Cross
Cross
KEVIN M. CROSS, PT, PhD, ATC1 • CHRIS KUENZE, MA, ATC2 • TERRY GRINDSTAFF, PT, PhD3 • JAY HERTEL, PhD, ATC4
A Systematic Review
                                                                                                                N
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
                                                                                                                     eck pain is a common musculoskeletal condition, with a                                                                                neck pain, which includes
                                                                                                                     12-month prevalence among the general and work force                                                                                  patients without an identi-
                                                                                                                                                                                                                                                           fiable pathoanatomic cause
                                                                                                                     populations of 30% to 50%.19 As a consequence, neck pain is
                                                                                                                                                                                                                                                           and excludes patients with
                                                                                                                     responsible for a large proportion of physical therapy visits.3,26                                                                    neurological deficits, cervi-
                                                                                                                A common general classification in clinical studies is mechanical                                                          cogenic headache, and systemic inflam-
                                                                                                                                                                                                                                           matory conditions. 3,23 The operational
                                                                                                                                                                                                                                           definition of mechanical neck pain most
                                                                                                                 TTSTUDY DESIGN: Systematic review.                          function at all stated time intervals.
                                                                                                                                                                                                                                           frequently requires that the pain be ex-
                                                                                                                 TTBACKGROUND: Neck pain is a common diagno-                 TTRESULTS: Effect size point estimates for the
Journal of Orthopaedic & Sports Physical Therapy®
                                                                                                                 1
                                                                                                                  Physical Therapist, UVA Healthsouth, Charlottesville, VA. 2Doctoral Candidate, University of Virginia, Charlottesville, VA. 3Assistant Professor, Creighton University, Omaha, NE.
                                                                                                                 4
                                                                                                                  Joe H. Gieck Professor of Sports Medicine, University of Virginia, Charlottesville, VA. Address correspondence to Kevin Cross, 5004 Madison Court, Charlottesville, VA 22911.
                                                                                                                 E-mail: kmc7e@virginia.edu
journal of orthopaedic & sports physical therapy | volume 41 | number 9 | september 2011 | 633
                                                                                                                    There is a recent but growing body of       dividually selected the studies to be in-      score. If consensus could not be attained,
                                                                                                                literature evaluating the clinical effective-   cluded in the systematic review. First, the    then a third investigator (J.H.), blinded
                                                                                                                ness of thoracic spine thrust manipula-         context of each study’s title was screened     to the previous assessment scores, re-
                                                                                                                tion for patients with mechanical neck          for relevance to the systematic review’s       solved the disagreement.
                                                                                                                pain. Therefore, the purpose of this sys-       purpose. The abstracts of those studies
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
                                                                                                                tematic review was to evaluate the effects      with relevant titles were then reviewed        Data Extraction
                                                                                                                of thoracic spine thrust manipulation on        for pertinence to the topic. If an abstract    Two investigators (K.M.C. and C.K.) in-
                                                                                                                pain in patients with mechanical neck           suggested that the manuscript provided         dependently extracted data from the se-
                                                                                                                pain, and the effects of thoracic spine         information regarding the effect of tho-       lected studies using standardized forms.
                                                                                                                thrust manipulation on cervical range of        racic spine thrust manipulation on cervi-      Specifically, each investigator docu-
                                                                                                                motion (ROM) and patient self-reported          cal or neck pain, the article was read and     mented the study design, study purpose,
                                                                                                                function in that same population.               thoroughly assessed for the inclusion or       experimental and comparison interven-
                                                                                                                                                                exclusion criteria. Because the primary        tions, number of subjects in each condi-
                                                                                                                METHODS                                         outcome for data analysis was neck pain,       tion, follow-up intervals (as indicated by
Journal of Orthopaedic & Sports Physical Therapy®
the study had to report pain data that the duration from treatment initiation),
                                                                                                                T
                                                                                                                     o provide a thorough system-               permitted a preintervention-to-postint-        outcome variables, and study quality
                                                                                                                     atic review, we referred to the PRIS-      ervention analysis of changes in pain          score (PEDro). The authors compared
                                                                                                                     MA Explanation and Elaboration             scores. The 2 authors then compared            their standardized forms for each study
                                                                                                                document.35 The PRISMA checklist was            their search results to create 1 compre-       to verify the accuracy of data collection.
                                                                                                                used in attempt to provide comprehen-           hensive list of studies for inclusion.            The outcomes of interest were pain,
                                                                                                                sive and high-quality research to assess            Studies were included in this review       cervical spine ROM, and self-reported
                                                                                                                the effectiveness of thoracic spine thrust      if they satisfied the following criteria:      function. To compare the effectiveness of
                                                                                                                manipulation in patients with mechani-          (1) the treatment group received thrust        the experimental and comparison inter-
                                                                                                                cal neck pain.                                  manipulation to the thoracic spine; (2)        ventions, we analyzed the change scores
                                                                                                                                                                only patients diagnosed with mechanical        from the initial visit to each follow-up
                                                                                                                Search Strategy                                 neck pain were included in the study; (3)      interval between each group.
                                                                                                                Six online databases (CINAHL, Cochrane          pain needed to be reported as an outcome
                                                                                                                Library, PubMed, PEDro, Sport Discus,           measure; (4) detailed eligibility criteria     Data Analysis
                                                                                                                and Web of Science) were comprehen-             for the patients participating in the study    Although all studies included in this re-
                                                                                                                sively searched from their respective           were provided.31                               view assessed pain as one of the outcome
                                                                                                                inception to October 2010. The search               Studies were excluded based on the         measures, the pain and self-reported
                                                                                                                1 query included the terms “thoracic            following criteria: (1) absence of a com-      function parameters were frequently
                                                                                                                spine manipulation,” “thoracic spine            parison group; (2) treatment group             measured using different instruments.
                                                                                                                mobilization,” “thoracic manipulation,”         received a thrust manipulation to the          The pain measurements, specifically,
                                                                                                                and “thoracic mobilization,” which were         cervical spine; and (3) patients were          were performed in varying contexts and
                                                                                                                all combined with the Boolean operator          diagnosed with neurological deficits,          during different activities, such as pain
                                                                                                                “OR.” The search 2 query used the terms         cervicogenic headaches, or multiple di-        at rest versus pain associated with end
                                                                                                                “cervical spine pain,” “cervical pain,” and     agnoses. Based on these criteria, 2 inves-     range of cervical rotation. Most notably,
634 | september 2011 | volume 41 | number 9 | journal of orthopaedic & sports physical therapy
                                                                                                                  Authors               Cleland et al7          Krauss et al29           Cleland et al10            Gonzalez-Igles et al17       Gonzalez-Igles et al18        Cleland et al11
                                                                                                                  Year of publication   2005                    2009                     2007                       2009                         2009                          2010
                                                                                                                  Study design          RCT                     RCT                      RCT                        RCT                          RCT                           RCT
                                                                                                                  PEDro score           7                       6                        7                          7                            7                             7
                                                                                                                  Follow-up time        Immediate               Immediate                2-4 d                      4 wk after initiation        3, 5, and 7 wk after          1 wk, 4 wk, and 6 mo
                                                                                                                                                                                                                        of treatment                 initiation of treatment       after initiation of
                                                                                                                                                                                                                                                                                   treatment
                                                                                                                  Outcome measures      VAS                     FPS, ROM                 NPRS, NDI                  NPRS, NPQ, ROM               VAS, NPQ, ROM                 NPRS, NDI
                                                                                                                  Intervention group    Supine thrust, n = 19   Supine thrust, n = 22    Supine thrust and cervi-   Seated manipulation,         Seated manipulation,          Week 1: seated/supine
                                                                                                                                                                                             cal mobility, n = 30       1 × 3 wk; heat/TENS,         1 × 3 wk; heat/TENS,          manipulations and
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                                                                                                                                                                                                                                                                                   n = 70
                                                                                                                  Control group         Placebo, n = 17         Rest, n =10              Prone thoracic mobiliza-   Heat/TENS, 3 × 3 wk;         Heat/TENS, 3 × 3 wk;          Cervical mobility and
                                                                                                                                                                                             tion and cervical          n = 22                       n = 22                        strength exercise:
                                                                                                                                                                                             mobility exercise,                                                                    week 1, 2 sessions;
                                                                                                                                                                                             n = 30                                                                                weeks 2-4, 1 × wk;
                                                                                                                                                                                                                                                                                   n = 70
                                                                                                                  Abbreviations: FPS, faces pain scale; NDI, neck disability index; NPQ, Northwick Park Neck Pain Questionnaire; NPRS, numeric pain rating scale; RCT,
                                                                                                                  randomized controlled trial; ROM, range of motion; TENS, transcutaneous electrical nerve stimulation; VAS, visual analogue scale.
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                                                                                                                all outcome assessments occurred at dif-                      was negative if the comparison group had                       study design or not utilizing a compari-
                                                                                                                ferent time intervals following the inter-                    a larger treatment effect. The strength of                     son group (3 studies),9,13,15 and the use of
                                                                                                                vention. Consequently, data could not be                      the effect size was determined as trivial                      both cervical and thoracic spine thrust
                                                                                                                collapsed across studies for meta-anal-                       (<0.2), small (0.2-0.39), moderate (0.4-                       manipulations as interventions (2 stud-
                                                                                                                ysis. In each study, the between-group                        0.7), or large (>0.7).12 All nontrivial effect                 ies)36,38 (FIGURE 1).
                                                                                                                mean difference (95% confidence inter-                       sizes (small to large) with 95% CIs that                          Each of the included studies reported
                                                                                                                val [CI]) and effect size (95% CI) for                       did not include zero were considered to                        the use of 1 or more nonspecific thoracic
                                                                                                                the preintervention-to-postintervention                       represent a significant treatment effect.22                    spine thrust manipulation techniques,
                                                                                                                change scores, using Cohen’s d formula,                                                                                      performed in either a supine or sitting
                                                                                                                were calculated for pain, ROM, and self-                      RESULTS                                                        position (FIGURE 2). The use of addition-
                                                                                                                reported function at each of the follow-up                                                                                   al modalities and therapeutic exercises
                                                                                                                assessments. The effect size was calculat-                    Study Descriptions and Methodological                          varied. No comparison groups received
                                                                                                                ed as d = xmanipulation – xnonmanipulation/SDpooled,          Quality                                                        cervical or thoracic spine thrust ma-
                                                                                                                                                                              S
                                                                                                                where x represents the average change                              ix randomized controlled tri-                             nipulation, and only 1 study used grade
                                                                                                                score and SD represents the pooled stan-                           als (RCTs) met our eligibility cri-                       3 or 4 mobilizations to the thoracic
                                                                                                                dard deviation between manipulation                                teria. Their median PEDro score                           spine as a comparative intervention.10
                                                                                                                and comparison groups.                                        was 7, with scores ranging from 6 to 7                         In the RCTs with comprehensive sub-
                                                                                                                    The effect size was positive if the treat-                (TABLE 1). Common items deducted from                          ject characteristics, the average duration
                                                                                                                ment group that included the thoracic                         the scores involved lack of blinding of the                    of symptom onset was 3 months or less,
                                                                                                                spine thrust manipulation had a larger                        subject and the therapist. Seven articles                      indicating that the condition was acute
                                                                                                                treatment effect than the comparison                          were excluded due to the inclusion of                          or subacute.7,10,11,17,18 All studies had vari-
                                                                                                                group, as indicated by a larger preinter-                     patients with nonmechanical neck pain                          able timelines for outcome assessments
                                                                                                                vention-to-postintervention change score                      (2 studies),1,39 the use of methods below                      and ranged from immediately follow-
                                                                                                                on the outcome variable. The effect size                      the minimum established experimental                           ing thrust manipulation to 6 months
journal of orthopaedic & sports physical therapy | volume 41 | number 9 | september 2011 | 635
                                                                                                                measurement and time of follow-up, so           tion. Two separate studies by Gonzalez-            naire.17,18 Effect size point estimates for
                                                                                                                the pain data were not collapsed for anal-      Iglesias et al17,18 reported cervical ROM in       change scores among the functional
                                                                                                                ysis. The effect size point estimates for the   all planes, following a 3-week course of           questionnaires were moderate to large
                                                                                                                change scores of global pain ranged from        electrothermal treatment and a thoracic            and varied from 0.47 to 3.64. FIGURE 5
                                                                                                                small to large across all studies (0.38 to      spine thrust manipulation performed                shows the effect sizes and 95% CIs for
                                                                                                                4.03). FIGURE 3 shows the effect sizes and      once per week. The ROM measures                    the self-reported functional outcome
                                                                                                                95% CIs for the pain scores in each study.      were taken at 3, 4, and 5 weeks follow-            measures.
                                                                                                                   In contrast to a global pain assess-         ing the treatment initiation. The average
                                                                                                                ment, Krauss et al29 reported pain in           mean improvement for cervical flexion              Adverse Events
                                                                                                                patients at the end of active left and          and extension ranged from 8.1° to 12.0°            Only 2 of the included studies presented
                                                                                                                right cervical rotation as appropriate to       and 7.0° to 11.4°, respectively, while the         complications or adverse events as a re-
                                                                                                                cause symptoms. The effect size point           mean cervical rotation improvements                sult of the interventions. Cleland et al10
                                                                                                                estimates were generally smaller than           varied from 7.7° to 12.5°. The effect size         reported no significant differences in
                                                                                                                those for pain at rest, ranging from 0.02       point estimates for ROM change scores              the number of side effects experienced
                                                                                                                to 1.79; but the 95% CI included zero for       were large, varying from 1.39 to 3.23.             by individuals in the thrust manipula-
                                                                                                                most subgroups, indicating that conclu-         FIGURE 4 presents the mean differences             tion versus nonthrust group. Specifi-
                                                                                                                sive treatment effects on pain at the end       of the change scores between the thrust            cally, aggravation of symptoms (n = 2),
                                                                                                                range of cervical rotation were not pres-       manipulation and comparison groups                 muscle spasm (n = 1), neck stiffness (n
                                                                                                                ent (FIGURE 3).                                 and 95% CIs for ROM measures.                      = 2), headache (n = 2), and radiating
                                                                                                                                                                                                                   symptoms (n = 2) were reported in the
                                                                                                                Range of Motion                                 Activity- and Disability-Related Outcomes          nonthrust group, while aggravation of
                                                                                                                Krauss et al29 assessed the immediate           Functional outcome measures included               symptoms (n = 8), muscle spasm (n = 1),
                                                                                                                changes in active cervical rotation ROM         the Neck Disability Index10,11 and the             and headache (n = 1) were reported in the
                                                                                                                following thoracic spine thrust manipula-       Northwick Park Neck Pain Question-                 thrust manipulation group. The onset of
636 | september 2011 | volume 41 | number 9 | journal of orthopaedic & sports physical therapy
                                                                                                                 crossing the chest. The patient leans back into the chest of the therapist at the midthoracic level. Passive thoracic                         of RCTs. Our literature search identi-
                                                                                                                 spine flexion is applied until the therapist perceives tension, then the therapist provides a distraction thrust in an                        fied 6 RCTs with 3 different lead au-
                                                                                                                 upward direction.                                                                                                                             thors.7,10,11,17,18,29 Although the subject
                                                                                                                                                                                                                                                               demographics for the 2 RCTs authored
                                                                                                                                                                                                                                                               by Gonzalez-Iglesias et al17,18 were very
                                                                                                                                                                                                                                                               similar, they were verified to be 2 com-
                                                                                                                                                          0.45 (0.08, 0.83), 6 mo11
                                                                                                                                                                                                          2.58 (1.79, 3.38), 7 wk18
                                                                                                                                                                                                                                                               pletely different samples of subjects.
                                                                                                                                                                                             1.92 (1.21, 2.62), 5 wk18                                         While our search was extensive through
                                                                                                                                                                                                                                  3.82 (2.84, 4.80), 4 wk17    6 databases, biases may exist within our
Journal of Orthopaedic & Sports Physical Therapy®
                                                                                                                                                                                       T
                                                                                                                of no greater than 24 hours, regardless                                          he results of this systematic                                 for systematic reviews, the minimal vari-
                                                                                                                of group assignment. In a later study by                                         review indicate that thoracic spine                           ability among the clinicians and patient
                                                                                                                Cleland et al,11 no adverse events in either                                     thrust manipulation may be utilized                           types for the studies included in this sys-
journal of orthopaedic & sports physical therapy | volume 41 | number 9 | september 2011 | 637
                                                                                                                       0      2           4            6            8         10          12         14            16           18       0   2          4          6            8        10           12           14        16           18
                                                                                                                                                   ROM Change Score Difference, deg                                                                              ROM Change Score Difference, deg
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C D
                                                                                                                       0      2           4            6            8         10         12         14            16       18            0   2              4          6            8           10            12           14             16
                                                                                                                                                   ROM Change Score Difference, deg                                                                             ROM Change Score Difference, deg
Journal of Orthopaedic & Sports Physical Therapy®
                                                                                                                 FIGURE 4. Mean difference (95% confidence interval) in cervical ROM change scores between the thoracic spine thrust manipulation and comparison groups. Positive values
                                                                                                                 favor thoracic spine thrust manipulation. All time measures are relative to the initiation of interventions. (A) Cervical flexion. (B) Cervical extension. (C) Cervical rotation. (D)
                                                                                                                 Cervical lateral flexion. Abbreviations: L, left; R, right; ROM, range of motion.
                                                                                                                tematic review diminished the external                                          to provide direction for physical therapy                          generic locations of the midthoracic and
                                                                                                                validity of the results.                                                        interventions,5 this systematic review of                          upper thoracic spine.10,11,17,18 Cleland et al10
                                                                                                                    Regarding cervical spine pathology, all                                     the effectiveness of thoracic spine thrust                         extrapolated on the decision for using a
                                                                                                                subjects were diagnosed with mechanical                                         manipulation among a narrower scope                                generic location for thoracic spine thrust
                                                                                                                neck pain, and most of them had an aver-                                        of neck injuries (acute and subacute                               manipulation, recognizing that the tech-
                                                                                                                age symptom onset duration of less than                                         mechanical neck pain) provides support                             nique does not target specific vertebral
                                                                                                                3 months.7,10,11,17,18 Krauss et al29 did not                                   for its potential as an intervention. Due                          segments. In contrast, to simulate clinical
                                                                                                                report the duration of symptoms of their                                        to the relatively homogeneous patient                              practice, 2 studies7,29 attempted to specifi-
                                                                                                                study participants. Very few participants                                       sample in the included studies, the re-                            cally manipulate segments that were de-
                                                                                                                with chronic neck pain were included in                                         sults may not be generalizable across pa-                          termined to be hypomobile during joint
                                                                                                                the selected trials, which limits the gen-                                      tients with differing diagnoses or onset                           mobility testing. Nevertheless, outcomes
                                                                                                                eralizability of the findings beyond pa-                                        durations.                                                         among the current studies did not appear
                                                                                                                tients with acute and subacute neck pain.                                           The RTCs described 2 thoracic spine                            to be influenced by the specific technique
                                                                                                                The broad definition of mechanical neck                                         thrust manipulation techniques, yet none                           or rationale for application.
                                                                                                                pain, from a pathological perspective,                                          of the studies provided clinical reasoning                            Variation among the comparative
                                                                                                                reflects the proposed treatment-based                                           for the selection of a specific technique.                         interventions also blurred the effects
                                                                                                                neck pain classification categories of                                          The specific site to which the thrust ma-                          of thoracic spine thrust manipulation.
                                                                                                                pain control and conditioning and mobil-                                        nipulation was applied also varied among                           Comparison treatments included place-
                                                                                                                ity.5 Considering that the purpose of the                                       studies, with 4 RCTs attempting to pro-                            bo thrust manipulation,7 rest,29 thoracic
                                                                                                                treatment-based classification system is                                        vide the thrust manipulation at 1 or more                          spine mobilization and cervical mobility
638 | september 2011 | volume 41 | number 9 | journal of orthopaedic & sports physical therapy
                                                                                                                parative interventions, the results of the                                up times and within diverse intervention        compared to the other studies in this
                                                                                                                statistical analysis suggest that treat-                                  programs. Within these investigations,          review.
                                                                                                                ment programs which incorporate a                                         the effectiveness of 2 distinct thoracic            Patients who received thoracic spine
                                                                                                                thoracic spine thrust manipulation have                                   spine thrust manipulation techniques            thrust manipulation alone or in combi-
                                                                                                                larger treatment effects on the outcome                                   have been reported (FIGURE 2), both of          nation with ROM exercises or modalities
                                                                                                                measures.                                                                 which provided short-term improve-              had increased cervical spine mobility. In
                                                                                                                    The follow-up intervals for all stud-                                 ments in pain, cervical ROM, and self-          all RCTs, thoracic spine thrust manipula-
                                                                                                                ies included in this review were relatively                               reported function among patients with           tion resulted in larger ROM changes and
                                                                                                                short. The current literature has individ-                                acute or subacute mechanical neck pain.         significant CIs. Each study that measured
                                                                                                                ual reports for treatment effectiveness                                      Thoracic spine thrust manipulation,          cervical ROM used the cervical range-of-
                                                                                                                immediately following the treatment7,29                                   performed by itself or in combination           motion (CROM) device, which has an es-
                                                                                                                and at 2 to 4 days,10 3 to 7 weeks,17,18 and 6                            with other interventions, may decrease          tablished minimal detectable change for
                                                                                                                months11 after treatment initiation. There                                neck pain, with the decrease occurring          patients with neck pain.16 In the majority
                                                                                                                is no study, to our knowledge, which in-                                  immediately after a single thrust manip-        of follow-up intervals, the point estimate
                                                                                                                vestigates evidence of treatment effec-                                   ulation intervention and persisting up to       of the within-group ROM change scores
                                                                                                                tiveness beyond 6 months posttreatment                                    6 months. In each study, thoracic spine         exceeded the minimal detectable change
                                                                                                                initiation. Although various follow-up in-                                thrust manipulation was found to have a         only in the thoracic spine thrust manipu-
                                                                                                                tervals have been reported, they have not                                 positive effect size when compared to the       lation group (TABLE 2), and the between-
                                                                                                                been validated by other research groups,                                  control intervention. The range of effect       group ROM change scores for all ROM
                                                                                                                and long-term outcomes have not been                                      sizes for change in pain following thrust       were positive for the thrust manipulation
                                                                                                                reported.                                                                 manipulation intervention has been              groups. However, there was variability in
                                                                                                                                                                                          wide. Studies using a control intervention      the magnitude of the treatment effect
                                                                                                                Clinical Implications                                                     of passive treatment or a placebo7,10,17,18     across time (FIGURE 4). Further research is
                                                                                                                Prior to 2005, there were no RCTs that                                    reported larger positive effect sizes than      necessary to examine the long-term treat-
journal of orthopaedic & sports physical therapy | volume 41 | number 9 | september 2011 | 639
                                                                                                                                                                                                                             I
                                                                                                                     5 wk18                                  6.4° (4.3°, 9.1°)
                                                                                                                                                                                                                                n the current literature, thorac-
                                                                                                                  Cervical right rotation                                                               7.6°
                                                                                                                                                                                                                                ic spine thrust manipulation reduced
                                                                                                                     Immediate29                             8.2° (4.9°, 11.5°)
                                                                                                                                                                                                                                pain and improved ROM among pa-
                                                                                                                     3 wk18                                  11.1° (9.1°, 12.3°)
                                                                                                                                                                                                                             tients with acute or subacute mechanical
                                                                                                                     4 wk17                                  9.8° (8.4°, 11.2°)
                                                                                                                                                                                                                             neck pain. Optimal treatment parameters
Copyright © 2011 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
640 | september 2011 | volume 41 | number 9 | journal of orthopaedic & sports physical therapy
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