
State authority in the form of acting by supe-                      h) Statements concerning religious beliefs
riors can give rise to a breach of Art. 10 ECHR,                    Another important issue addresses state-
unless it can be shown that it was in accor-                        ments concerning religious beliefs. In its judg-
dance with the aims laid out in its para. 2.                        ment Kokkinakis v. Greece the ECtHR pointed
     In 2008, the ECtHR decided53 a case which                      out that
concerned an informant, head of the Press De-                          “freedom of thought, conscience and reli-
partment of the Moldovan Prosecutor General’s                           gion, which is safeguarded under Article 9
Office. The informant handed over two secret                            of the Convention, is one of the founda-
letters to a newspaper without consulting the                           tions of a 'democratic society' within the
heads of other departments of the Prosecutor                            meaning of the Convention. It is, in its reli-
General’s Office and, therefore, was dismissed,                         gious dimension, one of the most vital ele-
as his behaviour was considered as a breach of                          ments that go to make up the identity of
the press department’s internal regulations. It                         believers and their conception of life.” 54
was revealed that the Deputy Speaker of Par-                            The protection of the religious feelings of
liament had exercised undue pressure on the                         other people can be a legitimate aim in the
Public Prosecutor’s Office.                                         meaning of the ECHR. Freedom of thought
     The ECtHR ruled that pressure by Parlia-                       and freedom of expression need to be coun-
ment put on the Public Prosecutor and, ac-                          terbalanced in the case of conflicts.
                                                                        In this context the ECtHR said that
                                                                        “those who choose to exercise the free-
51
   Recommendation No. R (97) 21 of the Committee of Min-
isters to Member States on the media and the promotion of a
culture of tolerance, adopted on 30 October 1997.
52
   Wille v. Liechtenstein, judgment of 28 October 1999, Appl.
28396/95, §§ 42 and 46.                                             54
                                                                      Kokkinakis v. Greece, judgment of 25 May 1993, Appl.
53
   Guja v. Moldova, judgment of 12 February 2008, Appl. 14277/04.   14307/88, § 31.
18                                                                                               The Media in South-East Europe
discussion on topics of general interest would                     sary in a democratic society. But there are also
seriously be hampered.60                                           dangers of such a practice thinkable.64
    It should be added that the Court also ruled61                 Therefore, it is questionable as to whether
that there is no general requirement for jour-                     and to what extent States are allowed to re-
nalists to systematically and formally distance                    strain journalistic publication and distribution.
themselves from the content of a quotation                              Because a careful scrutiny becomes impor-
that might insult or provoke others or damage                      tant as far as the press is concerned, and news
their reputation. This is not reconcilable with the                is a perishable commodity and delaying its
press role of distributing opinions and ideas.                     publication, even for a short period, may well
    According to the Court, the reputation of                      deprive it of all its value and interest65, States
the affected person can be a legitimate aim                        must put forward strong and replicable rea-
and interference with the freedom of expres-                       sons to the ECtHR for such measures to stand,
sion can be proportionate if there is an “ob-                      whereby their margin of appreciation is limited
jective link” between the impugned state-                          as far as the freedom of press is at stake.66
ment and the person suing in defamation as                              In the case Ürper and others four Turk-
a requisite element:                                               ish newspapers were suspended for periods
    “Mere personal conjecture or subjective                        ranging from 15 days to a month in respect
    perception of a statement as defamatory                        of various news reports and articles. These
    does not suffice to establish that the per-                    restraints were not imposed on particular ar-
    son was directly affected by the publica-                      ticles, but on the future publication of entire
    tion. There must be something in the cir-                      newspapers, whose content was unknown
    cumstances of a particular case to make                        at the time of the national court’s decisions.
    the ordinary reader feel that the statement                    Therefore, these applicants’ cases were dis-
    reflected directly on the individual claimant                  tinguishable from the earlier case of Observer
    or that he was targeted by the criticism.”62                   and Guardian67. The ECtHR found that
    These principles also apply in the sphere                         “the preventive effect of the suspension orders
of television and radio broadcasting.63                                 entailed implicit sanctions on the applicants
                                                                        to dissuade them from publishing similar ar-
j) Restrictions on journalistic publication and                         ticles or news reports in the future, and hin-
distribution                                                            der their professional activities. [...] Less dra-
Freedom of expression does not prohibit in                              conian measures could have been envisaged,
terms the imposition of prior restraints on                             such as the confiscation of particular issues
publications. This is conveyed by words like                            of the newspapers or restrictions on the pub-
“prevention” or “conditions” used by Art.                               lication of specific articles.”68
10(2) ECHR. According to that, an obligation                            It concluded that the national courts had
to register a title of a newspaper is not a vio-                   overstepped their margin of appreciation and
lation as such. It is a legitimate interference if                 that they had
it is prescribed by law and additionally neces-
                                                                   64
                                                                      Observer and Guardian v. the U.K., op. cit., § 60.
60
   Jersild v. Denmark, op. cit., § 35.                             65
                                                                      Observer and Guardian v. the U.K., op. cit., § 60.
61
   Thoma v. Luxembourg, judgment of 29 March 2001, Appl.           66
                                                                       Editions Plon v. France, judgment of 18 May 2004, Appl.
38432/97, § 64.                                                    58148/00, § 44.
62
   Dyuldin and Kislov v. Russia, judgment of 31 July 2007, Appl.   67
                                                                      See footnote 59.
25968/02, § 44.                                                    68
                                                                      Ürper and Others v. Turkey, judgment of 20 October 2009,
63
   Cf. Filatenk v. Russia, judgment of 6 December 2007, Appl.      Appl. 14526/07, § 43; see, mutatis mutandis: Demirel and Ateş
73219/01, § 45.                                                    v. Turkey, judgment of 9 December 2008, Appl. 11976/03, § 28.
20                                                                                                The Media in South-East Europe
        “unjustifiably restricted the essential role                        term is necessary. The actual provision of
        of the press as a public watchdog in a                              information to journalists can constitute
        democratic society. The practice of ban-                            an action on the side of the source, for
        ning the future publication of entire peri-                         example when a source calls or writes to a
        odicals went beyond any notion of ‘neces-                           journalist or sends to him or her recorded
        sary’ restraint in a democratic society and,                        information or pictures. Information shall
        instead, amounted to censorship.”69                                 also be regarded as being ‘provided’ when
        In conclusion, a violation of Art. 10 ECHR                          a source remains passive and consents to
     was given.                                                             the journalist taking the information, such
                                                                            as the filming or recording of information
     k) The protection of journalistic sources                              with the consent of the source.”
     The protection of journalistic sources is anoth-                       Using these principles, the Court made
     er important issue addressed by Art. 10 ECHR.                      the following assessments:
                                                                            “Protection of journalistic sources is one of
     aa) Revealing the identity of an informant                             the basic conditions for press freedom. (...)
     An interference can be given by a disclosure                           Without such protection, sources may be
     order or the requirement to reveal the identity                        deterred from assisting the press in inform-
     of the source. Such measures can be justified                          ing the public on matters of public inter-
     if there is a legitimate interest in the disclosure                    est. As a result the vital public watchdog
     which clearly outweighs the public interest in the                     role of the press may be undermined and
     non-disclosure. The necessity of the disclosure                        the ability of the press to provide accurate
     is identified as responding to a pressing social                       and reliable information may be adversely
     need, while the Member States enjoy a certain                          affected. Having regard for the importance
     margin of appreciation in assessing this need. In                      of the protection of journalistic sources
     this context the ECtHR refers70 to Recommenda-                         for press freedom in a democratic society
     tion Rec (2000) 7 “on the right of journalists not                     and the potentially chilling effect an order
     to disclose their sources of information”71, es-                       of source disclosure has on the exercise of
     pecially principle 3, stated therein. Furthermore,                     that freedom, such a measure cannot be
     the Court makes use of the explanatory notes                           compatible with Article 10 of the Conven-
     for the precise application of the Recommenda-                         tion unless it is justified by an overriding
     tion. As regards the term “sources”, the expla-                        requirement in the public interest.” 72
     nation reads as follows:                                               “Far-reaching measures cannot but dis-
          “Source:                                                          courage persons who have true and ac-
          17. Any person who provides information                           curate information relating to wrongdo-
          to a journalist shall be considered as his                        ing of the kind here at issue from coming
          or her ‘source’. (...) Journalists may receive                    forward and sharing their knowledge with
          their information from all kinds of sourc-                        the press in future cases.” 73
          es. Therefore, a wide interpretation of this                      Hence, intensive measures for a certain
                                                                        time period can be proportional, but there
                                                                        has to be a grave sufficient interest in know-
     69
        Ürper and Others v. Turkey, op. cit., § 44.
     70
        Financial Times Ltd. and others v. the U.K., judgment of 15
     December 2009, Appl. 821/03, § 36; Voskuil v. the Nether-
     lands, judgment of 22 November 2007, Appl. 64752/01, § 43.
     71
        Recommendation Rec (2000) 7 of 8 March 2000 of the Com-         72
                                                                           Goodwin v. the U.K., op. cit., §§ 39 and 40; Voskuil v. the
     mittee of Ministers to Member States on the right of journalists   Netherlands, op. cit.,§ 65.
     not to disclose their sources of information.                      73
                                                                           Voskuil v. the Netherlands, op. cit., § 71.
European Media Law and Policy Framework                                                                                        21
ing the identity of the source, which overrides                 mensurate with the importance of the
the interest in concealing it.                                  principle at stake.(...) First and foremost
                                                                among these safeguards is the guaran-
bb) Searches at a journalist’s home and                         tee of review by a judge or other inde-
workplace                                                       pendent and impartial decision-making
The ECtHR ruled in Roemen and Schmit v                          body. (...) The requisite review should be
Luxembourg that searches carried out at a                       carried out by a body separate from the
journalist’s home and workplace to ascertain                    executive and other interested parties,
whether there had been a criminal offence,                      invested with the power to determine
i.e. a breach of professional confidence, are                   whether a requirement in the public in-
very intensive measures. Such measures can                      terest overriding the principle of protec-
only be legitimate if there are no alternative                  tion of journalistic sources exists prior to
ways to obtain the information or, rather,                      the handing over of such material and to
there have to be very strong reasons to justify                 prevent unnecessary access to informa-
such searches.74 The Court emphasised that                      tion capable of disclosing the sources’
there is a fundamental difference between                       identity if it does not.(...) The decision to
this case and Goodwin v UK.75 In the latter                     be taken should be governed by clear cri-
case, the journalist was just required to re-                   teria, including whether a less intrusive
veal the identity of his informant, whereas                     measure can suffice to serve the overrid-
in the instant case searches were carried out                   ing public interests established.”77
at the first applicant’s home and workplace,                    This decision was entrusted to the pub-
which formed a more drastic measure. This is                lic prosecutor. According to the Court, this
because investigators who raid a journalist’s               person cannot be seen as impartial like an
workplace have access to all the documenta-                 independent judge. Also, the involvement of
tion held by the journalist and thus they have              the investigating judge in this case could not
very wide investigative powers. Such                        satisfy the ECtHR, because he only had a sup-
    “limitations on the confidentiality of jour-            porting role.
     nalistic sources call for the most careful                 A law which does not provide regulations
     scrutiny by the Court.”76                              which meet these requirements has a defi-
                                                            cient quality. Hence, an interference with the
cc) Procedural guarantee                                    freedom of expression based on such a law is
Interferences with the right of protection of               not prescribed by law, and thus it is a violation
sources must be attended with legal procedur-               of Art. 10 ECHR.78
al safeguards. The ECtHR (again) refers to the
above-mentioned Recommendation Rec (2000)                   l) Publishing of confidential documents
7 in the Sanoma Uitgevers case demanding that               A further question is whether a journalist is
    “any interference with the right to pro-                entitled to receive and publish confidential
    tection of such sources must be attended                documents. An interference, for example by
    with legal procedural safeguards com-                   a penalty imposed for such an action, can be
                                                            justified by the legitimate aim of preventing
74
   Roemen and Schmit v. Luxembourg, judgment of 25 Febru-
ary 2003, Appl. 51772/99, § 56.                             77
                                                               Sanoma Uitgevers B.V. v. the Netherlands, op. cit., §§ 88,
75
   Goodwin v. the U.K., op. cit.                            90 and 92.
76
   Roemen and Schmit v. Luxembourg, op. cit., § 57.         78
                                                               Sanoma Uitgevers B.V. v. the Netherlands, op. cit., §§ 93 ff.
22                                                                                             The Media in South-East Europe
     that restrict the participation of a substantial        an abuse of power by certain local govern-
     number of local government officers in certain          ment officers which was, in the view of the
     kinds of political activities. In its judgment91,       ECtHR, a sufficient reason to establish a press-
     the Court held that this interference with Art.         ing social need.
     10 can be justified by the legitimate aim of                 In 1999, a similar case92 was decided. In
     the protection of an effective democracy.               Hungary, a law was enacted which prohibited
         However, this aim cannot eo ipso suf-               members of the armed forces, the police and
     fice as a justification of interference with            security services from joining any political par-
     the rights guaranteed by Art. 10. Otherwise,            ty and from engaging in any political activity.
     both the interests served by democratic insti-          The Court agreed that there was an interfer-
     tutions such as local authorities and the need          ence with the right of freedom of expression,
     to make provision to secure their proper                but found that having a politically neutral po-
     functioning – where this is considered neces-           lice force is a legitimate aim. According to the
     sary to safeguard those interests – would be            Court, the Hungarian state could also restrict
     overlooked.                                             the freedom of the police with regard to their
        “The Court recalls in this respect that democ-       margin of appreciation and their historical
         racy is a fundamental feature of the Euro-          background.
         pean public order. This is apparent from the             The Court also stated that an absolute
         Preamble to the Convention, which estab-            ban is not compatible with Art. 10 ECHR and
         lishes a very clear connection between the          that policemen are entitled to
         Convention and democracy by stating that                “undertake some activities enabling them
         the maintenance and further realisation of               to articulate their political opinions and
         human rights and fundamental freedoms                    preferences.”
         are best ensured on the one hand by an
         effective political democracy and on the            1.3 Interferences according to Art. 10 ECHR
         other by a common understanding and
                                                             a) State measures
         observance of human rights.”
                                                             According to Art. 10(2) ECHR, interferences
         There is also a bond of trust between
                                                             are possible by state measures in the form of
     elected council members and the local gov-
                                                             formalities, conditions, restrictions or penalties.
     ernment officers. The former bank on the loy-
                                                             States can interfere with the rights of Art. 10
     alty and support of the impartial officers. Be-
                                                             ECHR if they enact a law which affects the legal
     sides, there is the expectation of the citizens
                                                             sphere of the citizens. The same could apply to
     that the council members they have voted
                                                             administrative action by state authorities as well
     for behave in accordance with their election
                                                             as national court decisions, which confirm the
     pledges. Therefore, the rights of the council
                                                             legality of such action, based on national law.
     members and the electorate can be consid-
     ered as legitimate aims within the meaning              b) Positive obligations
     of Art. 10(2). The Court examined whether               Recently, the ECtHR again dealt with the ques-
     a pressing social need exists and whether the           tion as to whether Art. 10 ECHR creates positive
     restrictions were proportionate to the pur-             obligations on Member States to take measures
     sued aim. In the present case, there had been           protecting the right to freedom of expression.
     91
       Ahmed and Others v. the UK, judgment of 2 September   92
                                                               Rekvény v. Hungary, judgment of 20 May 1999, Appl.
     1998, Appl. 22954/93, § 52.                             25390/94.
European Media Law and Policy Framework                                                                                    25
     The case which the judges had to decide                   tion, even in the sphere of relations be-
upon was about a journalist who was sen-                       tween individuals.”94
tenced because of his critical stance on so-                   Therefore, the states can be responsible for
ciety. A short time later he was murdered by              a breach of Article 10 even by a private person,
nationalist extremists. The national authori-             if they do not attend to their duties. The sub-
ties did not take any safeguard measures al-              ject of a decision by the ECtHR is the domestic
though there were concrete indications of an              court’s ruling, which judges the national litiga-
attempt on the life of the journalist.                    tion between private individuals. Thus, it can
In this context, the Strasbourg Court stressed that       be assumed that there is not a direct but at
   “the states are required to create a favour-           least an indirect applicability of the Convention
     able environment for participation in pub-           between private individuals. For example, the
     lic debate by all the persons concerned,             Court affirmed such an indirect applicability to
     enabling them to express their opinions              relations between employer and employee.95
     and ideas without fear.”93                                In fulfilling their responsibilities the States
     It drew the conclusion that this require-            especially have to ensure that the freedom
ment leads to a “positive obligation” to pro-             of expression of journalists working in public
tect the right to freedom of expression against           broadcasting companies is respected, because
attack, also by private individuals, whereas it              “subject to the conditions set out in Article 10
also clarified that a potential failure can be                 § 2, journalists have a right to impart infor-
vindicated by a “pressing social need”.                        mation. The protection of Article 10 extends
     Consequently, states are not only obliged                 to employed journalists and other media em-
to refrain from interferences with the rights                  ployees. An employed journalist can claim to
guaranteed by Art. 10 ECHR, but also to be                     be directly affected by a general rule or policy
active in protecting these ones subject to                     applied by his employer which restricts jour-
the limits referred to in paragraph 2 of Art.                  nalistic freedom. A sanction or other measure
10 ECHR.                                                       taken by an employer against an employed
                                                               journalist can amount to an interference with
c) “Third-party applicability”                                 freedom of expression.”96
There is the question as to whether an inter-                  Therefore, interferences are possible, if
ference is only thinkable by means of a con-              there is a policy of restricting an open discus-
tracting state or also by private individuals.            sion or the expression of several opinions as,
    It has not been conclusively clari-                   for example, they were considered to be dis-
fied whether the rights of the Convention                 turbing or politically sensitive.97
have a so-called “third-party applicability”                   In this context, the Court had to decide a
(Drittwirkung), but in any event the Contract-            case98 in which a journalist criticised the program-
ing States have positive obligations to ensure            ming changes of a public State-owned broad-
compliance with these rights, because, ac-
cording to the Court,
    “the genuine and effective exercise of
                                                          94
                                                             Özgür Gündem v. Turkey, judgment of 16 March 2000, Appl.
    freedom of expression under Article 10                23144/93, § 43.
    may require positive measures of protec-
                                                          95
                                                             Fuentes Bobo v. Spain, judgment of 29 February 2000, Appl.
                                                          39293/98.
                                                          96
                                                             Manole and others v. Moldova, op. cit., § 103; Fuentes Bobo
                                                          v. Spain, op. cit. § 38.
                                                          97
                                                             Manole and others v. Moldova, op. cit., § 106.
93
  Dink v. Turkey, judgment of 14 September 2010, Appl.    98
                                                             Wojtas-Kaleta v. Poland, judgment of 16 July 2009, Appl.
2668/07, 6102/08, 30079/08, 7072/09 and 7124/09, § 137.   20436/02.
26                                                                                         The Media in South-East Europe
     casting company. Regarding their own finding                scribed by law” and therefore be a legitimate
     that employees owe to their employer a duty of              restriction of Art. 10 ECHR. This is the case if
     loyalty and discretion99, the judges focused on             the aim, which the measure claims to pursue,
     the question of where the limits of loyalty of jour-        is legitimate according to Art. 10(2) ECHR and
     nalists working for such companies are.                     is “necessary in a democratic society”.
         The Court emphasised that
        “where a State decides to create a public                a) Prescription by law
         broadcasting system, the domestic law and               Concerning the expression “prescribed by
         practice must guarantee that the system                 law” the ECtHR declares, firstly, that the
         provides a pluralistic audiovisual service.             impugned measure should have some ba-
         (...) Under the applicable legislation the              sis in domestic law. The term “law” in-
         public television company was charged                   cludes both “written law”, encompassing
         with a special mission including, among                 enactments of lower ranking statutes and
         other things, assisting the development of              regulatory measures taken by professional
         culture, with special emphasis on Polish in-            regulatory bodies under independent rule-
         tellectual and artistic achievements.”100               making powers delegated to them by Par-
         Also as an employee of a public television              liament, and unwritten law. Furthermore
     company, a journalist has the task to impart                “law” must be understood to include both
     information and ideas by his own. Therefore,                statutory law and “judge-made law”.101
     the obligation of discretion and constraint                 Besides,
     cannot be said to apply with equal force to                     “it also refers to the quality of law, which
     journalists. Criticising the programme has                      requires that legal norms should be acces-
     a cultural relevance and, thus, it is a matter                  sible to the person concerned, their con-
     of public interest, which a journalist has the                  sequences foreseeable and their compat-
     right and the obligation to comment on. The                     ibility with the rule of law ensured.”102
     obligation of loyalty must be weighed against                   “Firstly the law must be adequately ac-
     this as well as against the public character of                 cessible: the citizen must be able to have
     the broadcasting company when examining                         an indication that is adequate in the cir-
     whether there is a pressing social need that                    cumstances of the legal rules applicable
     can justify an interference as necessary in a                   to a given case. Secondly a norm cannot
     democratic society.                                             be regarded as a 'law' unless it is formu-
         In conclusion, within their margin of ap-                   lated with sufficient precision to enable
     preciation the States always are called upon                    the citizen to regulate his conduct: he
     to find a proportionate relation between the                    must be able – if need be with appropri-
     individual rights guaranteed by Art. 10 and its                 ate advice – to foresee, to a degree that
     institutional aspects.                                          is reasonable in the circumstances, the
                                                                     consequences which a given action may
     1.4    Legality of interferences                                entail. These consequences need not
                                                                     be foreseeable with absolute certainty:
     Although the measure in question could in-                      experience shows this to be unattain-
     terfere with Art. 10 ECHR, it could be “pre-
                                                                 101
                                                                     Sanoma Uitgevers B.V. v. the Netherlands, judgment of 14
     99
         Vogt v. Germany, judgment of 26 September 1995, Appl.   September 2010, Appl. 38224/03, § 83.
     17851/91, § 53.                                             102
                                                                     See among others: Association Ekin v. France, judgment of
     100
         Wojtas-Kaleta v. Poland, op. cit., § 47.                17 July 2001, Appl. 39288/98, § 44.
European Media Law and Policy Framework                                                                             27
    able. Again, whilst certainty is highly                       able' or desirable and that it implies the
    desirable, it may bring in its train exces-                   existence of a 'pressing social need'.”105
    sive rigidity and the law must be able to                     It has to satisfy itself that the national au-
    keep pace with changing circumstances.                    thorities applied standards which were in con-
    Accordingly, many laws are inevitably                     formity with the principles embodied in Art.
    couched in terms which, to a greater                      10, and it determines whether the interfer-
    or lesser extent, are vague and whose                     ence is “proportionate to the legitimate aims
    interpretation and application are ques-                  pursued” and whether the reasons adduced
    tions of practice.”103                                    by the national authorities to justify it are “rel-
    For example, the ECtHR found104 that the                  evant and sufficient”; in this, the background
terms “behaviour contra bonos mores” were                     to the case submitted to it, particularly na-
so unprecise that it was not apparent to the                  tional problems, play a role.
applicants or anyone what to do or to refrain                     “When examining, the Court is faced not
from doing in order to behave lawfully, mean-                     with a choice between two conflicting
ing an interference by a public authority was                     principles, but with a principle of freedom
not “prescribed by law”.                                          of expression that is subject to a number
                                                                  of exceptions which must be narrowly in-
b) Legitimate aim and necessity in a demo-                        terpreted.”106
cratic society
If the interference is “prescribed by law”, it                c) Margin of appreciation
must safeguard one of the legitimate aims                     When assessing whether the requirements
listed in Art. 10(2) ECHR such as “the interests              are met, the national courts may refer to the
of national security”, “territorial integrity or              so-called doctrine of the “margin of appre-
public safety”, “the prevention of disorder or                ciation”. This means that the states are in a
crime”, “the protection of health or morals”,                 better position to estimate the particular lo-
“the protection of the reputation or the rights               cal circumstances that have an influence on
of others” or “the disclosure of information                  the (perceived) existence of a pressing social
received in confidence”.                                      need, and, therefore, are to estimate based
     With regard to the question, whether the                 on the content of these requirements.
measure is “necessary in a democratic soci-                       It is for the national authorities – the
ety”, the ECtHR noted that                                    domestic legislator and the bodies, judicial
     “whilst the adjective 'necessary', within                amongst others – to make the initial assess-
     the meaning of Article 10 para. 2, is not                ment of the reality of the pressing social need.
     synonymous with 'indispensable', the                     This margin is not unlimited:
     words 'absolutely necessary' and 'strictly                   “Article 10 para. 2 does not give the
     necessary' and, in Article 15 para. 1, the                   Contracting States an unlimited power of
     phrase 'to the extent strictly required by                   appreciation. The Court, which, [...] is re-
     the exigencies of the situation', neither                    sponsible for ensuring the observance of
     has it the flexibility of such expressions as                those States’ engagements (Article 19),
     'admissible', 'ordinary', 'useful', 'reason-                 is empowered to give the final ruling on
                                                                  whether a “restriction” or “penalty” is
103
    Sunday Times v. UK, judgment of 26 April 1979, Appl.
6538/74, § 49.
104
    Hashman and Harrup v. the U.K., judgment of 25 November   105
                                                                    Handyside v. the U.K., op. cit., § 48.
1999, Appl. 25594/94.                                         106
                                                                    Sunday Times v. the U.K., op. cit., § 65.
28                                                                                                The Media in South-East Europe
         reconcilable with freedom of expression                         impart – in a manner consistent with its obli-
         as protected by Article 10. The domestic                        gations and responsibilities – information and
         margin of appreciation thus goes hand                           ideas on political issues and on other matters
         in hand with European supervision. Such                         of general interest.
         supervision concerns both the aim of the                             For the examination of the legality of in-
         measure challenged and its “necessity”;                         terferences in this area, this means that con-
         it covers not only the basic legislation but                    flicting rights have to be particularly important
         also the decision applying it, even one giv-                    to outweigh the freedoms of Art. 10, while
         en by an independent Court.”107                                 there have to be exceptional circumstances to
         In addition, when exercising its supervi-                       justify such interferences.
     sion, the ECtHR observes the case as a whole,
     including the content of a statement and the                        1.5 Freedom of information
     context in which it was made. It sees its task
     not in substituting the national assessment                         Free public debate does not only depend on
     on its own. In fact, it reviews the decisions                       the protection of the expression of opinions
     which the domestic courts delivered pursuant                        but also on the possibility to receive informa-
     to their power of appreciation, and examines                        tion and ideas to build one’s own opinion.
     whether the interference is proportionate to                        In this context the Committee of Ministers
     the aim, and whether the reasons which shall                        stressed114
     justify it are “relevant and sufficient.”108                            “that media transparency is necessary to
                                                                             enable members of the public to form an
     d) Public debate                                                        opinion on the value which they should
     Especially, there is little scope for restrictions                      give to the information, ideas and opin-
     on political speech or on questions of public                           ions disseminated by the media.”
     interest.109 Besides political and social issues,                       Thus it recommends in the Recommenda-
     the ECtHR has also accepted topics related to                       tion that the Member States shall guarantee or
     private corporations and their executives110,                       promote media transparency as well as to facil-
     health and science111, foreign countries112, as                     itate exchanges of information between Mem-
     those relating to the public interest.                              ber States on this topic. The Appendix of this
         The Court113 emphasises that the princi-                        Recommendation provides several measures
     ples mentioned are of particular importance                         for the states to fulfil the mandate in both the
     with regard to the press and carries out a                          broadcasting and press sector.
     careful scrutiny of measures which concern it.                          Therefore, Art. 10 ECHR protects the right
     While the press must not overstep the bounds                        to receive information, also including the col-
     set, inter alia, for “the protection of the repu-                   lection of information besides very passive
     tation of others”, its task is, nevertheless, to                    reception.115 The ECtHR often reiterates in its
                                                                         judgments that
     107
         Handyside v. the U.K., op. cit., § 49.                              “not only does the press have the task of im-
     108
         Handyside v. the U.K., op. cit., § 50.                              parting such information and ideas: the pub-
     109
          Wingrove v. the U.K., judgment of 25 November 1996,
     Appl. 17419/90, § 58.                                                   lic also has the right to receive them. Were it
     110
         See Fressoz and Roire v. France, judgment of 21 January
     1999, Appl. 29183/95.
     111
         See Sunday Times v. UK, op. cit.
     112
         See Colombani v. France, op. cit.                               114
                                                                             Recommendation No. R (94) 13 of the Committee of Min-
     113
         Sunday Times v. UK, op. cit., § 65; Lingens vs. Austria, op.    isters to Member States on measures to promote Media Trans-
     cit., §§ 41ff.; Oberschlick v. Austria (no.2), judgment of 1 July   parency, adopted on 22 November 1994.
     1997, Appl. 20834/92, § 29.                                         115
                                                                             Grabenwarter, ibid., § 23 rec. 6.
European Media Law and Policy Framework                                                                                               29
     otherwise, the press would be unable to play                         Therefore, the failure by the authorities to
     its vital role of ‘public watchdog’.”116                        spread information could not be a violation of
     It approved the “right of the public to be                      the right to receive information. These cases
properly informed” and “the public’s right to                        have to be distinguished from those hindering
be informed of a different perspective.”117                          the public from receiving information from in-
     In Recommendation Rec(2007)2118 the Com-                        dependent media that fulfils their task of a
mittee of Ministers recommends – especially by                       public watchdog, or from freely accessible in-
recalling Art. 10 ECHR (guaranteeing freedom                         formation resources. In this context, the EC-
of expression and freedom to receive and impart                      tHR ruled that
information and ideas without interference by                            “Article 10 prohibits a Government from
a public authority and regardless of frontiers) –                         restricting a person from receiving infor-
“measures promoting the structural pluralism of                           mation that others wish or may be willing
the media” by addressing ownership regulation,                            to impart to him.”121
public service and other media contributing to                            At a later time, the Court addressed the
pluralism as well as diversity and access regula-                    issue as to whether the public has a right to
tion and interoperability. Furthermore, the Rec-                     access public documents. In a case122 where
ommendation addresses “measures promoting                            a request for access to administrative docu-
content diversity” and describes the content of                      ments was refused by the authorities, the
information to safeguard “media transparency”.                       judges explicitly accepted the applicability of
     There is the question as to whether and to                      Art. 10 and further held that this refusal is an
what extent Art. 10 is able to grant a right to re-                  interference with the right to receive informa-
ceive information that is not generally accessible.                  tion, which has to meet the requirements of
In former judgments, the Court declared that                         Art. 10(2). Hence, this right is not an absolute
     “article 10 does not confer on the individ-                     one. The Court emphasises that, as the exer-
     ual a right of access to a register contain-                    cising of this right can violate the right of oth-
     ing information on his personal position,                       ers, the security of the state or public health,
     nor does it embody an obligation on the                         the scope of the right to have access to the
     Government to impart such information                           respective information is limited.123
     to the individual”119                                                Moreover, the Court also declared in these
     and that                                                        cases that
   “[t]hat freedom cannot be construed as im-                             “it is difficult to derive from the Conven-
     posing on a State positive obligations to                            tion a general right of access to adminis-
     collect and disseminate information of its                           trative data and documents.”124
     own motion.”120                                                      Nevertheless, in 2009, the ECtHR contin-
                                                                     ued its jurisdiction on this matter. In the re-
                                                                     spective case, a request to Hungary’s Consti-
                                                                     tutional Court to disclose a parliamentarian’s
116
    Sunday Times v. the U.K., op. cit., § 50, Lingens vs. Austria,
op. cit., § 41., Jersild v. Denmark, op. cit., § 31.
117
    Sener v. Turkey, judgment of 18 July 2000, Appl. 26680/95,
§ 45.
118
    Recommendation Rec(2007)2 of the Committee of Ministers
to Member States on media pluralism and diversity of media
content, adopted by the Committee of Ministers on 31 Janu-           121
                                                                         Leander v. Sweden, op. cit., § 74.
ary 2007.                                                            122
                                                                         Sdruženi Jihočeské Matky v. Czech Republic, judgment of 10
119
     Leander v. Sweden, judgment of 26 March 1987, Appl.             July 2006, Appl. 19101/03.
9248/81, § 74.                                                       123
                                                                         Sdruženi Jihočeské Matky v. Czech Republic, op. cit..
120
    Guerra and others v. Italy, judgment of 19 February 1998,        124
                                                                         Loiseau v. France, judgment of 28 September 2004, Appl.
Appl. 14967/89, § 53.                                                46809/99.
30                                                                                            The Media in South-East Europe
     complaint questioning the legality of new                          In this context, it has to be noted that Rec-
     criminal legislation, was denied. The Court                    ommendation Rec (2002) 2127 provides that
     noted that with regard to the importance of                        “Member States should guarantee the
     the contribution to the discussion of public af-                   right of everyone to have access, on re-
     fairs, free access to information plays a vital                    quest, to official documents held by pub-
     role for an informed public debate on matters                      lic authorities.”
     of public interest. Furthermore Art. 10 ECHR                       However, it also admits that limitations, if
     does not accept a law allowing arbitrary re-                   they are set down precisely in law, are neces-
     strictions. If the states should create obstacles              sary in a democratic society and are propor-
     to the gathering of information it could result                tionate to the aim of protecting. As yet the
     in a form of indirect censorship.125                           Court has not referred to this Recommenda-
          Regarding the “censorship-effect” of an                   tion in its decisions.
     information monopoly, the Court saw an in-                         The special significance of the right to re-
     terference with the exercise of the functions                  ceive information especially became clear in
     of a public watchdog by the press. Moreover,                   a case128 which the Court had to decide in
     the State’s obligations in matters of freedom                  2008. The Court classified the possibility of
     of the press include the elimination of barri-                 foreign residents to have access to informa-
     ers to the exercise of press functions where,                  tion concerning matters of their country of
     in issues of public interest, such barriers exist              origin to be so important that it outweighs
     solely because of an information monopoly                      even other constitutionally guaranteed rights,
     held by the authorities. The same would ap-                    such as property rights. The judges found that
     ply to private organisations which the Court                       “that information included, for instance,
     also categorised as a ‘public watchdog’. Since                     political and social news that could be
     the requested information was ready and ac-                        of particular interest to the applicants as
     cessible, it considered that the State had an                      immigrants from Iraq. Moreover, while
     obligation not to impede the flow of informa-                      such news might be the most important
     tion sought by the applicant. Thus, a violation                    information protected by Article 10, the
     of Art. 10 was affirmed.                                           freedom to receive information does not
          Although the judges recalled that it was                      extend only to reports of events of public
     difficult to derive a general right of access to                   concern, but covers in principle also cul-
     administrative documents, they also said that                      tural expressions as well as pure entertain-
          “the Court has recently advanced towards                      ment. The importance of the latter types
          a broader interpretation of the notion of                     of information should not be underesti-
          freedom to receive information and there-                     mated, especially for an immigrant fam-
          by towards the recognition of a right of                      ily with three children, who may wish to
          access to information.”126                                    maintain contact with the culture and lan-
          Therefore, one may draw the conclusion                        guage of their country of origin.”129
     that the ECtHR obviously tends towards an                      Therefore, a landlord could not lawfully de-
     acceptance of the right of access to public
     documents.
                                                                    127
                                                                        Recommendation Rec (2002) 2 of the Committee of Min-
                                                                    isters to Member States on access to official documents, ad-
     125
          Társaság a Szabadságjogokért v. Hungary, judgment of      opted on 21 February 2002.
     14 April 2009, Appl. 37374/05, § 27; see mutatis mutandis      128
                                                                        Khurshid Mustafa und Tarzibachi v. Sweden, judgment of 16
     Kenedi v. Hungary, judgment of 26 May 2009, Appl. 31475/05.    December 2008, Appl. 23883/06.
     126
         Társaság a Szabadságjogokért v. Hungary, op. cit., § 35.   129
                                                                        Khurshid Mustafa und Tarzibachi v. Sweden, op. cit., § 44.
European Media Law and Policy Framework                                                                                             31
mand the dismantling of a satellite dish from                  accurate and reliable information in accordance
his tenants.                                                   with the ethics of the profession of journalism.132
                                                               The Court claims that journalists shall, besides
1.6 The freedom of the press                                   further possible investigations, contact the person
                                                               that is concerned by their articles and ask their
The press contributes to the societal opinion-                 opinion on the matter. Moreover, this person has
forming process by the special form of distri-                 a right to publish a reply133, which also finds a ba-
bution of information in textform by its arti-                 sis in the Recommendation Rec (2004) 16.134
cles in newspapers and journals. The freedom                        The examination especially depends on
of the press takes a special position because                  the nature and degree of the defamation, the
it corresponds to the right of the public to re-               manner in which the impugned article was
ceive this information in the interest of free                 written and the extent to which an article can
and open public debate. In this context the                    reasonably regard its sources as reliable with
ECtHR frequently states that                                   respect to the allegations in question.
     “it is nevertheless incumbent on it to impart                  Further factors that have to be considered
     information and ideas of public interest. Not             when assessing the proportionality of sanctions
     only does the press have the task of impart-              or other measures are the nature and severity
     ing such information and ideas: the public                of the penalties.135 These are capable of ham-
     also has a right to receive them. Were it oth-            pering journalistic work and of discouraging the
     erwise, the press would be unable to play its             participation of the media in debates over mat-
     vital role of public watchdog.”130                        ters of legitimate public concern, the so-called
     Concerning bounds set to the press, Art.                  “chilling effect”. In this context the ECtHR con-
10(2) ECHR provides that the exercise of this                  sidered unpredictably large damages capable of
freedom carries with it “duties and responsi-                  having a chilling effect on the press and, there-
bilities”, which, however, apply to all forms of               fore, requiring the most careful scrutiny.136
media. These “duties and responsibilities” are
of concern if the reputation of private individu-              1.7 Freedom of broadcasting
als is attacked and “rights of others” are un-
dermined. Where there is the question of at-                   In contrast to the protection of freedom of
tacking the reputation of individuals and thus                 broadcasting by national constitutions, Art. 10
undermining their rights as guaranteed in Art.                 ECHR primarily is a human right and not a so-
8 ECHR regard must be had for the fair balance                 called “dienende Freiheit”, the latter meaning
which has to be struck between the competing                   that the primary task of this right is to ensure
interests of the individual and of the communi-                the diversity of opinion in the media.137
ty as a whole. In both contexts the State enjoys
a certain margin of appreciation.131
                                                               132
                                                                   Goodwin v. the U.Kop. cit., § 39; Fressoz and Roire v. France,
     Furthermore, the safeguard afforded by Art.               judgment of 21 January 1999, Appl. 29183/95, § 54.
                                                               133
                                                                   Flux v. Moldova, judgment of 29 July 2008, Appl. 22824/04,
10 ECHR is subject to the provisions that the jour-
                                                               § 29.
nalists are acting in good faith in order to provide           134
                                                                   Recommendation Rec(2004)16 of the Committee of Minis-
                                                               ters to Member States on the right of reply in the new media
                                                               environment, adopted on 15 December 2004.
                                                               135
                                                                   Skałka v. Poland, judgment of 27 May 2003, Appl. 43425/98,
                                                               § 35 and 38.
130
    Observer and Guardian v. the U.K., judgment of 26 Novem-   136
                                                                   Independent News and Media and Independent Newspa-
ber 1991, Appl. 13585/88, § 59.                                pers Ireland Limited v. Ireland, judgment of 16 September
131
    Pfeifer v. Austria, judgment of 15 November 2007, Appl.    2005, Appl. 55120/00, § 114.
12556/03, § 35; Von Hannover v. Germany, judgment of 24        137
                                                                   Fink/Cole/Keber, Europäisches und internationales Medien-
June 2004, Appl. 59320/00, § 57.                               recht, rec. 255.
32                                                                                         The Media in South-East Europe
          Private broadcasters as well as public                      It has to be noted that the action of per-
     broadcasting corporations may refer to the                   sons who impart information or ideas in con-
     freedom of broadcasting. This right includes                 nection with broadcasting is protected by the
     radio, television and, at least to some extent,              freedom of expression. In this context inter-
     new (audiovisual) media (information and                     ferences have to correspond to the require-
     communication) services. The protected ac-                   ments which this right imposes.
     tivities range from the organisation of broad-                   Art. 10 ECHR also imposes requirements
     casters to the broadcasting and distribution of              on the national framework regulating the
     information as well as to its content.138                    broadcasting system. The Court determined
          In the Court’s view, neither the fact that              that the
     its activities are commercial nor the intrinsic                  “effective exercise of freedom of expres-
     nature of freedom of expression can deprive                      sion does not depend merely on the
     one of the protection of freedom of broad-                       State’s duty not to interfere, but may re-
     casting. It applies to “everyone”, whether                       quire it to take positive measures of pro-
     natural or legal persons and it applies not only                 tection, through its law or practice. The
     to the content of information but also to the                    Court considers that, in the field of audio-
     means of transmission or reception, while the                    visual broadcasting, the above principles
     actual reception is involved.139 Interferences                   place a duty on the State to ensure, first,
     concerning the means of receiving are also                       that the public has access through televi-
     interferences with the right of imparting and                    sion and radio to impartial and accurate
     receiving information and ideas. Thus, Art. 10                   information and a range of opinion and
     also protects the right to install antenna sys-                  comment, reflecting inter alia the diver-
     tems or satellite dishes.                                        sity of political outlook within the country
          In conclusion, both the broadcaster and                     and, secondly, that journalists and other
     the broadcast recipient are protected by Art.                    professionals working in the audiovisual
     10 ECHR.                                                         media are not prevented from impart-
          According to the Court,                                     ing this information and comment. The
          “broadcasting is mentioned in the Con-                      choice of the means by which to achieve
          vention precisely in relation to freedom                    these aims must vary according to local
          of expression. Like the Commission, the                     conditions and, therefore, falls within the
          Court considers that both broadcasting                      State’s margin of appreciation.”141
          of programmes over the air and cable                        In its Art. 11, the “European Charter for
          retransmission of such programmes are                   Regional or Minority Languages”142 stipulates
          covered by the right enshrined in the first             special requirements for the use of regional or
          two sentences of Article 10 para. 1, with-              minority languages in the media. This applies
          out there being any need to make distinc-               to public service broadcasters since, for exam-
          tions according to the content of the pro-              ple, such languages play a role to “the extent
          grammes.”140                                            that radio and television carry out a public
                                                                  service mission”, as well as to press organisa-
     138
         Grabenwarter, ibid., § 23, rec. 9.
     139
         Autronic AG v. Switzerland, judgment of 22 May 1990,
     Appl. 12726/87, § 47.                                          Manole and others v. Moldova, op. cit., §§ 99-100.
                                                                  141
     140
         Groppera Radio AG v. Switzerland, judgment of 28 March     European Charter for Regional or Minority Languages of 5
                                                                  142
tions which, for example, should encourage                           The legal framework governing public
and/or facilitate the publication of newspaper                       service broadcasting organisations should
articles in the regional or minority languages                       clearly stipulate their editorial indepen-
on a regular basis.                                                  dence and institutional autonomy.
     Recommendation Rec (2003) 9143 contains                         The legal framework governing public
basic principles addressing the issue of digital                     service broadcasting organisations should
broadcasting. Especially public service broad-                       clearly stipulate that they shall ensure that
casters should preserve their special social                         news programmes fairly present facts and
remit in the new digital environment. Nev-                           events and encourage the free formation
ertheless, Member States should assist pub-                          of opinions.
lic service broadcasters to be present on the                        The cases in which public service broad-
different digital platforms (cable, satellite, ter-                  casting organisations may be compelled
restrial) with diverse quality programmes and                        to broadcast official messages, declara-
services as well as giving them the possibil-                        tions or communications, or to report on
ity of having access to the necessary financial                      the acts or decisions of public authorities,
means to fulfil their remit.                                         or to grant airtime to such authorities,
                                                                     should be confined to exceptional cir-
a) Public service broadcasting
                                                                     cumstances expressly laid down in laws or
With regard to the public service broadcast-
                                                                     regulations.”
ing the ECtHR refers144 to Recommendation
                                                                  Hence, the Court determined that
Rec(2007)3 on “The remit of public service
                                                                     “[w]hile the Court, and previously the
media in the information society” and to Rec-
                                                                     Commission, have recognised that a pub-
ommendation No. R (96) 10145 on “The Guar-
                                                                     lic service broadcasting system is capable
antee of the Independence of Public Service
                                                                     of contributing to the quality and balance
Broadcasting”, including its Appendix which
                                                                     of programmes, there is no obligation un-
provides inter alia that:
                                                                     der Article 10 to put in place such a ser-
    “Member States have the competence to
                                                                     vice, provided that some other means are
    define and assign a public service remit to
                                                                     used to the same end.
    one or more specific media organisations,
                                                                     Where a State does decide to create a
    in the public and/or private sector, main-
                                                                     public broadcasting system, it follows
    taining the key elements underpinning
                                                                     from the principles outlined above that
    the traditional public service remit, while
                                                                     domestic law and practice must guaran-
    adjusting it to new circumstances. This
                                                                     tee that the system provides a pluralistic
    remit should be performed with the use
                                                                     service. Particularly where private stations
    of state-of-the-art technology appropriate
                                                                     are still too weak to offer a genuine alter-
    for the purpose.”
                                                                     native, and the public or State organisa-
                                                                     tion is therefore the sole or the dominant
                                                                     broadcaster within a country or region, it
143
    Recommendation Rec (2003) 9 of the Committee of Minis-           is indispensable for the proper functioning
ters to Member States on measures to promote the democratic
                                                                     of democracy that [broadcasting] trans-
and social contribution of digital broadcasting, adopted by the
Committee of Ministers on 28 May 2003.                               mits impartial, independent and balanced
144
    Wojtas-Kaleta v. Poland, judgment of 16 July 2009, Appl.
20436/02, § 21; Manole and others v. Moldova, op. cit., § 102.       news, information and comment and in
145
    Recommendation No. R (96) 10 of 11 September 1996 of
                                                                     addition provides a forum for public dis-
the Committee of Ministers to Member States on the guaran-
tee of the independence of Public Service Broadcasting.              cussion in which as broad a spectrum of
34                                                                                                         The Media in South-East Europe
         views and opinions as possible can be ex-                                the requirements of paragraph 2, for that
         pressed.”146                                                             would lead to a result contrary to the ob-
         The Court also ruled that the guarantee of                               ject and purpose of Article 10 taken as a
     diversity of opinion does not require a public                               whole.”148
     monopoly and refused to accept arguments                                     When examining, the Court weighs the
     to refuse a licence of the states:                                       legitimate need for the quality and balance
         “Of all the means of ensuring that these                             of programmes in general against the free-
         values are respected, a public monopoly                              dom of expression of the applicant, namely
         is the one which imposes the greatest re-                            his right to impart information and ideas and
         strictions on the freedom of expression,                             assesses whether the national measures are
         namely the total impossibility of broad-                             justifiable in principle and proportionate in re-
         casting otherwise than through a nation-                             spect of the case as a whole and the immedi-
         al station and, in some cases, to a very                             ate and powerful effect of the media.
         limited extent through a local cable sta-                            According to Recommendation No. R (99) 1149
         tion. The far-reaching character of such                             “Member States should monitor the develop-
         restrictions means that they can only                                ment of the new media with a view to taking
         be justified where they correspond to a                              any measures which might be necessary in or-
         pressing need. As a result of the techni-                            der to preserve media pluralism (...).”
         cal progress made over the last decades,                                 Regarding the exigence of safeguarding
         justification for these restrictions can no                          and promoting pluralism in the audio-visual
         longer today be found in considerations                              media, the states as the ultimate guarantors
         relating to the number of frequencies                                of the principle of pluralism have to ground
         and channels available.”147                                          their decisions primarily on safeguarding
                                                                              this, especially with regard to broadcasting,
     b) Licensing system                                                      because of their very wide reach and strong
     Art. 10(1) sent. 3 allows the Contracting                                impact on the public.150 Domestic authorities
     States to require the licensing of broadcast-                            have to aim at preventing a one-sided range
     ing, television or cinema enterprises. How-                              of programmes.151
     ever, the Court emphasises that the purpose                                  The national courts are allowed to take
     of this last sentence and the scope of its ap-                           special national circumstances into account.
     plication must be considered in the context                              In its Demuth case the Court had regard to
     of the Article as a whole and, in particular, in                         the decision of the Commission152, according
     relation to the requirements of para. 2. This                            to which
     sentence clarifies                                                           “the particular political circumstances in
         “that states are permitted to control by a                               Switzerland (...) necessitate the applica-
         licensing system the way in which broad-                                 tion of sensitive political criteria such as
         casting is organised in their territories,
         particularly in its technical aspects. It does
         not, however, provide that licensing mea-                            148
                                                                                  Groppera Radio AG v. Switzerland, op. cit., § 61.
                                                                              149
                                                                                  Recommendation No. R (99) 1 of the Committee of Minis-
         sures shall not otherwise be subject to                              ters to Member States on measures to promote media plural-
                                                                              ism, adopted on 19 January 1999.
                                                                              150
                                                                                  Informationsverein Lentia and others v. Austria, op. cit., § 38.
                                                                              151
                                                                                   Demuth v. Switzerland, judgment of 5 November 2002,
                                                                              Appl. 38743/97, § 43.
                                                                              152
                                                                                   Verein Alternatives Lokalradio Bern and Verein Radio
     146
            Manole and others v. Moldova, op. cit., §§ 100 and 101.           Dreyeckland Basel v. Switzerland, decision of the Commission
     147
           Informationsverein Lentia and others v. Austria, op. cit., § 39.   of 16 October 1986, Appl. 10746/84.
European Media Law and Policy Framework                                                                                                      35
     itself refers to the “European Convention on                         ing of the public’s right to information. As a
     Transfrontier Television”, when providing that                       result any broadcaster is entitled to provide
         “another essential function of regulatory                        information on a major event by means of a
         authorities should be monitoring compli-                         short report, even if there are contractual (ex-
         ance with the conditions laid down in law                        clusivity) agreements between another broad-
         and in the licences granted to broadcast-                        caster and the organiser of the event.
         ers. They should, in particular, ensure that
         broadcasters who fall within their jurisdic-                     c) Political advertising
         tion respect the basic principles laid down                      It is especially questionable as to whether a
         in the European Convention on Transfron-                         ban on broadcasting political advertising is
         tier Television and, in particular, those de-                    compatible with Art. 10 ECHR.
         fined in Article 7.”                                                  Advertisements have not only a political
         The Court also (indirectly) applies the prin-                    character if they promote a political party. In
     ciples of the European Convention on Trans-                          1994 the broadcasting of a commercial con-
     frontier Television using this instrument for                        cerning animal welfare by the “Verein gegen
         “a proper understanding and interpreta-                          Tierfabriken – VGT” (Association against in-
         tion of the relevant rules.”161                                  dustrial animal production) was refused. The
         This Convention obligates the parties to                         Swiss Public Television founded this decision
         “ensure freedom of expression and infor-                         on the political character, while Swiss broad-
         mation in accordance with Article 10 of                          casting law prohibits political advertisements
         the Convention for the Protection of Hu-                         on radio and television. The ECtHR agreed
         man Rights and Fundamental Freedoms                              that the commercial could be regarded as
         and they shall guarantee freedom of re-                          “political”, so the ban could legally be found-
         ception and shall not restrict the retrans-                      ed on the national regulation because
         mission on their territories of programme                             “it reflected controversial opinions per-
         services which comply with the terms of                               taining to modern society in general. (...)
         this Convention.”                                                     Indeed, it cannot be denied that in many
         It also provides in its Art. 8 the right of                           European societies there was, and is, an
     reply and in its Art. 10a that the parties shall                          ongoing general debate on the protection
     avoid that programme services endanger me-                                of animals and the manner in which they
     dia pluralism.                                                            are reared.”163
         The Convention on Transfrontier Televi-                               Additionally, the Court stated that
     sion, and also an earlier instrument issued by                            “powerful financial groups can obtain
     the Committee of Ministers of the Council of                              competitive advantages in the area of
     Europe affecting national broadcasting sys-                               commercial advertising and may thereby
     tems, i.e. Recommendation No. R (91) 5162,                                exercise pressure on, and eventually cur-
     claim the right to short reporting on major                               tail the freedom of the radio and televi-
     events with the aim of regulating the exercis-                            sion stations broadcasting the commer-
                                                                               cials. Such situations undermine the fun-
                                                                               damental role of freedom of expression
                                                                               in a democratic society as enshrined in
     161
        Autronic AG v. Switzerland, op. cit., § 62.
     162
        Recommendation No. R (91) 5 of the Committee of Minis-
     ters to Member States on the right to short reporting on major
     events, where exclusive rights for their Television Broadcast have
     been acquired in a transfrontier context, adopted on 11 April
                                                                          163
                                                                             VgT Verein gegen Tierfabriken v. Switzerland, judgment of 28
     1991.                                                                June 2001, Appl. 24699/94, § 70.
European Media Law and Policy Framework                                                                                              37
     Article 10 of the Convention, in particular                    Contracting States have a wide margin of ap-
     where it serves to impart information and                      preciation in striking a fair balance between
     ideas of general interest, which the pub-                      freedom of expression of these parties and
     lic is moreover entitled to receive. Such                      the need to place restrictions thereon in or-
     an undertaking cannot be successfully                          der to secure people’s independent decision
     accomplished unless it is grounded in the                      in the election.168 According to the ECtHR,
     principle of pluralism of which the State                          “a lack of consensus between the States
     is the ultimate guarantor. This observation                        making up the Convention community
     is especially valid in relation to audio-vi-                       with regard to the regulation of the right
     sual media, whose programmes are often                             to vote and the right to stand for election
     broadcast very widely.”164                                         may justify according them a wide margin
     Hence, the Court ruled that a ban on po-                           of appreciation in this area..”169
litical advertisements is not an infringement                           The ECtHR also refers to Recommenda-
of Art. 10 ECHR per se, but there can be rel-                       tion No. R (99) 15170 “on measures concern-
evant and sufficient reasons to justify165, for                     ing media coverage of election campaigns”,
example, the need for securing the quality of                       which provides that
political debate and pluralism or for securing                          “the possibility of buying advertising
the political independence of the television                            space should be available to all contend-
broadcasters, besides preventing financially                            ing parties, and on equal conditions and
powerful groups from dominating the politi-                             rates of payment”,
cal forum.166                                                           as well as to Recommendation Rec(2007)15171,
     According to the Court a ban on religious                      which entailed a revision of Recommendation
advertisements can be more easily justified                         No. R (99) 15, stating:
because of the immediate and powerful ef-                               “In view of the different positions on
fect of the audio-visual media.167                                      this matter, Recommendation CM/
     However, it has to be noted that the as-                           Rec(2007)... does not take a stance on
sociation participated in a topical debate in                           whether this practice should be accept-
society and that there is little scope under Art.                       ed or not, and simply limits itself to say-
10 for restrictions on political speech and on                          ing that if paid advertising is allowed it
debates relating to questions of general inter-                         should be subject to some minimum
est, while the national margin of appreciation                          rules, in particular that equal treatment
is reduced. The national authorities could not                          (in terms of access and rates) is given to
give sufficient reasons that could justify the                          all parties requesting airtime.”
refusal in the particular circumstances of the                          Using these principles for the examination
case, so the Court found a violation of the                         of whether such a ban is proportionate, the
freedom of expression of the association.                           ECtHR determined in this case that
     Concerning the prohibition of advertise-
ments of political parties and its compatibility
with Art. 10 ECHR, the Court found that the
                                                                    168
                                                                        Mathieu-Mohin and Clerfayt v. Belgium, op. cit., §§ 52 and
                                                                    54.
                                                                    169
                                                                        TV Vest AS & Rogaland Pensjonistparti v. Norway, judgment
                                                                    of 11 December 2008, Appl. 21132/05, § 65.
                                                                    170
                                                                        Recommendation No. R (99) 15 of 9 September 1999 of the
164
    VgT Verein gegen Tierfabriken v. Switzerland, op. cit., § 73.   Committee of Ministers to Member States on measures con-
165
    VgT Verein gegen Tierfabriken v. Switzerland, op. cit, § 75.    cerning media coverage of election campaigns.
166
    TV Vest AS & Rogaland Pensjonistparti v. Norway, op. cit., §    171
                                                                        Recommendation CM/Rec(2007)15 of 7 November 2007 of
70.                                                                 the Committee of Ministers to Member States on measures con-
167
    Murphy v. Ireland, judgment of 10 July 2003, Appl. 44179/98.    cerning media coverage of election campaigns.
38                                                                                                  The Media in South-East Europe
         “paid advertising on television became the                         tional Covenant on Civil and Political Rights,
         only way for the Pensioners Party to put its                       which specifically includes within the right
         message across to the public through that                          of freedom of expression information and
         medium. By being denied this possibility                           ideas 'in the form of art'.”173
         under the law, the Pensioners Party was                            The protection is not limited to specific
         at a disadvantage compared with major                         forms or content of art, films174 and books175,
         parties which had obtained edited broad-                      as they are protected just like paintings176,
         casting coverage, and this could not be                       for instance. Finally, art is just another way of
         offset by the possibility available to it to                  communication, because an artist is also able
         use other, less potent, media.”172                            to impart information and ideas by his work.
         The required “equal treatment to all par-                          Besides the conveying of art itself, the
     ties requesting airtime” was not granted to                       scope of Art. 10 ECHR includes the so-called
     the party, thus there was a violation of Art.                     artists “Wirkbereich”. Therefore also an exhibi-
     10 ECHR.                                                          tor of artistic works, an operator of a cinema
                                                                       or a proprietor and a managing director of a
     1.8 Freedom of artistic expression                                publishing house can refer to this freedom177:
                                                                            “Those who create, perform, distribute or
     The freedom of artistic impresion is not explic-                       exhibit works of art contribute to the ex-
     itly mentioned in Art. 10 ECHR. However, the                           change of ideas and opinions which is es-
     ECtHR accepts its protection and argues that                           sential for a democratic society. Hence the
          “admittedly, Article 10 does not specify                          obligation on the State not to encroach
          that freedom of artistic expression, in issue                     unduly on their freedom of expression.”178
          here, comes within its ambit; but neither,                        Interferences concerning the freedom
          on the other hand, does it distinguish be-                   of artistic expression are thinkable if artistic
          tween the various forms of expression. As                    works are confiscated or if their publication
          those appearing before the Court all ac-                     and distribution is forbidden.
          knowledged, it includes freedom of artis-                         So in the Wingrove case179 a film director
          tic expression - notably within freedom to                   was refused a distribution certificate because
          receive and impart information and ideas -                   his film was considered as blasphemous. In
          which affords the opportunity to take part                   another case a film was even seized.180
          in the public exchange of cultural, political                These measures can also be legal. In this con-
          and social information and ideas of all kinds.               text, the Court determined that
          Confirmation, if any were needed, that this                       “artists and those who promote their
          interpretation is correct, is provided by the                     work are certainly not immune from the
          second sentence of paragraph 1 of Article                         possibility of limitations as provided for
          10, which refers to 'broadcasting, television
          or cinema enterprises', media whose activi-
          ties extend to the field of art. Confirmation                173
                                                                           Müller a.o. v. Switzerland, judgment of 24 May 1988, Appl.
          that the concept of freedom of expression is                 10737/84, § 27.
                                                                       174
                                                                           See Otto-Preminger Institut v. Austria, op. cit.; Wingrove v.
          such as to include artistic expression is also               the U.K., op. cit.
                                                                       175
                                                                           Editions Plon v. France, op. cit.
          to be found in Article 19 § 2 of the Interna-                176
                                                                           See Müller a.o. v. Switzerland, op. cit.
                                                                       177
                                                                           See Müller a.o. v. Switzerland, op. cit.; Otto Preminger Institut
                                                                       v. Austria, op. cit.; İ. A. v. Turkey, op. cit.
                                                                       178
                                                                           Müller a.o. v. Switzerland, op. cit., § 33.
     172
        TV Vest AS & Rogaland Pensjonistparti v. Norway, op. cit., §   179
                                                                           Wingrove v. the U.K., op. cit..
     73.                                                               180
                                                                           Otto-Preminger Institut v. Austria, op. cit..
European Media Law and Policy Framework                                                                                            39
181
    Müller a.o. v. Switzerland, op. cit., § 34, Handyside v. the     See footnotes 163 and 164.
                                                                   183
U.K., op. cit., § 49.                                                Oberschlick v. Austria No.1, judgment of 23 May 1991, Appl.
                                                                   184
182
    Müller a.o. v. Switzerland, op. cit., § 35.                    11662/85, § 57.
40                                                                                                  The Media in South-East Europe
     particular, the duty of the press to act in accor-                 tion of individuals using this medium, where
     dance with the principles of responsible jour-                     especially internet service providers are con-
     nalism by ensuring the accuracy of historical,                     cerned. The guidelines concern the question
     rather than perishable, information published                      as to how they shall design their systems and
     is likely to be more stringent in the absence of                   technologies to safeguard the user as far as
     any urgency in publishing the material.185 But                     possible. The “Convention on Cybercrime”190
     according to the case-law of the Court,                            also pursues the objective of increasing the
           “telephone calls (from business) premises                    safety of the use of the internet. The con-
           are prima facie covered by the notions                       tracting parties set several actions concerning
           of “private life” and “correspondence”                       the confidentiality, integrity and availability of
           for the purposes of Article 8 para 1186. It                  computer data and systems, computer-relat-
           follows logically that e-mails (sent from                    ed offences, offences related to child pornog-
           work) should be similarly protected under                    raphy as well as copyright and related rights
           Article 8, as should information derived                     as criminal. Besides, they laid down provisions
           from the monitoring of personal internet                     with regard to the procedural law.
           usage.”187                                                       Additionally, there are the “Guidelines
           According to Recommendation CM/Rec                           for the co-operation between law enforce-
     (2007)16188, the Member States shall take                          ment and internet service providers against
     all necessary measures to promote the pub-                         cybercrime”191 besides Recommendation Rec
     lic service value of the internet by – inter alia                  (2001) 8. They recommend the states to en-
     – enhancing the protection of human rights,                        courage content descriptors or search tools
     especially                                                         and filtering profiles, for example, to increase
           the right to freedom of expression, in-                      the protection of cyber users.
           formation and communication on the In-                           Besides, there is a recommendation193
           ternet and via other ICTs promoted, inter                    concerning the use and control of internet fil-
           alia, by ensuring access to them.                            ters with regard to freedom of expression and
           Furthermore Recommendation No. R (99)                        information.
     5 of the Committee of Ministers to Mem-
       189
                                                                            Especially children shall be protected from
     ber States for the protection of privacy on                        the dangers of the use of the internet. Thus
     the internet (guidelines for the protection                        the Recommendation CM/Rec(2009)5194 pro-
     of individuals with regard to the collection                       vides that the states shall ensure that there
     and processing of personal data on informa-                        are safe and secure spaces for children on the
     tion highways) is relevant to the use of the
     internet. It includes guidelines for the protec-
                                                                        190
                                                                             Convention on Cybercrime, 23. October 2001, available at
                                                                        www.conventions.coe.int/.
                                                                        191
                                                                            Guidelines for the co-operation between law enforcement
     185
         Times Newspapers Ltd. (nos. 1 and 2) v. the U.K, judgment of   and internet service providers against cybercrime, 2 April 2008.
     10 March 2009, 3002/03 and 23676/03, § 45.                         192
                                                                            Recommendation Rec (2001) 8 on self-regulation concerning
     186
         Halford v. the United Kingdom, judgment of 25 June 1997,       cyber content (self-regulation and user protection against illegal
     Appl. 20605/92, § 44.                                              or harmful content on new communications and information
     187
         Copland v. the U.K., judgment of 3 April 2007, Appl.           services adopted on 5 September 2001.
     62617/00, § 41.                                                    193
                                                                            Recommendation CM/Rec(2008)6 of the Committee of Min-
     188
         Recommendation CM/Rec(2007)16 of the Committee of Min-         isters to Member States on measures to promote the respect for
     isters to Member States on measures to promote the public ser-     freedom of expression and information with regard to Internet
     vice value of the Internet, adopted on 7 November 2007.            filters, 26 March 2008.
     189
         Recommendation No. R (99) 5 of the Committee of Ministers      194
                                                                            Recommendation CM/Rec(2009)5 of the Committee of Min-
     to Member States for the protection of privacy on the internet     isters to Member States on measures to protect children against
     (guidelines for the protection of individuals with regard to the   harmful content and behaviour and to promote their active par-
     collection and processing of personal data on information high-    ticipation in the new information and communications environ-
     ways), 23 February 1999.                                           ment, adopted on 8 July 2009.
European Media Law and Policy Framework                                                                                               41
Internet and develop the responsible use of                        the light of Art. 10 ECHR, but shall have “the
labelling systems for online content, for ex-                      meaning and scope” of Art. 10 ECHR.
ample by creating a pan-European trustmark                             Art. 11 CFREU reads as follows:
for labelling systems of online content.                               "Everyone has the right to freedom of ex-
    In Recommendation CM/Rec(2007)11195,                               pression. This right shall include freedom
the Committee of Ministers encourages the                              to hold opinions and to receive and impart
Member States to develop common standards                              information and ideas without interfer-
and strategies to promote transparency and                             ence by public authority and regardless of
the provision of information, guidance and                             frontiers.
assistance to the individual users of technolo-                        The freedom and pluralism of the media
gies and services in the new information and                           shall be respected."
communications environment. This takes place                           And Art. 52(3) CFREU reads:
especially against the background of Art. 10                           “In so far as this Charter contains rights
ECHR, guaranteeing the development of infor-                           which correspond to rights guaranteed by
mation and communication technologies and                              the Convention for the Protection of Hu-
services for the benefit of each individual and                        man Rights and Fundamental Freedoms,
the democratic culture of every society. The                           the meaning and scope of those rights
Recommendation also stipulates information                             shall be the same as those laid down by
on affordable access to ICT infrastructure that                        the said Convention. (...).”
Member States should take into account.                                The acquis is relevant, first of all, for the
                                                                   EU Member States: Bulgaria and Romania.
2 Media law aspects of European                                    But it also bears relevance for the "candidate
  Union law: The acquis and its                                    countries": Croatia, the Former Yugoslav Re-
                                                                   public of Macedonia (henceforth: FYROM or
  extension to South-East Europe
                                                                   Macedonia) and Montenegro; as well as for
Besides the benchmark which the Council of                         the so-called “potential candidate countries”:
Europe and particularly the ECtHR set with                         Albania, Bosnia and Herzegovina, Serbia and
respect to Art. 10 ECHR on the media law,                          Kosovo (all have been given the prospect of
the existing acquis of European Union (media)                      EU membership197), and not least, for Mol-
law, also as interpreted by the jurisprudence                      dova, which is a partner country within the
of the European Court of Justice (ECJ), addi-                      European Neighbourhood Policy (ENP)198
tionally is of major relevance for the countries                   which, in its turn, forms another component
dealt with in the present study. It should be                      of the EU’s external policy (also in the audio-
noted that Art. 10 ECHR becomes kind of “a                         visual sector). Before joining the EU, countries
part” of the acquis as Art. 11 of the Char-                        have to bring their national laws into line
ter of Fundamental Rights of the European                          with the EU acquis, especially including – in
Union196 (CFREU), read together with Art.
52(3) CFREU, has not only to be interpreted in
                                                                   197
                                                                       The “pre-accession countries” have already made substantial
                                                                   efforts to meet European standards on media, and the process
                                                                   of reform is ongoing. Information on their progress towards
195
    CM/Rec(2007)11 of the Committee of Ministers to Member         meeting the membership requirements in the audiovisual field
States on promoting freedom of expression and information on       is available at: http://ec.europa.eu/enlargement/index_en.htm
the new information and communications environment of 26           198
                                                                       The “EU-Moldova Action Plan“ lays out the strategic ob-
September 2007.                                                    jectives based on commitments to shared values and effective
196
    Proclaimed by the European Parliament, the Council of Minis-   implementation of political, economic and institutional reforms,
ters and the European Commission on 7 December 2000, newly         available at: http://ec.europa.eu/world/enp/pdf/action_plans/
published in the adapted version in: [2010], OJ C 83, p. 389.      moldova_enp_ap_final_en.pdf
42                                                                                                      The Media in South-East Europe
     the audiovisual field – the Audiovisual Media                          by EU law. The reason for this lies within the
     Services Directive (Directive 2010/13/EU199,                           enlargement procedure: a country that wish-
     AVMSD). When they do so, they also become                              es to join the EU submits an application for
     eligible for funding under the MEDIA 2007                              membership to the Council, which asks the
     programme200 (covering the period 2007-13).                            European Commission to assess the appli-
     Promoting the alignment with European stan-                            cant’s ability to meet the conditions of mem-
     dards on media legislation and in particular                           bership. If the Commission delivers a positive
     the AVMSD is one of the initiatives of the Eu-                         opinion, and the Council unanimously agrees
     ropean Commission’s pre-accession strategy.                            a negotiating mandate, negotiations are for-
     Furthermore, the alignment of legislation and                          mally opened between the candidate country
     practices with European standards on media                             and all of the EU Member States.
     in accordance with fundamental democratic                                  The conditions for membership mainly fol-
     principles is an element of the so-called “Co-                         low from Arts. 6 and 49 TEU. Especially the
     penhagen criteria” (see infra), and is crucial                         so-called “Copenhagen criteria”, which stip-
     for the promotion of cultural diversity.                               ulate that
          This chapter aims at providing an overview                            “[M]embership requires that the candi-
     of relevant legal provisions of the Treaty of the                          date country has achieved stability of in-
     European Union (TEU), the Treaty on the Func-                              stitutions guaranteeing democracy, the
     tioning of the European Union (TFEU), Second-                              rule of law, human rights and respect for
     ary European Union legislation in the present                              and protection of minorities, the existence
     field – especially the AVMSD, as well as relevant                          of a functioning market economy as well
     case-law of the Courts of the European Union.                              as the capacity to cope with competitive
                                                                                pressure and market forces within the
     2.1 Obligations deriving from accession to the EU                          Union”,
                                                                            are essential for the (potential) candidate
     Besides the obligations for Member States                              countries; hereunder, the protection of human
     deriving from European Union law, states                               rights, particularly freedom of expression, and
     that assume the status of “candidate” and                              the rule of law (including e.g. administrative
     “potential candidate” countries are already                            capacity) feature prominently.201 This latter el-
     establishing regulations which are influenced                          ement translates, according to the European
                                                                            Commission, into the requirement that
                                                                                “the candidate country [...] ha[s] created the
     199
         Directive 2010/13/EU of the European Parliament and of the             conditions for its integration by adapting its
     Council of 10 March 2010 on the co-ordination of certain provi-
     sions laid down by law, regulation or administrative action in             administrative structures. While it is impor-
     Member States concerning the provision of audiovisual media
     services (Audiovisual Media Services Directive) (codified version),        tant for EU legislation to be transposed into
     [2010] OJ L 95, p. 1.                                                      national legislation, it is even more impor-
     200
         Decision No 1718/2006/EC of the European Parliament and of
     the Council of 15 November 2006 concerning the implementa-
     tion of a programme of support for the European audiovisual sec-
     tor (MEDIA 2007), [2006] OJ L 327, p. 12. The MEDIA programme
     promotes (the) European film in its pre-production phase (training     201
                                                                                See also the European Council Declaration (Madrid Summit
     and development) as well as distribution and promotion. The cur-       1995): “The European Council also confirms the need to make
     rent MEDIA 2007 programme will provide EUR 755 million to Eu-          sound preparations for enlargement on the basis of the crite-
     rope’s audiovisual industry for the period from 2007 to 2013. An-      ria established in Copenhagen and in the context of the pre-
     other initiative is Europa Cinemas (http://www.europa-cinemas.         accession strategy defined in Essen for the CCEE; this strategy
     org/) focusing on European films. Its objective is to provide opera-   will have to be intensified in order to create the conditions for
     tional and financial support to cinemas that commit to screening       the gradual, harmonious integration of those States, particularly
     a significant number of European non-national films, to offering       through the development of the market economy, the adjust-
     events and initiatives as well as promotional activities targeted at   ment of their administrative structures and the creation of a
     young audiences, and to screening digital European films.              stable economic and monetary environment.”
European Media Law and Policy Framework                                                                                                   43
                                                                      205
                                                                          The relevance of the other “two freedoms” should, of course,
202
     Cf. http://ec.europa.eu/enlargement/the-policy/conditions-       not be underestimated: The free movement of goods could be ap-
for-enlargement/index_en.htm                                          plicable for “media carrier” like newspapers, magazines, books,
203
    This acquis includes the establishing of independent regulatory   DVDs; see, for instance, ECJ, Case 229/83, Leclerc, [1985] ECR
authorities and the securing of their independence in various re-     1, para 20; Joined Cases 60 and 61/84, Cinéthèque, [1985] ECR
gards, cf. Commission Staff Working Paper of 5 November 2008          2605, paras. 10 et seq. The free movement of capital could be
accompanying the Commission Communication “Enlargement                of relevance for media organisations, when it comes to transfer-
Strategy and Main Challenges 2008-2009” (COM(2008) 674),              ring any amount of capital from one country to another or, for
SEC(2008) 2694, available at: http://ec.europa.eu/enlargement/pdf/    instance, when a broadcasting company established in a Member
press_corner/key-documents/reports_nov_2008/croatia_prog-             State wants to invest in a broadcasting company established or to
ress_report_en.pdf, at p. 37.                                         be established in another Member State, see ECJ, Case C-148/91,
204
    See also Commission Staff Working Document on the Exter-          Veronica, [1993] ECR I-487. Besides, the free movement of work-
nal Dimension of Audiovisual Policy of 14 July 2009, SEC(2009)        ers certainly also has a bearing for the media sector, as becomes
1033, p. 15.                                                          apparent in the case of actors, cameramen, journalists etc.
44                                                                                                 The Media in South-East Europe
any advertising for alcoholic beverages if the                   (3) Particularly: Restrictive measures aimed at
sporting event was likely to be retransmitted                    fostering media pluralism
in France215, or, rather, the transmission of                    In the following a special look should be tak-
television programmes was restricted, since                      en on possible constraints on media owner-
French broadcasters had to refuse all retrans-                   ship in a Member State that can have a re-
mission of sporting events in which hoardings                    strictive effect on companies wishing to es-
bearing advertising for alcoholic beverages                      tablish themselves there. This is the case, for
marketed in France might be visible.216 How-                     instance, where a broadcasting company is al-
ever, these rules on television advertising have                 ready established in a Member State and the
been justified as they relate to the protection                  levels of the candidates’ holdings and control
of public health within the meaning of Art.                      in other Member States are counted towards
52(1) TFEU of the Treaty. Still, all kinds of re-                the limits, or where an applicant for a broad-
strictions on the freedom to provide services                    casting licence, who already operates a chan-
set by the States must be carefully assessed                     nel legally in another Member State, which
on a case-by-case basis, especially taking into                  is retransmitted in the state in which the li-
account Art. 10 ECHR.                                            cence is applied for, will, in that case, reach
                                                                 the concentration thresholds more rapidly;
(2) The freedom of establishment                                 applicants without channels in other Member
The freedom of establishment includes the                        States will have an advantage. The question is
right “to set up and manage” undertakings, in                    then, whether the restriction on the freedom
particular companies or firms. This characteris-                 of establishment lies within the “general in-
tic is fulfilled, as distinct from the provisions of             terest” and is proportional according to its le-
the free movement of capital, where the ac-                      gitimate purpose.219 One should bear in mind
quisition of a shareholding of a company in a                    that the fostering of “media pluralism” could
Member State by an investor/a company                            be a restriction in the “general interest”, es-
     “[...] gives (...) definite influence over that             pecially if measures are taken favouring op-
     company’s decisions and allows (...) to de-                 erators which belong to groups representing
     termine that company’s activities”217.                      and linked to the local community and con-
     The ECJ lays the main focus on the ques-                    tributing towards strengthening the regional
tion as to how the influence on a company is                     economy.
exercised. This criterion seems to be a crucial                       The question as to whether national (state
tool for the distinction between the two free-                   indicated) measures fostering media pluralism
doms. However, the distinction based on this                     could justify restrictions of the fundamental
criterion may not be evident in all cases.218                    freedoms is one of the most disputed legal
Once affirmed, possible restrictions must be                     issues in view of the role which the funda-
observed.                                                        mental freedoms play in the field of European
                                                                 media law. This question becomes even more
                                                                 significant, if one supports the idea of “a right
215
    ECJ, Case C-429/02, Baccardi France, [2004] ECR I-6613,
                                                                 to access” of media companies/providers to
para. 35.                                                        foreign (national) media markets, following
216
    ECJ, Case C-262/02, Commission v. France, [2004] ECR
I-6569, para. 26.
217
    ECJ, Case C-284/06, Burda, [2008] ECR I-4571, para. 69.
218
    Cf. also Germelmann, Konkurrenz von Grundfreiheiten und
Missbrauch von Gemeinschaftsrecht – Zum Verhältnis von Kap-
italverkehrs- und Niederlassungsfreiheit in der neueren Recht-   219
                                                                    The so-called “Gebhard-Formula“; ECJ, Case C-55/94, Geb-
sprechung, EuZW 2008, p. 596 et seq.                             hard, [1995] ECR I-4165.
46                                                                                              The Media in South-East Europe
     from the basic principle of freedom and plu-                      their programmes, the organisations which
     ralism of the media in the sense of Arts. 11(2)                   have obtained broadcasting time may not pur-
     CFREU, 2 TEU (read together with Art. 10                          sue any activities other than those provided for
     ECHR).220 The ECJ has not yet set up a “gen-                      or authorised by the Commissariaat voor de
     eral rule” in this regard. However, some “ba-                     Media” (the Dutch regulatory authority).
     sic tendencies” could be drawn from the still                          According to the ECJ, this provision con-
     leading judgments “Commission v. Nether-                          tributes to the attainment of establishing a
     lands”, “Stichting Collectieve Antennevoorz-                      pluralistic and non-commercial broadcasting
     iening Gouda v. Commissariaat voor de Me-                         system:
     dia”, “Vereniging Veronica Omroep Organ-                               “It seeks to prohibit national broadcasting
     isatie v. Commissariaat voor de Media” and                             organisations from engaging in activities
     “TV10 SA v. Commissariaat voor de Media”                               which are alien to the tasks assigned to
     dealing with single provisions of the – then                           them by the Law or undermine the aims
     in force – Dutch “Mediawet” (Dutch Law of                              thereof, in the view of the Commissariaat
     21 April 1987, governing the supply of radio                           voor de Media. Thus, in particular, it pro-
     and television programmes, radio and televi-                           vides that the financial resources available
     sion licence fees and press subsidies). The ECJ,                       to the national broadcasting organisations
     in general terms, stated that the Mediawet is                          to enable them to ensure pluralism in the
          “designed to establish a pluralistic and                          audio-visual sector must not be diverted
          non-commercial broadcasting system and                            from that purpose and used for purely
          thus forms part of a cultural policy intend-                      commercial ends”.222
          ed to safeguard, in the audio-visual sector,                 According to this, rules/regulations that pro-
          the freedom of expression of the various                     hibit broadcasting organisations established
          (in particular social, cultural, religious and               in a Member State from investing in a broad-
          philosophical) components existing in the                    casting organisation established or to be es-
          Netherlands. [...] Those cultural-policy ob-                 tablished in another Member State must at
          jectives are objectives relating to the pub-                 least ensure the pluralistic and non-commer-
          lic interest which a Member State may le-                    cial character of the audiovisual system (in the
          gitimately pursue by formulating the stat-                   respective country). Otherwise, a violation of
          utes of its own broadcasting organisations                   a fundamental freedom by such provisions
          in an appropriate manner.“221                                can be assumed. It is essential to make rules,
          In the case ”Vereniging Veronica Omroep                      which prohibit national broadcasting organ-
     Organisatie v. Commissariaat voor de Media”                       isations from setting up commercial radio and
     the ECJ dealt with Art. 57(1) Mediawet. The                       television companies abroad – for the pur-
     provision states that “apart from producing                       pose of providing services directed towards
                                                                       their State of establishment –, in order to en-
                                                                       sure that such organisations cannot improp-
     220
         Cf. A. Rossnagel/W. Sosalla/T. Kleist, Der Zugang zur digi-
     talen Satellitenverbreitung, Gutachten im Auftrag der gemein-     erly evade the obligations deriving from the
     samen Stelle ‘Digitaler Zugang’ der Landesmedienanstalten,        national legislation concerning the pluralistic
     Visitas Verlag GmbH 2004, p. 78, 79.
     221
         ECJ, Case C-288/89, Stichting Collectieve Antennevoorz-       and non-commercial content of programmes.
     iening Gouda v. Commissariaat voor de Media, [1991] ECR
     I-4007, paras. 22, 23; Case C-353/89, Commission v. Neth-              In the case “Stichting Collectieve Anten-
     erlands (Mediawet II), [1991] ECR I-4069, paras. 29, 30; Case
     C-148/91, Vereniging Veronica Omroep Organisatie v. Com-
     missariaat voor de Media, [1993] ECR I-487, paras. 9, 10. Also
     affirmed in ECJ, Case C-23/93, TV10 SA v. Commissariaat voor      220
                                                                          Vereniging Veronica Omroep Organisatie v. Commissariaat
     de Media, [1994] ECR I-4795, paras. 18, 25.                       voor de Media, ibid., para. 11.
European Media Law and Policy Framework                                                                   47
     provide services there which are intended for                    undertakings, which is capable of affecting
     the first State’s territory could be regarded                    trade between Member States, has an anti-
     as a domestic broadcaster. The treatment of                      competitive object, or an actual or potential
     a broadcasting body constituted under the                        anti-competitive effect. Secondly, it has to
     law of another Member State as equal to a                        be determined whether a restrictive agree-
     domestic broadcaster does not jeopardise the                     ment also produces pro-competitive benefits
     right to freedom of expression guaranteed by                     that outweigh the restricting effects.226 In the
     Art. 10 and Art. 14 of the ECHR as long as                       media sector, the question as to whether a
     a national “media policy” (here: the Nether-                     cartel should be prohibited or not plays an
     lands broadcasting policy in form of the Medi-                   important role especially when it comes to
     awet) upholds pluralism, which is – according                    collective or exclusive agreements on the sell-
     to the ECJ –                                                     ing or acquisition of sports rights227, or with
         “[...] intended to preserve the diversity of                 regard to the collective management of the
         opinions, and hence freedom of expres-                       author’s right to communicate and reproduce
         sion, which is precisely what the European                   his works (online).
         Convention on Human Rights is designed
         to protect.”223                                              (2) Prohibition of the abuse of a dominant po-
                                                                      sition
     bb) Rules on Competition                                         Art. 102 TFEU prohibits “any abuse by one
     The basic rules on competition are Art. 101                      or more undertakings of a dominant position
     TFEU (prohibition on cartels), Art. 102 TFEU                     within the internal market or in a substantial
     (prohibition on the abuse of a dominant posi-                    part of it [...] in so far as it may affect trade
     tion), Art. 106 TFEU (as a special competition                   between Member States”. While Art. 101
     rule concerning public undertakings and un-                      TFEU aims at preventing the creation of new
     dertakings bestowed with special or exclusive                    market power by means of agreements, deci-
     rights), the Council Regulation 139/2004/EC224                   sions, concerted practices or concentrations,
     (Merger Control Regulation, ECMR), and Arts.                     Art. 102 TFEU is directed towards the abuse of
     107 ff. TFEU (State aid). The latter will be ex-                 market power, where such power already ex-
     amined in an “extra-part” (cf. infra cc)).                       ists.228 To determine whether an undertaking
                                                                      has abused its dominant position, one needs
     (1) Prohibition of cartels                                       firstly to define the relevant product and geo-
     Art. 101 TFEU aims to ensure that “companies                     graphic market(s)229, secondly to determine
     play fair” by taking action against all business                 the dominance of the undertaking, and thirdly
     practices between two or more undertakings
     that restrict free competition in the internal
     market.225 To assess this, it – firstly – has to                 226
                                                                          Commission, Notice 2004/C 101/08, Guidelines on the Ap-
     be clarified whether an agreement between                        plication of Art. 81(3) EC, [2004] OJ C 101/97, para. 11.
                                                                      227
                                                                          Collective marketing (also an issue in the context of the pro-
                                                                      hibition on the abuse of a dominant position) of the right to
                                                                      broadcast certain sport events, for instance, has been in the
                                                                      focus of EC antitrust law on several occasions; see Commis-
     223
         ECJ, Case C-23/93, TV10 SA v. Commissariaat voor de Me-      sion, Decision 2003/778/EC, UEFA Championsleague (Case
     dia, [1994] ECR I-4795, para. 25.                                C.2/37.398), [2003] OJ L 291/25; Commission, Notice, FA Pre-
     224
         Council Regulation 139/2004/EC of 20 January 2004 on the     mier League (Cases C.2/38.173 and 38.463), [2003] OJ L 115,
     Control of Concentrations between Undertakings, [2004] OJ        p. 3.
     L 24, p. 1.                                                      228
                                                                          See D.G. Goyder, EC Competition Law (5th edn, Oxford Uni-
     225
         Cf. M. Elspaß/M. Kettner, Comments on Art. 81 EC, in: Cas-   versity Press, 2009), pp. 324 et seq.
     tendyk/Dommering/Scheuer, European Media Law, Alphen a/d         229
                                                                          For market definitions in the media sector, see R. Capito, in:
     Rijn 2008, Art. 81 EC, rec. 1.                                   EMR, Media Markets Definitions 2003 and 2005.
European Media Law and Policy Framework                                                                                               49
to decide whether the undertaking is acting in                   not to adopt measures which lead to enter-
an abusive manner and therefore affects trade                    prises acting contrary to European Union law,
between Member States. The field of collective                   even if they are State enterprises or enterprises
administering of copyrights230 and the refusal                   which have been granted special or exclusive
to supply media content231 are two of the most                   rights.234
important fields of application for Art. 102
TFEU in the media sector.                                        (4) Merger control
                                                                 The European Community Merger Regulation
(3) Public undertakings and special rights                       (ECMR) applies – in principle – to all concentra-
granted to undertakings                                          tions with a Union-wide dimension (Art. 1(1)
Art. 106 TFEU aims to prevent Member States                      ECMR), which can be assumed, if the com-
from enacting or maintaining in force measures                   bined aggregate world-wide turnover of all
relating to public undertakings and undertak-                    the undertakings concerned is more than EUR
ings to which Member States grant special or                     5 billion and the aggregate Union-wide turn-
exclusive rights which derogate from other ob-                   over of each of at least two of the undertak-
ligations under the Treaty, especially from the                  ings concerned is more than EUR 250 million,
competition rules in Arts. 101 to 109 TFEU.                      unless each of the undertakings concerned
According to the ECJ, Art. 106 TFEU must be                      achieves more than two-thirds of its aggregate
interpreted as being intended to ensure that                     Union-wide turnover within one specific Mem-
the Member States do not take advantage of                       ber State (Art. 1(2) ECMR). Art. 1(3) ECMR sets
their relations with those undertakings in order                 out special thresholds catching concentrations
to evade the prohibitions laid down by other                     which, even though they are below the thresh-
Treaty rules addressed directly to them, by                      olds of Art. 1(2) ECMR, show consequences
obliging or encouraging those undertakings to                    in at least three Member States. It is the task
engage in conduct which, if engaged in by the                    of the Commission to delineate the relevant
Member States, would be contrary to those                        product and geographic market and to deter-
rules.232 However, the granting of a govern-                     mine whether a concentration is compatible
ment broadcasting monopoly has been held                         with the common market by conducting the
not to form per se an infringement upon this                     so-called SIEC-test235 under Art. 2(3) ECMR.236
provision.233 Member States are (only) obliged
230
      E.g. Commission, Decision 71/224/EEC, GEMA I (Case         234
                                                                     Cf. ECJ, Case C-260/89, ERT, [1991] ECR I-2925, para. 12;
IV/26.760), [1971] OJ L 134/15; Decision 72/268/EEC, GEMA        Case C-41/90, Höfner and Elser, [1991] ECR I-1979, para 29; J.-
II (IV/26.760), [1972] OJ L 166/22 and Decision 82/204/EEC,      D. Braun, Comments on Art. 86 EC, in: Castendyk/Dommering/
GEMA III (IV/29.971), [1982] OJ L 94/12; see also ECJ, Case      Scheuer, European Media Law, Alphen a/d Rijn 2008, Art. 86
7/82, GVL v. Commission, [1983] ECR 483; ECJ, Case 127/73,       EC, paras. 8, 9.
BRT v. SABAM, [1974] ECR 313; ECJ, Case 395/87, Tournier,        235
                                                                     Cf. the analysis of the meaning of the SIEC-test (“significant
[1989] ECR 2521.                                                 impediment of effective competition”) N. Horner, Unilateral Ef-
231
    E.g. Commission, Decision 2003/778/EC, UEFA Champion-        fects and the EC Merger Regulation – How The Commission
sleague (Case C.2/37.398), [2003] OJ L 291/25; Commission,       Had its Cake and Ate it Too, [2006] Hanse Law Review, p. 23
Decision 2005/396/EC, Bundesliga (Case C.2/37.214), [2005]       et seq.; S. Baxter/F. Dethmers, Unilateral Effects Under the Eu-
OJ L 134/46. The leading case on refusal to grant access to      ropean Merger Regulation: How Big is the Gap?, [2005] ECLR
content is Magill, ECJ, Joined Cases C-241/91 and C-242/91,      380 et seq.; C.-D. Ehlermann/S. B. Völcker/G. A. Gutermuth,
Magill, [1995] ECR I-743.                                        Unilateral Effects: The Enforcement Gap under the Old EC
232
     ECJ, Case C-157/94, Commission v. Netherlands, [1997]       Merger Regulation, [2005] World Competition 28(2), p. 193
ECR I-5699, para. 30.                                            et seq.
233
    The ECtHR ruled in 1993, that a ban on setting up com-       236
                                                                     The Commission has dealt with various mergers under
mercial stations in Austria was in breach of Art. 10 ECHR (see   the ECMR, e.g. Decision 2005/188/EC, Sony/BMG (Case
above). This means that the legal obligations under Art. 10      COMP/M.3333), [2005] OJ L 63, p. 30; Decision 2007/595/EC,
ECHR for the Member States are more far-reaching than under      Universal/BMG Publishing (Case COMP./M.4404), [2007] OJ L
Art. 106 TFEU.                                                   230, p. 12.
50                                                                                                  The Media in South-East Europe
     cc) Particularly: EU rules on State aid                             porarily increase the de minimis threshold to
     The fundamental provision of European law                           EUR 500,000 (cash grant) per undertaking239);
     governing the evaluation of public funding                          the ceiling applies to the total of all public as-
     systems for broadcasting, cinema/film, press                        sistance considered to be de minimis aid. It
     or (Internet-)broadband is Art. 107(1) TFEU. In                     will not affect the possibility of the recipient
     principle, this provision prohibits aid granted                     to obtain other State aid under schemes ap-
     to certain undertakings by a Member State or                        proved by the Commission; the regulation
     through State resources which distorts com-                         only applies to “transparent” forms of aid,
     petition and affects trade between Member                           which means aid for which it is possible to
     States. Art. 106(2) TFEU provides an excep-                         determine in advance the gross grant equiva-
     tion in favour of undertakings entrusted with                       lent. The General Block Exemption Regula-
     the operation of services of general economic                       tion240 identifies aid for general training mea-
     interest.237 Art. 107(2) and (3) TFEU also pro-                     sures, up to an aid intensity of 80%, as State
     vide a limited derogation from the rules of                         aid that can be considered acceptable. Such
     the Treaty. Of particular interest for the media                    training aid, not exceeding EUR 2 million per
     sector are the exemptions to facilitate the de-                     training project, is also exempted from indi-
     velopment of certain economic activities or of                      vidual notification.
     certain economic areas within the meaning of
     Art. 107(3)(c) TFEU and for cultural State aid                      (1) Financing public service broadcasting and
     as defined in Art. 107(3)(d) TFEU.                                  effective supervision of the fulfilment of the
          Small amounts of State aid may be ex-                          public service broadcasting obligations
     empted from the above-mentioned rules,                              The far-reaching EU State aid rules are, so
     since they do not have a potential effect on                        to speak, “specified” in further “European
     competition and trade between Member                                rules” that need to be taken into account241:
     States. The Commission Regulation on so-                                The 1997 Amsterdam Protocol242 stipu-
     called de minimis aid238 provides that State
     aid measures shall be deemed not to meet                            239
                                                                             Communication from the Commission - Temporary frame-
     all the criteria of Art. 107(1) TFEU, and shall                     work for State aid measures to support access to finance in the
                                                                         current financial and economic crisis (consolidated version of
     be exempt from the notification requirement                         the Temporary Framework adopted on 17 December 2008, as
                                                                         amended on 25 February 2009), [2009] OJ C 83, p. 1.
     of Art. 108(3) TFEU, if they fulfil a number                        240
                                                                             Commission Regulation (EC) No 800/2008 of 6 August
     of conditions, namely (1) the ceiling for the                       2008, declaring certain categories of aid compatible with the
                                                                         common market in application of Articles 87 and 88 of the
     aid covered by the de minimis rule is in gen-                       Treaty (General block exemption Regulation) (Text with EEA rel-
                                                                         evance), OJ [2008] L 214, p. 3.
     eral EUR 200,000 per undertaking over any                           241
                                                                             See C. Bron, “Financing and supervision of public service
     three fiscal-year period (in the present time                       broadcasting”, IRIS plus 2010-4, pp. 7 ff, on current trends on
                                                                         the financing of public service broadcasting; M. Ridinger, “The
     of financial and economic crisis, the Com-                          Public Service Remit and the New Media”, IRIS plus 2009-6,
                                                                         pp. 7 ff.; and EMR et al., “Public Service Media According to
     mission has considered it necessary to tem-                         Constitutional Jurisprudence – The Human Rights and Consti-
                                                                         tutional Law Dimension of the Role, Remit and Independence”,
                                                                         2 July 2009, pp. 15 et seq. (available at: http://www.ebu.ch/
                                                                         en/legal/other/EMR_Study_PSM.php) with regard to current
                                                                         trends on the public service remit.
     237
         Art. 14 TFEU emphasises the importance of these services.
                                                                         241
                                                                             Treaty of Amsterdam amending the Treaty of the European
     Under this provision, the European Parliament and the Council       Union, the Treaties Establishing the European Communities
     can - without prejudice to the competence of Member States          and certain related acts – Protocols – Protocol on the Treaty
     (see below) - in future, by means of regulations, establish prin-   Establishing the European Community – Protocol on the sys-
     ciples and conditions, particularly economic and financial con-     tem of public broadcasting in the Member States of 1 May
     ditions, for the functioning of these services.                     1997, [1997] OJ C 340, 1997, p. 109 (now: Protocol No. 29,
     238
         Commission Regulation (EC) N 1998/2006 of 15 December           attached to the Treaty of Lissbon amending the Treaty on Eu-
     2006 on the application of Articles 87 and 88 of the Treaty to      ropean Union and the Treaty establishing the European Com-
     de minimis aid, [2006] OJ L 379, p. 5.                              munity, signed in Lisbon, 13 December 2007).
European Media Law and Policy Framework                                                                                          51
lates that the Member States can fund public                             overcompensation and cross-subsidisation,
service broadcasting insofar as such funding is                          and to scrutinise the level and the use of
granted to broadcasting organisations for the                            ‘public service reserves’. It is within the
fulfilment of the public service remit and does                          competence of Member States to choose
not affect trading conditions and competition                            the most appropriate and effective control
in the Union to an extent which would be                                 mechanisms in their national broadcasting
contrary to the common interest.243                                      systems, also taking into account the need
     The European Commission confirmed,                                  to ensure coherence with the mechanisms
in line with the Amsterdam Protocol, its ap-                             in place for the supervision of the fulfil-
proach to the examination of public fund-                                ment of the public service remit.”
ing of audiovisual services (again) in its 2009                          Here, the Commission mentions the cru-
Broadcasting Communication244, stating that                         cial aspect of the dual control over the use of
the Member States are “free to choose” the                          public funding. There are two types of con-
means of financing public service broadcast-                        trol: financial control over how funds are used
ing.245 Funding schemes are divided into “sin-                      and content-related control aimed at guar-
gle funding” and “mixed funding”. The “sin-                         anteeing the fulfilment of the public service
gle funding” category comprises all systems in                      remit. Still, both forms of control should be
which public service broadcasting is financed                       viewed together, since the evaluation of the
only through public funds, in whatever form.                        proper use of funds and that of the fulfilment
“Mixed funding” (previously known as “dual                          of the public service remit are linked together.
funding”) systems comprise a wide range of                          In its judgment of 26 June 2008 in the SIC
schemes, where public service broadcasting is                       v. Commission case246 regarding measures by
financed by a combination of State funds and                        the Portuguese Republic for the public service
revenues from commercial activities, such as                        broadcaster RTP in order to finance the public
the sale of advertising space or programmes                         service remit, the Court refers to the state-
and the provision of services against payment.                      ments of the Amsterdam Protocol and to the
In addition, Rec. 77 of the 2009 Broadcast-                         Resolution of the Council and of the Member
ing Communication states, with regard to the                        States of 25 January 1999 concerning broad-
control of funding systems for public service                       casting.
broadcasting, that the Member States:                                    On the questions of whether the remit is
     “[...] shall ensure regular and effective con-                 fulfilled by public service broadcasting and
     trol of the use of public funding, to prevent                  whether compliance with financial require-
                                                                    ments is secured, the Court distinguishes two
                                                                    manners of such an examination:
243
    Incidentally, these provisions correspond with the Resolution
of the Council and of the representatives of the governments             Firstly, it is necessary to check whether the
of the Member States, meeting within the Council, on 25 Janu-       quality standards are met, since these require-
ary 1999 concerning public service broadcasting, [1999] OJ C
30, p. 1, Rec. 2.                                                   ments, especially at the national level, are the
244
    Communication from the Commission of 2 July 2009 on
the application of State aid rules to public service broadcasting   key feature of services of general economic in-
(Text with EEA relevance), [2009] OJ C 257, p. 1. The 2009          terest in the broadcasting sector. There is, the
Broadcasting Communication replaces the Communication
from the Commission on the application of State aid rules to        Court says, no reason for State funding to be
public service broadcasting of 15 November 2001, [2001] OJ
C 320, p. 5.
245
    2009 Broadcasting Communication, ibid., Rec. 58. However,
this is on condition that the Commission has verified, under
Art. 106(2) TFEU, that the State funding does not affect com-       246
                                                                       CFI, Case T-442/03, SIC – Sociedade Independente de Co-
petition in the common market in a disproportionate manner          municação, SA v Commission of the European Communities,
(rec. 59).                                                          [2008] ECR, p. II-1161.
52                                                                                   The Media in South-East Europe
     continued if the public service broadcasters do         With regard to supervision of the fulfilment
     not adhere to any particular quality standards      of the public service obligations, para. 54 of
     and thus operate on the market like any other       the Broadcasting Communication states:
     providers, such as the commercial broadcast-            “[...] Such supervision would only seem ef-
     ers. This is a remit to be attributed to supervi-       fective if carried out by a body effectively
     sory authorities/bodies at national level (only).       independent from the management of the
         A different question, according to the              public service broadcaster, which has the
     Court, is whether the services commissioned             powers and the necessary capacity and re-
     have actually been provided in the way deter-           sources to carry out supervision regularly, and
     mined in advance and whether the costs cor-             which leads to the imposition of appropriate
     responding to these services have not been ex-          remedies in so far it is necessary to ensure re-
     ceeded. Here, the Commission is able to carry           spect of the public service obligations.”
     out checks: it can, for example, consult audits         For financial control mechanisms to be ef-
     by external auditors if they contain information    fective, however, the Communication deems
     “relevant to the assessment of the costs for the    it necessary that these be “carried out by an
     purposes of its assessment of whether the aid       external body independent from the public
     is proportional within the context of Art. 86(2)    service broadcaster at regular intervals, pref-
     ECT”. Only then is it possible to conduct a sys-    erably on a yearly basis” (para. 78 of the
     tematic examination of the cost-performance         Broadcasting Communication).
     ratio with respect to the remit.
         The Commission recognises that it is            (2) Aid Schemes for Cinema/Film
     within the competence of the Member State           National cinema aid schemes often fall under
     to choose the mechanism to ensure effective         Art. 107(1) TFEU.247 The question is then inter
     supervision of the fulfilment of the public ser-    alia248, whether Art. 107(3)(d) TFEU is appli-
     vice broadcasting obligations. Especially, the      cable or not. The Cinema Communication249
     establishment of an independent (regulatory)
     body in the audiovisual sector is deemed the
     preferred way to carry out the supervising
                                                         247
                                                             See also C. Bron/P. Matzneller, Governance of Film Aid in
     functions assigned to it in an effective manner.    South-East Europe, in: IRIS plus 2011-2, p. 7 et seq., on the
                                                         “whole picture” of the European framework concerning direct
     Consequently, the Commission recommends             film funding.
     that public service broadcasters be monitored       248
                                                             Another problem lies within national film aid provisions that
                                                         make the State aid conditional to the realisation of certain film-
     by a body independent from the broadcaster.         making activities in a single Member State (so-called “territo-
                                                         rialisation clauses”). Conflicts could occur especially with the
     This body should have appropriate powers and        freedom to provide services and the freedom of establishment;
     resources to carry out a regular supervision and    cf. M. D. Cole, Klein, aber fein: Luxemburgs Filmförderung im
                                                         Herzen Europas, p. 407, 422, in: Europäisches und nationales
     impose possible remedies. The independent           Medienrecht im Dialog, Festschrift aus Anlass des 20-jähri-
                                                         gen Bestehens des Instituts für Europäisches Medienrecht e.V.
     body must monitor the actions of the public         (EMR), Band 40, Baden-Baden 2010.
     service broadcaster in order to ensure that na-     249
                                                             Communication from the Commission to the Council, the
                                                         European Parliament, the Economic and Social Committee and
     tional definitions of public service broadcasting   the Committee of the Regions of 26 September 2001 on cer-
                                                         tain legal aspects relating to cinematographic and other au-
     remits are underpinned by independent, ro-          diovisual works, COM (2001) 534 final, [2002] OJ C 43, p. 6.
     bust and enforceable mechanisms to monitor          The Commission decided to continue to apply the criteria until
                                                         such time as new rules on State aid to cinematographic and
     and render entrusted broadcasters account-          other audiovisual works come into effect, or, at the latest, until
                                                         31 December 2012, see Communication from the Commission
     able for the fulfilment of the associated obliga-   of 7 February 2009 concerning the State aid assessment crite-
     tions and for the level of public funding (and      ria of the Commission communication on certain legal aspects
                                                         relating to cinematographic and other audiovisual works (Cin-
     regulatory assets) assigned to this purpose.        ema Communication), [2009] OJ 31, p. 1.
European Media Law and Policy Framework                                                                                           53
of the Commission provides for special rules                          lowed in order to ensure that the aid has a
on the assessing of funding provided for cin-                         neutral incentive effect and consequently
ematographic and other audiovisual works un-                          that the protection/attraction of those
der Art. 107(3)(d) TFEU. The Communication                            specific activities in/to the Member State
requires, besides the basic EU principles of pro-                     granting the aid is avoided.”
hibiting discrimination on the grounds of na-                         The first criterion shows that the Commis-
tionality, that freedom of establishment, free                   sion accepts – with reference to the subsidiar-
movement of goods and freedom to provide                         ity principle – the primary cultural competence
services have been respected (Arts. 18, 34, 36,                  of the Member States to define a “cultural
45, 49, 54 and 56 TFEU), and, in addition, that                  product”. The Commission, in principle, (only)
the following four criteria250 are met:                          assesses the existence of a test that safeguards
    “The aid is directed to a cultural product.                  the cultural content of the aided film; mean-
    Each Member State must ensure that the                       ing the cultural product. To fulfil the “cultural
    content of the aided production is cultural                  criteria” it could be enough to appraise “the
    according to verifiable national criteria (in                professional capacity and reputation (creative
    compliance with the application of the                       and technical) of the promoters and creative
    subsidiarity principle).                                     collaborators, as well as the contribution to
    The producer must be free to spend at                        be made by the project to the expression,251
    least 20% of the film budget in other                        to consider the eligibility of the aided project
    Member States without suffering any re-                      which evaluates the cultural value of a certain
    duction in the aid provided for under the                    State, or the significance of artistic/creative in-
    scheme. In other words, the Commission                       put of the qualifying film productions”252, or
    accepted as an eligibility criterion territo-                if the aid scheme does not provide for auto-
    rialisation in terms of expenditure of up                    matic aid, but an “aid committee” decides on
    to 80% of the production budget of an                        the admissibility and on the exact amount of
    aided film or TV work.                                       the aid based on (mainly) cultural criteria.253
    Aid intensity must in principle be limited                   Besides, it should be mentioned that neither
    to 50% of the production budget with                         pornographic movies nor commercials fulfil
    a view to stimulating normal commercial                      the criteria of a “cultural product”.
    initiatives inherent in a market economy                          With regard to the third criterion, the
    and avoiding a bidding contest between                       Commission is willing to accept aid intensi-
    Member States. Difficult and low bud-                        ties of the Member States higher than 50% in
    get films are excluded from this limit.                      cases of limited geographic extension of cer-
    The Commission considers that, under                         tain languages and cultures, given the limited
    the subsidiarity principle, it is up to each                 circulation of those cultural products within
    Member State to establish a definition of                    the European Union and world markets. Such
    difficult and low budget film according to                   projects must especially not be “difficult”
    national parameters.                                         and/or “low budget” films.
    Aid supplements for specific filmmaking
    activities (e.g. post-production) are not al-
                                                                 251
                                                                      State aid No NN 49/97 and N 357/99, Ireland "Section
                                                                 35/481" tax-based film investment incentive, para. 3.11.
                                                                 252
                                                                     State aid No N 237/2000, Ireland, Extension of aid schemes
250
   They were established in the decision of 3 June 1998 on the   to film and TV production, p. 6.
French automatic aid scheme to film production, N 3/98, and      253
                                                                     Staatliche Beihilfe Nr. N 513/2003 (ex CP 40/2001), Öster-
are listed in the Communication from the Commission of 26        reich, Förderung von Fernsehproduktionen in Österreich –
September 2001, COM (2001) 534 final, ibid., p. 7.               bundesweite Regelung “Fernsehfilmförderung“, para. 17.
54                                                                                              The Media in South-East Europe
          The Cinema Communication refers to the                       papers and the corresponding electronic me-
     production of films, but has also been applied                    dia published in national minority languages,
     (by way of analogy) to the development of                         such as Sámi and Romany, and in Swedish,
     film projects, including the writing of screen-                   as well as for the production of Swedish-
     plays254 and the promotion and distribution of                    language news services under the terms of
     films.255 According to the diverse applications,                  Art. 107(3)(c) TFEU. The targeted beneficia-
     it could be said that the public support of cin-                  ries are small circulation newspapers (with a
     emas is in a good part being shaped by deci-                      maximum average circulation of up to 15,000
     sions of the Commission.                                          copies) and the subsidies cannot exceed 40%
          With regard to the digitisation of Europe-                   of the operating costs of the newspapers. The
     an cinemas256, the Commission has prepared                        overall budget of the measure is EUR 500,000
     a Communication on Opportunities and Chal-                        per year. In view of the Commission, the
     lenges for European Cinema in the Digital Era,                    scheme contributes to media pluralism and to
     based on consultations from all stakeholders                      the protection of minority languages in Fin-
     on digital cinema.257 Besides, the Commission                     land, while having a limited negative impact
     announced a new strategy aiming to help Eu-                       on competition and trade between Member
     ropean cinemas to go digital and to encour-                       States.259
     age more of them to screen European-made                               In 2010, the Commission approved a
     films.258 In its strategy, the Commission sets                    (modified) Swedish aid scheme in favour of
     out options for financial support, including                      newspapers. The aid includes a maximum
     State aid and backing from the European Re-                       aid level of EUR 4.8 million for metropolitan
     gional Development Fund and the EU MEDIA                          newspapers over a period of five years, start-
     programme.                                                        ing from 2011. Extra aid can only be granted
                                                                       to cover up to 40% of the additional costs
     (3) Aid Schemes for the Press                                     deriving from the specific situation in the met-
     In the absence of specific EU guidelines for                      ropolitan newspaper markets (e.g. extra edi-
     dealing with State aid to the press sector, the                   torial costs and Sunday publishing). Support
     Commission (mostly) assesses measures di-                         ceilings were fixed at max 40% of total op-
     rectly under Art. 107(3)(c) TFEU.                                 erating costs for high and medium frequency
         In 2008, for instance, the Commission au-                     newspapers and at max 75% for low-fre-
     thorised subsidies granted by Finland to news-                    quency newspapers. The beneficiaries of the
                                                                       aid do have reporting obligations to enable
                                                                       the granting authority to verify the use of the
                                                                       aid and, in its form, to establish annual ac-
     254
         E.g. Commission, Staatliche Beihilfe N 181/2004, 16 June
     2004, Förderung von Film- und Fernsehproduktionen in Baden-       counts to be submitted to the Commission.260
     Württemberg: Medien- und Filmgesellschaft Baden-Württem-
     berg mbH, paras. 13 et. seq.
     255
         E.g. Commission, Ayuda de Estado n N 368/05, 30 Septem-       (4) Aid Schemes to the Development of Broad-
     ber 2005, Ayudas a la promoción de obras audiovisuales por
     Andalucía, para. 2.3.                                             casting Technologies/ Broadband Internet
     256
         See F.J. Cabrera Blázquez, “Public Aid for Digital Cinema“,   The introduction of “digital video broadcast-
     IRIS plus 2010-2, pp. 7 et seq., on current trends on the fund-
     ing of the digitisation of cinemas.
     257
         Communication from the Commission of 24 September
     2010 to the European Parliament, the Council, the European
     Economic and Social Committee and the Committee of the Re-
     gions On opportunities and challenges for European cinema in
                                                                       259
                                                                           Commission, State aid N 537/2007, 20 May 2008, Finland
     the Digital era, COM(2010) 487 final.                             – Aid to the press.
     258
         Cf. press release from the Commission of 24 September
                                                                       260
                                                                           Commission, State aid E 4/2008, 20 July 2010, Sweden –
     2010, IP/10/1168.                                                 Publishing of newspapers.
European Media Law and Policy Framework                                                                                             55
ing over a terrestrial network” (DVB-T) as well                   for a successful change (e.g. an effective strat-
as broadband internet have also raised State                      egy to inform consumers about programme
aid issues in a number of Member States. Es-                      availability on digital platforms and the equip-
pecially Art. 107(3)(c) TFEU has played an im-                    ment needed to receive such programmes).264
portant role concerning State aid for private                          In the field of Internet high-speed connec-
broadcasters to induce them to switch from                        tivity, the Commission sets one of its future
analogue to digital terrestrial television261, or                 targets on the guarantee of universal high-
in cases dealing with the public funding of                       speed and ultra-fast broadband coverage.265
broadband Internet connectivity.262                               Therefore, the Commission has adopted a
     In its Communication of 17 September                         Communication outlining a common frame-
2003 on the transition from analogue to digi-                     work within which EU and national policies
tal broadcasting, the Commission presented                        should be developed to meet the Europe
two main conditions for State intervention                        2020 targets.266 These policies should, in
in the switchover process from analogue to                        particular, lower the costs of broadband de-
digital: First, the intervention from public au-                  ployment in the entire EU territory, ensuring
thorities to facilitate and supervise the process                 proper planning and co-ordination and re-
could be justified insofar as general interests                   ducing administrative burdens. For instance,
are at stake; that is, how far there are poten-                   the competent authorities should ensure that
tial benefits and/or problems for the society as                  public and private civil engineering works sys-
a whole, rather than just for certain groups or                   tematically, provide for broadband networks
individuals. Second, in the case of market fail-                  and in-building wiring, clearing of rights of
ure, meaning that the market powers them-                         way and mapping of available passive infra-
selves are not able to fulfil the collective wel-                 structure suitable for cabling.
fare.263 In its Communication of 24 May 2005,                          In 2009, the Commission published guide-
the Commission presented the main obstacles                       lines for the application of State aid rules in
to a rapid switchover (e.g. the absence of po-                    relation to rapid deployment of broadband
litical decisions such as a fixed date for the                    networks.267 The guidelines especially speci-
national analogue switch-off or political deci-                   fy how State measures could be compatible
sions not to set switch-off dates, and the lack                   with Art. 107(3)(c) TFEU. In this regard, the
of a common European approach) and factors                        Commission assesses its balancing test and its
                                                                  application to aid for broadband network de-
                                                                  ployment. The Commission also states in its
261
    E.g. CFI, Case T-8/06, FAB v Commission, [2009] not yet
published in the OJ; Case T-21/06, Germany v Commission,
[2009] not yet published in the OJ; Case T-24/06, MABB v
Commission, [2009] not yet published in the OJ; Case T-2/08,      264
                                                                      Communication from the Commission to the Council, the
LfM v Commission, [2009] not yet published in the OJ; Com-        European Parliament, the European Economic and Social com-
mission, State Aid C 52/2005, 24 January 2007, Italy – Digital    mittee and the Committee of the Regions of 24 May 2005 on
Decoders. The Commission has recently opened two investiga-       accelerating the transition from analogue to digital broadcast-
tions on Spanish National Transition Plan for digitisation and    ing, COM(2005) 204 final, pp. 4 et seq.
extension of terrestrial television network, see IP/10/1195.      265
                                                                      Communication from the Commission to the European Par-
262
    E.g. Commission, State Aid N 622/2003, 16 March 2005,         liament, the Council, the European Economic and Social Com-
Austria – Digitalisierungsfonds; State Aid N 382/2004, 3 May      mittee and the Committee of the Regions of 19 May 2010 “A
2005, France – Mise en place d’une infrastructure haut débit      Digital Agenda for Europe“, COM(2010) 245 final, p. 19.
sur le territoire de la région Limousin (DORSAL); State Aid N     265
                                                                      Communication from the Commission of 26 August 2010 to
263/2005, 20 October 2005, Austria – Breitband Kärnten.           the European Parliament, the Council, the European Economic
263
    Communication from the Commission to the Council, the         and Social Committee and the Committee of the Regions – A
European Parliament, the European Economic and Social Com-        Digital Agenda for Europe, COM(2010) 245 final/2.
mittee and the Committee of the Regions of 17 September           267
                                                                       Communication from the Commission of 30 September
2003 on the transition from analogue to digital broadcasting      2009 on Community Guidelines for the application of State aid
(from digital 'switchover' to analogue 'switch-off'), COM(2003)   rules in relation to rapid deployment of broadband networks,
541 final., pp. 9 et seq.                                         [2009] OJ C 235, p. 7.
56                                                                                                The Media in South-East Europe
     guidelines that businesses should support ef-                   calls for Europe’s film heritage to be methodi-
     forts to speed up the renewal and extension                     cally collected, catalogued, preserved and re-
     of broadband networks in order to close sup-                    stored so that it can be passed on to future gen-
     ply gaps, particularly in rural areas.                          erations. EU countries were asked to inform the
                                                                     Commission every two years of what they have
     dd) The “Culture-clause“                                        done in this regard. The second implementation
     Art. 167 TFEU highlights the “cultural aspect”                  report has been published recently.271
     of the Union. The object and purpose of the                          Finally, the Convention on the Protection
     norm are both to clarify and to limit the cul-                  and Promotion of the Diversity of Cultural Ex-
     tural competence of the Union: Art. 167(1)                      pressions272 should be mentioned. This UNESCO
     TFEU states that “the Union shall contribute                    treaty was jointly negotiated by the European
     to the flowering of the cultures of the Mem-                    Commission and by the European Council. Its
     ber States, while respecting their national                     main objective is to take into account cultural
     and regional diversity and at the same time                     diversity when developing other policies (cf. the
     bringing the common cultural heritage to the                    objectives listed in Art. 1). The preamble em-
     fore”. Art 167 (4) TFEU requires the Union to                   phasises “the need to incorporate culture as a
     take cultural aspects into account in its action                strategic element in national and international
     under other provisions of that Treaty, in partic-               development policies, as well as in international
     ular in order to respect and to promote the di-                 development co-operation, taking into account
     versity of its cultures. The meaning of cultural                also the United Nations Millennium Declara-
     aspects in this regard is limited to the cultural               tion (2000) with its special emphasis on poverty
     fields mentioned in Art. 167(2) TFEU, where                     eradication” and “the importance of culture
     European Union action is extended to artistic                   for social cohesion in general, and in particular
     and literary creation, including the audiovi-                   its potential for the enhancement of the status
     sual sector (indent 4). The EU’s supplement-                    and role of women in society”. Media including
     ing actions do not only cover print media like                  broadcasting (cf. Art. 6(2)(h), film (cf. Art. 14) as
     books, but also encompass media which dis-                      well as the “new media” is covered by the Con-
     seminate cultural contents by auditory and vi-                  vention. Art. 20 of the UNESCO Convention
     sual means.268 Furthermore, Art. 167(2) TFEU                    defines the relationship with other international
     authorises the Union to support the produc-                     treaties (like the WTO agreements) and specifies
     tion and dispersion of broadcasting as well as                  the linkage between these treaties in the case
     Internet programmes, as far as their cultural                   of overlap of rights and obligations. This Article
     components are at stake.269                                     also specifies the interpretation of the Conven-
         Art. 167 AEUV also plays a role for the EU                  tion in relation to other international treaties.
     in order to encourage its Member States to co-                  The Convention was ratified by the European
     operate in conserving and safeguarding cultural                 Union (former European Community) on 18 De-
     heritage of European significance, including cin-
     ema. With regard to the latter, the Recommen-                   270
                                                                         Recommendation of the European Parliament and of the
     dation to Member States on film heritage270                     Council of 16 November 2005 on film heritage and the com-
                                                                     petitiveness of related industrial activities, OJ L 323, p. 57.
                                                                     271
                                                                         Commission staff working document of 2 July 2010 on the
                                                                     challenges for European film heritage from the analogue and
                                                                     the digital era (Second implementation report of the Film Heri-
     268
         Cf. Council Decision 508/2000/EC, Culture 2000, [2000] OJ   tage Recommendation), SEC 2010 (853), available at: http://
     L 63/1.                                                         ec.europa.eu/avpolicy/docs/reg/cinema/report_2/2010_853.pdf
     269
         Cf. S. Schmahl, Comments on Art. 151 EC, in: Castendyk/     272
                                                                         UNESCO Convention on the Protection and Promotion of
     Dommering/Scheuer, European Media Law, Alphen a/d Rijn          the Diversity of Cultural Expressions of 20 October 2005, available
     2008, Art. 151 EC, p. 259.                                      at: http://unesdoc.unesco.org/images/0014/001429/142919e.pdf
European Media Law and Policy Framework                                                                                            57
cember 2006. All examined countries are part                   services. An exception is Art. 118 TFEU that
of the Convention, except for Kosovo.                          allows the EU legislator
     The binding character of the UNESCO                            “to establish measures for the creation of
Convention for the EU (as well as for the                           European intellectual property rights to
EU-Member States) is, firstly, of relevance for                     provide uniform protection of intellectual
external trade relations with other Members                         property rights throughout the Union and
that have ratified the Convention. This ap-                         for the setting up of centralised Union-
plies especially for external actions of the EU                     wide authorisation, co-ordination and su-
under Arts. 205-207 TFEU. With a view to                            pervision arrangements.”
the so-called Doha-round the EU has – in the                        The competence for harmonisation mea-
light of the UNESCO Convention – pressed                       sures areas named in the former is mostly based
its point on “non-liberalising” the audiovisu-                 on Arts. 114 and 115 TFEU. These provisions
al sector. Secondly, the Convention becomes                    allow the adoption of “measures for the ap-
also a “binding force” for the EU for mea-                     proximation of the provisions laid down by law,
sures to be taken on an EU level (respectively                 regulation or administrative action in Member
for its Members on a national level). The                      States which have as their object the establish-
(binding) measures stipulated in the Conven-                   ment and functioning of the internal market”.
tion (e.g. Art. 7, which includes measures to                       With regard to the freedom to provide ser-
promote cultural expressions) deepen on the                    vices (and the freedom of establishment) there
one hand the understanding of cultural di-                     exists a lex specialis for the harmonisation on the
versity. The explicitly named measures in the                  basis of a directive, namely Art. 53(1) TFEU (read
Convention concretise on the other hand                        together with Art. 62 TFEU): the AVMSD, which
the provision of Art. 167(4) TFEU, which says                  will be dealt with at a later stage (see infra at b)),
that “the Union shall take cultural aspects                    is the prominent example in the field of “Audio-
into account in its action under other provi-                  visual Media Law”. Related areas find their basis
sions of the Treaties, in particular in order to               in Art. 114 (and Art. 115) TFEU instead.
respect and to promote the diversity of its
cultures”. This kind of a more “abstract prin-                 (2) eCommunications
ciple” is shaped in concreto by the UNESCO                     As far as the transmission of (audiovisual) me-
Convention as all named State measures of                      dia is concerned, electronic communications
the Convention are in principle legitimised                    regulation (in an auxiliary as well as an en-
and could not, in general, be tackled by the                   abling function) comes into play.274 The allo-
Commission.273
                                                               274
                                                                  See Directive 2002/21/EC of the European Parliament and of
ee) EU competencies to harmonise (the) dif-                    the Council of 7 March 2002 on a common regulatory frame-
                                                               work for electronic communications networks and services
ferent sectors of “media law”                                  (Framework Directive), as amended by Directive 2009/140/EC of
                                                               25 November 2009, OJ L 108, p. 33; Directive 2002/19/EC of
                                                               the European Parliament and of the Council of 7 March 2002
(1) General remarks                                            on access to, and interconnection of, electronic communications
                                                               networks and associated facilities (Access Directive), as amended
The Treaty on the Functioning of the EU does                   by Directive 2009/140/EC of 25 November 2009, OJ L 337, p.
not contain an explicit competence to regu-                    37; Directive 2002/20/EC of the European Parliament and of the
                                                               Council of 7 March 2002 on the authorisation of electronic com-
late press, broadcasting and/or other media                    munications networks and services (Authorisation Directive), as
                                                               amended by Directive 2009/140/EC of 25 November 2009, OJ
                                                               L 337, p. 37; Directive 2002/22/EC of the European Parliament
                                                               and of the Council of 7 March 2002 on universal service and us-
  Cf. V. Wiedemann, Ein Kyoto-Protokoll für die Kultur – Die
273
                                                               ers’ rights relating to electronic communications networks and
UNESCO-Konvention zur kulturellen Vielfalt, in ARD Jahrbuch    services (Universal Service Directive), as amended by Directive
2007, p. 23 (p. 26).                                           2009/136/EC of 25 November 2009, OJ L 337, p. 12.
58                                                                                                       The Media in South-East Europe
     cation and assignment of radio spectrum to                             have expanded the process of harmonising the
     electronic media services (particularly radio                          information society policy up to now.
     and TV) is primarily to be determined by the
     needs of these services, provided that the lat-                        (3) Consumer and data protection
     ter contribute to promoting media pluralism –                          Media law is also linked with the issue of
     one of the goals which regulatory authorities                          consumer protection. Consumer protection
     in the electronic communications sector have                           laws are in principle designed to ensure fair
     to take into account in their regulatory activi-                       competition and the free flow of truthful in-
     ties (see Recital 5, last sentence; and Art. 8(1)                      formation in the marketplace. With regard
     of Directive 2002/21/EC, as amended). On the                           to media law, especially the AVMSD wants
     other hand, also the discussion about wheth-                           to ensure transparent information by giving
     er regulatory convergence should follow tech-                          a concept of “audiovisual commercial com-
     nological and market convergence275 leads to                           munication” in Art. 1(h) AVMSD, designed to
     the question as to how both sectors are regu-                          cover all types of advertising.281 Besides this, a
     lated today and which are the differences be-                          number of other directives target the issue of
     tween the two approaches applied.276                                   consumer protection.282
          Electronic communication is part of the                                Data protection is another important sector
     so called “Information Society/New Media”                              in the field of media law. The protection of per-
     policy, which has set the tone for a knowledge                         sonal data has been an area of considerable leg-
     economy based on information technology in                             islative activity both at the European and at the
     a liberalised market. The Transparency Direc-                          Member State level in the years before and after
     tive on information society services277 was the                        the adoption of the European Data Protection
     first Directive in this field, aiming to extend the                    Directive 95/46/EC.283 The Directive is aimed at
     notification procedures for technical standards                        the protection of the fundamental rights and
     to information society services. The Condition-                        freedoms of natural persons, and in particular
     al Access Directive278, the e-Commerce Direc-                          their right to privacy with respect to the process-
     tive279 and the Electronic Money Directive280                          ing of personal data, as well as the free flow of
                                                                            personal data between the Member States (Art.
     275
         There are proposals to merge regulatory bodies of these sectors
     into one, as has already been done in the UK (Ofcom) and a few
     other Member States (e.g. Italy, Finland). However, it is yet to be    281
                                                                                Cf. R. Chavannes/O. Castendyk, Comments on Art. 1(h)
     discussed on which criteria a decision on this issue shall be based.   AVMSD, in: Castendyk/Dommering/Scheuer, European Media
     276
         See also S. Schweda, “The Telecoms Review: New Impetus for         Law, Alphen a/d Rijn 2008, Art. 1 AVMSD, pp. 837 ff.
     Audiovisual Media?”, IRIS plus 2009-10, pp. 7 ff., which analy-        282
                                                                                With regard to Arts. 114 and 115 TFEU, the following Direc-
     ses the impact of the revision of the regulatory framework for         tives are to be mentioned: Directive 2009/22/EC of the European
     electronic communications networks and services on television          Parliament and of the Council of 23 April 2009 on injunctions for
     broadcasting and other audiovisual media.                              the protection of consumers' interests (codified version), [2009]
     277
          Directive 98/48/EC of the European Parliament and of the          OJ L 110, p. 30; Regulation (EC) No. 1924/2006 of the European
     Council of 20 July 1998 amending Directive 98/34/EC, laying            Parliament and of the Council of 20 December 2006 on nutrition
     down a procedure for the provision of information in the field         and health claims made on foods, as last amended by Commis-
     of technical standards and regulations, [1998] OJ L 217, p. 18         sion Regulation (EU) No. 116/2010 of 9 February 2010, [2010] OJ
     (as amended).                                                          L 37, p. 16; Directive 2006/114/EC of the European Parliament
     278
         Directive 98/84/EC of the European Parliament and of the Coun-     and of the Council of 12 December 2006 concerning misleading
     cil of 20 November 1998 on the legal protection of services based      and comparative advertising (codified version), [2006] OJ L 149, p.
     on, or consisting of, conditional access, [1998] OJ L 320, p. 54.      22; Directive 2005/29/EC of the European Parliament and of the
     279
         Directive 2000/31/EC of the European Parliament and of the         Council of 11 May 2005 concerning unfair business-to-consumer
     Council of 8 June 2000 on certain legal aspects of information         practices, [2005] OJ L 149, p. 22; Directive 97/7/EC of the Eu-
     society services, in particular electronic commerce, in the Internal   ropean Parliament and of the Council of 20 May 1997 on the
     Market (‘Directive on electronic commerce’), [2000] OJ L 178, p. 1.    Protection of Consumers in Respect of Distance Contracts, [1997]
     280
         Directive 2009/110/EC of the European Parliament and of the        OJ L 144, p. 19.
     Council of 16 September 2009 on the taking up, pursuit and pru-        283
                                                                                Directive 95/46/EC of the European Parliament and of the
     dential supervision of the business of electronic money institutions   Council of 24 October 1995 on the protection of individuals with
     amending Directives 2005/60/EC and 2006/48/EC and repealing            regard to the processing of personal data and on the free move-
     Directive 2000/46/EC, [2009] OJ L 267, p. 7.                           ment of such data, [1995] OJ L 281, p. 31.
European Media Law and Policy Framework                                                                                                          59
1). The Directive especially includes an exemp-                        al property law based on Art. 114 TFEU (some-
tion in Art. 9 for the processing of personal data                     times together with Arts. 53, 62 TFEU).286 One
within the objective(s) of freedom of expression.                      that applies particularly to broadcasting (TV and
The provision states that                                              radio) is the Cable and Satellite Directive from
     “Member States shall provide for exemp-                           the early 1990s.287 Its main goal was to facilitate
     tions or derogations [...] for the processing                     the clearance of rights for satellite broadcast-
     of personal data carried out solely for jour-                     ing and cable retransmission.288 The (Copyright)
     nalistic purposes or the purpose of artistic                      Directive 2001/29/EC289 (also known as the In-
     or literary expression only if they are neces-                    formation Society Directive or the InfoSoc Di-
     sary to reconcile the right to privacy with the                   rective) is a directive enacted to implement the
     rules governing freedom of expression.”                           WIPO Copyright Treaty290, in order to address
     As Rec. 17 (read together with Rec. 37) of                        the rights of reproduction, communication to
the Directive 95/46/EC states, in particular the                       the public, distribution, and legal protection of
processing of sound and image data in the                              anti-copying and rights management systems.
audiovisual field is affected by Art. 9 of the                         It ensures that films, music and other copyright
Directive to safeguard the fundamental rights                          protected material enjoy adequate protection in
of individuals, while taking into account the                          the single market. However, copyright and me-
freedom of information and notably the right                           dia law went along different historical paths.291
to receive and impart information, as guaran-
teed in particular in Art. 10 ECHR.
                                                                       286
                                                                            Directive 2009/24/EC of the European Parliament and of the
The provisions of Directive 2002/58/EC as                              Council of 23 April 2009 on the legal protection of computer
amended284 specify and complement Direc-                               programs (codified version), [2009] OJ L 111, p. 16; Directive
                                                                       2006/116/EC of the European Parliament and of the Council of
tive 95/46/EC in the area of data protection                           12 December 2006 on the term of protection of copyright and
                                                                       certain related rights (codified version), [2006] OJ 2006 L 372, p.
by (additionally) covering legal persons; and                          12; Directive 2006/115/EC of the European Parliament and of the
Directive 2006/24/EC285 addresses the obli-                            Council of 12 December 2006 on rental right and lending right
                                                                       and on certain rights related to copyright in the field of intellectual
gations of the providers of publicly available                         property (codified version), [2006] L 376, p. 28; Directive 2004/48/
                                                                       EC of the European Parliament and of the Council of 29 April
electronic communications services or of pub-                          2004 on the enforcement of intellectual property rights, [2004]
lic communications networks with respect to                            OJ L 195, p. 16; Directive 96/9/EC of the European Parliament
                                                                       and of the Council of 11 March 1996 on the legal protection of
the retention of certain data.                                         databases, [1996] L 77, p. 20.
                                                                       287
                                                                           Council Directive 93/83/EEC of 27 September 1993 on the co-
                                                                       ordination of certain rules concerning copyright and rights related
(4) Intellectual property rights                                       to copyright applicable to satellite broadcasting and cable retrans-
                                                                       mission, [1993] OJ L 248, p. 15.
The European Union has adopted a number of                             288
                                                                           P. B. Hugenholtz, “SatCab Revisited: The Past, Present and Future
                                                                       of the Satellite and Cable Directive”, IRIS plus 2009-8, pp. 7 ff.
horizontal directives on copyright and intellectu-                     289
                                                                           Directive 2001/29/EC of the European Parliament and of the
                                                                       Council of 22 May 2001 on the harmonisation of certain as-
                                                                       pects of copyright and related rights in the information society,
                                                                       [2001] L 167, p. 10.
284
     Directive 2002/58/EC of the European Parliament and of the
                                                                       290
                                                                           World Intellectual Property Organisation Copyright Treaty (WCT),
Council of 12 July 2002 concerning the processing of personal          adopted in Geneva on 20 December 1996; see N. Helberger, Copy-
data and the protection of privacy in the electronic communica-        right Treaty Enters into Force, IRIS 2002-1:2/1.
tions sector (Directive on privacy and electronic communications),
                                                                       291
                                                                            The Commission stated in its review report of 2002 that the
amended by Directive 2006/24/EC of the European Parliament             goals of the Cable and Satellite Directive have only been par-
and of the Council of 15 March 2006 on the retention of data           tially achieved and that the envisaged future of a pan-European
generated or processed in connection with the provision of pub-        satellite broadcasting market has not materialised. Contractual
licly available electronic communications services or of public com-   licensing practices reinforced by the application of signal encryp-
munications networks, [2006] OJ L 105, p. 54 and by Directive          tion techniques have allowed broadcasters and right holders to
2009/136/EC of 25 November 2009, OJ L 337, p. 12.                      continue segmenting markets along national and regional and
285
     Directive 2006/24/EC of the European Parliament and of the        linguistic borderlines. Report from the European Commission of
Council of 15 March 2006 on the retention of data generated or         26 July 2002 on the Application of Council Directive 93/83/EEC
processed in connection with the provision of publicly available       on the Co-ordination of Certain Rules Concerning Copyright and
electronic communications services or of public communications         Rights Related to Copyright Applicable to Satellite Broadcasting
networks, ibid.                                                        and Cable Retransmission, COM(2002) 430 final.
60                                                                                                      The Media in South-East Europe
     The increasing complexity of electronic commu-                        applicable to linear audiovisual media services
     nications patterns (now) call for an integrated                       in its Arts. 16 and 17 AVMSD, including cin-
     approach of media law and copyright in the                            ema and TV films.
     future.                                                                    The authorities in each Member State
                                                                           must ensure that all (providers of) audiovisual
     b) Secondary European Union law: particu-                             media services originating there comply with
     larly the Audiovisual Media Services Directive                        their own national rules, particularly those
                                                                           giving effect to the Directive (Art. 2 AVMSD
     aa) General remarks on the content/scope                              – “country-of-origin principle”). This means
     and the guiding principles                                            content has to be checked once, rather than
     The Audiovisual Media Services Directive292                           in multiple countries. If any Member State
     (AVMSD) covers all audiovisual media services                         adopts national rules that are stricter than the
     (Art. 1(1) lit. a) AVMSD): traditional television                     Directive (as they are principally free to do),
     (linear services) and video-on-demand (non-                           these can, in principle, only be applied to pro-
     linear services).293                                                  viders in that jurisdiction.
          All audiovisual media services have to re-                            Member States may not restrict retrans-
     spect the basic tier of obligations in the fol-                       missions on their territory of audiovisual me-
     lowing areas: identification of media service                         dia services from other Member States for rea-
     providers (Art. 5 AVMSD), prohibition of in-                          sons which fall within the fields co-ordinated
     citement to hatred (Art. 6 AVMSD), accessibil-                        by this Directive (Art. 3(1) AVMSD). Excep-
     ity for people with disabilities (Art. 7 AVMSD),                      tions to this principle, such as the transmis-
     transmission of cinematographic works (Art.                           sion of unsuitable content, are listed in Art.
     8 AVMSD), qualitative requirements for com-                           3(2)-(6) AVMSD. Any restrictions must first be
     mercial communications (Art. 9 AVMSD),                                approved by the Commission and are only al-
     sponsoring (Art. 10 AVMSD) and product                                lowed under exceptional circumstances.
     placement (Art. 11 AVMSD). Furthermore,                                    Besides, Member States are free to pass
     the Directive holds special rules only for tele-                      more detailed or stricter rules in the fields co-
     vision broadcasting, such as television adver-                        ordinated by the Directive to media service
     tising and teleshopping (Arts. 19-26 AVMSD),                          providers under their jurisdiction as long as
     protection of minors (Art. 27 AVMSD) or the                           such rules are in compliance with the gen-
     right of reply (Art. 28 AVMSD); and for on-                           eral principles of European Union law (Art. 4
     demand services in Art. 12 AVMSD (protec-                             AVMSD).294
     tion of minors in on-demand services) and in                               Finally, it should be noted that Art. 30
     Art. 13 AVMSD for the production and distri-                          AVMSD (read together with Rec. 95) aims
     bution of European works. The Directive also                          at securing the correct application of the Di-
     provides a general framework for the latter                           rective as the independent regulators in the
                                                                           Member States must co-operate closely both
     292
         Directive 2010/13/EU of the European Parliament and of the
     Council of 10 March 2010 on the co-ordination of certain pro-
     visions laid down by law, regulation or administrative action in      294
                                                                               According to the Commission, an example in this regard is the
     Member States concerning the provision of audiovisual media           promotion of a policy in favour of a specific language: “Member
     services (Audiovisual Media Services Directive) (codified version),   States are able to lay down more detailed or stricter rules on the
     [2010] OJ L 95, p. 1.                                                 basis of language criteria, as long as these rules are in confor-
     293
         See the various contributions in EAO (ed.), IRIS Special 2009:    mity with European Union law and in particular are not applicable
     “Ready, Set...Go? – The Audiovisual Media Service Directive”, on      to the retransmission of broadcasts originating in other Member
     information on how national solutions take into account the vari-     States” (cf. http://ec.europa.eu/avpolicy/reg/tvwf/provisions/strict-
     ous interests covered by the AVMSD.                                   er/index_en.htm).
European Media Law and Policy Framework                                                                                                       61
among themselves and with the Commission.                             relevant legislation in the respective country
This applies especially to issues of jurisdic-                        for the regulation of the content of, and ad-
tion. Although the ECJ has not yet had the                            vertising in, TV and radio broadcasts with a
opportunity to hold on issues relating to (the                        view to improving the mutual understanding,
independence of) regulatory bodies responsi-                          in the spirit of Rec. 95 of the Preamble and of
ble for applying legal provisions in the audio-                       Art. 30 AVMSD.297
visual sector, one should take into consider-
ation, for present purposes, the judgment of                          bb) General requirements regarding the im-
the Court in the Centro Europa 7 case.295 The                         plementation of the AVMSD
ECJ stated that Art. 56 TFEU (and Art. 9(1) of                        Art. 36 AVMSD stipulates that the Directive is
the Framework Directive, Art. 5(1), the sec-                          addressed to the Member States. This entails
ond subparagraph of Art. 5(2) and Art. 7(3)                           the obligations stemming from Art. 288(3)
of the Authorisation Directive and Art. 4 of                          TFEU, saying that a Directive is binding “as
the Competition Directive) must be interpret-                         to the result to be achieved”, “but shall
ed as precluding, in television broadcasting                          leave to the national authorities the choice
matters, national legislation the application                         of form and methods”. However, the scope
of which makes it impossible for an opera-                            left to the Member States may not be used
tor holding rights to broadcast to pursue this                        to enact national legislation circumventing
service – in the absence of broadcasting ra-                          the spirit of the Directive or watering down
dio frequencies granted to him on the basis                           the arrangements made in it in what regards
of objective, transparent, non-discriminatory                         the desired outcome: as set out in Art. 4(3)
and proportionate criteria.296 Given that the                         TEU, Member States “shall take any appro-
ECJ based its decision inter alia on the free-                        priate measure, general or particular, to en-
dom to provide services, the effectuating of                          sure fulfilment of the obligations arising out
which the AVMSD also aims at, this judgment                           of the Treaties or resulting from the acts of
may serve also to more closely define the ef-                         the institutions of the Union”. Both aspects
fectiveness that the work of “independent                             have been highlighted also by Recital 94 of
regulatory bodies”, in the sense of Art. 30                           the AVMSD.
AVMSD, has to provide for.                                                The Directive itself requires Member
    On 10 December 2009, the Romanian                                 States, among others, to ensure compliance
National Audiovisual Council signed a Mem-                            by media service providers with the relevant
orandum of Understanding on mutual co-                                provisions: Art. 2 AVMSD, establishing the
operation and exchange of information to-                             home-state-control principle, in its para. 1,
gether with the Czech Council for Radio and                           states that a Member State has to
TV Broadcasting, the Hungarian National Ra-                               “ensure that all audiovisual media services
dio and TV Commission, the Polish National                                transmitted by media service providers un-
Broadcasting Council, the Serbian Republic                                der its jurisdiction comply with the rules of
Broadcasting Agency and the Slovak Council                                the system of law applicable to audiovi-
for Broadcasting and Retransmission. Each                                 sual media services intended for the public
signatory shall prepare a brief summary of the                            in that Member State”;
295
    ECJ, Case C-380/05, Centro Europa 7 Srl ./. Ministero delle Co-
municazioni e Autorità per le garanzie nelle comunicazioni, [2008]    297
                                                                         Cf. J. Fučík, Czech Republic – MoU between Regulatory Bodies,
ECR I-349.                                                            IRIS 2010-2:1/8, available at: http://merlin.obs.coe.int/iris/2010/2/
296
    Ibid., para. 120.                                                 article8.en.html
62                                                                                   The Media in South-East Europe
          and, additionally, Art. 4(6) AVMSD sets a      the media service providers’ actual pursuit of
     focus on the obligation of the Member States        their activities as falling under the scope of
     to ensure, “within the framework of their leg-      the Directive. The Member State will enjoy
     islation” and by appropriate means, that me-        some leeway in respect of how this is secured
     dia service providers effectively comply with       (“appropriate means”). In particular, as long
     the provisions of the Directive.                    as such systems prove effective, a random-
          The AVMSD deliberately does not pre-           based monitoring of television broadcasts or
     scribe by which means it must be secured that       of the provision of on-demand audiovisual
     there is compliance.                                media services may be sufficient. In general,
          This first obligation that Member States       the same would apply to a monitoring system
     (like Bulgaria and Romania) had to fulfil re-       based on complaints by the viewers and/or
     lates to the “transposition” of the provisions      competitors, for instance.
     of the Directive into their national legal order.        All Member State authorities are obliged
     Member States were obliged to transpose             to ensure that a Directive is properly imple-
     the provisions of the Directive by 19 Decem-        mented in national law, entailing the legisla-
     ber 2009. Transposition may not require the         tor, the administration and the jurisdictional
     enacting of legislation that is specific in the     branch. However, particularly in respect of
     sense that it covers per se the provisions of       broadcasting, there is a long-standing tradi-
     the Directive. Also, transposition may not in       tion in almost all Member States to have spe-
     all circumstances, or as regards every single       cialised media authorities in place which are
     rule provided for by the Directive, necessi-        responsible, as the case may be, for licensing
     tate the adoption of new legislation or the         and monitoring the providers of (television)
     amending of the existing one, if and to the         broadcasting or other (audiovisual) media ser-
     extent that the aims pursued by the Directive       vices. In this respect, the Commission in the
     can be achieved by existing national rules.         past has put some emphasis on a sufficient
     Nevertheless, the rights and duties that stem       level of staffing and funding of regulatory au-
     from a provision of the Directive must be           thorities in the media field.298
     implemented in a clear manner so that every              As regards sanctioning, by referring to
     person concerned can take due note of his/          “appropriate means”, the actual text of the
     her entitlements and obligations, respectively.     Directive foremost reflects on the discussion
          Co-regulation, as referred to in Art. 4(7)     held among the EC institutions when the Di-
     and Rec. 44 AVMSD, may be used as a means           rective was revised for the first time (by Direc-
     to transpose the provisions of the Directive as     tive 97/36/EC), on the necessity to prescribe in
     well. In this case, for instance, the Member        more detail what kind of measures should be
     State’s legislation intended for serving trans-     used in order to avoid or, where necessary, to
     position purposes may lay down general prin-        prevent future infringements of the provisions
     ciples, on the one hand, and provide for pro-
     cedures and instruments to incorporate self-
                                                         298
                                                             “Furthermore, the Commission notes that Member States have
     regulatory regimes into the legal framework,        devoted adequate resources to apply national legislation imple-
                                                         menting the Directive effectively. Independent regulatory authori-
     on the other.                                       ties have been established and budgets for technical resources as
          In order to ensure effective compliance,       well as staff have been considerably increased where they were
                                                         insufficient.” Fourth Report from the Commission to the Coun-
     Member States are, secondly, under an ob-           cil, the European Parliament, the European Economic and Social
                                                         Committee and the Committee of the Regions on the applica-
     ligation to provide for correct implementa-         tion of Directive 89/552/EEC “Television without Frontiers”, COM
     tion or application. This entails monitoring of     (2002) 778 final, point 2.
European Media Law and Policy Framework                                                                                                   63
of the Directive, as implemented in national                         remains responsible for the achievement of the
law.299 Where an EU directive does not specifi-                      results of the Directive. Therefore, independent
cally provide any penalty for an infringement                        regulatory bodies must be vested with instru-
or refers for that purpose to national laws,                         ments to oversee the actual performance of
regulations and administrative provisions, the                       the self-regulatory component of the co-regu-
Member States have to take all measures nec-                         latory system, and be able to intervene where
essary to guarantee the application and ef-                          necessary. This is to be derived particularly from
fectiveness of EU law. For that purpose, while                       Art. 4(7) AVMSD: the regime has to provide for
the choice of penalties remains within their                         effective enforcement. One could argue that
discretion, they must ensure in particular that                      this requirement has to be regarded as being
infringements of European Union law are pe-                          redundant, as the obligation to secure effec-
nalised under conditions, both procedural and                        tive compliance as such is already stipulated in
substantive, which are analogous to those ap-                        Art. 4(6) AVMSD, and can also be derived from
plicable to infringements of national law of                         primary EU law. Still, Art. 4(7) AVMSD could
a similar nature and importance and which,                           have an effect beyond Art. 4(6) AVMSD insofar
in any event, make the penalty effective, pro-                       as it requires the regime itself to provide for ef-
portionate and deterrent.300 With regard to                          fective enforcement. This leads to the question
labour law for instance, the Court has held                          of whether modifications of the already exist-
that where a Member State chooses to penal-                          ing co-regulatory regimes in some Member
ise the breach of the prohibition on discrimi-                       States would be required. As the study on co-
nation by the award of compensation, that                            regulation measures in the media sector303 has
compensation must in any event be adequate                           shown, co-regulatory regimes ‘often’ provide
in relation to the damage sustained and have                         for a sanctioning system304, in other words, not
a deterrent effect.301 Thus, the Member States                       all of the investigated regimes do. Other pa-
are in principle free in respect of the choice of                    rameters for effectiveness will include in partic-
the particular sanction.302 In this context they                     ular: incentives for participation; transparency;
can choose penal, administrative and other                           safeguarding of process objectives; openness
sanctions according to criminal and civil law,                       to all relevant stakeholders; broad acceptance
or a combination of them.                                            by stakeholders and society (necessitating
    Where recourse to co-regulation is made, it                      complaint mechanisms and awareness cam-
follows from the AVMSD, but also from prima-                         paigns); effective means of enforcement of the
ry European Union law, that the Member State                         co-regulatory rules; as well as a regular evalu-
                                                                     ation of the system together with ‘patience’.
                                                                     Also a ‘legal back-stop’ is necessary; this is re-
299
    Cf. A. Scheuer/T. Ader, Comments on Art. 3 TWFD, in: Casten-     ferred to by Rec. 44 as a Member State’s possi-
dyk/Dommering/Scheuer, European Media Law, Alphen a/d Rijn           bility to intervene, should the objectives of the
2008, paras 6 et seq., 54 et seq.
300
     ECJ, Case 68/88, Commission v. Greece, [1989] ECR 2965,         co-regulatory regime not be met.305
para. 23 et seq.; Case C-7/90, Paul Vandevenne, [1991] ECR
I-4371, para. 11; Case C-382/92, Commission v. United King-
dom, [1994] ECR I-2435, para. 55; Case C-383/92, Commission
v. United Kingdom, [1994] ECR I-2479, para. 40; Commission,
COM (2001) 330 final, pp. 1 et seq.; Hans-Bredow-Institut/Institut
für Europäisches Medienrecht, Study on Co-Regulation Measures
                                                                     303
                                                                          Hans-Bredow-Institut/Institut für Europäisches Medienrecht
in the Media Sector, 2006, pp. 160 et seq.; available at: http://    (EMR), op.cit.
ec.europa.eu/avpolicy/docs/library/studies/coregul/coregul-final-
                                                                     304
                                                                         T. Kleist/A. Scheuer, “Neue Regelungen für audiovisuelle Medi-
report_en.pdf                                                        endienste – Vorschriften zu Werbung und Jugendschutz und ihre
301
    ECJ, Case 14/83, von Colson and Kamann, [1984] ECR, 1891,        Anwendung in den Mitgliedstaaten”, [2006] MMR 206.
para. 23 et seq.
                                                                     305
                                                                         A. Scheuer/T. Ader, Comments on Art. 3 AVMSD, in: Casten-
302
    Ibid., para. 14.                                                 dyk/Dommering/Scheuer, European Media Law, op. cit., p. 863.
64                                                                                                 The Media in South-East Europe
Law. However, there has been no progress as                        tion society and media. Although the UNES-
regards legislation on conditional access.                         CO Convention on the Protection and Promo-
    The audiovisual policy progress was, in                        tion of the Diversity of Cultural Expressions311
the view of the Commission, “very limited”.                        and rules on conditions for the provision and
The National Council for Radio and Television                      distribution of audiovisual media services and
(NCRT) finalised the draft strategy for the swi-                   radio and TV programmes has been adopted,
tchover from analogue to digital broadcast-                        the Commission stated that
ing as well as the draft Broadcasting Law. The                         “(...) a deterioration of media freedoms
implementation of the Action Plan on media                             in Bosnia and Herzegovina has been ob-
reform (already) agreed with the European                              served during the reporting period. Since
Commission and the Council of Europe needs                             January, the Free Media Helpline of the
to be stepped up. Measures are also required                           Bosnia and Herzegovina’s Union of Jour-
to ensure sustainable funding for the public                           nalists has registered 16 verbal assaults
service broadcaster as the collection of licence                       and direct physical attacks, death threats
fees remains low.308                                                   and other violations of journalists’ rights.
    The Commission detects in its Analytical                           This represents an increase of 20% com-
report 2010 that the main legislative acts in                          pared to 2008. The country is ranked in
the field of audiovisual policies of Albania                           115th place on the list of Reporters with-
(e.g. the Law on public and private radio and                          out Borders evaluating press freedom in
television in the Republic of Albania, the Law                         173 countries. There has been little coop-
on digital broadcasting, etc.) are only partly                         eration between local media organisations
aligned with European standards on media                               responsible for media freedoms. In April
regulation - particularly, they are not aligned                        the RTRS — the Republika Srpska public
with the AVMSD and fail to ensure some of                              broadcaster — and the Republika Srpska
the main standards, such as guaranteeing                               daily newspaper Glas Srpski walked out of
the independence of the National Council                               the association Journalists of Bosnia and
for Radio and Television (the broadcasting                             Herzegovina, announcing the establish-
regulatory authority) and of the public service                        ment of a separate, Republika Srpska only,
broadcaster. Besides, there is a need to en-                           association of journalists.”312
sure freedom of expression and a better me-                            Furthermore, efforts are necessary to im-
dia climate by decriminalising defamation and                      plement the legal framework in the area of
libel.309 Finally, in its opinion the Commission                   public broadcasting, to carry out the reform
points out that Albania needs to “strengthen                       of this sector and to ensure the functional in-
media freedom and its independence”, and                           dependence of the Communications Regula-
“address the prevalence of political influenc-                     tory Authority.
es” in the media.310                                                   The Commission notices in its progress
                                                                   report of 2010 that the public broadcasting
b) Bosnia and Herzegovina                                          system “Board of Governors” failed to adopt
The Commission attested Bosnia and Herze-                          the statutes of the PBS corporation due to
govina little progress in the area of informa-
308
    SEC(2009) 1337, Albania 2009 Progress Report, pp. 40 et seq.
309
    SEC(2010) 1335, Albania, Analytical report, p. 67.               http://unesdoc.unesco.org/images/0014/001429/142919e.pdf
                                                                   311
310
    Commission Opinion on Albania’s application for member-
                                                                   312
                                                                      SEC(2009) 1338, Bosnia and Herzegovina 2009 Progress Re-
ship of the European Union, COM(2010) 680, p. 12.                  port, pp. 52 et seq.
66                                                                                                 The Media in South-East Europe
     from harmful programme content entered                                   sists. This will be resolved in the process of
     into force, no mechanisms to implement and                               revising Kosovo’s criminal code.”326
     enforce it have been provided for. Also no
     progress on the switchover from analogue                           f) Macedonia
     to digital broadcasting can be reported. The                       Council Decision 2008/212/EC327 identifies
     Commission allocates problems in financing                         the following (short-term) priorities for Mace-
     public broadcasting as the contract by which                       donia:
     the licence fee was collected via energy bills                          “- Reinforce the independence and ad-
     expired in November 2009. The Public Service                            ministrative capacity of the regulatory
     Broadcasting Law envisages annual tenders                               authorities for electronic communications
     to purchase audiovisual works from indepen-                             and media.
     dent producers, which should account for                                - Ensure a stable and sustainable source of
     20% of the programmes produced by RTK.                                  funding for the public service broadcaster
     This has not been fully implemented. Further                            and the Broadcasting Council.”
     problems are the lack of an independent mi-                             On the 2009 developments, the Commis-
     nority channel with Kosovo-wide coverage,                          sion attested Macedonia “good progress in
     the full implementation of the Law on Access                       the area of electronic communications and in-
     to Information (which hampers the work of                          formation technologies”. Specifically conces-
     journalists) and the weak enforcement ca-                          sion contracts with operators with significant
     pacity of the Press Council (a self-regulatory                     market power were terminated in accordance
     body which depends on donations for its fi-                        with the Law on Electronic Communications,
     nances).324                                                        Parliament adopted the national strategy on
          The 2010 report comes to the overall                          the next generation of broadband internet
     conclusion that “limited progress has been                         and the Agency for Electronic Communica-
     made in the area of information society and                        tions (AEC) made important developments in
     media”. Regarding audiovisual policy and the                       its activities.328
     media, the current draft, which addresses the                           The Commission attested Macedonia also
     Independent Media Commission (IMC), fails                          “progress in the area of information society
     to preserve the Council’s independence in                          services, where a good level of alignment has
     line with European standards on media regu-                        already been achieved”.
     lation. In addition, the independence of the                            With a view to the progress made on au-
     public service broadcaster RTK and its finan-                      diovisual policy, the Commission stated that
     cial sustainability are not fully ensured.325 Fur-                      “(...) the administrative capacity of the
     thermore, there are inconsistencies between                             Broadcasting Council has improved, but
     the “Law on Defamation and Insults” and the                             is still not adequate to monitor the mar-
     “Criminal Code”:                                                        ket effectively. The system for collecting
          “According to European standards defa-                             the broadcasting fee has not been estab-
          mation should not be a criminal offence.                           lished yet. The sustainability and financial
          Kosovo does not apply the penal provisions
          on defamation, but since they remain on
          the statute book, legal uncertainty per-                      326
                                                                            Ibid., p. 48.
                                                                        327
                                                                            Council Decision 2008/212/EC of 18 February 2008 on the prin-
                                                                        ciples, priorities and conditions contained in the Accession Partner-
                                                                        ship with the former Yugoslav Republic of Macedonia and repealing
     324
           Ibid., p. 42.                                                Decision 2006/57/EC, [2008] OJ L 80, p. 32.
     325
           SEC(2010) 1329, Kosovo 2010 Progress Report, p. 46 et seq.   328
                                                                            SEC(2009) 1335, Macedonia 2009 Progress Report, p. 41.
European Media Law and Policy Framework                                                                                                    69
    With the adoption of the Law on elec-                               ened, especially at local level, with a view
tronic media in 2010, the Commission at-                                to e-government. Administrative capacity
tested Montenegro an overall alignment with                             for implementation of the legislation in
the AVMSD. But increased efforts are neces-                             this area is insufficient.”341
sary as regards the protection of minors in the                         Furthermore, the Commission attested
media.338                                                          that
                                                                        “(...) the fixed telephony sector is not yet
i) Romania                                                              liberalised in practice and there is still a
Romania transposed the provisions of the                                lack of competition on this market (...).”342
AVMSD as the first EU Member State into                            The Commission reported progress in the area
its domestic law through the Ordonanţa de                          of audiovisual policy. Serbia ratified the Euro-
Urgenţă Nr. 181/2008 pentru modificar-                             pean Convention on Transfrontier Television
ea şi completarea Legii audiovizualului Nr.                        and the UNESCO Convention on the Protec-
504/2002 (Emergency Government Decree                              tion and Promotion of the Diversity of Cultur-
amending and completing Audiovisual Act                            al Expressions. Since 2008 the Broadcasting
no. 504/2002), which entered into force on                         Agency has published all of its decisions on
3 December 2008.339                                                the internet and awarded until 2009 a total
                                                                   of 467 licences for broadcasting radio and TV
j) Serbia
                                                                   programmes. A problem that is still unsolved
Council Decision 2008/213/EC340 calls on Ser-
                                                                   is the privatisation of the broadcasting media
bia to “start approximation to the acquis on
                                                                   in Serbia. This process is still blocked by cer-
the audiovisual sector and improve transpar-
                                                                   tain provisions of the Law on Local Self-Gov-
ency and accountability, particularly of the
                                                                   ernment and the Law on the Capital City.343
Republican Broadcasting Agency” and also to
                                                                   Also in the 2010 progress report, the Com-
“sign and ratify the European Convention on
                                                                   mission stated that in the audiovisual sector
Transfrontier Television”.
                                                                   media legislation needs to be aligned with
     On Serbia, the Commission remarked
                                                                   the acquis, and a number of provisions of the
in its 2009 progress report that – although
                                                                   law on public information continue to raise
progress has been made in the areas of the
                                                                   concerns; especially as some provisions of the
information society and electronic communi-
                                                                   law include excessive fines for the violation
cations –
                                                                   of professional standards as well as for non-
     “(...) the digital divide in electronic access
                                                                   registration of media outlets.344
     and digital inclusion needs to be addressed
     and a broadband strategy needs to be fi-
     nalised. IT capacity needs to be strength-
338
    SEC(2010) 1334, Montenegro 2010 Analytical Report, p. 69.
338
    See results/consequences of the transposition by M. Stoican,
Romania – Emergency Decree Amends Audiovisual Act, IRIS
2009-2:29, available at: http://merlin.obs.coe.int/iris/2009/2/
                                                                   340
                                                                       Council Decision of 18 February 2008 on the principles, priori-
article29.en.html; M. Stoican, Romania – Emergency Decree          ties and conditions contained in the European Partnership with
Defines European Works, IRIS 2009-3:30, available at: http://      Serbia including Kosovo as defined by United Nations Security
merlin.obs.coe.int/iris/2009/3/article30.en.html                   Council Resolution 1244 of 10 June 1999 and repealing Decision
339
    Council Decision of 18 February 2008 on the principles, pri-   2006/56/EC, [2008] OJ L 80, p. 46.
orities and conditions contained in the European Partnership
                                                                   341
                                                                       SEC(2009) 1339, Serbia 2009 Progress Report, p. 48.
with Serbia including Kosovo as defined by United Nations Se-
                                                                   342
                                                                       Ibid.
curity Council Resolution 1244 of 10 June 1999 and repealing
                                                                   343
                                                                       Ibid., p. 49.
Decision 2006/56/EC, [2008] OJ L 80, p. 46.
                                                                   344
                                                                       SEC(2010) 1330, Serbia 2010 Progress Report, p. 47.
72                                                                          The Media in South-East Europe