Administrative Law
Administrative Law
ADMI
        NISTRATI
               VELAW
  GURENDER RANA (Advocate)                                              for ADDITIONAL SECRETARY, DCBA
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                                          TABLE OF CONTENTS
            Table of Contents.................................................................................3
            1. Introduction....................................................................................9
               Definition of Administrative Law.............................................................10
                  Sir Ivor Jennings’ Definition................................................................10
                  Dicey’s Definition................................................................................11
                  Kenneth Culp Davis’s Definition.........................................................11
               Nature and Scope of Administrative Law.................................................13
               Reasons for Growth of Administrative Law..............................................14
               Constitutional Law vs. Administrative Law.............................................15
                  Difference Between Constitutional Law and Administrative Law.........16
               Droit Administratif in France...................................................................17
               Montesquieu’s Doctrine of Separation of Powers.....................................19
               Rule of Law.............................................................................................21
                  Application of the Doctrine in England................................................21
                  Rule of Law under the Constitution of India........................................22
            2. Delegated Legislation.....................................................................23
               Introduction...........................................................................................24
               Need for Delegated Legislation................................................................24
               Constitutional Validity of Delegated Legislation......................................25
               Essential Legislative Function................................................................27
               Types of Delegated Legislation................................................................29
               Control of Delegated Legislation..............................................................34
                  1. Judicial Control..............................................................................34
                     Attempts to Exclude Judicial Review...............................................39
                  2. Legislative Control..........................................................................43
                  3. Procedural Control..........................................................................46
               Effect of Rules Being Ultra Vires..............................................................49
               Other Aspects of Delegated Legislation...................................................49
                  Retrospective Operation of Delegated Legislation................................49
                     Retrospective Rules under art. 309 of the Constitution...................50
                                                                (iii)
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4 Administrative Law
       3. Quasi Legislation...........................................................................54
            Introduction...........................................................................................55
            Delegated Legislation and Quasi Legislation...........................................55
            Delegated Legislation Treated as Quasi Legislation.................................57
            Enforceability of Quasi Legislation..........................................................58
            Publication of Directions.........................................................................64
       4. Natural Justice                                                                                        65
            Introduction...........................................................................................66
            Rule Against Bias...................................................................................67
               Personal Bias......................................................................................67
               Pecuniary Bias....................................................................................69
               Bias as to Subject-matter....................................................................69
               Departmental Bias..............................................................................70
               Pre-conceived Notion Bias...................................................................71
               Bias on Account of Obstinacy.............................................................72
               Conclusion..........................................................................................72
            Right of Fair Hearing..............................................................................73
               Components of Fair Hearing...............................................................73
                  1. Right to Notice............................................................................73
                      Consequences of Non-issuing of Notice........................................75
                  2. Right to Appearance....................................................................75
                  3. Right to Know Adverse Evidence.................................................75
                  4. Right to Present Case..................................................................75
                  5. Right to Present Evidence............................................................76
                  6. Right That Evidence Shall Not Be Collected At His Back.............77
                  7. Right to Rebut Adverse Evidence.................................................77
                      (a) Right to Cross Examination....................................................78
                      (b) Right to Legal Representation (Right to Counsel)....................78
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Table of Contents 5
       5. Administrative Functions...............................................................90
         Introduction...........................................................................................91
         Classification of Administrative Functions..............................................92
         Judicial Review of Discretionary Functions.............................................92
            Doctrine of Ultra Vires........................................................................92
            Stages.................................................................................................92
            At the Stage of Conferment of Powers..................................................93
               Conferment of Discretion and Art. 14..............................................93
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6 Administrative Law
                      Differential Procedure..................................................................93
                  Conferment of Discretion and Fundamental Freedoms....................94
                      Art 19(1)(a) Freedom of Speech and Expression...........................94
                      Art 19(1)(c) Freedom to Form Associations or Unions..................95
                      Art 19(1)(d) Freedom to Move Freely Throughout the Territory of India
                      ...................................................................................................95
                      Art 19(1)(e) Freedom to Reside and Settle in Any Part of India.....95
                      Art 19(1)(f) Freedom to Property...................................................95
                      Art 19(1)(g) Freedom of Trade and Occupation.............................95
               At the Stage of Exercise of Powers.......................................................96
                  1. Failure to Exercise Discretion......................................................96
                      1. Acting Mechanically.................................................................96
                      2. Abdication of Discretion..........................................................97
                      3. Acting Under Dictation............................................................98
                      4. Imposing Fetters on Discretion................................................99
                      5. Exercise at Wrong Time...........................................................99
                      6. Powers Coupled with Duty.......................................................99
                  2. Wrong Exercise of Discretion ....................................................100
                      1. Irrelevant Consideration........................................................100
                      2. Leaving Out Relevant Consideration......................................101
                      3. Mixed Consideration..............................................................101
                      4. Colourable Exercise...............................................................102
                      5. Use for Collateral Purpose.....................................................102
                      6. Mala fide Exercise of Power....................................................103
                      7. Unreasonable Exercise..........................................................104
                         Wednesbury Unreasonableness.............................................105
                      8. Lack of Jurisdiction to Exercise.............................................107
                      9. Exercise in Excess of Jurisdiction..........................................107
                      10. Non-compliance of Procedural Requirements.......................107
                      11. Exercise in Violation of Natural Justice...............................107
Table of Contents 7
8 Administrative Law
       7. State Liability..............................................................................123
            Liability of State under Constitution.....................................................124
            Contractual Liability.............................................................................124
               Expressed to be Made by the President/Governor.............................125
               Executed on Behalf of the President/Governor..................................126
               By Person Authorized the President/Governor..................................126
            Tortuous liability..................................................................................127
               Pre Constitutional Decisions.............................................................128
               Post Constitutional Decisions...........................................................129
                  Constitutional Torts......................................................................131
                  Sovereign and Non-sovereign Functions Distinguished.................131
                  Analysis of Judgement in Nagendra Rao Case...............................132
       8. Judicial Review............................................................................133
            Introduction.........................................................................................134
               Judicial Review and Appeal...............................................................134
               Doctrine of Legitimate Expectation....................................................134
               Doctrine of Public Accountability......................................................137
               Doctrine of Proportionality................................................................139
            Procedural Aspects...............................................................................140
               Doctrine of Standing.........................................................................140
                  Locus Standi .................................................................................140
                  Exceptions to the Rule of Locus Standi..........................................141
                  Class Actions................................................................................141
                  Public Interest Litigation...............................................................141
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Table of Contents 9
       9. Government Privileges.................................................................164
         Privileges and Immunities Claimed by Governments in Suits................165
         Privilege of Notice..................................................................................165
         Privilege to Withhold Documents..........................................................166
         Immunity from Statute Operation.........................................................167
         Immunity from Estoppel.......................................................................168
10 Administrative Law
CHAPTER I
                                                         1. INTRODUCTION
                                    •   Definition (Description) of Administrative Law
                                    •   Nature and Scope of Administrative Law
                                    •   Reasons for Growth of Administrative Law
                                    •   Sources of Administrative Law
                                    •   Rule of Law
                                    •   Droit Administratif
                                    •   Montesquieu’s Doctrine of Separation of Powers
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       Dr F. J. Port who published the first book bearing the title Administrative Law in
       England in 1929 did not venture to define the term. He simply attempted to
       describe administrative law as follows:
             (a) there are rules which govern the judicial action that may be brought by
                 or against administrative persons,
       The most widely accepted definition is given by Sir Ivor Jennings. According to Sir
       Ivor Jennings, “Administrative Law is the law relating to the administrative
       authorities”. This definition is too simple and has two significant limitations:
       First, it is a very wide definition and can be interpreted to mean that the law which
       determines the powers and functions of administrative agencies deals with both
       substantive and procedural aspects of the same.
1. Introduction 13
DICEY’S DEFINITION
According to Dicey,
       2. It defines the rights and liabilities of private individuals in their dealings with
          public officials; and
3. It specifies the procedure by which those rights and liabilities are enforced.
       Kenneth Culp Davis defines administrative law as “the law concerning the powers
       and procedures of administrative agencies, including especially the law governing
       judicial review of administrative action.”
       To conclude one may say that the four basic bricks of the foundation of any
       administrative law may be identified as:
14 Administrative Law
             1. Administrative law is a law but it is not a law in the lawyer’s sense of the
                term like property law or contract law.
             4. Administrative law includes the study of the existing principles and also of
                the development of certain new principles which administrative and quasi-
                administrative agencies must follow while exercising their powers in relation
                to individuals, i.e. the principles of natural justice, reasonableness and
                fairness.
             5. Administrative law primarily concerns itself with the official action which
                may be:
                Besides these main actions, the actions which are incidental to the main
                action are also covered within its study. Such incidental actions may be
                investigatory, supervisory, advisory, declaratory and prosecutory.
1. Introduction 15
             (i) in the statute itself under which the administrative agency has been
             created;
          7. Administrative law also includes within its study the control mechanism by
             which the administrative agencies are kept within bounds and made
             effective in the service of the individuals.
2. Legislative control
3. Procedural control
       Administrative law is the body of law that governs the activities of administrative
       agencies of government. Action of a government agency can include rule-making,
       adjudication, or the enforcement of a specific regulatory agenda. Administrative
       law is considered a branch of public law. As a body of law, administrative law
       deals with the decision-making of administrative units of government (e.g.,
       tribunals, boards or commissions) that are part of a national regulatory scheme in
       such areas as police law, international trade, manufacturing, the environment,
       taxation, broadcasting, immigration and transport. Administrative law expanded
       greatly during the twentieth century, as legislative bodies worldwide created more
       government agencies to regulate the increasingly complex social, economic and
       political spheres of human interaction.
       Taxation decisions are the decisions based on administrative law that are most
       often contested in courts. Civil law countries often have specialized courts,
       administrative courts, that review these decisions.
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16 Administrative Law
       The following factors are responsible for the rapid growth and development of
       administrative law:
1. Introduction 17
       To the early English writers on administrative law there was no difference between
       administrative law and constitutional law. Therefore, Keith observed:
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18 Administrative Law
       According to Holland, the constitutional law describes the various organs of the
       government at rest, while administrative law describes them in motion.
       Maitland, does not agree with this classification for, in that case, powers and
       prerogatives of the Crown would be relegated to the arena of administrative law.
              “Whatever may be the arguments and counter-arguments, the fact remains that
              today administrative law is recognised as a separate, independent branch of the
              legal discipline though at times the disciplines, of constitutional law and
              administrative law may overlap.
              The correct position seems to be that if one draws two circles of administrative
              law and constitutional law, at a certain place they may overlap and this area
              may be termed as the ‘watershed’ in administrative law.”
       The following are the differences between Constitutional Law and Administrative
       Law:
1. Introduction 19
           5.Constitutional Law touches all the branches of law and gives guidelines
           with regard to the general principal relating to organization and powers of
           organs of the state, and their relations between citizens and towards the
           state. Administrative Law doesn't deal with all branches of law, rather it
           details with the powers and functions of administrative authorities.
           7.Constitutional Law deals with the general principal of state pertaining to all
           branches. Administrative Law deals with the powers and functions of
           administrative authorities, including services, public departments, local
           authorities and other statutory bodies exercising administrative powers, quasi
           judicial powers, etc.
20 Administrative Law
       courts and administrative bodies. As a result, the separation theory has had a
       greater imprint in France than in the U.S.A.
       Significant changes were brought by the Revolution in 1789. The first step taken
       by the revolutionists was to curtail the power of the executive which was done on
       the theory of separation of powers by the famous 16-24 August, 1790 Law. Conseil
       du Roi was abolished and the King's powers were curtailed. Napoleon, who became
       the first Consul, favoured freedom for the administration and also favoured
       reforms. He wanted an institution to give relief to the people against the excesses
       of the administration.
       Therefore, in 1799 Conseil d’Etat was established. The main aim of the institution
       was to resolve difficulties which might occur in the course of the administration.
       However, in due course of time it started exercising judicial powers in matters
       involving administration. In the beginning it was not an independent court but an
       appendage of the executive. Its main task was to advise the minister with whom
       the complaint was to be lodged. In fact the minister was the judge, and the Conseil
       d’Etat administered only advisory justice. It did not have public sessions. It had no
       power to pronounce judgements. It represented the government's point of view. It
       was this aspect of the Conseil d’Etat which was against Dicey’s concept of the Rule
       of Law.
       In 1872 its formal power to give judgement was established. The Arrets (Executive
       Law) Blancq, February 8, 1873 finally laid down and settled that in all matters
       involving administration, the jurisdiction of the Conseil d’Etat would be final. It
       laid down, among other things, the principle that questions of administrative
       liability would be within the jurisdiction of administrative courts and that the
       liability was subject to special rules different from those of Droit Civil. In 1889, it
       started receiving direct complaints from the citizens and not through ministers.
       Droit Administratif does not represent principles and rules laid down by the
       French Parliament; it consists of rules developed by the judges of the
       administrative courts.
1. Introduction 21
          2. Rules dealing with the operation of public services to meet the needs of
             citizens. These services may be operated either wholly by public officials or
             under their supervision or they may assist private agencies to provide public
             utility services.
       In case of conflict between the ordinary courts and the administrative courts
       regarding jurisdiction, the matter is decided by the Tribunal des Conflits. This
       tribunal consists of an equal number of ordinary and administrative judges and is
       presided over by the minister of justice.
       State is an artificial person having enormous powers. Like any other artificial
       person, state also needs the help of human agents to perform its functions. These
       human agents of the state are called the government.
       In federal nations like India, the government is divided into three organs:
       legislature, executive and judiciary. They are all assigned the different functions of
       the State. The function of the Legislature is law making. Judiciary interprets the
       laws made by the legislature. Executive looks after the general administration of
       the nation.
        1. One organ of the Government should not interfere with the working of another.
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22 Administrative Law
        2. One organ of the government should not exercise the functions assigned to any
           of the other organs.
        3. The same person should not form the part of more than one organ at the same
           time.
       This Doctrine is very useful in theory because it ensures smooth functioning of the
       government. Otherwise there can be friction within the government. It also makes
       clear who has to perform which function. In the absence of this doctrine, any
       organ can carry out function of any other organ and that will create confusion
       among the people as to from whom they should get the work done. Further, the
       persons in the government may use this opportunity to avoid their responsibilities
       by making other organs responsible. The practical utility of this doctrine attracted
       the frames of many constitutions all over the world during the 19 th century and
       many constitutions, such as those of England and the U.S.A. have adopted it.
1. Introduction 23
       were to be followed in letter and spirit, it would have become impossible for our
       courts to uphold the constitutional validity of delegated legislation which has
       proven to be very useful in practice.
RULE OF LAW
       The expression ‘Rule of Law’ has been derived from the French phrase ‘la principle
       de legalite’, i.e. a Government based on the principles of law.
       Law may be taken to mean mainly a rule or principle which governs the external
       actions of the human beings and which is recognised and applied to the affairs in
       a country where, in main, the law is observed and order is kept. It is an expression
       synonymous with law and order.
       It was expounded for the first time by Sir Edward Coke, and was developed by
       Prof. A. V. Dicey in his book 'The law of the Constitution' published in 1885.
       According Coke, in a battle against King, he should be under God and the Law,
       thereby the Supremacy of Law is established.
       Dicey regarded rule of law as the bedrock of the British Legal System. His doctrine
       is accepted in the constitutions of U.S.A. and India. According to Prof. Dicey, rules
       of law contains three principles:
1. Supremacy of Law;
24 Administrative Law
             3. Prof. Dicey could not distinguish arbitrary power from discretionary power,
               and failed to understand the merits of French legal system.
       The Constitution of India is the supreme law of the country. The doctrine of Rule
       of Law has been adopted in Indian Constitution. The ideals of the Constitution,
       justice. liberty and equality are enshrined in the preamble. Part III of the
       Constitution of India guarantees the FRs.
       Kesavanda Bharati vs. State of Kerala (1973), the Supreme Court enunciated
       the rule of law as one of the most important aspects of the doctrine of basic
       structure.
       Maneka Gandhi vs. Union of India (1978), the Supreme Court declared that
       Article 14 strikes against arbitrariness.
       Indira Nehru Gandhi vs. Raj Narain (1975), article 329-A was inserted in the
       Constitution under 39th amendment, which provided certain immunities to the
       election of office of Prime Minister from judicial review. The Supreme Court
       declared Article 329-A as invalid since it abridges the basic structure of the
       Constitution.
       A.D.M. Jabalpur vs. Shivakant Shukla (1976) (Popularly known as the Habeas
       Corpus Case) The question before Supreme Court was, whether there was any rule
       of law in India apart front Article 21 of the Constitution. The Supreme Court by
       majority held that there is no rule of law other than the constitutional rule of law.
       Article 21 is our rule of law. If it is suspended, there is no rule of law.
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CHAPTER II
                                       2. DELEGATED LEGISLATION
                                 •   Definition of Delegated Legislation
                                 •   Need for Delegated Legislation
                                 •   Constitutional Validity of Delegated Legislation
                                      • Essential Legislative Function
                                 •   Types of Delegated Legislation
                                 •   Control of Delegated Legislation
                                     • Judicial Control
                                     • Legislative Control
                                     • Procedural Control
                                 •   Effect of Rules Being Ultra Vires
                                 •   Other Aspects of Delegated Legislation
                                      • Retrospective Effect of Delegated Legislation
                                      • Exclusion of Courts’ Jurisdiction
                                      • Financial Levy
                                      • Explanatory Notes
                                      • Delay in Making Rules
                                      • Sub-delegation of Legislative Functions
                                      • Waiver of Rules
                                      • Continuance of Rules After Repeal of Parent Act
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INTRODUCTION
       Functions of State are divided among its three organs, viz., legislature, judiciary
       and executive. Making law is the function assigned to the legislature. Executive
       has the function of looking after the general administration of the State. However,
       due to several reasons, the legislature is unable to make all the laws needed by the
       State. Therefore, in many cases, it makes the bulk of the legislation and delegates
       its power to make the remaining laws to the executive or, in some cases, to the
       judiciary. Thus, even though it is not the function of the executive and judiciary to
       make laws, they can now make laws under the legislative powers delegated to
       them by the legislature. Laws so made by the executive and judiciary are called
       delegated legislation.
       Legislative functions of the legislature are directly derived from the State and
       legislature is the specialist body in law-making. Therefore, laws made by it are
       called Superior Legislation. Executive and judiciary are not the specialist law-
       making bodies. Their legislative powers are derived from the legislative powers of
       the legislature. Therefore, the laws made by them are called Subordinate
       Legislation.
       There are many reasons which have made it necessary for the legislature to
       delegate its law-making powers. Some of these reasons are as under:
           1. Pressure on the Legislature: India has adopted the welfare state model
              and accordingly, it has undertaken a vast variety of functions, both
              sovereign and commercial. Because the State functions are more, the laws
              required to carry out these functions are more. As a result, The pressure
              on the legislature has increased to a great extent. Legislature does not find
              time to make all the laws necessary for the functioning of the State.
              Therefore, some of its burden is to be transferred to the other organs of the
              State.
           2. Lack of Expertise: Again, as the functions of the State are of wide variety,
              legislature does not find itself well equipped with the necessary expertise to
              make laws in all the fields of activity of the State. Executive which is the
              organ looking after the administration of the State as many Departments
              specially dealing in different areas of such activities. In these Departments
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2. Delegated Legislation 27
              many experts are working, who have both expertise and field experience in
              different fields. Therefore, executive has the expertise to make the laws. To
              make use of this expertise, legislature delegates its legislative functions to
              the executive.
28 Administrative Law
       In India, this question was raised before the Privy Council in R. vs. Burah. In that
       case, sec. 9 of an 1869 Act made certain provisions in respect of Garo Hills, and
       empowered the Governor of Calcutta to extend this law to Khasi and Jaintia Hills.
       This provision was challenged as unconstitutional before the High Court, and High
       Court upheld the contention. In appeal against the decision of the High Court, the
       Privy Council held that the Act was constitutional and observed that it was not
       delegated legislation, but only conditional legislation.
       The decision of the Privy Council was interpreted in two different ways in the
       subsequent cases: In some cases it was held that the ratio of Burah was that
       delegated legislation was constitutional in India, while in others it was held that
       the ratio it was that only conditional legislation and not delegated legislation which
       was constitutional in India.
       Later this question also arose before the Federal Court of India in Jatindra Nath vs.
       Province of Bihar. In this case the FC followed the decision of PC in R vs. Burah
       and held that in India there can be no delegation of legislative powers beyond
       conditional legislation. In that case one of the provisions of a temporary Act
       namely, sec. 1(3) of the Bihar Maintenance of Public Order Act, 1948 which
       empowered the Government to extend the life of the Act by one year with such
       modifications as it deemed fit, was challenged as unconstitutional. As the words
       “with such modifications as it deems fit” gave the power of amendment to the
       Government the Federal Court held it unconstitutional.
       Again the question was raised before the Supreme Court of India in Re Delhi Laws
       Act. In this case the facts were that there were few Part C States under the direct
       administration of the Central Government because they did not have a legislature
       of their own. Their laws were to be made by the Parliament. As parliament did not
       find it convenient to legislate for the Part C states, it authorised the Central
       Government to extend any enactment in force for Part A State to Part C State with
       such restrictions and modifications as may the Central Government deemed fit.
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2. Delegated Legislation 29
       This meant that the Central Government could amend the law. This is delegation
       of legislative powers and therefore, was challenged opposed as unconstitutional.
       As the decision of Privy Council in Burah was rendered ambiguous and the
       decision of the Federal Court in Jatindra Nath was not clear, the President of India
       in exercise of his power under art. 143 of the Constitution referred the matter to
       the Supreme Court for its advise.
       Seven judges of the Supreme Court heard that matter and came to the following
       conclusions:
30 Administrative Law
       In Rajnarain Singh vs. Chairman, Patna Administration Committee, sec. 3(1)(f) of the
       impugned Act empowered the Patna Local Administration to select any provision of
       the Bengal Municipality Act, 1884 and apply it to Patna with such modifications
       and restrictions as it deemed fit. This provision was held to be unconstitutional as
       it amounted to picking the policy of the Act.
       In Hari Shankar Bagla vs. State of M.P., sec. 3 of the Act empowered the Central
       Government to make Rules for the purpose of “maintaining or increasing supplies
       of any essential commodity, or for securing thir equitable distribution and
       availability at fair prices”, and sec. 6 provided that “any Rule so made shall have
       effect notwithstanding anything inconsistent therewith in any Act otherthan this
       Act”. The Court held both sections valid because the policy of the Act was
       sufficiently formulated in sec. 3 and clear and sufficent guidance for exercising the
       power was given under that section. Sec. 6 was not viewed by the Court as
       delegation of amending powers but to bypass the conflicting law. Further, the
       Court observed that the effect of bypassing was not created by the Rules made by
       the Government but by sec. 6 made by the Legislature. Therefore, even if the effect
       of sec. 6 be viewed as amendment of the statutes, it was attributable to the
       legislature and not to the executive.
       In Edward Mills vs. State of Ajmer, the legislature made a law for minimum wages
       and prepred a schedule setting up minimum wages for certain industries. Power
       was delegated to vary this schedule by adding other industries to this list. It was
       held to be valid.
       But in Hamdard Dawakhana vs. Union of India, where the Drugs and Magical
       Remedies (Objectionable Advertisements) Act, 1954 provided for the ban on certain
       advertisements which claimed to provide cure or remedy for incurable diseases,
       and sec. 3 of the Act empowered the Government to modify the list by adding to or
       deleting from that list names of any diseases, the provision was held to be
       unconstitutional as it did not provide for sufficient guidelines for the same.
       In Jalan Trading Co. vs. Mill Mazdoor Sabha, sec. 37(1) of the Payment of Bonus
       Act, 1965 empowered the Central Government to make provisions, not
       inconsistent with the provisions of the Act, for removal of difficulties or doubts in
       giving effect to the Act. Sec. 37(1) of the Act makes the provision made by the
       government final. This was held invalid by the Supreme Court on the ground of
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2. Delegated Legislation 31
       excessive delegation. In contrast, sec. 45(10) of the Banking Regulation Act, 1949
       provides that “If any difficulty arises in giveing effect to the provisions of the
       scheme, the Central Government may by order do anything, not inconsistent with
       the provisions, which appears to it necessary or expedient for the purpose of
       removing the difficulty”. This provision was held constitutional. This provision is
       essentially different from sec. 37 of the Payment of Bonus Act, 1965 held invalid
       by the Court. Government is not the final judge, but whether these conditions are
       present or not is open to judicial review.
       In H.R. Banthia vs. Union of India, sec. 5(2)(b) of the Gold Control Act, 1968 which
       empowered the Government to make Rules to regulate the manufacture,
       distribution, use, disposal, consumption, etc. of gold was held to be
       unconstitutional as it did not provide for sufficient safeguards.
       Though strictly speaking there are no different types of delegated legislation, there
       are different methods adopted by the legislature to delegate legislative powers to
       the executive. Broadly, they fall under the following categories:
           1. Skeleton Legislation
           2. Power of Inclusion and Exclusion
           3. Power of Modification of Statute
           4. Power to Impose Tax
       In Hari Shankar Bagla vs. Madhya Pradesh sec. 3 and sec. 6 of the Essential
       Supplies (Temporary Powers) Act, 1946 were challenged. Sec. 3 empowered the
       Central Government to make Rules for the purpose of “maintaining or increasing
       supplies of any essential commodity, or for securing thir equitable distribution and
       availability at fair prices”, and sec. 6 provided that “any Rule so made shall have
       effect notwithstanding anything inconsistent therewith in any Act other than this
       Act”. The Court held both sections valid because the policy of the Act was
       sufficiently formulated in sec. 3 and clear and sufficient guidance for exercising
       the power was given under that section. Sec. 6 was not viewed by the Court as
       delegation of amending powers but to bypass the conflicting law. Further, the
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32 Administrative Law
       Court observed that the effect of bypassing was not created by the Rules made by
       the Government but by sec. 6 made by the Legislature. Therefore, even if the effect
       of sec. 6 be viewed as amendment of the statutes, it was attributable to the
       legislature and not to the executive.
       2. Power of Inclusion and Exclusion: Here the legislature makes the law and in
       the Schedule to the statute names the persons, things or places to which it is
       applicable. Then it empowers the executive to include any other names to the list
       or to remove some names from the list. If a name is added by the government to
       the list, the law will be made applicable to that person, thing or place. Similarly, if
       a name is removed from the list, the law will cease to be applicable to that person,
       thing or place. Therefore, normally this is viewed as a form of conditional
       legislation rather than delegated legislation and is held to be valid. The parent Act
       not only lays down the policy of the law but also makes the law itself. It also
       makes that law applicable to certain persons, things or places and then allows the
       executive only to extend this law to more persons, things or places or to make it
       not applicable to some. Sufficient guidelines are available in the Act for that
       purpose, and the names included by the legislature are themselves sufficient
       guidelines to show what types of persons, things or places are contemplated by the
       legislature. Therefore, generally such a delegation is held to be valid.
       In Edward Mills vs. State of Ajmer, the legislature made a law for minimum wages
       and prepred a schedule setting up minimum wages for certain industries. Power
       was delegated to vary this schedule by adding other industries to this list. It was
       held to be valid.
       But in Hamdard Dawakhana vs. Union of India, where the Drugs and Magical
       Remedies (Objectionable Advertisements) Act, 1954 provided for the ban on certain
       advertisements which claimed to provide cure or remedy for incurable diseases,
       and sec. 3 of the Act empowered the Government to modify the list by adding to or
       deleting from that list names of any diseases, the provision was held to be
       unconstitutional as it did not provide for sufficient guidelines for the same.
             (a) Harishankar Bagla type of Cases: Here the parent statute lays down
                 that the Rules made under the statute are valid even when they are in
                 conflict with the provisions of any other Statute.
             (b) Power of Inclusion and Exclusion: This does not modify the provision of
                 a statute but modifies the operation of the statute.
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2. Delegated Legislation 33
          (c) Delhi Laws Act type of Cases: Here power is conferred upon the executive
              to extend an enactment already in force in one area to other areas with
              such restrictions and modifications as the executive thinks fit. Here, prima
              facie, the law may be modified by the executive in any manner and that
              amounts to the delegation of power to amend the statute. Therefore, it is
              argues that it is unconstitutional being excessive delegation. However, the
              Courts have adopted harmonious interpretation and held them
              constitutional. The Courts have held that the power of modification, though
              the power conferred upon the executive is couched in very wide terms, that
              should not be construed to confer blanket power to the executive to modify
              the statute. The legislature has already made a law and laid down the
              policy of law and provisions of law. The power of modification must be
              within the policy so laid down by the statute and the executive is not
              expected to make such modifications as would change the policy of law.
          (e) Power to Include Removal of Difficulty Clause: This gives the executive
              a lot of discretion to modify the statute in the guise o removal of difficulty.
              Therefore, in England it is nicknamed as the Henry VIII Clause, because
              Henry VIII was known for his autocracy. This kind of provision is normally
              used in socio-economic legislations. In case of such statutes, unforeseen
              difficulties may be encountered at the time of implementation of statute. To
              remove these difficulties the executive is empowered to make necessary
              provisions. In India this type of power is given in two ways: One, to make
              minor modifications without changing the provisions of the Act, and the
              second, to make any modification, even by changing the provisions of the
              Act itself. The former is valid while the latter is unconstitutional. In Jalan
              Trading Co. vs. Mill Mazdoor Sabha, sec. 37(1) of the Payment of Bonus Act,
              1965 empowered the Central Government to make provisions, not
              inconsistent with the provisions of the Act, for removal of difficulties or
              doubts in giving effect to the Act. Sec. 37(1) of the Act makes the provision
              made by the government final. This was held invalid by the Supreme Court
              on the ground of excessive delegation. The government was made the sole
              judge to say (1) whether there was any doubt or difficulty in giveng effect to
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34 Administrative Law
              the Act; (2) whether it was necessary to make any provision to remove it;
              and (3) whether the Rule made by the Government was inconsistent with
              the provisions of the Act.
       But later under many other Acts a similar power is held to be valid. Sec. 45(10) of
       the Banking Regulation Act, 1949, for example, reads, “If any difficulty arises in
       giveing effect to the provisions of the scheme, the Central Government may by
       order do anything, not inconsistent with the provisions, which appears to it
       necessary or expedient for the purpose of removing the difficulty”. The reason for
       holding this valid is evident. This provision is essentially different from sec. 37 of
       the Payment of Bonus Act, 1965 held invalid by the Court. Under the sec. 45 of
       the Banking Regulation Act, 1949, there are three requirements to be fulfilled
       before the order can be validly made under it:
3. that the order is not inconsistent with the provisions of the Act.
       It is worth noting that the Government is not the final judge, but whether these
       conditions are present or not is open to judicial review.
2. Delegated Legislation 35
       (b) Delegation of power to bring a commodity within the purview of tax: For
           the same reason as mentioned above, this delegation is also held to be valid.
       (c) Delegation of power to fix rates of tax: Law made by the legislature may
           impose tax and leave it to the executive to fix the rates of the tax, subject to a
           maximum rate prescribed by the legislature. This is because in many cases it
           is necessary to vary the rates of tax from time to time. For example, under the
           Coal Mines (Conservation and Safety) Act, 1952, the Central Government is
           empowered to impose a duty of excise, subject to a maximum prescribed, on
           all coal raised and despatched, and as a corollary thereof, the Government
           may impose an equivalent import duty on the coal imported.
       (d) Delegation to a representative body: In some cases the power to impose tax
           at is delegated to a representative body such as a municipal corporation,
           which is upheld by the Courts because the representative character of the
           delegatee ensures that the power is not misused.
36 Administrative Law
1. JUDICIAL CONTROL
                                                             Doctrine of
                                                             ultra vires
                                Substantive                                                   Procedural
                                ultra vires                                                   ultra vires
       (a) Substantive ultra vires: Doctrine of substantive ultra vires is applied in three
       stages:
2. Delegated Legislation 37
       1. The parent Act is ultra vires the Constitution: If the parent Act is ultra vires
       the Constitution it is invalid and the rule making powers given under it are also
       invalid. Therefore the rules made under such invalid rule making powers are also
       invalid. In some cases the entire Act may be ultra vires the Constitution, while in
       many cases only a particular provision may be ultra vires the Constitution. Where
       the Act is beyond the legislative powers of the legislature which has made it, for
       example, if the Act is bad for extra territorial operation, or if the Act is on a subject
       on which the concerned legislature cannot legislate, the Act is ultra vires the
       Constitution. Whereas, if the Act is violative of any provision of the Constitution,
       especially of the fundamental rights, only those provisions which are against the
       Constitution will be ultra vires the constitution. If the rule making powers are for
       giving effect to such ultra vires provisions, only then those rule making powers will
       be invalid. If the rule making powers are for giving effect to other provisions or for
       giving effect to the entire Act in general, then they are valid.
       2. The delegation is ultra vires the Constitution: The parent Act may be
       perfectly Constitutional, but the delegation may be excessive delegation, i.e., it
       may delegate essential legislative powers to the delegatee. In such a case the
       delegation of legislative powers will be ultra vires the Constitution.
       3. The delegated legislation is ultra vires the Constitution: In some cases the
       parent Act may be perfectly Constitutional but the rules made under it may be
       ultra vires the Constitution. In such cases, though the parent Act and the
       delegation of legislative powers under the Act are valid, the delegated legislation
       will be unconstitutional.
       Dwarka Prasad vs. State of U.P.: Rule 3(1) of the U.P. Coal Control Order issued
       under sec. 3 of the Essential Supplies (Temporary Powers) Act, 1946 provided that
       no one can carry on business in coal except under a licence, and Rule 3(2)(b)
       empowered the State Coal Controller to exempt any person from the requirements
       of licence. Rule 3(2)(b) was held ultra vires art. 19(1)(g) of the Constitution as it
       places unreasonable restriction on freedom of trade and profession by giving
       arbitrary powers to the Coal Commissioner in granting exemptions.
       Himat Lal K. Shah vs. Commissioner of Police: Bombay Police Act, 1951
       empowered the Commissioner of Police to frame rules for regulation of conduct
       and behaviour of assemblies and processions by prescribing routes and time of
       processions. The Police Commissioner made rules in which Rule 7 provided that
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38 Administrative Law
       no public meeting will be held without his prior permission. This rule was held
       ultra vires on the ground that the rule was an unreasonable restriction on the
       freedom of speech and expression inasmuch as it vested the administrative agency
       with arbitrary discretion in granting or refusing permission.
       4. The delegated legislation is ultra vires the parent Act: The Rules made by
       the delegatee may be beyond the powers given to it by the parent Act. In such
       cases the Rules are said to be ultra vires the parent Act. In some cases, though the
       Rules do not literally exceed the powers given to the delegatee by the parent Act,
       their effect may be such that the Courts can say the parent Act never intended to
       delegate such powers to the delegatee. This is sometimes called extended ultra
       vires. Following are the different cases where the Courts have held that the Rules
       are ultra vires the parent Act.
       Dwarka Nath vs. Municipal Corporation: Sec. 23(1) of the Prevention of Food
       Adulteration Act, 1954 empowered the government to make rules for restricting
       the packaging and labelling of any article of food with a view to preventing public
       from being deceived or mislead as to quantity or quality of the article. Rule 32
       framed under the Act provided that there shall be specified on every label name
       and business address of the manufacturer, batch number and code number either
       in Hindi or in English. Action was taken against Mohan Ghee Company for
       violation of the Rule as on the tins of ghee only “Mohan Ghee Laboratories,
       Delhi-5” was written. The Rule was held to be ultra vires as the power conferred by
       the enabling Act was restricted to quantity and quality only.
       Ibrahim vs. RTA: The rules framed by the administrative authority fixing sites for
       bus stops was held to be ultra vires where the enabling Act authorised the agency
       to make Rules for the control of transport vehicles.
2. Delegated Legislation 39
       Ram Prasad vs. State: Sec. 49 of the U.P. Panchayat Raj Act, 1947 provided that
       every case triable by the Panchayat Adalat must be tried by a Bench constituted in
       a manner laid down in the Act. Rule 87 framed under the Act provided that
       threemembers of a Bench would form the forum. This was less than that provided
       under the Act. Hence, was held ultra vires.
       State of Karnataka vs. H. Ganesh Kamath: Rule 5(2) of the Karnataka Motor
       Vehicles Rules, 1963 provided that even though a person has passed the test for
       driving heavy motor vehicle he cannot obtain licence unless he has a medium
       motor vehicle licence and experience of two years in driving a medium motor
       vehicle. This rule was held to be ultra vires as being in direct conflict with sec.
       7(vii)(a) of the Motor Vehicles Act, 1939 which provided that a person who passes a
       test in driving a heavy motor vehicle is deemed also to have passed the test in
       driving a medium motor vehicle.
       In Mulchand vs.Mukund, Bombay High Court held that rules cannot be challenged
       on the ground that they are unreasonable because they are extension of the
       statute under which they are made.
       Supreme Court also held that jurisdiction under art. 226 does not extend to test
       the reasonableness of rules. In Trustees of Port of Madras vs. Aminchand, the
       Supreme Court held that scales of rates fixed by the Board cannot be declared
       ultra vires on the ground of unreasonableness.
       Air India vs. Nargesh Mirza: A service regulation framed by the Air India which
       had provided for termination of services of an air hostess on her first pregnancy
       was struck down by the Supreme Court as “most unreasonable and arbitrary and
       interfering with the ordinary course of human nature, and hence violative of
       art. 14 of the Constitution.”
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40 Administrative Law
2. Manifestly unjust
3. Bad faith
4. Oppressiveness
         5. Gross interference with the rights of the people that no justification can be
            found in the mind of a reasonable man.
       (d) Rules are mala fide: The rule-making power given to the government is to be
       used in good faith for the benefit of the public and the nation. If it is used
       otherwise, it may be struck down.
       Rule 150-A of the rules framed under the Drugs and Cosmetics Act, 1940 required
       the manufacturers of Eau-de-Cologne to add 1% diethylpthalate, a poisonous
       substance, to it. Bombay High Court struck down the rule observing that
       government cannot enforece its prohibition policy in the guise of prescribing
       standards.
       (e) Rules encroach upon common law rights of the citizens: Many common
       law rights are codified by the Indian legislatures with or without modifications.
       Such rights are available to the people in the form in which they are codified.
       Some other rights are removed or nullified by the Indian legislatures. Such rights
       are not available to the people. Those common law rights which are not codified by
       the Indian legislatures are available to the people in their original form. Thus most
       of the rights in Law Torts are common law rights.
2. Delegated Legislation 41
       examination was held to be ultra vires as it encroaches upon the common law
       rights of the schools.
       (f) Rules conflict with some other Act: Statutes being superior legislation
       always prevail upon the Rules which are subordinate legislation, in case of any
       inconsistency between the two. Therefore, in Re Delhi Laws Act, it was held that
       the words ‘any modification or restriction’ should be given a restricted meaning.
       The modification can only be a minor modification which does not alter the
       provisions of law. The same rule is applicable in respect of conflict between a Rule
       and a provision of any statute.
Vague Rules
       Rules may also be challenged on the ground that they are vague. Vagueness may
       lead to discrimination.
       The legislatures as well as executive have often tried to exclude the jurisdiction of
       the Courts so as to avoid judicial review, by using various clauses in the Rules and
       the parent statutes. Courts have also used their ingenuity to foil such attempts
       either in entirety or in part.
       Exclusion by parent Act: Legislatures can bar or abridge the jurisdiction of the
       Courts. But this is subject to two limitations:
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42 Administrative Law
       Chestor vs. Bateson: The parent statute empowered the government to make rules
       for public safety and successful prosecution of war. The delegated legislation made
       in pursuance of this power provided that no premises can be recovered from the
       possession of any workman employed in the manufacture of war material and
       imposed a penalty for taking legal proceedings in this behalf. The Court held the
       provision bad for preventing people from having recourse to Courts of law. Other
       common efforts to avoid judicial review of delegated legislation can be classified as
       under.
                                                  Attempts to
                                                Exclude Judicial
                                                    Review
                           Derivative                     “conclusive
                                                                              “Ganga” clause
                           immunity                    evidence” clause
       1. “As if enacted” clause: In England the Parliament is supreme and its acts
       cannot be called in question before any Court of law. Therefore, if the delegated
       legislation is to be treated “as if enacted by the Parliament”, then the natural
       consequence is that the delegated legislation also cannot be subject to judicial
       review.
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2. Delegated Legislation 43
       Institute of Patent Agents vs. Lockwood: In this case Lord Herschell held that if
       the delegated legislation is to be treated “as if contained” in the parent statute,
       hence “as if enacted by the Parliament”, it should be treated so for all purposes,
       including the judicial review. Therefore, it cannot be brought under the scrutiny of
       the Courts. This ruling is called the “Herschell Doctrine” or the “Lockwood
       Doctrine”.
       This decision was widely criticised by the jurists as well as judges as it gave
       blanket powers to the executive to make any rules of its choice without the worry
       of judicial review. This decision was overruled in Minister of Health vs. R ex. p.
       Yaffe.
       In India laws made by the Parliament itself are amenable to the judicial review by
       the higher judiciary. Therefore, “as if enacted” clause cannot exclude the judicial
       review of the delegated legislation. Initially in some cases such as R. Subba Rao vs.
       CIT, Orient Weaving Mills vs. UoI, Supreme Court applied Herschell Doctrine and
       held that the Rules cannot be reviewed by the Courts. But quickly it overruled
       these decisions and in State of Kerala vs. Abdulla & Co. held that such a clause
       does not attach any additional sanctity to the Rules.
       In Chief Inspector of Mines vs. K. C. Thapar Court reiterated its decision and held
       that by use of expression “as if enacted” the subordinate legislation does not lose
       its character of being subordinate to the parent statute and the formula does not
       bestow any additional sanctity to subordinate legislation.
       2. Protection of parent Act under art. 31-B: Art 31-B seeks to protect the Acts
       and Regulations specified in the IX Schedule, and their provisions, from being held
       to be void on the ground that they violate or abridge fundamental rights.
       It has been consistently held that placing the parent statute in the IX Schedule
       does not extend the protection to the delegated legislation made under it. This is
       also clear from the words of art 31-B ‘Acts and Regulations’, where Regulations
       means delegated legislation. Unless the delegated legislation itself is placed in IX
       Schedule, it cannot claim immunity.
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44 Administrative Law
       In Prag Rice & Oil Mills vs. UoI, it was held that art. 31-B saves only the parent
       statute and not the administrative rule-making under it.
       The same position was reiterated in many subsequent decisions such as Vasanlal
       Maganbhai vs. State of Bombay, Latafat Ali Khan vs. State of U. P.
       In I. R. Coelho vs. State of Tamil Nadu and Others, now it has been held that
       even a statute which is placed in the IX Schedule can be challenged.
       II. “Conclusive evidence” clause: Often parent statutes provide that the Rules
       made under them shall be published in the Official Gazette and such publication
       is the conclusive evidence that the Rules are validly made in accordance with the
       provisions of the parent statute.
       In Trust Mai Lachhmi Sialkoti Bradari vs. AIT it was held that such a clause cannot
       protect the Rules from substantive ultra vires.
       In Vallbhdas vs.M. C. Akola, it was held that even in case of procedural ultra vires,
       the conclusive evidence clause can help the rule making authority only if the steps
       not taken are of a minor or directory nature.
       B. K. Srinivasan vs. State of Karnataka: The clause in question provided that any
       act done or appointment made under the Rules shall not be called in question
       before any Court of law merely on the ground of some procedural irregularity not
       leading to any injustice to any party. The clause did not prohibit parties from
       questioning the validity of the Rules on the ground of substantive ultr vires, nor on
       the ground of procedural ultra vires of a serious nature, inasmuch as the clause
       referred to procedural irregularity and not illegality. Further, it did not prohibit
       parties from challenging the Rules even in case of minor deviations if the same
       lead to injustice. Hence the clause was upheld by the Court.
2. LEGISLATIVE CONTROL
       Legislature is the principle in respect of the delegation of the legislative powers and
       the delegatee is the agent. Therefore the legislature has always the power to
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2. Delegated Legislation 45
       control the legislative powers of the delegatee. In India the legislative control of
       delegated legislation is done mainly in two ways:
           1. Direct control
           2. Indirect control
Legislative Control
         General                  Special
         Control                  Control
           1. General control
           2. Special control
       Direct general control is exercised by the legislature in the following ways
       (a) Through debate on Act containing the delegation of rule making powers.
           Members may discuss about the necessity the extent and type of delegation
           and the authority to whom the power is to be delegated.
       (b) Through questions and notices. Any member of the legislature may ask
           questions on any aspect of delegation of legislative powers. If he is not satisfied
           by the answer given by the concerned minister, he can give notice for
           discussion under Rule 59 of the Procedure and Conduct of Business in Lok
           Sabha.
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46 Administrative Law
       (c) Through resolution and notices in the house. Any member may move a
           resolution on motion if the matter regarding delegation is urgent and
           immediate and the reply of the government is unsatisfactory.
       (d) Through vote on grant. Whenever the budgetary demands of a ministry are
           present any member may propose a cut and this proposal gives rise to a
           discussion on the exercise of rule making power by that ministry.
       (e) Through a private member's bill seeking modifications in the parent Act or
           through debate at the time of discussion on the address by the President to the
           joint session of the Parliament, the members may discuss the delegation of
           legislative powers.
       These methods are called direct general control because they can be used for any
       other purpose also. They are not restricted to control of delegated legislation only.
       Direct special control is used for controlling only delegated legislation it is not
       useful to control any other matter. Therefore it is called special control.
       This control is exercised in the form of the requirement that the rules shall be laid
       before the Parliament. This is done in various ways.
       (a) Laying with no further direction: Here the rules come into effect as soon as
           they are laid before the Parliament. No further action on the part of the
           Parliament is necessary. This requirement is made only to inform the
           Parliament about the exercise of the rule making power given to it by the
           Parliament.
       (b) Laying subject to negative resolution: Here the rules come into effect as
           soon as they are laid before the Parliament but will cease to have effect if a
           negative resolution is passed by the legislature.
       (c) Laying subject to affirmative resolution: This requirement may have two
           different forms:
             (i) That the rules shall have no effect or force unless approved by a
                 resolution of each House of Parliament;
             (ii) That the rules shall cease to have effect unless approved by an
                  affirmative resolution.
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2. Delegated Legislation 47
       (d) Laying in draft form subject to negative resolution: Here the Rules are
           required to be placed before the legislature in draft form. They will come into
           force after 40 days if no negative resolution is passed before that date.
       (e) Laying in draft form subject to affirmative resolution: Here the Rules are
           laid before the legislature in draft form and they will come into effect only after
           they are approved by the House.
           1. Whether the Rules are in accordance with the general object of the Act.
           2. Whether the Rules contain any matter which                should   have   been
              incorporated in the Act and not in the Rules.
           3. Whether it contains imposition of Tax.
           4. Whether it directly or indirectly bars the jurisdiction of the Court.
           5. Whether it is retrospective.
           6. Whether it involves expenditure from the Consolidated Fund.
           7. Whether there has been unjustified delay in publication of the Rules.
           8. Whether the Rules require any further elucidation.
       In 1964 a similar Committee was established in Rajya Sabha and this Committee
       discharges similar functions as its counter part in the Lok Sabha. These
       Committees have scrutinised most of the Rules and have helped in avoiding
       unnecessary litigation.
3. PROCEDURAL CONTROL
48 Administrative Law
       Some statutes require that before drafting Rules some specialist body, such as Tea
       Board, which has the expertise in the field and represents the affected interest or a
       regulatory authority, such as SEBI or Bar Council, should be consulted. Whether
       non-compliance with such requirement renders the Rules invalid depends upon
       whether the requirement is mandatory, which in turn depends upon provision for
       adverse consequences in case of non-compliance. I. P. Massey lists five such
       requirements:
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2. Delegated Legislation 49
       Re Panama Case was the eye opener. The relevant NRA Regulations provided for
       punishment for offences under the Regulations. It was found that many people
       were punished for the offences many years after the repeal of the Regulations
       because the repeal was not properly published. This made the US SC to advise the
       Congress to maintain a Federal Register and enter the laws made and repealed in
       that Register. The laws will come into effect only when they are entered in the
       Register.
       Similarly in England a statute or Rules come into force only when they are printed
       and published by the Queen’s (or Kings) Printer.
       In Harla vs. State of Rajasthan, Jaipur Opium Act was enacted, but was never
       published. Harla was prosecuted for violation of the Act. It was held that a rule
       needs publication of some reasonable sort for being brought into being.
       What is required is that the affected persons must know about the creation,
       commencement, amendment and repeal of laws. Only then they will be able to
       abide by them. Form of publication is not very important as long as this
       requirement is satisfied. Often the parent Act prescribes the mode of publication of
       the Rules. If the parent Act is silent, even then publication is mandatory, and
       publication of the Rules is Official Gazette is taken as sufficient publication.
50 Administrative Law
         1. Language of the statute – if the statute uses the term shall, it is presumed,
            but not conclusive, that the mode is mandatory.
       In the instant case, the Rules of Agricultural Produce Marketing Corporation were
       applicable mainly to agriculturists and the consequences of breach entailed
       criminal liability, Court held that publication in Official Gazette is not sufficient.
       In contrast, in Raza Buland Sugar Co. Ltd. vs. Municipal Board Rampur,
       while the parent Act required that the Rules must be published in Hindi language
       in Hindi newspapers, and the Rules were published in Hindi language in Urdu
       newspapers, it was contended by the government that Urdu newspaper was
       chosen because it had better circulation. Court upheld this contention as the
       publication met the object.
2. Delegated Legislation 51
       However, Courts need not strike down Rules which are not published. In Kishori
       Lal vs. State of UP where Excise Rules were treated as directions as they were
       not published as required by the parent Act.
       Ultra vires Rules are invalid and hence void. They are considered as to have never
       existed at all. The same cannot operate as estoppel nor can it be validated by
       ratification.
       Bar Council of India vs. Surjeet Singh: Advocates Act empowers the Bar
       Council of India to make rules for prescribing qualifications and conditions
       entitling advocates to vote at elections to the Bar Council. Rules made by State
       Bar Council in this respect were held to be void and could not be revived by the
       ratification of the same by the Bar Council of India.
       However, where the authority has no powers to make Rules, but has powers to
       issue directions in the same matter, the Courts may examine whether the
       provisions which are invalid as rules may be held to be valid as directions.
       However, such a finding may not be given where it puts public to unnecessary
       hardships.
       Legislatures are competent to make laws with retrospective effect, except in case of
       criminal laws. Art. 20 of the Constitution prohibits retrospective criminal laws.
       Unlike legislature, executive cannot make retrospective laws by default. This has
       been consistently held by the Courts in many cases. ITC Bhadrachalam Paper
       Boards vs. Mandal Revenue Officer is one of such cases in which this rule was
       reiterated by the Supreme Court. But where the parent statute permits making of
       retrospective Rules, Courts have upheld retrospective Rules.
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52 Administrative Law
       But, in B. S. Yadav vs. State of Haryana, it was held that just because the
       parent statute permits making of retrospective Rules, Rules may not be made with
       retrospective effect. There must be some reason for making the Rules with
       retrospective effect.
       In A. V. Nachane vs. UOI, it was held that by making rules with retrospective
       effect, judgement of High Court in a Writ Petition cannot be undone.
       Art. 309 of the Constitution provides that the service of Government servants shall
       be governed by the laws made by the legislature. In the absence of the laws made
       by the legislature, Government may make Service Rules to govern the conditions of
       service of the Government servants. In B. S. Vadera vs. UoI, it was held that such
       Rules being substitute for the laws made by legislature, can be retrospective in
       operation.
       In B. S. Yadav vs. State of Haryana it was held that the Rules cannot be made
       with retrospective effect so as to violate arts. 14, 16 or 31.
       In T. R. Kapoor vs. State of Haryana Supreme Court observed, “But the date from
       which the are made to operate must be shown to bear, either from the face of it or
       by extrinsic evidence, reasonable nexus with the provisions contained in the
       Rules, especially when the retrospective effect extends over a long period of
       time ...”
FINANCIAL LEVY
EXPLANATORY NOTES
       Often while making the Rules, the Rule-making authority does not realise certain
       practical difficulties in implementation of the Rules. When such difficulties are
       realised, the Rules are amended. But in some cases, instead of amending the
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2. Delegated Legislation 53
       Rules, the authorities may append explanatory notes to the Rules. Depending
       upon the circumstances such notes are held to be legislative or executive in nature
       In Tara Singh vs. State of Rajasthan, the notes were held to have a legal effect
       similar to those of the Rules themselves. The purpose of the explanation was to
       provide procedure, control discretion and fill up gaps where the Rules were silent.
       The same position was reiterated in UOI vs. Charanjit Gill where too the notes
       were held to be administrative in nature.
       A close examination of the following two cases can give the reason for the different
       judgements in the above cases.
       In Naga People’s Movement of Human Rights vs. UoI, it was held that executive
       instructions issued to fill up gaps in statutory provisions have binding force.
       In Parameshwar Prasad, it was held that such directions can be issued only by
       the authority having power to make Rules.
       Therefore, it may be concluded that to acquire the nature of Rules, the notes must
       satisfy the requirements of a valid Rule. Naga People’s Movement of Human Rights
       suggests that the notes should not be in conflict with the statute or Rules.
       Parameshwar Prasad suggests that the notes may be made only by the authority
       having Rule-making powers. In other words, when the notes are treated as Rules,
       there should not suffer from substantive ultra vires. On the same lines we may
       also conclude that if any procedure is provided for making the Rules, the same
       should be followed in making the notes, otherwise when treated as Rules they will
       suffer from procedural ultra vires.
54 Administrative Law
       Sometimes the delegatee further delegates the power to make rules. Such
       delegation is held to be ultra vires unless specifically provided for under the
       statute.
       Ganapati Singhji vs. State of Ajmer: Sec. 40 of the Ajmer Laws Regulation,
       1877 empowers the Chief Commissioner to make rules regarding “the
       maintenance of watch and ward, and establishment of proper system of
       conservancy and sanitation at fairs and large public assemblies”. Rule 1
       prohibited holding of fairs except under a permit issued by the District Magistrate
       who had to “satisfy himself before issuing a permit that the applicant was in a
       position to establish a proper system of conservancy, sanitation, and watch and
       ward at the fair.” Rule 1 further provided that the District Magistrate could “revoke
       any permit without assigning any reason and without giving prior notice”. The
       delegation of powers by the Chief Commissioner to the District Magistrate was
       held to be ultra vires.
       Hari Shankar Bagla vs. State of Madhya Pradesh: Sec. 3 of the Essential
       Supplies (Temporary Powers) Act, 1946 empowered the Central Government to
       make Rules and sec. 4 empowered the Central Government to delegate this power
       to any authority. This was upheld as the statute itself can empower the delegatee
       to sub-delegate.
       Sub-delegation is ultra vires under the maxim delegatus non potest delegare, but
       one of the exceptions to the rule is consent of the principal.
WAIVER OF RULES
CHAPTER III
                                                3. QUASI LEGISLATION
                                   •   Quasi Legislation
                                   •   Quasi Legislation and Delegated Legislation
                                   •   Identification of Quasi Legislation
                                   •   Enforceability of Quasi Legislation
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INTRODUCTION
       Directions often look like Rules because of their general nature. But there are
       several significant differences between directions and Rules.
         1. Rules may be made only where the legislature delegates its powers to the
            executive through a statute. Directions may be issued by the executive
            authorities in exercise of their administrative powers, especially under art. 73
            in case of the Union Government and art. 162 in case of the State
            Government.
         2. Rules are made by the executive as an agent of the legislature. Directions are
            issued by the executive in its own capacity as executive.
         4. As Rules are law, they are binding on the Government as well as the
            individuals. But directions are not so binding.
3. Quasi Legislation 57
       Sometimes, as we have observed supra, Courts try to avoid quashing of ultra vires
       Rules if they can be sustained as directions. There are two situations where this
       can happen:
          2. Where the rule-making authority has made the rules without following the
             procedural requirements laid down in the parent statute.
       Thus, Chapter XXIII of the U. P. Police Regulation which deals with ‘Disciplinary
       Proceedings in Police Force’ was held to be delegated legislation in U. P. vs. Babu
       Ram, while Chapter XI of the same Regulation dealing with the ‘Mode of
       Investigation by the Police into Criminal Charges’ was held to be quasi legislation
       in Niranjan Singh vs. U.P.
       In State of U. P. vs. Kishori Lal, Excise Rules which required publication were not
       published. Hence, the Court found them invalid for procedural ultra vires. But
       instead of setting them aside, the Court found it proper to treat them as
       directions.
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58 Administrative Law
       However, the rules so found ultra vires should be within the powers of the rule-
       making authority to issue directions.
       If the instrument does not disclose the authority under which it is made and no
       mandatory procedure is prescribed for delegated legislation in the statute, it is
       very difficult to identify the instrument.
       In such cases, it is suggested that one has to observe the following four things in
       relation the given instrument.
       If the first two questions are answered in the affirmative, the Courts prefer to hold
       that they are directions. Thus, the interest of the individuals may be better
       protected. If the last two questions are answered in the affirmative the instrument
       is treated as Rules so that individuals can enforce it.
       Where the rules purported to be made by the government turn out to be ultra
       vires, in some cases they may be treated as directions.
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3. Quasi Legislation 59
       For example, where the rules which are to be made by following some mandatory
       procedure are made without following it, the courts may, instead of striking them
       down, may examine the possibility that they may be considered to be directions.
       This is possible if the government has power to make such directions and the
       same are in favour of the individuals.
       Similarly, where the provision confers power to make rules to give effect to the
       provisions of the statute, and the rules made by the government cannot be said to
       give effect to the provisions of the statute, the same may be held to be directions if
       they may be valid as such.
       Kumari Regina vs. A. E. H. School: Where the Grant-in-Aid Code required that
       the teachers must be paid salaries which shall not be less than the minimum
       prescribed, violation of the requirement was held to be not justiceable.
       J. R. Raghupathy vs. State of Andhra Pradesh: The State Government had the
       statutory power to decide the locations of mandal headquarters. Government
       asked the Collectors to send proposals for this purpose for the consideration of the
       government. He government issued certain guidelines for making proposals. It was
       held that these guidelines are departmental in nature and hence cannot be
       enforced.
       Raman and Raman vs. State of Madras: It was held that even where the
       directions are issued under a statute, they are not rules and cannot have the
       status of law, hence cannot be enforced.
       S. K. Agarwal vs. State: Orissa High Court held that non compliance of Orissa
       Forest Code by the concerned officers does not confer upon the individual any
       justiceable right.
60 Administrative Law
       K.M. Shanmugam vs. SRVS Ltd.: Sec. 47 of the Motor Vehicles Act, 1939
       provided that an RTA, while considering an application for a stage carriage permit,
       is enjoined to have regard, inter alia, to the interest of the public generally.
       Sec. 43-A of the Motor Vehicles Act, 1939 (as applicable to Madras) empowered the
       State Government to issue such orders and directions of a general nature as it
       may consider necessary, in respect of any matter relating to road transport, and
       the transport authority concerned “shall give effect to such orders and directions”.
       Hence, it was held that the breach of direction also amounts to breach of statute,
       and hence can be enforced.
       Ellerman Lines vs. CIT: Under sec. 5(8) of the Income Tax Act, 1922 provided
       that all officers shall observe and follow the orders, instructions and directions of
       the Central Board for Revenue.
       In some other cases, the superior authority may enter into a contract with some
       party and issue directions to the subordinates to do some act which is necessary
       to fulfil the obligations of the department under the contract. If a subordinate
       officer fails to follow the directions, it may amount to breach of contract on the
       part of the department. In such cases, the department, and not the officer
       committing the violation of direction, will be responsible for the breach of contract.
3. Quasi Legislation 61
       UOI vs. Indo-Afghan Agencies: Export Promotion Scheme declared by the Textile
       Commissioner provided for certain incentives to the textile exporters. The
       respondent, in order to avail the benefit under the order, exported sizeable
       quantity of goods. However, he was given only a small fraction of the benefit to
       which he was entitled under the Scheme. It was held that the government was
       estopped from contending that the respondent could not seek to enforce the
       Scheme as the same was administrative in nature.
62 Administrative Law
       deviation belies his legitimate expectation. Hence, the Courts enforce the direction
       so that the legitimate expectation is not belied.
       Mannalal Jain vs. State of Assam: Assam Food Grains (Licensing and Control)
       Order, 1961 laid down five considerations for the licensing authorities to keep in
       mind while granting or refusing to grant licences. One of the considerations was
       that a co-operative society was to be given preference. Government issued another
       circular directing that only a particular co-operative society should be preferred
       and no other. This was held to be invalid, as it amount to discrimination.
       A. Perikaruppan vs. Tamil Nadu: Order for selection of candidates for admission
       to medical colleges was held to be bad for not following the criterion laid down in a
       government direction.
       7. Directions are inconsistent with Statute or Rules: Statues and Rules being
       laws, always prevail upon directions which are not law. As a result, directions
       cannot change law. Any direction intended to change law will be invalid in itself.
       V. T. Khanzode vs. RBI: Basis of seniority prescribed by the Rules was sought to
       be altered by directions. The directions were held to be invalid as directions cannot
       change the law.
       S. L. Sachdeva vs. UoI: The Court observed, “No one can issue directions which,
       in substance and effect, amendment of the Rules made by the President under art.
       309. That is elementary.” Government contended that the direction in question
       was aimed at further and better implementation of the Rules and not to amend
       them. But the Court did not accept the contention and held that the directions
       had the effect of amending the Rules and not merely supplementing them. “Any
       direction that goes beyond it and superimposes a new criterion on the Rules will
       be bad as lacking in jurisdiction”.
3. Quasi Legislation 63
       to be convenient and have worked well. No one is obliged to observe them any
       longer.
       N. P. & A vs. UoI: Government of India has promulgated the Imports (Control)
       Order, 1959 in the exercise of the powers conferred on it by secs. 3 and 4(a) of the
       Imports and Exports (Control) Act, 1947. Rule 10-C of the order empowers the
       Chief Controller of Imports and Exports to issue directions regarding the sale of
       such imported goods as could not be utilised by the licensee for the purpose for
       which they were imported. Apart from the Order, the Government of India also
       issued certain directions under administrative powers relating to the same aspect.
       Allahabad High Court held that the directions cannot override the Order.
       Naga People’s Movement of Human Rights vs. UoI: It was held that executive
       instructions issued to fill up gaps in statutory provisions have binding force.
       10. Directions are issued for interpreting a statute or Rules: In the guise of
       interpreting statute or Rules the provisions sought to be interpreted cannot be
       undermined. Any such direction will be held to be invalid.
64 Administrative Law
       11. Directions are illogical, irrational, unfair or unjust: Such directions may be
       applied arbitrarily leading to discrimination and hence are always held to be
       violative of art. 14 of the Constitution.
       12. Directions are Vague: Vague directions are directions which have no specific
       meaning, and can be interpreted in any manner as per the convenience of the
       officer applying them, which again leads to discrimination and hence such
       directions are hit by art. 14.
       13. Directions affect individual rights: Rights of individuals can be taken away
       or abridged only by legislature and not by executive. Any direction affecting rights
       of individuals can be successfully challenged as invalid.
       But if the directions are issued not in respect of a particular case or particular
       type of cases, but in the form of general guidelines, the same may be upheld as
       valid. Such directions not only bring uniformity in the exercise of discretion by
       different authorities, but also bring predictability and certainty in the exercise of
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3. Quasi Legislation 65
       the discretion. People can predict the manner in which the authorities will exercise
       their powers. Such directions may also control the use of powers by the
       authorities.
       In B. Rajagopala Naidu vs. State Transport Appellate Tribunal, the Supreme Court
       gave restricted meaning to sec. 43-A of the Motor Vehicles Act which empowers the
       government to issue directions to any authorities. Accordingly, the phrase ‘any
       authorities’ does not include quasi judicial authorities.
       Sec. 119 of the Income Tax Act, 1961 specifically provides that CBDT cannot issue
       directions to the Assistant Commissioner (Appeals) in the exercise of appellate
       functions.
       In these cases also directions providing for general guidelines and procedure to be
       followed by the quasi judicial authority may be upheld.
                             PUBLICATION OF DIRECTIONS
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CHAPTER IV
4. NATURAL JUSTICE
                                  •   Natural Justice
                                  •   Rule Against Bias
                                  •   Rule of Fair Hearing
                                  •   Application of Rules of Natural Justice
                                  •   Effect of Failure of Natural Justice
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INTRODUCTION
       Natural Justice is the set of fundamental rules which governs the adjudicatory
       functions under the Anglo-American Jurisprudence which is also followed in India.
       This concept is so basic that every authority discharging judicial or quasi-judicial
       functions must follow these rules. Otherwise, the very jurisdiction of the authority
       will be lost. Principles of natural justice are partly applicable to the administrative
       discretionary functions. But the recent trend is to apply both the principles of
       natural justice to administrative discretionary functions also.
To sum up,
       The law made by the legislature must provide for a procedure to be followed by
       these above authorities and that procedure must be in conformity with the rules of
       Natural justice. If the law does not provide for any procedure, then following
       natural justice is implied. If the law made by the legislature is at variance with
       natural justice to that extent the law itself will be invalid. Though natural Justice
       is not specifically provided for under our constitution, still the courts have read it
       into our constitution and held it to be the part of the basic structure of our
       Constitution.
68 Administrative Law
             1. Rule Against Bias which is based on the maxim “Nemo judex in causa sua”
                (No one can be a judge in his own case).
             2. Rule of fair hearing which is based on another maxim “Audi alteram partem”
                i.e., here the other side.
       “Nemo judex in causa sua” means that no one can be judge in “one’s own case”
       means a case in which one is interested i.e., a case in the outcome of which one is
       interested. A person may be interested in a case in many different ways. Therefore,
       he will be prejudiced in many ways. Prejudiced means arriving at a decision before
       hearing a case. In other words, before hearing the case itself the person will have
       made up his mind to decide the case in one way or the other instead of arriving at
       a decision after hearing the case. Depending upon different type of interest a
       person may have in the case, there are different types of bias which are: personal
       bias, pecuniary bias, bias as to subject matter, departmental bias and pre-
       conceived notion bias.
PERSONAL BIAS
       When the deciding authority himself is a party or is related to one of the parties it
       is called personal bias. Relationship here means anything such as blood
       relationship, relation through marriage, professional or business relation,
       friendship, or enmity. Not only where one of the party is related to the deciding
       authority, but also where the advocate of one of the parties is related to the
       authority, there will be apprehension in the mind of the party, opposite party that
       the deciding authority will be prejudiced. Where, the deciding authority himself is
       a witness, he will be prejudiced because he will not accept the advance evidence as
       true even though he is mistaken about the fact, he will maintain that what he
       thinks is true, this will seriously affect the decision in the case. Similarly, if he is
       related to one of the witnesses, he will be inclined to accept the version of that
       witness even if that is an erroneous version.
4. Natural Justice 69
       Ganga Bai Charities vs. CIT: A lawyer while acting as a special counsel for the
       Income Tax Department gave an opinion that an assesee trust was not entitled to
       the tax exemption. Later he was elevated as the judge of the High Court and
       decided the same matter sitting as a judge. Neither party objected. SC held that
       there was no real likelihood of bias as a routine opinion given by a busy advocate
       will act as bias seven years later.
       Difference between the above two cases is that in Manaklal the objection was
       raised at the earliest opportunity, and changing the Chairman did not involve any
       loss or inconvenience to the other party. In Ganga Bai Charities, the objection was
       raised very late, after the judgement was pronounced. The Court did not find any
       strong ground to set aside the impugned judgement. If a party, with full
       information and knowledge of facts waive their right to object, later it cannot raise
       the plea when it suffers an adverse decision.
       Fakruddin vs. Principal Custodian: SC held that a judge who was formerly
       advocate of one of the parties decides a matter even after objection, there is a real
       likelihood of bias.
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70 Administrative Law
       R. Balaksrishna Pillai vs. State of Kerala: SC held that that a judge was an
       opposing counsel before an enquiry commission is not sufficient to infer bias. It
       was observed that though the state of mind of the person who entertains an
       apprehension of bias is relevant, but that is not all. That apprehension must
       appear to the court as genuine, reasonable and justifiable.
       Dr. G. Sarana vs. University of Lucknow: If a party, with full information and
       knowledge of facts waive their right to object, later it cannot raise the plea when it
       suffers an adverse decision.
PECUNIARY BIAS
       When the presiding authority is likely to earn some gain by deciding the case in
       one way, he is likely to decide in that way, when the deciding authority is likely to
       suffer a loss by deciding the case in some other way, he will try to decide the case
       in opposite way, in order to avoid the loss. Whenever there is a likelihood of any
       gain or loss, however small that gain or loss may be, there is always an
       apprehension that the deciding authority will decide the case with a prejudiced
       mind.
       However, if there is no nexus between the pecuniary interest and the case, there
       cannot be bias.
       R. vs. Mulvihill: In a case of bank robbery, the judge who was holding shares in
       the bank cannot be said to be biased, as he will not gain or lose anything by
       deciding the case in one way or the other.
BIAS AS TO SUBJECT-MATTER
       Deciding authority being a human being will be interested in some subject such as
       environment, prevention of cruelty to animals etc. However, we cannot say that
       the judge will be deciding a case in one way or the other because of such interest
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4. Natural Justice 71
       alone. But still there may be an apprehension in the mind of the parties that his
       interest will dictate his decision.
       R vs Deal Justices ex p Curling: It was held that the Magistrate was not
       disqualified to try a case of cruelty to an animal on the ground that he was a
       member of the Royal Society for the Prevention of Cruelty to animals as that did
       not prove a real likelihood of bias.
DEPARTMENTAL BIAS
       If the deciding authority belongs to the same department as one of the parties,
       then he will try to protect the party belonging to his department. In many cases
       the party belonging to his case represents the department itself and his success
       will be in the interest of the department to which the deciding authority also
       belongs. Eg. In case of sales tax or income tax one of the parties will be a person
       belonging to a department against whom the other party makes an allegation that
       he has charged an amount of tax which the complaining party is not liable to pay.
       If this contention is accepted there will be loss of revenue to the department. If the
       deciding authority feels that being an officer of the department he should protect
       the interest of the department and pass an order blindly in favor of the party
       belonging to his department, there may be injustice. In some other cases the
       action of one of the officer of the department may be challenged before a higher
       authority in the same department. Because of working in the same department the
       mentality of both the officers may be same and the deciding authority may feel
       that the decision of the subordinate authority is proper.
       However, such situations cannot be avoided because the deciding authority should
       have expertise and experience in the matter before him which means it is
       necessary that he should belong to that department.
       In Hari vs DCP, an externement order was challenged on the ground that since
       the Police Department which initiated the proceeding and the department which
       heard and decided the case were the same, the element of departmental bias
       vitiated administrative action. The court rejected the challenge on the ground that
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72 Administrative Law
       Gullappally Nageswara Rao vs. APRTC (II Case): Court refused to quash road
       nationalization scheme where hearing was given by the transport minister. It was
       held that the minister cannot be said to be the part of the department in the same
       way as the secretary is.
       Krishna Bus Service vs. State of Haryana: The General Manager of Haryana
       Roadways was conferred powers of a Deputy Superintendent of Police. This gave
       him power to inspect vehicles not only of Haryana Roadways, but of the rival
       companies also. Therefore, the conferment of powers was quashed on the ground
       of departmental bias.
       State of U. P. vs. R. S. Sodhi: It was held that police department should not
       investigate into fake encounters.
       Deciding authority being a human being will be having his own notions which are
       the outcome of his background. So depending on the family background, cultural
       background, etc. every person has got his own notion. We cannot expect a
       deciding authority to decide a case with a blank mind Therefore; this type of bias
       is also unavoidable.
       In Franklin vs. Minister of Town and Country Planning (Stevenage Case) 1, the
       appellant challenged the Stevenage New Town Designation Order, 1946 on the
       ground that during the public hearing on the matter, the minister made a remark,
       “I want to carry out a daring exercise in town planning”. The gathering shouted its
       opposition to this. On this the minister said, “It is no good your jeering! It is going
       to be done.” Hence, it was contended that the hearing was not given with open
       mind. The minister had so strong conviction that his mind was closed. The court
       dismissed the case on technical grounds, but the contention appears to be
       reasonable.
4. Natural Justice 73
       This bias is most difficult to avoid. Every human being has one or the other view of
       a matter. No one can sit to decide a matter with a blank mind. Therefore Lord
       Devlin observed, “The judge who is confident that he has no prejudices (or bias) at
       all is almost certain to be a bad judge. Prejudice cannot be exorcised, but like a
       weakness of the flesh it can be subdued. But it has first to be detected.”
       I. P. Massey also quotes The Tribune, reporting a decision of the Supreme Court
       wherein a new kind of bias, namely bias arising through unreasonable obstinacy
       was discovered. In the instant case the order of a judge of the Calcutta High Court
       was reversed by the Division Bench of the High Court. In a fresh writ petition, the
       judge validated his earlier judgement which was reversed by the Division Bench.
CONCLUSION
       As it can be seen from the above discussion, the first two types of bias are more
       serious in nature but at the same time, they are avoidable. If a judge is having
       personal pecuniary bias in the subject-mater of the case, he can refrain from
       deciding the case and the matter may be entrusted to some other person to decide.
       The latter three are less serious and at the same time unavoidable. Therefore, the
       courts show different attitude towards these two categories of bias.
       Where there is a personal bias or pecuniary bias, courts will not allow the deciding
       authority to proceed with the matter. It is immaterial whether his judgement will
       be affected by the bias or not. It is sufficient if there is an apprehension in the
       mind of a party that he will not get justice from that authority. This principle is
       expressed by the courts by saying that “justice should not only be done but it
       must also appear to have been done.” What is seen by the courts is whether there
       is a reasonable apprehension or real likelihood of bias and this can be seen at the
       beginning of the case itself.
       Therefore, a person may take a contention that the deciding authority is biased at
       the earliest opportunity. If he fails to take that contention at the earliest
       opportunity, it will be deemed that he has waved his right to object and he will not
       be able to take up that contention at a later stage or after the decision.
       But in the latter three types of bias, the deciding authority will be disqualified from
       taking the decision only if he is really biased. In some cases, this bias will be
       apparent from the way the hearing is conducted by the deciding authority. But in
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74 Administrative Law
       majority of cases will be apparent only after the decision is given by the authority.
       Therefore, courts prefer to wait until the authority decides the matter and then
       examine whether his decision is really affected by the bias. If not the decision will
       be valid. The existence of bias can be known only after the decision in the case.
       1. Right to Notice
       State of J&K vs. Haji Wali Mohammed: A notice giving 24 hours to demolish a
       building in dilapidated condition was held to be too less to be fair.
       Joseph Vilangadan vs. Executive Engineer (PWD): The appellant was given a
       contract of construction by the PWD. He could not start the work on time. A notice
       was given to him stating, “You are, therefore requested to show cause within seven
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4. Natural Justice 75
       days from the receipt of this notice why the work may not be arranged otherwise at
       your risk and loss through other agencies after debarring you as defaulter.” He
       was then debarred from all future contracts under the PWD. Quashing the order
       the Supreme Court held that the words “debarring you as defaulter” did not give
       adequate notice to the appellant of the fact that he would be debarred from all
       future contracts with the PWD.
       Appropriate Authority vs. Vijay Kumar: Where the material on the basis of
       which compulsory purchase of property by the Income Tax Department was not
       disclosed in the show cause notice and the venue of hearing was changed without
       giving reasonable time to the transferor to reach the venue, Supreme Court held
       that there is violation of natural justice.
       Ajit vs. G.M., BEST Undertaking: Notice as required under sec. 105-B of the
       BMC Act, 1888 to an allottee of a municipal premises need not be given to all
       persons living with the allottee.
       Notice to a large section of public who are generally educated may be given
       through publication in newspaper.
       Shiv Sagar Tiwari vs. Union of India: Notice published in newspapers to enable
       out-of-turn allottees of government quarters in Delhi to represent before the
       Supreme Court against proposed cancellation of allotments was held to be
       sufficient and adequate notice.
       However, notice may not be insisted as a mere formality, when the party clearly
       knows the facts and will not be prejudiced by failure to give notice.
       Keshav Mills Co. Ltd. vs. Union of India: Taking over of the petitioner’s mill by
       the government for five years was not quashed by the court merely because there
       was failure to give notice. This is because at an earlier stage a full fledged hearing
       was given to the petitioner and he was aware of all the facts.
76 Administrative Law
2. Right to Appearance
       Unless the relevant statute or rules require, there is no rule that the material
       should be supplied in the full or in original form. A summary of the material is
       sufficient if it is not misleading. The party may be allowed inspect documents and
       make notes.
       The main rule is that nothing which is not disclosed to the other side can be used
       against the party.
4. Natural Justice 77
       The opportunity must be given in respect of the case being heard. If it is given in a
       casual manner or in respect of some other thing, requirement of audi alteram
       partem is not satisfied.
       Oral hearing is not an integral part of audi alteram partem except where under the
       peculiar circumstances of a case the person will not be in a position to effectively
       present his case.
       Southern Painters vs. Fertilizers and Chemicals, Travancore Ltd.: It was held
       that oral hearing is necessary before deletion of the name from list of approved
       contractors.
       Dhakeshwari Cotton Mills Ltd. vs. CIT: Supreme Court quashed a decision of
       the administrative authority passed by it without allowing the assessee to present
       material evidence.
       R. B. Shreeram Durga Prasad vs. Settlement Commission (IT & WT) : The
       Commission allowed the assessee only to present objections to the statement of
       the CIT. Supreme Court felt that the opportunity given to the assessee was
       inadequate as there was no opportunity afforded to the assessee to prove his case.
       Generally, it is not the obligation on the part of the authority to help the person to
       collect or present the evidence.
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       A. K. Roy vs. Union of India: It was held that if the detenu wants to examine the
       witnesses, he has to see that they are present at the appointed time and give
       evidence before the concerned authority. It is not the duty of the authority to
       summon them.
       That does not mean that the authorities have no right to collect the evidence in the
       manner they consider the best. The only requirement is that the evidence so
       collected must be disclosed to the parties and they must be afforded an
       opportunity to rebut it.
       In other cases, the party should be given the right to cross examine the witnesses
       and to confront the documents submitted against him.
       Sometimes this cannot be done by the party himself. He needs the assistance of
       an advocate. In such cases he may be allowed to be represented by an advocate.
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4. Natural Justice 79
       Kannungo & Co. vs. Collector of Customs: 390 watches were confiscated under
       the Sea Customs Act from the premises of the company.
       State of Kerala vs. Shduli Grocery Dealer: It was held that the denial of
       dealer’s request to cross examine the sales tax authorites who had given evidence
       gaianst him was denial of natural justice.
       State of Maharashtra vs. Salem Hussain Khan: Supreme Court held that in
       the case of a bad charactered person, while passing an externment order evidence
       need not be discusses as it may give rise to a fresh spate of violence against the
       witnesses.
       S. C. Girotra vs. United Commercial Bank: Where the witnesses have orally
       deposed, refusal to allow cross examination would necessarily amount to denial of
       natural justice.
       Factory laws do not permit legal representation, while some laws such as
       Industrial Disputes Act, Family Courts Act permit legal representation with the
       permission of the Court. Some other statutes like Income Tax Act permit legal
       representation as a matter of right.
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       Nandalal Bajaj vs. State of Punjab: Though sec. 11 of the Black Marketing and
       Maintenance of Essential Commodities Act, 1980 and sec. 8(e) of the Conservation
       of Foreign Exchange and Prevention of Smuggling Activities Act, 1974 prohibited
       the legal representation, court held that legal representation is necessary where
       the party has to face trained prosecutor.
       A. K. Roy vs. Union of India: It was held that if the party is denied legal
       representation, then the State must also be denied legal representation.
       Khatri vs. State of Bihar: Legal representation is mandatory not only during
       trial, but also at the stage of remand.
The general import of the rule of fair hearing is that one who decides must hear.
Institutional Hearing
Disciplinary matters
       There are many provisions under the Constitution which require compliance of the
       rules of natural justice in one from or the other. Art 311(2), for instance, provides
       that no government employee can be dismissed or removed or reduced in rank
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4. Natural Justice 81
       Satyavir Singh vs. Union of India: Supreme Court has held that art 14 applies
       not only to discriminatory class legislation but also to discriminatory state action.
       Violation of principles of natural justice results in arbitrariness grounded in art.
       14 of the constitution.
       Hence again the question is denial to supply copy of the report amount to violation
       of art. 14 of the Constitution?
       Union of India vs. H. C. Goel: Inquiry officer found that the charged employee
       was not guilty of charge of making an offer of a bribe to his superior officer. UPSC
       also endorsed the conclusions of the inquiry officer. Nevertheless the deciding
       authority rejecting the report of the enquiry officer held the delinquent officer
       guilty. This action of the deciding authority was challenged on the ground that the
       deciding authority had acted without evidence.
Supreme Court quashed the order and laid down the following propositions:
          3. The findings on the merit recorded by the inquiry officer are merely to
             supply appropriate material for the consideration of the government. Neither
             findings nor recommendations are binding on the deciding authority as held
             in A. N. D’Silva vs. Union of India.
          4. The inquiry report (Along with the evidence recorded by the enquiry officer)
             constitutes the material on which the government has ultimately to act.
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82 Administrative Law
             That is the only purpose of the inquiry report which the inquiry officer
             makes as a result thereof.
       Therefore, the report of the enquiry officer is the only material before the deciding
       authority in many cases. Where the deciding authority disregards the report or
       acts contrary to that material, he is acting without evidence and his decision is
       illegal.
       Suresh Koshy George vs. University of Kerala: It was held that there is no
       denial of natural justice because the student had not specifically asked for the
       report of enquiry.
       Kailash Chandar Asthana vs. State of UP: Copy of the report need not be given
       to the party.
       Union of India vs. Mohd. Ramzan Khan: SC held per incurium that the copy
       must be given.
       Keshav Mills Co. Ltd. vs. Union of India: There cannot be a rule laid down in
       this regard. Every case should be seen in the peculiar facts and circumstances of
       that case. If the non-supply of report leads to injustice, then the same amounts to
       denial of natural justice, otherwise not.
       Local Government vs. Arlidge: House of Lords held that it is not necessary to
       give a copy of the report to the party if it is not tendered as evidence against him.
       In this case, the Hampstead Borough Council passed a closing order in respect of
       a dwelling house which was considered unfit for human habitation. On an appeal
       to the Local Government Board by Arlidge, the Minister appointed an inspector to
       hold an enquiry and on the basis of the report of that inspector confirmed the
       order.
4. Natural Justice 83
          1. The inquiry report may indict the delinquent and the deciding authority may
             exonerate him.
          2. The inquiry report may exonerate the delinquent and the deciding authority
             may indict him.
          3. The inquiry report may indict the delinquent and the deciding authority may
             also indict him.
          4. The inquiry report may exonerate the delinquent and the deciding authority
             may also exonerate him.
       In the first and fourth cases denial to give copy of report does not amount to denial
       of natural justice. In the other two cases giving a copy of the report to the party is
       mandatory.
       M. J. Sivani vs. State of Karnataka: Supreme Court held that where the
       relevant Rules require giving of reasons, it is sine qua non for the validity of the
       order.
       Even where the statute or the Rules do not specifically require giving of reasons,
       the courts may still require that reasons must be given for the order in view of the
       constitutional and statutory provisions which imply such a requirement.
       Anumathi Sadhakan vs. A. K. Chatterjee: Calcutta HC held that the law not
       requiring reasoned decisions puts unreasonable restriction on the exercise of
       fundamental rights. Clauses 9 and 13 of the West Bengal Rice Mills Control Order,
       1949 which empowered the appropriate authority to refuse to issue licence or
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84 Administrative Law
       refuse to renew an already existing licence “without assigning any reason” were
       held to be unreasonable restriction on the petitioner’s freedom of trade and
       occupation under art. 19(1)(g) of the Constitution.
       Reasons are a link between the order and the mind of the authority. ‘Procedural
       fairness’ normally requires ‘Reasoned decisions’.
       Maneka Gandhi vs. Union of India: It was held that any law which allows any
       administrative authority to take a decision affecting the rights of the people
       without assigning any reason cannot be accepted as laying down a procedure
       which is fair, just and reasonable, and hence would be violative of arts. 14 and 21.
       Sunil Batra vs. Delhi Administration: The Supreme Court read into sec. 56 of
       the Prisons Act, 1894 an implied duty on the jail superintendent to give reasons
       for putting fetters on a prisoner.
       Courts have more or less consistently held that a statute which gives quasi-
       judicial powers to an authority implies a duty to give reasoned decisions.
       S. N. Mukherjee vs. Union of India: It was held that unless the requirement of
       recording reasons in writing is dispensed with either expressly or by necessary
       implication, a judicial or quasi judicial authority has to give reason for his
       decisions.
       Mahabir Prasad vs. State of UP: A quasi judicial order subject to appeal
       necessarily implies duty to give reasoned decisions.
       Bhagat Ram vs. State of Punjab: It was held that absence of appeal makes it
       even more necessary to give reasons where severe penalty is imposed.
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4. Natural Justice 85
       Where one authority makes an order giving sufficient reasons and another
       authority after examination of that order confirms it, that other authority need not
       give any reasons.
       This decision was followed in a series of cases. However, in Bhagat Raja vs. UoI,
       the Court held that even where the appellate authority concurs with the decision
       of the lower authority, it has to give reasons. This decision is also followed in
       several later cases.
       In Divisional Forest Officer vs. Madhusudhan Rao, it was held that the
       appellate authority, which concurs with the decision of the lower authority need
       not give elaborate reasons. Brief remarks will be sufficient.
Dictation
86 Administrative Law
       City Coroner vs. P. A. to Collector and Additional D. M.: The petitioners made
       an application to the District Magistrate for a licence under Places of Public
       Resorts Act, 1888, for conducting skill games and dance. The licence was granted
       on 10.10.1974. Applicant spent Rs. 27,000 for a temporary structure. On
       21.1.1975, the District Magistrate issued a notice to the petitioners asking them to
       show cause why the licence should not be withdrawn as the same was objected to
       by the Superintendent of Police and two others. The notice was received by the
       petitioners on 25.1.1975. They gave a reply to the notice on 27.1.1975. The licence
       was revoked on 28.1.1975. It was held that the decision was taken hastily without
       waiting for the reply. The same was set aside for failure of natural justice.
1. EMERGENCY
       Swadeshi Cotton Mills vs. Union of India: Sec. 18-A and Sec.18-AA of the
       Industries (Development and Regulation) Act
2. CONFIDENTIALITY
4. Natural Justice 87
3. MINISTERIAL FUNCTIONS
Academic Matters
J. N. U. vs. B. S. Narwal:
4. IMPRACTICABILITY
6. LEGISLATIVE FUNCTIONS
7. NO INFRINGEMENT OF RIGHTS
       Charan Lal Sahu vs. Union of India: Bhopal Gas Disaster (Processing of Claim)
       Act, 1985
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88 Administrative Law
9. CONTRACTUAL MATTERS
To sum up
Necessity
Useless Formality
       General rule is that right to natural justice is available only to the parties to the
       proceedings, because only their rights are in question. But in some rare
       circumstances, rights of third persons may be affected by the decision in the case.
       In such cases courts may insist that the third party whose rights may be affected
       should also be heard.
4. Natural Justice 89
       restoration. It was held that the other party to the suit in respect of the property
       must also be heard, as his rights are also affected.
       Failure to comply with the principles of natural justice renders the decision or
       order void.
       Canara Bank vs. Debasis Das: It was held that the order is invalid and is liable
       to be struck down. But the authority can hear the matter again and pass a fresh
       order after complying with the principles of natural justice.
       Kanwar Hari Bhushan Singh vs. Financial Commissioner, Simla: It was held
       that the fact that the person could not have or had nothing to say in the matter is
       not a ground for non-observation of natural justice.
       S. L. Kapoor vs. Jagmohan: It was held that actual prejudice to the person
       concerned is not the criterion for deciding whether the failure to comply with
       principles of natural justice may be condoned.
       In recent years the question as to whether failure to comply with natural justice
       results in void order or voidable order has been much debated.
       There is no doubt that such an order is void. In Sirsi Municipality vs. Ceceliakon
       Francis Tellies it was held that violation of rules of natural justice in exercise of
       quasi judicial statutory power results into a void decision. However, even a void
       administrative action may have legal consequences, in that it will be in operation
       till it is struck down by a Court.
       In some cases the order in violation of natural justice is held to be voidable at the
       option of the party for whose benefit the requirement of natural justice is made.
       Krishenlal vs. State of J & K: It was held that if an order is passed in violation
       of a mandatory provision, and if that provision is for the benefit of the party, the
       party may waive its violation. If the party does not waive the violation, the order
       becomes null and void.
       But the debate is about whether an order which is quashed will be void from the
       date of quashing or from the beginning itself.
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90 Administrative Law
       Nawabkhan vs. Gujrat: The petitioner was served with an externment order
       under sec. 59 of the Bombay Police Act, 1951 on 5 th September, 1967. he was
       prosecuted for the contravention of the order.
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CHAPTER V
5. ADMINISTRATIVE FUNCTIONS
INTRODUCTION
       In Ram Jawaya v. State of Punjab, the Supreme Court observed, “It may not be
       possible to frame an exhaustive definition of what executive function means and
       implies. Ordinarily the executive power connotes the residue of governmental
       functions that remain after legislative and judicial functions are taken away."
       Thus, administrative functions are those functions which are neither legislative
       nor judicial in character. Generally, the following ingredients are present in
       administrative functions:
5. Administrative Functions 93
         10.The prerogative writs of certiorari and prohibition are not always available
            against administrative actions.
2. Ministerial Functions
       Executive power of the government is co-extensive with the legislative power of the
       legislature. Hence doctrine of ultra vires may be applied to see
STAGES
94 Administrative Law
       Constitution does not contemplate absolute and unguided discretion. There must
       be sufficient guidelines for the exercise of the discretion.
       West Bengal vs. Anwar Ali Sarkar: The West Bengal Special Courts Act, 1950
       provided for establishment of special courts to try cases or classes of cases or
       offences or classes of offences for ensuring speedier trial. Sec. 5(1) of the Act
       empowered the State Government to refer at its discretion any case to Special
       Court. The provision was vague and no guidelines were provided to refer a case to
       the special court. The executive authorities could arbitrarily refer any case to
       special court. It was held the Act was ultra vires the constitution as violative of art.
       14 insofar as the conferment of discretion was concerned.
       Re the Special Courts Bill, 1978: Supreme Court upheld the validity of the
       Special Courts Bill which provided for special court to deal with offences
       committed by persons who were holding high posts during the period of emergency
       in 1975, as they formed a separate class. The power given to government to refer
       chosen cases to the special courts was also upheld as the discretion was backed
       by the policy of the Act. But, the court held that abuse of power at the time of
       emergency fell into a distinct class, and the abuse before emergency did not.
       Satwant Singh vs. Assistant Passport Officer: The Passports Act, 1967
       empowering the passport officer to grant or refuse a passport without specifying
       any guidelines was held to be invalid.
Differential Procedure
       In some cases there are two alternative procedures provided in the statute – one
       better than the other in some respects. Discretion is given to the authorities to
       adopt either of them in their discretion, without providing for any guidelines. Till
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5. Administrative Functions 95
       But in Manohar Lal vs. State of Maharashtra, the Supreme Court suddenly turned
       and held that the discretion being vested in senior authorities itself was a
       sufficient safeguard against discrimination. In this case sec. 187-A of the Sea
       Customs Act empowered the authorities to refer a case of smuggled goods to the
       Magistrate or look into the matter themselves.
96 Administrative Law
       State of Bihar vs. K. K. Misra: Sec. 144(6) of Criminal Procedure Code, 1973
       provides that the government may extend the period of detention order passed by
       the Executive Magistrate beyond the period of two months if it considered it
       necessary for preventing danger to human life, health and safety or for preventing
       riot or affray. It was held that the power is so wide that there is every chance of its
       misuse.
       Ebrahim Vazir vs. State of Bombay: A statutory provision which authorised the
       government to impose penalty of removal of any citizen from India on ‘reasonable
       suspicion entertained by it that the person concerned had committed an offence
       against the permit of law was invalid.
       Dwarka Prasad vs.UP: A rule requiring a person to take a licence to to stock, sell
       or store for sale an essential commodity was upheld. But the provisions
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5. Administrative Functions 97
       empowering the licensing authority to exempt a person from the requirements was
       unreasonable.
       Harakchand vs. UOI: Gold Control Order which gave blanket power to the
       authority to grant or refuse to grant licence to deal in gold was found to be
       violative of art. 19(1)(g).
       This happens where the authority to whom discretion is given does not use the
       discretion at all. This may happen in one or more of the following ways:
1. Acting mechanically
2. Abdication of discretion
1. Acting Mechanically
98 Administrative Law
       which may be called cyclostyled orders. Here, the authority has a pre-determined
       order which he passes in all case of that particular kind without regard to the
       special circumstances of each case. This failure to exercise discretion amounts to
       abuse of discretion.
       Barium Chemicals vs. Company Law Board: The Central Government ordered
       investigation into the affairs of the company. Under the Companies Act, 1956 the
       Central Government may order investigation in the affairs of a company if “there
       are circumstances suggesting fraud on the part of the management”. It was held
       that the Central Government must record in the order, the circumstances which
       were found necessitating the order of investigation. An order which does not
       disclose such circumstances is invalid.
2. Abdication of Discretion
       Where the authority on whom the discretionary power is conferred gives up that
       power and allows its subordinate authority to exercise the power, either by way of
       sub-delegation or otherwise, the exercise of the power by the subordinate is
       invalid. The power is conferred upon the authority by the legislature as, in the
       opinion of the legislature, that authority is competent to take proper decision in
       the matter. The subordinate authority which has lesser experience and may have a
       lesser qualification is not chosen by the legislature to exercise discretion in that
       matter, and hence is not competent.
       But in many cases there is no such reason why the particular authority only is
       competent to exercise discretion. In such cases the legislature may choose any
       authority to exercise that discretion, just because some authority must be vested
       with the power. There is no intention that that particular authority alone should
       exercise the discretion. In such cases the legislature, expressly or by implication,
       permits sub-delegation. Sub-delegation of discretionary powers becomes valid only
       in such cases.
       Sahni Silk Mills vs. ESI Corporation: The discretion conferred by the statute
       upon the Director General was sub-delegated by him to the Regional Directors.
       There was no provision for sub-delegation in the statute. Hence the subp-
       delegation was held to be invalid.
5. Administrative Functions 99
       authority in collection of the material necessary for taking the decision, but the
       final decision may be taken only by the authority and not by the subordinate.
       When the authority having the discretion passes an order under the dictation of
       the higher authorities, it amounts to failure to exercise discretion. Power to use
       discretion is given to a particular authority because he is in a better position to
       exercise the discretion owing to his position in the hierarchy. A lower authority
       normally cannot exercise that discretion because of the lack experience or
       knowledge. While the higher authority, though having better experience or
       knowledge may not be suitable to exercise the discretion because of the lack of
       exposure to ground realities. Therefore, the law has chosen this particular
       authority and given discretion to him, and he alone should exercise the discretion
       and its exercise by any other authority including the higher authority may be
       improper.
       Commissioner of Police vs. Gordhandas Bhanji: The City of Bombay Police Act,
       1902 empowered the Police Commissioner to grant licences to cinema halls. In
       exercise of this power the Commissioner granted licence to a cinema hall. But
       later, he cancelled that licence under the orders of the State Government. The
       cancellation was held to be invalid.
       Barium Chemicals vs. Company Law Board: The Central Government ordered
       investigation into the affairs of the company. It was challenged on the ground that
       the investigation might have been ordered as the minister was personally
       interested in the company’s affairs. It was held that suspicion, however strong,
       cannot take the place of proof.
       Here, the authority ties his own hands by making some rules. Making the rules for
       exercise of discretion in itself may not be wrong or undesired. On the contrary, it
       may make the exercise of discretion more uniform and impartial. Only where such
       rule making takes away, the authority’s freedom to pass order in the individual
       merits of case, it amounts to abdication of discretion and becomes abuse of
       discretion.
       Keshavan Bhaskaran vs. State of Kerala: The DPI issued a notification that
       Leaving Certificate will not be give to any person unless he has completed the age
       of 15 years.
       The discretion must be exercised by application of facts of the case as they stand
       at the material time, i.e., when the discretion is to be exercised. If the discretion is
       exercised, for example, prematuredly, it is no exercise of discretion at all, because
       there cannot be application of mind to the relevant facts of the case.
       The Grant-in-Aid Code provides that grant-in-aid can be made at the discretion of
       the government. The Code requires that the school must be established by the
       trust or society and successfully run for a period of five years before it becomes
       eligible to apply for grant-in-aid. The promise of the government that a school if
       established will be given grant-in-aid after five years was held to be invalid,
       because the Code expects that the government shall exercise its discretion after
       going into the record of the school during the first five years.
       Statutes often use permissive language to confer powers on the authorities. For
       example, the statute may use the words ‘may’, ‘it shall be lawful’ or ‘it may be
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       permissible’, etc. to confer powers. In such cases there is an option available to the
       authority either to exercise or not to exercise the power. Where such power is
       coupled with duty, the duty cannot be shirked or shelved, nor can it be evaded.
       Haridas Narain vs. ITO: Sec. 35 of the Income-tax Act, 1922 empowered the ITO
       to rectify a mistake in assessment either on application made by the assessee or
       suo motu. It was held that the power cannot be read in isolation. It has to be read
       with the other provisions which provide for the rules governing assessment.
       There are various ways in which the authority upon which the discretion is
       conferred uses it for a wrong manner or for a purpose. The following grounds come
       under this head:
1. Irrelevant consideration
3. Mixed consideration
4. Colourable exercise
7. Unreasonable exercise
1. Irrelevant Consideration
       The discretion should be used judiciously and by taking proper grounds into
       consideration. If improper grounds are taken into consideration, the use of
       discretionary powers will amount to abuse. (Brij Mohan vs State of Punjab)
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       Ram Manohar Lohia vs. State of Bihar: The authority was empowered to detain
       a person to prevent subversion of public order. The petitioner was detained with a
       view to preventing him from acting in a manner prejudicial to the ‘maintenance of
       law and order’. It was held that ‘law and order’ was a term much wider in scope
       than ‘public order’. Therefore, the authority has to show that the detention is
       necessary for the maintenance of ‘public order’ and not ‘law and order’.
       Rampur Distillary Company vs. Company Law Board: The Company Law
       Board refused to give its approval for renewing the managing agency of the
       company on the ground that Vivian Bose Committee had severely criticised the
       dealings of the Managing Director, Mr. Dalmia. It was held that the order ought to
       have been passed by taking into consideration the present conduct of the MD
       rather than his past conduct only. It was observed that ‘having regard to’ cannot
       be the same as ‘having regard only to’.
3. Mixed Consideration
       In some cases the decision of the authority may be based on relevant as well as
       irrelevant considerations. If the relevant ground alone is sufficient to sustain the
       order, the order may be upheld even if an irrelevant factor is considered. If the
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       order cannot be sustained only on the relevant ground, and in order to support it
       irrelevant ground is used, the order cannot be upheld.
       Pyare Lal Sharma vs. J & K Industries Ltd.: The petitioner was dismissed on
       two grounds, viz., unauthorized absence from duty and participation in active
       politics. The show cause notice showed only one of these grounds, hence, that
       ground only could be used to dismiss the employee in view of natural justice.
4. Colourable Exercise
       The power which is given for some purpose may be used though ostensibly for the
       same purpose, it is used to achieve some other purpose in reality, it amounts to
       colourable exercise of power.
       Discretion should be used for the purpose for which it has been given. If it is used
       for some other purpose for which it has not been given, it amounts to abuse of
       power.
       Nalini Mohan vs. Ditrict Magistrate: Power was given to the authority to
       rehabilitate persons displaced from Pakistan due to communal violence.
       Rehabilitation to person visiting India on medical leave was held to be invalid.
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       Bangalore Medical Trust vs. Muddappa: Piece of land earmarked for residential
       plot was allotted to medical trust for construction of a nursing home at the behest
       of the Chief Minister. The order was sought to be justified on the ground that the
       purpose served public interest. The order was struck down on the ground that it
       was contrary to the statute.
       If the discretion is used with bad faith or with a dishonest intention or corrupt
       motive, it amounts to abuse of discretionary powers.
       Pratap Singh vs. State of Punjab: Petitioner was a civil surgeon. He proceeded
       on leave preparatory to retirement. Subsequently the leave was revoked,
       departmental enquiry was initiated against him and he was suspended.
       Contention of the petitioner was that he had family relations with the Chief
       Minister, and the Chief Minister wanted some favours from him, which he refused
       as the same were unlawful. Hence, to take revenge against him he was subjected
       to this harassment.
Malice in Law
       Though there may not be any actual malice in deciding the case, from the way the
       case is decided or the circumstances in which the decision was taken, it appears
       as if there was malice. The burden of proof is on the petitioner to show those
       conditions and the burden is very heavy.
7. Unreasonable Exercise
       The parent statue is deemed to require the authority to act reasonably. The courts
       have also stated that the authority should consider the question fairly and
       reasonably before taking action.
       The term ‘unreasonable’ means more than one thing. It may embody a host
       grounds mentioned already, as that the authority has acted on irrelevant or
       extraneous consideration or for an improper purpose, or mala fide, etc. Viewed
       thus, unreasonableness does not furnish an independent ground of judicial
       control of administrative powers apart from the grounds already mentioned.
       ‘Unreasonableness’ may also mean that even thought the authority has acted
       according to law in the sense that it has not acted on irrelevant grounds or
       exercised power for an improper purpose, yet it has given more weight to some
       factors than they deserved as compared with other factors. Interference on this
       ground requires going into the relative importance of different factors and their
       balancing which amounts to substituting the discretion of the judiciary for that of
       the executive. Courts do not normally exercise such wide power to interfere in the
       exercise of the administrative discretion.
             “The Income Tax Officer would be acting without jurisdiction if the reason
             for his belief that the conditions are satisfied does not exist or is not
             material or relevant to the belief required by the Section”.
       If such a condition precedent is not satisfied so as to make out a prima facie case
       the order will be quashed.
       There should be rational and intelligible nexus between the reasons and the belief,
       though of course the court will not go into the adequacy or sufficiency of reasons.
       It will depend upon the facts of each case whether there was rational and
       intelligible nexus between reasons and belief. The reason to believe must related to
       the time when the impugned action was taken; any subsequent acquisition of
       belief in this regard would not be of any avail. The I.T.O. may act on direct or
       circumstantial evidence but not on mere suspicion. If there is some relevant
       evidence to support the ‘reasonable belief, the courts would not go into its
       adequacy or the merits of the case.
Wednesbury Unreasonableness
       The court held that it could not intervene to overturn the decision of the defendant
       simply because the court disagreed with it. To have the right to intervene, the
       court would have to form the conclusion that:
          2. The Corporation failed to take into account factors that ought to have been
             taken into account, or
       The court held that the condition did not fall into any of these categories.
       Therefore, the claim failed and the decision of the Wednesbury Corporation was
       upheld
       The principle of reasonableness has become one of the most active and
       conspicuous among the doctrines which have vitalized administrative law in recent
       years. Although the principle itself is ancient, the cases in which it was invoked
       were few and far between until 1968 Padfield vs. Minister of Agriculture, Fisheries
       and Food opened a new era. Today, on the other hand, it appears in reported cases
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       This doctrine is now so often in the mouths of judges and counsel that it has
       acquired a nickname, taken from Associated Provincial Picture Houses Limited v.
       Wednesbury Corporation, a case decided twenty years before Padfiel. The reports
       now are freely sprinkled with the expression like ‘the Wednesbury principle’,
       ‘Wednesbury unreasonableness’, or ‘on Wednesbury grounds’. As Lord Scarman
       explained:
2. Manifestly unjust
3. Bad faith
4. Oppressiveness
         5. Gross interference with the rights of the people that no justification can be
            found in the mind of a reasonable man.
       When the powers are given to an authority, they should be used within the
       statutory limits. If the authority exceeds this limits it amounts to abuse of
       discretion.
       G.E.S. Corporation vs Worker’s Union: The authority had been given power to
       reimburse, the medical claims of the employees, reimbursing medical claims of the
       family meant for the employees was held to be in excess of the powers.
              b) Rule of fair-hearing
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CHAPTER VI
INTRODUCTION
       Often powers are given to the administrative authorities to decide the rights and
       liabilities of individuals, as if they are courts. But in discharge of these powers, the
       concerned authorities are not acting in judicial capacity but they are acting in
       administrative capacity. Hence they are called quasi judicial authorities.
       Appellate authorities
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       Nagendra Nath Bora vs. Commissioner, Hills Division: It was held that the
       function of the appellate authorities under the Eastern Bengal and Assam Act,
       which regulated the sale of country spirit by licences, was quasi-judicial.
       Shivji Nathubhai vs. India: It was held that the Central Government in reviewing
       orders of the State Government had to act quasi-judicially.
       India vs. Jesus Sales Corporation: An appeal under the third proviso to sec.
       4M(1) of the Imports and Exports Control Act, 1947 – Administrative.
3. POWERS OF COURT
       Manish Dixit vs. State of Rajasthan: Tahsildar conducted the identification test
       of jewellery recovered in a case of abduction.
       Shivji Nathubhai vs. India: The Mineral Concession Rules, 1949 framed under
       the Mines and Minerals (Regulation and Development) Act, 1948, provided that
       anyone aggrieved by the decision of the State Government refusing to grant a
       mining lease may apply to the Central Government to review the order of the State
       Government. The Act required the Central Government to decide the matter before
       it in such a manner as it deemed ‘just and proper’. It was held that the words ‘just
       and proper’ imposed a duty to act judicially upon the Central Government.
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GENERAL
OBJECT
       LIS
       To appreciate the distinction between administrative and quasi-judicial functions,
       we have to understand two expressions
1. ‘lis’, and
2. ‘quasi-lis’
Quasi-lis
       But it is not in all cases that the administrative authority is to decide a lis inter
       partes. There may be cases in which an administrative authority decides a lis not
       between two or more contesting parties but between itself and another party. But
       there also, if the authority is empowered to take any decision which will
       prejudicially affect any person, such decision would be a quasi-judicial decision
       provided the authority is required to act judicially.
       In all these cases there are no two parties before the administrative authority, ‘and
       the other party to the dispute, if any, is the authority’ itself. Yet, as the decision
       given by such authority adversely affects the rights of a person there is a situation
       resembling a lis. In such cases, the administrative authority has to decide the
       matter objectively after taking into account the objections of the pit before it, and if
       such authority exceeds or abuses its powers, a writ of certiorari can be issued
       against it. Therefore, Lord Greene, M.R. rightly calls it a ‘quasi-lis.’
       The real test which distinguishes a quasi-judicial act from an administrative act is
       the duty to act judicially, and therefore, in considering whether a particular
       statutory authority is a quasi-judicial body or merely an administrative body, what
       has to be ascertained is whether the statutory authority has the duty to act
       judicially.
       The question which may arise for our consideration is as to when this duty to act
       judicially arises. As observed by Parker, J. “the duty to act judicially may arise in
       widely different circumstances which it would be impossible, and indeed,
       inadvisable, to attempt to define exhaustively.”
       Whenever there is an express provision in the statute itself which requires the
       administrative authority to act judicially, the action of such authority would
       necessarily be a quasi-judicial function. But this proposition does not say much,
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       for it is to some extent a tautology to say that the function is quasi-judicial (or
       judicial) if it is to be done judicially.
       Generally, statutes do not expressly provide for the duty to act judicially and,
       therefore, even in the absence of express provisions in the statutes the duty to act
       judicially should be inferred from ‘the cumulative effect of the nature of the rights
       affected, the manner of the disposal provided, the objective criterion to be adopted,
       the phraseology used, the nature of the power conferred, of the duty imposed on
       the authority and the other indicia afforded by the statute.
       Since ‘fairness in action’ is required from Government and all its agencies, the
       recent trend is from ‘duty to act judicially’ to ‘duty to act fairly.’ ‘Duty to act fairly’
       is indeed a broader notion and can be applied even in those cases where there is
       no lis. It is this concept (‘duty to act fairly’), which has given rise to certain new
       doctrines, e.g. ‘fair play in action’, legitimate expectations, proportionality etc.
CASES
TEST
JUDICIAL FUNCTIONS
          1. The presentation (not necessarily oral) of their case by the parties to the
             dispute;
          4. A decision which disposes of the whole matter by finding upon the facts in
             dispute and ‘an application of the law of the land to the facts found,
             including, where required, a ruling upon any disputed question of law.’
       Thus, these elements are present, the decision is a judicial decision even though it
       might have been made by any authority other than a court, e.g. by Minister,
       Board, Executive Authority, Administrative Officer or Administrative Tribunal.
       For instance, suppose a statute empowers a Minister to take action if certain facts
       are proved, and in that event gives him an absolute discretion whether or not to
       take action. In such a case, he must consider the representations of parties and
       ascertain the facts – to that extent the decision contains a judicial element. But,
       the facts once ascertained, his decision does not depend on any legal or statutory
       direction, for ex hypothesi he is left free within the statutory boundaries to take
       such administrative action as he may think fit: that is to say that the matter is not
       finally disposed of by the process of (4).
       This test has, however, been subject to criticism by jurists. It does not give a
       complete and true picture. It is based on a wrong hypothesis. The Committee
       characterized the judicial function as being devoid of any discretionary power but
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       obliged to merely apply the law to the proved facts. In reality, it is not so. The
       courts of law also exercise discretion. It may be more persuasive in administrative
       actions than in judicial functions but the difference is of degree only. A quasi-
       judicial function stands mid-way between a judicial function and an
       administrative function. A quasi-judicial decision is nearer the administrative
       decision in terms of its discretionary element and nearer the judicial decision in
       terms of procedure and objectivity of its end-product.
       It is also not true that in all quasi-judicial decisions, two characteristics are
       common
       Firstly, in many cases, the first characteristic is absent and the authority may
       decide a matter not between two or more contesting parties but between itself and
       another party, e.g. an authority effecting compulsory acquisition of land. Here the
       authority itself is one of the parties and yet it decides the matter. It does not
       represent its case to any court or authority.
       Secondly, there may be cases in which no evidence is required to be taken and yet
       the authority has to determine the questions of fact after hearing the parties, e.g.
       rate-making or price-fixing.
          1. A quasi-judicial authority has some of the trappings of a court, but not all of
             them; nevertheless there is an obligation to act judicially.
          5. A court cannot be a judge in its own cause (except in contempt cases), while
             an administrative authority vested with quasi-judicial powers may be a
             party to the controversy but can still decide it.
       The distinction between judicial and quasi-judicial functions rests mainly on the
       fact that in deciding cases, courts apply pre-existing law whereas administrative
       authorities exercise discretion. This is, however, fallacious. ‘The most that can be
       said is that the discretions of the courts may differ in nature and extent from the
       discretions of the administrator. Nevertheless, the asserted discretion is reduced
       to one of degree only.’
       Mahabir Jute Mills vs. Shibban Lal Saxena: A case involving wrongful
       dismissal of employees was decided by the Supreme Court 40 years after its
       institution. By that time most of the employees had died.
2. SPECIALISATION
       3. INFORMALITY
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4. INEXPENSIVE
1. SOCIALISATION OF LAW
       4. FUNCTIONAL APPROACH
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5. EXPERIENCE
2. VARIETIES OF PROCEDURES
4. INVISIBILITY OF DECISIONS
5. UNPREDICTABILITY OF DECISIONS
6. ANONYMITY OF DECISIONS
       7. COMBINATION OF FUNCTIONS
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9. OFFICIAL PERSPECTIVE
       Union of India vs. K. K. Dhawan: The ITO decided a case post haste. It was held
       that an enquiry in the reasons for deciding the case post haste is not invalid. The
       court laid down the circumstances in which enquiry may be held against quasi-
       judicial authorities.
       1. The officer has acted in a manner as would reflect on his reputation for
          integrity or good faith or devotion for duty.
ADMINISTRATIVE TRIBUNALS
       L. Chandra Kumar vs. UoI: arts. Art. 323-A(2)(d) and art.323-B(3(d) were held to
       be unconstitutional to the extent they exclude the jurisdictions of HCs and SC
       under arts. 226, 227 and 32 of the Constitution. For the same reason sec. 28 of
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       State of T. N. vs. S. Thangavel: It was held that the members of tribunal are not
       judges and their order is not a judgement within the meaning of sec. 2(9) of CPC.
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CHAPTER VII
7. STATE LIABILITY
CONTRACTUAL LIABILITY
       Art. 298, 299, 300 of the constitution deal with the state contracts. 298 enable the
       government to enter into contract for the purpose of carrying out the function of
       the State. Art. 299, gives the essential formalities, which the government must
       fulfill while entering into contract. Art. 300 deals with the enforcement of the State
       liability.
       These articles are not the complete law in respect of the state contracts. In
       addition to these provisions, the Indian Contract Act, 1872 is also applicable.
       Therefore, government contracts must also fulfil section 10 of the Contract Act,
       which deals with the essential requirements of a valid contract. Sec. 25 deals with
       consideration and secs. 73, 74 and 75 deal with the determination of the quantum
       of damages are also applicable. But some of the provision such as the provision
       relating to capacity on the ground of age and mind are not applicable to the
       government.
       Art. 300 points out that the liability of the Union of India and States will be the
       same as that of the dominion of India and the provinces under the Government of
       India Act, 1935. The Act of 1935 provides that the liability of the dominion of India
       and Provinces will be same as the position mentioned under the government of
       India (GOI) Act, 1915. The GOI Act, makes a similar reference, to the GOI Act,
       1858. Under the GOI Act 1858, the liability of then GOI is the same as that of the
       East India Company.
       The crown in England enjoyed immunity being sovereign, but, the East India
       Company which was essentially a commercial concern was not entitled to the
       sovereign immunity. In Bank of Bengal vs United Company, the Supreme Court of
       Bengal held that the company had no sovereign character, and could not escape
       liability under the promissory notes. But in Narendra Chandra vs Union of India,
       the court held that auction of Ganja license, being a method of collection of tax,
       was a sovereign function and therefore, the highest bidder could not succeed in a
       suit for specific performance of the contract. The company was alone to enjoy this
       sovereign immunity. However, this proposition of immunity arising out of
       sovereignty was not followed by the courts in India in subsequent cases.
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       It has been held that these constitutional provisions are inserted not merely for
       the sake of formality but to protect the government from unauthorized contracts.
       Though the word expressed in the contract might suggest that the government
       contract must be in some particular form, the Supreme Court has held that formal
       document need not be executed.
       Karamshi vs. State of Bombay: The apellant entered into a contract with the
       minister of PWD for the irrigation of his landholdings. The contract was repudiated
       on the ground that it was not expressed to be made by the Governor. The suit filed
       by him was dismissed on the ground that it did not meet the mandatory
       requirements of art. 299.
       However, if any other law, which is applicable to the government, requires that the
       agreement must be in a particular form, then the agreement would not be valid
       unless it is in that particular form.
       State of Madras vs. R.Ranganathan Chettiar: The High Court held that in view
       of the mandatory requirement that the contract must be in the form a formal deed,
       the contract was inchoate and hence not enforceable.
       A contrary view was taken by the Patna High Court in Chandra Bhan vs. State
       of Bihar.
       It is required that the competent authority must execute the contract on behalf of
       the President of India or the governor as the case may be and if it is not so
       mentioned, the contract will be invalid because it is also a mandatory condition. In
       order to mitigate the harshness of this ruling the Supreme Court held that if a
       competent authority has signed the contract in its official capacity, it will be
       sufficient compliance with the requirements if Art. 299.
       Davecos Garment Factory vs. State of Rajasthan: The contract for the supply
       of police uniforms was signed by the Inspector General of Police who did not
       mention that he was signing on behalf of the Governor.
       State of Bihar vs Karamchand Thaper & Brothers Ltd: To avoid the hardships
       which this requirement may entail, Supreme Court held that in the absence of any
       specific authorization, implied authorization may be considered as substantial
       complaisance with this requirement. In this case, the respondent company,
       entered into certain construction contract with the government of Bihar. After the
       completion of the contract a dispute arose and the matter was refereed to
       arbitration by an agreement between the parties. The matter was decided in favour
       of the party who filed an arbitration suit for converting the award into decree. This
       suit was countered by the government on the ground the arbitration agreement
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       was not executed by the secretary for PWD who was the only authorized person.
       The company contended that the executive engineer who signed on the agreement
       was an authorized person because he was authorized by the secretary to sign the
       agreement. The whole procedure of correspondence and negotiation showed that
       in every state, the executive Engineer had contacted the secretary and sought
       instructions from him. Therefore the court held that the executive engineer was
       impliedly authorized to sign the agreement and it was a valid agreement. In Union
       of India vs. N. K. Private Ltd. it was held that in the absence of evidence from
       which the authority can be implied, the contract becomes unenforceable.
       If the agreement does not fulfil the requirement of Art. 299, the question of
       ratification arises. The Supreme Court had held that in such a case, the
       government cannot ratify the agreement. Then the next question is whether the
       party can claim the benefit of sec. 70, 230, (iii) or 235 of the Contract Act. Sec. 70
       does not pose much problem.
       State of U.P. vs Murarilal & Brothers: An officer was not authorized by the
       government entered into a contract with the respondent for a space in the cold
       storage facility for potatoes, which the government was expecting to get. The
       respondents reserved the space in the cold storage unit. But the department did
       not get the potatoes. It was held that, as the contract did not fulfil the
       requirements of Art. 299, it was not enforceable because he government did not
       derive any benefit under the contract. Sec. 70 did not apply. Secs. 230 & 235
       presuppose a valid contract and therefore, these sections are also not applicable to
       a case where the contract is invalid because of non-compliance with section 299.
TORTUOUS LIABILITY
       The law of early England the King enjoyed complete sovereign immunity and was
       not liable for any wrongs. This rule was based on several grounds such as,
          •   Application of the maxim Rex non potest peccare (King can do no wrong).
          •   King legislates for the subjects not for himself.
          •   King cannot be tried by his own courts.
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       In 1964, the Crown Proceedings Act changed the law in England on this point and
       now the King can be sued in the Courts of England.
       State liability in India is defined by the art. 300(1) of the Constitution in a very
       peculiar way. It provides that the liability of the Union of India and the states is
       the same as the liability of Government of India u/s 176 of the Government of
       India Act, 1935. Sec. 176 of the Government of India Act, 1935 refers back to
       Sec. 32 of the Government of India Act, 1915, which in turn refers to sec. 65 of the
       Government of India Act, 1858. Sec. 65 the Act of 1858 in turn provides that the
       Government of India and Government of each State are liable in the same was as
       the East India Company. For knowing the liability of the Government of India,
       often the Peninsular & Oriental Steam Navigation Co. vs. Secretary of State for India
       Case is referred.
       Peninsular & Oriental Steam Navigation Co. vs. Secretary of State for India:
       A servant of the plaintiff-company was proceeding on a highway in Calcutta,
       driving a carriage which was drawn by a pair of horses belonging to the plaintiff.
       He met with an accident, caused by negligence of the servants of the Government.
       For the loss caused by the accident, the plaintiff claimed damages against the
       Secretary of State for India. The Supreme Court observed that the doctrine that
       the ‘King can do no wrong’, was not applicable to the East India Company. The
       company would have been liable in such cases and the Secretary of State was
       thereafter also liable.
       Though it was not necessary, Sir Barness Peacock, CJ made a distinction between
       sovereign and non-sovereign functions it was held that if a tort were committed by
       a public servant in the discharge of sovereign functions, no action would lie
       against the Government – e.g. if the tort was committed while carrying on
       hostilities or seizing enemy property as prize.
       The aforesaid judgement laid down that the East India Company had a two fold
       character:
       and held that as in the present case the act was a non-sovereign act, the company
       was liable.
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       This caused some courts to hold that the government is not liable if the act is done
       while discharging sovereign function, while some courts held that the government
       cannot escape liability even if the act was done while discharging sovereign
       function.
       Nobin Chander Dey vs. Secretary of State: The plaintiff in this case contended
       that the Government had made a contract with him for the issue of a licence for
       the sale of ganja and had committed breach of the contract. Calcutta High Court
       held that upon the evidence, no breach of contract had been proved. Secondly
       even if there was a contract, the act had been done in exercise of sovereign power
       and was thus not actionable.
       Secretary of State vs. Hari Bhanji: In this case, the Madras High Court held
       that State immunity was confined to acts of State. In the P & O Case, the ruling
       did not go beyond acts of State, while giving illustrations of situations where the
       immunity was available.
       This is the correct provision and it was followed and confirmed in Salman vs
       Secretary of State for India in Council. The Law Commission of India also accepted
       it as correct.
       It was defined that Acts of State, are acts done in the exercise of sovereign power,
       where the act complained of is professedly done under the sanction of municipal
       law, and in exercise of powers conferred by law. The mere fact that it is done by
       the sovereign powers and is not an act which could possibly be done by a private
       individual does not oust the jurisdiction of the civil court.
       State of Rajasthan v. Mst. Vidyawati: The claim for damages was made by the
       dependants of a person who died in an accident caused by the negligence of the
       driver of a jeep maintained by the Government for official use of the Collector of
       Udaipur while it was being brought back from the workshop after repairs. The
       Rajasthan High Court took the view-that the State was liable, for the State is in no
       better position in so far as it supplies cars and keeps drivers for its Civil Service.
       In the said case the Hon’ble Supreme Court has held as under:
              “Act done in the course of employment but not in connection with sovereign
              powers of the State, State like any other employer is vicariously liable.”
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       State of Bihar vs. Abdul Majid: Right of a government servant to recover arrears
       of his salary from the government by instituting a suit was upheld. The Court
       observed:
             “When the rule of immunity in favour of the Crown, based on Common Law in
             the United Kingdom, has disappeared from the land of its birth, there is no
             legal warrant for holding that it has any validity in this country, particularly
             after the Constitution.”
       Thus, in several cases the government was denied immunity claimed by it on the
       ground of sovereign function, but in Kasturilal’s case again the sovereign
       immunity was applied.
       Kasturi Lal Ralia Ram vs. State of UP: Partner of Kasturilal Ralia Ram Jain, a
       firm of jewellers of Amritsar, had gone to Meerut for selling gold and silver, but
       was taken into custody by the police of the suspicion of possessing stolen
       property. He was released the next day, but the property which was recovered
       from his possession could not be returned to him in its entirety inasmuch as the
       silver was returned but the gold could not be returned as the Head Constable in
       charge of the Malkhana misappropriated it and fled to Pakistan. The firm filed a
       suit against the State of U. P. for the return of the ornaments and in the
       alternative for compensation. It was held by the Apex Court that the claim against
       the state could not be sustained despite the fact that the negligent act was
       committed by the employees during the course of their employment because the
       employment was of a category which could claim the special characteristic of a
       sovereign power. The court held that the tortious act of the police officers was
       committed by them in discharge of sovereign powers and the state was therefore
       not liable for the damages caused to the appellant.
       However, after this again the courts have given relief to the citizens against state
       in several cases.
       Satyawati v. Union of India: An Air Force vehicle was carrying hockey team of
       Indian Air Force Station to play a match. After the match was over, the driver was
       going to park the vehicle when he caused the fatal accident by his negligence. It
       was argued that it was one of the functions of the Union of lndia to keep the army
       in proper shape and tune and that hockey team was carried by the vehicle for the
       physical exercise of the Air Force personnel and therefore the Government was not
       liable. The Court rejected this argument and held that the carrying of hockey team
       to play a match could by no process of extension be termed as exercise of
       sovereign power and the Union of lndia was therefore liable for damages caused to
       the plaintiff.
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       Union of India v. Smt. Jasso: A military driver while transporting coal to general
       head-quarters in Simla in discharge of his duties committed an accident. It was
       held that the mere fact that the truck happened to be an army truck and the
       driver was a military employee cannot make any difference to the liability of the
       Government for damages for the tortious acts of the driver as such things could be
       obviously done by a private person also.
       Union of India v. Sugrabai: The Bombay High Court overruled the plea of
       sovereign immunity when a military driver driving a motor truck carrying a
       Records Sound Ranging machine from military workshop to military school of
       artillery killed a cyclist on the road. It was held that the driver was not acting in
       exercise of sovereign powers.
       The Apex Court Judgment of Pushpa Thakur vs. UoI, has settled the dichotomy
       between sovereign and non-sovereign functions and settled once for all in clear
       terms that the doctrine of sovereign immunity has no application so far as claims
       for compensation under the Motor Vehicles Act are concerned.
Constitutional Torts
       N. Nagendra Rao vs. State of AP: “In the modern sense, the distinction between
       sovereign or non-sovereign power thus does not exist. It all depends on the nature
       of the power and manner of its exercise. Legislative supremacy under the
       Constitution arises out of constitutional provisions. The legislature is free to
       legislate on topics and subjects carved out for it. Similarly, the executive is free to
       implement and administer the law. A law made by a legislature may be bad or may
       be ultra vires, but, since it is an exercise of legislative power, a person affected by
       it may challenge its validity but he cannot approach a court of law for negligence
       in making the law. Nor can the Government, in exercise of its executive action, be
       sued for its decision on political or policy matters. It is in (the) public interest that
       for acts performed by the State, either in its legislative or executive capacity, it
       should not be answerable in torts. That would be illogical and impracticable. It
       would be in conflict with even modern notions of sovereignty.”
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       (a) Non-existence of the distinction: “In the modern sense, the distinction
           between sovereign or non-sovereign functions does not exist”.
       (b) Non-liability for political acts: One of the tests is, whether the State is
           answerable for such actions in courts of law. Examples of non-liability are
           functions which are indicative of external sovereignty and are political in
           nature, (such as) defence, foreign affairs, etc.
       (c) Immunity ends with political acts: Immunity ends with political acts,
           described above. "No legal or political system can place the State above (the
           law), as it is unjust and unfair for a citizen to be deprived of his property
           illegally by (the) negligent act of officers of the State without any remedy.
           Statutory power is to be viewed as a statutory duty."
       (e) Misfeasance doctrine: Vicarious liability of the State is linked with the
           negligence of its officers. “The law of misfeasance in discharge of public duty
           having marched ahead, there is no rationale for the proposition that even if the
           officer is liable, the State cannot be sued.”
       (f) Kasturi Lal’s case – inalienable functions: Kasturi Lal case was related to
           powers of arrest, search etc. “The power to search and apprehend a suspect
           under the Criminal Procedure Code is one of the inalienable powers of the
           State.”
       In State of A.P. vs. Chella Ramakonda Reddy which was approved in State of
       A.P. vs. Chella Ramakrishna Reddy it was held that sovereign immunity is not
       applicable to the cases in public domain i.e. in cases of writ petitions under
       Arts. 32 & 226 of Constitution of India and also in tort cases where death is
       caused.
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CHAPTER VIII
8. JUDICIAL REVIEW
                                    •   Introduction
                                    •   Basic Doctrines
                                    •   Public Law Review and Private Law Review
                                    •   Writ Jurisdictions of the HCs & the SC
                                    •   Locus Standi and PIL
                                    •   The Five Types of Writs
                                    •   Other Constitutional Remedies
                                    •   Statutory Judicial Remedies
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INTRODUCTION
       Public law regime is one which imposes duties towards public at large and makes
       the government responsible to the public. On the other hand private law regime
       imposes duties towards private individuals and makes government to the
       individual concerned. Public law duties arise normally under the Constitution,
       though quite often they may arise out of statutes or even Rules made under
       statutes. Private law duties almost invariably arise under statutory law or common
       law principles.
       Public law review is done through writ jurisdiction while private law review falls
       under the statutory provisions applicable to the relevant case. Public Law review is
       done by the higher judiciary, i.e., High Courts and the Supreme Court, while
       private law review is done by the subordinate judiciary through suits. Main types
       of liabilities enforced under the private law review are tortuous and contractual
       liabilities arising under art. 300.
Lord Denning in Schmidt vs. Secretary of State for Home Affairs (1969)
       Supreme Court has developed the doctrine to avoid arbitrary exercise of powers by
       the state using art. 14 and requirement of reasonableness. The early instance of
       the application of the doctrine is found in State of Kerala vs. K. G. Madhavan Pillai
       The Supreme Court pointed out that time is a three-fold present: the present as we
       experience it, the past as a present memory and the future as a present
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       State of West Bengal vs. Niranjan Singh: The agency was granted right to
       collect tools. The government instead of renewing or extending the contract asked
       the party to enter into a new contract in which higher rates were quoted. Supreme
       Court held that the doctrine could not be invoked to prevent the state from
       earning higher revenue.
       Food Corporation of India vs. Kamadhenu Cattle Feed Industries: The Food
       Corporation of India called for tenders for sale of stocks of damaged food grains.
       The respondent was the highest bidder. All the parties who had given tenders were
       called for negotiation. While al others raised their offers, the respondent did not.
       When the tender was passed to the highest quoter, the repondent challenged the
       grant on the basis of legitimate expectation wich he had, being the higherst bidder.
       The High Court accepted his contention and quashed the grant. Supreme Court
       while reversing the decision held that theough the respondent was the highest
       bidder, he had no right to have it accepted. If the Food Corporation believes that
       the highest bid is not adequate, it may reject it.
       Madras City wine Merchants’ Association vs. Tamil Nadu: Rules relating to
       renewal of liquor licences were statutorily altered by repealing existing rules. It
       was held that legislative action cannot be prevented by applying the doctrine of
       legitimate expectation.
       National Building Contruction Co. vs. S. Raghunathan: It was held that the
       concept of ‘detriment’ is applicable to the doctrine of legitimate expectation.
       Therefore, it held that for its application there are two requirements:
1. reliance on representation
2. resultant detriment.
       The court observed that though the government has the power to change its policy
       in the public interest, still the courts can look into the proportionality of change in
       policy and see whether the legitimate interest has been properly balanced against
       the need for change. But, the courts cannot not transgress the Wednesbury
       principle Courts cannot look into the merits of the policy. Hence, unless the
       change of policy is so outrageous that no sensible person who had applied his
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       mind to the question to be decided could have arrived at it, Court will not interfere
       because flexibility necessarily inherent in this principle must not be sacrificed on
       the altar of legal certainty.
       It is held in Attorney General for New South Wales vs. Quin that doctrine of
       legitimate expectation gives rise to procedural rights only and not to substantive
       rights.
       But Supreme Court of India in Punjab Communications Ltd. vs. UoI has held that
       the legitimate expectations may be both procedural as well as substantive. The
       procedural part of the expectations is that a hearing or any other appropriate
       procedure will be followed before the change is made. The substantive part is that
       the benefit of a substantive nature will be granted or will be continued.
       Accountability simply means that if a public officer abuses his office, either by an
       act of omission or commission, and in consequence of that there is an injury to an
       individual or the public at large, he must be held responsible for it.
       Once a top bureaucrat casually remarked that the main problems of the
       administration in India are:
          1. Faulty planning,
          2. corrupt execution and
          3. absence of public accountability.
       No one would perhaps disagree with this statement. Out of these three problems,
       public accountability is basic, in the sense that if the guilty are punished quickly
       and adequately, it will take care of the other two problems. Unfortunately, today
       the procedures of accountability are either non-existent or are very feeble and
       fragile, besides being dilatory, and any person with sufficient money power or
       personal connections can bend them in any manner he likes.
       In the name of enforcing liability, what one sees is merely shadow-boxing. The
       manner in which the Central Vigilance Commission Ordinance pulled down the
       directives of the apex court is a pointer in that direction. It is for this reason alone
       that the Lok Pal Bill has failed in its every attempt since 1968 to see the light of
       the day.
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       The basic purpose of the doctrine of public accountability is to check the growing
       misuse of power by the administration and to provide speedy relief to the victims
       of such exercise of power. The doctrine is based on the premise that the power in
       the hands of administrative authorities is a public trust which must be exercised
       in the best interest of the people. Therefore, the trustee (public servant) who
       enriches himself by misusing his office must hold the property/benefit acquired by
       him as a constructive trustee.
       The celebrated decision of the Privy Council in the A.G. of Hong Kong V. Reid
       (1993) case has greatly widened the scope of this principle. In this case, the
       respondent, Reid, who was a Crown prosecutor in Hong Kong, took bribes as an
       inducement to suppress certain criminal prosecutions, and acquired properties in
       New Zealand in his name, in the name of his wife and his solicitor. The
       administration of Hong Kong claimed these properties on the ground that the
       owners thereof are constructive trustees for the Crown. The Privy Council upheld
       the claim. It observed that if the theory of constructive trust is not applied and
       properties attached when available, the danger is that properties may be sold and
       proceeds whisked away to some ‘numbered bank account’. It further observed that
       one can understand the immorality of the bankers who maintained numbered
       bank accounts but it is difficult to understand the amorality of the governments
       and their laws which sanction such practices — in effect encouraging them.
       Judicial response in India is based on this concept of trust and equity which was
       developed in Reid’s case. Thus while deciding the constitutionality of clause (c) of
       Section 3 (1) of the Smugglers and Foreign Exchange Mani-pulators (Forfeiture of
       Property) Act, 1976 (SAFEMA), which provided for the forfeiture of properties
       earned by smuggling or other illegal activities whether standing in his name or
       other parties, the apex court took recourse to the principle of trust and equity.
       The Supreme Court in D.D.A. V. Skipper Construction Co., (1996), not only further
       followed the above principle but enlarged its scope by stating that even if there
       was no fiduciary relationship or no holder of public office was involved, if it is
       found that someone has acquired properties by defrauding the people, and if it is
       found that the persons defrauded should be restored to the position in which they
       would have been but for the said fraud, the court can go ahead with the necessary
       orders.
       Thus, the concept of public accountability was extended to the private sector
       which is very relevant in this age of privatisation and globalisation of economy.
       Corruption Act. The Court further observed that these members cannot also claim
       exemption from prosecution under Article 105(2) of the Constitution regarding
       protection of privileges of M.Ps and M.L.As for any offence committed outside
       Parliament/legislature. The Court held that Article 105(2) could not be interpreted
       as a charter of freedom of speech and also freedom for corruption. Parliamentary
       privilege cannot provide immunity against corruption and bribery. Thus, by
       redefining the role of the state, fixing accountability at all levels and transparency
       in the administration, the court is simply trying to make government function
       better in the interest of the people. It is unfortunate if it is being considered by the
       government as interference in its area of operation.
DOCTRINE OF PROPORTIONALITY
       Hind Construction vs. Workmen: The workmen demanded a holiday which was
       refused by the management. All the workmen remained absent on the day treating
       it as a holiday. The management dismissed all of them. It was held that the
       punishment was disproportionate to the wrong committed.
       Ranjit Thakur vs. UoI: The petitioner who was in army was sentenced to rigorous
       imprisonment and was dismissed from service by court martial for
       insubordination as he refused to eat the food offered to him. The order was struck
       down was disproportionate to the wrong committed.
       UoI vs. Parma Nanda: Bogus identification card and false pay bills.
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PROCEDURAL ASPECTS
DOCTRINE OF STANDING
       It is a basic principle of law that to approach a Court for relief, a person must have
       a cause of action. A person has a cause of action if his rights are violated. If a
       person’s rights are not violated he cannot approach a Court of law. One cannot
       approach a Court of law seeking redressal for the violation of some other person’s
       rights, however close that person may be to him. Thus, husband cannot approach
       a Court of law seeking relief for his wife. Husband approaching a Court under a
       power of attorney from his wife is a different case. Here, the husband is not
       approaching the Court on his own behalf, but as an agent of his wife. Act of the
       agent being act of the principal, this case will be deemed to be instituted by the
       wife herself, whose rights are violated. Hence there is no breach of the rule of
       locus standi.
       Another basic principle of law is that Courts do not pass orders or judgements
       either against or in favour of a person who is not a party to the case. Therefore, a
       person who has a claim has to be a party to the case. If some other person
       institutes the case, the Courts cannot entertain the same. This gives rise to the
       doctrine of locus standi.
Locus Standi
       Ubi jus ibi remedium (where there is a right there is a remedy), means where there
       is a violation of a right there is a remedy. Hence a person whose rights are violated
       can sue the person who has violated his right. Conversely, a person whose rights
       are not violated cannot sue. In other words, only the aggrieved person 1 can sue.
       This is called the rule of locus standi. Literally, locus means place and standi
       means to stand. Therefore, locus standi literally means place to stand in the court,
       i.e., right to sue.
For getting a right to sue, a person must show fulfilment of three requirements:
       1   Generally an ‘aggrieved person’ means a person whose rights are violated. But here, for the
           application of rule of locus standi, it means a person who alleges that his rights are violated.
           Because, whether a person has locus standi to institute the case has to be determined at the
           early stage of the case, and whether there is violation of his rights is determined at that last
           stage. If the court holds that his rights are violated, that ends the case itself. Therefore, here by
           ‘aggrieved person’ we mean that the person is alleging that his own rights and not the rights of
           some other person are violated.
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          3. Redressability: That violation has a remedy in the law, and that remedy is
             not illusory.
1. Criminal cases
2. Environmental cases
3. Habeas corpus
Class Actions
       A class action is one which is a case instituted by one or a few on behalf of all who
       are aggrieved.
There are two important class actions available under the Indian law.
2. Public Interest Litigation (PIL also called SAL - Social Action Litigation)
       Recent decisions in all countries where the Anglo-American system of justice has
       been adopted have taken the view that where State action has caused injury to the
       general public as distinguished from particular individuals, it would be the duty of
       the State, under a democratic system, to afford relief against maladministration, in
       litigation brought by any member of the public, without insisting that the
       petitioner must be one who has been particularly affected by the public wrong in
       question.
       But that does not mean that in all cases of PIL the petitioner need not have any
       relation to the relief. The only difference between normal litigation and PIL in this
       respect is that, in normal litigation, there should be a clear and specific allegation
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       that the party’s right has been violated. In PIL this may be stated in general.
       Therefore, we have different ‘standings’ for initiating a PIL. These are:
1. Class standing
Only the last one may be said to be an exception to the rule of locus standi.
       2. Public Injuries Standing: There may be cases where the State may act in
       violation of a Constitutional or statutory obligation or fail to carry out such
       obligation resulting in injury to public interest or what may conveniently be
       termed as public injury as distinguished from private injury. If no one can
       maintain an action for redress of such public wrong or public injury, it would be
       disastrous for the rule of law, for it would be open to the State or public authority
       to act with impurity beyond the scope of its power or in breach of public duty owed
       by it. The party, here also, need not show how he is affected by the State act, but
       being a member of public itself is enough to enable him to initiate proceedings.
       3. Public Duties Standing: Where the State has failed to discharge a mandatory
       duty towards the public, every member of the public is aggrieved by the failure,
       and has locus standi to initiate the proceedings.
       4. Public Concern Standing: This is the real exception to the rule of locus standi.
       Often, where there is a lapse in functioning of the State, the very officers who have
       caused that lapse have the locus standi to bring action. For example if case of
       illegal felling of trees or poaching of animals in a forest, the forest officers who
       have colluded in that are the persons who can prosecute the culprits. But, as the
       officers are also involved in the acts, they will not prosecute the culprits. Hence,
       the Courts have to allow people who have public spirit to allow to initiate the
       proceedings. Otherwise such cases will not go to Courts at all. Similarly, in many
       cases due to illiteracy, poverty or lack of liberty, an aggrieved person may not be
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       able to approach the Court. In such cases also Courts allow a third person who
       has no legal interest at all in the case.
       Res means thing and judicata means adjudicated. Res judicata means thing
       adjudicated. According to the doctrine of res judicata a case once decided finally
       cannot be reagitated before the same or different Court. The rule of res judicata is
       based on considerations of public policy as it is in the larger interest of the society
       that a finality should attach to binding decisions of courts of competent
       jurisdiction, and that individuals should not be made to face the same kind of
       litigation twice. It also seeks to avoid multiplicity of proceedings.
       Similarly, if a writ petition filed under Article 226 is considered on merits and
       dismissed, the decision so pronounced would continue to bind the parties. It
       would not be open to a party to ignore the said judgement and again move the
       High Court under Article 226 or the Supreme Court under Article 32 on the same
       facts and for obtaining the same or similar orders or writs.
       Res judicata does not apply if orders sought to be challenged through successive
       writ petitions are different. This, in Amalgamated Coalfields v. Janapada Sabha,
       Chhindwara, where a petition challenging the validity of the tax assessment for
       one year is dismissed by the Supreme Court, a similar order passed for the
       subsequent year can be challenged through a new writ petition on some new
       grounds not raised earlier in the first writ petition.
           2. The case must have been decided finally. Doctrine of res judicate is not
              applicable to interlocutory orders.
5. Parties in both the cases must be litigating under the same title.
       Constructive res judicata: Where an issue which could and ought to have been
       raised in the earlier case, but was not raised by the parties, is raised in a
       subsequent case, still the matter is barred by res judicata. As the some issues in
       the subsequent case were not raised in the earlier case, it is called constructive, as
       against actual, res judicata.
       In Lallubhai v. Union of India, Supreme Court has held these principles of public
       policy are entirely inapplicable to illegal detention and do not bar a subsequent
       petition for a writ of habeas corpus under Art. 32 on fresh grounds not taken in
       the earlier petition for the same relief. Thus, when a writ petition challenging an
       order of detention is dismissed by the Court, a second petition can be filed on
       fresh, additional grounds to challenge the legality of the continued detention of the
       detenu, and the subsequent petition is not barred by res judicata.
       Thus, doctrine of res judicata is not applicable to habeas corpus. This is because
       the courts attach great value to the right of personal freedom of a person. A person
       who unsuccessfully prosecutes a Writ Petition in the High Court may approach the
       Supreme Court by way of a fresh Writ Petition, or at his option, by way of an
       appeal.
       However, some new grounds must be raised in the subsequent petition. If in the
       fresh Writ Petition the judgement of the High Court is challenged, the Writ Petition
       will take colour of Appeal and hence not maintainable as Writ Petition.
       English as well as American Courts have also laid down that the principle of res
       judicata is not applicable to a writ of habeas corpus.
       1   Sec. 300 of Cr.P.C. – art. 20 of the Constitution is applicable to prior convictions only.
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       When a writ petition is withdrawn as infructuous, and the court allows the
       withdrawal by mentioning futility as ground, a second petition will be barred by
       res judicata. This fate can be avoided if the court gives permission to withdraw the
       petition with liberty to file a fresh petition in respect of the same subject matter.
       Where the Court is silent, there was a conflict of opinion amongst the High Courts
       whether res judicata will apply. The Rajasthan, Punjab and Haryana and Gujarat
       High Courts have held that res judicata applies in such a case, while the Bombay
       and Patna High Courts have taken a different position.
       The matter has now been resolved by the Supreme Court decision in Surguja
       Transport Service v. S.T.A. Tribunal, Gwalior. The Court has ruled that when a writ
       petition filed under Art. 226 is withdrawn without seeking permission of the court
       to file a fresh petition, then the remedy under Art. 226 should be deemed to have
       been abandoned by the petitioner in respect of the cause of action, and fresh
       petition cannot be instituted in respect of the same matter in the High Court.
JURISDICTION
       Art. 32(1) guarantees a right to move the Supreme Court for the enforcement of
       fundamental rights, which right by itself is a fundamental right. It provides a
       guaranteed, quick and summary remedy for enforcing fundamental rights. A
       person alleging violation of fundamental rights can approach thee Supreme Court
       directly, without having to undergo a delatory process of having to go from thee
       lowest to the highest Court which is the case in other matters.
       Under art. 32 Supreme Court enjoys a broad discretion in the matter of framing
       the writs to suit the exigencies of the particular case and it would not throw out
       the application of the petitioner simply on the ground that the proper writ or
       direction has not been prayed for. Both Supreme Court and High Court have the
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       power to modify the prayer in the petition and grant the most appropriate and
       useful remedy. This is because, being higher judiciary, they are Courts of justice
       and have to do justice in the matter before them.
       Under art. 32 of the Constitution, the Supreme Court is empowered to issue a writ
       in case of breach of fundamental rights and under Art. 226, High Court may issue
       a writ for the breach of fundamental rights and other rights. Thus, the jurisdiction
       of the High Court is wider than the jurisdiction of Supreme Court. Art. 32 itself
       being a fundamental right, the Supreme Court cannot reject writ petition when
       breach of fundamental rights is involved. But, the power of High Court under Art.
       226 is discretionary. The High Court may reject a writ petition on two grounds:
1. Illegality
2. Irrationality
3. Procedural Impropriety
       The Diplock categories tell us little in themselves and do not avoid overlaps.
       Indeed in Boddington vs. British Transport Police, the House of Lords has
       emphasised that the heads of challenge are not watertight compartments but run
       together.
       These grounds are discussed in detail in different parts of these study materials.
       Here, a brief account is given to recapitulate memory.
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1. ILLEGALITY
       Ultra vires: A decision is ultra vires if it is outside the language of the statute. In
       the case of courts and judicial tribunals the terminology of ‘lack’ or ‘excess’ of
       jurisdiction means the same as ultra vires although a distinction is sometimes
       made between lacking jurisdiction at the outset and straying outside jurisdiction
       by some subsequent defect. In most cases, however, this distinction does not
       matter.
       Errors of Law: The question whether the court can review decisions on the ground
       of legal or factual errors has caused problems. There seems to be a clash of
       principle. On the one hand, if the court can intervene merely because it considers
       that a decision is wrong it would be trespassing into the merits of the case. On the
       other hand the rule of law surely calls for a remedy if a decision maker
       misunderstands the law. After many years of groping towards an accommodation
       the courts have adopted a compromise. The outcome appears to be that almost all
       errors of law and some errors of fact can be challenged.
       A rationale which was popular in the nineteenth century is the doctrine of the
       ‘jurisdictional’ or ‘collateral’ or ‘preliminary’ question. According to this doctrine, if
       a mistake relates to a state of affairs which the court thinks that Parliament
       intended should exist objectively before the official has power to make the
       decision, then the court will interfere on the ground that the authority has acted
       ultra vires if the court thinks that the required state of affairs does not exist.
       A second device which flourished during the 1960s but has largely been
       superseded is the doctrine of ‘error of law on the face of the record’ or patent error.
       This allows the court to quash a decision if a mistake of law can be discovered by
       reading the written record of the decision without using other evidence.
Errors of fact are not normally reviewable but there are exceptions.
       unreasonable that no reasonable authority could have made it, not merely
       because they think it is a bad decision.
       Another way of putting it is that the decision must be ‘beyond the range of
       responses open to a reasonable decision maker’. This is sometimes equated with
       ‘perversity’ or ‘irrationality’.
3. PROCEDURAL IMPROPRIETY
       However, the courts are reluctant to set aside a decision on purely technical
       grounds. Traditionally the courts have tried to rationalise this by distinguishing
       between ‘mandatory’ (important) and ‘directory’ (unimportant) procedural
       requirements by reference to the language of the governing statute.
       Recently they have abandoned this approach in favour of a flexible   response to the
       particular context. Using their discretionary power to withhold       a remedy, the
       courts will set a decision aside for procedural irregularity only    if the harm or
       injustice caused to the applicant by the procedural flaw             outweighs the
       inconvenience to the government or to innocent third parties          in setting the
       decision aside.
       However the courts may not be willing to allow administrative efficiency to override
       a statutory right of the public to be consulted.
WRITS
       Under art. 32 of the Constitution, the Supreme Court is empowered to issue a writ
       in case of breach of fundamental rights and under Art. 226, High Court may issue
       a writ for the breach of fundamental rights and other rights. Thus, the jurisdiction
       of the High Court is wider than the jurisdiction of Supreme Court. Art. 32 itself
       being a fundamental right, the Supreme Court cannot reject writ petition when
       breach of fundamental rights is involved. But, the power of High Court under Art.
       226 is discretionary. The High Court may reject a writ petition on two grounds:
       (1) Delay and Latches: The Court may refuse remedy if there is unreasonable
       delay in invoking the jurisdiction of the court. Unlike in limitation there is no fixed
       period for latches. Every case will be determined on its own fact and
       circumstances and therefore, the court has to give reason for declining the remedy
       or the grounds of delay and latches. If the limitation has expired normally the
       court will decline to give remedy because what cannot be granted in the exercise of
       ordinary powers cannot be granted in the exercise of extra-ordinary powers. But
       that does not mean that the High Court is bound by the limitation. Even if the
       case is within limitation, the High Court may decline to grant relief because the
       extra-ordinary remedy is discretionary.
         ii) when the alternative remedy was lost without any fault on the part of the
             person,
       42nd amendment to the constitution had absolutely bound the jurisdiction of High
       Courts where there is an alternative remedy except in case of violation of
       fundamental rights. But, the 44th amendment to the constitution has removed
       this factor. Therefore, now the High Courts can exercise the discretion and admit
       the writ petition even where alternative remedy is available.
       High Court and Supreme Court can grant five types of writs: Habeas corpus.,
       mandamus, prohibition, certiorari and quo warranto.
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       1. HABEAS CORPUS
       Habeas corpus literally means you must have the body i.e., the person must be
       produced before the court. Where a person is illegally detained by another, the
       court issues this writ to the person who has detained the other to come to the
       court with that person and explain the legal basis on which he has detained that
       person. This writ is sued in various cases:
       In order to maintain the writ of Habeas corpus the physical detention of the
       person is not necessary. Some kind of control, custody or restrain exercised on the
       person may be sufficient to exercise this writ.
       In Kanu Sanyal vs District Magistrate, the court has held that in case of public
       interest it is not necessary to produce the person before the court. Therefore,
       though habeas corpus literally means producing the person before the court,
       where taking the person before the court may adversely affect the law and order
       situation it is no necessary to produce him before the court.
          4. All the writs can be sought only against the state whereas the writ of habeas
             corpus is available even against a private person.
2. WRIT OF MANDAMUS
       1. There must be a public or common law duty. A public duty means a duty,
       which is imposed by law. A duty imposed by a contract is a private duty.
       Therefore, a writ was not held to lie to enforce a contractual duty. In Guruswamy
       vs. State of Mysore, the court refused to enforce a contractual duty by issuing a
       writ of mandamus.
       But in Lotus Hotel vs. GSFC (Gujarat State Financial Corporation), the Supreme
       Court decided the contract under two heads – First category of contracts is that of
       Statutory Contracts which are entered into the exercise of a statutory duty.
       Therefore, they have got a colour of statutory duty though the duty is under a
       contract as well. Thus, where a statutory body established to advance loans enters
       into a contract for the purpose of giving loans it is not only entering into a contract
       but also is discharging its statutory duty. Therefore, a breach of that contract is
       also a breach of its statutory duty. Hence, mandamus may be issued to enforce
       that duty. But other contracts are independent contracts and their breach does
       not entail breach of any statutory duty. Therefore, writ of mandamus does not lie
       for enforcement of such contracts.
       2. The duty must be absolute duty i.e., it should not be discretionary duty.
       When the authority has discretion, in exercising the duty that discretion used to
       be exercised by the authority and the court cannot exercise the discretion on
       behalf of that authority. The court may issue a writ of mandamus ordering the
       authority to exercise the discretion but it will not order the authority to exercise
       the discretion in one way or other. Thus where the authority has discretion to
       decide the matter but it will not tell the authority as to in whose favour the
       decision should be.
       3. There must be specific demand and refusal. In many cases, the duty of the
       authority arises only when there is a specific demand from the person and
       therefore, unless there is no demand the duty does not arise Further, the breach
       of duty arises when the demand is refused. Unless there is a refusal there is no
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       breach of duty. Therefore, writ of mandamus does not lie unless there is a demand
       and refusal. But, the refusal need not be expressed refusal. Unreasonable delay in
       complying with the demand itself is a refusal.
       Naubat Rai vs. Union of India: the petition was illegally dismissed from military.
       The Court refused to issue mandamus for his reinstatement because he did not at
       any point of time apply to the authority for reinstatement.
       4. There must be a clear right to enforce the duty. Before, applying for writ of
       mandamus, the petitioner must show some right to enforce the duty.
       5. The right to enforce the duty should subsist till the date of petition. If the
       right has been lawfully terminated before filing the petition the writ does not lie.
       Though mandamus is a public law remedy and injunction is a private law remedy,
       there are many things common to both.
          2. Both are not ordinary legal remedies. Injunction is an equitable relief while
             mandamus is an extra-ordinary remedy.
          3. In a suit for injunction oral evidence may be lead which gives the plaintiff a
             better chance to prove his case. In case of mandamus evidence is lead
             through affidavits only.
       Both the writs are similar in the sense that they can be issued on the similar
       grounds. But they are different in the sense that the point of time at which they
       can be granted will be different. These writs lie, where the action of the authority is
       without jurisdiction.
       Prohibition can be issued to prohibit the authorities from proceeding in the matter
       without jurisdiction while certiorari can be issued to quash the act of the authority
       done without jurisdiction. The following are the grounds for the issue of these
       writs:
       2. Excess of Jurisdiction: In this case the authority may have jurisdiction but it
       exceeds the permitted limits. In J. K. Choudhari vs. Datta Gupta the governing
       body which had then power of dismissal in case of teachers, dismissed the
       principal. Court held that this is an excess of jurisdiction.
          1. Rule against bias which is based on the maxim “Nemo judex in causa sua”
          (No one can be a judge in his own case).
          2. Rule of fair hearing which is based on another maxim “Audi alteram partem”
          i.e., here the other side.
       5. Error apparent on the face of record: When the authority has come to the
       conclusion by committing an error which is apparent on the face of the order, the
       court may show certiorari to quash that order.
       6. Fraud: If the order of the authority is obtained by fraud, that order may be
       quashed by issue of certiorari.
Certiorarised Mandamus
       In a case of writ of certiorari, often the courts are required to issue mandamus
       also. For example, where the decision is in violation of natural justice, the Court
       may issue a writ of certiorari to quash the order and also issue mandamus
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       ordering the authority to hold fresh enquiry and givea decision by following the
       norms of natural justice within the time allowed by the court. Such orders are
       called certiorarised mandamus.
       3. The person must have occupied the office. Just because the person is
       appointed or elected to the office, the writ does not take effect unless the officer
       has accepted the appointment or election.
       In case of public law review, the State is acting as State and has duties towards
       the public at large. In case of private law review, the position of the State is no
       better than that of an individual, and the same laws are applicable to the State as
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       Thus, if the State enters into contract with an individual, Indian Contract Act is
       applicable. Though art. 299 prescribes certain procedure to make government
       contracts, the other aspects of the contract have to be in accordance with the
       provisions of the Indian Contract Act. If the government violates the contract the
       contract may be enforced under the Contract Act in the same manner as it is
       enforced against an individual.
INJUNCTION
       An injunction may be refused, inter alia, when the conduct of the plaintiff is such
       as to disentitle him of the assistance of the court [Sec. 41(1), Specific Relief Act.];
       or when equally efficacious relief can be obtained by any other usual mode of
       proceedings [Section 41(h) SRA]. For example, an injunction will not be issued
       when damages would be an adequate remedy to the aggrieved party, as in the case
       of breach of conduct.
Mandatory Injunction
       Where the Court issues and injunction to the defendant ordering him thereby to
       do some act, the order is called mandatory injunction. Thus, where the defendant
       who has constructed a structure on plaintiff’s land illegally, the Court may issue a
       mandatory injunction in favour of the plaintiff ordering the defendant to demolish
       the structure.
Prohibitory Injunction
       A prohibitory injunction can be granted, under sec. 37(2) of the Specific Relief Act,
       by a decree made after the hearing and upon the merits of the suit. According to
       sec. 38(1), Specific Relief Act, a prohibitory injunction may be granted to the
       plaintiff to prevent the breach of an obligation existing in his favour whether
       expressly or by implication.
       If, however, there exists no standard to ascertain damages caused by the non-
       performance of a contract, or where the act agreed to be done is such that
       compensation in money for its non-performance would not afford adequate relief,
       an injunction may be granted to prevent its breach.
       When the defendant threatens to invade, or is about to invade the plaintiffs right
       to, or enjoyment of any property, the court may grant a prohibitory injunction,
       inter alia, where there exists no standard for ascertaining the actual damage likely
       to be caused by the invasion, or where the invasion is such that irreparable loss is
       likely to be caused to the plaintiff by the act of the defendant, or where the
       injunction is necessary to prevent multiplicity of judicial proceedings. An
       irreparable loss is one where compensation in money would not afford adequate
       relief.
Temporary Injunction
       When a suit for injunction is instituted by plaintiff against the defendant, the
       Court will issue notice to the defendant, the defendant will appear before the
       Court and file his written statement, the Court will frame issues, the parties will
       lead evidence, and after hearing the arguments on behalf of both the parties the
       Court will pronounce the judgement. All this takes often years to happen. Till then
       if there is no order of the Court requiring the defendant to maintain status quo, he
       can proceed with the infringement, for example, construction of the building on
       plaintiff’s land, and even complete the construction before the Court had an
       opportunity to pronounce an order of prohibitory injunction against him. This will
       defeat the very purpose of the suit.
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       Therefore, in a suit for injunction, the plaintiff may file an application for
       temporary injunction. A temporary injunction is provisional in nature. It continues
       for a specific period or until further order of the court; such an injunction does not
       conclude a right. Its object is to maintain the status quo until the questions at
       issue are decided by the court. It may be granted at any stage of the suit.
       Temporary injunction may be granted ex parte, i.e., without hearing the other side.
       To get an ex parte temporary injunction, the applicant has to satisfy the Court
       about three things:
3. That if the injunction is not issued, the applicant will suffer irreparable loss.
       Though mandamus is a public law remedy and injunction is a private law remedy,
       there are many things common to both.
          2. Both are not ordinary legal remedies. Injunction is an equitable relief while
             mandamus is an extra-ordinary remedy.
          3. In a suit for injunction oral evidence may be lead which gives the plaintiff a
             better chance to prove his case. In case of mandamus evidence is lead
             through affidavits only.
DECLARATION
       A declaration is an order of the court stating the legal position between two
       parties, and can be sought to provide some clarification on a disputed point of law.
       An order declaration is declaration of some legal character of the plaintiff, such as
       that plaintiff is the owner of a property, or that the plaintiff is a legally wedded wife
       of the plaintiff, etc. In other words, it declares that the plaintiff has some right,
       right of ownership, right to matrimonial home, etc.
       The purpose of declaration, if the parties take it in the right spirit, is to avoid
       future litigation by removing existing causes or controversies, e.g., where a man is
       in possession of some property under a title about which there is some legal
       doubt, he may obtain a declaration in his favour to clear his title. Or, where there
       exists a dispute about the status of two persons as husband and wife and the
       legitimacy of the children, declaration would be an appropriate remedy to clarify
       the legal position.
       In Bai Shri Vaktuba v. Thakore, the plantiff-husband filed a suit for declaration
       that a two year old boy allegedly born to the defendant wife was not his son. An
       objection was taken that the suit was premature as no maintenance and rights in
       the plaintiff's estate were being claimed against the plaintiff and that the interest
       of the minor should not be prejudiced by deciding a question which would arise in
       future. The court did not accept the contention as the wife had been making an
       open assertion that the boy was plaintiff's son. In the opinion of the court, the
       infant's case could be sufficiently placed before the court by a duly constituted
       guardian. To hold otherwise would amount to holding that the plaintiff, openly
       threatened with the serious claim, is condemned to inactivity for, it may be 20 or
       30 years, leaving it to the claimant to file his suit at such time as would most
       assist him in taking the plaintiff at a disadvantage. Further, questions of birth and
       paternity should be determined while the evidence is still available.
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DAMAGES
       Where an individual has suffered any loss on account of an act of the government
       or any servant of the government, he may claim compensation or damages, as the
       case may be, against the government.
       Under sec. 40, Specific Relief Act, a plaintiff in a suit for a perpetual or mandatory
       injunction can also claim damages either in addition to, or in substitution of, such
       injunction. The court may, in its discretion, award damages. Therefore, an
       injunction will not be issued when damages would be an adequate remedy to the
       aggrieved party, as in the case of a breach of contract.
       To decide both these questions, the Court, in majority of cases, needs evidence.
       Therefore, the decision as to damages cannot be, ordinarily, given in Writ
       proceedings.
       However, in the recent past, in order to avoid hardships to the petitioners and
       multiplicity of proceedings, courts are, in cases of constitutional torts, awarding
       damages to the petitioners. A constitutional tort is a tort which also involves
       violation of fundamental right. This involvement of the fundamental right gives
       jurisdiction to the Supreme Court under art. 32 or a High Court under art. 226.
       Nilabati Behera vs. State of Orissa is a classic example of cases of such nature.
       Petitioner’s son was arrested and kept in police custody. After two days his dead
       body was found on railway tracks. Version of the police was that he tried to escape
       from the police custody and was chased by the police to recapture him. In an
       attempt to escape, he tried to cross railway lines without noticing the approaching
       train, and died in the accident. Petitioner’s version was that her son was tortured
       in police custody and due to the intolerable torture he died in police custody. To
       avoid liability, the police threw his body on railway tracks to show as if there was a
       railway accident. Supreme Court ordered inquiry by the District and Sessions
       judge into the matter. The inquiry report submitted by the District and Sessions
       unequivocally disclosed that the petitioner’s version was true. The Court awarded
       damages to the petitioner and held that damages may be awarded in petitions
       under art. 32 or art. 226 if the violation complained of is of fundamental right
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       under art. 21 if the facts are not disputed or there is incontrovertible evidence to
       prove the violation.
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CHAPTER IX
9. GOVERNMENT PRIVILEGES
1. Privilege of notice,
PRIVILEGE OF NOTICE
       Section 80 of the Code of Civil Procedure, 1908 provides that no suits shall be
       instituted against the government or against a public official in respect of any act
       done by him in the official capacity until after two months from the date of notice
       in writing. The requirement of notice in mandatory and notice must be in writing
       and in the manner provided under sec. 80 CPC. But if the officer is acting without
       jurisdiction, the requirement of notice is not mandatory. The requirement of the
       notice may also be not necessary if the officer acts within the jurisdiction but in a
       mala fide manner. But the Madras High Court has held that even if the officer acts
       in a mala fide manner, notice is mandatory. The government may expressly or
       impliedly, waive the requirement of notice. Requirement of notice is applicable to
       all kinds of relief of civil nature. This requirement may cause hardship to the
       parties in some cases.
       Sections 123 and 124 of the Indian Evidence Act, 1871 provide for the privilege to
       withhold documents and information.
       Sec. 123 lays down that no one shall be permitted to give any evidence derived
       from unpublished official records relating to the affairs of State except with the
       permission of the Head of the Department.
       The Government misused these privileges in many cases by trying to withhold any
       document which was against its interest. Therefore the courts developed certain
       norms to prevent such misuse:
       2. The affidavit must state within permissible limits the grounds for withholding
          the documents.
       3. If the court is not satisfied by the facts presented in the affidavit, the court may
          summon the authority for information.
       Further, courts have also disallowed the privilege where there was sufficient
       evidence to show that the privilege was casually pleaded. The High Court of Kerala
       reserved to itself the right even to inspect the document before allowing the claim
       of privilege. The Indian Evidence Act provides that the officer who claims the
       privilege should bring to the court and then claim privilege. He cannot refuse to
       take the document, to the court, and he brings the document to the court he must
       satisfy the court the grounds for withholding the documents. If the court is not
       satisfied, it may inspect the documents before allowing the privilege.
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       The government claims privileges of not being bound by a statute on the strength
       of two well-known maxims:
       The first case was decided on this matter by the Privy Council in Province of
       Bombay vs Municipal Corporation of Bombay. The case was whether the
       government was bound by the Municipalities Act. The court answered in the
       negative. After independence, a similar case came before the Supreme Court in
       Director of Rationing and Distribution vs Calcutta Corporation the court held that the
       government was not bound by a statute unless the statute provides that it is
       binding the government expressly by necessary implication. This decision was
       given by a bench of seven judges in which six judges formed the majority. Justice
       Subha Rao gave his dissenting opinion. Shortly after that Justice Subba Rao
       became the Chief Justice of India and a similar case came before the Supreme
       Court in Superintendent and Legal Remembrancer to State of West Bengal vs
       Corporation of Calcutta. Justice Subba Rao constituted a bench of 11 judges to
       reconsider the decision in Director of Rationing and Distribution vs Corporation of
       Calcutta, and he could persuade eight of his colleagues that the common law
       theory of King can do no wrong was not appropriate in a democratic country. Even
       in England, this theory has been given up after the Crown Proceeding Act 1947.
       Hence the court held that government is bound by a statute unless it is expressly
       or by necessary implication been provided that the government is not bound by
       the statutes. It was pointed out that ‘however high you may be the law is above
       you’.
       In Union of India vs Jubbi, the statute provided that the tenants may become
       owners by paying compensation to the landlord in the manner provided in the Act.
       Jubbi who was a tenant, under the government offered to pay the compensation to
       become the owner. But the government rejected this offer on the ground that the
       statute is not applicable to government lands. But the Supreme Court rejected this
       contention holding that there is no expressed or implied provision to exclude the
       government from its operation.
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       In the latter case, the Gwalior Rayon’s company established its factory in Kerala
       undertaking that the government would supply the raw material to it. But later the
       government expressed its inability to supply the necessary raw material and
       allowed the company to purchase its own land and promised not to interfere with
       such land for a period of sixty years. The company spent substantial amount of
       money and purchased 30,000 acres of land. Shortly afterwards, the government
       acquired this land for agrarian reform under the powers given to it by a statute.
       Such cases create real hardship for the persons who act upon the advice
       responding to the invitation oft he government. Therefore, the court subsequently
       relaxed their view in cases like Union of India vs Indo-Afgan Agrarian Ltd. In this
       case, the textile Commissioner published a scheme of Export Promotion and
       represented to the exporters of the woollen goods that they would be entitled to
       import raw material of total amount equal to hundred percent of the FOB (Free on
       Board) value of the exports. The respondents exported the woollen goods worth Rs.
       5,00,000 but he was given the export license for Rs. 1.99 lakh. The government
       contended that the scheme is only of administrative nature and not binding upon
       the government. The court rejected this contention and held that though this
       scheme has no statutory force, that cannot be entered against the government as
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       such. The government was estopped from changing its position after the parties
       have acted upon the scheme. Similarly, in Century Spinning and Manufacturing
       Company vs Ulhasnagar Municipality, the Municipality agreed to exempt existing
       industrial concerns in the area from octroi duty for a period of seven years. On the
       strength of this representation, many industrial concerns expended their
       business. After that the Municipality sought to impose the duty. The Supreme
       Court held that it was estopped from changing its position. The whole law of
       promissory or equitable estoppel against the governement was discussed afresh by
       the Supreme Court in Motilal Padampat Sugar Mills vs State of U. P. In this case,
       the following propositions were laid down:
          2. The doctrine was not based on any contract and even when the contract was
             invalid under art. 299 still, the government could be bound by estoppel.
CHAPTER XI
       In India, though people have great faith and confidence in judiciary, it is also true
       that they hesitate to go to Courts. This is normally because of the highly formal
       nature of Court proceedings, expenses involved, and the delays involved in getting
       justice through judicial process. Normally in the first instance people try to have
       political or departmental remedies. When they fail they think of approaching
       Courts. On the other hand, Courts in India are especially over-burdened and there
       is a need for alternative fora to settle the disputes.
PARLIAMENTARY REMEDIES
TRIBUNALS
       Tribunals provide a cheap, informal and speedy forum for the resolution of
       disputes, untrammelled by technicalities of procedural rules, and, indeed by
       lawyers.
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       Tribunals are, however, clearly judicial in nature. There function is to find facts,
       apply law and resolve the disputes. They are not concerned with issues of policy.
       Just like Courts, they are independent of executive interference.
       If the statute provides for appeal, then the decision of the tribunal is subject to
       appeal. The appeal may lie to an appellate tribunal, or to a Court, or sometimes,
       as in case of England, to a Minister. But, usually order of a tribunal is made final
       statutorily. In such cases there is no appeal against the order of the Court. But as
       a statute cannot abridge or nullify a Constitutional remedy, the orders of tribunal
       are still amenable to the Writ jurisdictions of High Courts and Supreme Court.
ARBITRATION
OMBUDSMAN
       complaint was justified. He can even act suo motu. He can grant relief to the
       aggrieved person as unlike the powers of a civil court, his powers are not limited.
Ombudsman in India
       Institution started functioning in the year 2000 as a 7 member body with a Retd.
       Judge of the High Court as its Chairman. The successor government changed the
       constitution and made it a single member body through an amendment of the
       Panchayath Raj Act in the year 2001.
       With effect from 17-3-2008 the office of Ombudsman is held by Mr. Justice M.R.
       Hariharan Nair, a former Judge of the High Court of Kerala. His appointment is for
       a term of 3 years which ends on 16-3-2011.
       During the preceding 3 years the office was held by Justice T.K. Chandrasekhar
       Das and before that by Mr. Justice K.P. Radhakrishna Menon. The Chairman of
       the 7 member body which was functional in the year 2000 was Mr. Justice P.A.
       Mohamed. All of them have rendered exemplary service to the institution.
       That the Court Fee necessary for filing a complaint is only Rs.10/- and that
       services of Advocate is unnecessary for conducting the case make this institution
       unique, inexpensive and fast functioning. Complaints to the Ombudsman are to be
       addressed to the Secretary. They are to be prepared in ordinary paper and
       accompanied by Form A duly filled up and with stamps worth Rs.10 affixed
       therein. Form A can be obtained from any office of the Local Bodies. Complaints,
       prepared as above and accompanied by as many copies as there are respondents
       in the case, can be presented in person to the Secretary, or sent to him in the
       address:
E mail: ombudsmanlsgi@gmail.com.
       It has the status of an autonomous body, free of control from any executive
       authority, charged with
1. monitoring all vigilance activity under the Central Government of India, and
Role of CVC
       The CVC is not an investigating agency, and works through either the CBI or
       through the Departmental Chief Vigilance Officers. The only investigation carried
       out by the CVC is that of examining Civil Works of the Government which is done
       through the Chief Technical Officer. Corruption investigations against government
       officials can proceed only after the government permits them. The CVC publishes a
       list of cases where permissions are pending, some of which may be more than a
       year old The CVC has also been publishing a list of corrupt government officials
       against which it has recommended punitive action.
Appointment of CVC
Removal of CVC
       The President may suspend from office, and if deem necessary prohibit also from
       attending the office during inquiry, the Central Vigilance Commissioner or any
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       The President may, by order, remove from office the Central Vigilance
       Commissioner or any Vigilance Commissioner if the Central Vigilance
       Commissioner or such Vigilance Commissioner, as the case may be:
1. is adjudged an insolvent; or
          3. engages during his term of office in any paid employment outside the duties
             of his office; or
Limitations of CVC
          3. CVC cannot direct CBI to initiate inquiries against any officer of the level of
             Joint Secretary and above on its own. Such a permission has to be obtained
             from the concerned department.
          4. CVC does not have powers to register criminal case. It deals only with
             vigilance or disciplinary cases.
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          5. CVC has supervisory powers over CBI. However, CVC does not have the
             power to call for any file from CBI or to direct CBI to investigate any case in
             a particular manner. CBI is under administrative control of Department of
             Personnel and Training (DoPT). Which means that, the powers to appoint,
             transfer, suspend CBI officers lie with DoPT.
LOKAYUKTA
LOKPAL
       The term Lokpal is the Indian version of Ombudsman. In 1966 the then President
       Dr. Radhakrishnan set up the Administrative Reforms Commission headed by
       Morarji Desai which recommended enacting a law for the establishment of a
       Lokpal.
       Between 1968 and 2001 eight times Bills were introduced in the Parliament to
       enact a law relating to the Lokpal. Every time the Bill lapsed or was allowed to
       lapse. In the first four Bills the Prime Minister was not included within the
       jurisdiction of Lokpal while the last four Bills included the Prime Minister within
       the jurisdiction of Lokpal.
       Below is a list of Lokpal Bills indicating whether the Prime Minister was included
       or excluded in the Lokpal’s jurisdiction in the different Bills introduced since
       1968.
       PM not Included: The Lokpal and Lokayuktas Bills of 1968 and 1974, The Lokpal
       Bills of 1977 and 1985.
       The scheme of the Lokpal under the 1977 Bill prepared by the Janata Government
       was materially different in many important respects from the earlier Bills.
          1. Unlike the 1968 and 1971 Bills, the Lokpal Bill, 1977, did not talk about the
             Lokayukta; it provided instead for the appointment of ‘Special Lokpals’ for
             the expeditious disposal of cases.
          2. It included the Prime Minister also in its ambit whereas the other Bills did
             not include him.
          4. Unlike the earlier Bills, the 1977 Bill embraced Ministers and Members of
             Parliament but excluded bureaucracy from its purview.
          5. While earlier Bills provided for consulting the Leader of the Opposition in the
             appointment of Lokpal, the 1977 Bill was silent about it.
       1985 Bill was, again, different in certain respects from the earlier Bills
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          1. The Prime Minister and members of Parliament were excluded from the
             purview of this Bill.
       The fifth Bill, introduced on 29 December 1989 in the Lok Sabha, aimed at
       curbing corruption at the higher political levels, as claimed in its Statement of
       Objects and Reasons.
       This Bill made many departures from those brought forward previously in terian
       important respects.
          1. The Prime Minister once again was brought within the purview of the
             Lokpal.
          2. The competent authority to whom the Lokpal was to forward his report in
             the 1989 Bill in relation to Prime Minister was the House of the People and
             about a public functionary, other than the Prime Minister, was the Prime
             Minister.
       In contrast, the Lokpal Bill, 1985, provided that the competent authority to whom
       the report would be sent by the Lokpal was the Prime Minister.
       The 1985 Bill empowered the President to appoint as Lokpal “a person who is or
       has been or is qualified to be a Judge of the Supreme Court”, while the 1989 Bill
       said that the President would appoint persons who are or have been Judges of the
       Supreme Court as the Chairman and members of the Lokpal.
       Besides, unlike all the previous Bills, the 1989 Bill proposed to set up a three-
       Member Lokpal with a Chairman and two Members.
       Like the Lokpal Bill 1989, the Lokpal Bill 1996 also proposed to set up a three-
       member Lokpal.
5. and 6. The Leaders of the Opposition in the Rajya Sabha and the Lok Sabha
       Upon perusal of all eight Government Bills, one finds that there is perceptible shift
       in the central focus of the legislation from the issue of redressal of public
       grievances to corruption at high places.
       This radical departure can be observed from the Lokpal Bill, 1977 and Bills
       introduced thereafter have no provision for redressal of citizens’ grievances and
       thereby stripped off Lokpal its intrinsic concept.
       In the first two Bills (Lokpal and Lokayuktas Bill, 1968 and Lokpal and Lokayktas
       Bill, 1971) clause 2 contained definition of the terms ‘grievance’ and ‘mal-
       administrations’ which were conspicuously missing in the proposed legislations
       introduced from 1977 onwards.
       Rest of the Bills in their clause 2 had inter-alia the definition of the terms
       ‘complaint’ or ‘corruption’ instead of ‘grievance’ or ‘maladministration’.
       Therefore, it is evident that over the years Parliament’s concern appears to have
       been growing more with matters relating to corruption than with the citizens’
       grievances.
       While in the first two Bills (1968 and 1971) the emphasis was on ‘complaints’ and
       ‘grievances’ of mal-administration against public servants, in the latter Bills of
       1977, 1985, 1989, 1996, 1998 and 2001 the emphasis had shifted to ‘ allegations
       of corruption’ against ‘ public functionaries’.
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       In 1966 the then Rastrapati Dr. Radhakrishnan set up the Administrative Reforms
       Commission headed by Morarji Bhai Desai it was this A.R.C. that recommended
       enacting a law for the establishment of a Lokpal.
       Today’s Lok Sabha is the Fifteenth Lok Sabha. The first time a Bill of this genre
       was introduced was 43 years back, in the Fourth Lok Sabha. It was then described
       as the Lokpal and Lokayuktas Bill, 1968.
       The Bill was referred to a Joint Committee of the two houses and on the basis of
       the Committee’s report the Bill was passed by the Lok Sabha. But while the Bill
       was pending before the Rajya Sabha, the Lok Sabha was dissolved, and so the Bill
       lapsed.
       In the Fifth Lok Sabha Smt. Indira Gandhi once again introduced the Bill. For six
       long years it remained in the queue of Bills ‘to be considered’. In 1977, the Lok
       Sabha was dissolved and the Bill lapsed.
       In 1977, under Morarji Bhai’s Government, the Bill was introduced as the Lokpal
       Bill, 1977. The Bill was referred to a Joint Committee which submitted its Report
       in July, 1978.
       While the Bill as reported was being considered by the Lok Sabha, the Lok Sabha
       was prorogued and later dissolved. So this Bill also lapsed.
In the Seventh Lok Sabha formed in 1980, no such Bill was presented.
       In 1985, with Rajiv Gandhi as Prime Minister, the Lok Pal Bill was presented
       afresh. It was again referred to a Joint Committee. I was Leader of Opposition in
       the Rajya Sabha at the time. At the very outset I pointed out that two joint
       committees had earlier examined the Bill in great detail, heard many experts, and
       collected massive evidence. This elaborate exercise need not be repeated. But the
       Committee, in its wisdom, thought otherwise.
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       For over three years, the Committee went round the country from Shimla to
       Trivandrum, and form Panjim to Port Blair. The Committee actually visited 23
       different States and Union Territories.
       The Committee’s tenure was extended as many as eight times and at the end of it
       all on November 15, 1988, then MOS for Home, Shri Chidambaram informed the
       committee that Government had decided to withdraw the Bill.