Pune E-Stock Broking Shareholding Pattern
Pune E-Stock Broking Shareholding Pattern
Annexure - I
1. Name of Listed Entity: PUNE E-STOCK BROKING LIMITED
2. Scrip Code/Name of Scrip/Class of Security
3. Share Holding Pattern Filed under: Reg. 31(1)(a)
a. If under 31(1)(b) then indicate the report for Quarter ending 14-03-2024
b. If under 31(1)(c) then indicate date of allotment/extinguishment
4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-
ASHWIN
DN: c=IN, o=Personal,
postalCode=411009, l=Pune,
st=Maharashtra, street=Flat
no-5 C-Wing,Maniratna
I ASHISH
Complex ,Sahakarnagar, opp
Thavare Bakery, Parvati,
title=0196,
2.5.4.20=c8e61b9814292587ae
KULKAR c4aec1e8ea30590ca5d04039df
ca2922ccca904c6feb14,
serialNumber=2817334d6539a
8b24a438020083b9fd63e860d6
NI 74c7efffb23a0471dd90f5b5c,
email=cs@pesb.co.in,
cn=ASHWINI ASHISH KULKARNI
Date: 2024.03.14 13:16:58
+05'30'
Table I - SUMMARY STATEMENT HOLDING OF SPECIFIED SECURITIES
Cate Category of No.s of No. of No.s of No. of Total nos. Shareholding Number of Votting Rights No. of Shareholding, Number of Number of Number of
gory shareholder Share fully Partly shares shares as a % of total held in each class of Shares as a % assuming Locked in Shares equity
(I) (II) holders paid up paid-up underlying held no. of shares securities Underlying full conversion shares pledged or shares held
(III) equity equity Depository (VII)= (calculated as (IX) Outstating of convertible (XII) otherwise in
Share Share Receipts (IV)+(V)+(VI) per convertible securities( as a encumbered dematerialized
held held (VI) SCRR,1957) securities % (XIII) form
(IV) (V) (VIII) No of Voting Total (including of diluted share (XIV)
Rights as a
As a % of Warrants) capital)
% of
(A+B+C2) (X) (XI)=(VII)+(X)
(A+B+C) No. As a % of No. As a % of
As a % of
(a) total (a) total
Class Class Total shares held shares held
Equity Others (b) (b)
x y
(A) Promoter & Promoter Group 17 8049859 0 0 8049859 51.434 8049859 0 8049859 51.4340 0 51.4340 8049859 100.0000 0 0.0000 8049859
(B) Public 1354 7600999 0 0 7600999 48.566 7600999 0 7600999 48.5660 0 48.5660 4167399 54.8270 0 0 7401074
(C) Non Promoter-Non Public 0 0 0 0 0 0 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0
(C2) Shares held by Employee Trusts 0 0 0 0 0 0 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0
Total 1371 15650858 0 0 15650858 15650858 0 15650858 100.0000 0 100.0000 12217258 78.0613 15450933
I ASHISH
st=Maharashtra, street=Flat no-5 C-
Wing,Maniratna
Complex ,Sahakarnagar, opp Thavare
Bakery, Parvati, title=0196,
KULKAR
2.5.4.20=c8e61b9814292587aec4aec1e8
ea30590ca5d04039dfca2922ccca904c6f
eb14,
serialNumber=2817334d6539a8b24a43
8020083b9fd63e860d674c7efffb23a047
NI
1dd90f5b5c, email=cs@pesb.co.in,
cn=ASHWINI ASHISH KULKARNI
Date: 2024.03.14 13:19:05 +05'30'
Table II - STATEMENT SHOWING SHAREHOLDING PATTERN OF THE PROMOTER AND PROMOTER GROUP
Category & Name of the Entity Type No of No of Partly No. of Total nos. Shareho Number of Voting Rights No. of Shareholdi Number of Number of Number
shareholders Share fully paid-up shares shares lding held in each class of Shares ng, Locked in Shares of
(I) holders paid up equity underlying held % securities Underlying as a % shares pledged or equity
(III) equity Share Depository (VII)= calculat (IX) Outstating assuming (XII) otherwise shares
Shares held Receipts (IV)+(V)+(VI) ed as convertible full encumbered held
held (V) (VI) per securities conversio (XIII) in
No of Voting Total
(IV) SCRR,1 (including n demateri
Rights as a
957 Warrants) of alized
% of No. As a % of No. As a % of
As a % (A+B+C)
(X) convertibl form
(a) total (a) total
of e shares held shares held (XIV)
(A+B+C securities( (b) (b)
Class Class Total
2) Equity Others
as a %
(VIII) of diluted
1 Indian
VRAJESH NAVNITBHAI SHAH Promoter 1 1634099 0 0 1634099 10.4410 1634099 0 1634099 10.4410 0 10.4410 1634099 100.0000 0 0.0000 1634099
SANDIP SUNDERLAL SHAH Promoter 1 600000 0 0 600000 3.8337 600000 0 600000 3.8337 0 3.8337 600000 100.0000 0 0.0000 600000
PINKI VRAJESH SHAH Promoter 1 300000 0 0 300000 1.9168 300000 0 300000 1.9168 0 1.9168 300000 100.0000 0 0.0000 300000
Group
NIKUNJBALA KRISHNAKUMAR Promoter 1 491696 0 0 491696 3.1417 491696 0 491696 3.1417 0 3.1417 491696 100.0000 0 0.0000 491696
SHAH Group
PARESH SUNDERLAL SHAH Promoter 1 600000 0 0 600000 3.8337 600000 0 600000 3.8337 0 3.8337 600000 100.0000 0 0.0000 600000
NISHA VRAJESH SHAH Promoter 1 7500 0 0 7500 0.0479 7500 0 7500 0.0479 0 0.0479 7500 100.0000 0 0.0000 7500
Group
DAIDIPYA DEVENDRA Promoter 1 194695 0 0 194695 1.2440 194695 0 194695 1.2440 0 1.2440 194695 100.0000 0 0.0000 194695
GHODNADIKAR
DEVASHREE DAIDIPYA Promoter 1 15000 0 0 15000 0.0958 15000 0 15000 0.0958 0 0.0958 15000 100.0000 0 0.0000 15000
GHODNADIKAR Group
SHRADDHA VRAJESH SHAH Promoter 1 15000 0 0 15000 0.0958 15000 0 15000 0.0958 0 0.0958 15000 100.0000 0 0.0000 15000
Group
SHREYA VRAJESH SHAH Promoter 1 15000 0 0 15000 0.0958 15000 0 15000 0.0958 0 0.0958 15000 100.0000 0 0.0000 15000
Group
DRUMIL VRAJESH SHAH Promoter 1 14391 0 0 14391 0.0920 14391 0 14391 0.0920 0 0.0920 14391 100.0000 0 0.0000 14391
Group
Total 14 7240164 0 0 7240164 46.2605 7240164 0 7240164 46.2605 0 46.2605 7240164 100.0000 0 0.0000 7240164
(b) Central Government/State Government(s)
0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
Total 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
(c) Financial Institutions/Banks
0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
Total 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
(d) Any Other(ANY OTHERS (Specify))
DEVENDRA RAMCHANDRA Promoter 1 187500 0 0 187500 1.1980 187500 0 187500 1.1980 0 1.1980 187500 100.0000 0 0.0000 187500
GHODNADIKAR HUF . Group
SHAH VRAJESH N HUF . Promoter 1 314695 0 0 314695 2.0107 314695 0 314695 2.0107 0 2.0107 314695 100.0000 0 0.0000 314695
Group
VRAJESH KRISHNAKUMAR SHAH Promoter 1 307500 0 0 307500 1.9647 307500 0 307500 1.9647 0 1.9647 307500 100.0000 0 0.0000 307500
HUF . Group
Total 3 809695 0 0 809695 5.1735 809695 0 809695 5.1735 0 5.1735 809695 100.0000 0 0.0000 809695
Sub-Total (A)(1 17 8049859 0 0 8049859 51.4340 8049859 0 8049859 51.4340 0 51.4340 8049859 100.0000 0 0.0000 8049859
2 Foreign
(a) Individuals(Non-Resident Individuals/Foreign Individuals)
0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
Total 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
(c) Institutions
0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
Total 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
Sub-Total (A)(2 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0
Total Shareholding of Promoters 17 8049859 0 0 8049859 51.4340 8049859 0 8049859 51.4340 0 51.4340 8049859 100.0000 0 0.0000 8049859
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
ASHWINI
Digitally signed by ASHWINI ASHISH KULKARNI
DN: c=IN, o=Personal, postalCode=411009, l=Pune,
st=Maharashtra, street=Flat no-5 C-Wing,Maniratna
Complex ,Sahakarnagar, opp Thavare Bakery, Parvati,
ASHISH
title=0196,
2.5.4.20=c8e61b9814292587aec4aec1e8ea30590ca5d0
4039dfca2922ccca904c6feb14,
serialNumber=2817334d6539a8b24a438020083b9fd63
KULKARNI
e860d674c7efffb23a0471dd90f5b5c,
email=cs@pesb.co.in, cn=ASHWINI ASHISH KULKARNI
Date: 2024.03.14 13:22:56 +05'30'
Table III - STATEMENT SHOWING SHAREHOLDING PATTERN OF THE PUBLIC SHAREHOLDER
Category & Name of the No.s of No. of Partly No.s of Total nos. Shareholdin Number of Voting Rights No. of Total Number of Number of Number of Sub-categorization of shares
shareholders Share fully paid-up shares shares g held in each class of Shares Shareholding, Locked in shares Shares equity (XV)
(I) holders paid up equity underlying held % calculated securities Underlying as a % (XII) pledged or shares held
(III) equity Share Depository (VII)= as per (IX) Outstating assuming otherwise in Shareholding (No. of shares) under
Share held Receipts (IV)+(V)+(VI) SCRR,1957) convertible full conversion encumbered dematerializ
held (V) (VI) As a % of securities of convertible (XIII) ed
No of Voting Total Sub-category Sub-category Sub-category
(IV) (A+B+C2) (including securities( as a form (i) (ii) (iii)
Rights as a
(VIII) Warrants) percentage (XIV)
% of
(X) of diluted share
Total No. As a % of No. As a % of
Voting
capital) (a) total (Not applicable) total
Class Class Total
Equity Others Rights (XI)=(VII)+(X) shares held (a) shares held
(b) (b)
x y As a % of
1 Institutions (Domestic)
(e) Foreign Portfolio Investors Category II 5 25600 0 0 25600 0.1636 25600 0 25600 0.1636 0 0.1636 0 0.0000 NA NA 25600
(b) Directors And their relatives (Non-Promoter) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0
MAYURI AJAY SHAH 1 420000 0 0 420000 2.6836 420000 0 420000 2.6836 0 2.6836 420000 100.0000 0 0 420000
NILESH POPATLAL GADA 1 232196 0 0 232196 1.4836 232196 0 232196 1.4836 0 1.4836 232196 100.0000 0 0 232196
SANJAY SURESHCHANDRA SHAH 1 225000 0 0 225000 1.4376 225000 0 225000 1.4376 0 1.4376 225000 100.0000 0 0 225000
SHANTANU SHANKAR DHAMANKAR 1 375000 0 0 375000 2.3960 375000 0 375000 2.3960 0 2.3960 375000 100.0000 0 0 375000
(i) NON RESIDENT INDIANS (NRIs) 7 12800 0 0 12800 0.0818 12800 0 12800 0.0818 0 0.0818 0 0.0000 NA NA 12800
(j) FOREIGN NATIONALS 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0
(k) Foreign Companies 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0
(l) BODIES CORPORATE 43 236750 0 0 236750 1.5127 236750 0 236750 1.5127 0 1.5127 81550 34.4456 NA NA 179186
(m) Any Other(CLEARING MEMBER) 1 691200 0 0 691200 4.4164 691200 0 691200 4.4164 0 4.4164 0 0.0000 NA NA 691200
SHARE INDIA SECURITIES LIMITED . INV . 1 691200 0 0 691200 4.4164 691200 0 691200 4.4164 0 4.4164 0 0.0000 0 0 691200
(m) Any Other(ESCROW ACCOUNT) 1 219149 0 0 219149 1.4002 219149 0 219149 1.4002 0 1.4002 219149 100.0000 NA NA 219149
PUNE E- STOCK BROKING LIMITED- 1 219149 0 0 219149 1.4002 219149 0 219149 1.4002 0 1.4002 219149 100.0000 0 0 219149
SUSPENSE ESCROW DEMAT ACCOUNT
(m) Any Other(HINDU UNDIVIDED FAMILY) 85 503590 0 0 503590 3.2177 503590 0 503590 3.2177 0 3.2177 365990 72.6762 NA NA 503590
SAMIR RAMANLAL GANDHI (HUF) . 1 175800 0 0 175800 1.1233 175800 0 175800 1.1233 0 1.1233 175800 100.0000 0 0 175800
SWAPNIL RAMANLAL GANDHI (HUF) . 1 175800 0 0 175800 1.1233 175800 0 175800 1.1233 0 1.1233 175800 100.0000 0 0 175800
(m) Any Other(TRUSTS) 1 3200 0 0 3200 0.0204 3200 0 3200 0.0204 0 0.0204 0 0.0000 NA NA 3200
SUB TOTAL (B)(4) 1298 5760999 0 0 5760999 36.8095 5760999 0 5760999 36.8095 0 36.8095 2994599 51.9806 NA NA 5561074
Total Public Shareholding (B) = 1354 7600999 0 0 7600999 48.5660 7600999 0 7600999 48.5660 0 48.5660 4167399 54.8270 0 NA 7401074
(B)(1)+(B)(2)+(B)(3)
ASHWINI
Digitally signed by ASHWINI ASHISH
KULKARNI
DN: c=IN, o=Personal, postalCode=411009,
l=Pune, st=Maharashtra, street=Flat no-5 C-
Wing,Maniratna Complex ,Sahakarnagar, opp
KULKARNI
083b9fd63e860d674c7efffb23a0471dd90f5b
5c, email=cs@pesb.co.in, cn=ASHWINI
ASHISH KULKARNI
Date: 2024.03.14 13:23:42 +05'30'
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): 219149
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note:
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the names of the shareholders holding 1% or more than 1% of shares of the listed entity. Column no. (XIII) is not applicable in the above format.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.
(4) Categorization and disclosure of each shareholder category should be carried out in the order prescribed in the above format. If a shareholder is falling under more than one category, then the same shall be classified in the category falling first in the order prescribed in the above format. Shareholding
under
any of the categories shall be unique and will not be duplicated under multiple categories.
(5) Sub-categorization of shares under column no. (XV) will be based on shareholding (no. of shares) under the following sub-categories:
(i) Shareholders who are represented by a nominee Director on the board of the listed entity or have the right to nominate a representative (i.e. Director) on the board of the listed entity.
(ii) Shareholders who have entered into shareholder agreement with the listed entity.
(iii) Shareholders acting as persons in concert with promoters.
ASHWIN
ASHISH KULKARNI
DN: c=IN, o=Personal,
postalCode=411009, l=Pune,
st=Maharashtra, street=Flat no-5
I ASHISH
C-Wing,Maniratna
Complex ,Sahakarnagar, opp
Thavare Bakery, Parvati,
title=0196,
KULKAR
2.5.4.20=c8e61b9814292587aec4
aec1e8ea30590ca5d04039dfca29
22ccca904c6feb14,
serialNumber=2817334d6539a8b
NI
24a438020083b9fd63e860d674c7
efffb23a0471dd90f5b5c,
email=cs@pesb.co.in,
cn=ASHWINI ASHISH KULKARNI
Date: 2024.03.14 13:24:31 +05'30'
Table IV - STATEMENT SHOWING SHAREHOLDING PATTERN OF THE NON PROMOTER - NON PUBLIC SHAREHOLDER
Category & Name of the No. of No. of Partly No.s of Total no. Shareholdin Number of Votting Rights No. of Total Number of Number of Number of
shareholders Share fully paid-up shares shares g held in each class of Shares Shareholding, Locked in Shares equity
(I) holders paid up equity underlying held % calculated securities Underlying as a % assuming shares pledged or shares held
(III) equity Share Depository (VII)= as per (IX) Outstating full conversion (XII) otherwise in
Share held Receipts (IV)+(V)+(VI) SCRR,1957) convertible of convertible encumbered dematerialize
held (V) (VI) As a % of securities securities( as a (XIII) d
No of Voting Total
(IV) (A+B+C2) (including % form
Rights as a
(VIII) Warrants) of diluted share (XIV)
% of
(A+B+C)
(X) capital)
No. As a % of No. As a % of
(XI)=(VII)+(X)
(a) total (Not total
As a % of shares held applicable) shares held
Class Class Total
Equity Others
(A+B+C2) (b) (a) (Not
applicable)
x y
(b)
1 Custodian/DR Holder
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose bame of all holders holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available.
ASHWINI
DN: c=IN, o=Personal,
postalCode=411009, l=Pune,
st=Maharashtra, street=Flat no-5 C-
Wing,Maniratna Complex ,Sahakarnagar,
ASHISH
opp Thavare Bakery, Parvati, title=0196,
2.5.4.20=c8e61b9814292587aec4aec1e8e
a30590ca5d04039dfca2922ccca904c6feb
14,
KULKARNI
serialNumber=2817334d6539a8b24a438
020083b9fd63e860d674c7efffb23a0471d
d90f5b5c, email=cs@pesb.co.in,
cn=ASHWINI ASHISH KULKARNI
Date: 2024.03.14 13:25:27 +05'30'
Table V - STATEMENT SHOWING DETAILS OF SIGNIFICANT BENEFICIAL OWNERS
Sr. No Details of the significant beneficial owner Details of the registered owner Details of holding/ exercise of right of the SBO in the reporting company, Date of creation /
(I) (II) whether direct or indirect *: acquisition of
(III) significant
Whether by virtue of: beneficial interest*
(IV)
Name PAN/Passport Nationality Name PAN/Passport Nationality Shares % Voting rights % Rights on Exercise of Exercise of significant
No. in case of a No. in case of a distributabl control influence
foreign national foreign national e dividend
or any
other
distribution
NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA
ASHWINI KULKARNI
DN: c=IN, o=Personal, postalCode=411009,
l=Pune, st=Maharashtra, street=Flat no-5
C-Wing,Maniratna Complex ,Sahakarnagar,
ASHISH
opp Thavare Bakery, Parvati, title=0196,
2.5.4.20=c8e61b9814292587aec4aec1e8ea
30590ca5d04039dfca2922ccca904c6feb14,
serialNumber=2817334d6539a8b24a4380
KULKARNI
20083b9fd63e860d674c7efffb23a0471dd9
0f5b5c, email=cs@pesb.co.in, cn=ASHWINI
ASHISH KULKARNI
Date: 2024.03.14 13:26:29 +05'30'
Annexure - B
Table VI - Statement Showing Foreign Ownership Limit
Board approved limits Limits utilized
As on shareholding date 0 0
As on the end of previous 1st quarter 0 0
As on the end of previous 2nd quarter 0 0
As on the end of previous 3rd quarter 0 0
As on the end of previous 4th quarter 0 0
ASHWINI
Digitally signed by ASHWINI ASHISH
KULKARNI
DN: c=IN, o=Personal,
postalCode=411009, l=Pune,
ASHISH
st=Maharashtra, street=Flat no-5 C-
Wing,Maniratna
Complex ,Sahakarnagar, opp Thavare
Bakery, Parvati, title=0196,
KULKARN
2.5.4.20=c8e61b9814292587aec4aec1e
8ea30590ca5d04039dfca2922ccca904c
6feb14,
serialNumber=2817334d6539a8b24a4
I
38020083b9fd63e860d674c7efffb23a0
471dd90f5b5c, email=cs@pesb.co.in,
cn=ASHWINI ASHISH KULKARNI
Date: 2024.03.14 13:27:42 +05'30'