Prognostic Factors and Outcomes
Prognostic Factors and Outcomes
Abstract
Background: The coronavirus disease 2019 (COVID-19) is caused by severe acute respiratory syndrome coronavirus
(SARS-CoV-2) and became pandemic after emerging in Wuhan, China, in December 2019. Several studies have been
conducted to understand the key features of COVID-19 and its public health impact. However, the prognostic factors
of COVID-19 are not well studied in the African setting. In this study, we aim to determine the epidemiological and
clinical features of COVID-19 cases, immunological and virological courses, interaction with nutritional status, and
response to treatment for COVID-19 patients in Ethiopia.
Methods: A multi-center cohort study design will be performed. Patients with confirmed COVID-19 infection admit-
ted to selected treatment centers will be enrolled irrespective of their symptoms and followed-up for 12 months.
Baseline epidemiological, clinical, laboratory and imaging data will be collected from treatment records, interviews,
physical measurements, and biological samples. Follow-up data collection involves treatment and prognostic out-
comes to be measured using different biomarkers and clinical parameters. Data collection will be done electronically
using the Open Data Kit (ODK) software package and then exported to STATA/SPSS for analysis. Both descriptive and
multivariable analyses will be performed to assess the independent determinants of the treatment outcome and
prognosis to generate relevant information for informed prevention and case management. The primary outcomes of
this study are death/survival and viral shedding. Secondary outcomes include epidemiological characteristics, clinical
features, genetic frequency shifts (genotypic variations), and nutritional status.
Discussion: This is the first large prospective cohort study of patients in hospitals with COVID-19 in Ethiopia. The
results will enable us to better understand the epidemiology of SARS-CoV-2 in Africa. This study will also provide
*Correspondence: masresha88@gmail.com
1
Ethiopian Public Health Institute, Addis Ababa, Ethiopia
Full list of author information is available at the end of the article
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Abdella et al. BMC Infect Dis (2021) 21:956 Page 2 of 7
useful information for effective public health measures and future pandemic preparedness and in response to out-
breaks. It will also support policymakers in managing the epidemic based on scientific evidence.
Trial Registration: The Protocol prospectively registered in ClinicalTrials.gov (NCT04584424) on 30 October, 2020.
Keywords: COVID-19, Prognostic Factors, Outcomes of COVID, Cohort, Ethiopia
China [20]. Further research, therefore, is required to treatment on COVID-19 outcome among patients admit-
determine the effect of COVID-19 on pregnancy and ted to treatment centers in Ethiopia.
birth outcomes in our situation.
Nutrition is a key determinant of health [21]. More
importantly, it is part of the treatment regimen for acute Methods/design
and chronic diseases and applies particularly to ailments Aim and study setting
for which an etiologic treatment has not yet been dis- In this multi-site cohort study, we aimed to determine
covered and validated. An adequate diet is necessary to the natural history of the disease; clinical features and
provide energy for the body’s functions and nutrients management, epidemiological characteristics, immuno-
to build and repair tissues, prevent sickness, and help logical, virological courses and treatment response of the
the body heal from illness [22]. A balanced diet also disease, effects of diets on the nutritional status on the
has a vital role in bolstering the immune response of an disease progression, effect of the disease on pregnancy
infected person against RNA viral infections [23]. There and birth outcomes, and the effect of traditional/mod-
is sufficient evidence to demonstrate that the immune ern treatment on COVID-19 outcomes among patients
response can be weakened by inadequate nutrition [22, admitted to treatment centers in Ethiopia. Therefore,
23, 25]. The role of some nutrients in immune function the study findings will generate scientific data for a sys-
and infectious diseases is well established, such as vita- tematic understanding of natural history, epidemiologi-
min D [25]. cal characteristics, clinical features, and management
In recent studies, COVID-19 is shown to be commonly of COVID-19 which will, in turn, enable the country’s
complicated with coagulopathy, and the management of health sector to develop strategies to prevent and control
thromboembolism has significant importance in reduc- the pandemic before it poses further health and socioec-
ing mortality and morbidity [26, 27]. This indicates that a onomic crises. The research question of this study is “Do
severe cytokine storm induces SARS-Cov-2 to lead to the different individual host factors and environmental situ-
coagulation cascade, causing thromboembolism, which is ations influence clinical, epidemiological, and viral out-
linked to abnormal parameters such as increases in fibrin, comes of COVID-19 infection?”.
fibrin degradation products, fibrinogen, and D-dimer. The study will be conducted in all Federal treatment
Furthermore, immobility, systemic inflammation, plate- centers, including Ekakotebe, Yekatit-12, St. Peter Spe-
let activation, endothelial dysfunction, and stasis of blood cialized hospitals, SPHMMC, Millennium hall center in
flow have been reported as the predisposing factors of Addis Ababa, and Regional Hospitals including Mekelle,
thromboembolism [27]. The WHO recommended the Semera, Bahir Dar, Adama/Mojo, Hawassa, Jijiga, Harar,
use of low molecular weight heparin (e.g., enoxaparin), DireDawa, Metekel or Benishangul Gumuz, and Gamb-
according to local and international standards, to prevent ela dedicated to COVID 19 treatment.
venous thromboembolism, when not contraindicated
in COVID-19 patients [28]. However, the incidence of
venous thromboembolism in COVID-19 patients hospi- Study design and period
talized and under thromboprophylaxis is unclear. A multi-center prospective open cohort study design
To understand the negative impacts of COVID-19 on on COVID-19 confirmed cases in Ethiopia conducted
public health and key features pertinent to the disease, from December 01, 2020 to December 2021. Like many
various studies are under investigation at the global other disease-specific general open cohorts, such as in
level and they are contributing to delineating the char- Framingham Heart Study and the Ethiopia Netherlands
acteristics of the disease and its lethality. Currently, it is AIDS Research Project (ENARP) studies, the study
recognized that a ‘one size fits all’ approach towards the intends primarily to measure the incidence of several
design and implementation of interventions may not be epidemiological, clinical, virological, and immunological
appropriate. Therefore, global priorities, protocols, and outcomes of COVID-19 cases [29, 30]. The cohort will be
intervention assessments have to be contextualized and an unbiased extensive routine collection of clinical, radi-
adjusted to local needs and realities, including the trans- ographic, laboratory, and clinical management, virologi-
lation of results. Therefore, this study aimed to determine cal, immunological and nutritional data, which helps to
the natural history of the disease; clinical features and detect and address emerging research priorities without
management, epidemiological characteristics, immuno- relying on a priori hypothesis.
logical, virological courses and treatment response of the
disease; effects of diets on the nutritional status on dis- Study population
ease progression; effect of the disease on pregnancy and This study will enroll individuals with confirmed infec-
birth outcomes; and, the effect of traditional/modern tion with COVID-19 at selected Federal and Regional
Abdella et al. BMC Infect Dis (2021) 21:956 Page 4 of 7
Hospitals irrespective of their differences (age, sex, symp- measures; plasma 25-hydroxyvitamin D concentrations;
toms, severity, and any other conditions). The patients’ dietary history; micronutrient status (zinc and vitamin
follow-up will be done strictly within the management A); fasting blood sugar; weight, height, BMI; total choles-
adapted to their infection. terol (TC), triglycerides (TG), HDL-C, LDL-C and body
Individuals/patients in the study hospital or area will composition(waist circumference); genetic frequency
be eligible for inclusion if they meet the following crite- shifts (genotypic variations); obstetric and gynecologic
ria: (1) patient is admitted to selected treatment centers history; pregnancy status/test; clinical status; supplemen-
(Federal and Regional’s Hospitals) with COVID-19 con- tal oxygen; non-invasive ventilation or oxygen delivery
firmed by RT-PCR; and (2) consents to be enrolled in the devices/ respiratory support. We will also collect con-
follow-up study and provide all necessary information/ founding variables include socio-demographic variables
data, blood sample, and nasopharyngeal swab for testing. (age, sex, education status); status cases at the time of
Patients will be excluded if: (1) a subject deprived of free- enrollment; and months after the first positive test.
dom, subject under a legal protective measure; (2) refusal
by a participant, parent or appropriate guardian or repre- Data collection
sentative; (3) not willing to stay 12 months in the cohort Data collection will be done electronically using the
in Ethiopia; (4) is already involved in the COVID-19 clin- REDCap software package and data documentation will
ical trial or other interventional studies; (5) not capable be performed from a retrospective history of the patient
of understanding or complying with the study protocol or and prospectively after treatment is finalized. Contact
provide consent; (6) anticipated transfer to another hos- information such as home address and telephone number
pital that is not a study site within 72 h. will be collected to facilitate follow up and for tracking
defaulters of follow-up. For asymptomatic cases whose
Sample size and sampling procedures follow-up is undertaken at home, their home address,
The estimated sample size for this study is 6,390, based GPS coordinates and geospatial data for all participants
on the assumptions of a 28 percent death rate from a will also be registered by trained data collectors (study
retrospective study, a design effect of 2.5, and a 20 per- nurse or doctor). Data will be gathered from patients and
cent loss to follow-up. A baseline evaluation or assess- follow up cases through interviews by physicians/nurses
ment will be performed immediately after screening. at each treatment center using a questionnaire and stand-
After baseline assessment, all patients will be followed- ardized Case report form (CRF). Biological samples will
up daily until discharge according to WHO and National also be collected at baseline and follow up when sam-
discharging guideline and followed as per schedule after ples are taken in the context of care to meet the research
discharged. Study subjects enrolled will be followed up objectives. Five-milliliter venous blood will be collected
for 12 months after enrollment for the specific objective using a serum separator tube and 4 mL venous blood will
related to virology and immunology, clinical course of the be collected using a test tube containing anticoagulant.
disease, response to treatment, effect of COVID-19 in Viral load measures in a body fluid using Abbot and Rosh
pregnant mothers and birth-related effects of COVID-19. reagents and platforms will be measured. Phylogenetic
Enrolled cases will be followed up at 2 weeks, 3 months, analysis of SARS-CoV-2: genotyping of different types of
6 months, 9 months, and 12 months post-discharge. A SARS-CoV-2 from Ethiopian isolates under different set-
visit window of ± 7 days may be applied to these visits. tings will be done using a next-generation sequencer at
Patients discharged after recovery will be followed up Ethiopian Public Health Institute (EPHI). Imaging: chest
according to the follow-up schedule. x-ray, ultrasound scan, chest computed tomographic
(CT) scans data will be retrieved if available. Labora-
Primary outcome and secondary outcomes tory tests for D-dimers, platelet count, PT, PTT, INR, D-
The primary outcome variables are treatment outcome Dimer, and serum ferritin will be measured.
(active cases, recovered, death or transferred for further The screening will be performed within the period
treatment), recovery time, and duration of viral shedding between one to two days of admission to the hospital to
(the time from the first positive RT-PCR results to the review study inclusion/exclusion criteria; obtain prior
occurrence of the last positive RT-PCR results or nega- medical and concomitant medication histories; perform
tive RT-PCR results). The secondary outcomes include a complete physical examination, including height, body
clinical symptoms and signs (major); co-morbidities; weight, and vital signs (blood pressure, BP, heart rate,
status at last follow-up (survival, severity, virus detec- HR), Oxygen saturation (SpO2) with pulse oximetry; and
tion); laboratory biomarkers; duration of symptomatic collect a blood sample for laboratory testing on screening
phase, inpatient stay, ICU stay; viral loads; anti-SARS- day.
CoV-2 antibody titer; imaging with results; therapeutic
Abdella et al. BMC Infect Dis (2021) 21:956 Page 5 of 7
Discussion
Declarations
SARS-COV-19 pandemic has caused huge detrimental
impact in social interaction and economic aspects glob- Ethics approval and consent to participate
ally to an extent unseen before. Moreover, the health- This study has been approved by Ethiopian Public Health Institute Scientific
and Ethical Review Committee (EPHI-IRB-282-2020). Data of only consenting
care systems have become overloaded even in developed individuals will be analyzed and communicated. Informed oral consent will
countries. This is the first large prospective cohort study be obtained from each study participant. We obtained a waiver of signed
of patients in hospitals with COVID-19 in Ethiopia. The consent that the signature of participants will not be taken. This study poses
minimal risk for respondents (discomfort during interviews and blood collec-
results will enable us to better understand the epidemiol- tion). Moreover, a Participant Information Sheet (PIS) that explains the study
ogy of SARS-CoV-2 in an African setting. This study will objectives, potential benefits and risks, and types of data being collected were
also provide useful information for effective public health prepared to read aloud to all the respondents. Ascent will be sought from
participants whose age is less than 18 years. Each participant will be informed
measures and future pandemic preparedness and in about the objective of the study. Any participant involuntary to participate
response to outbreaks. It will also support policymakers in the study will not be forced to participate. They will also be informed that
in managing the epidemic based on scientific evidence. all data obtained from them will be kept confidential. Data collectors trained
by the principal and/or co-investigators will obtain either consent or ascent
depending on the age of the patient.Permission to conduct this study and
support letter will be obtained from the EPHI and Regional Health Bureaus.
Abbreviations
Participants will be approached through indexing cases and local health
COVID-19: Coronavirus Disease 2019; SARS-CoV: SARS Coronavirus; MERS-CoV:
authorities. Filled questionnaires and laboratory report documents will be kept
Middle Eastern Respiratory Syndrome Coronavirus; H1N1: Influenza A Virus
secured in a locked cupboard and electronically protected device. Participants
Subtype H1N1; RNA: Ribonucleic Acid; SPHMMC: Paul’s Hospital Millennium
will give their consent independently and privately for both interviews and
Medical College; RT-PCR: Reverse Transcription Polymerase Chain Reaction;
sample collection simultaneously. After capturing using a smartphone/tablet,
ICU: Intensive Care Unit; GPS: Global Positioning System; CT: Chest Computed
the signed informed consent/assent will be documented in a secured place
Tomographic; PT: Prothrombin Time; PTT: Thromboplastin Time; INR: Interna-
dedicated to this purpose. The electronic one will be kept in a password pro-
tional Normalized Ratio; HR: Heart Rate; BP: Blood Pressure ; SpO2: Oxygen
tected electronic machine. For children under 15, their parents or caregivers
Saturation; RR: Respiratory Rate; CBC: Complete Blood Count; ALT: Alanine
will be consented and also their contact.
Aminotransferase; CK: Creatine Kinase; AST: Aspartate Aminotransferase; CrCl:
Creatinine Clearance; FEV1: First Second of the Forceful Exhalation; FVC: Forced
Consent for publication
Vital Capacity; IQR: Inter Quartile Range; COVID: Corona Virus Disease; BMI:
Not applicable.
Body Mass Index; EPHI: Ethiopian Public Health Institute; rRT-PCRS: Reverse
Transcription Real Time Polymerase Chain Reaction; FVC: Forced Vital Capacity;
Competing interests
PFT: Perform Pulmonary Function Test; CRF: Standardized Case Report Form;
The authors declare that they have no competing interests.
TC: Total Cholesterol; LDL: Low-density Lipoprotein; PTSD: Post-traumatic
Stress Disorder; ENARP: Ethiopia Netherlands AIDS Research Project; SARS-
Author details
CoV-2: Severe Acute Respiratory Syndrome Coronavirus; ODK: Open Data Kit; 1
Ethiopian Public Health Institute, Addis Ababa, Ethiopia. 2 COVID‑19 Isolation
TG: Triglycerides; HDL-C: High-density Lipoprotein Cholesterol; LDL-C: Low-
and Treatment Center, Eka Kotebe General Hospital, Addis Ababa, Ethio-
density Lipoprotein Cholesterol.
pia. 3 Saint Paul’s Hospital, Addis Ababa, Ethiopia. 4 International Institute
Abdella et al. BMC Infect Dis (2021) 21:956 Page 7 of 7
for Primary Health Care, Addis Ababa, Ethiopia. 5 Mekelle University, Mek’ele, adults and children from influenza and other respiratory viruses. Influenza
Ethiopia. 6 Jimma University, Jimma, Ethiopia. 7 Saint Peter Hospital, Addis Other Respir Viruses. 2019;13(1):3–9.
Ababa, Ethiopia. 8 Nutrition International, Addis Ababa, Ethiopia. 9 Addis Ababa 15. Ludvigsson JF. Systematic review of COVID-19 in children shows
University, Addis Ababa, Ethiopia. 10 Jhpiego-Innovating, Addis Ababa, Ethio- milder cases and a better prognosis than adults. Acta paediatr.
pia. 11 Harvard T.H. Chan School of Public Health, Boston, MA, USA. 12 Africa 2020;109(6):1088–95.
CDC, Addis Ababa, Ethiopia. 13 UNICEF, Addis Ababa, Ethiopia. 14 Children’s 16. World Health Organization. Report of the WHO-China joint mission on
Investment Fund Foundation, London, UK. 15 College of Pharmacy and Nutri- coronavirus disease 2019 (COVID-19). Geneva: World Health Organization;
tion, University of Saskatchewan, Saskatoon, SK, Canada. 16 Ethiopian Ministry 2020.
of Health, Addis Ababa, Ethiopia. 17. Lu X, Zhang L, Du H, Zhang J, Li YY, Qu J, Zhang W, Wang Y, Bao S, Li Y, et al.
SARS-CoV-2 infection in children. N Engl J Med. 2020;382(17):1663–5.
Received: 25 December 2020 Accepted: 1 September 2021 18. Zaigham M, Andersson O. Maternal and perinatal outcomes with COVID-
19: A systematic review of 108 pregnancies. Acta Obstet Gynecol Scand.
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19. Knight M, Bunch K, Vousden N, Morris E, Simpson N, Gale C, O’Brien P,
Quigley M, Brocklehurst P, Kurinczuk JJ. Characteristics and outcomes of
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