HAZOP
HAZOP
SECTION 01
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High visibility, high profile, target driven, industry wide metrics and
comparison data
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Low visibility, often low profile (individual incidents can be VERY high
profile), absence of industry wide measurement or comparison data
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• OSHA 3132
• API 754
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SECTION 02
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SECTION 03
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Hazop Studies
• Initial HAZOP methodology developed by ICI in 1950's
• a series of serious incidents in the early 1960's convinced
management that a more formalised technique for identifying
plant design shortcomings was
required
• Formal Hazop methodology was developed
• Codified by Chemical Industries Association (CIA) in 1977
• Adopted and prescribed by regulatory bodies (HSE, OSHA) as
evidence of hazard assessment.
• Subsequently extended and applied in other industries,
activities e.g. railways, ship mooring systems, heavy lift
operations.
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HAZOP Definition
• The application of a formal, systematic and critical
examination of the process and engineering intentions of
the facilities to assess the hazard potential of mal operation
or malfunction of individual items of equipment and the
consequential effects on the facility as a whole.
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No Flow
More Flow
Less Flow
Reverse Flow
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Guideword Parameter
• No • Flow
• More • Temperature
• Less • Pressure
• Reverse • Level
• Part of
• Other than
• As well as
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10 deviations
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SECTION 04
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Note - causes MUST be within the Node being studied (exception is study boundaries)
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HAZOP Mechanic
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Useful approach:
• follow logic of process starting with an incoming line
• include at least one item of equipment (pump, compressor, heat
exchanger, vessel, tank)
• start small to get team used to Hazop methodology
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• Strengths
– Immensely detailed, line by line examination of the process
– Deviations often overlapping e.g. No Flow Less Level
– Thorough examination of what can go wrong
– Provides a permanent record of hazards and all safeguards
Provides a start point for any plant modifications
• Weakness
– Resource intensive (4-6 people for several weeks)
– Requires high quality individuals (experienced, knowledgeable,
team players, consensus oriented)
– Depends on diligent follow up and sign off for effect
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SECTION 05
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Line broken
• Well designed, operated and maintained process or utility lines
do not just 'break'. If the team assumes that lines can just
'break', it will lead to unrealistic consequences and
recommendations.
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Heat Exchanger
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Heat Exchanger
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SECTION 06
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Recording format
• Written record on Hazop log sheets may be acceptable
• Word processor or spreadsheet on PC preferable
• Proprietary software available
• e.g:
– Lihou - Hazop Manager v.6.0 (www.lihoutech.com)
– Isograph - Hazop +2013 (www.isograph-software.com)
– PrimaTech - PHA Works 5.(www.primatech.com)
– IHS - PHA-Pro (www.ihs.com)
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Worksheet
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By-exception recording
• By-exception recording means that the recorder only
records deviations that result in an action item
• The Hazop report is more difficult to interpret as absence of
a deviation entry may be due to the team not considering it
or the team not considering action necessary.
• Does not save much as the recorder is there anyway
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Full recording
• Full recording means that the recorder captures all salient
aspects of the team's deliberations
• Much easier to read and to assess quality of study
• Easy to quickly find if the team have missed/ ignored/
omitted deviations, causes, consequences and safeguards
• Easier to use for operating manual preparation, plant
modifications
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Simultaneous recording
• Study is recorded as it progresses
• PC screen is projected and is visible for team to read
• Team can promptly agree / check / change wording
• Once agreed log sheet is not revisited
• The log sheets form the basis of the Hazop report
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SECTION 07
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Additional Deviations
• No exhaustive list
• Common sense, judgement and experience
• Literature
• Nature and specifics of the process
• Role of the team in selecting what deviations to apply to the
study
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• Sampling
• Utility failure
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SECTION 08
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SECTION 09
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P & I Drawings
• P&ID shows all piping including physical sequence of
branches, reducers, valves, equipment, instrumentation and
control interlocks.
• It also shows line and equipment numbering, piping class
breaks, line sizes, permanent start up and flush lines, vendor
package interfaces, instrumentation inputs and outputs.
• Update status of P&ID's needs to be established (random
checks).
• Symbol list
• A0 masters for mark up, A3 working copies for team
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Type of
Hazop P&ID no Nodes/P&ID Working days Nodes/day
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SECTION 10
WRITING HAZOP
RECOMMENDATIONS
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Action
– describes what the team recommends is done
Check
– describes a check to be conducted
Operating note
– an item the team feel appropriate to include in Operating Procedures
Hazop note
– an item the team require to be recorded to explain some aspect of the
team's thinking
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Hazop checks
• Often used when data or information is incomplete or
contradictory:
– check relief valve sizing case
– check spec, break location
– check static discharge head of pump
– check capacity to withstand vacuum
– check control valve action on air failure
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Operating Notes
Intended for inclusion in:
• Operating Manuals, Operating Instructions, Operating
• Procedures, Standing Instructions,Emergency procedures
– valves to be locked open, shut
– local readout to be visible to operator
– PPE to be worn when undertaking this task
– composition to be verified by sample before action
– explosivity test to be undertaken prior to start of blower
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Hazop notes
• Explain team's thinking:
– Records assumptions / estimates / perceptions
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Hazop recommendations
• For the study to be worthwhile and to have lasting value:
– Recommendations must be traceable to node
– Progress reported
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SECTION 11
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SECTION 12
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• Procedural Hazop
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Procedural Hazop
• Studies a written procedure
• Deviations (guidewords and parameters) selected in
accordance with the nature of the procedure;
– e.g. starting a large compressor
• Use most of the 'classic' deviations as well as batch process deviations-
• flow, temperature, pressure, level(?) action, time, sequence.
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SECTION 13
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Metode-metode lain
• Preliminary Hazards Analysis (PHA)
• Structured What-if Technique (SWIFT)
• Failure mode and effects criticality analysis (FMECA)
• Quantitative Risk Assessment (QRA)
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SWIFT Categories
• Material problems
• External Effects and influences
• Operating Errors and other Human factors
• Analytical or sampling errors
• Equipment/Instrumentation malfunction
• Process upsets
• Utility Failures
• lntegrity failure or loss of containment
• Emergency Operations
• Environmental release
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FMECA (2)
• Primary use to ensure single component failure cannot lead
to catastrophic system failure
• All component failures examined even if they have no
significant effect
• Resource intensive, extensive documentation
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Specify minimum standards for service, but don’t take into account the
context in which they are used
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Thanks
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