UEFA Disciplinary Ruling Analysis
UEFA Disciplinary Ruling Analysis
Football
Disciplinary sanction against a club imposed by UEFA
Jurisdiction of the UEFA Appeals Body
Procedural flaws & CAS de novo power of review
Interpretation of Article 14 of the UEFA Disciplinary Regulations
Display of a flag with a Nazi symbol
Proportionality of cumulative sanctions
Lighting fireworks and throwing objects
1. Article 34 of the UEFA Statutes allows the UEFA Appeals Body to act as a first instance
body, under exceptional and urgent circumstances. Even then, it is entitled to refer the
case to the chairman, instead of a panel of three members, if it deems it appropriate,
especially when the legal situation at stake is clear.
2. A party cannot complain about the short deadlines imposed by UEFA disciplinary
bodies, when it itself consented to the time schedule, did not request any extension of
the deadlines or stay of the sanctions, and filed well-researched submissions. This is a
different matter when an observer’s report cited in the appealed decision was not made
available during the first instance proceedings, at least when the facts to which it refers
are disputed and are not otherwise attested. This failure constitutes a breach of the right
to be heard, which may, however, be healed by the CAS’ de novo power of review.
3. Article 14 of the UEFA Disciplinary Regulations aims to sanction football clubs whose
supporters offend human dignity in any way. The question of whether a certain
behaviour meets the requirements of this provision must be determined in the light of
the objective circumstances of the case and the so-called “reasonable onlooker” test.
Such test does not refer to an average person of a particular constituency, but to a
reasonable person who assesses - ex post - the facts presented to him in the light of all
available and obtainable information.
4. The display of the flag that represented the German national socialist party until 1935 is
an insult to human dignity and must be strongly opposed. It is a substitute for the use
of Nazi symbols, and its disguised message makes it even more pernicious. The fact
that it was not always sanctioned by UEFA in the past, and even permitted by state
judgements in relation to freedom of assembly and/or expression, does not change this
finding.
5. In such a case, the imposition of a fine, together with the closure of a stadium sector
during the next competition match and a suspended ban on selling tickets to away
CAS 2022/A/9078 2
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
6. The penalties provided for lighting of fireworks and throwing objects may also be
adapted to the circumstances, notwithstanding the standardised nature of UEFA’s
sanctions catalogue. In this context, personal injury is an aggravating factor.
I. THE PARTIES
1. ŠK Slovan Bratislava (the “Appellant” or the “Club”) is a professional football club affiliated to
the Slovakian Football Association (“SFA”) that in turn is affiliated to the Union des
Associations Européennes de Football. The Appellant was the champion of Slovakia in the
2021/2022 season.
3. The Appellant and the Respondent are jointly referred to as the “Parties”.
5. Below is a summary of the main relevant facts, as established on the basis of the written
submissions of the Parties. This background information is given for the sole purpose of
providing a synopsis of the matter in dispute. Additional facts may be set out, where relevant,
in connection with the legal discussion.
A. Background Facts
6. The dispute revolves around a match played by the Appellant against Ferencvárosi TC
(“Ferencvárosi”) at the 2022/2023 UEFA Europa Champions League second qualifying round
(1st leg) on 20 July 2022 (the “Match”). The Appellant won the match.
7. The report of the UEFA Match Delegate states the following in relation to the Match:
“Security incidents affecting the match (away team) - pitch invasion, throwing of objects, laser pointer
In minute 81, following the Slovan Bratislava first goal scoring, minimum 15 plastic cups with liquid were
thrown in Sector E. The plastic cups were blocked by the netting. Sector E was exclusively occupied by Slovan
Bratislava supporters.
1/ In minute 4, one (1) pyrotechnic device was fired from sector E in the direction of the main stand west. The
pyrotechnic device was blocked by the netting but some mini fire pieces reached the main stand slightly injuring
one local supporter at his left arm. He was medically treated by medical services. Sector E was exclusively occupied
by Slovan Bratislava supporters.
2/ In minute 4, six (6) Bengal lights and minimum two (2) stobe lights were ignited in Sector E. The pyros
were allowed to burn out in the stand. Sector E was exclusively occupied by Slovan Bratislava supporters. As
from that moment, massive riot police deployment was observed within sector E.
3/ In minute 63, minimum eight (8) Bengal lights and minimum two (2) strobe lights were ignited in Sector E.
The pyros were allowed to burn out in the stand. Sector E was exclusively occupied by Slovan Bratislava
supporters.
4/ In minute 81, following the Slovan Bratislava first goal scoring, three (3) Bengal lights and minimum three
(3) strobe lights were ignited in Sector E. The pyros were allowed to burn out in the stand. Sector E was
exclusively occupied by Slovan Bratislava supporters.
5/ In minute 90+5, two (2) stobe lights were ignited in sector E. The pyros were allowed to burn out in the
stand. Sector E was exclusively occupied by Slovan Bratislava supporters. Discriminatory behaviour (away team)
- banners, chanting, etc.
Both UEFA Match Delegate and UEFA Security Officer observed a far-right flag/banner in Sector E
throughout the match (War flag of Germany under National-Socialism) Sector E was exclusively occupied by
Slovan Bratislava supporters”.
8. The report of the UEFA Security Officer notes the following in relation to the Match:
Minute 4, 6 bengal lights in visiting sector and 2 strobe lights and 1 firework thrown from sector E towards the
local fans in main tribune (sector VVK). The netting has stopped the missile, but small fire pieces reached the
local fans, injuring slightly one in his left arm, that person was treated by the Medical Service, after that came
back to his seat […].
Minute 63, 8 bengal lights and 2 strobe lights in visiting sector E. […]
Minute 81, after the Slovan goal, 3 bengal lights in visiting sector (Sector E) and strobe lights 3 minimun,
plastic cups with liquid minimum 15 thrown impacting the netting. […]
Permanently a flag has been displayed in the railing of the upper mouth hole in the visiting sector (1.5m by 1 m
aprox.) and that one during the last minutes has been taking by a visiting spectator showing the flag in a more
visible way. The flag is similar to the War flag of Germany under National- Socialism with purple colors and
the letters in the cross ‘FAK’ ”.
CAS 2022/A/9078 4
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
9. The Football Against Racism in Europe (“FARE”) observer noted the following incidents in
relation to the Match:
“[…] A flag based on the Reichskriegsflagge was displayed by Slovan Bratislava away fans located in sector E.
-The flag was displayed in a sector with approximately 500 away fans and was on display throughout the whole
duration of the game.
-The flag displayed in the Slovan Bratislava away sector was a flag from Austria Wien supporters who have a
strong friendship with Slovan Bratislava fans. The flag has been on display by Austria Wien fans on previous
cases including domestic matches […].
The Reichskriegsflagge was the war flag of Germany under National- Socialism. The war flag was used by the
German army during National Socialism between 1933 and 1945. Football fans often replace the original
colours with the colours of their club […]”.
10. The flag that the above reports refer to looks as follows (hereinafter referred to as the “Flag”):
121. By letter of 21 July 2022, UEFA informed the Club that it opened disciplinary proceedings for
potential violations of Articles 14, 16(2)(b) and (c) of the UEFA Disciplinary Regulations
(“DR”). The letter enclosed the reports of the UEFA match officials, a picture of the Flag and
a video showing Appellant’s fans igniting bengals and fireworks. The letter also invited the
Appellant to file its statement within a deadline of 6 days as of receipt of this letter.
13. After the disciplinary proceedings were opened, UEFA received a report from the FARE
observer.
14. On 26 July 2022, the Chairman of the UEFA Control, Ethics and Disciplinary Body sent a letter
to the Chairman of the UEFA Appeals Body (“UEFA AB”) that reads as follows:
“On 20 July 2022, during the 2022/23 UEFA Champions League second qualifying round, 1st leg match
between Ferencvárosi TC and ŠK Slovan Bratislava (the “Club”), a potential violation of Article 14 of the
UEFA Disciplinary Regulations was reported. Following the disciplinary proceedings that have been opened
against the Club on 21 July 2022 and bearing in mind the urgent need for the Club to know as soon as possible
the outcome of these proceedings, I would like to inform you that I have decided to refer these proceedings directly
to the UEFA Appeals Body for a decision, in accordance with Article 29(3) DR”.
15. On 27 July 2022, the Appellant submitted its statement in the disciplinary proceedings.
16. On 28 July 2022, the UEFA AB informed the Club that it would meet on the same day to decide
the present matter.
17. On the same day, the UEFA AB issued its decision in the matter (“Appealed Decision”). The
operative part of the Appealed Decision reads as follows:
“1. To fine ŠK Slovan Bratislava €40,000 and to order the partial closure of the ŠK Slovan Bratislava stadium
(i.e. the entire sector C), during the next one (1) UEFA competition match in which ŠK Slovan Bratislava
would play as host club, for the racist behaviour of its supporters.
2. To order ŠK Slovan Bratislava to implement the following directive at the next UEFA competition match it
plays as host club: to display a banner in the sectors to be closed with the wording “#NoToRacism”, with the
UEFA logo on it.
3. To ban ŠK Slovan Bratislava from selling tickets to its away supporters for the next one (1) UEFA
competition match, for the racist behaviour of its supporters. The ban from selling tickets is subject to a
probationary period of two (2) years, starting from the date of the present decision.
6. The above fines in the total amount of €78,000 must be paid into the bank account indicated below within
90 days of communication of this decision”.
18. On 1 August 2022, the Appellant requested the grounds of the Appealed Decision. The latter
were notified to the Appellant on 3 August 2022. The main reasoning exposed n the Appealed
Decision reads as follows:
“15. The Appeals Body considers that this case concerns the Club’s responsibility for the misbehaviour of its
supporters with regards to the alleged lighting of fireworks, throwing of objects and racist behaviour pursuant to
the DR. […]
18. First, the Appeals Body recalls the official reports of the UEFA Match Delegate and UEFA Security
Officer which mentions that the Club’s supporters ignited many pyrotechnic devices, throwing one of them as well
as other objects. Particularly according to these reports, 26 fireworks were lit, as well as 15 plastic cups and one
firework were thrown by the Club’s supporters.
19. Moreover, the UEFA Match Delegate, the Security Officer and the FARE observer present at the Match
CAS 2022/A/9078 6
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
reported that a far-right flag banner/flag was displayed by the Club’s supporters throughout the entire Match.
[…]
22. […] the Appeals Body notes that the flag/banner was displayed in the away sector of the stadium, as
reported in the UEFA official reports and the FARE report, and it was hung by supporters with a blue t-shirt
with the wording ‘Slovan on tour’. Therefore, the Appeals Body concludes that the individuals who displayed the
banner/flag were Club’s supporters.
23. […] The Appeals Body notes that the Club has not challenged the accuracy of the any of the reports of the
incident and, hence the facts as described in the official reports are deemed to be accurate in accordance with
Article 45 DR.
24. […] having established the facts, the Appeals Body shall analyse whether the action of displaying such a
banner is discriminatory or not. In this respect, the Appeals Body refers to the well-established jurisprudence of
CAS which establishes that “[t]he test of whether or not there has been an insult qualifying for sanctions under
Article 14 UEFA DR, is the perception of the reasonable onlooker. It is in that sense objective not subjective”
(CAS 2013/A/3324 & 3369 GNK Dinamo v. UEFA, para. 9.13).
[…] the Appeals Body observes that the Club’s supporters displayed a clearly identifiable far right flag based on
the Reichskriegsflagge during the Match […] In this respect, the Appeals Body recalls that that the war flag
being evoked was of Germany under National-Socialism. Consequently, the Appeals Body concludes that the
flag displayed is racist in nature and emphasises that this type of behaviour has no place in football stadiums.
27. Considering the above, the Appeals Body concludes that from the perception of the reasonable onlooker, there
is no doubt that the flag displayed by the Club’s supporters was in breach of Article 14 DR and, therefore, in
application of the principle of strict liability, as established in Articles 8 and 14(1) DR, the Appellant must be
held responsible for the misconduct of its supporters. […]
33. Considering that there are no mitigating circumstances applicable in the present case, the Appeals Body
decides to apply Article 6(5) and Annex A(I) DR, which provides standard sanctions for lighting of fireworks
(under “[l]ighting of fireworks”). In the present case, the Appeals Body decides that the standard fine of €500
is applicable for each firework lit, as provided for in Annex A(I), which amounts to a total of €13,000 for the
26 pyrotechnic devices ignited. Therefore, a total fine of €13,000 is the appropriate sanction for lighting of
fireworks in the present case. […]
36. When determining the sanction, the UEFA disciplinary bodies usually consider the level of danger of the
item thrown. Fireworks are considered to be particularly dangerous objects and the UEFA disciplinary bodies
routinely imposes a fine of €3,000 for the first object particularly dangerous object thrown. For those objects which
are less dangerous, the UEFA disciplinary bodies routinely impose a fine of €1,500 for the first object thrown,
€750 for the second object thrown and €500 for each additional object thrown. Where there is a previous record,
the UEFA disciplinary bodies routinely increase the initial fine by 50% and adds €750 for each additional
offence as from the third. Following this method, the fine would be €18,125.
37. However, as mentioned above, the Appeals Body recalls that according to the official reports of the UEFA
Match Delegate and the UEFA Security Officer, one local supporter was injured by the firework thrown, which
CAS 2022/A/9078 7
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
38. Considering the above, the Appeals Body deems appropriate to deviate from the method usually follow by the
UEFA disciplinary bodies and considers appropriate to fine the Club €25,000 for the throwing of objects.
39. Regarding the racist behaviour of the Club’s supporters, the Appeals Body takes into account the seriousness
of the offence committed as well as the Club’s previous record, noting that the Club has been punished on two
previous occasions for violating Article 14 DR during the past three years (cf. Article 25(1)(d) DR), which
counts as an aggravating circumstance (cf. Article 25(2) DR).
40. The Appeals Body recalls that the flag was hung during the Match. On the other hand, the Appeals Body
cannot determine any factor that may be considered as a mitigating or further aggravating circumstance in the
present case.
41. Having established the above, the Appeals Body notes that Article 14(2) DR establishes a standard sanction
for this misbehaviour and states that ‘If one or more of a […] club’s supporters engage in the behaviour described
in paragraph 1, the […] club responsible incurs a minimum of a partial stadium closure and a fine.’
42. In view of the abovementioned circumstances of this case, and considering the wording of Article 14(2) DR,
the Appeals Body deems it appropriate to fine the Club €40,000 and to order the partial closure of the Club
stadium (i.e. the entire sector C), during the next one (1) UEFA competition match in which Club would play
as host club, for the racist behaviour of its supporters.
43. Additionally, in order to tackle such racist behaviour by its supporters and to send a further signal that such
behaviour will not be tolerated, in accordance with Article 14(5) DR, the Appeals Body decides to order the
Club to implement the following directive in the next (1) UEFA competition match which the club shall play as
the host club: to display a banner with the wording ‘#NoToRacism’, with the UEFA logo on it.
44. Moreover, considering that the misbehaviour of the Club’s supporters occurred in an away match, that this
is the third offence of the Club within the last three years for the violation of Article 14 DR and that there are
not mitigating circumstances that justify a lenient sanction, the Appeals Body deems appropriate ban the Club
from selling tickets to its away supporters for the next one (1) UEFA competition match, for the racist behaviour
of its supporters.
45. However, in order to provide the Club’s supporters a new opportunity to consistently act in a non-
discriminatory manner in compliance with UEFA’s rules and regulations, the Appeals Body decides that the
ban from selling tickets is subject to a probationary period of two (2) years as from the date of the present
decision”.
27. On 3 August 2022, the Appellant filed a Statement of Appeal against the Appealed Decision
with the Court of Arbitration for Sport (the “CAS”) in accordance with Articles R47 et seq. of
the Code of Sports-related Arbitration (the “Code”). The Appellant also
CAS 2022/A/9078 8
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
a) requested the CAS to expedite the proceedings in order to deliver the operative part of the
award by 10 August 2022, without to hold a hearing;
c) proposed that the case be submitted to a sole arbitrator and suggested the names of three
CAS arbitrators.
28. On 4 August 2022, UEFA confirmed that it had no objection to the expedited procedural
calendar proposed by the Appellant. In the same letter and in a further communication dated 5
August 2022, UEFA confirmed its agreement with the appointment of any of the CAS Members
proposed by the Appellant
29. Also on 4 August 2022, the CAS Court Office acknowledged receipt of the above
correspondence and confirmed the procedural calendar agreed to by the Parties, which
provided, inter alia, that the present dispute should be decided based on the Parties’ submissions
only, without a hearing to be held, and the operative part of the Arbitral Award to be notified
to the Parties by 10 August 2022.
30. Further on 4 August 2022, the Appellant sent a request for Document Production (“RDP”) to
UEFA that reads as follows:
“I note that the Appealed Decision refers to an alleged FARE observer report. I have asked Mr. Cho to check
and double-check all correspondence from UEFA on the matter; however, he could not find such a report.
UEFA seems to have omitted to provide the alleged FARE observer report to SK Slovan. Please refer me to
the relevant correspondence if I am wrong.
Otherwise, I kindly ask you to provide me with the alleged FARE observer report so I can address it in the
Appeal Brief.
Furthermore, as part of the discovery process, I respectfully ask UEFA to provide me with:
Any email exchanged between UEFA (or FARE) and the UEFA Match Delegate and/or the UEFA
Security Officer before and during the away match in question containing indications (e.g., pictures, videos) of
prohibited flags previously used by SK Slovan Bratislava fans and to inform me whether such information was
shared with my client before or during the away match in question.
To inquire whether the FARE observer has prepared the entire alleged FARE observer report or just parts of
it. In the latter case, I would be grateful if the FARE observer could specify the parts written and who has
drafted the rest of the FARE observer report. The practice in other cases has already shown that the FARE
observers do not make the entire report, but the FARE main office completes the reports (e.g., CAS
2019/A/6547; CAS 2016/A/4780). I have the right to know if this was the case here; all the more, we
have agreed to waive a hearing. …
I would be grateful to receive the requested information and alleged FARE observer report by August 6 at noon
CET so I can address them in the Appeal Brief”.
CAS 2022/A/9078 9
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
31. In response to the Appellant’s RDP, UEFA – on 5 August 2022 – replied as follows:
“Following the point you raised, a further check was conducted this morning on the file and, regretfully it was
identified that an error had indeed occurred.
At the time that the disciplinary proceedings were opened on 21 July 2022 based on the UEFA official reports
no FARE Report had yet been received. This was received by UEFA later that day and it was an oversight
that it was not immediately forwarded to the club. The FARE Report is attached for your complete information.
Whilst we apologise for this inconvenient, please be informed that both the UEFA match delegate and the
UEFA security officer identified themselves the banner and its racist / discriminatory nature and duly recorded
it in their official reports, i.e. without the incident needing to be brought to their attention by the FARE observer.
Accordingly, UEFA considers that the balance of the documentary production requests contained in your email
do not need to be addressed”.
32. On 6 August 2022, the Appellant filed its Appeal Brief, as per the expedited schedule agreed by
the Parties.
33. On 8 August 2022, the CAS Court Office informed the Parties that the Deputy Division
President, among the CAS Members proposed by the Appellant and accepted by the
Respondent, appointed Prof. Ulrich Haas as Sole Arbitrator in this matter.
34. On 9 August 2022, the Parties confirmed not having any challenge against the Appointment of
Prof. Ulrich Haas. Accordingly, the CAS Court Office advised the Parties that the Panel
appointed to decide the dispute was constituted as follows:
35. On 9 August 2022, the Respondent filed its Answer, as per the expedited schedule agreed by
the Parties.
36. On the same day, the CAS Court Office issued an Order of Procedure (“OoP”) and invited the
Parties to return a signed copy thereof by 10 August 2022, 11:00 CEST. In addition, the CAS
Court Office confirmed that, as requested and agreed by the Parties, the Sole Arbitrator would
have decided the present matter based on the Parties’ submission only, without holding a
hearing.
37. On 10 August 2022, both the Appellant and the Respondent returned a signed copy of the
OoP.
38. Still on 10 August 2022, the Sole Arbitrator issued the operative part of the Award. The CAS
Court Office advised the Parties that the full Award with grounds will be notified to the Parties
in due course.
CAS 2022/A/9078 10
ŠK Slovan Bratislava v. UEFA,
award of 24 August 2022
(operative part of 10 August 2022)
65. This section of the award does not contain an exhaustive list of the Parties’ contentions, its aim
being to provide a summary of the substance of the Parties’ main arguments. In considering
and deciding upon the Parties’ claims in this award, the Sole Arbitrator has accounted for and
carefully considered all of the submissions made and evidence adduced by the Parties, including
allegations and arguments not mentioned in this section of the award or in the discussion of the
claims below.
66. In its Statement of Appeal, the Appellant sought the following relief:
“1. Annul points 1 and 3 of the operative part of the UEFA Appeals Body chair’s decision in case no. 35790.
2. Order UEFA to bear all costs incurred with the present procedure.
Order UEFA to pay the Appellant a contribution towards its legal fees and other costs in an amount to be
determined at the Soles Arbitrator’s discretion”.
“1. Render the entire UEFA Appeals Body chair decision null for being issued by an incompetent organ within
UEFA and refer the case back to UEFA.
2. Annul points 1, 2, and 3 of the operative part of the UEFA Appeals Body chair decision.
3. Revise points 4 and 5 of the operative part of the UEFA Appeals Body char decision to provide as follows:
5. ŠK Slovan Bratislava is fined with EUR 6,000 and EUR 13,000 for fireworks.
4. Revise point 1 of the operative part of the UEFA Appeals Body chair decision to provide as follows:
ŠK Slovan Bratislava is fined between EUR 7,500 and EUR 15,000 and is ordered to partially close
ŠK Slovan Bratislava stadium, consisting of 500 seats in sector C (e.g. Sector C206), during the next
UEFA competition match in which ŠK Slovan Bratislava will play as the host club on August 11, 2022.
5. Confirm point 2 of the operative part of the UEFA Appeals Body chair decision.
6. Annul point 3 of the operative part of the UEFA Appeals Body decision.
CAS 2022/A/9078 11
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award of 24 August 2022
(operative part of 10 August 2022)
More alternatively
7. Take any other decision that the Sole Arbitrator deems fair and just.
In any event
8. Revise point 6 of the operative part of the UEFA Appeals Body decision by reducing the total amount to be
paid as a fine by the Appellant to UEFA according to the Sole Arbitrator’s decision on the previous requests
for relief.
9. Order UEFA to pay all costs incurred with the present procedure.
10. Order UEFA to pay the Appellant a contribution towards its legal and other costs for two counsels in an
amount to be determined at the Sole Arbitrator’s discretion”.
68. In support of the above prayers for relief the Appellant submits as follows:
a) The Appealed Decision was reached through an irregular and suspect procedure:
➢ The procedure breached the Appellant’s right to be heard, since the Appealed
Decision heavily relied on the FARE Observer report, which was not provided to the
Appellant before the Appealed Decision was rendered. This was acknowledged by
UEFA in its letter of 5 August 2022 as an “error”.
➢ The chair of the UEFA AB had no competence ratione materiae to decide the dispute.
The Appellant submits that if one reads Article 34 of the UEFA Statutes in
conjunction with Articles 29(3) and 30(2) - 30(4) DR it follows that the Chairman of
the UEA AB is only entitled to decide the dispute (sitting alone) in cases referred to
him “on appeal”. However, in cases referred to the UEFA AB by the Chairman of the
Control, Ethics and Disciplinary Body, the UEFA AB must decide in the presence of
a minimum of three members.
➢ The Appellant finds that UEFA has “impermissibly stretched Article 34 of the UEFA Statutes
and Article 30 DR to mean what they want to mean by skipping a literal interpretation and moving
directly to a purposive interpretation in violation of the subsidiarily applicable Swiss law”. Since an
incompetent organ issued the Appealed Decision, the latter must be qualified as “null”.
b) The Appellant is of the view that pursuant to its requests for relief, the Sole Arbitrator is
“prevented from examining the lawfulness of the Decision issues by the Appeals Body chair” and that
“deciding otherwise would constitute a ruling ultra petita”.
c) The German war flag (“Reichskriegsflagge”) referred to in the reports of the match officials
and the FARE observer was used in Germany from 1848 until 1945 in eight different
designs. The last version of the “Reichskriegsflagge” was used in the Third Reich between
1935 and 1945 and looks as follows:
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award of 24 August 2022
(operative part of 10 August 2022)
d) The test whether or not Article 14 DR has been violated is the “perception of the reasonable
onlooker”. The test according to the Appellant is an objective and not a subjective one. When
applying the test one must take into account “all factors that might be relevant to a reasonable
onlooker’s impression of whether or not the act was racist” and “the impression of one, while it may be
relevant, is not solely determinative”. The decisive test is “whether the act was more likely than not to
be objectively perceived as racist in the context of the match”. The Appellant refers to CAS
jurisprudence, in particular to CAS 2013/A/3224&3369 and CAS 2015/A/4256.
e) The Appellant is of the view that the test was misapplied by the Chairman of the UEFA
AB. In order for accepting a violation of Article 14 DR two conditions must be
cumulatively fulfilled, i.e.
➢ a large number of reasonable spectators or viewers must have considered the Flag
racist and
➢ must have concluded that the people who displayed it were promoting Nazi ideas.
(1892-1903)(1903-1919)(1921/22-1933)
According to German case law the mere display of versions of the Reichskriegsflagge
before 1935 is neither a violation of public safety nor of the public order. Instead, there
must be – in addition – other accompanying intimidating circumstances justifying the
assumption of a racist or discriminative character. The Appellant refers insofar to (recent)
decisions of the Administrative Court of Bremen and the Higher Bremen Administrative
Court.
g) The Appellant submits that in the case the Flag would entirely resemble the
Reichskriegsflagge used by the Third Reich between 1935 and 1945, the case would be
clear. The display of such a flag would be racist and discriminatory in character and violate
Article 14 DR. However, in the case at hand the situation is different. The Appellant
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award of 24 August 2022
(operative part of 10 August 2022)
submits that:
➢ The Flag resembles the Reichskriegsflagge used in Germany before 1935 (more
particularly between 1867 and 1919). Consequently, the Flag “has nothing to do with the
Nazis”. Therefore, there needs to be other accompanying racist and discriminatory
circumstances justifying the application of Article 14 DR. The Appealed Decision,
thus, ignores the actual history of the Flag. It does not explain why the Flag is deemed
“closer to prohibited Reichskriegsflagge used in the Third Reich … with the swastika instead of the
Imerial War-Flag used between 1867 and 1921, which is not prohibited and has nothing to do with
the Nazis”.
➢ It does not suffice – according to the Appellant – that “a bunch of trained observers sent to
the match to observe explicitly for racist or discriminative behaviour understood this as inciting
intimidation, discrimination, and violence against others”.
➢ Furthermore, the Chairman of the UEFA AB failed to examine “how many reasonable
spectators or viewers have considered the Flag racist and have concluded that the people who displayed
it were promoting Nazi ideas”.
h) Looking at the seriousness of the charge brought forward against it, the Appellant urges
the Sole Arbitrator to apply a high threshold when it comes to the standard of proof.
According to the Appellant, UEFA has not submitted any evidence regarding the meaning
of the Flag in the context of the Match. Furthermore, the Appellant notes that according
to Article 45 DR only facts are presumed to be correct and not the (legal) assessment of
the facts by the UEFA Officials. Furthermore, the FARE Observer report does not even
enjoy a presumption of accuracy according to UEFA’s rules and regulations. The
Appellant, however, accepts the fact that the Flag was displayed and that the Flag belongs
to the Austria-Wien supporters, who have a strong friendship with the Appellant’s fans.
However, the Appellant submits that the interpretation of the UEFA March Officials and
of the FARE Observer that the Flag is discriminatory and racist does “not enjoy any
presumption of accuracy” and is wrong.
i) The Appellant is of the view that the Flag itself does not intend to convey a discriminatory
and racist message.
➢ In support of this, the Appellant has submitted a statement of (an unknown) Austria-
Wien supporter explaining the Flag’s history.
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➢ Neither the home-team security nor the Hungarian police deemed the Flag to be
prohibited.
➢ The Flag has been displayed in previous UEFA matches without any problems. The
Appellant notes that “the only time it was a problem was in the match with PAOK because there
was also xenophobic chanting as accompanying racist circumstances, which makes that case materially
different from the matter at stake”. Since UEFA has not intervened in all other cases it is
now “prevented by principles of good faith and venire contra factum proprium to change its position
overnight and sanction the Appellant for the same conduct”.
➢ The objective view of the reasonable onlooker cannot be substituted with the opinion
of “trained observers” like the UEFA Match Delegate, the UEFA Security Officer,
and the FARE Observer.
➢ In case of doubt, the Sole Arbitrator must apply the principle in dubio pro reo and
conclude that there was no breach of Article 14 DR.
j) The Appellant is also of the view that the sanctions imposed are grossly disproportionate:
➢ The Sole Arbitrator can review the sanction imposed by UEFA. There is no threshold
that needs to be met in order to interfere with UEFA’s decision.
➢ The Appellant submits that the context of the Match must be considered in the case
at hand. According to the Appellant the “Hungarian side heavily politicized the two games
against Ferencvaros”. It was, therefore, inevitable for incidents to arise. Appellant’s Ultras
were insulted and there were provocations, such as an anti-Slovakia banner and the
attack on the team bus.
➢ In addition, the possibilities of the Appellant to apply security measures were limited,
since this was an away match. The Appellant notes that the home team seriously
breached the security provisions by allowing fans to carry 26 fireworks into the
stadium. The Appellant cannot be held responsible for this.
➢ With respect to the lighting of fireworks the Appellant notes that this was its first
offense. This is a mitigating factor and, therefore, the respective fine should be reduced
to EUR 6,500 based on Article 23(3) DR.
➢ With respect to the throwing of objects the Appellant admits that it has been
sanctioned twice before in the past two years. The Appellant also accepts that a local
supporter has been injured by the fireworks thrown. However, the Appellant submits
that most of the objects thrown were harmless plastic cups. The Appellant is trying to
track down the supporter that injured the fan from the other team to get an in-person
apology. It will also “do everything in its power to ensure that this accident remains an isolated
event”. Thus, the fine for this incident should be reduced to EUR 18,125 based on
Article 23(3) DR.
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➢ It is true that that the Appellant has been sanctioned twice for racist behaviour in the
past three years. However, UEFA only in extremely rare cases has imposed a
(suspended) ban on selling tickets to away supporters in addition to a partial stadium
closure and a fine. Furthermore, the closure relates to the entire sector C of the
Appellant’s stadium for the next host match on 11 August 2022. This sector holds
5,089 seats. The closure of the whole sector C is unproportionate, since the Flag was
displayed at the Match in a sector with approximately 500 away fans. Thus, the partial
stadium closure – in order to be proportionate – should be limited to 500 seats. Sector
C206 in the Appellant’s stadium has exactly 500 seats and consequently, the stadium
closure should be restricted to that specific sector.
➢ There is no explanation in the Appealed Decision why a fine in the amount of EUR
40,000 was imposed on the Appellant. In previous cases the UEFA AB issued fines –
in comparable cases – varying from EUR 10,000 to EUR 25,000. Furthermore, the
Appellant submits that the Flag was rather small (1.5m by 1m approx.) and was hardly
visible. To fine such action with EUR 40,000 is unproportionate, in particular
considering that Ferencvárosi was only fined with EUR 15,000 for displaying a huge
xenophobic banner in a sector with thousands of fans accompanied by xenophobic
chants. In addition, the stadium closure imposed on Ferencvárosi was limited to 1,000
seats. Consequently, the Appellant requests that the fine of EUR 40,000 be reduced
to between EUR 7,000 to 15,000.
(b) Confirming in full the decision rendered by the UEFA Appeals Body on 28 July 2022;
(c) The Parties shall bear their own legal fees and other expenses incurred with these proceedings”.
70. In support of the above prayers for relief the Respondent submits as follows:
a) The Respondent does not object to CAS jurisdiction and acknowledges that the dispute is
governed by the UEFA’s Statutes, rules and regulations, in particular the DR and,
additionally, Swiss law.
b) The Respondent submits that no procedural flaws occurred at the first instance before the
Chairman of the UEFA AB:
➢ The disciplinary proceedings against the Appellant were opened on the basis of the
reports issued by the UEFA Match Officials. At that point in time UEFA was not yet
in possession of the FARE Observer report.
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➢ The Appellant did not dispute the charges in its response dated 27 July 2022.
Furthermore, it received the FARE Observer report after the issuance of the Appealed
Decision and, consequently could address its contents in the CAS Proceedings.
➢ Procedural flaws are healed in de novo proceedings before the CAS. The Appellant does
not explain why the Sole Arbitrator should depart from this constant jurisprudence.
➢ Also, the Appealed Decision predominantly relied of the official UEFA reports (which
benefit from the presumption of accuracy in accordance with Article 45 DR).
➢ The Chairman of the UEFA AB was competent to issue the Appealed Decision. The
jurisdiction of the Chairman was not contested by the Appellant in the first instance
proceedings.
c) The Flag is based on the Reichskriegsflagge used by the German army in the Third Reich.
It is widely understood as being directly connected to Nazi ideology and is of a racist nature:
➢ The Appellant has not contested the racist nature of the Flag in the first instance
proceedings.
➢ The Appellant has been sanctioned before for the use of the Flag in a 2019 match
against PAOK.
➢ The display of the Flag has already caused consternation when it was displayed in a
derby in Vienna in 2019.
➢ The Appellant has misapplied the “objective onlooker test”. The Respondent refers
to CAS 2019/A/6547 in which the panel held that the “adjudicative body stands in the shoes
of that hallowed but also hypothetical figure ‘the reasonable onlooker’ who must for this purpose be
taken to be well informed and acquainted with legal and historical knowledge and with the totality of
the circumstances”.
➢ There is ample evidence in the public domain that the Flag is understood as directly
connected to Nazi ideology.
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d) The fact that the same Flag was displayed in other matches, but not prosecuted does not
help the Appellant:
➢ Disciplinary proceedings were not opened, because officials failed to detect the Flag.
➢ Also, the sanction issued against the Appellant for displaying the Flag at the match
against PAOK in 2019 was more severe than the sanction in this case.
➢ the fact that the breaches of the relevant rules occurred in an away match is no
mitigating circumstance.
➢ However, what needs to be taken into account are previous infractions, i.e. recidivism.
As for the racist behaviour, the Respondent notes that the Club had two previous
records.
➢ Because of recidivism there is also no room to limit the partial stadium closure to 500
seats. There is no unequal treatment when comparing the sanction imposed against
the Appellant with the one imposed on Ferencvárosi. The latter had no previous
records for Article 14 DR. Consequently, the Appellant’s arguments must fail.
➢ There were also good reasons to increase the fine imposed on the club because one
pyrotechnic thrown by the supporters of the Appellant harmed a home supporter who
needed to receive medical treatment.
V. JURISDICTION
“An appeal against the decision of a federation, association or sports-related body may be filed with the CAS
insofar as the statutes or regulations of the said body so provide or as the parties have concluded a specific
arbitration agreement and insofar as the Appellant has exhausted the legal remedies available to him prior to
the appeal, in accordance with the statutes or regulations of the said sports-related body”.
“Any decision taken by a UEFA organ may be disputed exclusively before the CAS in its capacity as an
appeals arbitration body, to the exclusion of any ordinary court or any other court of arbitration”.
102. In view of the above, the Sole Arbitrator finds that the Panel is competent to decide the dispute
at hand. The Sole Arbitrator notes that the jurisdiction of the CAS has not been disputed by
the Parties. Furthermore, the CAS jurisdiction is confirmed by the OoP duly signed by all the
Parties.
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VI. ADMISSIBILITY
“In the absence of a time limit set in the statutes or regulations of the federation, association or sports-related
body concerned, or of a previous agreement, the time limit for appeal shall be twenty-one days from the receipt of
the decision appealed against. After having consulted the parties, the Division President may refuse to entertain
an appeal if it is manifestly late”.
104. The Appealed Decision constitutes a “decision” within the meaning of Articles R47 and R49
of the Code. As for the deadline to file an appeal Article 62(3) of the UEFA Statutes provides
as follows:
“The time limit for appeal to the CAS shall be ten days from the receipt of the decision in question”.
105. The Appealed Decision was notified to the Appellant on 3 August 2022. The Appellant filed its
Statement of Appeal with the CAS on the same day. Consequently, the appeal was filed in time.
106. The Sole Arbitrator notes that the Appellant amended its prayers of relief in its Appeal Brief.
The Sole Arbitrator – in conformity with constant CAS jurisprudence – finds that, in principle,
amendments of the original prayers of relief by the Appellant are possible after the filing of the
Statement of Appeal until the filing of the Appeal Brief, because this does not affect the
procedural position of the Respondent.
“The Panel shall decide the dispute according to the applicable regulations and, subsidiarily, to the rules of law
chosen by the parties or, in the absence of such a choice, according to the law of the country in which the federation,
association or sports-related body which has issued the challenged decision is domiciled or according to the rules of
law that the Panel deems appropriate. In the latter case, the Panel shall give reasons for its decision”.
a. primarily on UEFA’s Statutes, regulations, directives and decisions, and the Laws of the Game; and
b. subsidiarily on Swiss law and any other law that the competent disciplinary body deems applicable”.
109. The above provision is first and foremost addressed to the “disciplinary bodies” of UEFA and
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not to the CAS. Whether the provision also applies before CAS can be left unanswered, because
Article R58 of the Code refers to the relevant UEFA rules and regulations (more particularly
the DR), since UEFA has issued the Appealed Decision. In addition, considering that UEFA is
domiciled in Switzerland, the Sole Arbitrator will subsidiarily apply Swiss law should the
necessity arise to fill gaps in the various regulations of UEFA. In any way, the Sole Arbitrator
notes that the applicability of the DR in the case at hand is not disputed between the Parties.
110. According to Art. R57 of the Code, the Sole Arbitrator has full power to review the facts and
the law of the case. Furthermore, the Panel may issue a new decision which replaces the decision
challenged or may annul the decision and refer the case back to the previous instance.
VIII. MERITS
111. The Sole Arbitrator notes that the facts in this case are undisputed. It is agreed between the
Parties that the Flag was displayed by supporters of Austria-Wien who have a close relationship
with the Appellant’s supporters, that the Flag was displayed in a sector holding ca 500 of the
Appellant’s supporters and that the Flag was shown for the whole duration of the Match. It is
equally undisputed that the Flag is about 1.5 m x 1m in size. What is disputed between the
Parties are the legal consequences that derive from these facts. The legal questions at stake in
these proceedings can be grouped into the following issues:
(ii) What is the test in order to determine whether supporters of a club have violated Article
14(1) of the DR?
(iii) Does the display of the Flag meet the above test under (ii)?
(iv) What consequences derive from the fact that the Flag has been previously displayed at
other UEFA matches without UEFA prosecuting these cases?
“The Appeals Body shall have jurisdiction to hear appeals against decisions of the Control, Ethics and
Disciplinary Body pursuant to the Disciplinary Regulations in force from time to time. These regulations may
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provide that a case be referred directly to the Appeals Body in urgent circumstances, in particular regarding the
admission to, or exclusion from, UEFA competitions”.
113. It follows from the above provision that – in certain cases – the UEFA AB may act not as a
second, but as a first instance tribunal. For more detailed information, Article 34(3) of the
UEFA Statutes refers to the DR. Articles 29(3) and Article 30(4) DR pick up on the
empowerment contained in Article 34(3) of the UEFA Statutes and provide as follows:
“Article 29(3)
The Control, Ethics and Disciplinary Body has jurisdiction to rule on disciplinary and ethical issues and all
other matters which fall within its competence under UEFA’s Statutes and regulations. In particularly urgent
cases (especially those relating to admission to, or exclusion from, UEFA competitions), the chairman may refer
the case directly to the Appeals Body for a decision”.
“Article 30(4)
The Appeals Body has jurisdiction to hear appeals against decisions by the Control, Ethics and Disciplinary
Body and to rule on particularly urgent cases referred to it directly by the chairman of the Control, Ethics and
Disciplinary Body”.
114. When looking at the composition of the UEFA AB, Article 34(2) of the UEFA Statutes
provides as follows:
“The Appeals Body shall, as a rule, reach decisions in the presence of three of its members. The UEFA
Disciplinary Regulations may provide for exceptions and, in particular, empower the Chairman, or one of the
Vice-Chairmen or a member acting as ad hoc Chairman, sitting alone, to take a decision on appeals which are
obviously inadmissible, founded or unfounded”.
115. The Appellant submits that the possibility to empower the Chairman of the UEFA AB
according to the above provision is limited to the instances, in which the UEFA AB is called
upon to decide the dispute “on appeals”. Thus, in cases in which the UEFA AB decides the
dispute as a first instance tribunal, Article 34(2) UEFA Statutes is not applicable and the UEFA
AB must decide in the presence of three members.
116. The Sole Arbitrator is not prepared to follow this. It is true that Article 34(1) and (2) UEFA
Statutes address the general case, i.e. that the UEFA AB acts as an appeals body. It is important
to note, however, that these provisions deal with the composition of the UEFA AB.
Consequently, also in case the Chairman or an ad hoc Chairman “sitting alone” decide the
dispute, the decision will still be one of the UEFA AB.
117. Article 34(3) of the UEFA Statutes provides for an exception to the rule that the UEFA AB
necessarily acts as a 2nd instance body. According thereto the UEFA AB may – in exceptional
cases – act as a first instance. This exception is enshrined in the last paragraph of Article 34 of
the Statutes, i.e. after the general rule contained in the first two paragraphs. The article does not
contain any special provisions as to the composition of the UEFA AB in case it acts as a fist
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instance body. Absent any lex specialis, it is only natural to fall back on the first two paragraphs,
more particularly to Article 34(2) UEFA Statutes that in turn refers to the DR. Accordingly, it
follows from a systematical construction of the provisions that the first two paragraphs of
Article 34 UEFA Statutes are applicable also in case the UEFA AB decides as a first instance
body. Consequently, also in case the UEFA AB is called upon to decide the dispute as a first
instance body, the UEFA AB may refer the case – under the circumstances specified in the DR
– to the (ad hoc) Chairman. There is no reason to assume that the UEFA AB acting as a first
instance panel must always decide in the presence of three of its members. Deciding otherwise
would impose a higher threshold with respect to the composition of the UEFA AB in cases
that are “particularly urgent” compared to cases that are simply “urgent”. This is, however,
nonsensical.
118. The above view is also corroborated when looking at Article 30(2) and (3) of the DR, which
read as follows:
“(2) As a rule, the Appeals Body reaches decisions in the presence of three of its members. The chairman may
enlarge the quorum to a maximum of seven members if he considers it necessary.
(3) The chairman of the Appeals Body, one of its vice-chairmen or one of its members acting as ad hoc chairman
may take a decision as a judge sitting alone:
119. These provisions refer to “decisions” being taken by the UEFA AB. Their application is not
limited to decisions taken on “appeals”. Consequently, the Sole Arbitrator dismisses the
Appellant’s objection as to the incompetence of the UEFA AB’s Chairman ratione materiae.
120. The Appellant submits that the Appealed Decision was issued “so close to the next host game on
August 11 as to make it impossible or very difficult for the Appellant to file a complete and well-founded appeal
to succeed at CAS”. The Sole Arbitrator accepts that the timeline was (very) tight. The Match was
played on 20 July 2022 and the disciplinary proceedings were opened by UEFA a day later. The
Appealed Decision was then notified to the Appellant on 3 August 2022. The Appeal Brief to
the CAS was filed by the Appellant on 6 August 2022. The Sole Arbitrator notes that the time
schedule was agreed upon by the Parties, that no extension of the deadline was requested and
no submission filed to stay the disciplinary measures imposed by UEFA. The Sole Arbitrator
further notes that despite the time pressure on the Appellant the latter was nevertheless able to
submit a well-researched and comprehensive Appeal Brief addressing all issues of the case.
Furthermore, the Sole Arbitrator notes that the Appellant was not disadvantaged vis-à-vis the
Respondent. The Appellant had – essentially – three days to file the Appeal Brief (from 3 to 6
August) and the Respondent had equally three days to file its Answer (from 6 August until 9
August). To conclude, the Sole Arbitrator finds that the timeline in these proceedings was
challenging. Considering, however, that both sides have been treated equally, that they both
agreed to the calendar and that both Parties are represented by experienced counsels /
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representatives who are used to expedited proceedings before the CAS, the Sole Arbitrator does
not accept that the Parties’ procedural rights were violated.
121. The Appellant submits that its right to be heard has been violated, because the Appeals Body
based its decision – inter alia – on the FARE Observer report, which was not made available to
the Appellant before the first instance proceeding. The Sole Arbitrator finds that this – in fact
– constitutes a violation of the Appellant’s right to be heard, since the right to be heard requires
that a party be able to comment on all circumstances submitted by the counterparty (cf. KuKo-
ZPO/OBERHAMMER/WEBER, 3rd ed. 2021, Art. 53 no. 5). Furthermore, the right to be heard
requires that the parties be heard on an equal footing (cf. KuKo-ZPO/OBERHAMMER/WEBER,
3rd ed. 2021, Art. 53 no. 5). The report of the FARE Observer may not have been the only
document on which the UEFA AB based its conclusion. However, it was an aspect for the
UEFA AB and it is referred to in the Appealed Decision. Whether this is enough to accept that
there was a breach of the Appellant’s right to be heard, appears questionable, since the facts
referred to in the FARE Observer report are not in dispute between the Parties and do not
deviate from the facts described to in the other reports.
122. Even if one were to assume that there was a breach of the Appellant’s right to be heard, the
Sole Arbitrator sees no reason to set aside the Appealed Decision. The Sole Arbitrator notes
that according to the constant jurisprudence of the CAS violations of the right to be heard at a
previous instance may be healed in case of de novo hearing at the second instance. Procedural
violations that occurred in the first instance fade to the periphery in de novo appeals proceedings,
i.e., they are cured and need no longer be addressed before the CAS (see CAS 2013/A/3262;
CAS 2011/A/2594; CAS 2018/A/5853). As the panel in CAS 1998/A/208 (at paras 5.3 et seq.)
rightly stated,
“[t]he virtue of an appeal system which allows for a full rehearing before an appellate body is that issues of the
fairness or otherwise of the hearing before the tribunal of first instance fade to the periphery … The Panel therefore
finds it unnecessary to consider the charge made by the Appellants as to FINA’s violation of due process”.
123. Since this procedure before the CAS is de novo, it follows from the above that the Appellant’s
objection must be dismissed.
B. What is the test to be applied in the context of Article 14(1) of the DR?
“Any person under the scope of Article 3 who insults the human dignity of a person or group of persons on
whatever grounds, including skin colour, race, religion, ethnic origin, gender or sexual orientation, incurs a
suspension lasting at least ten matches or a specified period of time, or any other appropriate sanction”.
125. Whether a certain behaviour fulfills the requirements of the above provision needs to be
determined in light of the so-called reasonable onlooker test. CAS panels have repeatedly
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applied this test. In CAS 2013/A/3324 & 3369, the panel described the test as follows (no. 9.12
et seq):
“Viewed against that background, Article 14 UEFA DR has two elements which must be satisfied before
sanctions can be imposed:
1. There must be an insult to the human dignity of either a person or a group of persons;
Furthermore, the insult can be conveyed by whatever means, which would include chanting; it is, however, the
Panel’s view that it is not necessary for an offence to be committed under Article 14 UEFA DR to prove that
the person charged intended to insult; it is sufficient that he or she did insult. The precondition of intention is
significantly not prescribed by the Article. …
In the Panel’s view the test of whether or not there has been an insult qualifying for sanctions under Article 14
UEFA DR, is the perception of the reasonable onlooker. It is in that sense objective not subjective.
Further, as a senior English judge, Lord Steyn, once said “in the law, context is everything” [Daly v Secretary
of State for Home Department 2001 2 AC S32 (28)] so to determine whether words, chants gestures or other
behaviour constitute racial insults all the circumstances must be considered; who is saying what to (or about)
whom, when, what, how and against what background”.
“There is a now a significant line of CAS cases which have established the test for a violation of Article 14.1
DR as an objective one:
‘The Panel finds these cases relevant insofar as they establish a common thread to the effect that the assessment
of whether an individual is supporter of a team is based on the perception of the 'reasonable and objective observer’
(CAS 2015/A/3874, para. 193).
‘In the Panel’s view the fest of whether or not there has been an insult qualifying for sanctions under Article 14
UEFA DR, is the perception of the reasonable onlooker. lt is in that sense objective and not subjective’ (CAS
2013A/3324 and 3369, para. 9.13).
‘The Panel adheres to the considerations of the panel in CAS 2007/A/1217 and thus finds that the main
issue here is to assess whether the perpetrators that launched the fireworks from outside the stadium (influencing
the smooth running of the match) are to be considered supporters of the Club in the eyes of a reasonable and
objective observer’ (CAS 2013/A/3139, para. 67).
As a result, all factors that might be relevant to a reasonable onlooker's impression of whether or not an act was
racist should be considered, and the impression of one player (even the player towards whom the act is ostensibly
directed), while it may be relevant, is not solely determinative. …
In the Panel's view, when considering the objective of the regulation and the campaign against racism generally,
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the test to apply must surely conclude that an act violates Article 14.1 DR if an objective onlooker, wherever he
or she is situated, be it in the stadium either on the pitch or in the stands, or behind a screen in any location
(worldwide or indeed in outer space), could reasonably conclude that the act constitutes an insult to human dignity
as envisioned by Article 14.1 DR. To find otherwise would be permissive of acts that are racist or otherwise
reprehensible to some individuals on the basis that they are not to others, and that the perception of the latter
should somehow prevail over that of the former. This sort of relativism was surely not intended by the drafters of
the DR, whose purpose was undoubtedly to elaborate uniform standards that could be universally applicable
throughout association football in Europe. …
Under this rationale, the fact that Mr Rainville saw it fit to report the matter to Mr Turpin, and the fact that
Mr Turpin concluded, in the context in which he was doing his job - a vibrant football match - that the act was
of racist nature, was sufficient for the act to constitute a violation of Article 14.1 DR. Another way to state this
is that if the referee's report withstands the challenge to its presumptive validity (which we have concluded it does),
it is more likely than not that the findings that it contains, when they are the product of the referee's (or indeed
other officials') professional judgment, are of a reasonable nature. The fact that others may also have considered
the act racist, including Gervinho himself, is an additional (but not essential) indication that it can reasonably
be considered as such”.
127. It follows from the above that the “reasonable and objective onlooker” is not an average fan or
“normal person” watching a match. Instead – as the panel in the case 2019/A/6547 has rightly
put it – the test is the assessment of a reasonable and well-informed person assessing – ex post
– the facts before him or her in light of all available and obtainable information. The pertinent
parts of the CAS award, to which the Sole Arbitrator fully subscribes, read as follows (no. 160
et seq.):
“In the Panel’s further view, the exercise for any adjudicative body confronted with a charge brought under Article
14 DR is to identify, as best it can with the assistance of any relevant materials including dictionaries or matters
of which judicial notice can be taken, e.g. historical facts, the objective meaning of the words or symbols relied on.
Any alternative approach which relies upon the subjective appreciation of actual onlookers or audience would be
destructive of the principle of legal certainty, unjustifiably complicate the function of the adjudicative body and
contravene the principle of equal treatment. By way of (entirely) hypothetical example, a slogan written in Arabic
which unambiguously insulted Christians would be, other criteria being satisfied, a breach of Article 14 DR even
if read or seen only by persons unfamiliar with Arabic. The adjudicative body stands in the shoes of that hallowed
but also hypothetical figure “the reasonable onlooker” who must for this purpose be taken to be well informed
and acquainted with legal and historical knowledge and with the totality of the circumstances.
The Panel respectfully declines to apply a test of the perception of “a large number of viewers” or an “average
viewer”, which may in some circumstances be coincident with its own preferred test of the perception of the
hypothetical reasonable and well-informed onlooker but in other circumstances, as in the hypothetical example
the Panel provides above, may not. If a message whether in word, slogan, sign, drawing, painting or other art
form is objectively and intrinsically racist a Club vicariously responsible for it cannot escape the consequences just
because few of those who heard or saw it (as the case may be) did not, for whatever reason, understand its true
meaning. A message, applying the Panel’s preferred test, either is racist or is not. A charge of a breach of Article
14 DR must be proved to the comfortable satisfaction of the adjudicatory body, which the Panel finds it is
appropriate standard and, if at the end of the day any ambiguity cannot be resolved that may simply mean that
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The Panel would readily accept, as the Respondent itself emphases, that codes in general are meant to convey a
hidden message, and are, in a context such as the present, conceived to escape sanctions since they are less
recognizable than explicitly racist messages. The Panel would itself affirm that that hidden and disguised
discriminatory messages are more dangerous precisely because they are more difficult to detect; accordingly, they
must be strongly opposed in order to prevent undisturbed growth of message of hatred and violence in football. But
application of the Panels’ preferred test will not allow coded messages to escape punishment, since the well-informed
reasonable onlooker and the adjudicative body, whether a CAS panel or a first instance tribunal, standing in its
shoes must be taken to be equipped with all the necessary information to decode any code. The “reasonable
onlooker” is not an average person of a particular constituency, but a reasonable person assessing – ex post – the
facts before him or her in light of all available and obtainable information”.
128. The Sole Arbitrator notes that the Flag itself does not contain any words or signs that could be
qualified as “insult to the human dignity of either a person or a group of persons on grounds of, inter alia, race
or ethnic origin”. Consequently, the Sole Arbitrator must turn to the entire context, in which the
Flag is embedded. In doing so, the Sole Arbitrator adopts the view of the well-informed,
objective and reasonable onlooker that is equipped with all the necessary information.
129. Before looking at all the circumstances of the case, i.e. the context in which the Flag was used,
the Sole Arbitrator needs to define the applicable standard of proof. Article 24 DR defines the
applicable standard of proof and reads as follows:
The standard of proof to be applied in UEFA disciplinary proceedings is the comfortable satisfaction of the
competent disciplinary body.
130. Consequently, in order to accept that the Appellant has breached Article 14(1), (2) DR, the Sole
Arbitrator needs to be comfortably satisfied that the context in which the Flag was displayed
qualifies as an insult to the human dignity on grounds of – inter alia – race or ethnic origin.
131. The Appellant submits that the Flag is inspired by the German Reichskriegsflagge from before
1935, but not from the Reichskriegsflagge in use after 1935. In the Appeal Brief it is stated as
follows:
“Instead we hold that the Flag was based on the Imperial War Flag used between 1867 and 1921, which is
not prohibited and has nothing to do with the Nazis …”.
132. The Sole Arbitrator wonders why football fans would be inspired by a flag that was used by the
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German military in conflicts in the past, i.e. a flag that has a clear connotation with war readiness,
violence, death and soldiering and has no link (apart from the upper left corner) to the tradition
and history of the club Austria-Wien. The motives to use a Reichskriegsflagge as a template for
displaying attachment and fanship with a football club appear rather obscure to begin with.
133. The Sole Arbitrator also notes with interest the statement submitted by the Appellant of an
alleged fan of Austria-Wien, whose identity was not disclosed, who– contrary to the Appellant
– does not admit that the Flag was inspired by the Reichskriegsflagge. Instead, the “fan” declares
that the Flag was created by copying flags from Slovan fan groups. However, a quick glance is
all it takes to demask such statement as purely self-serving. There is simply no similarity with
the various Slovan flags. However, there is a striking and obvious similarity of the Flag with the
Reichskriegsflagge in use as of 1935, when one looks at the form and the design, and more
particularly at the positioning of the cross. Thus, the statement of the “fan” that “our group rejects
any connection of our flag with National Socialist ideologies and any form of hate, religious extremism and
racism” does not appear very credible from the outset.
134. The Sole Arbitrator also notes the fracture font at the lower bottom of the Flag. Of course, the
Sole Arbitrator is aware that for more than 500 years, fractured scripts were the main means of
expression in German literature. However, it is equally true that the general public associates
this type of font with the Third Reich. This association originates in the fact that the Nazis – at
least originally – propagated the fractured script as the only “true German script”. It is for this
simple reason that this font is frequently used today by right-wing extremists.
135. The Sole Arbitrator is also aware that – at least in Austria and Germany – the use of Nazi
emblems and signs is forbidden by law and constitutes a criminal offense. Thus, e.g., the
Reichskriegsflagge of 1935 is forbidden in these countries and persons displaying or using it are
prosecuted. It is also a fact, however, that the use of the pre-1935 versions of the
Reichskriegsflagge regularly takes place in the context of meetings and marches of radical right-
wing or neo-Nazi groups, organisations and associations. This is also acknowledged in the
decision of the Higher Administrative Court (OVG: 1 B 331/20) submitted by the Appellant,
where it is stated as follows:
“… die Reichs(kriegs)flagge [wird] mittlerweile von Rechtsextremen als Erkennungszeichen verwendet … und
so mittlerweile auch verstanden …”.
Free translation: the Reichs(war)flag [is] meanwhile used by right-wing extremists as a sign of recognition
… and is meanwhile also understood in this way ….
136. The use of the Reichskriegsflagge is done for both content-related and pragmatic reasons. On
the one hand, the flag can be used to express radical right-wing and Nazi sentiments, since it
stands for continuity. It was in use – with modifications – until the end of the war in 1945 and,
thus, also during the Nazi terror regime. On the other hand, it also fulfils a very pragmatic
function, because unlike the symbols of the Nazi state, the use of the Reichskriegsflagge in the
versions before 1935 is not prohibited under criminal law. This means that one can be close to
the Nazi era, propagate its ideas and still not be liable to prosecution. The Reichskriegsflagge
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(in the various versions between 1867-1935) is, therefore, in a fundamental sense, a substitute
for the use of Nazi symbols, including first and foremost the swastika, which is prohibited under
criminal law in Austria and Germany. The Reichskriegsflagge is a symbol or a code, i.e. a hidden
and disguised message that is more difficult to detect, which carries, however, the same message
as Nazi symbols.
137. The above facts are well-known and are also acknowledged by the public authorities – e.g. – in
Germany. Thus, e.g., a Decree of the Brandenburg Ministry of the Interior of 10 June 2014 says
as follows:
“Die Reichskriegsflagge ist weiterhin ein Symbol nationalsozialistischer Anschauungen und/oder von
Ausländerfeindlichkeiten. Ihre Verwendung in der Öffentlichkeit stellt eine nachhaltige Beeinträchtigung der
Voraussetzungen für ein geordnetes staatsbürgerliches Zusammenleben und damit eine Gefahr für die öffentliche
Ordnung dar”.
Free translation: The Reichskriegsflagge continues to be a symbol of national socialist views and/or
xenophobia. Its use in public represents a lasting impairment of the conditions for orderly civic coexistence and
thus a danger to public order.
138. Furthermore, the Sole Arbitrator notes that the display of the Flag has been sanctioned by
UEFA before. Its illicit nature is, thus, known in the world of football and, more particularly to
the Appellant. The Parties have referred in their submissions to a decision of the UEFA AB
dated 8 October 2019 involving the Appellant. In this decision the UEFA AB stated as follows:
‘The most active Slovan Bratislava home supporters were concentrated in sections C102, C103. Partly: C101,
C104.
20:44: Approximately 15 minutes before the kick off, Slovan Bratislava supporters in section C103 displayed
a flag reading ‘Unsterblich’ styled as the German Reichskriegsflagge (war flag). The flag is commonly used by
far-right groups across Europe. Far-right groups in football often replace the original colours and swastika with
the colours and emblem of their club respectively.
The displayed flag belongs to a neo-Nazi group of FK Austria Wien supporters named ‘Unsterblich’. The flag
is banned from FK Austria Wien home matches. …’
The illicit nature of the banner displayed during the Match has already been analysed and confirmed by the
disciplinary bodies of UEFA in previous decisions. By displaying the Reichskriegsflagge, supporters aim to
spread violent, anti-Semitic and white supremacist messages. Evidently, such symbolism is completely unacceptable
and has no place in football or anywhere else” (emphasis added).
139. The Respondent has also submitted evidence from the public domain that the Flag displayed
by the Appellant’s supporters is directly connected to Nazi ideology. The news portal heute.at
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140. Equally, the internet portal bonvalot.net reported on the same day as follows:
141. In view of the above the Sole Arbitrator finds that the Flag and its context has historical and
factual grounds for being considered objectively as evocative of allegiance to Nazi ideology and,
therefore, is intrinsically of a discriminatory nature, on racial or ethnic grounds. Thus, its
insulting meaning within the definition of Article 14(1) DR has been prima facie established
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unless there is compelling proof to the contrary, under specific and exceptional circumstances
which themselves have to be assessed with care. However, no such circumstances exist. In
particular, the Sole Arbitrator finds – as previously stated – that the statement of the alleged
“fan” of Austria-Wien on the historical background of the flag is totally unconvincing.
142. Consequently, it is established that the Flag is a sign or symbol glorifying Nazi and extremist
right wing ideas. This is – without any doubt – an insult to the human dignity of a person or
group of persons based on “grounds… [such as] skin colour, race, religion, ethnic origin”.
143. Contrary to the submissions of the Appellant the decision from the Administrative Court and
the Higher Administrative Court of Bremen do not change the above finding. In these cases
the courts had to balance the constitutional right to free expression and the right to freedom of
assembly with safeguarding of the public order. In particular the Higher Administrative Court
made it clear that the threshold arising from (German) constitutional law to forbid an assembly
for reasons of public order and security is very high. In this sense the decision reads as follows:
“Nach der Rechtsprechung des Bundesverfassungsgerichts sind beschränkende Verfügun-gen zum Schutz der
öffentlichen Ordnung nur insoweit verfassungsrechtlich unbedenklich, als sich die Gefahr für dieses Rechtsgut
nicht aus dem Inhalt der Äußerung, sondern aus der Art und Weise der Durchführung der Versammlung ergibt
(vgl. BVerfG, Beschl. v. 19.12.2007 – 1 BvR 2793/04, juris Rn. 39 m.w.N.). Beschränkungen einer öffentli-
chen Versammlung sind zulässig, wenn von der Art der gemeinschaftlichen Kundgabe eine Gefahr für die
öffentliche Ordnung auszugehen droht, die nicht auf der bloßen Äußerung der Inhalte beruht, sondern auf
besonderen, beispielsweise provokativen oder aggressiven, das Zusammenleben der Bürger konkret
beeinträchtigenden Begleitumständen. Denn die Versammlungsfreiheit schützt Aufzüge, nicht aber Aufmärsche
mit paramilitärischen oder in vergleichbarer Weise aggressiven und einschüchternden Begleitumständen …
Alleine das Zeigen von – nicht während der Schreckensherrschaft des Nationalsozialismus verwendeten –
Reichs(kriegs)flaggen durch etwa 100 Versammlungsteilnehmer, die dem rechtsextremistischen Spektrum
zuzurechnen sind, erfüllt die dargelegten hohen Anforderungen der Rechtsprechung des Bundesverfassungsgerichts
nicht”.
Free translation: According to the case law of the Federal Constitutional Court, restrictive orders to protect
public order are only constitutionally unobjectionable insofar as the danger to this legal interest does not result
from the content of the statement, but from the manner in which the meeting was conducted (cf. BVerfG, decision
v. 19.12.2007 - 1 BvR 2793/04, juris para. 39 mwN). Restrictions on a public meeting are permissible if
the type of joint announcement threatens to pose a threat to public order, which is not based on the mere expression
of the content, but on special, for example provocative or aggressive, accompanying circumstances that specifically
affect the coexistence of citizens. … The use of Reich(war)flags during the reign of terror of National Socialism
by around 100 participants who belong to the right-wing extremist spectrum does not meet the high requirements
of the case law of the Federal Constitutional Court.
144. In the case at hand the dispute is not about how to balance the right to free expression or to
freely assemble with public security or order. In particular, this case is not about the limits of
state interference with an individual’s fundamental rights arising from the constitution. Instead,
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this case is about the application of private rules and regulations by a private sports organization
(Art. 14 DR) vis-à-vis its affiliated members, that have consented to these provisions when
participating in the respective competition. Thus, the Sole Arbitrator finds that nothing can be
followed from the court decisions submitted by the Appellant in its favour.
145. In view of all of the above, the Sole Arbitrator is comfortably satisfied that the displaying of the
Flag by supporters of the Appellant constitutes a breach of Article 14(1) DR.
D. What consequences derive from the fact that the Flag has been previously displayed at
UEFA matches?
146. The Appellant submits that UEFA is barred from sanctioning the Appellant based on the
principle of venire contra factum proprium, because it did not prosecute displays of the Flag at
European competitions in the past. The Sole Arbitrator is not prepared to follow this. The fact
that individual transgressions have not been punished in the past by UEFA does not, in
principle, create any trust worthy of protection that someone may continue to behave contrary
to the rules in the future without fearing consequences. The situation may be different, where
there is a constant and transparent practice over a significant period of time (“Vereinsübung”)
not to prosecute certain violations. However, the Appellant’s submissions are not substantiated
enough to accept such “Vereinsübung” in the case at hand.
147. The relevant provisions in the DR relating to sanctions are the following:
Article 14
“(2) if one or more of a member association or club’s supporters engage in the behaviour described in paragraph
1, the member association or club responsible incurs a minimum of a partial stadium closure and a fine.
(3) If the circumstances of the case require it, the competent disciplinary body may impose any other additional
appropriate disciplinary measures on the member association or club responsible, such as the playing of one or
more matches behind closed doors, a stadium closure, the forfeiting of a match, the deduction of points and/or
disqualification from the competition. …”.
Article 23
“(1) The competent disciplinary body determines the type and extent of the disciplinary measures to be imposed
in accordance with the objective and subjective elements of the offence, taking account of both aggravating and
mitigating circumstances. …
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(3) Disciplinary measures can be reduced or increased by the competent disciplinary body on the basis of the
circumstances of the specific case. …”.
Article 25
c. two years of the previous offence if that offence was related to order and security at UEFA competition matches;
148. The UEFA AB imposed a fine of EUR 13,000 on the Appellant for the lighting of fireworks.
In doing so it applied the standard fine of EUR 500 for each firework contained in Article 6(5)
DR in conjunction with Annex A(I) DR. Since 26 fireworks were lit, the total amount is EUR
13,000. The Appellant submits that the UEFA AB failed to take mitigating factors into account
according to Article 23(1) DR. The Sole Arbitrator notes, however, that there are no mitigating
factors in the case at hand. The fact that the breach occurred at an away match is neither a
mitigating factor under the rules nor according to the relevant jurisprudence. Contrary to what
the Appellant holds this is not contradicted by a decision of UEFA’s Control, Ethics and
Disciplinary Body (“CEBD”) submitted by the Appellant. In this decision dated 3 October
2014, the CEBD held as follows (no 50 seq.):
“50. Considering the previous records of the club, as well as the fact that incidents have repeatedly been perpetrated
by the PFC CSKA Moskva supporters at away matches, where the scope of action as regards to the organization
of security is limited and, in the case of this particular club and its supporters, highly inefficient, the Control,
Ethics and Disciplinary Body deems that other means have to be implemented in order to achieve the deterrent
effect which the Club has been unable to achieve in previous matches played until now.
51. Thus, the Control, Ethics and Disciplinary Body decides that PFC CSKA Moskva is, in addition to the
above, banned from selling tickets to its supporters for the next UEFA Champions League 2014/2015 group
stage competition matches which the club will play as the visiting team”.
149. The CEBD did not find that an away game is a mitigating factor. Instead, it imposed an
additional sanction on the club in question to deter the latter’s supporters from breaching the
DR at away matches. To conclude, the Sole Arbitrator finds that the fine for the lighting of
fireworks is proportionate and adequate.
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150. The UEFA AB imposed a fine in the amount of EUR 25,000 for throwing objects. It calculated
the fine as follows:
“36. When determining the sanction, the UEFA disciplinary bodies usually consider the level of danger of the
item thrown. Fireworks are considered to be particularly dangerous objects and the UEFA disciplinary bodies
routinely imposes a fine of €3,000 for the first object particularly dangerous object thrown. For those objects which
are less dangerous, the UEFA disciplinary bodies routinely impose a fine of €1,500 for the first object thrown,
€750 for the second object thrown and €500 for each additional object thrown. Where there is a previous record,
the UEFA disciplinary bodies routinely increase the initial fine by 50% and adds €750 for each additional
offence as from the third. Following this method, the fine would be €18,125.
37. However, as mentioned above, the Appeals Body recalls that according to the official reports of the UEFA
Match Delegate and the UEFA Security Officer, one local supporter was injured by the firework thrown, which
shall be considered as aggravating circumstance.
38. Considering the above, the Appeals Body deems appropriate to deviate from the method usually follow by the
UEFA disciplinary bodies and considers appropriate to fine the Club€25,000 for the throwing of objects”.
151. The Appellant submits that the UEFA AB should not have deviated from the standard sanction
(EUR 18,125). The Sole Arbitrator finds that the increase based on the fact that a local supporter
was injured is justified and finds the increase to be proportionate and adequate.
152. The UEFA AB imposed a fine of EUR 40,000 on the Appellant for racist behaviour, a closure
of sector C during the next UEFA competition match in which the Appellant plays as a host
club, and a ban on the Appellant from selling tickets to its away supporters for the next UEFA
competition match subject to a probationary period of two years. The Appellant submits that
this cumulative combination of the disciplinary measures is unproportionate. Furthermore, the
Appellant submits that the sanction is unfair when compared to the sanction imposed on
Ferencvárosi for comparable infractions. Furthermore, the Appellant recalls that the Flag was
small.
153. The Sole Arbitrator is of the view that the sanction imposed is proportionate. What needs to
be taken account of is the fact that this is a case of recidivism, since the Appellant had been
sanctioned before – inter alia for displaying the Flag – with a sanction based on Article 14 DR.
In total this is the Appellant’s third infraction of Article 14DR within the deadline provided for
in Article 25 (1) lit. d DR (i.e. three years). Article 14(2) DR provide that in case more supporters
of a club engage in behaviour described in Article 14(1) DR, the respective club must be
sanctioned at a minimum with a partial stadium closure. Considering the recidivist behaviour
of the Appellant’s supporters the Sole Arbitrator does not think that a closure of the whole
sector C of the Appellant’s stadium is excessive. The Sole Arbitrator also finds that the UEFA
AB’s sanction is not inconsistent when compared with the sanction imposed on Ferencvárosi,
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since – differently from the Appellant – Ferencvárosi did not have a previous record for
violations under Article 14(1) DR. Consequently, no aggravating circumstances based on
recidivism applied to the latter. The Sole Arbitrator has considered whether the size of the flag
or the alleged provocations by supporters of Ferencvárosi should be considered as mitigating
factors, but finds that this is not the case. The Nazi ideology connected to the Flag does not
depend on its size and, in addition, the display of such ideology has no connection whatsoever
to the alleged provocation from Ferencvárosi’s fans.
F. Summary
a) the Appealed Decision was issued by an organ with jurisdiction and that even if there was
a breach of the Appellant’s right to be heard such violation was healed in the proceeding
before the CAS;
b) the display of the Flag by supporters of the Appellant constitutes a violation of Article 14
DR; and that
ON THESE GROUNDS
1. The appeal filed on 3 August 2022 by ŠK Slovan Bratislava against the Decision of the UEFA
Appeals Body passed on 28 July 2022 (Decision 35790), is dismissed.
2. The Decision of the UEFA Appeals Body passed on 28 July 2022 (Decision 35790) is upheld.
3. (…).
4. (…).