Capacitive Deionization vs. Desalination
Capacitive Deionization vs. Desalination
Electrochimica Acta
journal homepage: www.elsevier.com/locate/electacta
a r t i c l e i n f o a b s t r a c t
Article history: Potable water as well as water for agriculture and industry is critical to human habitation on this planet.
Received 9 November 2009 We have been squandering and polluting this precious resource and are now in need of finding cost com-
Received in revised form 3 February 2010 petitive newer technologies for reclaiming this valuable life-sustaining liquid. Capacitive deionization
Accepted 4 February 2010
(CDI) is an electrochemical water treatment process that holds the promise of not only being a commer-
Available online 12 February 2010
cially viable alternative for treating water but for saving energy as well. CDI works by sequestering ions,
or other charged species, in the electrical double layer of ultracapacitors. While removing these ions,
Keywords:
one actually stores capacitive energy. If one recovers this energy efficiently, this process likely consumes
Electrodialysis
Capacitive deionization
less power than any competing technology. This paper reviews current methods for treating water in
Double layer capacitance comparison to the state of art of the CDI process.
Zeta potential © 2010 Elsevier Ltd. All rights reserved.
Asymmetric electrodes
Contents
∗ Corresponding author at: Environmental Chemistry and Technology Program, University of Wisconsin – Madison, 660 N. Park Street, Madison, WI 53706, USA.
Tel.: +1 608 262 2674; fax: +1 608 262 0454.
E-mail address: nanopor@wisc.edu (M.A. Anderson).
1
ISE member.
0013-4686/$ – see front matter © 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.electacta.2010.02.012
3846 M.A. Anderson et al. / Electrochimica Acta 55 (2010) 3845–3856
1. Introduction—water and energy It stands to reason that if most of the 98% of our waters are either
sea or brackish waters, we must find newer, more efficient, and cost
Hall and Day [1] have written a recent and compelling article effective means of removing salts from these waters. Indeed, major
related to the plethora of environmental problems facing present cities such as Sydney, Perth, Singapore, Los Angeles, Johannesburg,
and future generations of human inhabitants on the face of the Jubail, Ras Laffan (Qatar) and Miami are either building or design-
Earth. Hall and Day suggest that instead of thinking about “peak ing huge new desalination plants. We, the authors of this article
oil” we have now arrived at “peak everything”. However, they believe, as some select others, that CDI may ultimately provide a
admit that scientists and engineers may be able to avoid imme- competitive means of delivering potable waters and energy savings
diate calamity through technological solutions to these shortages at the same time. However, to be competitive, CDI must compare
(this review article on capacitive deionization (CDI) is related to favorably with more established methods both in terms of capital
one of these technological solutions). Thus, our near term priorities and operational costs.
should be focused on solving global warming, providing a stable and
sufficient energy supply, and delivering clean and potable water
2. Water from the sea—current methods of desalination
to the World’s people. These later three priorities are directly con-
nected. Global warming is tied to our prodigious demand for energy
Typical concentration of dissolved salts in seawater and brack-
and the consequent burning of fossil fuels. Furthermore, energy
ish water are 35,000 and 1000 mg/L, respectively. The most widely
and water are also related. Energy is needed to deliver water and
used processes for desalination include membrane separation sys-
water is needed to generate energy [2,3]. Indeed, one does not site
tems: reverse osmosis (RO), and electrodialysis (ED); and thermal
a nuclear power plant in the middle of the desert but rather near
separations including: multistage flash distillation (MSF), multi-
a major water body such as a river, lake or the sea. By the same
effect distillation (MED) and mechanical vapor compression (MVC).
token, we are likely not able to produce energy such as bio-fuels
Among these processes, RO and MSF methods are employed in the
without a sufficient supply of water. On the other hand, we need
bulk of the plants (90%) to desalinate seawater worldwide [6].
large quantities of energy to desalinate seawater for potable use. In
A visual summary of all these processes and their impact on
this review, we first examine the relationships between energy and
the desalination market is presented in Figs. 3 and 4 adopted from
water particularly with respect to the major methods of desalina-
the review of Chaudhry [7]. Among membrane based plants, 86%
tion focusing finally on capacitive deionization as a potential means
belong to Revere Osmosis plants while electrodialysis represents
of solving the energy–water problems simultaneously.
only 14%. As also illustrated, while there are more plants using
At the turn of this 21st century, Shawn Tully wrote an arti-
RO membranes than thermal methods, the total amount of water
cle in Fortune magazine indicating that water would be the “oil
processed by both is almost equal. Electrodialysis has the particu-
of this century” [4]. Indeed, major companies marketing drinking
larity that, while being a membrane process, the driving force is a
water like France’s Suez and Vivendi have been betting their future
potential applied between two electrodes; the same driving force
revenues on the scarcity and higher price of water. Fig. 1 shows dis-
as the CDI process. Thus, we will further analyze the electrodialysis
tributed rainfalls worldwide as well as the per capita availability of
technology below and compare it with CDI [7].
water on each continent [5]. It can readily be noticed that the con-
Reverse osmosis is the fastest growing method of desalination
tinents having the majority of people, Asia and Africa, also have the
but it would not have been possible without the seminal discovery
least amount of water. Furthermore, as illustrated in Fig. 2, much of
by, Loeb and Sourirajan [8] that transformed membrane separa-
the water in developing areas is being used for agriculture leaving
tion from a laboratory to an industrial process. The flux of the first
very little for human consumption [5].
Loeb–Sourirajan reverse osmosis membrane was 10 times higher
than that of any membrane then available and made reverse osmo-
sis a potentially practical method of desalting water. In this review
article, we hope to show that new materials and electrode con-
figurations may also allow for a similar break-through in the CDI
process.
Fig. 1. Worldwide water resources per capita and level of rainfall as a function of
continent. Fig. 2. The type of water use by sector for developing and high-income countries.
M.A. Anderson et al. / Electrochimica Acta 55 (2010) 3845–3856 3847
Table 1
Types of cost associated with operation and maintenance processes for the major
types of desalination plants worldwide.
Table 2
Total water cost for the major types of desalination plants worldwide.
desalination of brackish water [15]. The model allows one to predict 4.1.1. Double layer models
the system’s behavior under various operating conditions and to Due to factors such as surface polarization, adsorption of ions
calculate the electrical energy consumption of commercial equip- and orientation of polar molecules, the region between two dif-
ment. ferent phases has a complex distribution of charge. This interface
is known as double layer. Historically, there have been three
3.3. Limitations of electrodialysis models describing the double layer. The first model was pro-
posed by Helmholtz in 1883 [22], and describes the distribution
Electrodialysis (ED) works best for removing low molecular of charges at the double layer as in the case of a capacitor: sur-
weight charged species. The energy consumption of the ED sys- face accumulates charge of one sign while at the solution side the
tem is proportional to the water salinity; thus, ED is more feasible opposite sign charges are accumulated. A second model devel-
when the salinity of the water is not higher than 6000 mg/L of oped by Guoy–Chapman in 1913 already took into account the
dissolved solids. Also, the process is not suitable for water with gradient of electron density at a charged interface, the so-called
a value of dissolved solids below 400 mg/L due to the low con- Thomas–Fermi screening distance, and its variation with distance
ductivity. Furthermore, comparatively larger membrane areas are from the surface. The consequence of this screening is that there
required to satisfy capacity requirements for low concentration exists a distribution of electric charge in the double layer region
(and sparingly conductive) feed solutions. As with RO, electrodialy- depending on the potential at the surface. In this model, other fac-
sis systems require feed pre-treatment to remove species that coat, tors such as the Boltzmann distribution due to thermal effects (ions
precipitate onto, or otherwise “foul” the surface of the ion exchange are not static) were also included. However, this model described
membranes. However, electrodialysis reversal can minimize scal- ions as point charges. As a result, it predicted unrealistic high capac-
ing by periodically reversing the polarity of the electrodes and/or itance values due to extremely short distances. Lastly in 1924,
the flows of the diluent and concentrate streams. Stern completed the model by assuming that the double layer can
be divided in an “inner” region where ion distribution followed
4. Capacitive deionization systems—a competitive energy Langmuir’s adsorption isotherm, while the region further from the
efficient water treatment technology? surface could be roughly described with the Gouy–Chapman model.
Thus, the total capacitance can be calculated like a series union
4.1. Background of both, inner double layer (or Helmholtz’s) and diffuse layer. For
more detailed information the reader is addressed to Chapter 6 in
As mentioned before, capacitive deionization (CDI), or as some- Ref. [23].
times referred to as electro-sorption, operates using an applied
potential, like its closest cousin, electrodialysis, to drive charged
species (ions) to the electrodes. However, CDI does not involve 4.1.2. Zeta potential
membranes. It is therefore a low pressure process of deionization Molecules, particles or ions in a solution form hydration shells
that has the possibility of directly competing with reverse osmosis that can also be described by means of double layer principles. Ions
or distillation as a means of delivering waters free of ions at reduced with a charge contrary to that of the surface will be highly attached
cost and operating expense [16–21]. CDI is an electrochemical pro- to that surface, forming the inner or Stern layer, while those fur-
cess that operates by adsorbing ions in the double layer formed at ther away will form a diffuse layer. As a consequence, a potential
the electrodes by the application of a potential difference. The prin- difference between the surface of the particle, molecule or ion and
ciples of the process can be traced to the work of Helmholtz and to that in the solution bulk is established. That parameter is known as
the modeling of the electrical double layer by Guoy–Chapman, as electrokinetic (zeta) potential [24–27].
explained further below. Zeta potential is an important and useful indicator of interfacial
In a classic parallel plate capacitor, charge separation is electro- electrochemical character. For instance, it can be used to predict
static. Capacitance scales directly with the area of the plates and the stability of colloidal suspensions or emulsions, and its variation
the inverse distance of separation as shown in Eq. (5): with parameters such as: conductivity, concentration, etc. How-
ever, the most important parameter affecting zeta potential for
A materials subsequently described in this paper is pH. The greater
C = εr ε0 (5)
D the zeta potential, the more likely the suspension is to be stable
where C, is the capacitance in farads F; A is the area of each plate in a because two charged particles will repel each other and thus over-
traditional capacitor (usually metal) in square meters; εr is the rel- come the natural tendency to aggregate. A typical value of ±30 mV
ative static permittivity (sometimes called the dielectric constant) is considered to be the transition between stable and unstable
of the material between the plates, (vacuum =1 F/m), ε0 is the per- suspensions, e.g. a suspension of particles with a zeta potential
mittivity of free space (8.854 × 10−12 F/m) and D is the separation within those values would probably be unstable. The pH at which
between the plates, in meters. the zeta potential value is zero is called isoelectric pH, and would
Capacitors can be connected either in parallel or in series, being correspond to the least stable pH value for that suspension. The
the values of equivalent capacitance obtained by the following measurement of zeta potential is often the key to understanding
expressions: dispersion and aggregation processes in applications as diverse as
water purification, emulsions, paints, cosmetics, etc. We will show
Parallel : Ceq = ˙Cn (6) it to also be important to the CDI process.
The zeta potential is measured indirectly. When an electric field
1 1
Series : =˙ (7) is applied, molecules, particles or ions will move through the solu-
Ceq Cn
tion together with all those ions (and polar molecules such as
The energy stored can be calculated by water) contained within its diffuse layer. The velocity of the parti-
cles moving towards the electrode when an electric field is applied
1 2
Estored = CV (8) is known as electrophoretic mobility, and constitutes the basis of a
2 well known separation technique: electrophoresis. That velocity is
where E = energy in Joules; C = capacitance in Farads, V = potential influenced by factors such as the strength of the field, the viscosity
difference in V. and dielectric constant of the medium and the zeta potential, and
3850 M.A. Anderson et al. / Electrochimica Acta 55 (2010) 3845–3856
Fig. 8. Electrical work to produce 1 m3 of a solution containing 0.3 g/L of NaCl from
solutions of different concentrations using capacitive deionization (CDI). The oper-
ating cell voltage = 1.2 V, round trip efficiencies 70–95%.
ion radius. Li et al. [44] and Zou et al. [56] have more recently taken
a fresh look at the subject of ion size using mesoporous carbon elec-
trodes that are fabricated much in the same fashion as the famous
ZSM-5 heterogeneous catalyst first patented by Mobil Oil in 1978
[57,58]. These materials have very small (<5 nm) regular pores. The
authors suggest that not only pore size but pore regularity greatly
influences electro-adsorption in these materials.
In brackish and seawaters, there are single valent cations
present such as sodium, double valent ions such as calcium, and
even triple valent ions such as iron. Anions are as well single and
multivalent species having different levels of hydration. Gabelich et
al. [55] remarked that CDI systems employing aerogel carbon elec-
trodes present problems regarding multivalent ions removal due
to size limitations. In the case of our own CDI system, we have not
observed that problem [59].
It should be noted that the CDI process is not only dependent
upon the composition of the ions present but also their con-
centration. Similar to that of ED systems, we can expect that as
ionic strength increases, double layer distances collapse and sur-
face potentials generated by the applied fields are shielded. This Fig. 10. Typical electrode pairs of carbon used in capacitive deionization.
fact limits the total charge that can be stored at a given ionic
strength and potential, which essentially corresponds to the max-
imum capacitance of the inner layer of the electrochemical double
covers each electrode. One electrode is coated with an acidic SiO2
layer model [49]. This is thought to be one of the reasons why CDI
nanoporous film and the other with a basic Al2 O3 nanoporous film.
methods of desalination may be more effective for brackish than
We refer to these asymmetric systems as fourth generation devices.
for seawater scenarios [29]. However, by using asymmetric elec-
The main advantage of this sort of asymmetric system is the
trode materials having different pore size and differing charging
different intrinsic properties of each electrode. A distinct zeta
mechanisms, it may be possible to improve the performance of CDI
potential exists for each material (electrode) at a given pH. This
systems in waters having higher salt concentrations.
provides a superficial charge that is negative in the case of SiO2 but
positive in the Al2 O3 film. Typically, seawater and drinking waters
4.3.3. Carbon based CDI systems
have a pH value between 7 and 8.5. As illustrated in Fig. 12, coatings
Most current CDI or electro-adsorption systems typically utilize
on the carbon grid would be expected to be highly negative for the
high surface carbon in a variety of forms. Many studies on CDI or
SiO2 electrode and positive for an Al2 O3 or Mg-doped Al2 O3 elec-
electro-sorption utilize carbon aerogels [17,18,20,21,49,55,60–67],
trode. That superficial charge will favour the electro-adsorption of
others use either carbon cloths [68–74], carbon sheets [75], car-
cations or other positively charged species on the SiO2 electrode. In
bon nanotubes [47] or carbon nanofibers [76–80]. Some carbons
contrast, anions or other negatively charged species are most likely
are deposited using a chemical vapor deposition process to reduce
to deposit at the Mg-doped Al2 O3 electrode during the desalination
the size of the pores in carbon fiber electrodes [81]. Other carbon
process, but most importantly, it will avoid ions of the opposite
electrodes have been fabricated from carbon suspensions using
charge to adsorb during the regeneration step, as will be discussed
a wet phase inversion method [43]. A simpler electrode can be
further below. However, we firstly introduce some concepts for an
fabricated simply by using pressed activated carbon granules or
electrochemical analysis of deionization efficiency for this type of
ordered mesoporous carbon synthesized by a modified sol–gel pro-
CDI system.
cess [44,56,82]. A substantial review on carbon properties and their
role from the point of view of its use in supercapacitors has been
published in 2006 by Pandolfo and Hollenkamp [83].
A typical electrode pair configuration for carbon based CDI sys-
tems is shown in Fig. 10. As stated above, these systems became
practical as a means of deionizing water only with the intro-
duction of new materials—namely high surface area conducting
carbons [17]. Important characteristics of electrodes in a CDI sys-
tem together with capacitance and pore size distribution are range
of stability with respect to applied potential and the stability of
these electrodes in flowing aqueous media.
Fig. 12. Variation of zeta potential with pH for MgAl2 O4 and SiO2 .
Fig. 14. Schematic drawing of the charge/discharge configurations. In configuration 1, the CDI Unit A is in the deionization cycle producing a diluted solution and Unit B is
in the regeneration cycle discharging the adsorbed ions to the concentrate solution. In configuration 2, the situation is reversed.
CDI system we propose a second CDI unit working in parallel with operational drawbacks. A major issue is the fact that solution
the first, so when the first is regenerated, the energy stored can be concentrations vary with time. At the beginning of the batch deion-
applied to deionize the solution stream passing through the second ization cycle, the ion concentration is that of the feed solution, while
unit. Once the second unit is saturated, the system will be reverted at the end of the cycle the composition of the solution is mostly that
and the energy stored used to deionize a feed solution passing of a dilute solution. In most cases, there will be remarkable changes
through the first CDI unit. This procedure is schematically depicted in the physicochemical properties of the solution such as pH, con-
in Fig. 14. Energy stored in the CDI unit at the end of its deionization ductivity, density and viscosity. Such changes require continuous
cycle will be delivered exactly as in the discharge of a capacitor. adjustment of critical operating parameters such as current density
Such discharge will follow the typical V–I curve of any capacitor, and pumping or agitation power. In addition, the CDI cells, partic-
which means that there is more or less a linear decrease of volt- ularly the electrode materials, have to be stable over a wide range
age with current or current density. However, charging a capacitor, of working conditions.
in other words feeding the CDI unit during the deionization cycle, To overcome these problems one needs to design a continuous
shall preferably be performed at constant current or constant volt- operational system. This is based on recycling the outlet flux of the
age. In order to match two CDI units, one in regeneration and the CDI unit to its inlet and coupling this with a make up of feed solution
other in deionization cycle, a DC/DC converter shall be placed in and a bleed from the solution to be treated. A schematic diagram
between. Such converter will transform the variable V–I curve of of this system is shown in Fig. 15.
the CDI unit in regeneration cycle (discharge) into a constant cur- Although there is no doubt that this system is more complex
rent or constant voltage supply for the CDI unit in deionization cycle than that of a batch system, its operation is easier because it is
(charge). possible to adjust the concentration gap between inlet and outlet
In configuration 1, the CDI Unit A is in the deionization cycle streams to a selected value simply by changing the ratio between
using the energy stored in Unit B with the help of an external power the flow-rates of the recycle and bleed streams. At high recycle
source. Unit B is in the regeneration cycle discharging the adsorbed to feed ratio, the concentration in the unit remains almost con-
ions to the rejected solution while supplying DC power to Unit A. In stant. This allows one to operate under constant physicochemical
configuration 2, CDI Unit A is in the regeneration mode while Unit parameters.
B is in the deionization cycle and being fed with the energy stored Another important feature of this system is that the actual oper-
in Unit A in addition to the external power supply. ating concentration of salts within the CDI unit is very close to
the concentration of the deionized product and independent of
the concentration of the feed solution. Under these conditions,
4.4.2. Recycle loop the efficiency remains rather constant and, more importantly, will
Very often, water treatment systems are designed for batch always be kept near its maximum value for each specific appli-
operation because these systems are easier to construct and usu- cation; keeping in mind that lower concentrations provide higher
ally require a lower investment. However, batch systems have charge efficiencies [29].
Fig. 15. Block diagram showing a continuous mode of operation. Feed solution of 35 g/L NaCl, treated solution of 0.3 g/L and Qrecycle /Qbleed = 100.
M.A. Anderson et al. / Electrochimica Acta 55 (2010) 3845–3856 3855
5. Conclusions and future trends for CDI systems important issues are now being investigated in some research and
development projects that are currently in progress both at IMDEA
In order for CDI systems to function at water treatment levels of Energy and at the University of Wisconsin in Madison.
millions of gallon per day (MGD) (hundreds of thousands of cubic The CDI technology is young and needs testing. As Oren [29]
meters per day), pairs of electrodes must be coupled into stacks reminds us, there are only a few companies trying to commercialize
and stacks into modules. To the best of our knowledge, the largest this technology. While some results of these early commercializa-
CD stack tested and reported in the open scientific literature has tion stories seem to look promising, no information can be obtained
been in the study of Welgemoed and Schutte [21]. He experienced on the length of field-testing, or how the electrodes behaved after
particular problems with the corrosion of stainless steel bus con- longer periods of operation. More work remains, however, we
nectors for carrying current from the potentiostat to the conducting should remember the pioneering work of Loeb and Sourirajan on
carbon electrodes. These problems were later resolved by using RO membranes [8]. Their work on new materials made present-
graphite bus connectors. The CDTTM patent of LLNL regarding the day reverse osmosis of seawater possible. Perhaps new electrode
Resorcinol Formaldehyde (RF) based carbon aerogel [17–20] has materials and better process control strategies will make this true
been licensed by CDT technologies of Addison, TX. They have also for CDI. One hopes that we can recover our water resources and
licensed a newer porous carbon obtained from carbohydrates (TDA save energy as well.
Research, Inc. (TDA), of Wheat Ridge, Colorado).
While problems of market penetration of CDI technologies may
relate to the youth of the process, there are some other factors as yet References
to be resolved. One of these issues is related to the cost of materials.
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