Topic 1-2
Topic 1-2
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Civil Engineering 2022/2023
Subject: Geotechnical Design (CSE40403)
Site investigation
Part II- Natural Soil Deposits and Subsoil
Exploration
By Dr. Ning Zhang
Office: ZS928, Tel: 3400-8473
Email: ning-cee.zhang@polyu.edu.hk
Consultation hours: 15:00~17:00 Monday
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About me
Personal website
https://www.polyu.edu.hk/cee/people/academic-staff/dr-zhang-ning/
https://sdyszn.wixsite.com/ningzhang
➢ Education
Ground
collapse
Imbalanced
Earth
pressure
Expanding database
prediction
Excavation face
Main content:
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I. Natural Soil Deposits Atmosphere:
Air, wind, rain/sunny
life Rocks
Minerals
Weathering
Hydrosphere
Soils
Transported soils
Residual soils
Peats/organic soils
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I.1 Soil origin
Most of the soils that cover the ❖ Changes in temperature result in expansion
earth are formed by the weathering and contraction of rock due to gain and loss
of various rocks. of heat.
Two general types of weathering: ❖ Continuous expansion and contraction will
result in the development of cracks in rocks.
(1) Physical weathering, is a process ⼩薄⽚
by which rocks are broken down ❖ Flakes and large fragments of rocks are split.
into smaller and smaller pieces by
❖ Frost action is another source of physical
physical forces without any change
weathering of rocks.
in the chemical composition.
❖ Water can enter the pores, cracks, and other
(2) Chemical weathering, is a
openings in the rock. Continuous freezing
process of decomposition or 溶化
and thawing will result in the breakup of a
mineral alteration in which the
rock mass.
original minerals are changed into
表⽪削落
something entirely different. ❖ Exfoliation by which rock plates are peeled
off from large rocks by physical forces.
❖ Action of running water, glaciers, wind,
ocean waves, etc.
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I.1 Soil origin
Most of the soils that cover the
earth are formed by the weathering
of various rocks.
Two general types of weathering:
(1) Physical weathering, is a process
by which rocks are broken down
into smaller and smaller pieces by
physical forces without any change
in the chemical composition.
(2) Chemical weathering, is a
process of decomposition or
mineral alteration in which the
Common minerals in igneous rocks are quartz,
original minerals are changed into
feldspars, and ferromagnesian minerals. The
something entirely different.
decomposed products of these minerals due to
chemical weathering listed in the above Table.
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I.1 Soil origin
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I.2 Transported soils
(1) Gravity transported soil
Most rock weathering is a combination of (2) Lacustrine (lake) deposits
physical and chemical weathering. (3) Alluvial or fluvial soil deposited
by running water
❖ Soil produced by the weathering of rocks
can be transported by physical processes (4) Glacial deposited by glaciers
to other places. The resulting soil deposits (5) Aeolian deposited by the wind
are called transported soils.
❖ In contrast, some soils stay where they
were formed and cover the rock surface
from which they derive. These soils are
referred to as residual soils.
❖ There are peats and organic soils, which
derive from the decomposition of organic
materials.
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I.2 Transported soils
Landslides in HK
after a rainstorm
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I.2 Transported soils
(1) Gravity transported soil
Most rock weathering is a combination of (2) Lacustrine (lake) deposits
physical and chemical weathering. (3) Alluvial or fluvial soil deposited
by running water
❖ Soil produced by the weathering of rocks
can be transported by physical processes (4) Glacial deposited by glaciers
to other places. The resulting soil deposits (5) Aeolian deposited by the wind
are called transported soils.
❖ In contrast, some soils stay where they
were formed and cover the rock surface
from which they derive. These soils are
referred to as residual soils.
❖ There are peats and organic soils, which
derive from the decomposition of organic
materials.
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I.2 Transported soils
(1) Gravity transported soil
Most rock weathering is a combination of (2) Lacustrine (lake) deposits
冲积的
physical and chemical weathering. (3) Alluvial or fluvial soil deposited
by running water
❖ Soil produced by the weathering of rocks
can be transported by physical processes (4) Glacial deposited by glaciers
to other places. The resulting soil deposits (5) Aeolian deposited by the wind
are called transported soils.
❖ In contrast, some soils stay where they
were formed and cover the rock surface
from which they derive. These soils are
referred to as residual soils.
❖ There are peats and organic soils, which
derive from the decomposition of organic
materials.
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I.2 Transported soils
辫状河流
Cross section of a braided-stream deposit
Fine sand
Gravel
Silt
Coarse sand
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I.2 Transported soils
(1) Gravity transported soil
Most rock weathering is a combination of (2) Lacustrine (lake) deposits
physical and chemical weathering. (3) Alluvial or fluvial soil deposited
by running water
❖ Soil produced by the weathering of rocks
can be transported by physical processes (4) Glacial deposited by glaciers
to other places. The resulting soil deposits (5) Aeolian deposited by the wind
are called transported soils.
❖ In contrast, some soils stay where they
were formed and cover the rock surface
from which they derive. These soils are
referred to as residual soils.
❖ There are peats and organic soils, which
derive from the decomposition of organic
materials.
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I.2 Transported soils
(1) Gravity transported soil
Most rock weathering is a combination of (2) Lacustrine (lake) deposits
physical and chemical weathering. (3) Alluvial or fluvial soil deposited
by running water
❖ Soil produced by the weathering of rocks
can be transported by physical processes (4) Glacial deposited by glaciers
to other places. The resulting soil deposits (5) Aeolian deposited by the wind
are called transported soils.
❖ In contrast, some soils stay where they
were formed and cover the rock surface
from which they derive. These soils are
referred to as residual soils.
❖ There are peats and organic soils, which
derive from the decomposition of organic
materials.
(e.g. in desert)
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I.3 Residual soils
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I.4 Peats and organic soils
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For exam
Rocks
Minerals
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II.1 Subsurface exploration program
The purpose of subsurface exploration is to obtain information that will aid the
geotechnical engineer in
❖ Selecting the type and depth of foundation suitable for a given structure.
❖ Evaluating the load-bearing capacity of the foundation.
❖ Estimating the probable settlement of a structure.
❖ Determining potential foundation problems (e.g., expansive soil, collapsible soil,
sanitary landfill, etc.).
❖ Determining the location of the water table.
❖ Predicting the lateral earth pressure for structures such as retaining walls, sheet pile
bulkheads, and braced cuts.
❖ Establishing construction methods for changing subsoil conditions
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II.1 Subsurface exploration program
Subsurface exploration comprises several steps:
❖ Collection of Preliminary Information ✓ Information regarding the type of
勘测 structure to be built and its general use;
❖ Reconnaissance
✓ A general idea of the topography;
❖ Site Investigation ✓ Type of soil to be encountered near and
around the proposed site.
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(High-water mark: https://en.wikipedia.org/wiki/High_water_mark)
II.1 Subsurface exploration program
Subsurface exploration comprises several steps:
❖ Collection of Preliminary Information
❖ Reconnaissance
❖ Site Investigation
钻孔
✓ It consists of planning, making test boreholes, and collecting soil samples
at desired intervals for subsequent observation and laboratory tests.
✓ The approximate required minimum depth of the borings should be
predetermined.
✓ There are no hard-and-fast rules for borehole spacing. Spacing can be
increased or decreased, depending on the condition of the subsoil. If
various soil strata are more or less uniform and predictable, fewer
boreholes are needed than in nonhomogeneous soil strata.
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F
II.1 Subsurface exploration program q = F/(B*L)
Subsurface exploration comprises several steps:
❖ Collection of Preliminary Information
❖ Reconnaissance
❖ Site Investigation
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Exercise
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II.2 Boring and Sampling
Exploratory Borings in the Field
螺旋钻
❖ Auger boring is the simplest method of making exploratory boreholes.
❖ Two types of hand auger (< 3 to 5 m): the posthole auger and the helical auger.
❖ Electrical continuous-flight augers are probably the most common method used
for advancing a borehole (up to 60~70 m):
- Rotary drilling, for soils not too hard;
- Percussion drilling, for hard soil and rock.
Posthole Helical
auger auger
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II.2 Boring and Sampling
Sampling of soils
Two types of soil samples during subsurface exploration: disturbed and undisturbed.
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II.2 Boring and Sampling
Sampling of soils
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II.2 Boring and Sampling Exercise
AR ?
[1] Split-Spoon Sampling
Split-spoon samplers can
be used in the field to
obtain soil samples that
are generally disturbed,
but still representative.
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II.2 Boring and Sampling
[3] Sampling with a Thin-Walled Tube
❖ Thin-walled tubes are made of seamless steel and are frequently used to obtain
undisturbed clayey soils.
❖ The most common dimension: outside diameter of 50.8 mm or 76.2 mm.
❖ The bottom end of the tube is sharpened.
Sharpened end
Exercise
A thin-walled tube with 50.8 mm outside diameter has a wall thickness of 1.63 mm.
How is the degree of disturbance?
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II.2 Boring and Sampling
[4] Sampling with a Piston Sampler
When undisturbed soil samples are very soft
or larger than 76.2 mm in diameter, they tend
to fall out of the sampler. Piston samplers are
particularly useful under such conditions.
❖ Initially, the piston closes the end of the
tube. The sampler is lowered to the
bottom of the borehole, and the tube is
pushed into the soil hydraulically, past the
piston.
❖ Then the pressure is released through a
hole in the piston rod.
To a large extent, the presence of the piston
prevents distortion in the sample by not
letting the soil squeeze into the sampling
tube very fast and by not admitting excess
soil. Consequently, samples obtained in this
manner are less disturbed than those 33
obtained by Shelby tubes.
II.2 Boring and Sampling
⽔压计
Observation of Water Tables
❖ If water is encountered in a borehole during
a field exploration, that fact should be
recorded.
❖ In soils with high hydraulic conductivity (e.g.
in sand), the level of water in a borehole will
stabilize about 24 hours after completion of
the boring.
❖ In highly impermeable layers (e.g. in clay),
the water level in a borehole may not
stabilize for several weeks. A piezometer
should be used with periodic checking until
the water level stabilizes.
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Exercise
Exploratory Borings in the Field
hand
✓ ??? augers (< 3 to 5 m): the posthole auger and the helical auger.
electrical continuous flight
-
✓ ??? augers (up to 60~70 m): rotary drilling (soft), percussion drilling (hard)
Sampling of soils
physical
✓ Disturbed samples, used for tests of ??? properties
✓ Undisturbed samples, used for ??? properties
hydro -
mechanical
of boring
penetration of three 152.4 mm intervals are a nole
recorded. The number of blows required for the last
two intervals (why?) are added to give the standard
penetration number, N, at that depth.
Input energy = effective energy + energy dissipated Average energy ratio:
Actual hammer energy to the sampler Effective energy
Er ( % ) = 100
Input energy
❖ The N-value to a Er of 60%, noted as N60, is used for
correlating mechanical properties of soils.
N60 = standard penetration number
H B S R N N = measured penetration number
N 60 = H = hammer efficiency (%)
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B = correction for borehole diameter
622.72 N = 140 Pound S = sampler correction 37
152.4 mm = 6 inch R = correction for rod length
II.3 Field Mechanical Testing H = hammer efficiency (%)
B = correction for borehole diameter
[1] Standard Penetration Test (SPT) H B S R N S = sampler correction
N 60 =
60 R = correction for rod length
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II.3 Field Mechanical Testing
0.689
Overconsolidation ratio, OCR of clay N 60
OCR = 0.193
s
0
Effective vertical stress
Unconfined compression strength (UCS) of clay (in MPa)
consisteney index
7
w −w
CI = L
wL − wp
waterotent
」
of soil
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II.3 Field Mechanical Testing Correction coefficient. For example,
Liao and Whitman’s relationship (1986)
Some correlations by N60
pa atmospheric
= CN N 60 CN =
Correction for N60 in Granular Soil N 60 s 0
pressure
(101.325 kN/m2)
Effective vertical
stress
Relative Density of Granular Soil uniformity coefficient
‘
(Cubrinovski and Ishihara 1999)
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II.3 Field Mechanical Testing Correction coefficient. For example,
Liao and Whitman’s relationship (1986)
Some correlations by N60
pa
= CN N 60 CN =
Correction for N60 in Granular Soil N 60 s 0
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II.3 Field Mechanical Testing
Approximate relation
between N and Dr of
soil (GeoGuide 3, HK)
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https://en.wikipedia.org/wiki/Shear_vane_test
II.3 Field Mechanical Testing
[2] Vane Shear Test (VST)
The VST is used during the drilling operation
to determine the in-situ undrained shear
strength of clay soils—particularly soft clays.
only
Testing procedure:
(1) The vanes of the apparatus are pushed
into the soil at the bottom of a borehole
without disturbing the soil appreciably.
(2) Torque is applied at the top of the rod to
rotate the vanes at a standard rate (0.1⁰/sec).
This rotation will induce failure in a soil of
cylindrical shape surrounding the vanes.
(3) The maximum torque, T, applied to cause
failure is measured. The undrained shear
strength is estimated by
T D2 H D
cu = K= 1 + (why?) 43
K 2 3H
II.3 Field Mechanical Testing
T
[2] Vane Shear Test (VST)
T D2 H D (why?)
cu = K= 1 +
K 2 3H
Three failure surfaces: side of cylinder, top and bottom
T2 = 2 2 r dr cu r
0
dr
( D 2)
D 2 3
D3
= 4 cu r 2 dr = 4 cu = cu r
0
3 6
In total:
D D3 T D2 H D
T = T1 + T2 = DHcu + cu cu = with K = 1 +
2 6 K 2 3H 44
⾃⼰算 PI = Wc -
Wp
II.3 Field Mechanical Testing
[2] Vane Shear Test (VST)
The cu is overestimated by VST. (Morris and Williams 1994)
In real design cu needs to be
corrected: cu = cu (VST) * VST=field
(Bjerrum 1972)
(Hansbo 1957)
(Larsson 1980) 45
https://en.wikipedia.org/wiki/Cone_penetration_test
II.3 Field Mechanical Testing
[3] Cone Penetration Test (CPT)
❖ The test is also called the static penetration test,
and no boreholes are necessary to perform it.
❖ In the original version, a cone with a base area of
10 cm2 was pushed into the ground at a steady rate
(20 mm/sec). Friction
load cell
❖ Two measures by the CPT can be obtained:
(a) the cone resistance (qc) to penetration developed
by the cone, which is equal to the vertical force
applied to the cone, divided by its horizontally
projected area;
(b) the frictional resistance (fc) which is equal to the
vertical force applied to the sleeve, divided by its
surface area—actually, the sum of friction and
adhesion.
Cone
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load cell
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II.3 Field Mechanical Testing
[3] Cone Penetration Test (CPT)
Friction ratio (Fr) is defined as
Frictional resistance f c
Fr = =
Cone resistance qc
Empirical formulations by
Anagnostopoulos et al. (2003):
mean particle
diameter of the soil
Typical results of CPT
Attention: not always applicable! 48
II.3 Field Mechanical Testing
[3] Cone Penetration Test (CPT)
(Kulhawy and Mayne 1990)
Relative density of sand
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II.3 Field Mechanical Testing
[3] Cone Penetration Test (CPT)
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II.3 Field Mechanical Testing
Attention: total vertical stress, not effective
[3] Cone Penetration Test (CPT)
(Robertson and Campanella 1983)
Undrained Shear Strength
Preconsolidation pressure
Overconsolidation ratio
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II.3 Field Mechanical Testing
[3] Cone Penetration Test (CPT) (Anagnostopoulos et al. 2003)
Correlation between qc and N60
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https://en.wikipedia.org/wiki/Pressuremeter_test
II.3 Field Mechanical Testing
[4] Pressuremeter Test (PMT)
❖ The PMT is an in-situ test conducted in a borehole. It
was originally developed by Menard (1956) to measure
the strength and deformability of soil.
❖ The PMT consists of a probe with three cells (top and
bottom guard cells, the middle measuring cell).
❖ The common dimension of probe has a diameter of 58
mm and a length of 420 mm.
❖ The probe cells can be expanded by liquid/gas. The
guard cells are expanded to reduce the end-condition
effect on the measuring cell (V0 = 535 cm3).
❖ During the expansion, the soil around the borehole is
first pushed back into the initial state (with an
incremental volume v0), and then continues to expand.
❖ The soil is considered to have failed when the total
volume of the expanded cavity is about twice the
volume of the original cavity (V = 2*(V0 + v0)). 53
II.3 Field Mechanical Testing
[4] Pressuremeter Test (PMT)
Zone I represents the reloading
portion during which the soil
around the borehole is pushed back
into the initial state (i.e., the state it
was in before drilling). The pressure
p0 represents the in-situ total
horizontal stress.
Zone II represents a pseudoelastic
zone in which the cell volume
versus cell pressure is practically
linear (with a pressuremeter
modulus Ep). The pressure pf
represents the yield pressure.
Zone III is the plastic zone. The
pressure pl represents the limit
pressure.
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II.3 Field Mechanical Testing
[4] Pressuremeter Test (PMT)
Pressuremeter modulus
shear modulus
Dp
>
G = (Vo + vm )
Dv
E p = 2 (1 + m s ) G ms = Poisson’s ratio (~ 0.33)
Preconsolidation pressure
(Kulhawy and Mayne 1990) s c = 0.45 pl
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Exercise
Field testing methods Measures For clayey soils For sandy soils Applied by
Cu Cu 6d
'
OCR NA Rotate
Vane Shear Test (VST) , . .
.
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II.4 Geophysical Exploration
Three typical geophysical exploration techniques:
✓ Seismic refraction survey
✓ Cross-hole seismic survey
✓ Resistivity survey
Advantages: rapid evaluation, large areas, less expensive than field testing.
Drawbacks: definitive interpretation is difficult, thus only for preliminary work.
(problem of accuracy)
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II. Subsoil Exploration Report
General requirements of a Report:
1) A description of the scope of the investigation
2) A description of the proposed structure for which the subsoil exploration has been
conducted
3) A description of the location of the site, including any structures nearby, drainage
conditions, the nature of vegetation on the site and surrounding it, and any other
features unique to the site
4) A description of the geological setting of the site
5) Details of the field exploration—that is, number of borings, depths of borings, types of
borings involved, etc.
6) A general description of the subsoil conditions, as determined from soil specimens and
from related laboratory tests, standard penetration resistance and cone penetration
resistance, etc.
7) A description of the water-table conditions
8) Recommendations regarding the foundation, including the type of foundation
recommended, the allowable bearing pressure, and any special construction procedure
that may be needed; alternative foundation design procedures should also be
discussed in this portion of the report
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9) Conclusions and limitations of the investigations
II. Subsoil Exploration Report
Necessary attachments to the report:
1) A site location map
2) A plan view of the location of the borings with
respect to the proposed structures and those
nearby
3) Boring logs
4) Laboratory test results
5) Other special graphical presentations
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