Chapter 4
Chapter 4
Evidence-Based Psychological
Treatments for Geriatric
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Depression
Avani Shah, Forrest Scogin, and Mark Floyd
87
http://dx.doi.org/10.1037/13753-004
Making Evidence-Based Psychological Treatments Work With Older Adults, edited by
F. Scogin and A. Shah
Copyright © 2012 American Psychological Association. All rights reserved.
With these factors as a backdrop, in this chapter, we first provide an
overview of evidence-based psychological treatments (EBTs) for depression.
Psychological treatments are an important aspect of health care for older
adults, especially with respect to depression. Because our overarching goal in
this chapter is to help bridge the research-to-practice translation, coauthor
Mark Floyd then shares his perspective on implementing such treatments
in nonacademically based practice settings. This we hope will illuminate
some of the strengths and weaknesses of providing services informed by an
evidence-based perspective. There are undoubtedly many challenges to the
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The Evidence
Avani Shah and Forrest Scogin
Behavior therapy for depression has great promise for application in a vari-
ety of settings and aging populations. The major premise of the treatment is eas-
ily understood by most older adult clients, and the application of the protocol is
arguably less technically demanding for clinicians. Much of the work in the area
stems from the contributions of Lewinsohn and colleagues (Lewinsohn, 1974;
Lewinsohn, Biglan, & Zeiss, 1976). They observed that depressed individuals
tended to participate in fewer and at times less satisfying pleasant activities and
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geriatric depression 89
Behavioral activation (Jacobson et al., 1996) is a promising variant of
this approach that presents a simplified approach that can be appealing for
use with older adults who are evidencing cognitive impairment. It has not
currently received EBT status with older adults, although our group has con-
ducted several pilot investigations (e.g., Snarski et al., 2011).
Resources are provided in Appendix 4.1 to assist those who may be
interested in using behavior therapy techniques with depressed older adults.
Refer to Table 4.1 for a list of studies contributing to the EBT status of behav-
ior therapy for older adults.
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Table 4.1
Research Contributing to the Evidence-Based Psychological Treatment Status of Behavioral Therapy
Length of Outcome
Authors Sample Conditions treatment measures Findings
Gallagher & N = 30; 55 years and 1. Behavioral therapy 16 sess., BDI, HRSD, Significant and compa-
Thompson, older; BDI > 17, (n = 10) 90-min sess. SADS-C, rable initial improve-
1982 HRSD > 14 2. CBT (n = 10) SRS, SDS ment for all groups;
3. Brief–relational cognitive and behav-
insight therapy ioral groups main-
(n = 10) tained gains longer
than those in brief–
relational group
Haringsma, N = 119; 55 years 1. Coping with 11 group CES-D Significant improvement
Engels, and older; depression sess., 2-hr in the intervention
Cuijpers, & Presence of prior (n = 61) sess. condition
Spinhoven, depressive 2. Wait-list control
2006 symptoms (n = 58)
Lichtenberg, N = 37; 60 years and 1. Behavioral therapy 6 sess., GDS Significantly greater
Kimbarow, older; GDS > 10 by psycho-logists 30-min sess. improvement in
Morris, & (n = 13) behavioral groups
Vangel, 1996 2. Behavioral therapy than in no-treatment
by occupational control group
therapists (n = 13)
3. No treatment
control (n = 11)
Meeks, Looney, N = 20; 55 years and 1. Behavioral 10 sess., GDS, HRSD
Haitsma, & older; GDS > 11 therapy (n = 13) 40-min sess.
Teri, 2008 2. Control group
(n = 7)
geriatric depression
(continues)
91
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Table 4.1
92
Research Contributing to the Evidence-Based Psychological Treatment Status of Behavioral Therapy (Continued)
Length of Outcome
Authors Sample Conditions treatment measures Findings
Rokke, Tomhave, N = 40; 60 years 1. Behavioral 10 sess., BDI, GDS Comparable improve-
& Jocic, 1999 of age or older; therapy (n = 8) 60-min sess. ment for CBT and BT;
HRSD > 9, BDI 2. CBT (n = 9) significantly greater
> 9, GDS > 10 3. Wait-list control improvement in CBT
(n = 23) & BT compared with
wait-list control group
Teri, Logsdon, N = 72; patient–care- 1. Behavioral 9 sess., BDI, CSDD Significantly greater
Cognitive Bibliotherapy
Problem-Solving Therapy
PST (Nezu, Nezu, & Perri, 1989) has become a highly valued approach
for treating depression in older adults. According to PST for depression
(Arean et al., 1993), deficiencies in problem-solving skills prevent older
geriatric depression 93
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94
Table 4.2
Research Contributing to the Evidence-Based Psychological Treatment Status of Cognitive Behavioral Therapy
Length of Outcome
Authors Sample Conditions treatment measures Findings
Campbell, 1992 N = 103; aged 1. CBT (n = ?) 16 sess., SDS Significantly greater improve-
64–82; met 2. Attention placebo 60-min ment in CBT group as
DSM–III–R criteria (n = ?) sess. compared with the attention
for depression 3. No treatment control placebo and no treatment
(n = ?) control groups
De Berry, Davis, N = 32; aged 65–75 1. Relaxation– 20 sess., BDI RM group showed greater
Gallagher- N = 52; met RDC 1. CBT (n = 31) 18 sess., BDI, HRSD, Comparable improvement for
Thompson & criteria for major, 2. Brief psychodynamic 60-min GDS, both groups
Steffen, 1994 minor, or intermit- therapy (n = 21) sess. SADS-C
tent depressive
disorder, BDI > 9
Laidlaw et al., N = 40; HRSD > 7, 1. CBT (n = 21) 8 sess., HRSD Significantly greater improve-
2008 BDI-II > 13 2. Treatment as usual 60-min ment in CBT group as com-
(n = 23) sess.? pared with treatment as usual
group
Rokke, Tomhave, N = 40; 60 years 1. BT (n = 8) 10 sess., BDI, GDS, Comparable improvement for
& Jocic, 1999 of age or older; 2. CBT (n = 9) 60-min HRSD CBT and BT; significantly
HRSD > 9, BDI > 3. Wait-list control sess. greater improvement in CBT
9, GDS > 10 (n = 23) and BT groups as compared
with the wait-list control group
Steuer et al., N = 35; 55 years of 1. Psychodynamic 46 sess. HAMD, Both groups improved sig-
1984 age or older; met therapy (n = 10) SDS, BDI nificantly; significantly greater
DSM–III criteria for 2. CBT (n = 10) improvement in CBT group
major depressive than PT
disorder
Thompson, Galla- N = 95; 60 years of 1. BT (n = 25) 18 sess., BDI, BSI- Comparable improvement for
gher, & Breck- age or older; met 2. Cognitive therapy 60-min D, GDS, all treatment groups; control
inridge, 1987 RDC criteria for (n = 27) sess. HRSD group did not improve
MDD, BDI > 16, 3. Brief psychodynamic
HRSD > 13 therapy (n = 24)
4. Wait-list control
(n = 19)
Note. sess. = session; ? = indicates sample size is unknown; BDI = Beck Depression Inventory; BSI-D = Brief Symptom Inventory–Depression subscale; BT = behavioral
therapy; CB = cognitive bibliotherapy; CBT = cognitive behavioral therapy; DEQ = Depressive Experiences Questionnaire; DSM–III–R = Diagnostic and Statistical Manual of
Mental Disorders—Third Edition—Revised; GDS = Geriatric Depression Scale; HAMD = Hamilton Depression Scale; HRSD = Hamilton Rating Scale for Depression; MMPI-2 =
Minnesota Multiphasic Personality Inventory–2; PT = psychodynamic therapy; RDC = Research Diagnostic Criteria; SADS-C = Schedule for Affective Disorders and
Schizophrenia–Change Interview; SDS = Zung Self-Rating Depression Scale.
geriatric depression
95
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96
Table 4.3
Research Contributing to the Evidence-Based Psychological Treatment Status of Cognitive Bibliotherapy
Length of Outcome
Authors Sample Conditions treatment measures Findings
Floyd, Scogin, N = 35; 60 years 1. CBT (n = 8) 4 weeks GDS, Significantly greater improvement
McKendree- of age or older; 2. CB (n = 13) HRSD in CBT and CB as compared
Smith, Floyd, & HRSD > 9 3. Wait-list control with the wait-list control group;
Rokke, 2004 (n = 14) CBT superior to CB on GDS
Landreville & N = 23; 55 years of 1. CB (n = 12) 4 weeks GDS, Significantly greater improvement
Bissonnette, age or older; diag- 2. Wait-list control HRSD in CB as compared with the
stage of the process to be primarily guided by the client to allow for the devel-
opment of problem-solving skills that can be applied independently even
after psychotherapy has ended.
Five studies have shown for support PST as an EBT for depression in
older adults (Alexopoulos, Raue, & Arean, 2003; Arean et al., 1993; Gellis
et al., 2008; Gellis, McGinty, Horowitz, Bruce, & Misener, 2007; Hussian
& Lawrence, 1981). These studies speak to the flexibility of PST in being
applied to different populations of older adults, including nursing home resi-
dents, home care recipients, and the community dwelling. Session number
and length ranged from as few as five 30-minute sessions for nursing home
patients to as many as 12 sessions, 90 minutes in length, for community-
dwelling older adults. Fewer and shorter sessions were common in the nursing
home and home-care settings. Refer to Appendix 4.1 for resources to assist in
conducting PST. See Table 4.4 for a list of studies contributing to the EBT
status of PST.
geriatric depression 97
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Table 4.4
98
Research Contributing to the Evidence-Based Psychological Treatment Status of Problem-Solving Therapy
Length of Outcome
Authors Sample Conditions treatment measures Findings
Alexopoulos, N = 25; 65 years of 1. PST (n = 12) 12 sess., HRSD Significantly greater improvement in
Raue, & age and older; 2. Supportive therapy 60-min PST group as compared with the
Areán, 2003 HRSD > 17 (n = 13) sess. supportive therapy group
Areán, Perri, N = 67; aged 55–80; 1. PST (n = 19) 12 sess., BDI, GDS, Significantly greater improvement in
Nezu, Schein, met RDC criteria 2. RT (n = 28) 90-min HRSD PST & RT groups as compared
Christopher, for MDD; BDI > 3. Wait-list control sess. with the wait-list control group;
& Joseph, 20, HRSD > 18, (n = 20) improvement significantly greater
1993 GDS > 10 for PST than for RT
Table 4.5
Research Contributing to the Evidence-Based Psychological Treatment Status of Brief Psychodynamic Therapy
Length of Outcome
Authors Sample Conditions treatment measures Findings
Gallagher- N = 52; met RDC criteria 1. CBT (n = 31) 18 sess., BDI, GDS, Comparable
Thompson & for major, minor, or 2. Brief psychodynamic 60-min HRSD, improvement for
Steffen, 1994 intermittent depressive therapy (n = 21) sess. SADS-C both groups
disorder; BDI > 9
Thompson, N = 95; 60 years of age 1. Behavioral therapy (n = 25) 18 sess., BDI, BSI-D, Comparable
Gallagher, & or older; met RDC 2. Cognitive therapy (n = 27) 60-min GDS, improvement for all
Breckinridge, criteria for MDD, 3. Brief psychodynamic sess. HRSD three experimental
1987 BDI > 16, HRSD > 13 therapy (n = 24) groups; control
4. Wait-list control (n = 19) group did not
improve
Note. sess. = session; BDI = Beck Depression Inventory, BSI-D = Brief Symptom Inventory: Depression Subscale, CBT = cognitive behavioral therapy; GDS = Geriatric
Depression Scale, HRSD = Hamilton Rating Scale for Depression, MDD = Major Depressive Disorder, RDC = Research Diagnostic Criteria, SADS-C = Schedule for Affective
Disorders and Schizophrenia–Change Interview.
geriatric depression
99
find any controlled studies of psychoanalysis for depression experienced by
older adults. Consult Appendix 4.1 for additional resources on implementing
psychodynamic psychotherapy.
Reminiscence Therapy
Several other treatments for late-life depression did not meet EBT sta-
tus because only one controlled study assessed was available. A list of the
interventions is included in Table 4.7.
In these next sections, we hope to take this presentation on EBTs
for depressed older adults to a more practical level. In the abstract, most
psychologists would agree that the use of treatments with a solid record of
effectiveness is the proper course of action. However, we do not practice in
the abstract, and when it comes time to implement a treatment plan, issues
arise. As clinical researchers, we encounter the same issues in clinical trials;
rarely can a protocol be delivered with complete fidelity to depressed older
adults even in the context of a carefully monitored efficacy investigation.
Nonetheless, we believe that EBTs adapted to the context in which they are
provided should be given first consideration by clinicians and consumers. In
the paragraphs that follow, Mark Floyd discusses his conceptualization and
implementation of evidence-based practice.
102
Table 4.6
Research Contributing to the Evidence-Based Psychological Treatment Status of Reminiscence Therapy
Length of Outcome
Authors Sample Conditions treatment measures Findings
Serrano, N = 43; ages 60 1. Life review (n = 20) 4 sess., CES-D Significantly greater
Latorre, years and above 2. Social services as usual 1/week improvement in LR
Gatz, & (n = 23)
Montanes,
2004
J. J. Wang, N = 48; 65 years of 1. RT (n = 25) 4 months, GDS-15, AER Significantly greater
2005 age or older; long- 2. Control group (n = 20) 1/week, improvement in RT
term-care facility 30–45-min group as compared
sess. with control group
J. J. Wang, N = 102; 65 years of 1. Experimental (n = 51) 8 sess., GDS-15, Significantly greater
2007 age or older 2. Control (n = 51) 1/week CSDD improvement in experi-
mental group on CSDD
than control group
Watt & N = 40; ages 60 1. Integrative reminiscence 6 sess., GDS, HRSD Significantly greater
Cappeliez, years and above; therapy (n = 16) 90-min improvement in RT
2000 GDS > 13 2. Instrumental reminiscence sess.
therapy (n = 12)
3. Attention placebo (n = 12)
Note. sess. = session; AER = Apparent Emotion Rating Scale; BDI = Beck Depression Inventory; CES-D = Center for Epidemiological Studies Depression Scale; CSDD = Cornell
Scale for Depression in Dementia; GDS = Geriatric Depression Scale; GFP = goal-focused psychotherapy; HRSD = Hamilton Rating Scale for Depression; MDD = major
depressive disorder; LR = life review; PST = problem-solving therapy; RDC = research diagnostic criteria; RT = reminiscence therapy.
geriatric depression
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Table 4.7
Interventions Needing Further Study
Study Modality Outcome
Case Example
Session 1
Session 2
Sam reports his mood has been “pretty good” and that they had a good
vacation. He denies sadness and anhedonia, but he reports having night-
mares and getting really angry several times while on vacation. He says the
nightmares were not identical, but the content followed the general form
of someone or something trying to kill him, and he awoke with a feeling of
dread. I ask about his thoughts about death, and he says he gets claustropho-
bic whenever he envisions himself buried in a coffin, and he admits that is
stupid because he knows he would be dead and it wouldn’t matter. He also
states he has very strong religious beliefs and has been a lifelong member of
his church. Sam says he believes God has forgiven him, but although he has
Session 3
Sam starts this session by engaging in life review, with a focus on his
employment history, and admits he has always been very self-conscious, fear-
ful of evaluation by others, and easily hurt by negative comments made by
others. He says he knows it is wrong, but he has had trouble forgiving some
who have hurt his feelings. He knows this is part of his anger problem.
To illustrate, Sam recalls an incident that occurred more than 30 years
ago in his church. Sam describes his church as being a “small, close-knit con-
gregation,” and everyone is expected to take an active part in the worship
service. This expectation of involvement is especially true for the men, who
are expected to say prayers aloud each week as a regular part of the service.
Sam says he heard one of the church elders at the end of the service say to
someone, “You know, Sam can’t even hardly speak right.” Sam says it was
wrong for anyone to say that sort of thing about another church member, and
it was especially wrong for an elder, so he has still not forgiven him and is still
angry. I explain the CT rationale of how emotions are connected to thoughts,
and I ask Sam what else he is thinking and feeling. He admits he felt embar-
rassed and sad and that this incident made him even more fearful of public
speaking. Sam’s thoughts include “I cannot even pray well,” “I’m not a good
church member,” and “If I speak in public again, I’ll just embarrass myself.”
We discuss the connection between his thoughts and his emotions, and I cau-
tiously emphasize that it was his thoughts rather than the elder’s words that
made him feel so bad. I then use the downward arrow technique as described
in Feeling Good (Burns, 1980) and find that Sam thought he was worthless. I
We review his thoughts, which were similar to the previous ones, except
it is clear Sam expects himself to fulfill others’ expectations and believed
that if he did not, he was a failure. I agree with him that these other people
were wrong to have said what they did, but it was his own beliefs and
self-expectations causing the problem. We discuss how his need to satisfy
others’ expectations puts his emotional well-being in the hands of others.
I encourage him, as homework, to monitor his feelings and note exactly
what he feels and thinks such that we can review this information in the
next session.
In this session, we used the CT rationale and verbally went through the
three-column technique, and then we used the downward arrow technique
to help identify the core negative beliefs. I did not do a thorough review of
the evidence to dispute his negative thoughts because he responded quickly
to rational disputation.
Session 4
Session 6
Sam reports that his mood has been angry since last session, and he is par-
ticularly upset by politics and all of the argument over changing the health care
system. I review the general problem-solving model of doing whatever he can
to solve a problem and then accepting the status quo if he is unable to make the
change he wants. We discuss things he could do to influence politics. Sam says
he called his congressman once and will not do it again, because it didn’t help.
Likewise, he is unwilling to get involved in a political organization at either
the local or national level, and after discussion admits that national politics is
beyond his control and influence. I suggest that he has the choice of continuing
to be angry or using acceptance to cope with it. We review in more detail the
principles of acceptance and how to apply them in anger management.
Session 7
he sometimes allows himself to get angry over small issues and stress that his
first step in coping with any upset is to ask himself whether it’s a big enough
issue to justify it.
Session 8
Sam reports that his mood has improved significantly and that he has
had a good week. He says he talked with his wife, and they have improved
their relationship. He says he got frustrated this week with a painter they
hired but was able to use the principles we discussed to reduce his anger and
deal effectively with him. In particular, he says he is getting better at not
mind reading, not making mountains out of molehills, and acceptance. Sam
says he is still having trouble with accepting things he does not like, but he
admits it is necessary and useful.
Session 9
Sam says he had another good week. He says he was better able to con-
trol his anger and feels much better about himself. Sam says he no longer feels
depressed, anxious, or angry. I suggest that our work together is finished and
that we meet one more time in a month to monitor his status. Sam says he
enjoys talking with me and is in no hurry to stop meeting, but we agree that we
have accomplished the purpose and think a follow-up meeting is a good idea.
Sam says he continues to do well and is having good control over his
emotions. We review the techniques discussed in therapy. We discuss some
possible challenges he might be facing in the future. He reports noticing
his wife’s worsening memory problems, and in light of her family history of
Alzheimer’s disease, he suspects she will eventually need care that he cannot
provide because of his visual limitations. I ask how he is coping with this, and
he explains how he has already talked with their children and feels confident
Final Comments
I feel like we fully addressed his anger problems and to a lesser extent
his anxiety problems. I regret not more fully addressing his death anxiety, but
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on the occasions I brought up the topic it was not important to him. I think
his need for approval from others is an issue that will continue to give him
trouble occasionally if he does not continue to practice what he has learned.
After all, we met for only 10 sessions, and he has held onto this belief for more
than 70 years. I am optimistic, however, because his problem solving and his
attitude about his future (which is uncertain but does not look very good)
show excellent emotional coping.
Behavioral Therapy
255–286.
Lewinsohn, P., Biglan, A., & Zeiss, A. (1976). Behavioral treatment of depression.
In P. Davidson (Ed.), Behavioral management of anxiety, depression, and pain.
New York, NY: Brunner/Mazel.
Rider, K. L., Gallagher-Thompson, D., & Thompson, L. W. (2004). California older
person’s pleasant events schedule: Manual. Stanford University, Stanford, CA.
Retrieved from http://oafc.stanford.edu/coppes.html
Teri, L. (1991). Behavioral assessment and treatment of depression in older adults.
In P. A. Wisocki (Ed.), Handbook of clinical behavior therapy with the elderly client
(pp. 225–243). New York, NY: Plenum Press.
Teri, L. (1994). Behavioral treatment of depression in patients with dementia.
Alzheimer Disease and Related Disorders, 8, 66–73.
Beck, A. T., Rush, A. J., Shaw, B. F., & Emery, G. (1979). Cognitive therapy of depression.
New York, NY: Guilford Press.
Ellis, A. (1979). Theoretical and empirical foundations of rational emotive therapy.
Monterey, CA: Brooks/Cole.
Emery, G. (1981). Cognitive therapy with the elderly. In G. Emery, S. Hollon, &
R. Bedrosian (Eds.), New directions in cognitive therapy (pp. 84–98). New York,
NY: Guilford Press.
Gallagher-Thompson, D., & Thompson, L. W. (2010). Therapist guide: Treating late
life depression: A cognitive-behavioral therapy approach. New York, NY: Oxford
University Press.
Thompson, L. W., Dick-Siskin, L., Coon, D. W., Powers, D. V., & Gallagher-
Thompson, D. (2010). Patient workbook: Treating late life depression: A cognitive-
behavioral therapy approach. New York, NY: Oxford University Press.
Yost, E. B., Beutler, L. E., Corbishley, M. A., & Allender, J. R. (1986). Group cognitive
therapy: A treatment approach for depressed older adults. New York, NY: Pergamon
Press.
Problem-Solving Therapy
Nezu, A. M., & D’Zurilla, T. J. (2001). Problem-solving therapies. New York, NY:
Guilford Press.
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Reminscence Therapy
Birren, J. E., & Deutchman, D. E. (1991). Guiding autobiography groups for older adults.
Baltimore, MD: Johns Hopkins University Press.
Kunz, J. A. & Soltys, F. G. (2007). Transformational reminiscence: Life story work. New
York, NY: Springer.
Psychodynamic Psychotherapy
Evans, S., & Garner, J. (2004). Talking over the years: A handbook of dynamic therapy
with older adults. New York, NY: Brunner/Routledge.
Morgan, A. C., & Goldstein, M. Z. (2003). Psychodynamic psychotherapy with older
adults. Psychiatric Services, 54, 1592–1594.
• Prepare agenda
• Effects of prior sessions
• Review homework assignments
• Identification and testing of underlying assumptions
• Assign homework
• Anticipate problems and how to address them
• Application of techniques as a life-long process—consolidate
gains
Responses
Step 1: Event
Step 2: Unhelpful Thoughts Rate how true you believe it is from 1 to 10:__
Rate how true you believe it is after Step 5 & 6:__
Step 3: Unhelpful Thought 1) Name-Calling
(Circle type of unhelpful 2) Should, Could, Would
thought) 3) Tune Into Negative/Tune Out Positive
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From Making the Golden Years Golden Again Workbook (p. 30), by A. Shah, 2007, Tuscaloosa: University
of Alabama. Copyright 2007 by A. Shah. Reprinted with permission.
From Treating Late-Life Depression: A Cognitive-Behavioral Therapy Approach, Workbook (p. 184), by L. W.
Thompson, L. Dick-Siskin, D. W. Coon, D. V. Powers, and D. Gallagher-Thompson, 2010, Oxford, England:
Oxford University Press. Copyright 2010 by Oxford University Press. Reprinted with permission.
Instructions: Answer yes or no for how you have felt over the past week
on these questions.
1. Are you basically satisfied with your life?
2. Have you dropped many of your activities and interests?
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Reprinted from “Development and Validation of a Geriatric Depression Screening Scale: Preliminary
Report,” by J. A. Yesavage, T. L. Brink, O. Lum, V. Huang, M. Adey, & V. O. Leirer, 1983, Journal of
Psychiatric Research, 17, (p. 41). Scale in public domain.
From Treating Late-Life Depression: A Cognitive-Behavioral Therapy Approach, Workbook (pp. 169–172),
by L. W. Thompson, L. Dick-Siskin, D. W. Coon, D. V. Powers, and D. Gallagher-Thompson, 2010,
Oxford, England: Oxford University Press. Copyright 2010 by Oxford University Press. Reprinted with
permission.
geriatric depression
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shah, scogin, and floyd
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shah, scogin, and floyd
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