Development Control:
Building Ordinance
   Planning Practice, Law and Ethics
            In Hong Kong
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Control by Building Authority
• Chapter 123 – Buildings Ordinance
• Chapter 123 – Building Regulations
    • Building (Administration) Regulations
    • Building (Planning) Regulations
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 Buildings Ordinance (Cap 123)
• To provide for the planning, design and
  construction of buildings and associated
  works;
• To make provision for the rendering safe
  of dangerous buildings and land; and,
• To make provision for matters connected
  therewith.
  Buildings Ordinance (Cap 123)
Control on
• Planning/development parameters
• Design aspects (lanes, space from other
  buildings, lighting and ventilation, prescribed
  windows, etc.)
• Fire safety (fire escape, fire fighting installations)
• Access (vehicular, pedestrian, emergency,
  disabled)
• Car parking
Approval and Consent [BO s16(1)]
 The Building Authority may refuse to give his approval of any
 plans of building works where-
 (d) The building works would contravene the provisions of this
     Ordinance or of any other enactment, or would contravene
     any approved or draft plan prepared under the Town Planning
     Ordinance (Cap 131)
 (da) The building works are within a comprehensive development
      area of an approved or draft plan prepared under the Town
      Planning Ordinance (Cap 131) and the works contravene a
      master layout plan approved by the TPB
 (g) The building works shown would result in a building differing
     in height, design, type or intended use from buildings in the
     immediate neighbourhood or previously existing on the same
     site
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S.16(7) Town Planning Ordinance
 “For the purposes of section 16(1)(d) ..of
 the Buildings Ordinance (Cap 123),
 anything permitted by the Board under this
 section shall not be a contravention of any
 approved plan or draft plan prepared
 under this Ordinance”
Control by Building Authority
• Code of Practices (COP)
    • COP for Provision of Means of Escape in Case
      of Fire
    • COP for Means of Access for Firefighting and
      Rescue
    • COP for Fire Resisting Construction
    • Design Manual of Barrier Free Access
• Practice Notes for Authorized Persons and
  Registered Structural Engineers (PNAP)
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Control of Building Development at
          Various Stages
 • Submission of the building works by
   Authorized Person (AP) (Approval and
   Consent)
 • During the building works
 • Upon completion of the building works
   (Issue of Occupation Permit (OP))
 • After completion of the building
   (for Existing buildings)
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DENSITY CONTROL
1955
 relaxation of building
 volume control-PR of
 18 to 20
1962
 Current B(P)R
 enacted
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   Development Parameters
• Building height, plot ratio, and site
  coverage
• Measure of development intensity and the
  related human activities
• Measure of the massing/bulk of
  development     affects light, air and view
First Schedule B(P)R
Height of building          Domestic buildings                  Non-domestic buildings
     in metres      Percentage site      Plot ratio       Percentage site      Plot ratio
                        coverage                              coverage
                   Class Class Class Class Class Class   Class Class Class Class Class Class
                     A     B     C     A     B      C      A     B     C     A     B      C
                    site site site site site site         site site site site site       site
Not exceeding 15 m 66.6 75       80   3.3 3.75 4.0        100 100 100        5     5      5
Over 15 m but not  60    67    72    3.6   4.0   4.3     97.5 97.5 97.5     5.8   5.8   5.8
exceeding 18 m
Over 18 m but not  56    62    67    3.9   4.3   4.7      95    95    95    6.7   6.7   6.7
exceeding 21 m
Over 21 m but not  52    58    63    4.2   4.6   5.0      92    92    92    7.4   7.4   7.4
exceeding 24 m
Over 24 m but not  49    55    59    4.4   4.9   5.3      89    90    90    8.0   8.1   8.1
exceeding 27 m
Over 27 m but not  46    52    55    4.6   5.2   5.5      85    87    88    8.5   8.7   8.8
exceeding 30 m
Over 30 m but not  42 47.5     50    5.0   5.7   6.0      80   82.5   85    9.5   9.9   10.2
exceeding 36 m
Over 36 m but not  39    44    47    5.4   6.1   6.5      75   77.5   80   10.5 10.8    11.2
exceeding 43 m
Over 43 m but not  37    41    44    5.9   6.5   7.0      69   72.5   75   11.0 11.6    12.0
exceeding 49 m
Over 49 m but not  35    39    42    6.3   7.0   7.5      64   67.5   70   11.5 12.1    12.6
exceeding 55 m
Over 55 m but not  34    38    41    6.8   7.6   8.0      60   62.5   65   12.2 12.5    13.0
exceeding 61 m
Over 61 m         33.33 37.5   40    8.0   9.0   10.0     60   62.5   65    15    15     15
                                                                                                13
              Classification of Site
Class A Site B(P)R s2(1)
• Means a site, not being a class B site or class C site, that abuts
   on one street not less than 4.5m wide or on more than one such
   street.
Class B Site B(P)R s2(2)(a)
• Means a corner site that abuts on 2 streets neither of which is
   less than 4.5m wide.
• A corner site shall not be regarded as abutting on 2 streets
   unless at least 40% of the boundary of the site abuts on the
   streets.
Class C Site B(P)R s2(2)(b)
• Means a corner site that abuts on 3 streets none of which is less
   than 4.5m wide.
• A corner site shall not be regarded as abutting on 3 streets
   unless at least 60% of the boundary of the site abuts on the
   streets.
                                                                       14
Site                 C
Classification
                 B       A
                             15
Development Parameters Relationship
Gross Floor Area (GFA) =
     Site area x Plot Ratio (PR)
PR = Total GFA ÷ Site area
Site Coverage (SC) =
      (GFA per floor ÷ Site Area) X 100%
Building Height (# storeys) =
      Total GFA ÷ GFA per floor**
       (**Site area x SC)
                                           16
  Height of Building (B(P)R 23(1))
The height of a building shall be measured from-
the mean level of the street or streets on which it
fronts or abuts being a street or streets not less
than 4.5m wide, or where the building abuts on
streets not less than 4.5m wide having different
levels, from the mean level of the lower or lowest
of such streets, to the mean height of the roof
over the highest usable floor space in the
building.
(usually expressed in metres, # storeys or mPD)
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            PERMITTED SITE COVERAGE (B(P)R s20)
The site coverage of a building can be considered as the shadow cast on a site with the
sun directly overhead. Therefore, according to this principle, all projections, bay
window, etc. are included but light well is excluded.
The “percentage site coverage” can be defined by a simple formula as:
Area of the site covered by the building(s)               x 100%
               Area of the site
Depending on the height of the building and class of site, the site coverage for a
domestic or non-domestic building cannot exceed the percentage site coverage as
specified in the respective columns of the First Schedule of the B(P)R.
The site coverage for a non-domestic building, or for the non-domestic part of a
composite building, on a class A, B or C site may, whatever the height of the building,
exceed the permitted percentage site coverage to a height not exceeding 15m above
ground level.
               PERMITTED PLOT RATIO (B(P)R s21)
The plot ratio of the building shall be obtained by dividing the gross floor area of
the building by the area of the site on which the building is erected
Plot Ratio    =      Gross Floor Area (GFA) of the building
                           Area of the Site
Gross Floor Area = Area of the site x Plot Ratio
  PLOT RATIO & SITE COVERAGE
General Provisions (B(P)R s19)
Where a site abuts on a street not less than 4.5m wide or on
more than one such street the maximum site coverage
permitted in respect of a building or buildings to be erected
thereon shall be determined in accordance with Regulation 20
and the permitted plot ratio of such building or buildings shall be
determined in accordance with Regulation 21.
Where a site abuts on a street less than 4.5m wide or does not
abut on a street, the height of any building or buildings to be
erected thereon and the maximum site coverage and plot ratio
to be permitted in respect of such building or buildings shall be
determined by the Building Authority.
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     GROSS FLOOR AREA & SITE AREA
GROSS                  FLOOR                  AREA             is              the
 area contained within the external walls of the building measured at each
floor level (including any floor below the level of the ground), together with the
area of each balcony in the building, which shall be calculated from the overall
dimensions of the balcony (including the thickness of the sides thereof), and the
thickness of the external walls of the building.
In determining the gross floor area for the purposes of regulations 20, 21 and 22,
the Building Authority may disregard any floor space that he is satisfied is
constructed or intended to be used solely for parking motor vehicles, loading or
unloading of motor vehicles or occupied solely by machinery or equipment for
any lift, air-conditioning or heating system or any similar service.
In determining for the purposes of regulation 20, 21 or 22 the area of the site on
which a building is erected –
No account shall be taken of any part of any street or service lane; and
There shall be included any area dedicated to the public for the purposes of
passage.
         Plot Ratio Calculation for Composite Building
The Plot Ratio for the domestic part of a composite building shall not exceed the product
of the difference between the permitted plot ratio for the building if it were a non-
domestic building and the actual plot ratio of the non-domestic part of the building and the
permitted plot ratio for the building if it were a domestic building divided by the permitted plot
ratio for the building if it were a non-domestic building.
The remaining plot ratio for the domestic part of a composite building can be calculated by:
                PRad         <      (PRn – PRan)            x        PRd
                                                                     PRn
Where         PRad                  Actual plot ratio for the Domestic Part of a
                                    composite building
              PRn                   Plot ratio permitted in a wholly non-domestic
                                    building
              PRd                   Plot ratio permitted in wholly domestic building
              PRan                  Actual plot ratio for the non-domestic part of a
                                    composite building
Chapter 2 HKPSG   Administrative Density Control
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                                                   Source: HKPSG, Chapter 2
Maximum Plot Ratio-Metropolitan Area
                                                      Tai Koo Shing (PR 6.5)
                                                   Aberdeen Centre (PR 8.0)
                                                                          24
                        Source: HKPSG, Chapter 2
Maximum Plot Ratio-New Towns
Except Tsuen Wan
Residential density   Maximum domestic
zone                  plot ratio
           R1                  8 (i) (ii) (iii)
           R2                        5
           R3                       3.6
         R4 (iv)                    0.8
                             Source: HKPSG, Chapter 2
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                           26
Source: HKPSG, Chapter 2
GFA Concessions
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                        Bonus GFA
S.22 Building (Planning) Regulations:
• Dedication of set back area for public passage or
  surrender of land for road widening at Ground level
   o Bonus GFA of up to 5 times the area
      dedicated/surrendered or less than 20% of the
      permissible PR, which ever is the less
• Dedication of area within or through a building
  for public passage
   o Bonus GFA up to 5 times the dedicated area at
     ground level and 2 times at other levels, but not
     exceeding 20% of the permissible plot ratio
• Bonus GFA granted is at the discretion of
  the BA
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              Disregarded GFA
S.23(3) (b) and 23A(3) Building (Planning)
   Regulations
Floor area may be disregarded if solely used for
• Parking and loading/unloading of motor
   vehicles,
• refuse storage chambers, material recovery
   chambers,
• access facilities for telecommunications and
   broadcasting services,
• back of house facilities in hotels
• other supporting facilities as may be
   approved.
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                     Exempted GFA
S.42(1) Building Ordinance BA can make
• Exemption of up to 5% of the domestic GFA for amenity
   features that help improve the standard and quality of a
   building or development by:
    – Encouraging effective building management eg
       mailroom, counters, kiosks, stores and guard rooms
    – Enhancing the quality of life for residents and users eg.
       recreational facilities for residents and occupiers such
       as podium roof gardens and play areas, squash courts,
       indoor swimming pools and function rooms
    – Discouraging unauthorized building works eg. space
       and mounting space for air conditioning, satellite
       dishes, security gates, clothes drying racks and anti-
       burglar bars
    – Improving environmental compatibility with the
       neighbourhood eg. prestige entrances, horizontal
       screens (to protect against weather and falling objects),
       and projections (eg. thicker walls) that improve energy
       efficiency                                                  30
      Joint Practice Notes 1 & 2–
     Green & Innovative Buildings
• Jointly issued by Buildings Department, Lands
  Department & Planning Department
• To encourage the design and construction of
  buildings that maximize the use of green
  building material, minimize the consumption of
  energy and reducing waste.
• Allowing certain green features to be excluded
  from GFA and/or SC calculations
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                     Green Features
• Balconies for residential
  buildings
• Utility Platform
• Communal Sky Gardens
• Acoustic fins etc.
• Wider corridors and lift
  lobbies for residential
  buildings
• Mail Delivery Rooms and
  Mail boxes for residential
  buildings
The accumulative GFA exemption
of all the green features,
excluding sky garden and podium
gardens, should not exceed 8%
of the total permitted GFA for the
development                           32
 Unexpected outcome ??
Development Intensification
                              33
     Intensification of Development
  Development Potential/Development Intensity
Increase in Gross Floor Areas   Increase in Building Height & Bulk
   Gross Floor Area =            Minimum /no building height
  Site Area x Plot Ratio                   limit
     Gross Floor Area               Lifting of Airport Height
       concessions                     Restrictions (AHR)
                                   Replacement of streets by
                                           podium
Site Area Definition
                       Source: HKPSG Chapter 2
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K11 Tsim Sha Tsui, Kowloon
Source: Lai, 2010 & URA      37
Langham Place, Mong Kok
                          Source: Lai, 2010 & URA   38
Comparison of
Figure Ground
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        The Cliveden, Tsuen Wan
Actual PR (6.5) = 115% Permitted PR (3.0)
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The Grand Promenade
       The Grand Promenade
• From about 1,000 units to 2,000 units
• From 85,720 sm to 135,451 sm
• From PR 7.0 to PR 11.1
                Lease Conditions
• Control Drawing
  on Ground Floor
• Silent on
  maximum GFA
            Increase in GFA
• Site Classification
• Granting of Exemption Area – Public
  Transport Terminus excluded from GFA
  calculation (7,297sm)
• Granting of Bonus Areas – dedication for
  public use (2,164sm x 5 = 10,700sm)
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Source: Development Bureau, 2011
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GFA Concessions and Other Measures
       To maintain status quo for GFA concessions for mandatory
           features (e.g.fire refuge floors, refuse storage and material
           recovery chambers, etc)
       Green and amenity features
           Beneficial to residents only : to impose overall cap on GFA
           concessions
           Beneficial to community or environmentally friendly :not
           subject to overall cap on GFA concessions but to impose other
           controls
       To tighten up GFA concessions for car parks
       To tighten up design specification for bay windows
Overall    cap on GFA concessions : 10%
          for available green and amenity features except those beneficial to
           community or environmentally friendly
          applicable to residential and commercial buildings
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                   GFA Concessions
 Prerequisites :
        Compliance with SBD guidelines
        Submission of “BEAM Plus Assessment conferred by the Hong
         Kong Green Building Council (HKGBC)” and energy efficiency
         data
       Building Design to Foster a Quality and Sustainable Built Environment
                    BD Practice Notes APP2, APP151 and APP152
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    Concessions for Carpark
• Underground : 100% concession
• Above ground : 50% concession (unless
  technically infeasible to be constructed
  underground)
• Prerequisites for concessions:
• electric-vehicle charging-enabling
• Subject to review of car parking space
  requirement in private residential developments,
  and revised HKPSG standards
• Transport Department’s scrutiny of car parking
  spaces in building plans                       57
              Conclusions
• Discrepancies amongst the three development controls
  had been minimized through JPN4 (Development
  Control Parameters), clearer OZP and lease provisions
                                                   Source: JPN4
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               Conclusions
• Buildings Ordinance (BO) is still important and
  necessary for planning enforcement in urban areas/new
  towns
• BO’s primary concern is building safety, site specific and
  physical aspects of development, not effective in
  meeting certain planning objectives
• Planning control (OZP) required to impose more
  stringent control than BO permitted development (First
  Schedule B(P)R) eg. planning intention, infrastructure,
  amenities, urban design, visual impacts etc.
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