Professional Emotions in Court
Professional Emotions in Court
DOI: 10.4324/9781315306759
Typeset in Times New Roman
by codeMantra
Contents
Figures
1.1 Court house of Köping, Sweden. Photo: Helena Björnberg 14
3.1 Court house of Lund, Sweden. Photo: Stina Bergman Blix 64
4.1 Interior of court room and an ongoing trial. Photo: Åsa
Wettergren 88
Tables
7.1 Professional emotional profiles of judging and prosecution 171
Acknowledgements
The entire courtroom felt like it might burst into tears, the voice of the pre-
siding judge was trembling when we resumed after the father had finished
his story; it was, like, so enormously – he explained their whole situation
following the incident and you couldn’t – the boy was still hospitalized, he
could…they could not leave him alone for more than 20 minutes, I mean it
was so awful, so terrible, and this was just a small kid – this has followed me
for so long [one year]…. I remember that trial as if it was yesterday.
(Jonna, court clerk, 25+)
I
n the above quotation, court clerk Jonna describes what is generally con-
sidered an emotional event. She describes it in a way that conveys the
density of sadness in the courtroom – it is easy to imagine what it was
like and how difficult it must have been to control that sadness and redirect
focus to court matters and procedures. These are the kinds of events that
court professionals will remember and retell if you ask them to describe the
ways in which their job is emotional. Sometimes they will claim this sensi-
tivity to the emotional sides of a case to be, for them, a thing of the past,
belonging to a time when they were less experienced and less ‘chastened’. In
our data, however, there are also numerous examples of experienced judges
and prosecutors describing how also they can be deeply emotionally im-
pacted, especially by cases involving children as victims. When that hap-
pens, the judge may need to call for a break in the proceedings so that he or
she can withdraw backstage and recover before continuing. In this book, we
term the kind of strong emotions that may intervene in or disrupt a person’s
professional performance ‘foreground emotions’. Foreground emotions are
those “which draw attention not only to objects and events external to the
emoting subject but also to the emoting subject’s internal states” (Barbalet,
2011: 39). The reason they may disrupt a person’s professional performance
is, precisely, that they force the subject to reflect upon and regulate his or
her own ‘internal state’. When judges feel like crying, part of their focus is
shifted from overseeing the court proceedings and listening to the parties
to making an effort not to cry. This is because a crying judge would be a
DOI: 10.4324/9781315306759-1
2 Why emotions in court?
serious frame break (Goffman, 1974): it would violate the feeling rules of
the court.
In this chapter, we first present the background and the overall argu-
ment of this book, along with its theoretical problem area – emotion and
rationality – that we locate in relation to the developing academic field of
law and emotion. Thereafter follows a crash course in the Swedish judicial
system, to enable a better understanding of the empirical settings (for a de-
tailed presentation, see Appendix: The Swedish Judicial Procedure). Next,
we proceed to explicate the perspectives and key concepts of our sociological
approach to emotions. This theoretical section is followed by a discussion of
analytical generalization, in general, and of the analytical generalizability
of our findings, in particular. While noting certain specificities in different
legal systems, we argue for the general relevance, at least in the countries of
the Western world, of the analysis and results presented in this book. The
chapter ends with an overview of the remaining contents of the book.
In some places in this chapter, the reader will come upon boxes with the
heading “How did we do it?” inserted under the text. “How did we do it?” –
boxes offer relevant methodological information connected to the theoretical
discussions in the paragraph(s) preceding the box. The information on m ethods
conveyed in the boxes is also important to understand the context of the data
presented in the rest of the book.
Our interest in studying emotions in court derives from a broader theoreti-
cal quest to investigate the role of emotions in rational fields in which they are
supposed to be irrelevant, for instance in bureaucratic organizations (Sieben
and Wettergren, 2010; Wettergren, 2010). During our first encounters with the
courts and prosecution offices, we were careful not to mention the word emo-
tion too often, enquiring rather about legal professionals’ thinking about, or
experience of, situations in their daily work life. It did not take long, however,
before almost everyone we met wanted to talk about emotions and their ef-
forts to manage emotions on an everyday basis: “You should have been there
for the hearing I was in today!” The episodes spontaneously recounted to
us usually referred to concrete emotional expressions shown by lay or pro-
fessional actors during hearings. Yet, when probing the issue in interviews,
both prosecutors and judges highlighted a whole range of situations and as-
pects that in their work called for a strategic approach to managing emotions.
What was involved in this managing was both other people’s emotions (“We
meet people in crisis on a daily basis”) and one’s own (“To some extent I try to
present myself as authoritarian, or at least as someone alert, to show that I’m
the one in charge of the hearing”). Although not all of the situations described
to us were as deeply emotional as the one Jonna recounted in the quote above,
all of them provided examples of foreground emotional processes at work.
However, it was not first and foremost foreground emotions that we were
after. Our choice of a supposedly hyper-rational context for this study
was guided by a wish to unveil emotions and emotional processes that are
much less tangible and much more difficult to observe. These emotions are
Why emotions in court? 3
unlikely to leave any strong memories and typically do not disturb one’s
professional focus. Rather the contrary: they motivate and fuel the latter. As
judge Ruth insightfully described it:
This book draws upon a multi-sited case study covering four strategi-
cally selected Swedish district courts and their respective prosecution
offices. The data for it were collected in 2012–2016 using a combination
of ethnographic methods: observation, interviews, and shadowing. The
shadowing and the interviews (N = 144) involved a total of 100 different
legal actors: 43 judges, 41 prosecutors, and 16 defence lawyers.1 In addi-
tion, we observed approximately 300 different hearings. Observations
made in connection with the shadowings (e.g. during small talk in the
backstage area of the court) were recorded in a separate field diary,
along with preliminary analyses and reflections on our own emotions.
Given our research interest, the study focused on district court (lower
court) judges and prosecutors, who are state employees expected to re-
main objective and, in keeping with the positivist notion of objectivity,
unemotional in their work. Defence lawyers, and legal counsels in gen-
eral, differ from this criterion in that they are privately employed (or self-
employed) and partial in their attitude (required to work for their client’s
interests). It is, furthermore, important to note that though we have strived
for our data collection to include roughly the same number of women as
men, we have not undertaken a gender analysis of the data. Research on
courts in Australia suggests “perhaps a less complete allegiance among
women to the cultural script of dispassion in which emotion play no role”
(Roach Anleu and Mack, 2017: 67), but the preliminary impression of
our findings rather suggests that women and men are as likely to em-
brace, and to problematize, the ideal of non-emotional justice. To some
extent, this may be explained by different gender regimes in Australia
and Sweden. We argue, however, that an even more likely explanation for
the lack of gender difference in our material is our focus on background
emotions. Background emotions – as opposed to foreground emotions –
are not conventionally associated with being emotional and are therefore
not gender-patterned. The indication of the quoted interviewee’s gender
(male or female as indicated by the person’s fictional name) in this book
serves to underscore the point that our emotion analysis is applicable to
judges and prosecutors regardless of gender. This is to say that awareness
of the relevance of emotions in legal work is not an effect of some increas-
ing ‘feminization’ of the workplace, nor was it mainly women partici-
pants who volunteered to participate in the project.
Why emotions in court? 5
Emotion and rationality
Even though our encounter with the field was predominantly positive and
emotions proved to be a topic open for discussion in some respects, in other
respects emotions were systematically silenced. This appeared to be due
to the dominant notion of positivist objectivity that still reigns in the legal
system: one could say that the closer one got to the emotive-cognitive pro-
cesses surrounding the evaluation of material (facts, evidence, testimonies),
the more there was reluctance to consider emotions and emotional processes
as useful tools or information carriers. This reluctance became particularly
prominent when we asked our respondents about how to evaluate ‘trustwor-
thiness’, a concept often employed and referred to by defence lawyers, pros-
ecutors, and judges. While there are several methods to evaluate evidence in
court (cf. Diesen, 2015; Ekelöf et al., 2009), in the Swedish context, to put it
briefly, a statement, according to the country’s Supreme Court, is trustwor-
thy if it is coherent, clear, comprehensive, vivid, detailed, stable over time,
easy to comprehend, long, spontaneous, and restrained. Reversely, typical
of an untrustworthy statement is that it is unclear, poor in details, and/or in-
comprehensible, and changes over time (see, e.g., NJA, 2009:44: 447, 2010:17:
671). Yet another criterion of trustworthiness is that it “carries the impression
of authentic experience”, but this characterization has been severely criti-
cized and is disappearing from usage (NJA, 2010:17: 671). In general, research
in psychology has demonstrated a very low success rate of such professional
criteria for what constitutes a trustworthy/non-trustworthy statement, essen-
tially on the same low level as that of lay people’s assessments (Granhag et al.,
2005; Strömwall and Granhag, 2003; Vrij et al., 2010). Accordingly, when
asked about their notion of trustworthiness, our interviewees either sought
to change the subject or embarked on reasoning along the following lines:
Both the above descriptions by the Supreme Court and the reasoning in the
quote by the prosecutor Henrik, involve emotions; for any narrative to come
across as ‘vivid’, ‘spontaneous’, ‘restrained’, and thus trustworthy, expression
of emotion on the part of the narrator is necessary. As we see in the quote
by Henrik, the assessment of these qualities also involves emotions, that is,
alertness to impressions conveyed by emotional information (nuances, de-
tails, the way they narrate, body language, facial expressions, emotions). Yet,
because the ideal of pure rationality – that is, rationality ‘uncontaminated’
by any emotions – forms such a sacred core value of the legal system, openly
reflecting on emotions as a source of information would have a disqualifying
effect on any legal professional. Nevertheless, in this research, we sometimes
came across words that seemed to straddle the line between that which was
acceptable and that which was not, such as ‘trustworthiness’. Related to this
grey zone, the former appeals court judge and current associate professor in
procedural law Roberth Nordh discusses the notion of ‘intuition’:
It may seem a fragile ground to stand on, but, for the final evaluation
and reconciliation against the evidentiary requirement, the most valua-
ble tool is the judge’s intuition. By that is not meant the judge’s feeling for
the way reality has presented itself. On the contrary, it is important that
the judge frees herself from emotional reactions and assesses the evidence
by way of objective, rational considerations. Intuition in this context de-
notes the judge’s knowledge, experience, wisdom, and sound judgement.
(Nordh, 2013: our translation, emphasis added)
When we make decisions at any time of the day you do not only remem-
ber what the factual result is but also what the emotional result is and
that tandem of fact and associated emotion is critical [for making de-
cisions]. Most of what we construct as wisdom over time is actually the
result of cultivating that knowledge about how our emotions behaved
and what we learnt from them.
(Damasio, 2009)
cerned with morality: the question of what is good (sound) and what is bad
(unsound). Accordingly, wisdom and sound judgement are also concerned
with the consequences of a particular decision or assessment, related to
a desired, ideally ‘good’ and ‘wise’ outcome in the context of a particular
frame (Goffman, 1974). In this book, we operate with the term ‘emotive-
cognitive judicial frame’ to conceptualize the specific framing of judicial
practice, against which the professional performance, actions, and decisions
of judges and prosecutors are measured as ‘good’ or ‘bad’. Good and bad are
not solely about cognitive judgement: they are also felt.
Good or bad performance is noticed not only by the professional collec-
tive, colleagues, and managements but also by the performing self. The way
the self becomes informed about his or her ongoing performance (crucially
in the sense of how it is valued by others) is through emotions of pride/
satisfaction (good) and shame/embarrassment (bad). Wishing as we do for
acceptance and inclusion in the professional world to which we aspire, such
emotional clues help us identify and pick up the tacit pieces of knowledge –
the ‘tricks of the trade’ – needed to succeed. One thing that is picked up
already at the early stages of law education is the dictum that emotion can-
not and should not have anything to do with legal practice (Flower, 2014).
The subsequent trick of the trade is to learn to talk about emotions without
talking about emotions, as evident also from the examples discussed above.
* We use the spelling judgement to refer to ‘a sound judgement’ in a moral sense (SWE:
omdöme) and the spelling judgment to refer to legal judgment (SWE: dom) issued by the
judge. In Sweden, the court decides on the verdict (guilty/not guilty) and the sentence
( penalty) during the same hearing and both are announced and explicated in the judgment.
8 Why emotions in court?
To sum up, the emotive-cognitive judicial frame postulates a disconnect be-
tween objectivity and rationality, on the one hand, and emotions, on the other
hand. In a broader cultural perspective, this is a profoundly modern Western
idea (von Wright, 1986), in line with other dichotomies such as mind vs body,
public vs private, culture vs nature, civilized vs wild, and male vs female. Not
wanting to stray too far away into a discussion of the dichotomous Western-
modernist thinking, suffice it to say here that while intellectual thinking in
general is today increasingly involved in undoing these boundaries, with also
science questioning the idea of rationality and objectivity as non-emotional,
law, as a domain, still seems unwilling to do so. As suggested by Bettina Lange
(2002: 199), “emotion is constructed as ‘other’ to law”, and it continues to be so.
Terry Maroney (2011: 634) emphasizes this persistence: “the script of judicial
dispassion reflects Western jurisprudence’s longstanding insistence on a dichot-
omy between emotion and reason, and therefore between emotion and law”.
Power emotions
Emotional displays of anger, contempt, rudeness, boredom, and the like are
often associated with power positions: they belong to people in superior po-
sitions (cf. Wettergren, 2009). Jennifer Scarduzio (2011) calls such displays
and other similar aberrations from the norms of neutrality ‘emotional devi-
ance’ that judges may be allowed due to their privileged position: their use
of humour, expressions of anger and frustration, and rudeness constitute a
power device for speeding up the procedure, relieving tension, and steering
lay people behaviour. Indeed, as Maroney has shown, anger can be used for
the purposes of displaying legitimate power in sentencing when the judge,
using her authority, condemns the immoral acts of the defendant. When
asserting the judge’s dominance, the line between righteous and dehuman-
izing expressions can, however, be very fine (Maroney, 2012: 1258).
Expressions of the judge’s power in court can be interpreted as conde-
scension, indifference, or rudeness, but expressions of power can also be
demonstrations of patience and listening (Ptacek, 1999; Roach Anleu and
Mack, 2013). In our Swedish case, we found judges to hardly ever openly
express such ‘power emotions’. This corresponds to the broader understand-
ing that in Swedish courts, it is on the whole very hard to find judges dis-
playing anger in public (Bergman Blix and Wettergren, 2016). Depending
on the situation, anger may, however, be sensed in the impenetrable stone
face of Swedish judges. The stone face itself – while it is the judge’s primary
technique to display impartial listening – was sometimes interpreted by
lay people in the court as both condescending and rude. The discretionary
space to deviate from feeling rules being linked to power means that people
in positions of low power need to more strictly conform to the feeling rules
(Hochschild, 1983). Studies of paralegals have shown how subordinate legal
Why emotions in court? 13
actors, in particular women, need to manage their own as well as their su-
perior lawyers’ emotions, functioning as emotional buffers (Francis, 2006).
Power and status positions – especially when these are challenged – are
sources of emotional tensions between legal professionals (Kemper, 2011).
Power need not only be related to structural position, but can also be
conceived of in a more Foucauldian sense as situated control of knowledge.
Deirdre Bowen (2009), for instance, highlights the unequal power balance in
plea bargain negotiations. The prosecutors’ control of the evidence can give
rise to suspicion and irritation from the defence lawyers. In this situation, expe-
rienced, high-status defence lawyers could to some degree equalize the power
position of the two sides through professional networks and knowledge about
how to ‘play the rules’ (Bowen, 2009: 25). In a similar vein, it is the judge who
presides over the court, while prosecutors play the rules by adapting their style
and demeanour to those of the judge (Wettergren and Bergman Blix, 2016).
During examinations and cross-examinations, prosecutors strategically
expressing frustration, sarcasm, or sympathy can induce victims, defend-
ants, or witnesses to express, for example, sadness or anger (Brannigan and
Lynch, 1987; Wettergren and Bergman Blix, 2016). Such strategic use of
emotions during hearings was a concern for all prosecutors in our material,
although the actual strategies developed to a large extent depended on one’s
experience. Some of the prosecutors believed that expressing condescending
power emotions was a useful way to examine a defendant. Others consid-
ered a ‘nice’, respectful approach to be more efficient, thus attempting to
equalize the power asymmetry between prosecutor and defendant.
In summary, previous research has linked emotions to law via morality,
suggesting the law to be codified collective moral consciousness. Empathy
and emotion management have also been identified by previous research as
important tools in legal professionals’ interactions with victims, defendants,
and witnesses. Legal actors find this task an important aspect of their work,
but also take great care in presenting an objective and impartial demeanour
in court by managing their own emotions and expressions. Previous studies
have also examined some aspects of emotions and power.
Although most previous research is restricted to the common-law sys-
tem, our research on the Swedish legal system confirms the relevance of
previous findings in a civil-law system too. This said, our research takes the
field forward by empirically investigating ‘background emotions’ in natu-
rally occurring situated social interaction relevant to the field of emotions
in legal practice. Such a comprehensive empirical approach to the field has
not been taken so far. We argue that emotions do not simply enter into
specific aspects or tasks of legal professionals’ work, but are instead fun-
damental to it. In this book, we thus pioneer to offer a detailed analysis of
background emotional processes in several interconnected dimensions of
legal work. Last but not least, in taking the Swedish judicial system as the
context of our investigation, we extend the research field of emotions and
law to the civil-law system.
14 Why emotions in court?
The trial
There are two central principles guiding the criminal proceedings: first, that
the evidence should be presented orally, which means that parties should in
general talk freely; and, second, that the judgement should be based on facts
presented orally during the trial, which entails that the judge does not read
the case files before the trial. In court, the judge’s main task, besides listen-
ing to the parties and evaluating the presented evidence, is to ensure that the
court procedure is followed and the case properly clarified. The judge can
ask clarifying questions during the examination in court, but should refrain
from questions resulting in the defendant being convicted.
In Sweden, the legal actors do not wear robes or wigs in court; they dress
in an ordinary suit instead. At the start of the hearing, the legally trained
presiding judge establishes that there is nothing to prevent the hearing from
Why emotions in court? 17
taking place, and then asks the prosecutor and, if applicable, the legal coun-
sel to present their claims. The judge then asks the defendant about his or
her plea to the charges as presented. Thereafter, the prosecutor develops the
facts of the case, describing the circumstances and presenting the evidence,
with the defence then given an opportunity to respond.
In most cases, the prosecutor first asks the victim to give a full account
of the event and then probes into details. This is followed by the defence’s
cross-examination of the victim. Next, the judge asks the defendant to
provide his or her description of the event or, as in some cases, leaves the
questioning to the prosecutor. After the examination by the prosecutor, the
defence lawyer can put complementary questions to the defendant. Wit-
nesses are then called in one at a time. The examination of witnesses begins
with the prosecution/victim calling their witnesses first. Unless they are re-
lated to the defendant, the witnesses have to take the oath before giving
evidence.
Towards the end of the trial, the chair gives an account of the defendant’s
personal matters, such as previous convictions and financial situation. The
last part of the trial consists of the closing statements by the prosecution
and the defence, summing up their arguments including their suggestion for
sanction. After the trial, the judge and the lay judges deliberate, with the de-
liberations and the discussions kept confidential. The verdict is by majority
vote. The professional judge delivers the judgment, sometimes orally in the
courtroom, yet always also in written form, with the document delivered to
the parties by mail.
In other words, a judge can remain stone-faced and even reproach a de-
fendant for a joke attempted in court, while laugh at the same joke in the
canteen (Bergman Blix and Wettergren, 2018). Although a person usually
moves between multiple frames in the course of a day, some of these frames
bear more weight and thus serve as more encompassing definitional refer-
ences. As Goffman (1974: 27) himself puts it, “the primary frameworks of a
particular social group constitute a central element of its culture”.
The “emotive-cognitive judicial frame” constitutes one such primary frame-
work, or a restricted behavioural script, for law professionals (Wettergren
and Bergman Blix, 2016). By terming it emotive-cognitive, we want to stress
the way the emotional and cognitive constraints of the frame are entwined
and the fact that emotions and emotion management are vital for learning
the behavioural script and for orienting behaviour when the constraints of
the frame become habituated and non-reflected. As will be seen throughout
this book, the emotive-cognitive judicial frame seals off certain emotions
while motivating or orienting towards others, thereby guiding routine profes-
sional work. It provides background emotional rewards of pride and pleasure
when the frame’s requirement to perform rationality by silencing emotions is
satisfied, while producing shame and embarrassment when the expectation
is violated (see also Wettergren, 2010). It is, however, rare that situations of
full-blown shame emerge; our use of the term ‘trigger warning’ in this con-
text pertains to how background anticipation of shame alerts the subject to
steer away from potentially bad courses of action. This is in line with Arlie
Hochschild’s (1983) argument about “the signal function of emotions” albeit
emphasizing that this signal function mostly works in the background.
That said, within this primary frame, there are also other frames function-
ing as sanctuaries and free zones where the requirement of non-emotionality
is relaxed. In the course of our research, we noticed that the emotive-cognitive
judicial frame worked differently for prosecutors and judges. This we attributed
Why emotions in court? 23
to their differently organized work tasks and differing positioning in webs of
professional interactions and dependencies. To conceptualize these differences,
we adopted the term ‘professional emotional profiles’ (Chapter 2).
While ‘backstage’ and ‘front stage’ refer to the delineated arenas of in-court
(courtroom) interaction and out-of-court interaction (e.g. in the waiting room),
on the one hand, we employ the concept of emotive-cognitive judicial frame
(primary framework) to show how this primary framework operates across
these different arenas. On the other hand, in this book, we reserve the notion
of ritual to describe the highly formalized nature of the court proceedings, al-
though, in its classical sociological sense (including that of Goffman), the term
also denotes the structured nature of everyday interactions (cf. Collins, 2004).
What interested us here were not only the judges’ and prosecutors’
reflections on their position of power but also their inter-professional
relations and situated negotiations of power and status. When con-
ducting observations, we focused, in particular, on professional ac-
tors’ tone of voice, speech interruptions, and expressions of sympathy/
shaming, along with the way they managed open transgressions. In
the interviews, we asked the participants to reflect on their position
of power and also on their feelings of loyalty/disagreement with other
26 Why emotions in court?
In the early stages of transcribing and storing our data, all potential
identifiers such as names of persons, places, and cases, along with all
other pertinent details, were removed or changed to protect confidenti-
ality. As a result, our manner of referring to our data requires some ex-
planation. When quoting from an interview transcript, the words of the
participant are followed (in parentheses) by the fictitious name of the
interviewee, along with his or her professional role and approximate
age (rounded down to the nearest five years) to give a rough indication
of the interviewee’s work experience (e.g. Margareta, judge, 40+). In
the quotes, “[…]” indicates that some words are cut out, and “[---]”
indicates that several sentences have been cut out. Spoken emphasis
is marked by italics. When presenting excerpts from our observation
notes, the excerpt is followed by the type of case, the professional role
of the person shadowed, and his or her fictitious name and age (e.g.
Observation, fraud, Prosecutor Jacob, 50+). This helps to distinguish
between our notes from hearings and our other field notes, which is
important in light of the fact that our hearing notes represent data
collected through non-participant observation, in which notes were
recorded in vivo on a laptop. The addition of the person shadowed
gives information about the perspective (judge/prosecutor) of the ob-
servation. When we present fieldnotes from general observations and
shadowing backstage – in and out of the office, during lunch breaks,
and so on – the excerpt is followed by the location of the researcher
when the observation took place (e.g. Field notes, court or Field notes,
prosecution office). The fieldnotes made during such observations were
transcribed and elaborated at the end of the day with the aid of brief
memory notes made during the day.
Notes
1 Defence lawyers have not been the focus of our data collection, but interviews
with defence lawyers were carried out as part of two master theses associated
with our study (Holt, 2015; Rampling, 2015).
2 In Swedish, the plaintiff/injured party/victim is called målsägande (literally “he/
she who owns the case”) and the suspect/accused/defendant is called tilltalad
(literally “he/she who is addressed”). Among the different English terms used
for the corresponding parties, we have opted for the use of “victim” or “injured
party”, interchangeably, to denote the equivalent of målsägande, and “accused”
or “defendant” interchangeably to denote tilltalad.
3 Compared to other European countries, prosecutors in Sweden possess con-
siderable judicial power (Zila, 2006). If the prosecutor finds that there is suf-
ficient evidence, the suspect has admitted to the criminal act, and the alleged
offence carries a conditional sentence or a fine, he or she can order a summary
Why emotions in court? 33
punishment (e.g. when the case is of a traffic offence, shoplifting, or theft). In
cases where concurrent sentences are passed or the offenders are young (15–18
years), the prosecutor can also grant a waiver of prosecution or initiate me-
diation. In 2016, 22% of the decisions by the prosecution authorities led to a
notification in the criminal records registry without a court being involved
(Åklagarmyndigheten, 2017).
4 Emotional socialization begins in early infancy, and emotions are usually man-
aged without much conscious reflection. A professional setting usually calls for
more deliberate emotion management strategies, but eventually also these be-
come settled in the body and habituated, and can thus be operationalized with-
out conscious reflection.
2 Background emotions in
legal professional life
While we are sitting outside the courtroom during the break, the trial pros-
ecutor approaches us, stating: “I’m curious, seeing you write so much”. Re-
searcher 1 replies: “We’re researchers studying emotions in court”. “What?”
the prosecutor asks; “emotions in court?” Looking sceptical, she asks: “So
you’re writing about us?” Researcher 1 sidesteps the question, replying that
“we’ve got a lot of writing to do from today’s hearings”, with Researcher 2
adding that “we’re mostly comparing our notes right now”. The prosecutor
seems to relax a bit. Researcher 1 explains: “We study neutrality”. The pros-
ecutor assents and says, “Right; there’s not supposed to be any emotions in
there.”
(Fieldnotes, court)
T
he vignette illustrates the routine silencing of emotion in the courts
by demonstrating the barely observable emotional processes of the
prosecutor when we bring the topic up as our area of study. The curi-
osity, scepticism, consternation, and relaxation she expresses are examples
of background emotion that she is entirely unaware of. To us, they reveal
the feeling rules of the emotive-cognitive frame by indicating that our study
area is slightly alarming to her. To calm her, we say that we study neutrality
and this being in line with the feeling rules makes her relax.
The aim of this chapter is to present an overview of the professional pro-
files of judges and prosecutors, based on the background emotional pro-
cesses that orient career choice; adherence to joint and distinctive core
values and the associated feeling rules; and the development of necessary
emotion management strategies. We relate the distinct emotional processes
to the different work tasks of prosecutors and judges, arguing that the dif-
ferent context-bound requirements associated with these professions are
what account for their different emotional profiles, which nevertheless re-
main within the shared emotive-cognitive judicial frame. Part of the shared
frame are emotive-cognitive values such as excellence, professional pride,
autonomy/independence, and objectivity. In the conclusion of this chapter,
we then link these core or sacred values to the concept of ‘group charisma’
(Elias and Scotson, 1994).
DOI: 10.4324/9781315306759-2
Background emotions in the legal profession 35
Even though the primary focus of this book is on the state-employed judges
and prosecutors, our interactional perspective demands some attention to the
third professional actor in court, the defence lawyer. Although they are also
lawyers, the defence lawyers stand out as different from both prosecutors
and judges; they are often also described this way by the two latter groups.
The position(ing) of defence lawyers thereby reveals something about the
professional identities and emotional profiles of prosecutors and judges. We
therefore begin the chapter with a brief excursion on the emotional profile of
defence lawyers, as described in interviews with them and as seen through
the lens of prosecutors and judges. Thereafter we continue with the emotional
profile of the judge, followed by the emotional profile of the prosecutor.
When I act in my role as the victim’s legal counsel, I do things the ex-
act same way [as I do when I’m in the court for the defendant]. I try to
relieve them of their anxiety [about the trial], asking them the kind of
questions that the defence will ask. We practice the upcoming hearing
here in my office, so that they get used to what will come, and after-
wards they usually tell me, “It was hard in court, but not as hard as in
your office”, which means the preparations worked…. Of course, [when
you are in court] you have a case to win and your job is to win.
(Bengt, defence lawyer, 55+)
Ester’s and Bengt’s statements suggest that defence lawyers employ a spe-
cific emotion management technique in their work. In general, their pri-
mary engagement and pride is in the upholding of the rule of law (see further
Siemsen, 2004). With this goal in mind, depending on their role (as a victim’s
counsel or as a defence lawyer), the same lawyer can switch from accusing to
defending people in the same type of criminal offenses (e.g. domestic abuse).
Pride in the rule of law helps them keep the emotional distance needed to
do their job equally well on either side of the law. Whether they appear as
defence lawyers or as victim counsels, they are able to keep their deep pro-
fessional engagement focused on the weaknesses of the opposing party, on
identifying and effectively sowing doubt on the credibility of both that party
and, if they are on the defence side, the evidence.
36 Background emotions in the legal profession
The emotive-cognitive judicial frame primes all legal professionals to
take pride in their particular judicial skills, but in different ways and to
different degrees. The judge’s focus is on the matter itself, the evidence,
the correct application of the law, and – in the courtroom – the empathic
chairing of the procedure (what we call ‘emotional presence’). The pros-
ecutor’s focus, on the other hand, is on the translation of actual events
into a legal code and on the collection of the kind of evidence that will
hold in court (Tilly, 2008). In court, as a party to the trial, prosecutors
may grow emotionally engaged (develop emotional presence) with the case
and the victim. Even if they take pride in, and primarily focus on, their
legal skills – and on the requirement to remain objective even when being
partial – this e motional engagement provides them with additional moti-
vational emotions to boost their performance as prosecutors (Wettergren
and Bergman Blix, 2016). They may thereby become focused on revealing
the ‘truth’, which, from their perspective, is that the victim whose interests
they represent is ‘right’.
Defence lawyers, for their part, may or may not sympathize with their
clients. The mere fact that the prosecutor has made the decision to bring the
matter to court means that there should be enough (objective) evidence for
the guilty verdict against the defendant. Therefore, as far as they are con-
cerned, they will likely be defending someone losing the case (Scheffer et al.,
2010). Their focus on winning (as expressed, for instance, by defence lawyer
Bengt above) thus represents an emotive-cognitive orientation to perform in
an antagonistic way in court, rather than a realistic goal. However, this very
orientation (desire for ‘winning’) may also go too far, explaining a pattern
among the prosecutors in this study where they could not imagine them-
selves working as defence lawyers. Karl develops this common stance:
Also the judges sometimes expressed this desire to be “on the right side of
things”. Both prosecutors and judges voiced the opinion that, of the legal
professional categories they interact with, defence lawyers were the ones
most likely to arouse irritation or anger. In interaction ritual theory, irri-
tation and anger are emotional responses to the violation of one’s sacred
values (Collins, 2004) and thus indicate that defence lawyers are often liable
Background emotions in the legal profession 37
to cross the line between doing their job as they should (which, all parties
agree, is about defending the rule of law) and “sitting on their client’s lap”.
The reserved emotive-cognitive attitudes towards defence lawyers –
suspicion, doubt, and irritation, while at the same time there is relief that
someone else does the important job of defending the suspect – thus mark the
boundaries of the judges’ and prosecutors’ emotion management in their job.
These attitudes unite them in the self-image of being the legal professions
working for a higher purpose – justice – rather than for the sake of individ-
ual motives and clients. We will now turn to the judges, and thereafter to the
prosecutors, probing more in depth into the formative aspects of their re-
spective emotional profiles that make them quite different legal professions.
The judge
In this quote, there are several indicators of shame (“the rest of us are dirt”,
“I wasn’t accepted, hrmph”, “wasn’t even called for an interview”), indicat-
ing the pain of being rejected. But Clare also defies the shame, emphasizing
that prosecution is “so much better”. The examples of Leo and Clare illus-
trate that the recommendations received at the end of the clerk period come
as a moment of shame or pride, shaping the persons’ emotional orientation,
either pulling them away from or attracting towards the judge’s profession,
regardless of their original career hopes.
The criteria applied in recommending some individuals over others for
the judge’s career are likely to be strongly biased towards social similar-
ity. They draw upon feelings such as those of liking someone, of comfort
and safety, and of recognition (Kemper, 2011); in turn, the fact of being
the one ‘chosen’ evokes feelings of pride and self-awareness (as Leo stated
above: “I did pretty well”) and thus a readiness to conform to the values
one has been seen to fit (cf. Elias and Scotson, 1994). The selection process
is therefore likely to reproduce established professional traditions, along
with a certain type of habitus (Bourdieu, 1999) among the judges’ ranks. In
this study, 33% of the judges self-identified as upper class or upper-middle
class, while 18% of them thought of themselves as lower-middle class or
working class. For the prosecutors, the corresponding figures were 15%
and 34%, respectively. An almost identical proportion of judges and pros-
ecutors self-identified as middle class (49% of the judges and 51% of the
prosecutors). Though the numbers here are not strictly speaking represent-
ative,1 they lend some support to our qualitative assessment that for some-
one with an atypical background, it is easier to break into the prosecutors’
ranks than into the judges’. The typical judge is middle to upper class and
native-born Swedish. The change from male to female predominance that
has been taking place in Swedish legal education in the last two decades
has recently begun to also manifest itself in courts and, even more visibly,
prosecution offices.2
We talked about that the other day, that it starts to affect my private
life – that, as a judge, you never engage in a dialogue. You get so used
to the fact that if you say something, then that’s the way it’s going to be.
That I’m the one who decides. I don’t have any colleagues to run things
through, but when the lay judges try – well, it’s me who decides, and
that’s the way I always do it. If I decide that you need to leave [the court-
room], you leave; there’s no discussion about it. If you’re a prosecutor,
you discuss and you argue and – well, you do it in a very different way.
In my private capacity, I sit in various boards, and when I say something
in them and someone questions that, I go, like, “What the heck; take it
to an appeals court!” [Laughter] […] I thought about that just the other
day and laughed, the way I do that “What the heck – you talking to
me?!” “I’m the judge here!”
(Monika, judge, 45+)
Judge Britta: The way I think is like this: someone’s got to have [the decisive
power], because that’s how we’ve built our society, and if someone has to
have it, I think I’m a good candidate for that, compared to many others.
Researcher: Because…?
40 Background emotions in the legal profession
Britta: Because I know this [law] book and understand its purpose. I think I
have the right understanding of what the courts are there for, I’m rather
clever about solving problems, and I think I use my power in a right
way. Now and then it makes me uneasy, for sure, but not that often.
(Britta, judge, 45+)
Autonomy
Justice’s autonomy is, arguably, a fundamental principle stipulated in the
Swedish constitution, and representing a deeply held value in judges’ training
and in judges’ professional performance. Chief judge Arni (50+) emphasized
that he tried to guide court clerks “to become autonomous legal profession-
als, because the ones I respect are those who have an independent opinion;
and I try to make the clerks understand that”. Arni thought that clerks today
tend to “blend in with the wall … like chameleons”, and he did not appreci-
ate their “obsequiousness”. It did not seem to occur to him that the clerks’
compliance in this regard might have had to do with the insecurity they tend
to feel when trying to crack the code of exactly what type of independence is
and is not called for if you do not want to be considered unsuited for a career
as a judge. The notion of judges’ autonomy indeed denotes a specific pattern
of conformity during education and training. The same autonomy also serves
as the rationale for the expectation to “do other things” in between serving as
an assessor and receiving one’s appointment as judge. As Arni explained it:
Researcher: What’s the greatest source of job satisfaction for you, work-
ing as a judge?
Judge Ola: Ahem; well, I enjoy the kind of legal issues I encounter, the
juridical problems; [solving them] that’s fun. And, in civil cases, I also
really enjoy trying to help the parties reconcile, both in family law cases
and in other civil cases – trying to see what’s behind the parties’ view
of the dispute and understand the motivations for their wanting or not
wanting to reach an agreement. I think those kinds of things are among
the most enjoyable things for me, really.
(Ola, judge, 40+)
Niklas spoke warmly about the prosecutor, openly admiring his clever-
ness, his ability to keep all the facts of a case well ordered in his mind,
and the way he could begin attacking from one angle only to soon after,
unexpectedly, hit hard in an entirely different direction, like a brilliant
baseball slugger or a well-trained terrier.
(Fieldnotes, court)
Chief judge Sanna: It’s a true joy when you can make a difference in the
courtroom, through the way you treat people, by making them feel seen
and listened to, by finding a solution – that’s all very nice. And the same
is true also about criminal cases, when you deliver a verdict to someone
who actually is pleased [laughs] or satisfied or thanks you. It’s gives you
a very nice feel when you can reach someone.
Researcher: How do you notice that: you get feedback?
Sanna: Well you [light laughter] – you feel it in the courtroom, yes, when
people are satisfied, yes.
(Sanna, chief judge, 50+)
The defence lawyer asks if his client may leave. Judge: “Yes, of course!”
The defendant gets up, and begins to walk towards the door. The judge,
44 Background emotions in the legal profession
staring at his back, with a cheerful voice: “Thank you for coming here
today!” The defendant, not turning around to look at the judge, answers
quickly over his shoulder in a bitter, ironic tone: “Yeah, but I had no
choice, did I.”
(Observation notes, drunk driving, associate judge, Asger, 30+)
The cheerfulness of the nice and welcoming approach illustrated in this ex-
cerpt appears thoughtless and clumsy and is rejected as hypocrisy by the
defendant. It stands in sharp contrast to the seriousness emphasized by chief
judge Ruth in Chapter 1 (p. 3). Seriousness, indeed, was for her the right
respectful approach to the lay people subjected to her power in court. In
the following quote, judge Ruth points out the contradiction between this
“serious” power and the above-noted diminution of judges’ status to that of
“any civil servant”:
It’s in some ways taboo to speak about our status, that judges ought
to act from a position that invites public respect and is not like that of
any ordinary civil servant […] I mean, it’s a profession in which you,
throughout your life, have to keep in mind that you’re a person with
an awful lot of power. [---] It’s a power-amassing profession, one that
should for that reason perhaps be more special in society than any or-
dinary civil service profession, which is nevertheless the direction in
which we’re heading now I think.
(Ruth, chief judge, 65+)
The prosecutor
An issue of personality?
Researcher: You never thought of becoming a judge?
Prosecutor Henrik: I did, for a while, but still, in my experience, the
prosecutor’s profession is more independent, you know, because [in that
role] I set the framework for the trial: this is what the court is to decide
about. And I like investigations, collaborations with the police, being
there from start to finish, and, like, moving things around and piecing
them together to deliver a good product. And I like the mixture of work
tasks; it’s not like being a judge who just sits and listens to the parties
and then rules. As a prosecutor you can be active in so many different
ways.
(Henrik, prosecutor, 45+)
Karen is convinced that it’s one’s personality that steers one in the
choice between a prosecutor’s and a judge’s career. According to her,
you can see already during the clerk period which people will end up
going in which direction. Those who are more reserved, very, very me-
ticulous, and show ambition are the ones who will get good recommen-
dations and go on to work for appeals courts, since it is permanently
appointed judges who evaluate them and they tend to choose people
who are like themselves. The extrovert and talkative ones become pros-
ecutors. Karen says there is a more open atmosphere in the prosecution
offices, but there’s a bit of a macho culture there, too. There it’s not me-
ticulousness that’s valued, but instead toughness, the ability to “throw
yourself in it”.
(Fieldnotes, prosecution office)
I don’t really like the … I’m not good in writing long judgments. So being
a prosecutor fits me fine: it’s a reasonable effort for me to write and issue
indictments, kind of, and I’m the sort of person who likes the speed….
(Inga, chief prosecutor, 50+)
It is worth noting here that the selection process for a position of prosecu-
tor relies less on peer evaluation and more on standardized criteria (var-
ious tests), which may then result in there being a more diverse group of
people working as prosecutors. Today, there are more women than men
Background emotions in the legal profession 47
in the profession, and there were also some prosecutors of foreign origin
in our material. As we saw earlier in this chapter (p. 38), more of the pros-
ecutors categorize themselves as having a working-class background. The
average age of appointment of Swedish prosecutors (after approximately
three years of training) is around 30, or considerably younger than that of
the judges.
I will have a PowerPoint presentation: first I’ll show how to connect the
phone to Defendant 1 – calls to his wife, some car photos, and a film. I
want them to become convinced about that first. After that we can go
through the charges one after the other. So, first for the whole thing –
who is Defendant 1? What relationships does he have? Where does he
live? Where does his telephone “sleep” at nights? And I do all that to
make them [the judge and lay judges] convinced that this is actually
Defendant 1’s phone. Because if they don’t buy that, it doesn’t matter
what I come up with next; they first have to become convinced that it is
his phone. All that I do before noon, and then in the afternoon we’ll go
through the charges, one after the other.
(Linus, prosecutor, 40+)
Committed to justice
I like what you do [as a prosecutor]; you try to work for justice, in a way.
I think that’s the difference between prosecutors’ work and the task of
the defence lawyer, which is to protect the client, and the judge, which
is to evaluate the evidence. They don’t work for justice in the same way,
to reveal what’s right; judges just evaluate the evidence presented by
the parties. Whereas, in my opinion, we’re the only ones who can fight
for justice, for what’s right, whether the defendant has done it or hasn’t
done it. We have to objectively uncover everything. And I think that’s
beautiful, a beautiful thought.
(Agnes, prosecutor trainee, 30+)
You are prosecutor for a reason, of course, and in court you pursue
the case, but that doesn’t mean you’re always right, or that things al-
ways turn out the way you anticipate. Even prosecutors can be wrong,
or things can appear in a different light […] A prosecutor needs to have
this sensitivity, so a good prosecutor is objective and sensitive and influ-
enced by impressions; you can’t successfully pursue your case without
listening […] You should be engaged and do your homework well, but
that’s different from taking things personally.
(Ingvar, chief prosecutor, 45+)
The defence lawyers have the most important role in the justice system,
and they are often the ones who take the most shit from society and in
the news … they have an undeserved bad reputation.
(Dagur, prosecutor, 35+)
On the other hand, they could also describe their own choice of profession
as an objective antipode to that of a defence lawyer:
I think I do what’s important for society, if you think about the other
side, the defence lawyer, it’s an important task too, but it’s more like
“Well, I make lots of money” that’s their main thing. As prosecutor I
tend to think that I’m an important cog in democratic society.
(Josefin, prosecutor, 35+)
Josefin expresses the suspicion and doubt directed against defence lawyers,
discussed in the beginning of this chapter (pp. 36–37), by saying that “mak-
ing money” is their main motive. Comparing her own job as prosecutor to
the defence lawyers thus makes prosecutors stand out as objective cogs in the
machinery of democratic justice; prosecutors become inherently objective.
Background emotions in the legal profession 51
Complicated cases that highlight the taxing paradox between objectiv-
ity and commitment include those that involve violence and abuse in close
relationships, sexual abuse, and child abuse. In this kind of cases, factual
evidence tends to be weak due to the victims’ failure to report them properly
and there are frequently no or few witnesses, owing to which prosecutors
many times have to rely primarily on the trustworthiness of the victim and
the witnesses. At the same time, victims of violence and abuse in close re-
lationships, for instance, tend to have low trustworthiness in court, either
because they are children and, as such, are seen as unreliable as witnesses
(Landström et al., 2013), or because battered women are prone to regret and
withdraw the charges (Enander, 2010). There is an organizational (manage-
rial) fear that prosecutors feel too strongly about these cases: they become
too committed (to justice/truth) and are believed to lose sight of the objec-
tivity requirement (focus on facts/evidence) guiding their work. It is also well
known that these prosecutors are more prone to burnout because of high
levels of stress, frustration, and disappointment. Spending much time and
energy in investigations only to conclude in the end that there is not enough
evidence to pursue the case is very common among these prosecutors (Törn-
qvist, 2017). As a prosecutor of child abuse cases, Ursula (30+) explained,
child abuse prosecutors – contrary to other prosecutors – spend a lot of
time assisting the police interrogations with the children in the investigation
phase. Due to this, and to the fact that most of the investigations are closed
down, child abuse prosecutors “go to court less frequently than the others”
(Ursula, prosecutor, 30+), making the work with these cases less varied and
rewarding.
Closing down an investigation of abuse in a close relationship actual-
izes the gap between justice as being “what’s right” and “the truth”, on the
one hand, and justice in the legal sense (that which can be proven), on the
other hand, giving rise to ambiguous emotions regarding the meaningful-
ness of being a prosecutor (Törnqvist, 2017). One way to solve this potential
emotional dissonance is to embrace the division between truth and justice.
Thereby, prosecutors can maintain their belief that a person is guilty in a
moral sense, while taking some comfort in the feeling that they follow the
objectivity ideal and act professionally when deciding to close down the in-
vestigation. Moreover, as Chapter 3 in this book shows more in depth, the
structure and organization of prosecutors’ work tasks contribute to the abil-
ity to both be committed and quickly let go, moving on to the next investiga-
tion. Prosecutor trainee Clare describes discovering this:
Someone said the most important thing to know here is how to be able
to let go of things. And I suppose when you’re doing 20 different things
simultaneously … you must be able to work with them in parallel and
you can’t be afraid of letting go of some of them…. So, if you can’t let go
of things that way, you can’t do this job.
(Clare, prosecutor trainee, 20+)
52 Background emotions in the legal profession
A large part of the emotional burden of prosecutors then arises from having
to deal with the potential disbelief and outrage of the lay people involved.
They need to explain to the latter that the decision not to pursue the case
further is only because of judicial circumstances, not any moral judgement
concerning the perpetrator, the victim, or the crime itself. The incompati-
bility in practice of the combination of commitment and positivist objec-
tivity embedded in the prosecutor’s in-between position as a “translator”,
the paradoxical upholding of opposite stances emotionally and cognitively,
was nicely captured by Karl (chief prosecutor, 50+): “You should be em-
pathic. You should have a certain amount of callousness. You can’t be too
empathic. Or you should be empathic but still … callous”.
This is – it must be one of the toughest legal professions, as I see it, given
our independent position. We drive investigations, we decide about
prosecution, we go to court, and we are entirely independent, eh, we are
surveilled, we have results to achieve for the boss, we’ve got to be quick
and so on; the mass media, the victims, the courts are onto us, and the
lawyers. I mean it is difficult to imagine a tougher job, actually.
(Karl, chief prosecutor, 50+)
Background emotions in the legal profession 53
This excerpt contains two seemingly contradictory statements (on the one
hand, prosecutors are ‘independent’, and, on the other hand, they are ‘sur-
veilled’) separated only by a sign of hesitation (‘eh’), illustrating the way that
prosecutorial independence is paradoxically shaped in response to control
and critique. Autonomy for judges means to remain immaculate in one’s
judging and thus protected from contamination by messy reality, while inde-
pendence for prosecutors means developing a protective shield while remain-
ing embedded in the messiness of reality. Independence then assumes, first,
an ability to deal with guilt feelings that stem from demanding things from
people without promising anything in return. That is to say that prosecutors
demand from the police to provide material and witness reports, and from
victims and witnesses that they perform their part, while all these efforts
may also lead nowhere in the end. Second, in relation to their peers (defence
lawyers), independence, for prosecutors, means having to deal with feelings
of resentment and humiliation as part of the antagonistic court interaction.
In relation to judges, prosecutors’ independence means having to deal with
humiliation and frustration arising from the judges’ structurally superior
position and power (see also Chapter 5). “Dealing with it” in all these arenas
and interactions amounts to an effort to balance one’s commitment and de-
tachment, to keep being committed to the pursuit of justice, while all the time
prepared to “letting go” and to be able to withstand critique and ridicule.
Given the high workload and fast pace of work characterizing the pros-
ecutors’ profession, emerging connotations of the core value of independ-
ence are also flexibility, improvised problem solving, and having a good ball
sense. Indeed, various metaphors from ball games were frequently used by
the prosecutors: dealing with suddenly emerging issues, for instance, was
called “taking it on the volley”, while the situation where one pursued sev-
eral cases at once was described as “having many balls in the air”, and stay-
ing focused “keeping your eyes on the ball”. Ball games and prosecution
may indeed not be very far apart, as illustrated by Peter in the below quote,
talking about how his experience as a soccer referee got him the job as a
prosecutor:
“But”, says Prosecutor 1, “at the same time it’s the most enjoyable job
in the world”, with Prosecutor 2 agreeing and saying that there is a very
tolerant and collegial atmosphere at the office, with everyone helping
and supporting one another. “We’re a team”, Prosecutor 2 agrees and
clarifies that he means the entire prosecution office. Prosecutor 1 adds
that since the work pace is so fast, people in the office have to constantly
ask one another for help, because it takes too much time if you check
everything on your own.
(Fieldnotes, prosecution office)
Conclusion
This chapter has analysed key dimensions of the tacit everyday background
emotional processes and emotion management strategies of legal profes-
sionals. This was done by looking at the specific features and conditions that
distinguish the judges’ and prosecutors’ profession, respectively, beginning
with the shame/pride moment at the end of the court clerk period. Based
on acceptance to do clerk service – which requires excellent grades from
law school – and the emotive-cognitive boundary drawn towards defence
lawyers, excellence and professional pride in the independent pursuit of ob-
jective justice were shown to be some of the key elements of the emotive-
cognitive judicial frame shared by the two professions. Yet, these elements
were elaborated differently in practice, given the different organizational
contexts and work tasks distinctive of the two professions.
Judges typically enjoy the highest status among all legal professions, with
inclusion into the judges’ rank functioning a sign of recognition fuelling
judges’ professional pride. Several of the prosecutors in this study had at
some point realized having the wrong ‘personality type’ to pursue a career
as a judge, but developed a strong sense of pride in their purifying, translat-
ing, and mediating function – a function on which the judges, paradoxically,
depend for their performance of autonomy. In the context of the judge’s
profession, independent pursuit of justice is given by autonomy, and the
meaning of autonomy is connected to the positivist objectivity ideal, the
ability to stand free to assume a God’s eye perspective. The habituation and
performance of autonomy by the judges thereby becomes central for the le-
gitimacy of the legal system as a whole and judges come to proudly embody
that system.
56 Background emotions in the legal profession
In contrast, prosecutors were exposed to critique and pressure from all
directions, due to their mediating position. Compared to judges they are
immersed in fuzzy reality, with the task to purify reality by way of legal
encoding. To prosecutors, independence is accentuated to enable them to
withstand the work load, the fast pace, the loneliness, and the constant at-
tacks on their professional self. Towards that end, they also relied on their
strong sense of solidarity with other prosecutors and the relatively high de-
gree of tolerance among themselves for collegial mistakes (cf. Asforth and
Kreiner, 1999). In contrast to judges, independence for prosecutors also
meant navigating a double consciousness, encompassing an imperative for
both positivist objectivity and committed truth-seeking. They took great
pride in this flexible capacity to move between the two opposite stances.
The division of labour between the prosecutor and the judge is vital for the
emotive-cognitive judicial frame’s systematic silencing of emotions, and
thus, for sustaining the core ideal of positivist objectivity.
The way the emotive-cognitive frame and its feeling rules orient legal pro-
fessionals’ work can be elaborated using Elias’s concept of ‘group charisma’
(1994). The term refers to the sense of comfort, pride, and security one re-
ceives from membership in a powerful, high-status group and the way this
comfort is transformed into values of purity and superiority.
There is a macho culture in the prosecution office entailing that you should
wade through [the horrors] unaffected.
(Göran, prosecutor, 35+)
The staff manager says that it’s difficult to get judges to speak about them-
selves or their emotions and feelings in the staff development meetings. The
elitist mentality of legal education inculcates a notion that you should be
tough and not break down under pressure, something that marks the judges
throughout their career. So you don’t notice if a judge is not feeling well, as
they keep walking around carrying their load until they crash.
(Fieldnotes, court)
W
e saw in the previous chapter that the group charisma of judg-
ing and prosecuting requires ‘submission to hardships’ proving
the individual’s worth as part of a ‘uniquely valuable’ group. The
quotes and excerpt above refer to some aspects of these hardships at dif-
ferent levels of the organization, at the prosecution office and the court.
Chief prosecutor Nadja asserts that withstanding the hardships is an indi-
vidual quality, continuing that the management at the prosecution office
have almost to force the employees to let go and go home. Prosecutor Göran
states that the macho culture of prosecution entails that one should “wade
through the horrors” unaffected. And a resignated staff manager at one
of the courts complain that having staff development meetings with judges
renders nothing; judges will not talk about themselves and they certainly
will not reveal any problems until they crash under the weight of them.
DOI: 10.4324/9781315306759-3
Organizational emotion management 59
In this chapter, we discuss how organizational structures embed emotions
and emotion management techniques. This embedding is done by directly
addressing emotion at the structural level, as when fear is addressed by or-
ganizational security measures, or indirectly, as when increased workload
and time pressure contribute to increased emotional distance and detach-
ment. As we will see, the idea of the practice of law as unemotional has im-
plications for how courts and prosecution offices manage actual emotional
outcomes.
We will start with the obvious emotional process associated with or-
ganizations: time as an organizing principle operationalized through high
workloads, generating loss of time for the judges and lack of time for the
prosecutors. We then continue to examine the one emotion that is explic-
itly dealt with through organization, fear, via organizational security work.
This is to say that formal management of fear is mostly prevalent in relation
to security, generally dealt with but not felt. This brings us to the notion of
‘teflon culture’, in which structurally embedded presumptions entail that
emotions are not supposed to ‘stick’ to either judges or prosecutors. De-
briefing exists but is seldom used: being a professional implies an ability to
manage emotions, making the need for debriefing unprofessional. The end
of the chapter demonstrates how teflon culture leads to informal collegial
emotion management strategies, raising the question of individual coping
strategies when faced with particular emotionally challenging cases.
Everything moves so fast in the courts today, too fast, so the judge’s
capacity to really get into [the case]…. Keeping budget balances is more
important than writing good judgments. I think it’s a pity, because law-
yers used to say that it’s so good when they get a written judgment with
properly argued reasons, because they can use those arguments when
talking to their client and deciding whether to appeal or not, helping the
client to understand why he was sentenced.
(Ruth, chief judge, 65+)
Especially now that everything is done so fast you don’t have time to
[feel], because as soon as you’re done with the mutilated body, someone
has committed a tax offence and you have to rule on that and then that
other thing is pushed aside. You see, if you have five trials in a day,
when you’re done with the last one you can’t remember the first without
checking your notes.
(Folke, judge, 60+)
As suggested in this quote, while memory and emotion are closely entwined,
a constant shift of focus prompts forgetting, and thus detachment. In other
words, the high workload can be considered an implicit organization-induced
emotion management tool to uphold some values inherent to the emotive-
cognitive judicial frame, such as detachment and objectivity.
The quote highlights the fact that time pressure in prosecution is not experi-
enced merely as something negative. It can also be exciting, something that
one can even “miss” as a former prosecutor. As we have seen, prosecutors
often position themselves as more of action lovers than judges.
The intermediary position, the exposure to critique, and the extreme
speed and workload of prosecutors’ work situation contribute to a strong
team spirit and make prosecutors less prone than judges to be ashamed of
individual colleagues’ mistakes. Too many decisions have to be taken, on
the spot and without a minute to contemplate, entailing that no individual
prosecutor can feel safe beyond reproach. But the ability to take all these
quick decisions, knowing that some of them may indeed be mistakes or sim-
ply wrong, requires emotion management to keep anxiety and remorse at
bay. The effort to learn to trust the people that one depends on to be able
to work effectively as a prosecutor is captured by prosecutor Saga, who was
formerly a judge:
[As a prosecutor] you need to deal with many things going on around
you, all the time, and you must have the courage to make quick decisions
based on rather sparse information. You can’t ponder on things forever
and ever. And that’s one difference from being a judge. [---] You must
learn to trust people around you. I mean, primarily your colleagues and
the police whom you work with. I still sit and read investigation proto-
cols and double check everything, which means I am overloaded with
work. But you can’t work like that. I haven’t got rid of this need to stay
in control yet.
(Saga, prosecutor, 35+)
I don’t know if it’s a generally used notion, but here at this office we talk
about night-shift anxiety: it’s the feeling you get after you’re done with
your night shift that – I mean, it’s a joke, but still – “what the heck did I
just decide about? All these cases and these people that I spoke to…” [---]
It’s not just that it may turn out that you’ve done something wrong….
I mean, you learn early on that the one thing you must not get wrong is
the coercive measures, when we use that power over people, of course.
But otherwise, I think, you get a lot of understanding when you’re on
night duty; your colleagues know what it’s like to be sitting there.
(Lara, prosecutor, 30+)
The anxiety at the amount of decisions needing to be made and the speed
at which they are taken during night shifts are balanced with Lara’s sense
of assurance and comfort in knowing that there are colleagues who under-
stand what it is like. When shadowed during a night shift, Lara lingered
about at the office in the morning, speaking to colleagues about the night
and orally communicating her decisions to them. This was kindly received
by the colleagues, who, however, also commented that if they were Lara,
they would rush out of office at eight o’clock sharp to go home and get
some sleep. On this, Lara commented that she had a habit of staying on for
a little longer so as to be able to reflect on her night and get some positive
feedback for her decisions; for her, this was a way to manage her “night-
shift anxiety”.
Whether implicit or not, time pressure as an organizational tool to man-
age commitment and detachment was ambivalent for both judges and pros-
ecutors because it gave rise to insecurity. For judges, this insecurity was
about demeanour and reflection, and respect for the people coming to court
no matter the pettiness of the crime. For prosecutors, insecurity was pri-
marily associated with the speedy decisions, and the risk of getting them
wrong. The dimension of “getting into the case” mentioned by the judges,
of getting a feel for the case at hand, was also important to prosecutors,
but this happened as a more or less unavoidable part of the investigations.
They struggled, rather, to keep emotional distance to the reality of suffer-
ing, which is present in their work as purifiers (see, e.g., Chapter 2).
In the next section, we will look at the organizational approaches to secu-
rity and the way that organizational security measures relate to fear. Such
measures evoke, dampen, and direct fear at the workplace and thus also
function as implicit organizational emotion management shaping the differ-
ent emotional profiles of judges and prosecutors.
64 Organizational emotion management
Fear and organizational security work
Fear is an emotion that alerts the subject to danger. When danger is a possi-
bility in the future, fear serves to fuel and orient action to avert the danger
(Barbalet, 1998). In this sense, fear propels a cognitive assessment of one’s
potential vulnerabilities and can be a background as well as a foreground
emotion (Kleres and Wettergren, 2017). Yet, taking measures to avoid dan-
gers may also create or worsen fear, by increasing the focus on risk. In this
way, fear is both silenced and evoked by the organization, through organi-
zational attention to security.
In 2012, when we first began frequenting the courts, we were impressed by
the fact that we could simply walk in and take a seat at any ongoing trial, for as
long as it suited us. This openness spoke of an almost naïve emotional regime
of downwards trust. As related in Chapter 1, Sweden has high generalized trust
in state institutions (Rothstein and Stolle, 2008), and this generalized trust pre-
supposes mutuality, meaning that institutional transparency and openness sig-
nal the trust of power in its citizens. This is important to keep in mind when we
discuss the courts’ apparent reluctance to think in terms of security.
Court fears
As we later found out, there had been ongoing discussions and concerns
about security following incidents in Swedish courts in the 2000s. In 2012,
Figure 3.1 C
ourt house of Lund, Sweden. Photo: Stina Bergman Blix.
Organizational emotion management 65
starting with a government initiative that secured money to improve the
courts’ security, larger courts began to introduce rigorous security checks
at public entrances: security guards, and bag and body scanners. It is worth
mentioning that while district courts tested and, in some cases, have sub-
sequently implemented security checks at the public entrances, appellate
courts have been lagging behind, remaining without any visible security
measures. This is also the case with smaller district courts, as evidenced
by our data:
There is one security guard but he is out sick again. There is thus no
security control. The windows of the courtroom at the ground level that
reach down close to the ground have ordinary two-glass panes. In the
morning, a court clerk opens one of them wide open to let in some fresh
air and then she leaves the room.
(Fieldnotes, court)
Judge Margareta describes a trial she once had in which the parties
were so angry at each other that, to be able to drown out their voices
and break the argument, she had to shout louder than they. She wasn’t
angry, but she shouted angrily to interrupt them. She repeats this and it
appears to have been a very uncomfortable situation to her. She says that
in that kind of cases she feels the enormous responsibility that comes
Organizational emotion management 67
with being a judge: “I was responsible for the clerk, for the lay judges,
for everyone’s safety!” She had pushed the alarm button but that doesn’t
help much since it takes time before the security arrives so she had to
do something to stop them shouting. […] All three judges agree that it is
a good thing with the security control now in place at the courthouse.
(Fieldnotes, court)
Judge Johanna enters the lunchroom, her face pale. She says she just
came from a situation that made her all shaky. It was a civil case hearing
in which one of the parties was a war refugee with scars all over his face.
Johanna asked several times about his plea to the charges and then he
began telling his whole story, whereupon she interrupted him and said:
“You may tell your story later, but now I just want to hear your plea.”
And at that moment she felt that she “lost him”. He became upset, and
she felt that he might attack her. She became afraid, but it was only
afterwards that she understood how afraid she had been. When leaving
the courtroom, she was shaking.
(Fieldnotes, court)
In this excerpt, Johanna joins the group, coming from a hearing where she her-
self had experienced fear whose bodily effects are still present – she is shaky
and pale. As the discussion continued, however, she shifted from expressing
fear of the actual threat to a fear of not living up to high standards. Johanna’s
tangible fear opened up for situational intimacy between the three judges sit-
ting in the lunchroom, and Johanna eventually turned her focus on her role in
the incident, saying that “she knows exactly what she did wrong, but it is hard
to talk with colleagues about it as [judges] don’t want to admit mistakes”.
Her mistake was to push the defendant to tell his plea to the charges. At this,
judge Margareta remarked that she herself tries to be careful not to push the
defendant, and instead let go of the issue, and then ask again later.
As we can see, Johanna’s fear story is remodelled into a story about inad-
equacy revealing the underlying assumption that a competent professional
68 Organizational emotion management
demeanour could have prevented the situation. The remodelling that we see
exemplified here was aimed to maintain the autonomy and distance of judges:
a judge should be able to navigate around becoming emotionally involved in
interactions with people in court. This ability is reflected in Margareta’s tell-
ing about her strategy to let the person be and then return later to the subject.
While there is a similar reluctance to cede any ground to fear among pros-
ecutors, their actual physical situation looks quite different. Judges are more
or less physically separated from the public, while prosecutors normally en-
ter the courtroom through the same door as the defendant, the victim, the
witnesses, and the general public. In all courts, however, prosecutors have a
separate space for them to withdraw into during breaks, but, as a rule, to get
there they need to walk through the public area. As they are more exposed,
it is perhaps not surprising that prosecutors are much more aware of risks
when moving about in court.
Prosecution fears
There are various ways for prosecutors to approach the lay people in court,
but a common strategy encouraged by the prosecution authority is to greet
and shake hands with not only the victim but also the defendant if the latter
is present in the waiting hall before the trial begins. This is generally consid-
ered a good way to signal to the defendant that the prosecution is not ‘per-
sonal’. Yet, it remains a fact that the prosecutors’ free movement among the
parties in the court can also be a risk. There were several stories of glances,
shouts, and insults received from lay people. In the following quote, Dagur
recalls being once provoked by “street kids”:
Prosecutor Dagur: I’ve had such … small incidents…. I was never threat-
ened or anything, but I do remember a youth criminal case once where
there were these cocky kids from the suburb of [suburb name].
Researcher: In the audience?
Dagur: Yes, and I was hard on their friends [the defendants]. I was pretty
hard, and [laughs:] since I had twisted my ankle the previous day, I was
also limping around pretty badly. […] So I’m limping, right, and these
guys of course see that. And they sit there … you know, laughing a bit
and messing around and looking at me in a funny way. And then, on our
way out they – because I don’t want to yield and let them go first, I go,
like, “I’m walking here and I’m not going to back down and give way to
them” – you know. So they group up around me on our way out, and I
feel how someone [stamps down hard on my foot].
Researcher: Ouch!
Dagur: And right on that injured foot of mine [laughs]! And they laugh and
I can’t see who it is, but I don’t make a sound, I just keep walking. […] I
felt quite small there, a bit vulnerable.
(Dagur, prosecutor, 35+)
Organizational emotion management 69
In this quote, we see Dagur, while assuring that he never felt directly threatened,
having no difficulty recounting a story about how his authority was challenged
and he himself literally hurt by “kids”. He admits having felt “small and vul-
nerable” in the situation, but nevertheless, looking back at the event, he rather
represents it as a funny story. We also see the institutional confidence men-
tioned earlier in the discussion of judges, that is, the refusal to cede any ground
to fears or become influenced by threats, as a representative of the rule of law
(“I don’t want to yield”). While judges can do this in their relatively protected
position behind the bar, prosecutors must maintain their facade even when lit-
erally caught in a situation of potential danger. A similar account was given by
prosecutor Klara (35+), who had been threatened by an accused person:
Prosecutor Klara says that in a trial she was involved in, a police witness
was threatened by the accused, so he asked for police escort when leav-
ing the court. As the accused was angry with her, too, she just did not go
to her usual place to pick up lunch. “Imagine that: the police officer was
so affected that he asked for protection!” She seems to find that strange.
She says the threats were rather vague, both the one directed at her and
the one aimed at the police witness, but the accused is known to carry
weapons and to have a short fuse. But “you can adapt, right – like now
when I knew he would be going my way, so I chose to pick up lunch in
a different place. Before, I used to insist on going wherever I wanted,
but now that I have children I don’t do that anymore”. She says that the
accused anyhow doesn’t know that she changed plans because of him.
(Fieldnotes, prosecution office)
In this excerpt, we see how Klara appears to be puzzled by the fear shown by
the police officer. She rejects the feeling on her own part through othering;
her “adaptation” is warranted because of her children. She also defends her
adaption by saying that the accused does not know that she avoided him
because of his threats. Along the same lines, also prosecutor Dagur above
shifted away from reasoning about his personal vulnerability in the situa-
tion described, to the question of respect for the legal system, or “society”,
as a whole. He thus stepped up to defend his institution and let out emotions
of indignation and worry on behalf of society at large – a form of othering
turning personal concerns into professional worries:
It’s a bit worrying this disrespect. […] You need to have some respect for
society, in a way. […] They crossed the line! I’m an adult and they’re just
kids. I would have never, ever dared to do that myself at that age. And it
shows that they lack boundaries, which is dangerous. If you can do this
sort of thing, you’re capable of lots of other things as well. And these
group dynamics: they sit there and incite one another. That’s damn un-
pleasant. Not to me personally, but more as a social phenomenon.
(Dagur, prosecutor, 35+)
70 Organizational emotion management
This shift from personal (private) to professional fear indicates how the emo-
tion work that goes into balancing the line between personal fear and the pro-
fessional self-assured appearance is more foregrounded for prosecutors than
for judges. Professional security signals belief in the general legitimacy of the
legal system, while fear would cast doubt on the authority of that system. As
representatives of the state in court, prosecutors frequently find themselves
targets of defendants’ resentment, and thus they need to actively negotiate
the emotions associated with their position and its vulnerability. The ques-
tion about fear is therefore not as remote to them as it may be to judges.
The generally increased attention to the risks involved in prosecutors’
work comes in the aftermath of incidents occurring in Sweden over the past
decade, incidents in which prosecutors have been severely threatened. While
only a few of these incidents have been given media coverage, they are com-
mon enough to be represented in our material. In the quote below, chief pros-
ecutor Agata gives a long account of fear. It starts out as a general reflection:
I have felt fear sometimes when I have been threatened; then I’ve been
scared. […] But I’ve felt that it was difficult, like – in the actual moment
it was hard to connect to fear, but then afterwards, when thinking about
it, what I felt was indeed fear, fear of – I mean fear in the sense that you
can’t sleep at night, you notice every sound, of a newspaper dropping
into the mailbox, and you wake up. […] Fear of what? For your own
safety, but above all for your kids’ safety.
(Agata, chief prosecutor, 45+)
Here Agata speaks of backgrounded fear: she realizes that it is fear she feels
when thinking back on past incidents, trying to figure out the reason for her
waking up to, for instance, the sound of the morning paper being delivered.
The assessment of fear comes afterwards “when thinking about it”. Subse-
quently continuing her account, Agata clarifies that “it has happened maybe
four or five times that I was actually scared”, and gives a vivid example of
foreground fear. In the quote below, she also describes the security measures
surrounding high-risk cases: there is always at least two prosecutors in such
cases, and, in Agata’s example, they were assigned bodyguards and had to
sleep in a hotel:
The police evaluate the threat and the potential for violence, but of
course sometimes you feel that you look over your shoulder a lot. And
at one particular time I, in fact, felt that kind of fear. We were two pros-
ecutors in that trial, and there was this security information that the
two of us would be shot, so we had moved away from home and lived in
a hotel, with bodyguards driving us back and forth. […] That’s how we
then went to and from the court, because we were in the middle of this
trial, and then this person came in…. It was in a high-security court-
room, and so there was security control as well, but this person…. I was
Organizational emotion management 71
the second prosecutor so I was just watching. Then suddenly this person
in the audience raises something in the air, but I can’t see what it is, I
can only see that it’s an object of some kind…. I got even physically
scared, the way you get when you get into these dangerous traffic situ-
ations. [---] Well, you knew that there was security control but…. I was
so damn scared…. That was really difficult and my son was very small
then. Makes you really think about your career choice.
(Agata, chief prosecutor, 45+)
Jakob in this quote speaks of how the advice of the security department
forces him to negotiate his emotional response (fear) to the organization’s
heightened risk awareness. He does not yield to fear and yet he does (decid-
ing not to bike to or from work at the same hour every day), and in the end,
he decides to simply accept the risk, rather than to live in fear.
Emotive-cognitively, prosecutors positioned themselves moderately
in relation to the precautionary measures they were advised to take, be-
cause this positioning itself was about fear management: fearful action
may evoke fear. This fear management kept their professional dignity and
belief in a just world reasonably stable, yet they did not embrace the stud-
ied naivety that judges sometimes show. As mediators, translators, and
purifiers, prosecutors have good reasons to feel exposed to risk. In the
courts, prosecutors’ risk awareness clashes with that of the judges, as seen
particularly in (small) courts where security arrangements remain all but
non-existing. Prosecutor Wenche (35+) compared the small and the big
courts she used to work at, wishing that the small court would develop
its sense of security, but concluding that “it’s not going to happen until
someone gets stabbed or something, so it feels. […] They are rather naive
about security”.
The way new district court houses are built mirrors an increased concern
for security also in the courts, however. Typically, they are built so that the
justices never have to enter the public area, with more secluded rooms for
prosecutors, and high-security entrances for defendants in custody. New
courts, furthermore, may have at least one high-security courtroom that
keeps the audience seated behind a bulletproof glass. Interestingly, while
this arrangement may improve the feeling of safety of all those in the court-
room, it makes the spectators feel potentially excluded and exposed to the
very threat the court wishes to exclude. Contrasting the openness when we
initialized our court project, the public now finds themselves subjected to
security checks by uniformed guards when entering the courts. By position-
ing citizens as ‘suspects’ until it is proven that they carry nothing dangerous,
downwards trust is becoming conditional.
Security alertness is thus a double-edged sword: it both orientates focus
towards potential threats and thereby foregrounds fear and emotion man-
agement to contain fear. Yet, it is seen as necessary in a world where it no
longer seems wise to take the existence of ‘respect’ for justice and mutual
trust between the legal system and the citizens for granted. Denial of fear
Organizational emotion management 73
is a way to assert legitimate authority and it is implicit in the self-image of
objective law. When the organization moves in to increase security, it inevi-
tably weakens this institutional self-confidence.
Well, the issue has never been raised to me, but in a way [sighs] it comes
with the territory: if you’re not able to handle all kinds of trials, why
choose this profession, right? If someone said, “I’ve got some experi-
ences of [rape] myself, and I don’t want these kinds of cases as they bring
so many memories and emotions”, then I would of course respect that,
but, generally, judges cannot choose only to do civil cases or business
law, so….
(Arni, chief judge, 55+)
74 Organizational emotion management
Even if Arni says that he would accept personal experiences of one’s own as
an excuse, it is clear from his reasoning that he would not recommend such
a person for the judge’s profession. Although it seems perfectly reasonable
that all judges should be able to work with all kinds of cases, the implication
is that “taking all kinds of trials” should not be emotionally difficult.
As with any workplace in Sweden, the courts provide their employees
formal access to free occupational healthcare services including free ses-
sions with a therapist. According to our interviewees, this possibility, how-
ever, was never made use of; even the idea of doing so was so remote that
some interviewees did not even mention the possibility or did not know
how to make use of this right. Occupational healthcare relies on individual
initiative, and taking such an initiative would make colleagues suspect one
of suffering burnout, the symptom of one’s ultimate failure to endure one’s
workload and withstand pressure in general. Participation in formal de-
briefings arranged upon the initiative of one’s organizational leadership –
something that had not been done in any of the courts we studied – would,
apparently, also give rise to such suspicions. In one of the few cases where
debriefing had been arranged for by a judge following a particularly tax-
ing court case, the judge found that the lay judges had gossiped about her.
Resenting the gossip, the judge described the long hours of listening to
different victims’ descriptions of the same torture-like incidents over and
over again:
JUDGE Monika: There was this lay judge going around saying that I had
asked for debriefing. But, I mean, I did that due to this trial we had that
lasted for two weeks with eight victims telling basically the exact same
story over and over again. You got like brainwashed by them. So I asked
the staff administrator [about debriefing]….
Researcher: Right. That’s the person you should turn to?
Monika: Well, I turned to anyhow; I have no idea, I guess she can talk to
[the chief judge] later. But, I mean, the debriefing was on behalf of the
lay judges and the court clerk. I mean, as a judge [sarcastic tone] you’re
not supposed to have any feelings.
Researcher: But you’re human just like them.
Monika: Yes, but that’s the culture.
Researcher: Yes … but would you be able to speak to someone?
Monika: I don’t know.
Researcher: You arranged debriefing only for them?
Monika: Yes.
Researcher: OK. And you yourself never spoke to anyone?
Monika: No.
Researcher: If you’d want to, is there any sort of debriefing….
Monika: No.
Researcher: Because, I mean, as you said, you’ve had murders and child
pornography and … do you talk about it?
Organizational emotion management 75
Monika: Yes, you talk a lot, with your colleagues, you do. And I’ve said
many times during coffee breaks that this particular case took a heavy
toll on me. It was, I did say that, probably the nastiest case I’ve had.
(Monika, judge, 45+)
The quote is telling in the way it both rejects and reproduces the teflon
culture. It begins with expressing a sense of discomfort about lay judges’
speaking of her, explaining that she raised the issue of debriefing not for her
own sake, but for the lay judges and the court clerk at the trial in question.
Monika’s description here represents a variation of the technique of other-
ing, of speaking up on someone else’s behalf. She then admits not knowing
whom to turn to, because she has never asked for debriefing before. Then
follows a sarcastic rejection of her own presumed need to talk, “as a judge
you’re not supposed to have any feelings”. She does not know if she even
could talk with someone even if she wanted to, and the short answer she
gives reveals her unfamiliarity with talking about these issues. At the end
of the quote, she, however, tells that she did talk to her colleagues, indeed
stating that the particular case in question was the nastiest she had ever
had. Her actual ‘talk’ with her colleagues is nevertheless presented as mere
chatter during a coffee break, an example of the collegial emotion manage-
ment that can be labelled ‘ventriloquism’ (see Bloch, 2016). We will return
to this subject later. In summary, while Monika partly distances herself
from the ideal of the emotionless judge, she still subscribes to it as a profes-
sional requirement.
I felt so ashamed for feeling such a relief. I mean, I argue [with victims
and witnesses] all the time, saying “you have to turn up, because it’s
really important”. In the end, you do the “what kind of society do you
want to live in” appeal; “should we let the bad guys” and so forth. You
76 Organizational emotion management
know, these high flying ideals. And I felt ashamed for feeling so damn
relieved about my not needing to then go myself.
(Hildur, prosecutor, 45+)
As we can see from Hildur’s account above, her ability not to let her fear
stick, even when she failed this time, was linked to living up to the moral
expectation of preserving the legal system in practice. If judges’ adherence
to the teflon culture originates in the intellectual ideal of being overachiev-
ers, prosecutors’ more practice-oriented ideal has to do with living up to the
high moral standards of the system that they spend their days defending.
Their closeness to the messy reality of crime and criminal narratives, com-
bined with the objectivity demand on them, can make prosecutors uncer-
tain of their moral right to feel affected by the tragedies they face in court.
Prosecutor Lisa (25+) who had a case of repeated domestic abuse of a
woman, involving also children caught in the middle, confessed feeling guilty
for emotionally taking sides, empathically “tuning in” with the victim: “After
sitting with this case for three days, it breaks my heart a little. I guess I’m not
supposed to feel that, but I do anyway” (Fieldnotes, prosecution office). The
prosecutor felt this way even as she represented the accusing party in court.
The need to continuously heed evidence in both directions makes empathic
involvement with the victim a tricky business: if, during the trial, evidence
emerges that is in the defence’s favour, the prosecutor needs to take it into
account and thus be prepared to question the victim as to the account she or
he has provided, in effect questioning also the prosecutor’s own feelings of
compassion with the victim. Feeling with any layperson can jeopardize an
objective and professional practice (see also Bandes, 2006). Confessions of
feeling with a victim or a case thus often turned up only when we talked to
prosecutors alone, without any of their colleagues present.
Given their intermediary position, it might be that prosecutors are more
strongly than judges subjected to the requirements of the teflon culture. But
this fact also makes them more reflexive regarding how they manage their
emotions when involved in a difficult case. They are also more open to the
possibility of formal debriefing. In their work, prosecutors meet other pro-
fessionals, such as social workers, for whom debriefing has become a stand-
ard procedure. Prosecutor Henrik below pinpoints the in-between position
of prosecutors and the difference regarding their view on emotion manage-
ment as compared to social workers:
In my view, it’s really strange that debriefing is not part of our culture
in any way. Two different cultures meet here […] and ours is a different
world where you are expected to handle your own emotions. When you
work with social workers, it’s absolutely natural to have debriefings, to
not have that would be like “What! This workplace is sick, something
must be wrong with the management” – right?
(Henrik, prosecutor, 45+)
Organizational emotion management 77
The judges in our data never compared their work to that of other profes-
sions, while the prosecutors who brought up the importance of emotional
reflection did. The same way as the judges, the prosecutors usually used
othering to exemplify the difficulties in managing emotional hardships:
At the office where I worked before it was normal that people at least
sometimes sat in their offices crying. […] In particular people who
worked with emotionally demanding cases, like people with children
investigating child abuse cases as if these cases came on an assembly
line. There is a macho culture in the prosecution office entailing that
you should wade through [the horrors] unaffected. I’ve never been in
that situation myself … and I’ve never been in a situation where I was
sitting in my room, crying, I don’t think I am that type of a person.
(Göran, prosecutor, 35+)
The prosecution authority has got debriefers, but they’re not used and
they’re entirely invisible; no one ever asked me, “Do you need to talk
about this?” […] And I was wondering if it’s me who doesn’t dare to
show that I’m affected, but I contest that; I’ve raised the issue that I feel
it’s difficult now. I’ve got nothing in response though. So I wish it could
saturate the prosecutors’ training more so it wouldn’t scare young pros-
ecutors away if they feel bad, instead showing what to do with it when
78 Organizational emotion management
you do feel bad and how to prevent such situations from developing in
the first place. But there’s no such change, as far as I can see.
(August, prosecutor, 35+)
Nadja has had a lot of experience of tough cases herself and knows what it
is like to “feel completely empty”. In this quote, she describes how she alle-
viated the responsibility on the individual prosecutor to take the initiative
to talk, but meets resistance (“I don’t need it”). The management can imple-
ment strategies for promoting reflection, but the teflon culture is deeply built
into the emotive-cognitive judicial frame’s construction of professionalism.
As we have seen, the teflon culture in many ways prevents reflection about
emotions and emotion management strategies. How do judges and prose-
cutors, then, reflect about and manage emotional strain? Starting with the
judges, we will see how emotion management as an individual responsibility
goes hand in hand with the judges’ quest for autonomy.
Mikael here stresses the importance of autonomy for the rule of law, and al-
though he noticeably struggles to articulate a hitherto unarticulated stance,
he puts legal autonomy in opposition to collective emotion management,
or the identification of joint emotion management strategies. Later on dur-
ing his interview, Mikael developed these reflections further, proposing
that since talking to other judges might influence one’s decision-making, it
would be better to talk individually with a professional therapist, as a way of
separating out the emotional aspects from the legal aspects. Independence,
here articulated as autonomy, is depicted as fragile and easily swayed in a
collective setting when the focus shifts from (hard) legal reasoning to ‘soft
skills’, including emotion management. It seems as if the expression and
sharing of emotions, not the feeling of them itself, is what presents a threat
to the rule of law. Not talking about emotions would then safeguard against
emotionally influenced decisions and reproduce trust in the legal system. By
this logic, individualization of emotion management can be understood as a
fundamental professional sacrifice. Nevertheless, judges also did talk about
emotions with trusted colleagues in the backstage areas of the court:
How many times have we gone from a hearing straight to some col-
league, stamping our feet on the floor and saying, “What a god-awful
hearing I just had, he was so stupid!” I think those kinds of emotions are
pretty common, as is going backstage to talk about them.
(Asta, judge, 60+)
80 Organizational emotion management
In this quote, judge Asta talks about instant emotion ventilation, about
“stamping our feet”, to relieve tension after a difficult hearing. In our study,
female judges referred to collegial emotion ventilation more often than their
male colleagues, but when asked about gruesome cases and unsuccessful
emotion management, judges more generally described having “dealt with
it alone”. In one case involving child pornography, the judge was completely
unprepared for his own strong emotional reaction:
I couldn’t handle it; I had to take a break. It was the most repulsive shit
I have ever – just horrific. And that poor court-clerk young woman. I
bought her a [laughs], a six-pack of beer and told her, “Go drink this fast.”
(Erik, judge, 50+)
Erik excused himself for sending the young clerk home with alcohol by say-
ing “There was nothing else I could do”. It is interesting to note here that
apart from Monika earlier (page 74), Erik was the only judge in our study to
mention any clerks and their need for emotional assistance in cases the judges
themselves found too gruesome to handle. Taking a break or repressing emo-
tions in some other way could be momentarily successful for the purpose,
but ‘flashes’ of ‘images’ could occur, as could lingering physical discomfort:
It was this child pornography case I had, it’s been a while now, but I
suffered from these pictures that kept popping up in my head for six
months afterwards. I felt really bad. And some awful rape cases: I had
one when I was still relatively young, no more than an associate judge.
(Kajsa, judge, 45+)
From this quote, we can see that there are subtle ways to manage the teflon
culture. Viktoria actively works to preserve her emotional distance to pic-
tures and video recordings showing grave abuse by only looking at them
frame by frame and turning off the sound. Prosecutors are not always happy
with this solution. Prosecutor Karl (55+) described a child pornography case
where he had accepted the request of the district court judge to skip some of
the video recordings at the trial. The result was…
In the appeals court, Karl won a verdict for severe child pornography.
Hearing the verbal description of an event is not the same as seeing it, and
prosecutors know this. The judge, at one end of the legal encoding chain, is
exposed to no more than a selection of pictures or films, while the investigat-
ing police officers at the other end need to see them all. The prosecutor in the
82 Organizational emotion management
middle needs to manage more of these pictures than the judge. Repressing
emotions of grief, fear, and disgust is the most common way to individually
deal with these pictures. Some come out as “good copers” with an ability to
switch in or out of their emotional performance (Fineman, 1995: 130).
I remember a case I had many years ago, one in which a girl had been
raped by her father many times, I mean, really many times, and she got
pregnant. […] Then I sat at the kitchen table at home, snivelling a bit,
but that would never happen now – never. […] You get hardened, and
I think that’s important if you are to survive in this job. You can’t go
home and weep once a week; then you have to change jobs.
(Ingvar, chief prosecutor, 45+)
We had a meeting that night and talked about it. […] [upset tone, low
voice] I thought it was absolutely horrible and, well, then I let it all out,
as it was, I mean, it was a real boy, and child pornography is also actu-
ally about real children. Everything is real. But to have to see this, that it
actually has happened, that’s so horrible; it’s, well, yeah, it’s sickening.
There are, like, a million feelings swirling around inside you, you know.
(Jakob, prosecutor, 50+)
Jakob had a low and steady voice throughout his description of the case and
the debriefing session, yet he conveyed deeply felt disgust and grief. Working
with rape and sexual abuse cases was also told by some prosecutors to affect
their own sexuality; producing a “skewed idea of your own sexuality, I mean
it becomes – it’s hard, like – because these images pop up all the time…”
(Agata, chief prosecutor, 45+).
As we have seen, prosecutors in our material commonly expressed inter-
est in regular debriefing, while managers described difficulties in making
people attend them (“there was no interest”). Another option is informal
collegial emotion management. Prosecutors often stated that they could
discuss and ventilate all kinds of experienced hardships in one’s vulnerable
professional position as a prosecutor but, even among prosecutors, ventilat-
ing about emotional repercussions of horrific cases in the company of one’s
colleagues breached the norms of teflon culture. Talking about emotions
was to be done indirectly:
Organizational emotion management 83
I guess we – well, we don’t talk about it, but we do, because we talk with
one another a lot, so that, I mean, if something happens we do talk, do
kind of debriefing or whatever you want to call it. And if I think before
[a trial] “How am I going deal with this?” I know that the defendant
will be really angry at the victim, and then I will brainstorm about how
I ought to handle this. So, we talk with one another, but what we talk
about is not really articulated, we don’t make it clear that we’re talk-
ing about emotions, about how we’re going to handle our emotions. We
don’t say that; what we say is “How will I deal with this situation?” and
“What would you do if this or that happened?” That’s how we do it.
(Josefin, prosecutor, 35+)
We talk a lot anyway – you notice when you sit there during the coffee
breaks that there’s constant debriefing processes going on – but in a sim-
pler form. And some do it better than others. […] Because you always
have opinions about the judge or the defence lawyer or the accused or
the case as such – I mean, there are billions of opinions each time that
some feel a great need to talk about, and it’s good that there is this
possibility at your workplace. We’re quite tolerant, so I must say you’re
also allowed to talk. But [debriefing] is probably the only occasion when
I actually get in touch with my feelings a bit more deeply and in a way
that allows me to show my feelings. […] The fact that you can react to
things because you’re carrying so many other things that all of a sudden
something makes you burst, although it might not be a big thing, in
itself [---] Something can suddenly make some other thing surface that
happened to you quite a long time ago.
(Elsa, prosecutor, 50+)
Conclusion
Organizational contexts shape the emotional profile of both the judge’s and
the prosecutor’s profession. We have seen that the judges’ work is funda-
mentally organized around time as a tool: they take pride in contemplation
and reflection. Prosecutors’ work, on the other hand, is organized around
time as a challenge: they take pride in their capacity to make quick decisions
and to let go. The organization of time supports an orientation towards
teamwork in the prosecutors’ emotional profile, while there is an orientation
towards autonomy in the judges’ emotional profile. Whether time is a tool or
a challenge, workload appears to steadily increase for both judges and pros-
ecutors. For both professions, increased workload and pace of work func-
tion implicitly as organizationally induced emotion management, pushing
towards detachment. This, in turn, calls for organizational policies of good
treatment, to counteract an emerging mechanic approach (due to the focus
on staying on time and getting done with the process) to the lay people in the
courtroom, especially on the part of the judges.
Organizational attention to security, becoming more and more prom-
inent in the past few decades, works to heighten the attention to risk and
thereby produce fear, but it also increases the demands for a secure envi-
ronment (especially for the prosecutors). These demands in many ways go
against the presumably transparent, open, and trust-based legitimacy of
the legal system. Increased security controls undermine institutional self-
confidence and public trust. There are rather sharp differences in how far
this development has gone, insofar as the two legal professions investigated
in this book are concerned: prosecutors have a higher risk awareness and
higher demands for security than judges. Both professions, however, are
reluctant to admit any actual danger and feelings of fear, which is in line
with the performance of institutional self-confidence and belief in the legit-
imacy of the legal system.
Teflon culture – the feeling rule that emotions should not stick to a
professional – is thus related to both the performance of power and legiti-
macy and the emotive-cognitive frame’s systematic silencing of emotions. As
we demonstrated in this chapter, the absence of any professional mechanisms
Organizational emotion management 85
for rendering emotion management explicit and legitimate gives rise to tech-
niques such as othering and ventriloquism and identifies the individual as the
locus of emotion management, highlighting innate personality traits as deci-
sive for success or failure in this regard. One’s (lack of) capacity to deal with
emotional hardships, work pressure, and stress reveals one’s (un)fitness for the
job. As a consequence, even if and when there are debriefing and therapeutic
talks provided at one’s workplace, there is a general reluctance to use these
resources.
4 The dramaturgy of court emotions
It’s a ritualized process in which I play a formal role that I can a lways fall
back on. It can happen that you cross the line, get too aggressive when cross-
examining someone, but that usually results in some kind of r eprimand –
there is a control mechanism – and then you back down. The role I play in
the process is controlled to the extent that if I sometimes lose control, the
ritual holds me within the boundaries.
(Göran, prosecutor, 35+)
G
öran describes how the court ritual and the improvised coopera-
tion with the judge serve as emotion management strategies; the
judge’s reprimand serves as a ‘rule reminder’ (Hochschild, 1983),
keeping his professional role performance in line with the feeling rules of
procedurally correct boundaries. In the previous chapter, we investigated
the emotion management embedded in organizational structures. In this
chapter, our focus will be on the backgrounded (interactive) emotion man-
agement of role performance and the trial as a dramaturgical ritual. We
thereby build our argument that the performance of justice as unemo-
tional relies on empathic and skilled emotion management, and emotional
exchange. This is related not only to the emotional expressions of others
but also to one’s own. Background emotion and emotion management are
essential for the legal professionals to navigate the court drama and their re-
spective roles in it. The first part discusses the court process as drama. First,
we set the scene, which is the courtroom, describing how it is meticulously
structured to orient and tame emotions. The code of legal procedure serves
as a script, further taming emotions through its detailed rules of conduct
and conversational turn-taking. Judicial terminology and language itself
transform emotional narratives into a legal code that silences emotion.
In addition to the dramaturgical setting, script, and language, legal actors
need to perform their roles in concert and in a convincing manner. The sec-
ond part of this chapter narrows down on the interactional and collaborative
emotion management in trial situations, looking at it through the prosecu-
tor’s and the judge’s perspectives. Through these, we can then elaborate a
set of dramaturgical elements used by legal actors in order to sustain their
DOI: 10.4324/9781315306759-4
The dramaturgy of court emotions 87
role performance: ‘situated adaptation’, ‘tacit signals’, ‘front-stage strategic
empathy’, ‘dramaturgical stress’, and ‘emotional toning’.
This thing with us sitting higher up … it’s practical, because the audi-
ence sits in front and then the court can see everyone, and in a way it’s
the case that the judge rules, I mean we’re also de facto elevated, we put
ourselves above the people we judge.
(Kristin, associate judge, 30+)
The elevated bench thus symbolically accentuates the power of the judge.
The message here, furthermore, goes both ways: the judge feels empowered
and sitting below one also feels “pressed down”, as associate judge Leo (30+)
noted when changing places once: “Sitting down there, I really felt myself
sinking down; I felt more pressed down than how it appears to be, looking
down from up there” (see Figure 4.1).
The correct attire in court is a dark suite, which is also considered both prac-
tical and respectful of the audience. Judges and prosecutors keep suits or b lazers
in their offices, slipping into them before going to court. Thereby, they also slip
into their official role: “Dressing up for trial, I kind of enter my trial mode,
readying me for the hearing” (Eva, associate judge, 30+). Putting on a jacket or
a full suit signals a role transition, entailing strict adherence to the feeling and
behavioural norms governing the public performance of a legal professional:
I enter a role. I put on my suit and thereby I become my role. […] For me,
clothes are important, because they show that … now I’m an authority
figure, and then the state expects me to act in a certain way.
(Dagur, prosecutor, 35+)
88 The dramaturgy of court emotions
Figure 4.1 I nterior of court room and an ongoing trial. On the left side: the victim
counsel, the victim, and the prosecutor. At the central bar: (from the
left) a lay judge, a lay judge, the professional judge, the court clerk, and
a lay judge. On the right side: the defence lawyer and the defendant. The
picture is arranged. The persons in the picture are not related to any real
trial, nor are they participants in the research study behind this book.
Depending on when the courtroom is designed, the bench can be more
or less elevated. Photo: Åsa Wettergren.
For prosecutors, the dress code is more relaxed than for judges, except in
the appellate courts. In the district courts, combining a blazer with a pair of
jeans can be perfectly fine for them. Yet, the dress code also varies, depend-
ing on the nature of the trial. In prolonged trials, a particularly strict dress
code marks the seriousness and ceremoniousness of the opening and closing
days, while in between the two the code may become more relaxed. The
clothes worn by the professional actors outside the courtroom often give
clues as to what is at stake inside. A murder trial, for instance, unfolds as a
full-blown drama with all the costumes and rituals in place, while the four
more minor cases quickly dealt with, one after the other, in the courtroom
next door constitute more of a habitual improvisation.
The judge asks that the witness repeats after her: “I, [Name] promise
and affirm on my honour and conscience that I shall speak the whole
truth and will not conceal, add, or change anything”. The witness re-
peats. The judge looks at her and says: “This oath is a declaration of
truth, the violation of which may be penalized as perjury, but you pre-
sumably knew that already”. The witness looks stunned and remains
silent. The prosecutor begins the examination of the witness.
(Observation, fraud, prosecutor Linus, 40+)
The purpose with the use of codes and procedural correctness is to ensure
fair and objective proceedings. However, when legal phrases are used in com-
munication with lay people in court, the latter’s reactions tend to be similar
to that of the witness above – consternation and intimidation deriving from
not fully understanding what the phrase means. Some of our participants
therefore talked about the importance of using vernacular language to make
themselves understood by lay people. In their view, many of the common
90 The dramaturgy of court emotions
expressions in court do not actually promote correct procedure but rather
tell of habituated bureaucratization. Assistant prosecutor A braham (30+)
exclaimed: “I’m so tired of all that 16th-century S wedish. […] Just give me
plain, regular Swedish!”
Nevertheless, inter- or intra-professionally ‘legalese’ is useful since it con-
veys specific professional meanings and thereby minimizes the potential for
misunderstandings among legal professional actors. Experienced legal pro-
fessionals furthermore manoeuver the codes in order to send tacit signals to
each other, signals that are not intended to be transparent to lay people (see
below). Legalese may also be used in situations of inter-professional status
and power challenges and inexperienced legal professionals may use it to
conceal their nervousness or shame, displaying surface self-assurance.
Legal encoding of stories told in court furthermore achieves removal of
the emotional underpinnings of these stories, with an implicit emotion man-
agement effect. This is achieved both through the choice of terminology
and the particular way that the reasoning inherent to legal encoding splits
stories up into legally relevant sequences. Below a woman stands accused of
beating her 14-year-old son. At the time of the incident, she lived with her
three children in a small apartment and the son in question had been in a
bad mood for several days before the incident. The hearing lasted for ap-
proximately 30 minutes, with the mother crying silently for most of the time,
and when speaking, expressing regret and shame for what had happened.
First, the prosecutor presented the facts of the case, reading them directly
from the prosecution file:
The prosecutor reads with a monotonous voice: “[The victim] had been
ill-tempered towards his siblings all week. One evening the siblings
come into the living room, complaining about their older brother. Their
brother then enters the room, and the mother tries to prevent him from
entering. The boy takes a shovel and hits his mother on her elbow with
it. She wrestles the shovel from him and either hits with it or throws it at
her son. He suffers a wound in his head requiring six stiches.”
(Observation, assault, court)
After this, the accused mother was examined about her version of the events.
She had already pleaded guilty and agreed to the prosecutor’s description.
Her narrative was thus basically the same as that of the prosecutor’s, while
also differing from it in the way it described the flow of events and their
emotional framing:
The accused has tears running down her cheeks and she speaks in a
broken voice: “He called me a cunt, a whore, and a bitch all week long,
and every time he passed by me, he shoved me so I got bruised all over
my body. That evening, his little siblings came running in, hiding be-
hind my back, screaming, with their brother following after them with a
The dramaturgy of court emotions 91
shovel in his hand. When he hit me, I yanked the shovel from his hands
and tried to push him away, and I threw the shovel at him. It all took
like no more than a second.”
(Observation, assault, court)
Note the difference between the two descriptions of the same event. The
prosecutor’s version, read out in a monotonous voice, on the one hand, in-
cludes all the facts of the case, presented as a sequence of disparate events,
while all emotional cues are toned down or eliminated altogether. The ac-
cused mother, on the other hand, describes a flow of events with no precise
beginning or end, and even though she does not use any emotion words, the
narrative and its articulation are emotionally highly evocative, conveying
the emotional rationale behind the action.
While questioning the defendant, the judge continued the legal encoding
initiated by the prosecutor, but now in vivo, enquiring about exactly how the
shovel could hit the son in the head: “Did you hold the shovel above your head
or in front of your chest?” From the legal-encoding perspective, the question
sought to clarify whether the strike was intentional (shovel was above the
mother’s head) or more of a defence reflex (a shove from the chest level). The
focus in the question, however, also had the effect of calming the mother: she
stopped crying and tried to remember with the help of body gestures. The
emotive-cognitive judicial frame thus keeps both professionals’ and lay peo-
ples’ focus away from emotionally engaging aspects of the narrative.
There are also things that can only be tacitly expressed in court. For
example, I had this witness who might have been mentally disabled; we
weren’t told of that beforehand. Or if someone – something that you
don’t want to say directly, like if you need an interpreter even if they
don’t want one. You know, things like “Can we pull this through?”;
things like that. “How’re we going to solve this? Should we continue the
examination…?” Then you exchange looks.
(Karen, prosecutor, 30+)
The judge, looking at the defendant, explains with a calm and kind voice
how a trial works and asks if the boy understands. The boy responds:
“Yes, we’ve talked about it in school”.
(Observation, unlawful driving, Inga, chief prosecutor, 50+)
After the prosecutor had developed the facts, the judge turned to the de-
fendant again: “Now it’s your turn to tell us what happened”. The boy
described how he and some friends wanted to go and join a party, so he
got “this stupid idea” to borrow his father’s car. The father was asleep at
home, but woke up when the boy returned from the party and called the
police. Following his description of the events, the prosecutor began the
examination:
Prosecutor [in a stern, lecturing tone]: “How did the drive go?” Defend-
ant: “I guess it went well”. Prosecutor: “You’re an experienced moped
driver?” Defendant: “Yes, and I’ve driven cars on, what’s it called…”
The defence lawyer fills in: “A simulator”. The prosecutor asks the ac-
cused if he has given any thought to what might have happened and if
he understands the seriousness of what he has done. The boy answers
in the affirmative and the judge concludes the examination with a dry
“Thank you”.
(Observation, unlawful driving, Inga, chief prosecutor, 50+)
While the prosecutor in this case used a lecturing tone, her questions were
not particularly harsh. In a follow-up interview, she explained that she was
“caught off guard”, learning only during the examination of the boy that
it was his father who had reported him: “I thought, what an idiot father!
[Laughs]… I didn’t want this to fall too hard on the boy”.
Towards the end of the trial, when the judge detailed the defendant’s
personal matters, it also turned out that, by reporting the event, the fa-
ther wanted to teach his son a useful lesson. The mother had expressed
concern about her son’s cannabis habit, and had contacted a treatment
clinic about what she saw as his addiction problem. The defence law-
yer asked the boy about the treatment programme and thereafter asked
the judge’s permission to allow the father, who was sitting in the audi-
ence, to say something. The father embarked on an emotionally highly
charged narrative about feeling guilty for reporting his own son while
The dramaturgy of court emotions 95
simultaneously hoping that he did the right thing, teaching his son a
lesson. When he was done, the prosecutor took over with her closing
statement:
The prosecutor leans back and with an authoritative tone asks the de-
fendant if he understands that he should not drink at his age, nor take
any drugs. In her closing statement, she proposes that the sanction
suggested by the probation authority will suffice. The defence lawyer
agrees with the prosecutor and adds that it is good if the defendant now
understands the seriousness of the matter, as an outcome of this trial.
The judge concludes by saying that the judgment will be issued shortly.
Everyone leaves.
(Observation, unlawful driving, Inga, chief prosecutor, 50+)
In this excerpt, the defence lawyer’s suggestion that the trial is a good thing
for the boy can be seen as an effort to reduce the father’s previously ex-
pressed anxiety. It also tells the boy that his father had good intentions, and
that the boy should not resent him. The defence lawyer’s emotion manage-
ment here reaches beyond the judicial domain and into the domain of care.
In our material, defence lawyers emphasized that both of the two domains
were important aspects of their professional interaction with their clients.
The prosecutor proposed a lenient sentence that was agreed to by the de-
fence lawyer, and later issued by the court. Afterwards the prosecutor ex-
plained that she wanted to remain stern without intimidating the boy. On
their way out of the courtroom, she then talked to him to prevent him from
“feeling that we’re on opposite sides”.
This case illustrates how the legal professionals collaborate in a tacit
agreement to perform their respective roles impeccably but smoothly, a
rather common practice in youth cases where the hope is to prevent the
youngsters from engaging in further crime by applying a preventive rather
than punitive approach. The judge can adopt a ‘kind’ though still objec-
tive demeanour when the prosecutor takes on the judgemental role, and the
defence lawyer acts supportively and caring for his client, while agreeing
with the prosecutor on the “seriousness of the matter”. Upholding proce-
dural correctness through ritual, script, and role-adherence, such coopera-
tion mitigate the harshness of the performance of justice while at the same
time carefully controlling the emotionality of the lay people involved. Such
smoothly concerted performance of justice builds on the subtle emotional
communication described in the previous section.
So far, we have focused on front-stage performance. In what follows
next, we will show how backstage preparations, front-stage presentations,
and backstage venting are interlinked and reveal background emotional
processes and emotion management from the perspectives of prosecutors
and judges, respectively. We will highlight specific dramaturgical features
used by the different legal actors to sustain their performance of procedural
96 The dramaturgy of court emotions
correctness: ‘situated adaptation’, ‘tacit signals’, ‘front-stage strategic empa-
thy’, ‘dramaturgical stress’, and ‘emotional toning’. We begin by looking at
a brief ‘grey trial’, shadowing the experienced prosecutor Jakob. A grey trial
is a minor offense trial, usually a matter of quick and routine handling by
all the legal professionals. At the same time, because they may, as in the trial
with the 15-year old discussed in this section, involve first-time and one-time
offenders, as well as experienced recidivists, they can become unexpectedly
emotional.
They shake hands, after which the old man sits down again and asks
Jakob if he is the person representing him. Jakob keeps standing and
says with a disinterested voice that he is partly representing the old
man’s insurance company that has claimed compensation for the money
they have paid him, the victim. The old man, who turns out to be in his
late 80s, apologizes that his hearing is bad. Jakob replies with a louder
voice: “Yes, I’m here to help you”. The old man wants to show him pa-
pers concerning his compensation, arguing that he has not been cor-
rectly compensated. Jakob protests at first but eventually sits down with
the old man when realizing that there actually has been some problem
with the insurance company.
(Observation, theft, prosecutor Jakob, 50+)
When Jakob understands the victim to be right in his argument and it be-
comes obvious to him that the victim has already fought a lot in vain with his
insurance company, he becomes more engaged. Besides representing the state,
prosecutors in Sweden also have a far-reaching obligation to assist the vic-
tim during the preliminary investigation. As Jakob explained: “Since the po-
lice did not ask these questions, I’ve got to do that. […] So as prosecutors we
have to step in and, well, we help victims, and naturally we grow very close”.
Accordingly, in order to perform objectivity, Jakob at some points needs to
demonstrate distance, while at others he needs to become empathically in-
volved. As we can see from the above, the shift from disinterested distance to
engaged proximity and back can be swift and requires from the prosecutor a
certain level of emotional astuteness.
Jakob’s involvement with the victim results in a changed damage claim. Af-
ter their agreement on the matter, Jakob glances around for the defence lawyer.
They have had hearings together earlier that same day, and they like to chat
a little in between trials. The defence lawyer, who stands a bit further away,
talking with his own client, notices Jakob and comes over. Jakob greets him
and tells about the issue with the insurance company, giving him a heads up
about the adjustment to the damage claims. Thereafter the two both complain
a little about the trial’s being late: “It’s disrespectful to let people wait like this”.
For prosecutors and defence lawyers to chit-chat with each other during
grey trials is common, offering a way for them to exchange neutral infor-
mation about the case and often also, if they know each other from before,
talk about this and that. The older, more experienced legal actors see these
professional interactions outside the courtroom as the ‘fun’ part of grey tri-
als, with the hearings themselves tending to be routine. The younger profes-
sionals described their collegial interactions more in terms of an emotion
management strategy: “If you have a relationship – not one between best
friends, but a work relationship – then we can take that with us when we go
into the courtroom. It doesn’t get personal; we don’t get the trench warfare”
(August, prosecutor, 35+). This experience was shared by defence lawyers:
The judge must have realised this rather late, I guess…. Had he noticed
it before, they’d have put another judge on the case and this would never
had happened…. I mean, it’s an administrative matter. It’s not that com-
mon, but it has happened to me, too. A couple of times I’ve noticed that
I actually know the person sitting in front of me in the courtroom…. But
it’s good if you – you should be transparent about it.
(Jakob, prosecutor, 50+)
The quote suggests that incidents like this happen, and, while in themselves
not that noteworthy, they become troublesome primarily if they take place
in front-stage settings because they seem to disrupt the performance of ob-
jective justice. It is interesting to note that Jakob only refers to the potential
problem of presenting an impartial demeanour, not in any way questioning
the objective state of mind of the judge. This points to the habituated profes-
sional belief that the mere idea that legal professionals would be influenced
by their emotions contradicts the very definition of “the professional”.
The dramaturgy of court emotions 99
The professional judge chairs the court sessions and enjoys the highest
status in the court hierarchy. Ritual deference (cf. Clark, 1987; Scheff, 1990)
towards them by the other legal professionals present is key to a smooth pro-
cedure (see Chapter 5), contributing to the performance of objective justice.
The professional judge’s opinion is hardly ever questioned, and in the case
with Jakob, the issue was even more delicate than that: the question was
about whether to express doubts about the judge’s self-proclaimed capacity
to remain objective. The defence lawyer swiftly adapted to the situation,
however, resorting to addressing a matter (the new damage claim) that did
not directly put the judge’s decision under question.
In the waiting room, while the court discusses the objection presented,
Jakob manifestly moves away from the defence lawyer and his client, walk-
ing to the water fountain at the opposite end of the hall to quench his thirst.
Knowing that the lawyer will now need to talk with his client about the possi-
bility to request the disqualification of the judge, Jakob keeps a distance; the
waiting hall has now turned into a front-stage arena. After a while, the de-
fence lawyer approaches Jakob again and tells him that his client is not at all
happy that the judge knows the victim. Jakob agrees that someone else should
chair the hearing. The defence lawyer elaborates on his client’s reasons:
When the defence lawyer has left, Jakob explains to the researcher that the
judge is clearly not disqualified, but it is still “important to consider deli-
cacy disqualification”. Thus, even though he does not really believe that the
judge should be disqualified, he offers the defence lawyer his support. This
can be seen as an emotional gift of sympathy, a claim, according to Clark
(1987), to friendship and intimacy. In return, the defence lawyer gives Jakob
a heads up about the version his client is going to give of the events: he is
going to stick to a completely unbelievable story. While information is a
valuable gift already in itself, it also serves as the reciprocation of the sympa-
thy gift given to the defence lawyer by Jakob, thereby reproducing and con-
firming a trusting collegial relationship between the two. At the same time,
this emotive-cognitive interaction between the trusting colleagues marks the
transition into a backstage arena again.
What we also see, however, is the way the defence lawyer distances him-
self from his client: “if he wants to stick to his story there’s nothing I can do
about it”. Lawyers need to balance their duty to prepare a defence in their
client’s best interest with their duty to present and stand by their clients’ ver-
sion of the events (Flower, 2016), and the two duties may sometimes conflict
100 The dramaturgy of court emotions
from the professional point of view. In the trial with Jakob, by talking to
the prosecutor beforehand, the lawyer releases some anticipated shame and
saves his professional face; in court, he will (be forced to) present remark-
ably weak arguments due to his obligations to his client (cf. Harris, 2002).
Shortly afterwards, the judge shows up in the waiting hall to speak with
the victim. At most courts, it is only seldom that a judge enters a public
section in the building, rendering another surprise in the course of this
trial. The sudden presence of the judge transforms the waiting hall into
a front-stage arena again, causing the focus to be put on procedural cor-
rectness. The judge first speaks a few words to the victim and thereafter
approaches the prosecutor. He informs Jakob that the victim has decided to
pursue damages separately from the criminal case, leaving them to a later
civil case. As the judge explains, this solves the problem with the victim’s
new claim, “and so we can continue with the trial”. Finally, the judge turns
to the defence lawyer to speak also with him, returning thereafter to the
courtroom. Jakob and the defence lawyer do not talk to each other again
after the judge’s arrival at the waiting room: it remains a front-stage setting
for them. Soon afterwards, the trial commences again, with Jakob com-
menting to the researcher: “Now we get to see if someone made a request
for disqualification or not”.
Up until here, we have seen how ‘situated adaptation’ requires emotional
astuteness to see when strategic non-interaction (display of disinterested-
ness) becomes preferable over strategic interaction (sympathy exchange),
and vice versa, in the ongoing professional interaction. The marking of dis-
tance and discretion turns the waiting hall into a front-stage arena, while
closeness and emotive-cognitive exchange make it a collegial backstage set-
ting. This way, the prosecutor and the defence lawyer can maintain a good
relationship without its affecting the adversariality of their roles in court.
We have also seen how situated adaptation is necessary in the front-stage
arena to maintain a deferential demeanour towards the judge, a theme that
we will elaborate in the next section.
If I see a new judge, I never know what to make of him, I need to tune
in to that person. Is there something sharp, edgy, irritable? And if there
is something edgy, I back off. Because I know that if I start fighting in
court, there is only one loser, and that’s my client. If he’s annoying, or
I’m annoying, it will cost him: he’ll get a few extra months or something.
It’s not like “the lawyer is annoying, so I’ll send his client to jail”, but it’s
always human beings who judge, so you have to think about that. They
represent a wide range of options, and a wide range of values.
(Allan, defence lawyer, 65+)
The court clerk asks the old man to talk closer to the microphone. The
judge smiles and asks him gently if he can hear what they say. The v ictim
describes his wedding rings that now were nowhere to be found, looking
up at the court he says: “I don’t know if they still have them?” The judge
looks confused, replies: “Pardon me?” The old main explains: “If my
rings are still around.” The judge meets his eyes, gives a thoughtful nod,
and turns to the prosecutor.
(Observation, theft, prosecutor Jakob, 50+)
Lay and professional expectations in a trial clash in this excerpt. The victim
hopes that he might get his rings back during the same day. His question re-
veals affection and innocence in a manner that breaches the conventions of
102 The dramaturgy of court emotions
the court ritual, but the judge nods anyway, as if it would sometimes happen
that people get their stolen things back during the court hearings. Turning
to the prosecutor, the judge instead looks startled, with raised eyebrows,
uttering:
“But [the rings] were not included in the claim.” The prosecutor objects
that they were indeed, with the judge then responding in an irritated
and slightly louder voice: “How can I possibly guess what the claim in-
cludes!” Turning away, he then moves on to the examination of the de-
fendant: “Can you describe this visit of yours in the house?” Accused:
“What do you want me to say?” The judge pauses shortly, raises his
eyebrows in surprise, and responds: “Well, what did you do there?”
(Observation, theft, prosecutor Jakob, 50+)
Even as Jakob grew angry, his emotional reaction was stronger than what he
let on; in other words, what he performed was an action of toning down his
emotional expression. Something similar, moreover, might have been going
on with the judge: as we saw, he delivered two short comments to Jakob, of
which he raised his voice in one, but then immediately let the matter go, in-
dicating that he managed his emotion of irritation. “Emotional toning” will
be elaborated with regard to its use both by judges and by prosecutors in the
last section of this chapter.
The dramaturgy of court emotions 103
To return to the courtroom in Jakob’s trial, the accused now gets to tell his
story. According to him, he was selling his motorcycle, and a potential buyer
showed up, wanting to have a test ride, but then just drove off with his bike.
The accused thought he knew the thief and that the person lived in the vic-
tim’s house, so he went there to confront him. Once there, he broke into the
house and rummaged around it, without, however, taking anything. When
the accused is finished, Jakob refrains from examining him. As he later ex-
plained, there was really no reason, in his view, to “dig into a story that’s so
obviously implausible”. Through his bold decision not to ask any questions,
Jakob showed self-assurance brought by experience, although the example also
conveys a particular prosecutorial style. Adapting to the judge’s time-efficient
and authoritative manner favouring succinct examinations, the prosecutor re-
frained from unnecessary questions. In this particular case, Jacob’s decision
was made all the more easier by the fact that the defendant’s version of the
events was so manifestly false that no questions were actually needed.
All the same, Jakob’s adaptation strategy forces the defence lawyer to ask
his client more questions than he normally would. The defence lawyer now
asks his client about his fingerprints that were found on a jar in the victim’s
house. The defendant explains that he broke into the house looking for keys to
the house’s garage, thinking the thief had hidden the stolen motorcycle there.
The photos from the victim’s house, presented by the prosecutor at the outset
of the trial, clearly show an elderly person’s home, and, indeed, the victim is
nearly 90. The defendant’s story thus appears absurd in several respects, as
also the judge more or less explicitly makes clear in his additional questions:
“If you wanted to get into the garage, why did you not just break into
it, and not the house?” The accused says that the door to the garage
was made of steel, to which the judge responds, slightly amused: “I see;
it was difficult to break through?” The examination is over. The judge
turns to the prosecutor: “I might have missed something: what were the
new damages again?”
(Observation, theft, prosecutor Jakob, 50+)
Contrasting with the first time the judge raised the question of the damages,
this time he is calm. The examination of, and focus on, the defendant during
the intervening time period has given both the judge and the prosecutor
time to manage their irritation and anger. The judge now begins to read
from the accused’s personal file and the prosecution and defence both pre-
pare to give their closing statements.
Tacit signals
The prosecutor delivers his statement in a fast but steady voice. Now he also
adjusts the dates for when the crime allegedly took place. This move causes
trouble for the defence lawyer, who has built his closing statement around
104 The dramaturgy of court emotions
the original dates, as appears from the following excerpt from the defence
lawyer’s summary:
My client has stated that he was at the crime scene for a different reason.
The prosecutor bets all his money on one horse when he says that the
crime took place on Sunday the 1st of June [pausing shortly]. Well, in
his closing statement the prosecutor just now changed the dates, saying
now that it could have been any time between Sunday and Tuesday.
(Observation, theft, prosecutor Jakob, 50+)
The only card the defence lawyer had left to play was the fact that the pros-
ecutor’s original time for the break-in was too narrow to cover the possible
time frame of the crime. Since the prosecutor acknowledged it, adjusting the
date in his closing summary, the defence had nothing else to go for. The de-
fence lawyer’s acknowledgement of the prosecutor’s amendment while still
keeping to his original argumentation gives a ‘tacit signal’ to the court and
the prosecutor that the lawyer knows it is a lost case.
Tacit signals of this kind are another dramaturgical feature, similar to
the subtle emotional communication discussed earlier. What these signals
communicate is, to use Goffman’s terminology, role distance: following a
role-appropriate presentation while showing disbelief in that same presenta-
tion (Goffman, 1961). Legal professionals do not express distance from their
role as such, but from conflicting aspects of that role. In principle, defence
lawyers ought to remain loyal to their clients, but their clients’ wish to han-
dle the case might not agree with the lawyer’s professional advice. When cli-
ents refuse to cooperate, their lawyers commonly chose to prioritize loyalty.
Thereby, they satisfy the client’s expectation of what a defence lawyer should
do: justice is seen as having been done even when it does not hold from a legal
perspective. As we will see in Chapter 6, tacit signals are, however, also used
by prosecutors hoping to achieve objectivity without risking collegial loyalty.
Shadowing prosecutor Jakob, we have observed how prosecutors, to mark
their objectivity, carefully control their relation to the victims. We have seen
trusting collegial relationships between defence lawyers and prosecutors to
be handled carefully in fleeting collaborative constructions of backstage/
front stage through the balancing between physical distance and displayed
disinterest, on the one hand, and physical closeness and expressed mutual
sympathy exchange, on the other hand (Clark, 1987). Doing this did not
appear to affect the parties’ antagonistic performance front stage, although
it did strengthen the defence lawyer’s confidence when acting against the hi-
erarchically superior judge. This intervention was stubborn in character, yet
performed deferentially by using the pretext of a new damage claim, allow-
ing the defence lawyer to avoid publically challenging the judge’s evaluation
of his own capacity. We have seen, thus, how judicial rank and hierarchy
shape subordinate legal professionals’ interactive strategies, not merely to
save themselves from shame but also to save the face of justice.
The dramaturgy of court emotions 105
The case of prosecutor Jakob has also shown us how irritation is expressed
and mastered front stage through the dramaturgical feature of ‘toning down’,
and how experienced prosecutors can withstand judges’ intimidation efforts.
It has, furthermore, directed our attention to the dramaturgical feature of
‘situated adaptation’, in which both the defence lawyer and the prosecutor
flexibly adapted to both the first and the second judge. Jakob did so with a
self-assured impression management technique demonstrating all the qual-
ities recommended for prosecutors earlier on, in our Chapter 2 (p. 50), by
chief judge Ingvar. Finally, our case with prosecutor Jakob introduced the
phenomenon of ‘tacit signals’, drawn upon in this case by the defence lawyer
in order to communicate professional distance from his performed loyalty to
his client. In the following section, we switch from the prosecutor’s perspec-
tive to that of a judge, analysing what we found shadowing the fairly experi-
enced judge Margareta before a hearing about appealing a restraining order.
“We’ve just realised this hearing won’t be happening. I just called the
prosecutor, who told me that the defendant is in detention [so he cannot
attend the hearing], and that we’re the ones who put him there”. She
makes a face showing how embarrassing this is, as if she doesn’t know
what’s happening in her own court.
(Observation, restraining order, judge Margareta, 40+)
When everyone has entered, Margareta smiles briefly and thanks the
prosecutor and victim for not sitting side by side [so they do not show in
the same video frame]. She says: “The video image of the accused will be
rather big” [directing her words at the victim, Margareta says this in pass-
ing without looking at her]. The video connection fails to work, however.
The clerk picks up his phone and calls someone. Margareta shuffles her
papers. The prosecutor starts whispering about something with the vic-
tim. Eventually a tech support person enters, and he and the clerk try to
solve the problem. Margareta looks at the prosecutor and says: “Sorry”.
The prosecutor replies: “No problem. We all depend on technology;
I know what it’s like to sit in the office, trying to get the thing to start”
[laughs briefly]. Margareta smiles back: “We’ll take a short break while
we try to get this to work.” At that very moment, the video comes on.
(Observation, restraining order, judge Margareta, 40+)
The thanks directed at the victim and the prosecutor for not sitting next
to each other, and the warning given to the former that the projection
“will be rather big”, are both examples of empathic perspective-taking by
Margareta. In order for the trial to go smoothly, the judge needs to employ
empathy, and, having shadowed Margareta, we knew that she had openly
reflected about the victim’s position and talked empathically about her on
more than one occasion in the court’s backstage area.
Expressing empathy in an instrumental by-the-way manner is a common
way for judges to manage lay people in court. The heavy pressure on the
judges to perform objectively often forces expressions of empathy to be
put forward rather inconspicuously. This is to avoid appearing partial,
Margareta cannot both take precautions to protect the victim vis-à-vis the
defendant and talk to the victim in a gentle and understanding manner –
that would have been too conspicuous. The same is true about lay people
engaging the judge in an interaction concerning their personal problems or
emotional outbursts (e.g. crying) during a hearing. Offering a short break or
a glass of water, but with one’s stone face on, is a standard response from the
judges on such occasions.
On the other hand, in practical matters not directly related to the conflict
between the parties, empathy can be displayed in more varied ways. In the
case with prosecutor Jakob above, for instance, the victim wore a hearing
aid, resulting in the judge gently asking if he could follow the procedure,
with the question accompanied by a friendly smile. More varied displays
of empathy are also possible when judges, towards the end of the trial, ask
defendants about their personal life situations in general.
Apart from pressure to moderate their empathic expressions, legal profes-
sionals also face a risk of becoming numb to the tensions lay people can feel.
The dramaturgy of court emotions 109
Over time, all legal professionals come to witness emotionally harrowing
cases and encounter people caught in dreadful situations, and it can become
difficult for them sometimes to empathize with victims of more minor of-
fences. Below is an example of a case in which the prosecutor and the judge
cooperate to assist the victim, although the prosecutor believes the victim to
be exaggerating her emotional expressions:
Outside the courtroom, the prosecutor talks to the victim whose voice
keeps breaking, telling her that “Crying is allowed; if it starts to feel bad
in there, just look at me”, pointing at her own eyes. During the hearing the
victim begins to cry. Lay judge 1 hands the prosecutor a roll of kitchen
paper; the latter stands up and tears off a piece that she gives to the victim.
The judge asks dryly, “Do you need a break?” but no one responds. After
the trial the prosecutor explains that she did not really feel so sorry for the
victim: no reason to take a break as she was not a victim of abuse or rape.
(Observation, unlawful threat, prosecutor Faida, 40+)
Dramaturgical stress
Meanwhile, in the hearing with Margareta, the technology is finally work-
ing. Margareta asks the accused his name and personal identity number:
The accused replies: “Can you speak English?” Margareta falls silent.
Lots of thoughts seem to pass through her head. She looks at the prosecu-
tor, then back at the accused, and says: “No I can’t; regardless of whether
I can speak English or not, I still can’t do it here. Do you need an inter-
preter?” She leafs through her papers. After a while, she smiles. She and
the prosecutor exchange gazes. Margareta: “Now I am going to speak
to the detention: We will take a break and try to find an interpreter”.
They disengage the video link. During the break, while walking out, the
judge says: “Earlier, we [the researcher and the judge] talked about shame
and embarrassment, and this represents one such situation. I feel embar-
rassed on behalf of the court’s failure…. We should do it right”.
(Observation, restraining order, judge Margareta, 40+)
The judge’s sense of shame on behalf of the court comes to expression clearly
in this quote. It serves as an example of immediate backstage ventilation of a
strong emotion, first experienced but toned down front stage. The efforts to
find an interpreter, however, failed, and Margareta went back to the court-
room to ultimately – after spending the whole morning combatting one un-
expected obstacle after another – postpone the hearing.
110 The dramaturgy of court emotions
According to the Swedish CJP, all hearings are to be conducted in Swedish,
while non-Swedish-speaking persons participating in the trial are entitled
to an interpreter (1942: Ch. 5, Art. 6). That this need for an interpreter had
been overlooked was, along with the failure to keep record of the fact that
the accused was in detention for violating the restraining order he was to
appeal, one more mistake for the court that morning. At the same time,
Margareta knew the victim to be afraid of the accused and of coming to
court. The unexpected demand for an interpreter, front stage, thus forced
her to manage the failure of the court front stage with the accused, while
being well aware of the consequences for the victim.
As we have seen, organizational challenges and mishaps are part and parcel
of the work with pulling off hearings, with the court’s backstage area serving
as one arena, where the issues are being continuously solved. The situation
arising front stage added extra pressure on Margareta. According to Goffman,
embarrassment is a “generic property” of interactions (1956); the inability to
fully predict how a face-to-face encounter will evolve implies a risk of failure
in living up to interactional expectations. Along these lines, we argue that the
double pressure of following procedural correctness while being aware of the
“realness” of the situation can produce ‘dramaturgical stress’. According to
Peter Freund, dramaturgical stress arises from threats to the self or a group’s
boundaries, in effect endangering their ontological security (1998: 268).
Dramaturgical stress in this setting can be defined as the emotional effect
on legal professionals that arises when the strictly set up court ritual and
the legal encoding do not entirely achieve the reduction of real complex-
ity and emotional silencing needed to uphold the image of objective, emo-
tionless justice. Returning to Tilly’s analysis of the contradictory logics of
stories and codes “[c]odes emerge from the incremental efforts of organiza-
tions to impose order” (Tilly, 2008: 125), but people usually turn to the law
not only for order, but for the truth as a moral evaluation of real situations
(Rosenbaum, 2005). When the quest for the acknowledgement of this “re-
alness” of the situation destabilizes procedural correctness, a glitch occurs
that signals a disconnect between the performance of justice according to
the emotive-cognitive frame and the performance of justice according to
lay people’s expectations. The emotional orientation of legal profession-
als is to perform the emotive-cognitive frame as if it were compatible with
the common sense of justice, thereby satisfying both. The glitch disrupts
this emotional orientation. Importantly, the ensuing embarrassment, as de-
picted by Margareta, does not primarily fall back on the individual, but on
the court, or the legal system as a whole. When Margareta made sure that
the victim came to court despite her fears, she put the court’s “honour” –
and, in a longer perspective, the public’s trust in the legal system – at stake.
Regardless of whether it was her or someone else’s responsibility to ensure
these things worked, she needed to face the situation in court and resolve
the problem in the here and now, and the failure caused professional shame,
not only for the judiciary, but for Margareta herself as embodying the insti-
tution of the judiciary.
The dramaturgy of court emotions 111
When prosecutors, as representatives of the state, go to court they em-
body the legitimacy of the legal system too. The quote below offers an exam-
ple of how truth claims are part of the “realness” that causes dramaturgical
stress. It is from a murder trial in which the accused had already admitted to
killing a young woman. The victim’s relatives (notably her father) sat close
to the prosecutor during the entire hearing, which put visible pressure on the
latter to extract “the truth” about the event and secure the toughest punish-
ment, while still ensuring an impeccably correct legal process:
For me, it was very important to be able to get through the trial without
breakdowns [from the victim’s family]. That was my goal: no emotional
breakdowns. It could have been cries and screaming, or [the victim’s
father] being escorted out and thus missing the trial for his murdered
daughter. He really wanted to be there for it, to learn what had hap-
pened and what the [defendant’s] motives were for executing his young
daughter. I had the victim’s father and his relatives sitting behind me
and I felt it; it was horrible, they hated, really hated [the defendant],
they wanted to see him executed.2 And I really had to think about my
behaviour, how I’d formulate questions and so on, because they noted
every single detail. Every mistake I’d make and every poorly formulated
question could have enormous consequences, leading to emotional out-
bursts and so … it was an extremely demanding hearing.
(Henrik, prosecutor, 50+)
Emotional toning
Encountering the feeling rules of the emotive-cognitive judicial frame, legal
actors in court learn to both ‘tone down’ and ‘tone up’ emotional expres-
sions of felt experience depending on their role appropriateness. The result-
ing adjustment leads to a habituated incongruence between the experience
and the expression of emotion that seems to go mostly unreflected by the
legal actors themselves.
112 The dramaturgy of court emotions
For judges, toning down the emotional expression in relation to one’s expe-
rience is very common. As ought to be clear by now, judges express their feel-
ings subtly, if at all, when they perform front stage. Judge Margareta above,
for instance, toned down her expression of the emotions (of dramaturgical
stress) she experienced when realizing, at the very outset of the proceedings,
that she would have to cancel the trial after all. We remember that she was
first silent, keeping her stone face, then exchanged looks with the prosecu-
tor, engaging in emotional communication with another legal professional
who, too, was bound by the feeling rules of the emotive-cognitive frame. As
we saw in the section on emotional communication, legal actors are highly
perceptive of one another’s looks and other small signs of emotional expres-
sions. Finally, Margareta smiled. Smiling, even when acting under consid-
erable dramaturgical stress, was a poker-face strategy. As we saw above, the
poker face is usually resorted to by prosecutors, to help them conceal their
felt emotions by expressing different kinds of emotions. For judge Margareta,
adopting the poker-face strategy indicated that she had trouble keeping her
stone face. Barely out of the courtroom, she gave full expression to her sense
of shame and anger that she had toned down for her front-stage performance.
Toning up emotional expressions may at first glance look like an emotion
management strategy misplaced in the court context. Yet, strategic empathy
to ensure a smooth procedure tends to demand precisely that. In the case
with prosecutor Faida (p. 109), we saw how this sometimes happens. Prose-
cutor Faida empathized with the victim, understanding her perspective, and
yet her actual level of emotional engagement remained lower than the one
she expressed to the victim both outside and inside the courtroom.
The adversarial nature of the court process, moreover, calls for some emo-
tional expression of antagonism between the defence and the prosecution, even
if such expressions tend to remain subtle. As we saw in the case of prosecutor
Jakob, in spite of any such antagonism, defence lawyers and prosecutors may
have a trusting collegial relationship. Backstage the lawyer confessed not be-
lieving in his client’s story, but front stage, he nevertheless sternly contested the
evidence presented by Jakob. Their antagonistic relationship in the courtroom
was, in other words, toned up to satisfy lay people’s expectations of how the re-
lationship ought to be expressed. However, lawyers who “exaggerate” in their
display of antagonistic emotive-cognitive confrontationality in the courtroom
are generally disliked by both judges and prosecutors, since they disturb the
emotional silence that the courtroom setting, the script, the legal encoding,
and the dramaturgical features are all designed to uphold. They also unsettle
collegial interactions and collaboration, by forcing other legal professionals to
repair the damage to the image of objective emotionless justice.
Conclusions
In this chapter, we have approached the court as a theatre, following
professionals backstage, front stage, and semi-front stage to see how the
performance of unemotional justice is actually done among the different
The dramaturgy of court emotions 113
actors in the court. We have highlighted the courtroom (stage), the CJP
(script), and the legal code (language) that frame, direct, and articulate
(non-)emotion. The legal actors need to perform the ritual or drama, each
according to their own specific role. To do this, they need to emotionally
tune in and communicate both openly and tacitly to ensure that they
are able to move the process forward in a procedurally correct manner,
collaborate around challenges and obstacles, and produce the emotional
authenticity needed for the lay audience’s trust in the performance of
justice.
‘Emotional communication’ occurs on two levels: one that the actors use
to alert or reassure one another (e.g. through looks), and another that is
intended for the audience to pick up (e.g. through the deployment of stone
face, poker face, and bodily gestures). It is on this latter level that the ad-
versarial antagonism between the parties is played out, as conceptualized
through the dramaturgical feature we call ‘emotional toning’, indicating
the process of toning up antagonistic feelings. In contrast, the impact of
surprises and unexpected events unsettling the legal actors in court tends to
be toned down. The actual magnitude of the experienced emotions may not
be seen at all until their airing is allowed backstage. Other identified fea-
tures of the drama were situated adaptation, showing in particular the agile
and quick adjustment to tacit signals and emotional communication, and
tacit signals that bifurcate verbal communication into double meanings;
as an example, we saw how professional distance to the performance one
feels bound to uphold in court could be communicated (the defence lawyer
in the case of prosecutor Jakob). Tacit signals are often about safeguarding
professional pride. Front-stage strategic empathy, on the other hand, was
discussed as a particular feature of the court drama to better anticipate and
even avert potential obstacles to procedural correctness. This was observed
to be particularly necessary for the judge although all legal actors engage in
it to further their particular goals in the trial. Finally, dramaturgical stress
was identified as a phenomenon occurring when, for various reasons, the
emotive-cognitive judicial frame cracks under the pressure of lay people’s
needs for, and expectations on, justice. Justice, according to the frame, is
not about the “truth” or what has actually happened; it is about the facts
and evidence and their judicial value. It is, however, also about the perfor-
mance of pure rationality. Most importantly, however, as should be clear by
now, that performance is not unemotional at all; on the contrary, it relies on
emotion and continuous collaborative emotion management.
Notes
1 In the case of the appeal of the restraining order, the accused is not appointed a
defence lawyer. Decisions about restraining orders are made by the prosecution
office but can be appealed to the district court.
2 Sweden does not have death penalty. The maximum prison sentence is life, which
can be converted to a time-limited sentence.
5 Power and status in court
T
he above quote from chief judge Christer illustrates some emotive-
cognitive aspects of judicial power such as courage (“to dare”) and
confident responsibility (“we must”) to use power, while remain-
ing humble. Christer also talks about the discomfort (“it’s unpleasant”)
of power that some – notably other judges – experience, to the effect that
“nothing happens”. Background emotions of courage, confidence, and
humbleness are thus seen as conducive to using power, while unease and
anxiety are disruptive. As we saw in Chapter 3, the increased workload
pushes for more and faster decisions for both judges and prosecutors and
this, as combined with the power effect of these decisions, put individ-
ual capacities to confidently perform autonomy and independence to the
test. In Chapter 4, we also saw how continuous mundane decisions in the
course of a court drama may be fraught with unease and remorse (for
instance, dramaturgical stress). While judges are required to habituate a
comfort of power as part of their autonomous emotional profile, exercising
power itself is always bound up with a possible sense of guilt, remorse,
and – in a society where egalitarian norms are highly valued – even shame.
The legitimacy of power becomes key to a comfortable habituation of it.
Prosecutors also have much power, but their ability to exercise it is in sev-
eral ways circumscribed by their dependence on other professional cate-
gories, orienting them to use strategic emotion management to mitigate
power with status (“being liked”). However, the essence of prosecutors’
independence is seen when they sometimes use power in spite of losing
status (Abbott, 1981).
DOI: 10.4324/9781315306759-5
Power and status in court 115
In this chapter, we examine judges’ and prosecutors’ emotions and emotion
management from a power and status perspective. How do the dynamics of
power and status in the courtroom influence emotions and emotion manage-
ment strategies? How do judges and prosecutors manage power in their work
roles? How do professional power and status shape judges’ and prosecutors’ in-
teractions with other professionals and with laymen? We begin with the issues
of judges’ autonomous power and then continue with the prosecutors’ bounded
independence and mitigation of power. In the end of the chapter, we examine
the emotional processes of inter-professional power and status challenges.
Power discomfort
Put simply, judges must feel, or at least be able to display that they feel, that
the power they exercise when passing judgment is indeed just and in accord-
ance with the correct judicial procedure. To comfortably inhabit power is,
however, not easy for all judges. Especially judges still in training can expe-
rience the imperative as quite uncomfortable:
I think it’s a bit … scary anyway. If you think about it … I think it’s …
a bit unreal almost, that you – if I think about how much power I have,
even after having worked just a couple of years, it’s like “Who am I to
sentence these people to jail?”…. But it’s not as if … I go around at work,
thinking “God, I’m so powerful”. I don’t think that’d be good.
(Estelle, associate judge, 25+)
I don’t want my imaginary friend Charles, who always falls asleep in the
bathtub when he’s drunk, to be the pilot in a plane I am on, and I don’t
want to be judged by someone who sits at the same level as I do, someone
who has the education that I have. Instead, I want a person who under-
stands, someone who can see through it all and understands everything.
(Jens, court clerk, 25+)
Jens’s pilot analogy shows his way of justifying judicial power to be above all
technical: judges, for him, should have their power because they know how
to pass verdicts and sentences, just like pilots know how to fly. Being a clerk
himself, he still seems to harbour the belief that judging is about exercising
cognitive expert skills. Indeed, if it were that simple, sentencing people to
prison would not give rise to doubt and discomfort. But even experienced
judges in our material reported experiences of doubt. In the below quote,
judge Bente both illustrates this doubt and displays yet another technique
for managing power discomfort:
If we were to sit and think about every single decision for one hundred
years, then the parties will not get a decision. Especially in crime cases
where the defendant denies having done it we need to come up with a
decision relatively quickly, because it’s not good [to let him wait]. But
sure, sometimes it goes wrong. In fact, there’ve been cases where I’ve
had to call one of the parties to let them know that I think they should
appeal because my ruling was wrong [laughs]. I’m like [self-reproaching
voice], “What was I thinking?” So once, for instance, I called the de-
fence lawyer [when the appeal period was almost over and the defence
had not appealed] and asked him, “Did you look at the sentence?” […]
adding “You know you have to appeal within three weeks”…. I know
some colleagues disapprove when I do that, but I can give them that.
That particular time, the appeals court changed the sentence, so it was
good that I made that call [laughs].
(Bente, judge, 50+)
Power and status in court 117
In the first part of this excerpt, Bente explains speedy decision-making as a
service rendered to the defendant. Her concern for delivering a reasonably fast
decision is thus motivated by a concern for the lay person’s well-being. This
can be seen as an extension of the good treatment policy, as Bente empathi-
cally imagines being in the limbo situation of the defendant. The good treat-
ment policy can thus be used as a technique to overcome power discomfort,
by putting aside doubt in the interest of a quick decision. But the empathic
concern is also, and equally, about assuming the responsibility of power. In
the second part of the excerpt, we see an extraordinary measure taken by
Bente (calling up the defence lawyer and telling him to file an appeal), because
she kept thinking about her decision even after the sentence was delivered:
she did not apply the “forget the passed” maxim. Bente experienced guilt
(“sometimes it goes wrong”) and remorse (“what was I thinking?”). Guilt and
remorse motivated her subsequent actions and revealed that she assumed re-
sponsibility for her mistake (“the appeals court changed the sentence”). At
the same time, her whole reasoning revealed security in her status position at
the court: first, through the fact that she admitted her mistake and, second,
in the way she reasoned about her extraordinary action to correct it (she did
not care becoming the target of collegial critique). The excerpt thus illustrates
professional confidence and status deriving from experience and a secure po-
sition, which allows for power comfort even when decisions go wrong.
On a similar note, another experienced judge, Erik, below speaks rather e asily
about his power, but emphasizes the caring responsibility that comes with it:
It’s like in Pippi Longstocking: the one who has very much power also
has to be very kind. […] If [the defendant] is a regular and knows what
to expect, that’s one thing, but first-time offenders and ordinary people
you have to handle with care.
(Erik, judge, 50+)
I don’t see that I have any power, I cannot see how I could have any….
Well, I have the tools that I have – that I need, or which the legislators
have provided for me, to implement my task.
(Simon, judge, 60+)
118 Power and status in court
Simon dissociates himself from the power invested in the role of the judge,
which he sees merely as a function (tool) of someone else’s (legislators’) power.
This is a bureaucratic approach to power (Arendt, 1977), and it is essentially a
radical way to manage power discomfort, by denying personal responsibility.
Reducing one’s role to a cog in the machinery of law thus forecloses any dis-
comfort of power. In a civil-law system, the bureaucratic approach to power
lies ready at hand due to the idea that judicial power is about applying objec-
tive and stable laws. In line with this, even judges who assume responsibility
still argue to some extent that they exercise power according to objective laws
that they cannot influence or change, thus at least reducing the aura of power
discretion surrounding their capacity as judges (cf. Remiche, 2015).
You are sitting, literally looking down at the two parties. And I think
that’s a way to emphasize that it’s the justice who decides. I don’t know
if I think that that’s all wrong. In the Swedish culture, hierarchy is
something ugly, but in some circumstances hierarchy is needed, and in
court hierarchy is needed…. It’s symbolic in a way. You don’t want to
be judged by – I don’t know if you can say it like this – judged by your
peers … you want them to be almost superhuman.
(Jens, court clerk, 20+)
There are many judges that are pushing this issue with gowns, and I can
tell you right away that if that happens, and I’ve told them this, I will
resign [slight laugh], though I’m probably quite alone in that. Because
then you really distance yourself, you become a position. You become
someone who’s not participating, who’s appointed by a celestial power
[laughs]. We’ve had a lot of discussions about this, and for me, this all
feels very strange. […] Judges need to keep up with the society. We need to
be able to talk to young people, we have to be able to talk to foreigners, to
understand. Try to understand how they live and their way of life.
(Sanna, chief judge, 50+)
Judge Asger’s decision to not make note of the cap and his failed attempt
to tell the defendant to stop cursing both speak to the general limitation of
the judge’s power. Asger’s forced smile is a poker-face strategy to cover up
for his irritation, and his covered mouth signals embarrassment when the
defendant ignores his request (cf. Bloch, 1996). To confront defendants on
issues like dress or manner of behaviour or speech in the court, judges must
rely on their status rather than their power. When their status is rejected,
they are left with the option to resort to repressive power – such as cancel-
ling the hearing – that would damage the legitimacy of justice in a broad
sense and thus further reduce their professional status (cf. Abbott, 1981).
Because the rule of law presumes public legitimacy, power thus ties in with
status in the actual performance of justice in the courtroom. Meanwhile,
some judges – for instance, Margareta in Chapter 4 (p. 107) – may comfort-
ably allow the defendant to stray beyond conventional boundaries, demon-
strating their secure power.
Yet, there are limits to how much deviation can be tolerated and there
are solutions to “the cap dilemma”. The judge can use the other legal pro-
fessionals in the room, particularly the defence lawyer, to bridge the norm
system of the court and the norm system of the defendant. In the following,
an elderly and experienced judge recounts an episode where she anticipated
that she, the professional judge, might be embarrassed by a defendant. She
therefore takes the quick decision of changing her planned course of action.
She cannot count on the defendant to obey her slightest command, but she
can count on the legal professionals. Their deference to her authority is part
of the court ritual:
The judge tells about a trial with a defendant who “kept chewing gum so
hard that you could not hear what he said”. As if that was not enough,
when the prosecutor commented on this the defendant obnoxiously an-
swered: “What? Got bad hearing?” The judge got angry and in her state
of affect said “Well, I think it’s time for the defendant to spit out that
chewing gum!” She bent down to lift up the wastebasket, intending to
walk over to the defendant to let him spit the gum in it. But the waste-
basket was stuck to the floor! She had to pull it up real hard, and during
Power and status in court 123
the extra seconds she had time to stop and think about “What do I do if
he refuses to spit it out?” So the moment she got the wastebasket off the
floor she banged the basket on top of the desk and said: “And perhaps
Mr [defence lawyer’s name] can assist me with this!” The defence lawyer
got up and fetched the wastebasket for his client, who, obediently, spat
the chewing gum out.
(Fieldnotes, court)
The judge moves her chair back so she can see everyone and encourages
the clerk to do the same. Judge: “Let’s do this in due order. Did [the
accused] steal the money, [name of clerk]?” Clerk: “Yes, I think he did.”
The clerk develops her argument based on legal reasoning. Judge to the
Power and status in court 125
lay judges: “Anyone wants to step in?” She looks around at the lay judges:
“Does anyone think differently?” Lay judge 2 makes a comment and the
judge nods: “But you still conclude that [the evidence] is convincing?”
Lay judge 2 nods and the judge concludes that they then all agree. She
turns to the clerk again and asks for the legal classification, develops the
legal reasoning, and discusses the appropriate sanction with the clerk.
(Observation, theft, judge Britta, 45+)
Leaving the courtroom, Britta subsequently praised the clerk for her perfor-
mance: she used the right gestures and was calm and steady. Accordingly,
we see that the professional perspective includes a certain mastery of physi-
cal expressions, communicating security and confidence in explaining one’s
assessment to the lay judges. As we see in the excerpt, Britta then invites the
lay judges to express their opinion, which is a way for her to acknowledge
their status as lay judges. The recognition is an emotional gift that is likely
to raise her own status and in return secure the lay judges’ sympathetic sup-
port (cf. Clark, 1987). According to Kemper (2011), one is disposed to like
those who accord status. The downwards according of status is a way to be-
come appreciated in asymmetrical relationships that otherwise might cause
resentment due to structural inequalities.
Jokes, humour, cheerfulness, and good temper are ways to prevent the
lay judge’s potential resentment of professional judges’ higher status, and
they represent variants of emotional gift giving. They are usually used in
various combinations, and they tend to be backgrounded habituated strat-
egies for the experienced judges, while associate judges and presiding clerks
often need to reflect more on the best way to go about. Thus, in the above
excerpt confident performance of status was part of judge Britta’s strategy,
in combination with her employment of an inviting and pedagogical style.
The pedagogical approach might have been responded to differently had
the judge been younger and less experienced, however, as it could have in-
sulted the lay judges’ status of age as well as their status as experienced lay
judges, ending up evoking resentment instead (Kemper, 2011).
While the professional judges may be emotionally generous, they never-
theless maintain their expert role. In the above quote, Britta’s “use” of the
clerk to open the deliberations can be seen as a discretely intimidating way
to strengthen the position of expert reasoning, a position that is formally
represented only by the professional judge but here gets to be affirmed twice
with also the clerk manifesting it. When professional judges feel the need to
emphasize their expert position, emotional gift giving may be abandoned in
favour of intimidating approaches. This strategy amounts to challenging the
lay judge who expresses a dissenting opinion by using legalese, or by read-
ing aloud from the code. For instance, during the deliberations in a drug
offence case, one of the lay judges wanted to double the prison sentence
being discussed, to which judge Ola, who did not agree, responded: “Then
I think we need to look at the explanatory statements of the law, as I doubt
126 Power and status in court
that [such a long prison sentence] is established praxis”. He then read aloud
from the code in an articulated pedagogical manner. When asked about the
situation in a follow-up interview, judge Ola said that he had had a similar
incident with the same opposing lay judge the week before, with the result
that the lay judges voted against him, and that he therefore decided to, this
time, use “power language” on the lay judge. In the beginning of the quote,
Ola refers to the first encounter with this lay judge:
She persuaded the entire [lay judge] committee to side with her and they
convicted a girl I thought should have been acquitted due to lack of
evidence. That’s how the legal rights of the individual are imperilled.
I think it’s rather upsetting actually. So then I decided that I needed to
be more articulate. With [this lay judge] in particular, I need to make
myself very clear. If she starts digressing and giving her opinions like
“Well, well, this is how it should be” – without any real [legal] basis for
it – then I think she’s simply wrong. So, [reading the code] absolutely is
about using power language, but I also think that it’s important to do
so. And although I don’t think she gets it, [she needs] to understand that
we can’t [irritated voice] sentence people merely based on our opinions.
(Ola, judge, 40+)
The example shows that resorting to the intimidating approach of “power lan-
guage” in Ola’s case was not necessarily an easy option for him to choose, and
so it had to be used delicately. In Ola’s case, it was chosen as a result of reflec-
tion and in correspondence with the correct procedure, given that the lay judge
was legally wrong. Ola also remained calm and kind when interacting with the
lay judge, in spite of the anger and irritation he expressed during his interview.
Careful and discrete emotion management, even when meant to intim-
idate, is common for professional judges in deliberations because they
know that heads-on confrontations of opposing lay judges are likely to only
worsen the problem of contentious lay judges. Indeed, it seems to be the
case that argumentative lay judges often manage to convince entire commit-
tees. Judges in our material thus additionally opined that where possible, lay
judge committees should not be allowed to discuss cases on their own, and
that it would be good to have the deliberations towards the end of the day as
by then the lay judges already long to go home and will thus be less inclined
to have lengthy discussions.
To sum up, the judges’ position as powerful embeds emotions of guilt, dis-
comfort, confidence, and security. In a democratic system, especially in the
Swedish system where a high degree of consensus represents a cultural good,
the legitimacy of power ideally implies that the subject complies with the
norms according to which he or she is rightfully submitted to a legal process.
As we have seen, judges are either comfortable with having power but try to
use it as “kindly” or responsibly as possible, or they are uneasy with it and
choose to consider themselves as but a function of the system. Either way,
Power and status in court 127
“the cap story” serves to illustrate and help us reflect about the inherent in-
security of legitimate power: it is limited when clashing with different norm
systems, and when its limit is reached, the judge’s status as representative of
a legitimate system may be undermined. Though judges nurture autonomy
as their shared and sacred ideal, their performance of the legitimate rule
of law rely upon the ritual deference of prosecutors and lawyers, as seen in
the case of the gum-chewing defendant. Ritual deference as inscribed in the
emotive-cognitive judicial frame embraced by all legal professionals ensures
that the judge does not need to negotiate status in relation to other legal pro-
fessionals. The situation is different with the lay judges, however: as we saw,
judges need to engage in various status-enhancing emotion management
strategies during deliberations with lay judges. Turning now to the prose-
cutors, such status-enhancing emotion management is a vital ingredient of
their emotional profile, which is characterized by bounded independence.
Then you must tell them that this is my decision: I am the one who knows
how the court works – if that knowledge wasn’t needed, we wouldn’t
need any prosecutors. I decide, but I am not chief of the police, so … I
can tell them what to do but not how and when they should do it.
(Fieldnotes, prosecution office)
These conflicts reflect another aspect of the prosecutors’ purifying work: the
legal encoding and translations are performed by them, but the material –
the facts and the narratives – are collected and provided by the police. The
police are the paramount dirty workers (Ashforth and Kreiner, 1999) of the
legal system in this sense, and the potential for mutual resentment is struc-
turally embedded in the power relationship between the police and the pros-
ecutors due to this status difference (Barbalet, 1998). The police who ‘know’,
due to their immediate situatedness in the messy reality, what has happened
are required by prosecutors to consider and organize their collection of ev-
idence and witness stories so that these fit in the process of legal encoding.
The squareness of this requirement “chafes, evokes emotional instability
and cognitive dissonance” (Björk, 2014: 18, our translation) to the police.
The quality of the evidence collected by the police needs to withstand ju-
dicial scrutiny to ensure that there is no overlooked evidence of alternative
scenarios or other possible perpetrators – to “plug all the holes”, as prosecu-
tor August put it, and continuing:
Prosecutor 1 says that when you meet police officers [the first time],
they read you to find out what type you are and how they can approach
you…. Prosecutors 1 and 2 keep talking about how to give directives in
a nice manner, not forget to praise the police for a good piece of work,
not just “do this and do that”, and take their work for granted.
(Fieldnotes, prosecution office)
The police’s “reading” of the prosecutors noted in this excerpt reflects the
police’s subordinate position and can be compared to the way prosecutors
and defence lawyers in our material tended to keep close track of the dif-
ferent judges they met in court (see below). Previous research suggests that
the demands on emotion management for subordinate legal actors are higher
than those for superiors (Francis, 2006; Lively, 2002; Pierce, 1999), which is in
line with this ‘upward reading’. But our data also suggest that in the case of
130 Power and status in court
prosecutors and police officers, the amount of emotion management depends
on the degree of interdependence in the power relation. The prosecutors com-
mand the police during preliminary investigations and concerning coercive
measures, but they also depend on the police for collecting the material they
need for legal encoding. This dependency warrants prosecutors’ emotion
management in relation to the subordinate police. Prosecutors therefore also
read the police: “You learn about individual officers that you work with, you
know that ‘OK, now it’s that person, so I’ll work like this’, and you know
how to get what you want out of [that relationship]” (Ursula, prosecutor, 30+).
Prosecutors’ dependence on collaboration with other professions such as the
police thus brackets their actual power and directs attention to the mutual
accordance of status that enables one to perform, in a position of superior and
subordinate, in situations in which the superior depends on the acquiescence
of the subordinate, but the actors belong to slightly different norm systems.
When it’s a new judge, you might ask your colleagues about what he or
she is like, just so you can mentally prepare. What do I have to expect? If
you’re told that they have an uneven temper, then of course you become
a bit more insecure.
(Bror, prosecutor, 65+)
Power and status in court 131
Prosecutors, however, also regulate their ritualistic strictness in terms of
deferential displays depending on the judge:
I went to the bench to let judge [name X] read the document. […] I
would never have dared to do that if judge [name Y] had been presid-
ing, because then you have to ask for permission to approach the bench
[laughs].
(Josefin, prosecutor, 30+)
So far, we have shown that the prosecutor’s role is shaped by complex power
relations that in a number of ways make it distinct from the judge’s role. In
the juridical hierarchy, prosecutors are subordinate to judges, but superior
to the police. They depend on both the police and the judges to do their
work. First, while they formally have power over the police, the police repre-
sent a different institution with different norms and values attached to their
specific (practical, action-oriented) professional pride, making many police
officers predisposed to resent (the power of) prosecutors. Prosecutors thus
need to develop emotion management skills that help them increase their
status as well liked among the police. Second, the relationship to judges is
collegial and they share the emotive-cognitive judicial frame. There is no
norm or value conflict, nor can prosecutors escape the peer-evaluative eye
of the judge in the courtroom.
Like judges, prosecutors represent the state, but unlike judges, they repre-
sent the state as a party in court, not – as is the case with the judge – justice
per se with a fundamentally autonomous relation to the state. Prosecutors
by definition serve as the personalized state: they exercise state power in
leading investigations and in their decisions to pursue or close down cases.
In all these instances, they represent the state in dealing with the victim; they
may get frequent phone calls from victims who are angry, disappointed, and
so forth. Furthermore, prosecutors take great pride in their professional re-
quirement to conduct objective investigations, but as they switch to become
a party in court, they still need to uphold distance to the victim(s). As seen
in Chapter 4, contrary to judges, the issue for them is then not whether to
give justice an empathic face; rather, it is about keeping distance and con-
veying the point that prosecutors do not represent the victim the same way
defence lawyers represent defendants. This distance requires a habituated,
tacit ability to move in and out of engagement depending on the objective
needs of the victim. They also need to strategically manage the emotional
expressions of victims as well as victims’ expectations on the prosecutor. In
Power and status in court 133
relation to defendants, the prosecutors want to make sure that they under-
stand that the prosecution against them is professional, not personal.
We have seen that due to a multitude of interdependent relationships,
prosecutors need to negotiate power with emotion management strategies
to gain status, which eases their work. At the same time they embody the
exercise of power, sometimes against the expressed wishes or needs of the
police and lay people. In this professionally habituated readiness to use
power – in spite of becoming disliked, thwarted, and scorned – lies their
profession-specific sacred value of independence. Independence is bounded
by interdependent relationships and status negotiations, but proves its
worth when prosecutors pursue their objective goals by the use of power,
even if they lose status. In other words, prosecutors have both to be insensi-
tive to the perspectives of others and empathically oriented towards them.
This is also true in their relation to the judges, although in this relation, the
prosecutors are structurally subordinated. In the last section, we will briefly
elaborate on the power/status relationships between these two professional
groups in court interactions.
She [the prosecutor] never asked. It was never clear who [the defendant]
bargained with, that was just implied, and it cannot be implied. I had to
put those questions. And that is not my role. […] When the prosecution
doesn’t function properly, isn’t skilled, it’s not good from a judge’s point
of view, because it undermines our objectivity. […] I have investigative
responsibility as well, but I won’t go in and bring down the defendant.
(Monika, judge, 45+)
Monika here did make sure the missing questions were asked, but, as we see,
she resented the prosecutor (“doesn’t function properly, isn’t skilled”) for put-
ting her in this position. The reason why judges like Monika may nevertheless
134 Power and status in court
decide to venture into objectivity’s grey zone is their distaste for waste of time
and of taxpayers’ money; if, instead of asking, they would issue a judgment
to the effect that the case be dismissed due to lack of clarity, the prosecutor
would appeal and an appeals court would presumably convict instead.
Feelings of resentment thus arise in judges when other parties fail to do
their part. This said, judges’ dependence on the other legal professionals
in hearings does not warrant any status negotiations, as their power over
defence lawyers and prosecutors normally goes uncontested. We have al-
ready discussed the mechanism behind this, which is ritual deference to the
judge as a shared norm embedded in the emotive-cognitive judicial frame.
Judges therefore do not need to work on their status in the eyes of other
legal professionals: they do not (and autonomy postulates that they should
not) need to be liked by them. Judges’ dependence on other legal profes-
sionals instead disposes them to feelings of anger, an emotion associated
with power. Their habituated position of autonomous power can thus make
judges short-tempered:
…most people are very attentive to what … you think up there, if I may
say so, most people see that there is lots of power radiating from the
bench and they do – yes, most people do as I want. Last time I roared at
someone, it was actually a lawyer who wanted to make a statement at a
point in the trial where he was not supposed to make any statements, to
refer to circumstances that he was not supposed to refer to, [loud voice:]
and then I had to roar that he was to be quiet […] Well, then you must
let it come forth, let the feeling come forth that I am not afraid to use
the language of power.
(Folke, judge, 60+)
This comfortable display of power depends on that the object of power (the
defence lawyer) shares the judge’s norm system. The lawyer in the excerpt
might not have agreed that he did something wrong, but he would not openly
challenge the judge’s command.
Prosecutors in training may irritate judges for being slow and asking too
many or too ineffective questions. Their impatience reflects the tension,
managed by the judges, between staying on schedule and letting the parties
have their say (Scarduzio, 2011). In the quote below, judge Hans becomes
angry with a young assistant prosecutor. They have to cancel a grey trial
because none of the parties have shown up for it and, as it turns out, the
injured party is unlikely to participate at all since she has emigrated from
Sweden. The judge advises the young assistant prosecutor to withdraw the
case entirely:
The judge to the prosecutor: “You have read the preliminary investi-
gation, in which the evidence builds on the victim’s story, so if she is
not here maybe you should just drop the case.” The prosecutor [with
Power and status in court 135
a strained laugh]: “I will have to consider that.” They have a short ex-
change about a previously cancelled hearing, and the prosecutor leans
back with her hands to her sides, as if showing that she thinks. The
room falls silent for a while and the judge looks at his papers, as if wait-
ing for the prosecutor, who does not speak. Finally the judge speaks:
“So, we’ll end the attempt to find the victim.” Prosecutor: “Can I take a
short break to think this through?” Judge: “You can take a break until
our next trial.” Prosecutor: “Good”. She nods, stands up, and leaves the
courtroom.
(Observation, unlawful threat, judge Hans, 55+)
Typical of the kind of emotional toning pertinent to the front stage of the
courtroom (discussed in Chapter 4), the power contest between the prose-
cutor and the judge in this excerpt is subtle. The prosecutor’s strained laugh
and body posture suggest that she is both humiliated and angry but unsure
how to proceed. Her hesitation to withdraw the charges and show deference
to the judge’s opinion reinforces the judge’s anger. From the prosecutor’s
perspective, the lack of deference is an exercise of independence vital to
her profession, an attempt to stay in charge of a prosecutor’s discretionary
space despite the pressure from the judge. In return, the judge overrules the
prosecutor’s request to “think it through” by abruptly ending the trial, using
his power to show that she, the prosecutor, is not worthy of his respect. In his
follow-up interview, it became clear that judge Hans resented prosecutors in
general, for believing that they have power in these matters, and that the
interaction observed above was indeed meant to be a power manifestation:
The “cutting in” as described in this quote equals overruling the judgement
of the prosecutor, the one to normally “steer” the examined person. When
judges undermine novice prosecutors’ professional status, they lower these
prosecutors’ self-confidence and security. As prosecutor Magnus continues to
describe another such judge, he uses the word “painful” and blames his own
lack of experience, indicating low self-feelings and shame (cf. Scheff, 1990):
Of course, if I have a full day with [judge Y] and she cuts in on every
examination I hold, and kind of tells me “that’s not interesting” or takes
over the examination herself, then you can feel [dejected], it can be kind
of painful. It has happened on some occasions, but, you know, being a
beginner, I’m quite humble. I have a lot left to learn.
(Magnus, assistant prosecutor, 30+)
Judges’ use of power this way may impact negatively on prosecutors’ gen-
eral performance, which, in turn, makes the judge more irritated, creating
a vicious circle of an escalating shame-anger spiral consolidating feelings of
insufficiency (Scheff, 1990). Interestingly, even experienced prosecutors can
talk about and display feelings of discomfort and insecurity when about to
enter trials with reputedly aggressive judges (see, e.g., p. 130).
As we have seen, prosecutors’ independence requires insensitivity to
criticism from both professionals and lay people. An ability to withstand
patronizing assaults on their professional self by aggressive judges is also
inherent to this necessary insensitivity, a skill they have to develop to pursue
their goals. In the excerpt below, the earlier quoted judge Hans meets now
instead an experienced male chief prosecutor who engages him in a status
contest while upholding ritual deference as pure formality. The parties have
just been called to begin the trial:
Walking in, the prosecutor says: “The defendant has not arrived”. With-
out paying attention to the prosecutor, the judge looks at his papers and
asks the clerk to check the database. Judge: “He has been served his
indictment, stating that the case can be handled in his absence”. Prose-
cutor: “Mm”, leaning back with his arms crossed. The prosecutor then
picks up his papers, reads for a few moments and turns to the judge:
“I see that there is an incorrect date in the police report.” The judge
stares at his screen without acknowledging the prosecutor. Prosecutor:
“I need to make an amendment and change the date to 31 January.”
The judge does not react. After a while the judge says: “When a case is
Power and status in court 137
handled in absence of the parties, it is not possible to…” The prosecu-
tor quickly fills in: “…make amendments.” The judge interrupts: “I was
talking to the lay judges.” Prosecutor: “Excuse me.” Judge: “No prob-
lem,” without looking at the prosecutor. When leaving, the prosecutor
shakes his head, looks at the researcher, and smiles.
(Observation, drug offence, judge Hans, 55+)
In this excerpt, Judge Hans claims power and superior status through
demonstrated indifference (Kemper 2011: 23), and emotional distance to-
wards the prosecutor by not responding or even meeting the prosecutor’s
eye once during the short episode. Hans’ insinuating that the chief prosecu-
tor would not know that trials without the defendant present do not allow
for amendments is a clear status withdrawal. In contrast to the young fe-
male prosecutor encountering judge Hans above, the male chief prosecutor,
however, claims status by remaining confident, talking back to the judge
to show his professional competence, and finally signalling that he finds
the judge ridiculous by shaking his head and smiling on his way out. The
prosecutor’s filling in the judge’s talk (“…make amendments”) amounts to
a verbal crossing of swords, revealing his keen defence of his status. Experi-
enced and confident high status prosecutors may gain a reputation as such
among judges and thereby claim more confident space of discretion in the
court than other prosecutors claim. While there are judges, like judge Hans,
who refuse to be impressed, it lies in the prosecutors’ interest to not admit
to being humiliated.
To sum up, even the autonomous judges depend on hierarchically subor-
dinate other legal actors, but they do not need to negotiate status in these
inter-professional relations. Whether those other legal actors like them
or not, they are bound by the shared emotive-cognitive judicial frame to
submit to the judges and show them respect and ritual deference. We have
seen how this may result in judges who appear aggressive to prosecutors,
which may cause emotional distress for the latter, especially the novice ones
among them.
Conclusion
In this chapter, we have focused on professional power and status relations.
We have shown how judges and prosecutors are variously enmeshed in re-
lations of dependence, while power and status work differently for the re-
spective professions, resulting in different patterns of emotion management
and emotion outcomes. Confidence and comfort of power are tied to the
judge’s performance of autonomy, but judges’ position as powerful also em-
beds emotions of guilt, remorse, and discomfort. Some judges confidently
habituate power by assuming personal responsibility that may go beyond
their actual job description. Others reject the notion of their power and as-
sume a bureaucratic approach, entirely denying responsibility. In order to
138 Power and status in court
be comfortably exercised in a democratic egalitarian society power also has
to be legitimate. Bounded independence, requiring the mitigation of power
by the continuous negotiation of status, characterizes prosecutors’ power
relations to a multitude of groups. Prosecutors therefore need to develop
high empathic and emotion management skills. Yet, their independent, pro-
fessionally required, pursuit of objectivity also propels them to be insen-
sitive to others’ emotions, as when they execute prosecutorial power over
lay people or resist the tacit signals and emotional communication of the
judge. These patterns contribute to the making of what we call different
emotional profiles of judges and prosecutors within the emotive-cognitive
judicial frame.
We have argued that judicial power relies on reproduction of auton-
omy, typically expressed by the judge’s removal from messy reality and
his or her capacity to embody pure reason. The emotional profile of the
judges is characterized by a rather distinct absolute power that neverthe-
less requires a certain status of the rule of law in order to be comforta-
bly exerted in relation to lay people who do not necessarily embrace the
norms of the legal system and its legitimacy. When achieving legitimacy
in court, judges thus rely on the ritual deference – inherent in the norms
of the e motive-cognitive judicial frame – of the other legal professionals.
Sharing the norms of the legal system, defence lawyers and prosecutors
can bridge the norm gap between the judiciary and lay people. As we saw,
status negotiations are necessary for judges primarily in relation to lay
judges during deliberations. Given the good treatment policy, however,
some judges attempt to work on their status through a more personalized
approach in relation to lay people.
The emotional profile of the prosecutor is characterized by dependent
power relations vis-à-vis both the police and the judges. Police officers who
resent a prosecutor may not do as good a job in securing evidence fit for legal
encoding as positively disposed officers do. Status negotiations in relation
to the police are therefore vital in the preliminary investigations. Vis-à-vis
judges, prosecutors may find their status undermined by aggressive judges,
but to some extent, they also defend that status: even aggressive judges may
be more tolerant of prosecutors they respect. Relations to lay people are
more complex: here the prosecutor may exercise prosecutorial power against
the wishes of the victim, thus putting up with the discomfort of both exercis-
ing absolute power and losing status (being disliked). Due to these complex
power and status relations, the demands on prosecutors to flexibly manage
and predict others’ emotions and adapt relationally are considerably higher
than those on judges.
We have seen examples of how resentment and anger among professionals
can occur in court as the result of colliding professional agendas. Judges
take pride in procedural correctness, in staying on schedule, in saving tax-
payers’ money, and, above all, in gaining lay people’s recognition for the le-
gitimacy of the law. Prosecutors share these values, but in court, their focus
Power and status in court 139
and pride lie in their capacity to steer the process forward according to the
plan, presenting evidence and examining people. The different foci of judges
and prosecutors give rise to different priorities. The judges may want clear
and concise questions that generate the best substance for decision-making,
while the prosecutors may want unwavering respect for a specific, strategic
examination. In the court settings of interdependence and cooperation nec-
essary to achieve shared sacred values of objective justice and professional
pride, power and status become emotionally highly charged dimensions.
Mutual respect and ritual deference become crucial for smooth professional
relationships and, in the end, for the smooth working of justice.
6 Objectivity work as situated
emotion management
When the lay judges can identify with the accused, they put extremely high
demands on the quality of the evidence; and when they can’t, because it’s
some junkie, then they can convict that person more or less without any
evidence at all. I’ve seen that over and over again. And quite often when
they don’t want to convict the defendant, even when I think there’s really
enough evidence, we end up having very weird discussions. I suppose, when
I identify with someone, that’s how it works for me as well. That’s happened
a few times and it’s been rather unpleasant. […] Now and then it happens
that it’s someone who could have been me, then it’s hard. Because then I feel
I’m less objective, and I think it’s really very important to talk to someone,
unload all that, so to speak, before you make your judgment. Because those
feelings can make you judge, not necessarily milder at all … but that I try to
compensate for those feelings.
(Tina, judge, 50+)
T
ina in this excerpt speaks with unusual insight into the role of back-
ground emotions in judicial decision-making, an issue more vis-
ibly affecting lay judges who lack the tools and techniques of the
emotive-cognitive judicial frame. From Tina’s reflections on lay judges’
contingent demands on the evidence, she infers similar processes in her-
self. Her view that judging sometimes should be preceded by “unloading”
various emotional impressions in order to avoid unreflected influences on
decision-making points to our argument in this book that while emotions
can be rendered formally insignificant by the legal system, they will none-
theless still be present. The legal positivist notion of objectivity as something
abstract, disembodied, and unemotional is therefore profoundly problem-
atic (Bladini, 2013). In reality, as Tina seems to suggest above, the goal of
objectivity might be better served by paying close attention to situated and
contingent background emotional processes (Burkitt, 2012; Scheer, 2012).
In this chapter, we will show that judicial objectivity relies on situated
emotion management and empathy. That is, rather than being static and
universal, objectivity is a situated practice accomplished through “objec-
tivity work” (Jacobsson, 2008: 46–47). We will also show how the positivist
DOI: 10.4324/9781315306759-6
Situated emotion management 141
objectivity ideal remains a chief organizing principle for legal profession-
als, sustained by the emotive-cognitive judicial frame and emotions of pro-
fessional pride and shame. Lots of skilled emotion management goes into
upholding the positivist ideal itself and its appearance of unemotional de-
tachment (Mack and Roach Anleu, 2010).
In practice, the different professional emotional profiles of prosecutors and
judges require different types of objectivity work. We begin with the judges
and their focus on the performative side of objectivity, consisting of an impar-
tial demeanour (equal treatment) and an instrumental method of evaluating
legally encoded sections of complex and conflictual reality (evaluation). We
then proceed to analyse prosecutors’ challenging task of being both partial
and objective, discussing the emotional agility required to balance emotions
of commitment and detachment. We look at this balancing act in relation to
preliminary investigations, which has not been given much attention earlier in
this book. Like the judges’ method of evaluation, prosecutors have a method
of legal encoding that directs their focus when mediating between messy real-
ity and the emotive-cognitive judicial frame. Finally, we analyse examples of
objectivity work as a collective achievement in court, which relies on intricate
and subtle inter-professional emotional communication and tacit signals.
You have to be really careful with [feelings of] disgust. Just because
you dislike rapists and those who abuse small children, I mean, they
aren’t [rapists] before they’re proven guilty so to speak, so we’re going to
Situated emotion management 143
examine if they really did it. So I don’t know if it’s a perpetrator sitting
there; it’s an accused sitting there. Whether or not he is a perpetrator,
that is what I have to decide upon right, and until then the person is
innocent. And that’s – I believe we strive to live in line with that fiction.
(Folke, judge, 60+)
Folke’s statement here indicates that impartiality can in fact hide strong opin-
ions and feelings (“disgust”) about what the accused may have done. In this
sense, impartiality is surface acting with the stone face. On the other hand,
the presumption that a person is innocent until proven guilty is fundamen-
tal to the principle of the rule of law, and it is therefore a sacred value of the
emotive-cognitive judicial frame. This frame disciplines judges to actually feel
proud when they succeed in keeping the accused separated from the criminal
act, and thus in refraining from morally judging the accused beforehand (“they
aren’t rapists before proven guilty”). In this sense, impartiality is not surface
acting but deep acting, using the emotive-cognitive judicial frame to actually
neutralize any feelings for the accused (Hochschild, 1983). Equal treatment
and an impartial demeanour is then connoted to actually feeling neutral to-
wards the accused. Nevertheless, the ambivalence of this frame adherence
comes through in Folke’s last sentence: it is all “fiction” that judges “strive” to
live by. In these words, we glimpse the usually overlooked gap between messy
reality and the ideal order of the emotive-cognitive judicial frame.
Success in performing an impartial demeanour makes judges feel good
and proud about doing their job well. As illustrated by chief judge Christer
in the following quote, one way to know that you succeeded is from the
(very rare) direct feedback from lay people. Christer had a murder case in
which he sentenced the accused to forensic psychiatric care. The injured
party called the clerk to ask about certain things after the trial, and then
took the occasion to express her satisfaction:
She had been so nervous before the trial but now she was so satisfied; she
felt that I had treated both [the accused] and her with such respect. And
then I thought it was – then I felt really happy, actually, really happy.
And I mean, she had no reason to tell me that if she – I mean, she had
no – well, that’s how she felt, anyway.
(Christer, chief judge, 50+)
There was this [district court] judge who said [sighs, imitates compas-
sionate tone of voice:] “Yes, I understand that this is really difficult
for you, you have been subject to so much, poor you, you may take a
break.” [Normal voice:] Something like that, because the examination
was getting emotional. And I felt like [hissing voice:] “Oh no! Good
Lord! I mean, quiet, quiet, quiet!” [Normal voice:] Like, do not say one
more word, it was so wrong. She didn’t mean to, but what she said was
so value laden, and I thought it was so unprofessional.
(Sanna, chief judge, 50+)
Sanna’s intensive shame in this quote is an effect of the district court judge’s
open expression of compassion. Although judges’ empathy may harbour
compassion,3 it should be expressed in a by-the-way manner, as we saw in
Margareta’s case in Chapter 4, or not at all. Sanna is ashamed on behalf
of the particular judge, but her shame is also related to judging in general:
judges transgressing professional values bring shame to the entire judiciary.
Insofar as the impartial demeanour is achieved using the stone face, it may
conflict with other aspects of procedural justice, such as expressions of em-
pathy, required by the policy of good treatment. Almost all judges in our
material stressed the importance of empathy to manage emotions of others in
court, in the interest of a smooth procedure (see also Roach Anleu and Mack,
2017: 62–70). When being asked why he was a good judge, judge Fredrik re-
plied “I can easily relate to people and attune to them, [in order to perceive]
how to proceed and make things work” (Fredrik, associate judge, 35). As
seen above, in the situation described by chief judge Sanna, also empathy
needs to be balanced in order not to adventure impartiality. In practice, this
means that the judges cannot respond empathically only to a victim’s strong
expressions of pain and suffering. The solution to this dilemma may result in
the opposite of empathy. In one murder trial, the defendant gave a detailed
description of how he stabbed the victim multiple times with his knife:
The defendant describes how the victim tries to wriggle out from under him
and how he stabs her repeatedly in the neck with his knife. He repeats again
and again that he did not want to hurt anyone, but still stabbed her every
time she tried to move. No one in the room reacts as if he is talking about
anything special. […] The judge and lay judges are focused on taking notes.
(Observation, murder, prosecutor Cecilia, 40+)
Situated emotion management 145
Arguably, keeping focus on the legal aspects is bound to be more difficult
in horrific cases, and we know that judges feel things and even fail to hide
their feelings sometimes. Indeed, keeping oneself busy with practical mat-
ters such as taking notes is a useful technique: apart from its function as a
cognitive aid, judges and lay judges use note taking as a way to appear at-
tentive and interested, to control boredom, and to shield off from emotional
engagement.
Our observations repeatedly confirmed that the thicker the emotional at-
mosphere gets, or the stronger the emotional expressions of the lay people
get, the more neutral and stone-faced the court appears. The reason may
be that the stone face in these situations is no longer primarily directed at
the audience front stage, but is really a habituated tool available for judges
wanting to control also their internal states (foreground emotions).
The judges’ concern for displaying an impartial demeanour, along with
their concern for procedural justice and legitimate power, may influence
their capacity to intervene even in cases where doing so would be appro-
priate (due to disturbance, for instance), sometimes resulting in awkward
passivity. Judges’ fear of risking the balance and going from observation to
intervention (compare Moorhead, 2007) may indeed make them look like
they favour the accused. As explicated by Judge Ola:
In this excerpt, we see the implicit presumption that the defendant, rather
than the victim, is the one most vulnerable of the two parties because he or
she stands to be punished. Even if the defence lawyer goes too hard on the
victim, and even if the lawyer’s questions are irrelevant, they may be allowed
for this reason. This presumption was widespread among judges in our ma-
terial, although individual judges could be variously lenient with regard to
the defence lawyers’ examinations. As a rule, the more serious the crime and
the more severe the sanction associated with it, the more space the accused
was allowed.
The aim that the accused should ideally understand and comply with the
sentence, however, also rests on the assumption that the accused will be con-
victed. As the legal system is built on the premise that prosecution should
only take place if and when the prosecutor finds the objective evidence of
146 Situated emotion management
the accused person’s guilt to be sufficient, the accused is indeed likely to be
convicted.4 Yet, the impartiality of the judge, and the principles of orality
and immediacy (see Chapter 1), still require the judge not to take this for
granted. Eager to communicate this message, judges may overcompensate
by giving the accused more space than they do for the victim. This compen-
satory behaviour may be implicit for the lay people, but it is rather explicit
for the professional parties: the judge may appear and actually be stricter or
harsher towards the prosecutor than towards the defence. In other words,
the judges’ concern to appear impartial may lead them to treat the prose-
cution with less concern for their feelings compared to how they treat the
defence:
A prosecutor described a trial where the judge had been unpleasant and
tough. Afterwards the prosecutor and the judge spoke on the phone
about the case and the judge asked: “Did you think I was unpleasant
towards you?” The prosecutor said yes and the judge explained that he
thought the case was so clear that, in order not to show that he had al-
ready made up his mind about it, he overcompensated by being tough
[towards the prosecutor].
(Fieldnotes, court)
The risk of overcompensating this way in cases where the accused is likely
to be convicted shows that a concern for impartial demeanour does not
necessarily coincide with an impartial state of mind: judges evaluate the
evidence continuously while presiding. They may know where the trial is
headed before it has reached its end; “all the time you sit there, not just
listening but processing” (Kristin, judge, 30+). This should not lead us to
question judges’ objectivity, however: the judge merely considers the objec-
tive evidence to speak for the defendant’s guilt before the trial has ended. If
anything, given the inquisitorial preliminary investigation, the trial is tilted
against the accused from the start, and, from this perspective, the judge’s
role is to compensate for that (Roach Anleu and Mack, 2017: 123). The fact
that judges now and then also do acquit defendants demonstrates their ac-
tual autonomy and power. When that happens, their judgment has nothing
to do with the truth, however, only with the quality of the evidence failing
to meet the requirements. Turning our focus now onto how justice is done,
let us take a closer look at the emotional foundations of the method of legal
evaluation.
Judges have no tools for establishing the truth, but they do have tools for
deciding what has been proven, and when these tools help establishing a
method, as Jonna describes, they orient focus and interest away from the
“emotional sides” deemed irrelevant for evaluating the evidence. In the
quote, we see Jonna’s relief and even enthusiasm when discovering how she
could apply this “method” instead of losing herself in bewilderment about
“the truth”. This method of legal evaluation is taught and habituated as if
it were an objective one, uniform and clear and free of any interpretation
(Bladini, 2013). It takes on an aesthetic character of coherency and consist-
ency, similar to the way scientific models and theories appeal to researchers
(cf. Barbalet, 2011). Mastering the method is a source of professional confi-
dence and satisfaction (pride).
As professional background emotions, confidence, and satisfaction in
the method of evaluating evidence delineate judges’ focus and orient their
interest towards the legal information of the case: “You look at [evidence]
from a juridical perspective, if it falls within the criteria of a particular
legal section” (Kerstin, judge 60+). This orientation is further strength-
ened by emotional trigger warnings, feelings of irritation, at irrelevant
information:
For the lay people involved, it is often the before, or even more often the
after [an event], that is relevant. But for us, that is totally, totally uninter-
esting; or not uninteresting, but you understand what I’m saying.
(Asger, associate judge, 30+)
When we enter the room where the lay judges are waiting, the judge pro-
ceeds to declare that the defendant cannot be sentenced for tax fraud.
“So we are forced to acquit,” the judge says. The lay judges are stunned.
“Really?” The judge now starts out on a lengthy explanation, step by
step, involving both critique of the way the evidence was framed by the
prosecutor and reading numerous previous court rulings out loud for
the lay judges. Lay judge 2 admits that it seems they have to let the
defendant go. The judge says: “This is of course not something we do
happily but…” Lay judge 2 picks up: “…this is not about happiness or
sorrow this is about the law!”
(Fieldnotes, court)
We have our method and we have our rules and in my opinion the im-
portant thing is – well, as you saw in the deliberations in the rifle case,
we could have easily ventured into a general discussion along the lines
of “was it wise of him to do this, right or wrong, blameworthy…?” The
lay judges did do that, too, but my task as a judge is to evaluate the
evidence according to the rules we have […] and when you do that sys-
tematically, you may end up with something that you think – well, you
might have preferred another outcome, but that’s the way it is now.
(Preben, judge, 45+)
Besides refuting moral judgement, this quote shows – similarly to the ex-
cerpt with Niklas – that discussions with lay judges during the deliberations
may function as a way to articulate judges’ own moral background emo-
tions. “We could…”, Preben says, and indicates that he, too, might have
preferred a different outcome. Forming a “we-group” with the lay judges in
this respect is rather rare, however, as in most cases the professional judges
consider lay judges as an out-group. This enables them to distance their
professional selves from the non-professional lay judges and thereby ascribe
emotions only to the latter (see Chapter 5).
Experienced judges sometimes demonstrate a perceptual split between
attuning to others’ emotions, and recognizing their own emotions. On the
one hand, they skilfully use emotional information to read the feelings of
lay people in order to secure a correct and smooth procedure. On the other
hand, they often completely silence their own emotions in relation to their
judging. This is to say that they develop a tacit and implicit method for as-
sessing and acting on the information brought by emotions of others when
presiding and deliberating (managing the lay judges), but that this method
to assess emotional information is rarely applied to judges’ own emotions.
The emotive-cognitive judicial frame does not readily offer conceptual ac-
cess to judges’ emotions.
Legal evaluation within the emotive-cognitive judicial frame is suppos-
edly facts-based and straightforward; there is the evidence and there are
the rules and procedures governing how to evaluate it in relation to the law.
If the rules and procedures are followed, the verdict will be an objective
fact, not the result of subjective, moral preferences or attitudes (which in
this book we understand as emotive-cognitive positions). Morality is instead
about taking a stance, a judgement based on involvement in a community,
and thereby in a complex and messy reality far removed from the conceptual
150 Situated emotion management
clarity of the law. Adhering to the method of legal evaluation thus allows
judges to sustain belief and interest in the ideal of positivist objectivity (cf.
Wettergren, 2010). Nevertheless, we argue, they can only do this because
they feel the ideal as background (not conscious) emotional cues.
To summarize, we have seen that judges’ professional interest as well as
their feelings of confidence, satisfaction, and pride orient them towards mas-
tery of the two main tools of judges’ objectivity: (1) an impartial demeanour
and (2) the method of legal evaluation (cf. Roach Anleu and Mack, 2017).
The impartial demeanour is upheld by a balanced emotional display, in the
form of either contained expression (passive stone face) or equal expressions
towards both sides. Impartiality may contradict the policy of good treatment,
because a passive stone face is not necessarily understood as neutral by dis-
tressed or upset lay people. In addition, the fact that the positivist notion of
objectivity structures the entire set-up of the trial and the prosecution some-
times results in the impartial demeanour’s seeming favouring of the accused.
With the focus on the evidence and its legal weight and value, questions about
truth and moral values are rendered irrelevant. Judges tend to put emotions
in the same category as these two (truth and moral values), and thus assert
that the method of legal evaluation is unemotional. However, as we have seen,
background emotions are continuously present and necessary for judges’ abil-
ity to identify relevant vs irrelevant information. Ultimately, when they suc-
ceed in judging according to the positivist objectivity ideal, they feel proud.
While judges are both physically and symbolically removed from the ac-
tual crime, prosecutors purify and translate messy reality into legal codes
fitted for the method of legal evaluation. They stand with one foot on each
side – messy reality and the neatly packaged legal reality. For this reason,
their objectivity work is different.
It’s kind of tricky that you are supposed to be objective, because of course
we are, but … I mean, we investigate for and against the accused […] until
we prosecute, and then we are still supposed to be objective, but when
you prosecute, you only refer to the evidence…. Once you’re sure that the
overall evidence will hold, you only refer to the evidence that support a
conviction; we don’t call witnesses who appear unsure in this regard –
that’s up to the defence to do – so you are not entirely objective there….
(Lara, prosecutor, 30+)
Prosecutor Lara pinpoints the contradiction and ambiguity at the core of the
prosecutor’s profession. Her description also reveals that she is not quite sure
herself of how to deal with that contradiction and ambiguity, or how the le-
gal system is set up to deal with it. The reliance on the adversarial procedure
in the Swedish version of the civil-law system is based on the assumption that
Situated emotion management 151
prosecutors can be both objective investigators of a crime and a party (par-
tial) in court. In other words, prosecutors serve justice and the state based
on a dual loyalty/commitment: to maintaining the objectivity and fairness
of the law, on the one hand, and to pursuing and punishing those guilty, on
the other hand (Bandes, 2006; Kjelby, 2015). There is no one solution for all
prosecutors faced by this dilemma – some do not even see it as a dilemma –
but we suggest that the demand for being objective in the investigation phase
(inquisitorial) and partial but still objective in court (accusatorial) leads
prosecutors to explore the difference in practice between impartiality and
objectivity. In this section, we analyse how they go about doing this by bal-
ancing commitment and detachment, and guided by confidence and satisfac-
tion in legal encoding. During preliminary investigations, the prosecutor’s
focus lies on objectivity work and thereby on the purification, translation,
and preparation work that precedes the prosecutor’s appearance in court.
The sound of the door slamming shut and the suspect saying “Go now!”
meant that they could prove that the two suspects were at the criminal scene
just before the crime took place. Based on the telephones being connected
to the same mobile tower and other pieces of evidence, the investigation
team could infer that the suspect commanded his accomplice to go knock-
ing on the victim’s door to commit the crime. After the meeting, Linus de-
scribed feeling good and happy about the wiretapping’s having paid off so
well. Wiretapping requires lots of resources and it was his responsibility as
a prosecutor to “hit the brakes” as he said, balancing the costs against the
pay-off, asking questions like: “In which ways can this huge amount of ma-
terial be used for prosecution and how can it support a verdict?”
This example with Linus’ fraud investigation tells of the density of the
emotional atmosphere in investigations, in which the police and the pros-
ecutor work closely together and meet regularly to discuss new evidence
and next steps. As we saw, Linus did not refrain from moral judgements
and emotions, and he rejoiced with the police regarding the quality of the
evidence gathered through wiretapping. We also see that Linus’ profes-
sional detachment does not relate to the guilt of the suspect, of which he is
convinced. When asked about his feelings for the suspect, he exclaimed: “A
bloody asshole he is; he makes me mad!” Linus’ detached concern is rather
related to his duty as a state employee to ensure cost efficiency. While the
costs of producing evidence must always be weighed against the severity
of the crime, thinking about the costs may also be a technique for creat-
ing the detachment needed to manage and contain growing emotions of
involvement.
Situated emotion management 153
At any rate, growing commitment is likely to orient one’s interest, away
from responsiveness to new information that does not conform to the di-
rection in which an investigation is proceeding. Instead, such new infor-
mation becomes wrapped in feelings of irritation, sensitized as “irrelevant”
information. The moment the prosecutor eventually makes the decision to
prosecute, commitment is rather solid and his or her focus narrows on the
presentation of the evidence with the clearly defined aim of obtaining con-
viction. “If I decide to prosecute, I think, based on the investigation I have,
that ‘this will be convicted’” (Dagur, prosecutor, 35+).
During the trial, prosecutors’ commitment may be further fuelled by their
interaction with the victim(s), the behaviour of the defendant(s), and, nota-
bly, the defence lawyer’s enactment of antagonism, which can be either fine-
tuned or more openly aggressive. In one murder case, in which we shadowed
prosecutor Charlotte, all these elements of reinforcement were present. The
investigation had been complicated, demanding lots of resources over several
years, but yielding also a lot of “good” evidence. As a result, Charlotte was
strongly committed to get the defendant convicted. The moral dimension of
her commitment was fuelled by a meeting she had with the victim’s mother:
We walk to the waiting room where the mother is sitting, and prosecutor
Charlotte and she talk for a long time, even a while after the parties have
been called to the courtroom. Charlotte, with tears in her eyes, silently
listens to the mother’s despair and grief, as well as to her thoughts about
both the accused and her [deceased] son.
(Observation, murder, Charlotte, prosecutor, 40+)
As seen in this excerpt, closeness between the victim and the prosecutor can
prompt feelings of empathy for the victim, which are likely to reinforce the
prosecutor’s moral emotions and thereby commitment. In Chapter 4, we dis-
cussed this moral reinforcement in terms of dramaturgical stress – realizing
the real suffering and need for justice behind the dry legal aspects of a case.
The defendant in the above case had confessed to murder, but argued
self-defence, and had a generally soft appearance, which irritated Charlotte.
During the trial, which lasted for several days, her irritation was sometimes
expressed as moral outrage at the defendant for his lack of stamina and his
attempts to appear as a victim himself, instead of assuming responsibility
for what he had done. The defence lawyer wholeheartedly sided with his
client and – in a rather aggressive manner – suggested that the prosecution
was reluctant to see things that spoke to the defendant’s advantage, which
made Charlotte even angrier. In effect, the defence accused the prosecution
for not being objective – a sure way to upset prosecutors.
This said, some prosecutors may well maintain a clear emotional distance
and display only strategic empathy, in the interest of being able to work better
with the victim in the case. It is, furthermore, not impossible for experienced
154 Situated emotion management
prosecutors to actually remain sensitive to incoming new information in
spite of emotional investment: both Charlotte and Linus expressed doubts
regarding their case every now and then throughout the entire trial. During
breaks and lunch hours, Charlotte reflected extensively on every piece of
new information or argument brought up by the defence. Thus, while the
antagonism between the prosecution and the defence in court may reinforce
partiality and counteract prosecutors’ objectivity, the emotive-cognitive
judicial frame orients prosecutors to at least give the possible objections and
new evidence a good thought before dismissing them. This is because there
is also emotional investment in the emotive-cognitive judicial frame and the
professional pride of sustaining it, which means that prosecutors must be at
least theoretically prepared to bite the bullet and forgo commitment for the
case for the higher purpose of commitment to the professional ideal:
On the issue of objectivity, Klara says she doesn’t think that prosecutors
always need to be objective. “If the accused has no defence lawyer, I ask
defence questions, too, obviously, but if the accused has a lawyer it’s not my
job to be objective.” She says this with emphasis: “That’s how I look at it.”
(Fieldnotes, prosecution office)
You read a story in a very different way than a reader who’s not a lawyer.
If you read the defendant’s statement, you know there will be standard
objections like “it was self-defence”. […] So, OK, you read very closely
until to the description of the first hit [Imitates internal dialogue:] “Did
she do anything then? Did she shove him or…? No. OK”. And then
he began: Bam! Then he hit her. And you continue reading that way
[detailing the abuse]. The rest of the story is less important.
(Karen, prosecutor, 30+)
156 Situated emotion management
In this excerpt, Karen’s strong professional focus is conveyed by the contrast
between, on the one hand, the dry interest and focus on the prerequisites and
evidence of the abuse, and, on the other hand, the underlying narrative as such,
which contains vivid emotional cues (“Bam!”) that are left uncommented. A
man hits his girlfriend or wife, unprovoked. Karen approaches the story with
an interest in legal encoding, and her description of how this works conveys
satisfaction at finding the prerequisites for an abuse and not a self-defence (“did
she shove him?”), and thereafter a sense of disinterest (“the rest is less impor-
tant”). This satisfaction and Karen’s subsequent waning interest illustrate pros-
ecutors’ aesthetic pleasure in terms of logics and consistency in building a case.
The emotional processes surrounding the selection and presentation of a
case in court, once the decision to prosecute has been made, are similarly
oriented by aesthetic feelings of consistency and logic. Evidence has been
deemed sufficient for conviction, but there is usually a lot more evidence
than can be presented. Deciding what kind of evidence to include and what
to leave out is therefore another vital part of the legal encoding, as shown
when prosecutor Cecilia (35+) prepares for an upcoming trial:
She shows me a statement where a witness has said that it was not like a
stab, but that he rather dug into her with the knife – “that gives a sense
of intent, not just a temporary rage”. She has highlighted that sentence
and written “good” on a sticky note next to it.
(Fieldnotes, prosecution office)
I had a victim – it was a sexual offence – and she was literally shaking
[…] and then it became a kind of teamwork between the victim’s counsel
and me. Because it’s important that it’s primarily the victim’s counsel
who is the one caring for her client. It’s about the court’s independence,
that you don’t […] end up in a situation where the defendant feels that
“they only care about the victim, I’m probably screwed already”.
(Naomi, chief judge, 50+)
Naomi is concerned about the emotionally upset victim because it may cause
disturbance to the smooth procedure. Although only implied in the quote,
by keeping her focus on impartial demeanour Naomi made sure through
emotional communication that the victim’s counsel would take necessary
precautions to comfort her client.
The system with victim counsels was introduced in order to strengthen
the legal position of victims, but it has also had the consequence of support-
ing (emotional) distance between the prosecutor and the victim and thus of
preventing any confusion about the fact that the prosecutor represents the
state and not the victim. Yet, our data shows that as parties in court, prose-
cutors generally consider empathic engagement with the victim to be part of
their tasks, and they rarely trust victim counsels to fulfil this function alone.
For good reasons, as it often turns out:
158 Situated emotion management
The hall outside of the courtroom is full of people on this first day of the
murder trial. The murder victim’s husband approaches and the prosecu-
tor sits down with him on a sofa. […] She gives him all her attention and
takes time to listen to his worries about the trial. The injured party’s
counsel stands silently by their side for a short while and then leaves to
chitchat and laugh with another lawyer a few feet away.
(Observation, murder, Cecilia, prosecutor, 35+)
Unlike this counsel, good victim counsels not only relieve the prosecutor –
and the judge – of some of their emotion management burden vis-à-vis the
victim, but, if they are skilled, also complement and sometimes improve pros-
ecutors’ examinations and closing statements with their own contributions.
Defence lawyers, of course, play a crucial role in the collaborative perfor-
mance of objectivity work in court. The right to a defence is a cornerstone of
the rule-of-law system, and both judges and prosecutors appreciate defence
lawyers for this reason. However, in minor offences the defendant is usually
unrepresented and both the prosecutor and the judge endeavour to support
the defendant, thus substituting for the absence of a legal counsel:
If they don’t have [a defence lawyer], then I have to think a bit about
asking questions that illuminate the case from different perspectives.
[…] And then the judge can also take the defence’s role and ask ques-
tions that should be asked from the accused person’s perspective.
(Elsa, prosecutor, 50+)
I’ve had prosecutors who are really sincere and say, “There’s a lot that
speaks against the case, so I’ll leave it to the justice to decide”. [They
say this] because many have … well, they can’t go against a colleague’s
decision to prosecute, for instance, so they can’t tell the court to acquit,
and they can’t withdraw the charges, but they can formulate it like “I’ll
leave it to the justice to decide, whether this has been proven or not”.
(Ellinor, judge, 35+)
Tacit signals and emotional communication are important for the collaborative
achievement of objectivity in court. Because they are tacit and build on silent
knowledge acquired through experience, and because some signals may re-
quire understanding of other legal professionals’ way of communicating, these
signals are not always picked up, nor understood, and sometimes they miss the
target. This is particularly the case for judges who do not want to risk sounding
partial and instead become too subtle. In our observations, judges’ tacit com-
munication was often difficult for prosecutors to detect, as corroborated by
those among them who had formally been judges. They spoke of having the ad-
vantage of “sort of knowing how judges think” (Lovisa, prosecutor, 40+) and
of needing to often explain those signals to their colleagues. Lovisa continues:
[When I was a judge] I didn’t want to say it openly, because you didn’t
want to help the prosecutor to the extent that you became partial. That’s
hard, and it can become really strange, because the judge is hinting
something and the prosecutor doesn’t understand the hint at all.
(Lovisa, prosecutor, 40+)
If and when judges decide to be explicit, it may go wrong. During our data
collection at one court, a judge in a fraud trial in another court had to re-
sign from a case after having been seen giving the prosecutors a note out-
side of the hearing, instructing them to adjust the charges of the criminal act
(Malmö District Court, case B 645-13). Following the objectivity ideal, the
prosecutors reported the judge for conflict of interest. The event became a
topic of conversation among the judges in the courts where we collected data:
Conclusion
Objectivity work in practice is emotionally loaded and requires skilled emotion
management as well as sensitivity to tacit signals and emotional communica-
tion. The emotive-cognitive frame provides background orienting emotions,
notably professional pride and shame, to help sustain the ideal of positivist ob-
jectivity. Meanwhile the feeling rules of the frame foreclose emotional reflexiv-
ity regarding background emotions influencing judicial decision-making.
Judges’ objectivity work is focused on impartial demeanour, whereas
prosecutors’ objectivity work is contingent and shifting, depending on devel-
opments during the preliminary investigation and in court. Prosecutors con-
tinuously balance between commitment and detachment, striving to solve the
dilemma of being partial yet objective. The emotive-cognitive judicial frame
shared by judges and prosecutors does not allow law and morality to be con-
founded. Yet, prosecutors can comment on issues they find morally reprehen-
sive, even when they need to mark that their moral evaluation is distinct from
their professional decision-making. For judges, morality is above all associ-
ated with lay judges’ emotional opinions and misunderstanding of the rule of
law. The method of legal evaluation should be free from any moral judgement.
As translators (into the legal code), prosecutors need to manage emotions
of involvement and commitment regarding the moral aspects of the cases they
investigate and take to court. Their closeness to real events and the suffering
involved makes dramaturgical stress a bigger issue for them than for judges.
At the same time, prosecutors’ method of legal encoding is vital for their abil-
ity to maintain emotional distance. Legal encoding provides the interest and
orientation prosecutors need to follow their professional duty to dismiss cases
that lack enough evidence to show a crime was committed, regardless of their
level of (moral) involvement. By separating guilt in the moral sense from guilt
in the legal sense, they can retain their pride in professional integrity.
Even if the method of legal evaluation also helps judges to keep an emo-
tional distance and orient their interest away from issues of truth, they
rarely face the question of emotional involvement as urgently as prosecutors
162 Situated emotion management
do. The higher one gets in the legal hierarchy and the further the case pro-
ceeds, the more taboo it becomes to express moral emotions. This dissocia-
tion between morality and legal interpretation can be linked to the aesthetic
dimension. The more removed from messy reality the case is, the more it
becomes adjusted to legal interpretation. It is thus easier for judges to focus
on the form, while prosecutors remain closer to the content.
Notes
1 https://en.oxforddictionaries.com. Search words were “objective”, “objectivity”,
“impartial”, and “impartiality”.
2 The appeal court trials do not include new examinations and cross-examinations,
but instead the court reviews the video-recorded examinations from the district
court.
3 Interestingly, Roach Anleu and Mack found that compassion was valued as im-
portant (and for men even more important) as empathy by Australian magistrates
(cf. Roach Anleu and Mack, 2017: 69).
4 In 2014, 92% of the prosecuted cases lead to a guilty verdict in court (Nordén,
2015).
5 Interestingly, the only exception here were trials involving young offenders, at
the end of which judges sometimes did express moral judgements, voicing moral
concerns of a caring adult world in the hopes of persuading the offender(s) to
thereafter stay away from a life of crime.
7 Concluding discussion
O
ne key contribution of this book, we argue, is its detailed demon-
stration of how the emotive-cognitive judicial frame systematically
silences emotions. In our data, even participants who willingly spoke
about professional emotions and emotional processes had trouble articulat-
ing these. The emotive-cognitive judicial frame has no workable concepts,
no distinct language for disentangling, ordering, or evaluating emotional
information (see also Maroney, 2011). Evidently, the emotive-cognitive
frame has a self-disciplining and performative function (Foucault, 1995;
Reddy, 2001). “Emotion talk” does not need to be explicitly prohibited for
the legal professionals to realize that it does not belong to the professional
arena. Reversely, emotions are associated with the private, or, more exactly,
the weak and failing private self. Nevertheless, by demonstrating how
background emotions are part and parcel of the emotive-cognitive frame’s
silencing of emotions, in the various dimensions of legal practice, we have
come closer to an u nderstanding of how emotional processes are fundamen-
tal to professional life at large. In the following, we will first summarize the
chapters and then expound upon some central themes in this book.
Summary
Prosecutors and judges share the same background in legal education and, in
Sweden, also in having served as a clerk in a court before entering into their
separate legal specializations. This shared training entails adherence to ‘the
emotive-cognitive judicial frame’. The emotive-cognitive judicial frame pro-
vides the context within which legal professionals interpret their everyday
work and interactions as essentially dispassionate or non-emotional, thus
silencing the impact that emotions nevertheless have. Furthermore, the ju-
dicial frame is sustained and reproduced by emotions as implicated by the
concept of ‘group charisma’ (Elias and Scotson, 1994). Group charisma adds
the dimensions of collectivity and social status group, to Collins’ (2004) in-
teraction ritual theory. It is not only social bonds ( solidarity) and emotional
energy (individual emotional resources) that are generated in interaction
rituals, but, depending on each group’s social status, group charisma. The
DOI: 10.4324/9781315306759-7
164 Concluding discussion
concept of group charisma refers directly to the fact that not all groups in
society (whether professional or other) are capable of generating the same
amount of solidarity and emotional energy. To be a member of the com-
munity of legal professionals promotes confidence, pride, and security
(emotional energy). Individual members will therefore submit to the hard-
ships and potential suffering involved in upholding the group’s core values
and ideals, oriented by pride in living up to the ideals and shame when fail-
ing to do so.
Although all legal professionals adhere to the judicial frame, their differ-
ent work tasks and organizational settings lead them to develop different
‘emotional profiles’ consisting of everyday background emotional processes
and emotion management strategies. Judges are at the top of the status hi-
erarchy among the legal professions, as emphasized by the selection process
into the judge profession and its continuous evaluation over several years to
secure juridical excellence and “good judgement”. Judges embody impar-
tiality and independent pursuit of justice through their autonomous posi-
tion. Their habituation and performance of autonomy are central for the
legitimacy of the legal system as a whole and they proudly embody that
system. Paradoxically, the judges’ performance of autonomy depends on
the prosecutors’ ability to perform their role to purify, mediate, and en-
code messy reality into ordered matter to which the judges can apply their
method of legal evaluation.
Prosecutors take pride in their purifying and translating role, but they
are also exposed to critique and pressure due to their mediating position.
The continuous attacks on their professional selves from lay people such as
victims and defendants, as well as from other professionals such as police,
defence lawyers, and judges, accentuate what we regard as their ‘bounded
independence’: a constant pull between holding strong judicial power, on
the one hand, and dependence on others to perform their work, on the other
hand. In contrast to the constitutional loneliness of judges, prosecutors rely
on their strong sense of solidarity with other prosecutors and their relatively
high degree of tolerance for collegial mistakes. While judges embrace the
ideal of positivist objectivity in their strict focus on evaluating evidence,
prosecutors’ objectivity work implies a navigation between positivist objec-
tivity and embedded truth-seeking, as shown in their responsibility to pres-
ent objective evidence in court, yet be alert to heed potential counterclaims.
Prosecutors take pride in their flexible capacity to balance detachment and
commitment. The division of labour and the distinct emotional profiles of
prosecutors and judges are vital for the emotive-cognitive judicial frame’s
systematic silencing of emotions, and thus for sustaining the core ideal of
positivist objectivity.
The organizational settings of the courts and prosecution offices also
shape the emotional profiles of the respective professions. For judges, work
is fundamentally organized around time as a tool; they take pride in contem-
plation and reflection. Prosecutors’ work, on the other hand, is organized
Concluding discussion 165
around time as a challenge; they take pride in their capacity to make quick
decisions and to let go. These different relations to time support the orienta-
tion towards autonomy for judges as well as the bounded independence and
teamwork for prosecutors.
Both professions are influenced by New Public Management ideals such
as an increased focus on measuring outcomes, more administration, and
digitalization, all leading to tighter time frames and a faster work pace.
These features provide emotion management tools in themselves by organ-
izing work in an assembly line structure, in effect pushing for emotional
detachment. The call for time efficiency has also put more focus on “good
treatment policies” to counteract the effects of an augmented mechaniza-
tion. This focus, in contrast, leads to higher demands on judges in particular
to develop deliberate emotion management strategies, including empathy,
when meeting lay people in court.
The only articulated emotion in the court and prosecution organizations
is fear related to threats. The growing attention to threats and focus on
security alert the legal professionals to potential experiences of fear in their
work. The feeling of fear, however, can be seen as an anomaly to a fair and
legitimate legal system; increased control and security undermines trust
and transparency in legal institutions. The legal professionals are there-
fore reluctant to give way to fear since fear undermines their professional
self-confidence as well as confidence in the legitimacy of the legal system.
The disconnection between emotions and a belief in the legitimacy
of the legal system safeguards the silencing of emotions implied in the
emotive-cognitive judicial frame and promotes a ‘teflon culture’, assuming
that emotions do not stick to legal professionals. The teflon culture under-
mines professional mechanisms for deliberate emotion management and
renders emotions insignificant through techniques of ‘othering’, associating
emotional distress with specified or unspecified others rather than them-
selves, and with ‘ventriloquism’, talking about emotions in indirect ways.
A professional, it seems, endures emotional hardships, work pressure, and
stress because they “don’t have any emotions”. The ability to manage emo-
tions is explained by innate personality traits; traits that fit or do not fit with
being a professional. As a result, even when management offers debriefing
at the workplace, there is a general reluctance to use these resources. Sub-
mission to, and endurance of, hardships further accentuate group charisma
and the recognition of belonging accorded to the individuals who possess
the required personality traits.
To uncover the implicit background emotions and emotion management
necessary for everyday legal work, it is efficient to approach the court as a
theatre, including a stage (the courtroom), a script (the code of judicial pro-
cedure), and an appropriate language (the legal code). In order to perform
the drama (moving a hearing forward in a procedurally correct manner),
the legal professionals all need to play their parts, and emotionally tune
in and communicate both openly, with lay people, and tacitly, with each
166 Concluding discussion
other. They need to cooperate around challenges and obstacles, and pro-
duce the emotional authenticity needed for the lay audience’s trust in the
performance of justice.
Open communication directed at lay people is primarily made with the
use of the two professional masks: ‘stone face’ and ‘poker face’ accompanied
by subtle bodily gestures. Stone face is the primary judge mask communi-
cating impartial listening, while poker face primarily is employed by pros-
ecutors (and defence lawyers) to perform their adversarial parts in court.
Both masks demand emotional toning – amplifying or attenuating emo-
tional display depending on role requirements. ‘Tacit signals’ are used in
inter-professional communication, primarily through looks and subtle ges-
tures, such as the judge putting down her/his pen to communicate irritation.
The legal professionals closely follow the procedural script, but the presence
of lay people and the potentially dramatic content of the cases often de-
mand improvisation. The professional actors employ ‘situated adaptation’
and ‘strategic empathy’ to better anticipate and avert potential obstacles for
a smooth and procedurally correct hearing. The emotive-cognitive judicial
frame embraces all these performing tools, but lay people’s expectations on
justice nevertheless entail potential ruptures of the frame, producing profes-
sional ‘dramaturgical stress’, such as when bureaucratic mishaps increase
lay peoples’ suffering.
The court ritual as well as the backstage legal work also rest on relations
of dependence. Judges and prosecutors both belong to the powerful group
that incarnates the state’s monopoly of violence. Representing state agency
equals power and power is an ambivalent “thing” to possess. Both judges
and prosecutors balance power and status in order to avoid the naked face
of repressive power. Power in a democratic context needs to be legitimate
and legitimacy is associated with status; a person’s judgment and delibera-
tions will be heeded if the person is respected. The way power is mitigated
by status follows the same logic for institutions, which is essentially the idea
with procedural justice. The objectivity (impartiality and fairness) of power
is also crucial for legitimacy. This said, prosecutors and judges approach
their power and status as state representatives in different ways. Prosecu-
tors’ bounded independence and judges’ autonomy produce different power
and status relations, adding to the different emotional profiles of judges
and prosecutors within the emotive-cognitive judicial frame. The role of
the judge is tied not only to confidence and comfort of being in power, but
also to conceivable emotions of guilt and remorse if their power is misused.
Some judges habituate power by integrating its performance into their
self-perception, accepting personal responsibility for their decisions. Oth-
ers take a bureaucratic approach. They deny being in a position of power
declaring that they merely apply the law. In court, the judge depends on
ritual deference from the other professional actors to achieve legitimacy for
the procedure. During deliberations, the judge engages in strategic emotion
management to secure status and produce legitimate decisions.
Concluding discussion 167
The role of the prosecutor is tied to high empathic and emotion manage-
ment skills, due to their bounded independence. Their power is mitigated by
continuous negotiation of status to secure good relations to a multitude of
actors such as police and judges. However, prosecutors’ empathic skills are
also combined with an insensitivity to others’ emotions in order to secure
their objective power, such as when they lose status by forcing victims to
carry through with charges they want to withdraw. This complex web of sta-
tus and power relations makes it a crucial capacity for prosecutors to flex-
ibly manage and predict others’ emotions and adapt relationally to them.
Judges’ objectivity work is primarily oriented towards impartiality – the
way justice is seen to be done in an objective way. They also focus on the
method of legal evaluation to ensure that they do not concern themselves with
moral judgement or beliefs about the truth. Prosecutors’ objectivity work in-
stead balances requirements of commitment and detachment, and becomes
particularly precarious when they assume their role as a party in court.
In court, ideally, legal professionals engage in joint objectivity work, prem-
ised by their different roles and emotional profiles, in order to secure the per-
formance of objective justice. While failure to fulfil one’s role causes discomfort
and irritation for the other legal professionals, inter-professional power and
status challenges, for the sake of manifesting one’s professional self, also occur.
Professional pride, power, and status are highly charged dimensions for legal
professionals. Meanwhile, the smooth working of a hearing presumes mutual
respect and ritual deference. Successful cooperation in this regard is often seen
when the defendant is a first-time offender, young, insecure, and regretful, or
in other ways intimidated by the sheer fact of (having to) being in court.
The emotive-cognitive judicial frame positions morality on the ‘other’ –
irrelevant – side along with the emotions. We argue, to the contrary, that the
rule of law rests on institutionalized collective moral consciousness and that
the emotive-cognitive judicial frame is a moral compass in its own right, al-
beit concerning good or bad ways to pursue the rule of law. As we have seen,
common sense morality and perceptions of justice are closer to, and more
readily expressed by, prosecutors who in their purifying work straddle the
boundary between the messy reality and the legal code.
Emotional profiles
The concept of emotional profile pertains to how emotional reflexivity and
emotion management are differently shaped for judges and prosecutors.
Their different power and status relations, their different types of objectiv-
ity work, and their different types of organizations (courts vs prosecution
offices) generate different emotional profiles for the professionals working
there, even though both professions share the same basic legal training and
work in the same courts (Table 7.1).
In terms of the script of judicial dispassion, identified by a number of
previous studies on emotions in court (Maroney and Gross, 2014), it can
be argued that the different emotional profiles are also shaped by the need
to reproduce and sustain the illusion that emotions are irrelevant in legal
professional work. In fact, the judges’ lower dependency on others’ acqui-
escence and collaboration makes the division between emotion and ration-
ality more readily reproduced by them at a discursive level. In contrast,
prosecutors more readily recognize and speak of the emotion management
skills needed in interactions with police, lay people, and other court profes-
sionals. Given these insights, judges are less likely to tolerate ruptures in the
presentation of objective justice and are more sensitive to critique against
the legal system, than are prosecutors.
Concluding discussion 171
Table 7.1 P
rofessional emotional profiles of judging and prosecution
Furthermore, legal work is evaluated along the lines of pure reason (Ab-
bott, 1981), making it necessary to link inter-professional hierarchy of status
to the court work’s distance to concrete human matters, including fore-
ground emotions. Prosecutors’ transformation and purification of lay peo-
ples’ narratives into judicial codes for the judge to decide on thereby function
as an inter-professional status marker. Prosecutors are closer to the “dirty”
reality than are judges. This implies that the group charisma binding judges
to the high held ideals of objective justice as devoid of emotion, including the
belief that the legitimacy of the justice system relies on this ideal, is stronger
for judges than for prosecutors. Meanwhile, judges can enjoy their higher
status as closer to the ideal of pure reason merely because prosecutors pre-
pare and serve them with a neatly encoded case. Judges’ higher status relies
on prosecutors’ dirty work. The court ritual itself contributes to purification
for the benefit of the judge, through procedural regulation and architecture;
as we have seen, the design of the courtroom sets a physical distance between
judge and the parties accentuated by the elevation of the judge’s bench.
Judges’ conformist autonomy, with its high expectations for procedural
correctness and sound judgement, makes them sensitive to shaming if they
make professional mistakes. Prosecutors’ bounded independence, with its
continuous exposure to criticism, promotes collegial solidarity and high tol-
erance for mistakes, effectively forming a shield against shaming (Wetter-
gren and Bergman Blix, 2016).
Just like field observations of judges give the impression of a high degree
of individualism, self-assurance, and identification with the legal system,
field observations of prosecutors give the impression of solidarity within the
profession, collective emotion management similar to what Olsson (2008)
172 Concluding discussion
labels “emotional harbouring”, and identification with the “office”. This
sense of community and collective emotion management functions as a
shame shield supporting their professional exposure to status challenges.
While Scandinavian law adheres to the civil-law tradition with its base in
legal codes, it is nonetheless regarded as distinct from other continental
European law, in not being directly founded upon Roman law and in using
case law to some degree. In Sweden, the law of today represents a revival
of the country’s unified Civil Code of 1734. The structure of the Code of
1734 remains, but the substantial parts are replaced, such as the Code of
Judicial Procedure (from here on CJP). CJP was revised in 1942 (effectuated
in 1948), turning the originally inquisitorial process with an active court
to an adversarial process in which the judge functions as a passive arbitra-
tor. Nevertheless, the Swedish criminal procedural system has elements of
both inquisitorial and adversarial practices (Eser, 1996: 343; Forsgren, 2014:
219ff.); the pretrial features are in many ways inquisitorial, while the trial
itself is adversarial. As Zila has noted:
Lawyers
Public defence lawyers are ordinarily members of the Swedish Bar
Association and are assigned to a case by the court. The court has a list of
lawyers available in the region, from which, when the defendant does not
wish to engage any particular individual, it picks one in the order they are
given. Lawyers who decline court assignments without a valid reason are
eventually removed from the list (field notes).
180 Appendix
The defendant has the right to have a defence lawyer if she is detained
or if the crime in question carries a mandatory minimum sentence of six
months imprisonment. Legal representation should also be assigned to de-
fendants should they require it during the preliminary investigation, when
the possible mandatory sentence is ambiguous, or when there are particular
reasons for it owing to the nature of the case or the defendant’s personal
circumstances (CJP: Ch. 21, Art. 3a). In one case in this study, the defendant
was intellectually disabled, for which reason the judge cancelled the trial
in order to appoint a defence lawyer, explaining that the court doubted the
defendant’s ability to make his case. Defence lawyer’s fees are reviewed and
ruled on by the court, with the costs paid by the state when the defendant
lacks the means to do so (CJP: Ch. 31, Art. 1).
The suspect or his or her lawyer can suggest certain particular investiga-
tive measures, but it is always the prosecutor who decides on the measures
to be taken. Upon the completion of the investigation, the suspect (and his
or her lawyer) is informed of its content, and if the decision is made to pros-
ecute the case, the defence lawyer will receive a copy of the investigation
protocol (CJP: Ch. 23, Art. 21).
During the 1980s and 1990s, several legislative changes were implemented
to further protect the rights of the injured party in criminal proceedings. This
meant, among other things, the introduction of an expanded right to legal
representation in court, especially in cases involving violence (Enarsson,
2013; Wergens, 2002). Unlike defence lawyers, the legal advisor of the victim
does not have to be a member of the Bar Association. In practice, victims
are often represented by freshly minted lawyers looking for work experience
in order to be able to enter the Bar Association. The assignment tends to be
of lower status than working as a defence lawyer.
The trial
The two main principles governing the trial proceedings in Sweden are those
of orality (CJP: Ch. 46, Art. 5) and immediacy (CJP: Ch. 30, Art. 2). They
imply that the evidence should be presented orally; the parties should, in
general, talk freely; and the judgment should be based on the facts presented
during the trial. In the following, the ritual of the trial will be presented.
In the district courts, the professional judge chairs the sessions and is the
only representative of the court to speak during the trial. If the lay judges
have questions, they forward them on a note to the presiding chair. The chair
verifies the presence of all those required in the room and that there are no
impediments for the hearing to take place; witnesses are usually not allowed
in the room before their examination. The chair then asks the prosecutor
to present his or her claims. If the injured party claims compensation for
damages but is unrepresented, the prosecutor also makes a claim for com-
pensation. After that, the chairperson asks the defendant (or the defence
lawyer) about his or her plea to the charges and to the claim for damages.
Appendix 181
The prosecutor develops the particulars of the claim, describing the circum-
stances and presenting the written evidence. Written evidence can either be
read aloud or merely referred to (if granted permission by the other party and
the court). When the prosecutor has developed his or her claims, the defence
is given an opportunity to present its version of the matter (CJP: Ch. 46).
The examinations in court begin with the injured party. In some cases, the
examination of victims and witnesses can take place without the defendant’s
presence in the room, in which case the latter will sit in another room and
follow the proceedings through a video link. In most cases, the prosecutor
first asks the victim to provide a full account of the events before probing into
details. The defence then cross-examines the victim. If the statement given
in court differs from the statement given to the police during preliminary
investigation, the prosecutor and the defence lawyer may obtain the court’s
permission to also read aloud extracts from the police examination record.4
There is a principle according to which crime victims must not be “unduly
subjected to inconveniences in the proceedings” (Wergens, 2002: 259) al-
though judges often find it difficult to interfere in court examinations in this
regard (Heuman, 2007: 224). The presiding judge can ask clarifying questions
during all examinations, but should refrain from asking questions that result
in the defendant being convicted. After the examination of the victim, the
judge asks the defendant to give his or her description of the events. Should
the defendant not want to make a full statement or has d ifficulty providing
the description, the judge can leave the questioning to the prosecutor. That
it is the judge who first addresses the defendant in this regard is to provide
the latter with an opportunity to give his or her account in full without being
interrupted by questions. Following the examination by the prosecutor, the
defence lawyer can ask complementary questions to the defendant.
Once the examination of the victim and the defendant is over, witnesses
are called in one at a time. If they are not related to the defendant, they
must first take the oath, with the court chair informing them about the con-
sequences of perjury. The one calling the witness – the prosecutor or the
defence lawyer – will begin the questioning (CJP: Ch. 36, Art. 11).
When all examinations have been concluded, the court chair reviews
the defendant’s personal circumstances, including prior criminal history
and any reports from the non-custodial authority (the unit at the coun-
try’s prison and probation authority that handles probation matters). The
chair then asks questions directly from the defendant concerning his or her
financial status. In some cases, also guardians or other relatives are asked
to describe the defendant’s living conditions at this point. The last part of
the public phase of the trial consists of the closing statements by the prose-
cutor and the defence lawyer, summing up their arguments including their
demand for any sanction.
If the trial is of short duration, the chair and the lay judges often begin
their deliberations immediately afterwards, staying behind in the court-
room behind closed doors. The deliberations are closed to outsiders and the
182 Appendix
discussions remain confidential even after the judgment has been delivered.
During the deliberations, the chair is the first to present her arguments,
referring to the applicable sections of the law (CJP: Ch. 30, Art. 7). Then
each lay judge’s opinion is heard. Sometimes, as part of the court clerk
training, the court clerk is asked to speak first, while still having no vote
in the verdict. The verdict and the sentence are decided through a simple
majority vote by the professional judge and the lay judges. If the vote is not
unanimous, it should be stated in the judgment, and if it is a tie the most
lenient vote determines the verdict (CJP: Ch. 29). The professional judge
delivers the judgment, sometimes orally in direct relation to the trial, but
always in a written form as well, sent to the parties by mail.
Both the prosecutor, the defendant, and the victim can appeal the verdict
to an appellate court, but, in some circumstances (as in minor matters), a
review permit is required (CJP: Ch. 20, Art. 2). From 2008 onward, only
entirely new evidence or complementary examinations have been allowed
in appellate courts. As a rule, the district court examinations are to be pre-
sented to the appeal court by video (The Ministry of Justice, 2015), as a
result of which the procedure in the appellate courts in practice, to a large
extent, consists of watching video recordings from the country’s district
courts.
Notes
1 Zila has argued that
[i]t doesn’t exist any kind of simplified criminal proceedings in court accord-
ing to the Swedish law. Once the prosecution in court has been instituted, the
proceedings follow the rules mentioned above. However, the fact whether the
suspect has confessed to the offence or not, influences presentation of evi-
dence. If the defendant has confessed the offence, the presentation of evidence
will be simplified, but it is a matter of fact, not a question of different rules.
(2006: 292)
2 In most cases, the prosecutors will order a summary punishment when possible,
but the decision to do so remains theirs. When asked about how prosecutors deal
with child pornography cases, one prosecutor stated that one way was to always
force them to actually show up in court (i.e. not to order a summary punishment),
so that the offender will have to bear the shame of a trial.
3 Permanent judges can only be removed from office if they have committed a
“criminal act or through gross or repeated neglect of his or her official duties”
shown themselves to be unfit for their office, or when they have reached r etirement
age or lost their working capacity for a protracted time ( Regeringsformen:
Ch. 11, Art. 7).
4 There are two types of interrogation records produced by the Swedish police:
“dialogue interrogation reports”, which are verbatim transcripts of the police
interrogation carried out, and “summary interrogation reports”, which present
a summary of the interrogation carried out by the police. A common complaint
by defendants, witnesses, and also judges is that the summary reports are not
nearly always accurate.
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Index