Klomjai Basic Principles of
Klomjai Basic Principles of
REHAB-D-15-00017 R1
alexandra.lackmy@upmc.fr
Abstract
Transcranial magnetic stimulation (TMS) and repetitive TMS (rTMS) are indirect and
noninvasive methods used to induce excitability changes in the motor cortex via a wire coil
generating a magnetic field that passes through the scalp. Today, TMS has become a key
method to investigate brain functioning in humans. Moreover, because rTMS can lead to
long-lasting after-effects in the brain, it is thought to be able to induce plasticity. This tool
appears to be a potential therapy for neurological and psychiatric diseases. However, the
physiological mechanisms underlying the effects induced by TMS and rTMS have not yet
been clearly identified. The purpose of the present review is to summarize the main
knowledge available for TMS and rTMS to allow for understanding their mode of action and
to specify the different parameters that influence their effects. This review takes an inventory
of the most-used rTMS paradigms in clinical research and exhibits the hypotheses commonly
assumed to explain rTMS after-effects.
Introduction
Over the past decades, neuroscience researchers have benefited from technical advancements
in non-invasive brain stimulation in humans. Transcranial magnetic stimulation (TMS) is one
method used to deliver electrical stimuli through the scalp in conscious humans. In general,
single-pulse TMS (including paired-pulse TMS) is used to explore brain functioning, whereas
repetitive TMS (rTMS) is used to induce changes in brain activity that can last beyond the
stimulation period. Non-invasive TMS of the motor cortex leads to a twitch in the target
muscle evoking a motor-evoked potential (MEP) on electromyography (EMG). The MEP is
usually used to assess the corticospinal tract excitability. The physiological bases underlying
modulations induced by TMS and rTMS have not been elucidated. The main knowledge is
still from animal studies and in vitro experiments performed on hippocampal slices. The
purpose of the present review is to discuss the main points of TMS to allow for a better
understanding of its mechanisms.
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Animal experiments
During the 20th century, animal studies provided the first evidence of the effect of a single
electrical pulse given by a probe directly applied over the motor cortex [1]. In these
experiments, the skull was removed to expose the brain. This setup with implanted electrodes
allowed for recording the discharges from subcortical fibers and fibers of the pyramidal
decussation. Later, Patton and Amassian showed that the response evoked in pyramidal fibers
by electrical stimulation of the motor cortex were spaced from 1 to 2 ms [2]. At a response
threshold, anodal stimulation evoked a first volley in the pyramidal tract, which was followed,
with increasing stimulation intensity, by later volleys separated by a periodicity of 1.5 ms.
Different conditions were tested to determine the origins of these descending volleys induced
by anodal stimulation. The first volley recruited appeared not to be affected by cortex cooling
and was maintained after removal of the cortical grey matter, whereas later volleys were
depressed by cortex cooling and disappeared when the grey matter was removed. The authors
hypothesized that the first volley resulted from direct stimulation of pyramidal tract axons,
called direct wave (D-wave), whereas later volleys came from synaptic activation of the same
pyramidal tract neurons, called indirect waves (I-waves). The recruitment order of descending
volleys evoked in the pyramidal tract by anodal stimulation was accurately defined by Kernell
and Chien-Ping, who confirmed that the D-wave was the first volley recruited and showed
that it was followed 3 and 4.5 ms later by an I2-wave and I3-wave, respectively [3]. However,
an I1-wave occurring 1.5 ms later than the D-wave was evoked only with high stimulation
intensities. The authors also found that the amplitude of descending volleys induced in the
pyramidal neurons increased in parallel with stimulation intensity of the motor cortex.
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and colleagues proposed replacing TES with TMS [5]. TMS directs a magnetic field of
several Teslas via a wire coil. In 1990, Tofts proposed a model of the distribution of TMS-
induced currents in the central nervous system [6]. He suggested that as the magnetic field
changes rapidly, circular electrical currents are induced. The currents flow in a plane
perpendicular to the magnetic field. So, current flows induced by TMS are in an annulus
underneath the coil. If the circular coil is placed flat on the scalp, currents flow in a plane
parallel to both the coil and the scalp. The force of magnetic field induced by TMS can be
reduced by extracerebral tissues (scalp, bone, meninges); however, it is still able to induce an
electrical field sufficient to depolarize superficial axons and to activate networks in the cortex
[7]. However, because the impedance of gray matter is greater than that of white matter,
electrical currents in subcortical structures are weaker than in superficial layers, so subcortical
structures such as the basal ganglia and thalamus are not activated by TMS.
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agents acting on ionotropic non-N-methyl-D-aspartate (non-NMDA) glutamate receptors such
as ketamine that are responsible for fast excitatory synaptic transmission in the cortex [12]. In
contrast, other neurotransmitters and neuromodulator systems such as GABA, dopamine,
norepinephrine, serotonin or acetylcholine have no effect on MT. As for MT, the MEP can be
depressed by agents that inactivate sodium channels such as volatile anesthetics [13]. MEP
reduction is hyposthesized to result from reduced excitability of I-waves due to sodium-
channel inactivation, which leads to decreased action potential firing and in turn reduces
calcium entry at the presynaptic terminal and finally synaptic transmission [14]. Moreover,
MEP amplitude was found to vary after the application of modulators of inhibitory and
excitatory transmission in neuronal networks. For instance, the MEP is depressed by
modulators of GABAA receptors or increased by dopamine agonists and various
norepinephrine agonists. Of note, changes in MEP amplitude can occur without significant
changes in MT, which supports the notion of a fundamental difference in physiology between
the 2 measures. [15].
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biphasic pulses. Monophasic magnetic pulses are commonly used for single-pulse
experiments, whereas biphasic stimulus waveforms are usually required in rTMS experiments
because of the lower energy requirements [19]. The effect of mono- and biphasic pulses can
be compared if the second and decisive phase of the biphasic pulse is taken as the equivalent
of the initial monophasic pulse [7]. The effectiveness of stimulation appears to vary according
to the direction of currents induced in the motor cortex [20].
Various kinds of coils with different geometries and sizes have been developed and
include the circular coil, figure-of-eight coil, double-cone coil, air-cooled coil and, more
recently, the Hesed coil [21], c-Core coil and circular crown coil [7]. Currents induced by
circular coils widely spread under the windings and activate superficial cortical layers.
Circular coils are recommended for stimulating large and superficial motor areas such as
upper-limb motor areas. However, the figure-of-eight coil provides a focused stimulation; the
electric field is at its maximum under its center (hot spot), where the 2 uwindings meet, for a
more accurately defined area. The electric field of double-cone coils can reach deep cortical
layers. This coil is mainly recommended for stimulating the motor areas of lower limbs that
are located deep inside the inter-hemispheric fissure [22]. Nevertheless, the double-cone coil
is not focal. A single TMS via a double-cone coil over M1 evokes bilateral responses in upper
and lower limbs and also a contraction in facial muscles. The direction of current lines derives
from the orientation and position of the coil over brain gyri and sulci. In most studies, TMS is
used to stimulate M1. If the figure-of-eight coil over M1 is oriented parallel to the inter-
hemispheric fissure, current flows in the posterior–anterior direction and activates the
pyramidal tract indirectly via the recruitment of excitatory interneurons. Thus, posteriorly
directed currents in the brain preferentially elicit late volleys in the corticospinal tract.
However, if the figure-of-eight coil is oriented perpendicular to the inter-hemispheric fissure,
an early I-wave and even a D-wave can be recorded [23].
Recently, navigated brain stimulation (NBS) has been developed to facilitate the use
of TMS. NBS devices consist of an infrared camera detecting trackers placed on a headband
worn by the subject and on the coil. From MRI brain data, NBS is able to rebuild the subject’s
head in 3-D and to record the coil position. Some devices can measure the strength and
direction of the electric field induced in the brain by TMS. More than just being an
improvement of TMS measurement, NBS offers the possibility of reliably stimulating other
brain areas such as the premotor cortex, cerebellum, sensory areas and cognitive areas.
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Paired-pulse TMS methods
Paired-pulse TMS methods have been developed since the late 20th century. Paired-pulse
TMS consists of 2 successive pulses through the same coil, delivered with a short inter-
stimulus interval (ISI) of a few milliseconds or a long ISI (from tens to hundreds of
milliseconds). In practice, both pulses are applied over the same point of the dominant
hemisphere over the motor cortex. This method is used to explore inhibitory or excitatory
intracortical networks depending on the intensity and ISI used [24-26]. Nevertheless, paired-
pulse TMS can reveal inhibitory cortical networks more easily than excitatory networks,
which are less investigated. Two TMS pulses can also be delivered over each hemisphere at
the same point of the motor cortex so as to explore inter-hemispheric inhibition (or
transcallosal inhibition) [27].
rTMS methods
Contrary to single-pulse TMS, rTMS is able to change and modulate cortical activity beyond
the stimulation period, for a potential method for the treatment of neurological and psychiatric
disorders. The physiological bases of rTMS after-effects have not yet been clearly identified.
Many arguments support the idea that the mechanisms underlying rTMS after-effects
resemble long-term potentiation (LTP) and long-term depression (LTD) described in animals.
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receptor has an intrinsic cation-channel blocked by Mg ions when the cell is at its normal
resting potential. When the synaptic neuron is sufficiently depolarized, Mg2+ ions are ejected
to open the NMDA-receptor cation-channel. The calcium entrance in post-synaptic cells
activates a calcium-sensitive signaling pathway, which has many downstream targets that
induce changes in pre- and post-synaptic neurons leading to increased synaptic strength. One
of these effects is increased post-synaptic neuron sensitivity to glutamate according to a
mechanism involving alpha-amino-3-hydroxyl-5-methyl-4-isoxazolepropionic acid (AMPA)
receptors [30]. Moreover, experiments with hippocampal slices revealed that nitric oxide
(NO), a membrane-soluble neuronal messenger, could contribute to synaptic plasticity in the
brain. Inhibitors of NO synthase (NOS) could suppress the induction of LTP in the
hippocampus and block LTD in the cerebellum [31]. The NO contribution to synaptic
plasticity depends on the strength (i.e., intensity, frequency or duration) of tetanic stimulation.
Thus, LTP induced by weak tetanic stimulation would be blocked by NOS inhibitors, whereas
stronger tetanic stimulation would lead to NO-independent potentiation [32]. Moreover, NO
paired with low-frequency stimulation (0.25 Hz) produces long-lasting depression rather than
potentiation [33]. Whether NO affects plasticity by facilitating potentiation mechanisms or
contributes to LTP induction by inhibiting LTD is unclear.
Concerning LTD, its induction reverses the LTP effects or LTD is induced de novo.
Several hypotheses suggest that LTD induction also results from activation of NMDA
receptors, thereby leading to increased Ca2+ concentration. Contrary to LTP induction, which
would be due to a large and fast increase in Ca2+ concentration, LTD induction would arise
from a small and slow increase in Ca2+ content. In vitro, LTD is induced by low-frequency
stimulations delivered for long periods (600-900 pulses), whereas LTP occurs after short train
stimulations delivered at high frequencies. Changes in synaptic strength resulting from LTP or
LTD are commonly divided into 2 phases: 1) a short phase (early LTP or LTD) when changes
last for only 30 to 60 min and 2) a long-l phase (late LTP or LTD) when modifications of
protein synthesis occur [30].
rTMS protocols
Numerous rTMS protocols have reported different after-effects. An after-effect induced by
rTMS depends on stimulation frequency and duration of the stimulation period [34]. Low-
frequency stimulation (< 1 Hz) has inhibitory effects, whereas high-frequency stimulation (>
5 Hz) leads to excitatory effects in the brain. The duration of the after-effects seems to vary in
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parallel with the length of the stimulation. A longer stimulation induces a longer duration of
after-effects.
Simple rTMS protocols have individual stimuli that are spaced by identical ISI (Fig.
2). In most low-frequency rTMS studies, the stimulation frequency is usually set at 1 Hz, with
stimulation intensity and pulse number varying among studies. Low-frequency rTMS (1 Hz)
is considered to have an inhibitory effect but at low intensities (less than MT), 1-Hz rTMS
often fails to have measurable effects on motor excitability. Some findings indicate that
variability of response to 1-Hz rTMS might be related to the level of motor cortex excitability
of the targeted muscle. 1-Hz rTMS suppresses MEP only when the target muscle is at rest.
The depression of MEP could be increased if 1-Hz rTMS is preceded by a high-frequency
subthreshold stimulation as compared to no preconditioning stimulus. This increase in cortical
depression lasts for at least 60 min [35]. In contrast, high-frequency rTMS (5-25 Hz) is
thought to increase cortical excitability. Berardelli et al. reported that 5-Hz rTMS set at 120%
of the MT facilitated MEP for 1 s [36]. However, the duration of effects induced by high-
frequency rTMS varies according to stimulation intensity, pulse number and stimulation
frequency. High-frequency rTMS after-effects can persist up to 90 min after stimulation in
some cases. However, after-effects induced by high-frequency rTMS could be reversed
because of stimulation intensity. Low intensity (less than MT) tends to decrease cortical
excitability, whereas high intensity (greater than MT) increases cortical excitability [37]. As
for low-frequency rTMS, modulations induced by high-frequency rTMS depend on the level
of excitability of motor neurons of the target muscle. If subjects perform a brief isometric
contraction of the target muscle, the MEP facilitation induced by 5-Hz rTMS is longer than
that observed in subjects at rest [38].
Besides simple rTMS protocols, new rTMS protocols have been developed. The most
used is theta burst stimulation (TBS), which has been used in animal studies to induce
synaptic plasticity. The pattern of TBS is based on the brain’s natural theta rhythm occurring
in the hippocampus. TBS consists of bursts of high-frequency stimulation (Fig. 2). The
intensity is subthreshold, usually set at 80% of the MT. Different patterns of TBS produce
different effects on motor cortex excitability. An intermittent TBS (iTBS) protocol, with TBS
applied for 2 s and then repeated every 10 s, increases motor cortex excitability [34, 39-40]. A
continuous TBS (cTBS) protocol, with TBS repeated for 40 s without any pause, induces a
consistent depression of the MEP. The duration of the TBS after-effects depends on
stimulation. iTBS applied for a total of 190 s increases MEP for at least 15 min, whereas 40 s
of cTBS depresses the MEP for approximately 60 min. TBS is assumed to produce a mixture
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of facilitatory and inhibitory effects, facilitation building up faster than inhibition [39]. Of
note, results of TBS protocols seem more consistent than those of simple rTMS protocols,
likely due to the fact that in TBS studies, stimulation intensity and number of pulses applied
are approximately equal, which is not the case in simple rTMS studies [30].
The last TMS protocol detailed in this review is termed paired associative stimulation
(PAS), introduced by Stefan, in 2000. PAS protocols combine a repetitive stimulation of
somatosensory afferents with TMS over the contralateral motor cortex [34] (Fig. 2). PAS is
based on models of associative LTP or the Hebbian concept described in animals. This model
supports that converging inputs from various sources, including local intracortical fibers and
corticocortical or thalamocortical afferents, could interact to reshape local representational
cortical patterns [41]. In this concept, the temporal order of the presynaptic and postsynaptic
spiking determines whether LTP and LTD is induced when a weak and strong input are
activated together [29]. In humans, the nature of effects induced by PAS depends on the ISI
between the electrical peripheral nerve stimulation and cortical stimulation. If the ISI is
shorter than the afferent delay (time required for the peripheral afferent input to reach the
brain), PAS depresses the excitability in the motor cortex. In contrast, if ISI is longer than the
afferent delay, PAS increases cortical excitability [42]. Pharmacological studies support that
PAS after-effects would rely on mechanisms depending on NMDA and GABAB receptors.
Furthermore, dopamine could also play a role in inducing PAS after-effects [30].
Conclusion
The aim of the present review was to summarize the main knowledge about the physiological
bases of TMS and rTMS. Given the numerous physical and biological parameters that
influence TMS responses, effects induced by TMS and rTMS differ among studies, so
calibrated paradigms need to be defined to increase reproducibility. The great variability in
results questions the use of TMS and rTMS in clinical trials. However, this question is
addressed in detail in the next review [43].
Acknowledgements
We are grateful to Geneviève Bard for her precious support in collating references and getting
the text into a presentable order.
Funding
This work was supported by INSERM and MESR, APHP.
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Figure legends
Figure 1. Transcranial magnetic stimulation (TMS) applied over the motor cortex
preferentially activates interneurons oriented in a plane parallel to the brain surface. This
placement leads to a transynaptic activation of pyramidal cells evoking descending volleys in
the pyramidal axons projecting on spinal motoneurons, also termed the corticospinal tract.
Motoneuron activation in response to corticospinal volleys induced by TMS leads to a
contraction in the target muscle evoking a motor-evoked potential (MEP) on electromyogram
(EMG) recorded by using surface electrodes applied over the muscle belly. Its peak-to-peak
amplitude is used to estimate excitability of the corticospinal tract.
Figure 2. Simple repetitive TMS (rTMS) protocols consist of identical stimuli spaced by an
identical inter-stimulus interval (ISI). Effects depend on stimulation frequency: at low
frequency (LF rTMS < 1 Hz), rTMS depresses excitability in the motor cortex, whereas at
high frequency (HF rTMS > 5 Hz), cortical excitability is increased. Theta burst stimulation
(TBS) involves bursts of high-frequency stimulation (3 pulses at 50 Hz) repeated with an ISI
of 200 ms (5 Hz). In an intermittent TBS (iTBS) protocol, bursts are delivered for 2 s, then
repeated every 10 s (2 s of TBS followed by a pause of 8 s). However, in a continuous TBS
protocol (cTBS), bursts are repeated for 40 s without any pause. Paired associative stimulation
(PAS) protocols combine a repetitive stimulation of peripheral nerve afferents of the target
muscle with TMS over its motor area. Intervention consists of 90 to 100 PAS.
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Simplified scheme of mechanism of action of TMS of the motor cortex
Pyramidal neuron
Cortex
Action potential
Peripheral nerve
1s
HF rTMS
1s
cTBS
1s
0.2s
iTBS
1s
3 pulse train 8s
0.2s
PAS
TMS TMS TMS
Peripheral
nerve stimulation
pre 90 paired-stimulations post
figure 2 ISI > afferent delay
ISI < afferent delay