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0% found this document useful (0 votes)
262 views10 pages

US Banks To Work On 1 of 10

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Emy
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© © All Rights Reserved
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Name

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC


THE BANK OF NEW YORK MELLON

THE BANK OF NEW YORK MELLON


THE BANK OF NEW YORK MELLON
THE BANK OF NEW YORK MELLON
THE BANK OF NEW YORK MELLON
THE BANK OF NEW YORK MELLON
THE DEPOSITORY TRUST CO
THE DEPOSITORY TRUST CO
THE DEPOSITORY TRUST CO
TRADESTATION SECURITIES, INC.
TRADEUP SECURITIES, INC.
TRUIST BANK

STIFEL, NICOLAUS & COMPANY, INCORPORATED


STIFEL, NICOLAUS & COMPANY, INCORPORATED

STOCKCROSS FINANCIAL SERVICES, INC.


STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES, INC.

TD AMERITRADE CLEARING, INC.


TD AMERITRADE CLEARING, INC.
TD WATERHOUSE CANADA INC./CDS**
THE BANK OF NEW YORK MELLON

THE BANK OF NEW YORK MELLON

THE BANK OF NEW YORK MELLON DTC #0901


RAYMOND JAMES & ASSOCIATES, INC.
RAYMOND JAMES LTD./CDS**
RBC CAPITAL MARKETS, LLC
RBC CAPITAL MARKETS, LLC

ROBERT W. BAIRD & CO. INCORPORATED


ROYAL BANK OF CANADA
SEI PV/GWP #02663
SEI PV/GWP #02663
SIS SEGAINTERSETTLE AG
SIS SEGAINTERSETTLE AG
SOUTHWEST SECURITIES
SOUTHWEST SECURITIES
STATE STREET BANK & TRUST COMPANY
STATE STREET BANK AND TRUST CO DTC #0997
STATE STREET BANK AND TRUST CO DTC #0997
STATE STREET BANK AND TRUST CO DTC #0997
STERNE, AGEE & LEACH, INC.

STERNE, AGEE & LEACH, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

NATIONAL FINANCIAL SERVICES LLC

OPPENHEIMER & CO. INC.


OPTIONSXPRESS INC. DTC #0338
PERSHING LLC
PNC BANK NA DTC #02616
PNC BANK, NATIONAL ASSOCIATION
RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC/INTERNATIONAL PLC


MORGAN STANLEY SMITH BARNEY DTC #0015
MORGAN STANLEY SMITH BARNEY DTC #0015
MORGAN STANLEY SMITH BARNEY DTC #0015
MORGAN STANLEY SMITH BARNEY DTC #0015
MORGAN STANLEY SMITH BARNEY DTC #0015
MORGAN STANLEY SMITH BARNEY DTC #0015
MORGAN STANLEY SMITH BARNEY DTC #0015

MORGAN STANLEY SMITH BARNEY LLC


MURIEL SIEBERT & CO., INC.

MERRILL LYNCH, PIERCE FENNER &


MERRILL LYNCH, PIERCE FENNER & SMITH
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED/671 MLPF&
MITSUBISHI UFJ TRUST & BANKING CORP DTC #2932
MORGAN STANLEY & CO. INTERNATIONAL P

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC


HILLTOP SECURITIES INC.
INTERACTIVE BROKERS LLC DTC#0017

INTERACTIVE BROKERS RETAIL EQUITY CLEARING

J.P. MORGAN CLEARING CORP.


JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
JEFFERIES LLC DTC #0019
JEFFERIES LLC DTC #0019
JPMORGAN CHASE BANK

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION


JPMORGAN CLEARING CORP. DTC #0352
KCG AMERICAS LLC

LPL FINANCIAL CORPORATION


MARSCO INVESTMENT CORPORATION/TRADEUP
MEDIANT COMMUNICATIONS

D. A. DAVIDSON & CO.


D. A. DAVIDSON & CO.

DEUTSCHE BANK AG NY/CEDEAR


DEUTSCHE BANK AG NY/US CUSTODY
DEUTSCHE BANK SECURITIES INC. DTC #0573
E*TRADE CLEARING LLC
EDWARD D. JONES & CO.
EDWARD D. JONES & CO.
EUROCLEAR BANK S.A./N.V.
EUROCLEAR BANK S.A./N.V.
FINANCIAL INFORMATION INC.

FIRST CLEARING, LLC


FOLIOFN INVESTMENTS
GOLDMAN SACHS & CO DTC #0005
GOLDMAN SACHS & CO DTC #0005
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS INTERNATIONAL

GOLDMAN SACHS INTERNATIONAL


GOLDMAN, SACHS & CO.
HILLTOP SECURITIES INC.

CITIBANK, N.A.
CITIBANK, N.A. DTC #0908

CITIGROUP GLOBAL MARKETS,


INC./CORRESPONDENT CLEARING
CLEARSTREAM INTERNATIONAL SA
CLEARSTREAM INTERNATIONAL SA
CLEARSTREAM INTERNATIONAL SA
CLEARSTREAM INTERNATIONAL SA
CLEARSTREAM INTERNATIONAL SA
CLEARSTREAM INTERNATIONAL SA
CREDIT AGRICOLE SECS USA INC. DTC #0651

CREDIT SUISSE SECURITIES (USA) LLC


CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC DTC #0355
CREDIT SUISSE SECURITIES (USA) LLC DTC #0355
CREDIT SUISSE SECURITIES (USA) LLC DTC #0355
D. A. DAVIDSON & CO.
D. A. DAVIDSON & CO.

CHARLES SCHWAB & CO.

AMERICAN ENTERPRISE INVEST

APEX CLEARING CORPORATION


BMO NESBITT BURNS
BMO NESBITT BURNS INC.

BNP PARIBAS
BNP PARIBAS, NEW YORK BRANCH/BNP PAR

BNY MELLON
BNY MELLON
BROWN BROTHERS HARRIMAN & CO.
Email
JANE.FLOOD@UBS.COM
MANAGER@UBS.COM

GREGORY.CONTALDI@UBS.COM

JUSTIN.WHITEHOUSE@BNYMELLON.COM

BRIAN.MARNELL@BNYMELLON.COM

THERESA.STANTON@BNYMELLON.COM
MATTHEW.BARTEL@BNYMELLON.COM

ATHOMPSON@BNYMELLON.COM
THERESA.STANTON@BNYMELLON.COM
JOSEPH.POZOLANTE@MARKIT.COM
DAVID.BOGGS@MARKIT.COM
KEVIN.JEFFERSON@MARKIT.COM
DBIALER@TRADESTATION.COMCLIENTSERVICES@TRADESTATION.COM

TRANSFER@TRADEUP.COM
CORPORATE.ACTIONS@TRUIST.COM
RUSSELLC@STIFEL.COM KIVLEHENS@STIFEL.COM WIEGANDC@STIFEL.COM OPSSTOCKRECORDS@STIFEL.COM BLAN

WIEGANDC@STIFEL.COM
AGUERRIERO@SIEBERT.COM OFEINA.TUIHALAMAKA@STOCKCROSS.COMDANIEL.LOGUE@STOCKCROSS.COM

INFO@STOCKCROSS.COMAGUERRIERO@SIEBERT.COM

LISA.BRUNSON@STOCKCROSS.COMAGUERRIERO@SIEBERT.COM

ZCLASSACTIONS@TDAMERITRADE.COMDIANE.EASTER@TDAMERITRADE.COM TDWPROXY@TDSECURITIES.COM
TYLER.STCLAIR@TDAMERITRADE.COM LEAH.SAUNDERS@TDAMERITRADE.COM ANGELA.WRIGHT@TDAMERITRADE

TDWPROXY@TD.COM
PROXYSUPPORT@BNYMELLON.COMTHERESA.STANTON@BNYMELLON.COM

PROXYSUPPORT@BNYMELLON.COM GCE_INQUIRY_AMERICAS_CLIENTS@BNYMELLON.COM PXRPT@BNYMELLON.CO

PGHEVENTCREATION@BNYMELLON.COM PROXYSUPPORT@BNYMELLON.COMTHERESA.STANTON@BNYMELLON.COM

ROBERTA.GREEN@RAYMONDJAMES.COMCORPORATEACTIONS@RAYMONDJAMES.COM

CORPORATEACTIONS@RAYMONDJAMES.COM
RBCWM-PROXYNOTIFICATIONS@RBC.COM
NICHOLAS.ONKEN@RBC.COMRBCWM-PROXYNOTIFICATIONS@RBC.COM

JSUDFELD@RWBAIRD.COMNROBERTSTAD@RWBAIRD.COM REORG@RWBAIRD.COM

DONALD.GARCIA@RBC.COM
GWSUSOPSCAINCOME@SEIC.COM
PLATFORMCA@SEIC.COM
CA.NOTICES@SIX-SECURITIES-SERVICES.COM
CORPACTIONSOVERSEAS.GROUP@SISCLEAR.COM
PROXY@SWST.COM
VALLWARDT@SWST.COM
USCARESEARCH@STATESTREET.COMBAM_CLIENTSERVICES_MO_INQ@STATESTREET.COM

RJRAY@STATESTREET.COM
JKKYAN@STATESTREET.COM
USCARESEARCH@STATESTREET.COM
JMEZRANO@STERNEAGEE.COMKSIMPSON@STERNEAGEE.COM

SECURITIESTRANSFER@STERNEAGEE.COMKSIMPSON@STERNEAGEE.COM

RUSSELLC@STIFEL.COM CAOP@STIFEL.COMJENKINSK@STIFEL.COM

RESMANNZ@STIFEL.COM RUSSELLC@STIFEL.COM CAOP@STIFEL.COM JENKINSK@STIFEL.COM

PETER.CLOSS@FMR.COM LISA.GANESH@FMR.COM SEAN.MCDONOUGH@FMR.COM JASON.DRESS@FMR.COM ROHAN.R

GUILLERMO.GONZALEZ@OPCO.COM COLIN.SANDY@OPCO.COM REORG@OPCO.COM KENYA.WHITE@OPCO.COM FRAN

PROXYSERVICES@OPTIONSXPRESS.COM
REGAN.PALMER@PERSHING.COM JLAVARA@PERSHING.COM CHARLENE.POLDEN@PERSHING.COM KRISTIE.MEDICH@

CASPR@PNC.COM
CASPR@PNC.COM MCA@PNC.COM JNICHOLS@PNC.COM YVONNE.MUDD@PNCBANK.COM
ELAINE.MULLEN@RAYMONDJAMES.COMCORPORATEACTIONS@RAYMONDJAMES.COM

PROXY.BALT@MS.COM PSCLASSACT@MS.COM CLASSACT@MS.COM PRODDATA@MORGANSTANLEY.COMCLASSACT@

DEALSETUP@MORGANSTANLEY.COM RAQUEL.DEL.MONTE@MORGANSTANLEY.COM MARIA.CACOILO@MORGANSTA

USPROXIES@MORGANSTANLEY.COM
PROXY.BALT@MORGANSTANLEY.COM
CAVSDOM@MORGANSTANLEY.COM
RAQUEL.DEL.MONTE@MORGANSTANLEY.COM
JOHN.FALCO@MORGANSTANLEY.COM
ROBERT.CREGAN@MORGANSTANLEY.COM
JODANCY.MACKENSY@MORGANSTANLEY.COM
DEALSETUP@MORGANSTANLEY.COM RAQUEL.DEL.MONTE@MORGANSTANLEY.COM MARIA.CACOILO@MORGANSTA

SERVICE@SIEBERT.COMAGUERRIERO@SIEBERT.COM

CPACTIONSLITIGATION@ML.COM EARL.WEEKS@BAML.COM KATELYN.BECK@BAML.COMCORPACTIONSPROXY@ML

EARL.WEEKS@BAML.COM
CPACTIONSLITIGATION@ML.COM EARL.WEEKS@BAML.COM KATELYN.BECK@BAML.COM CORPACTIONSPROXY@ML

CORPORATEACTIONS-DL@US.TR.MUFG.JP
DANIEL.SPADACCIN@MORGANSTANLEY.COM
DEALSETUP@MORGANSTANLEY.COM RAQUEL.DEL.MONTE@MORGANSTANLEY.COM MARIA.CACOILO@MORGANSTA

PSCLASSACT@MORGANSTANLEY.COM DEALSETUP@MORGANSTANLEY.COM RAQUEL.DEL.MONTE@MORGANSTANLE


BONNIE.ALLEN@SWST.COMBONNIE.ALLEN@HILLTOPSECURITIES.COM

BANKRUPTCY@IBKR.COM
PROXY@INTERACTIVEBROKERS.COM BANKRUPTCY@INTERACTIVEBROKERS.COM IBCORPACTION@INTERACTIVEBR

USSO.PROXY.TEAM@JPMORGAN.COMJPMORGANINFORMATION.SERVICES@JPMORGAN.COM IB.MANDATORY.CORP.A

KWALTON@JANNEY.COMREORGCONTACTS@JANNEY.COM

ZSCHWARZ@JANNEY.COM
MHARDIMAN@JEFFERIES.COM
CORPORATE_ACTIONS_REORG@JEFFERIES.COM
JPMORGANINFORMATION.SERVICES@JPMCHASE.COM
USSO.PROXY.TEAM@JPMORGAN.COM JPMORGANINFORMATION.SERVICES@JPMORGAN.COM IB.MANDATORY.CORP.A

IB_DOMESTIC_VOLUNTARY_CORPORATE_ACTIONS@JPMORGAN.COM
JBRINK@KNIGHT.COM
KRISTIN.KENNEDY@LPL.COM JASON.ADAMEK@LPL.COM CORPORATE.ACTION@LPL.COM CINTHYA.LEITE@LPL.COM

MKADISON@MARSCO.COM
DOCUMENTS@MEDIANTONLINE.COMCORPORATEACTIONS@MEDIANTONLINE.COM

REORG@DADCO.COM KSAPP@DADCO.COM DWEGNER@DADCO.COMTHOWELL@DADCO.COM

RLINSKEY@DADCO.COMREORG@DADCO.COM

KEVIN.MILLER@DB.COM SAGAR.SHARMA@DB.COM CYNTHIA.RAINIS@DB.COM JAMIE.SILVERSTEIN@DB.COM JOHN.B

JOHN.BINDER@DB.COM
JAXCA.NOTIFICATIONS@DB.COM
VANDANA.X.VEMULA@BROADRIDGE.COMJOHN.ROSENBACH@ETRADE.COM

ELIZABETH.ROLWES@EDWARDJONES.COM
GINGER.STILLMAN@EDWARDJONES.COM
CA.OMK@EUROCLEAR.COM
EB.CA@EUROCLEAR.COM
REORGNOTIFICATIONLIST@FIINET.COM
PPCA@FIRSTCLEARING.COM CYNTHIA.BROWN@FIRSTCLEARING.COM CYNTHIA.BROWN@WELLSFARGOADVISORS.CO

PROXYSERVICES@FOLIOINVESTING.COMWADE.LYNCH@GS.COM

GS-AS-NY-PROXY@NY.EMAIL.GS.COM
NEWYORKANNCHUB@GS.COM
GS-AS-NY-PROXY@GS.COM
GS-AS-NY-PROXY@EMAIL.GS.COM
GS-AS-NY-PROXY@GS.COMGS-OPS-DIVMGMT-COM@GS.COMGS-AS-NY-CLASS-ACTION@NY.EMAIL.GS.COM GS-AS-NY-

GS-AS-NY-PROXY@GS.COM
PROXY@SWST.COM
GTS.CAEC.TPA@CITI.COM MARIANNE.SULLIVAN@CITI.COM PAOLA.PRINS@CITI.COM DARYL.SLATER@CITI.COM MICH

GTS.CAEC.TPA@CITI.COM
GTS.CAEC.TPA@CITI.COM MARIANNE.SULLIVAN@CITI.COM PAOLA.PRINS@CITI.COM DARYL.SLATER@CITI.COM MICH

CA_MANDATORY.EVENTS@CLEARSTREAM.COM
CA_GENERAL.EVENTS@CLEARSTREAM.COM
NATHALIE.CHATAIGNER@CLEARSTREAM.COM
HULYA.DIN@CLEARSTREAM.COM
CHERIFA.MAAMERI@CLEARSTREAM.COM
CA_LUXEMBOURG@CLEARSTREAM.COM
CSICORPACTIONS@CA-CIB.COM
ANTHONY.MILO@CREDIT-SUISSE.COM HIEP.LIEN@CREDIT-SUISSE.COMLIST.NYEVTINTGRP@CREDIT-SUISSE.COM

HIEP.LIEN@CREDIT-SUISSE.COMLIST.NYEVTINTGRP@CREDIT-SUISSE.COM

ASSET.SERVNOTIFICATION@CREDIT-SUISSE.COM
LIST.NYEVTINTGRP@CREDIT-SUISSE.COM
ASSET.SERVNOTIFICATION@CREDIT-SUISSE.COM
RLINSKEY@DADCO.COM
DGYGER@DADCO.COMREORG@DADCO.COM

JEN.CURTIN@SCHWAB.COM

GREGORY.A.WRAALSTAD@AMPF.COM

FRANK.A.CONTI@RIDGECLEARING.COM

DINA.FERNANDES@BMONB.COM
PHUTHORN.PENIKETT@BMONB.COM

INES.FRANCORAMOS@BNPPARIBAS.COM

RONALD.PERSAUD@US.BNPPARIBAS.COM
AHTI.TOMINGAS@NORDEA.COM

THERESA.STANTON@BNYMELLON.COM
JERRY.TRAVERS@BBH.COM

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