ARRA
ARRA
A clinical tool to guide the alcohol relapse risk assessment questionnaire that is completed annually
assessment during the pretransplant period would help by liver transplant recipients.
to identify patients at heightened risk of posttransplant
relapse and guide the development of program policy Predictor Variables
and clinical interventions. Several researchers have Based on a review of the liver transplant and gen-
advanced the concept of a scoring algorithm for pre- eral addictions literatures, consultation with substance
dicting alcohol relapse in the context of liver trans- abuse researchers and treatment specialists, and our own
plant,5,8,27-29 but these methods have not been widely clinical experiences, we developed a list of 25 dichoto-
evaluated or clinically adopted by most transplant pro- mized variables hypothesized to be associated with
grams. Therefore, the primary objective of this study risk of alcohol relapse after liver transplant (Table 1).
was to conduct a more comprehensive evaluation of We chose to assess 3 different durations of alcohol
pretransplant predictors and to develop a scoring sys- abstinence, based on our program policy (3 months),
tem to stratify relapse risk to any alcohol use after the commonly cited 6-month rule, and the longer
liver transplant. abstinence period (12 months) required by some pro-
grams. Alcohol abuse/dependence, polysubstance abuse/
Methods dependence, and psychiatric comorbid conditions were
Data Collection determined on the basis of the diagnosis given by the
Using a prospectively collected transplant data- evaluating mental health clinician, using established
base (ie, Organ Transplant Tracking Record, OTTR), criteria in the Diagnostic and Statistical Manual of
we conducted a retrospective review of all adult pri- Mental Disorders-IV.31 Nonadherence was defined as
mary liver or liver-kidney transplants at Beth Israel persistent failure to follow the prescribed medication
Deaconess Medical Center in Boston, Massachusetts, regimen, no-show or cancellation (not due to hospital-
from May 1, 2002 to February 28, 2011. A trained cli- ization) of at least 20% of scheduled outpatient clinic
nician who was blinded to the patient’s outcome after appointments, and/or failure to make other prescribed
liver transplant reviewed the pretransplant evaluation lifestyle modifications (eg, fluid or sodium restric-
records and recorded the presence or absence of each tions) as determined by patient self-report or docu-
risk factor (see below) for all patients with any docu- mentation in the medical record. Patients for whom
mented history of alcohol abuse or dependency. To employment consequences, income or housing loss,
assess interrater reliability, the clinician ratings for a loss of marital or committed relationship, or legal prob-
subset (30/118, 25%) of the patients were compared lems (eg, violation of probation) could reasonably be
with the ratings of another clinician unaffiliated with expected with resumption of regular alcohol use were
the liver transplant service. The Committee on Clini- considered to have potentially serious behavioral con-
cal Investigation at Beth Israel Deaconess Medical sequences with relapse.
Center approved the study protocol.
Other Variables
Outcome Variable The following characteristics were recorded from
The primary outcome variable was the incidence the patient’s medical record: age at time of evaluation
of return to any alcohol consumption after liver trans- for liver transplant, sex, race, cause of primary liver
plant. Much of the prior research on alcohol relapse disease, presence of hepatocellular carcinoma, time
after transplant has focused on “harmful” drinking, (days) to alcohol relapse after liver transplant, and sur-
which has been inconsistently defined and poorly oper- vival status (alive, dead) and duration (days) at time of
ationalized. For instance, Kelly et al8 defined harmful study initiation. Additionally, for alcohol relapsers,
drinking as consuming more than 140 g of ethanol a we coded the intensity of the relapse as follows: low
week or drinking with noted medical or social harm. (≥1 slip to alcohol use that was isolated and followed
Perney et al30 reported harmful use as more than 21 by an extended period of abstinence), moderate (return
units per week for males and 14 units per week for to daily or near daily alcohol use, but at amounts less
females, and Mackie et al10 described heavy use as than levels before liver transplant), and high (return to
more than 50 units per week. Clinically, however, our alcohol use at frequency or amounts at or higher than
program uses a lifetime abstinence model of care, in levels before liver transplant). This information was
which patients are educated, counseled, and expected ascertained from clinic notes written by members of
to refrain from any alcohol consumption after trans- the transplant team, reports by caregivers to transplant
plant. For our study, any documented report or evi- providers who then documented this information in
dence of alcohol consumption after liver transplant our clinical database (ie, the OTTR), or patients’ dis-
was recorded. We reviewed all outpatient and inpa- closure on our annual transplant recipient health assess-
tient clinic notes, our clinical database (ie, the OTTR), ment in which patients are asked to describe the amount
toxicology results, and our transplant center’s health and frequency of alcohol use.
observation period (Figure 1). One hundred thirty- categorical coding of predictor and outcome variables,
eight patients (57%) had a history of alcohol abuse or which suggests substantial agreement.
dependence, although 20 patients were excluded from
analysis because they died less than 6 months after Relapse to Alcohol After Liver Transplant
transplant or never left the rehabilitation center or hos- Forty patients (34%) relapsed to any alcohol use
pital before dying. Of the remaining 118 patients, 101 (Figure 2). The time from liver transplant surgery to
(86%) were male, 99 (84%) were white, and mean age alcohol relapse ranged from 60 days to 7 years
was 54.7 (SD, 8) years. One hundred six (90%) received (median, 625 days). Relapsers did not differ sig-
a liver transplant only, 69 (58%) had hepatitis C virus nificantly (P > .05) from nonrelapsers with respect to
infection, 45 (38%) had alcohol as the primary cause sex, race, age, MELD score at the time of liver trans-
of liver disease, and 48 (41%) had hepatocellular car- plant, or survival status. However, compared with
cinoma. Mean laboratory Model for End-Stage Liver nonrelapsers, relapsers had significantly shorter
Disease (MELD) score at the time of liver transplant duration of abstinence before listing for liver trans-
was 22.0 (SD, 11; range, 7-48) and mean MELD score plant (mean [SD], 102.5 [118.0] months vs 27.7 [55.3]
with exception points at time of liver transplant was months, P < .001), were more likely to have alcohol
28.2 (SD, 7; range, 9-40). Mean duration of follow-up as their primary cause of disease (28% vs 58%, P =
after liver transplant was 55 months. .003), and were less likely to have hepatocellular car-
cinoma (54% vs 15%, P < .001). Of the 40 relapsers,
Interrater Agreement 9 (22%) had a low-intensity relapse, 19 (48%) had a
Examination of interrater agreement yielded a moderate-intensity relapse, and 12 (30%) had high-
Cohen kappa of 0.80 (95% CI, 0.72-0.97) across the intensity relapses (Figure 2).
60
50
Percentage of patients
40
30
20
10
0
Relapsers Low Moderate High
Relapse intensity
Figure 2 Percentage of patients who relapsed to any alcohol use after liver transplant and the intensity of the relapse (low, moderate, high).
Table 2 Risk factors before liver transplant significantly associated with alcohol relapse after liver transplant in univariate analysis
Univariate and Multivariate Analyses for ARRA II (43%), 4 to 6 for ARRA III (36%), and
In univariate analysis, 16 variables met the inclu- 7 to 9 for ARRA IV (14%). The ARRA score was pre-
sion criteria and were associated with a higher inci- dictive of relapse to any alcohol use after liver trans-
dence of alcohol relapse after liver transplant (Table 2). plant (log rank χ2 = 57.9, P < .001). The alcohol relapse
In the subsequent multivariate prediction model, 9 rates were 0% for the ARRA I, 8% for the ARRA II,
variables were statistically significant (Table 3), explain- 57% for the ARRA III, and 75% for the ARRA IV
ing 73% of the variance in the outcome (P < .001) and group (P < .001). Also, ARRA classification was asso-
correctly classifying the outcome of 91% of patients. ciated with relapse intensity for those who returned to
The model had a positive predictive value of 87%, alcohol use (χ2 = 15.7, P = .003). Low- and moderate-
correctly classifying 34 of 39 patients it predicted would intensity relapsers were more likely to be in ARRA III
relapse to any alcohol use after liver transplant. The classification, whereas high-intensity relapsers were
negative predictive value was 92%, where the model more likely to be in the ARRA IV group (Figure 3).
correctly classified 73 out of 79 patients it predicted The area under the receiver operating characteristic
would have no relapse to alcohol use. curve was 0.892 (95% CI, 0.833-0.950) for the simpli-
fied ARRA total score.
ARRA Prediction Score
An ARRA prediction score was calculated by Discussion
adding points assigned to each of 9 statistically signif- In this study, we present a new scoring system
icant predictor variables in the final regression model. (ARRA) based on 9 pretransplant clinical parameters,
For the purpose of simplicity, and pending validation which may help to identify before liver transplant those
of these study findings, we assigned 1 point to each patients who are at high risk of relapsing to alcohol
variable despite the difference in regression coeffi- use after transplant. The ARRA score allowed patients
cients. The resulting ARRA score ranged from 0 to 9. to be classified into 4 groups with minimal (0/9, 0%),
Four groups of patients were defined on the basis of low (4/51, 8%), moderate (24/42, 57%), and high
the ARRA score: score of 0 for ARRA I (8%), 1 to 3 (12/16, 75%) risk of relapse to any alcohol use after
Table 3 Multivariate logistic regression model for prediction of relapse to any alcohol use after liver transplant
Predictor variable Regression coefficient Odds ratio (95% CI) P
Presence of hepatocellular carcinoma -1.89 0.15 (0.06, 0.40) <.001
Tobacco dependence 2.24 2.46 (1.18, 10.65) .01
Continued alcohol use after liver disease diagnosis 1.80 1.79 (1.13, 3.27) <.001
Low motivation for relapse prevention treatment 1.62 1.59 (1.06, 2.41) .02
Poor stress management skills 1.31 3.61 (1.09, 14.12) .049
Lack of a rehabilitation relationship 1.67 2.09 (1.13, 4.65) .04
Limited social supports 1.59 3.02 (1.72, 10.19) .03
Lacks nonmedical behavioral consequences 1.89 6.15 (1.23, 18.42) .01
Continued engagement in social activities with alcohol present 2.31 8.77 (2.01, 42.17) .004
liver transplant. Supporting the clinical utility of the abuse patterns, the acquisition of more effective cop-
ARRA score is an area under the curve of 0.892, which ing and stress management skill, the identification of
suggests that if a relapser and nonrelapser were both high-risk social situations (eg, social activities involv-
drawn at random, the probability that the patient who ing alcohol), and strategies to avoid or manage such
relapsed to alcohol use would have a higher ARRA situations effectively. Additionally, treatment efforts
score is 89.2%. focused on identifying the relative benefits and rewards
The ARRA score is based on 9 parameters, includ- of continued alcohol abstinence after liver transplant
ing some that have previously been identified as may improve the patient’s motivation for sustained
correlates or predictors of alcohol relapse after trans- lifestyle change after transplant. Of particular note, cig-
plant.4,5,8,11,12,19-22,27,32,33 Importantly, these predictors seem arette smoking commonly co-occurs with alcohol abuse
logical and clinically meaningful. All but 2 of the pre- or dependence,35 and smokers appear to be at higher
dictors (presence/absence of hepatocellular carcinoma, risk of relapse after treatment for alcohol depend-
continued alcohol use after liver disease diagnosis) are ence.8,36,37 For exsmokers, the development of effective
modifiable, which suggests that risk factors can be coping skills to prevent relapse and the positive rein-
attenuated or reduced with appropriate intervention forcement associated with smoking cessation may be
before liver transplant. Many active alcohol relapse beneficial in facilitating longer-term abstinence from
prevention programs (eg, Motivational Enhancement alcohol. In contrast, continued smoking may, over
Therapy)34 target greater insight into one’s substance time, contribute to cue-induced craving for alcohol,
100
90
80
Percentage of patients
70
60
50
40
30
20
10
0
Low Moderate High
Intensity
Figure 3 The association between Alcohol Relapse Risk Assessment (ARRA) classification and alcohol relapse intensity. None of
the patients in the ARRA I classification had an alcohol relapse. ARRA II = 1-3 points, ARRA III = 4-6 points, ARRA IV = 7-9 points.
especially in the context of psychological distress. Many other variables, a finding consistent with several
liver transplant programs strongly advise or require other studies.8,10,12,14,22,45,46 The recent study by Mathurin
patients to quit smoking before transplant surgery to et al47 showing that early liver transplant for those
decrease the risk of adverse health risks.38-40 Our data with acute alcoholic hepatitis yields favorable out-
suggest that patients with an alcohol history should be comes and low short-term relapse rates further calls
offered interventions to facilitate smoking cessation into the question the need for a specified abstinence
(eg, online programs, self-help groups, behavioral and period before transplant.
pharmacological interventions), as this may also atten- Findings should be evaluated within the context
uate the risk of alcohol relapse after liver transplant. of several important study limitations. First, this is a
One interesting finding is that having hepatocel- single-center study, and findings cannot be general-
lular carcinoma was associated with a lower likeli- ized beyond the characteristics of our particular
hood of relapse. Research has shown that adults who sample (eg, predominantly male, white, and having
believe an unhealthy lifestyle contributed to a cancer infection with hepatitis C virus as the primary diagno-
diagnosis are more likely to make and maintain lifestyle sis). The ARRA scoring system requires external val-
changes.41-44 It is possible that the heightened sense of idation by researchers in other transplant programs
urgency, higher risk of mortality, and added uncer- and with different populations of patients. Such vali-
tainty of cancer progression and possible removal from dation is especially important given the inherent selec-
the transplant list before liver transplant contribute to tion bias in a study of this nature, where it is possible
a greater commitment to maintaining an alcohol-free that our program’s selection criteria for liver trans-
lifestyle after transplant. Based on their understanding plant most likely excluded patients who were thought
or representation of hepatocellular carcinoma, some to be at the highest risk of alcohol relapse after liver
liver transplant recipients may maintain alcohol absti- transplant. Second, it is possible that our alcohol relapse
nence because they believe doing so will prevent can- rates are higher than reported in this study, because
cer recurrence. Further study of cancer-specific beliefs our data collection processes may not have detected
and their association with other lifestyle changes, in some patients who returned to drinking. Similarly, the
addition to alcohol abstinence, is warranted. length of time from liver transplant to return to drink-
Several variables were associated with alcohol ing may have been shorter than described because
relapse in the univariate analysis but were not signifi- some patients may have successfully concealed their
cant predictors in the multivariate analysis, including drinking from members of the transplant team, other
cause of primary disease, abstinence duration before health providers, and family members. Third, the
transplant listing, prior unsuccessful alcohol treatment, number of predictor variables is large and the number
poor insight, and nonadherence with other aspects of of events (ie, relapse) is small, possibly resulting in
liver disease management. Many other studies have overfitting of the model. Also, we may have overlooked
focused exclusively on evaluating relapse rates in other variables that may be important to consider in
patients with alcoholic liver disease as the primary assessing risk to alcohol relapse after transplant, includ-
indication for liver transplant. Indeed, we found that ing genetic markers.48
those with alcoholic liver disease had a higher rate of The aforementioned limitations notwithstanding,
alcohol relapse and a shorter duration of pretransplant this study has several notable strengths. For instance,
abstinence compared with those with other primary it includes all patients with a history of alcohol abuse
indicators for transplant. However, patients with any or dependence, not only those with alcoholic liver dis-
diagnosis may have a history of alcohol abuse or ease. This factor is clinically important because all
dependency, and decisions about substance abuse pol- patients with a known history of alcohol abuse, regard-
icy or practices should not be made on the basis of dis- less of the cause of their liver disease, are advised to
ease etiology alone. Indeed, those for whom alcohol adopt a lifetime abstinence model to reduce the risk of
was not the primary indicator for liver transplant con- liver graft injury, to ensure adherence to the immuno-
sumed as much alcohol per day (224 g vs 205 g, P = suppression regimen, and to optimize the patient’s over-
.56) as those with alcoholic liver disease. In our own all health and well-being. Moreover, including patients
program, we require a minimum of 3 months of out-of- with all indications for liver transplant broadens the
hospital abstinence before a patient, including those potential utility of the ARRA scoring system. Another
without alcoholic liver disease, with any history of sub- relative strength is that our primary outcome was any
stance abuse can be listed for transplant. Most patients alcohol use after liver transplant, regardless of amount
(89%) in our study met this criterion; however, 13 or level of harm potential as has been previously
patients were abstinent for less than 3 months and 6 reported.8 The ARRA classification could be used to
patients (46%) relapsed to alcohol use after transplant. distinguish those patients with high-intensity relapses
Regardless, it appears that abstinence duration is a less from those who had an isolated slip, thus suggest-
salient indicator of relapse after liver transplant than ing that the scoring system may have some utility in
identifying patients at risk of more harmful levels of 2. McCullough AJ. Alcoholic liver disease. In: Schiff ER, Sorrell
MF, Maddrey WC, eds. Schiff’s Diseases of the Liver. 8th ed.
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present study. Finally, we used multiple strategies to Regev A. Outcomes of liver transplantation in patients with
cirrhosis due to nonalcoholic steatohepatitis versus patients with
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reported in other studies,8 is higher than we expected. of patients with alcoholic liver disease after liver transplanta-
Historically in our program, all patients with a sub- tion in Sweden: impact of structured management on recidivism.
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prevention treatment, but we have not closely moni- harmful alcohol after orthotopic liver transplantation. Alcohol
tored the frequency and intensity of treatment and have Alcohol. 2006;41(3):278-283.
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The authors thank Timothy Antonellis, Ariel Hodara, of a national conference organized by the American Society of
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Financial Disclosures 2010;10(10):2305-2312.
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