Which of the following is the key reason to determine the feasibility of an audit?

Question 1Answer
a.
To ensure the return on investment for the Client is positive
b.
To gain management approval to conduct the audit
c.
To ensure the auditing firm is reasonably paid
d.
To provide reasonable confidence that the audit objectives can be achieved.
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Your answer is correct.
The correct answer is:
To provide reasonable confidence that the audit objectives can be achieved.

Question 2
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Which of the following role is responsible for conducting the audit until it is completed?

Question 2Answer
a.
Auditor
b.
Audit Team Leader
c.
Audit Manager
d.
Management Representative
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The correct answer is:
Audit Team Leader

Question 3
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Which of the following is one of the key stages in preparing audit activities?

Question 3Answer
a.
Determining feasibility of audit
b.
Performing review of documented information
c.
Reviewing and improving audit programme
d.
Establishing contact with auditee
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The correct answer is:
Performing review of documented information

Question 4
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All of the following factors should be considered by the audit team leader while assigning
work to the audit team, EXCEPT:

Question 4Answer
a.
Objectivity and Competency
b.
different roles and responsibilities of auditors
c.
Auditor should have experience in the same company
d.
Effective use of resources
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Your answer is incorrect.

The audit team leader, in consultation with the audit team, should assign to each team
member responsibility for auditing specific processes, activities, functions or locations and,
as appropriate, authority for decision-making. Such assignments should take into account
the impartiality and objectivity and competence of auditors and the effective use of
resources, as well as different roles and responsibilities of auditors, auditors-in-training and
technical experts.
Ref: ISO 19011:2018 - Clause 6.3.3
The correct answer is:
Objectivity and Competency

Question 5
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All of the following is the reason for the audit team leader to contact the auditee, EXCEPT:

Question 5Answer
a.
negotiate to change the onsite to an online audit
b.
confirm the authority to conduct the audit;
c.
agree on the attendance of observers and the need for guides or interpreters for the audit
team;
d.
make arrangements for the audit including the schedule;
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The correct answer is: negotiate to change the onsite to an online audit

Question 6
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The audit team leader should adopt a __________ approach to planning the audit.

Question 6Answer
a.
integrated
b.
holistic
c.
PDCA
d.
risk-based approach
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The correct answer is:
risk-based approach

Question 7
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Audit planning address or reference all of the following EXCEPT?

Question 7Answer
a.
the audit objectives
b.
the locations
c.
Content of audit conclusions
d.
the audit criteria
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The correct answer is:
Content of audit conclusions

Question 8
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Audit planning should take into account: (Choose 3 answers)

Question 8Answer
a.
identification of the auditee’s representative(s) for the audit;
b.
the audit report topics;
c.
matters related to confidentiality and information security;
d.
discuss audit follow-up, as applicable.
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Your answer is correct.
The correct answers are:
identification of the auditee’s representative(s) for the audit;,
the audit report topics;,
matters related to confidentiality and information security;

Question 9
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Which of the following role should contact the auditee to make arrangements for the audit
including the schedule?

Question 9Answer
a.
Client Manager
b.
Accreditation Body
c.
Auditor
d.
Audit Team Leader
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The correct answer is:
Audit Team Leader

Question 10
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The audit team members should collect and review the information relevant to their audit
assignments and prepare documented information which could include: (Choose three)

Question 10Answer
a.
Client records
b.
audit sampling details;
c.
audio visual information;
d.
physical or digital checklists;
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Your answer is partially correct.
You have correctly selected 2.
The correct answers are:
physical or digital checklists;,
audit sampling details;,
audio visual information;